HOWARD HUGHES MEDICAL INSTITUTE: Form 990, tax year 2018

View the entire original 990 at ProPublica ↗

Organization
HOWARD HUGHES MEDICAL INSTITUTE (EIN 59-0735717)
Tax period
2018-09-01 to 2019-08-31
Filed
2020-03-02
IRS object ID
202040629349300609
Schema version
2018v3.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2020-03-02T09:00:07-06:00ReturnTs
Tax Period End2019-08-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

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Preparer Firm EIN134008324PreparerFirmEIN

Preparer Firm Name PreparerFirmName

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Business Name Line1PRICEWATERHOUSECOOPERS LLCBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

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Address Line1600 13th Street NW Ste 1000AddressLine1Txt
CityWashingtonCityNm
State AbbreviationDCStateAbbreviationCd
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Return Type990ReturnTypeCd
Tax Period Begin2018-09-01TaxPeriodBeginDt

Filer Filer

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EIN590735717EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Howard Hughes Medical InstituteBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlHOWABusinessNameControlTxt
Phone3012158500PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line14000 JONES BRIDGE ROADAddressLine1Txt
CityCHEVY CHASECityNm
State AbbreviationMDStateAbbreviationCd
ZIP208156789ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonMonique L MarcusPersonNm
Person TitleControllerPersonTitleTxt
Signature2020-03-02SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonMichelle MichalowskiPreparerPersonNm
PTINP00755304PTIN
Phone2024141000PhoneNum
FieldValueIRS element (for citing)
Tax2018TaxYr
Build TS2020-09-23 17:36:50ZBuildTS

Form 990 IRS990

Principal Ofcr Business Name PrincipalOfcrBusinessName

FieldValueIRS element (for citing)
Business Name Line1Erin O'SheaBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line14000 JONES BRIDGE ROADAddressLine1Txt
CityCHEVY CHASECityNm
State AbbreviationMDStateAbbreviationCd
ZIP208156789ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$70,427,554,657GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.HHMI.ORGWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1953FormationYr
Legal Domicile StateDELegalDomicileStateCd
Activity Or MissionTHE HOWARD HUGHES MEDICAL INSTITUTE IS A PHILANTHROPY THAT SERVES SOCIETY THROUGH THE DIRECT CONDUCT OF BIOMEDICAL RESEARCH AND SUPPORT FOR PROGRAMS IN SCIENCE EDUCATION.ActivityOrMissionDesc
Voting Members Governing Body11VotingMembersGoverningBodyCnt
Voting Members Independent11VotingMembersIndependentCnt
Total Employee3000TotalEmployeeCnt
Total Gross UBI-$2,633,595TotalGrossUBIAmt
PY Contributions Grants$3,169,402PYContributionsGrantsAmt
CY Contributions Grants$2,857,498CYContributionsGrantsAmt
PY Program Service Revenue$2,780,883PYProgramServiceRevenueAmt
CY Program Service Revenue$2,653,609CYProgramServiceRevenueAmt
PY Investment Income$1,506,668,026PYInvestmentIncomeAmt
CY Investment Income$1,307,204,710CYInvestmentIncomeAmt
PY Other Revenue$14,706,006PYOtherRevenueAmt
CY Other Revenue$98,665,366CYOtherRevenueAmt
PY Total Revenue$1,527,324,317PYTotalRevenueAmt
CY Total Revenue$1,411,381,183CYTotalRevenueAmt
PY Grants And Similar Paid$75,764,031PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$34,069,870CYGrantsAndSimilarPaidAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$310,043,783PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$504,827,068CYSalariesCompEmpBnftPaidAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$0CYTotalFundraisingExpenseAmt
PY Other Expenses$539,910,899PYOtherExpensesAmt
CY Other Expenses$542,776,572CYOtherExpensesAmt
PY Total Expenses$925,718,713PYTotalExpensesAmt
CY Total Expenses$1,081,673,510CYTotalExpensesAmt
PY Revenues Less Expenses$601,605,604PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$329,707,673CYRevenuesLessExpensesAmt
Total Assets BOY$23,816,259,445TotalAssetsBOYAmt
Total Assets EOY$22,544,411,510TotalAssetsEOYAmt
Total Liabilities BOY$3,446,900,214TotalLiabilitiesBOYAmt
Total Liabilities EOY$2,405,125,561TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$20,369,359,231NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$20,139,285,949NetAssetsOrFundBalancesEOYAmt
MissionTHE HOWARD HUGHES MEDICAL INSTITUTE ("INSTITUTE" OR "HHMI") IS THE NATION'S LARGEST PRIVATE BIOMEDICAL RESEARCH INSTITUTION, WITH ALMOST $21 BILLION IN NET ASSETS AT THE END OF ITS 2019 FISCAL YEAR. THE MISSION OF THE INSTITUTE HAS REMAINED CONSTANT SINCE ITS FOUNDING IN 1953. AS ITS RESTATED ARTICLES OF INCORPORATION STATE "THE PRIMARY PURPOSE AND OBJECTIVE OF THE HOWARD HUGHES MEDICAL INSTITUTE SHALL BE THE PROMOTION OF HUMAN KNOWLEDGE BY CONDUCTING DISCOVERY RESEARCH AND SCIENCE EDUCATION, PRINCIPALLY WITHIN FIELDS ASSOCIATED WITH BASIC BIOMEDICAL SCIENCES, AND THE DISSEMINATION AND APPLICATION OF THAT KNOWLEDGE FOR THE BENEFIT OF HUMANITY."MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$741,854,578ExpenseAmt
Revenue$2,541,661RevenueAmt
DescMEDICAL RESEARCH ORGANIZATION ACTIVITIES (A) THE HHMI INVESTIGATOR PROGRAM (B) JANELIA RESEARCH CAMPUS (A) The HHMI Investigator Program The Howard Hughes Medical Institute's approach to biomedical research can be summarized in three words: people, not projects. By employing scientists as HHMI investigators - rather than awarding research grants - the Institute provides long-term, flexible funding that enables its researchers to pursue their scientific interests wherever they lead. HHMI believes that scientists of exceptional talent and imagination will make fundamental discoveries of lasting scientific value and benefit to humanity if they are given the resources, time, and freedom to pursue challenging questions. The Institute nurtures the creativity and intellectual daring of scientists who are willing to set aside conventional wisdom or the "easy" question for a fundamental problem that may take many years to solve. Among the characteristics that distinguish this group of scientists are qualities such as creativity, a penchant for risk-taking, and a commitment to discovery, productivity, and perseverance. This unique research model is an imaginative and powerful alternative to funding biomedical research through grants. The HHMI Investigator Program employs more than 270 HHMI researchers, among them 15 Nobel laureates and more than 150 members of the National Academy of Sciences. HHMI investigators direct Institute research laboratories on the campuses of 59 universities and other research organizations throughout the United States. Since the early 1990s, investigators have been selected through rigorous national competitions. The Institute solicits applications directly from scientists at medical schools and other research institutions in the United States, with the aim of identifying those who have the potential to make significant contributions to science. HHMI employs an open application process to ensure that it is selecting its researchers from a broad and deep pool of scientific talent. (B) Janelia Research Campus HHMI's Janelia Research Campus in Ashburn, Virginia, helps open scientific fields by breaking through technical and intellectual barriers. At Janelia, integrated teams of lab scientists and tool-builders pursue a small number of scientific questions with potential for transformative impact. To drive science forward, methods, results, and tools are shared with the scientific community. In late 2017, Janelia moved to a 15-year research model. Under this new model, Janelia plans to develop a given research area for roughly 15 years to gain traction and attract outside interest, at which point it will cycle to a new area of focus. This approach enables Janelia to stay at the frontier of science, advancing 1-3 research areas at any point in time. Janelia's first 15-year research area is Mechanistic Cognitive Neuroscience. In October 2018, HHMI launched an open, international competition to identify an additional 15-year research focus to join the current research at Janelia. The new research area will be announced in Spring 2020. In February 2019, HHMI announced that Ron Vale, an HHMI investigator at the University of California, San Francisco, will be Janelia's next Executive Director. His appointment begins in February 2020. Vale succeeds Janelia's Founding Executive Director, Gerry Rubin, who will remain at Janelia to continue his scientific work. In the current fiscal year, there were 36 group leaders, five fellows, and 15 senior fellows at Janelia, in addition to graduate students, other scientific trainees, and visiting scientists. Janelia also operates a vibrant scientific conference program, bringing many scientists to its campus each year for educational meetings.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$90,776,104ExpenseAmt
Grant$34,069,870GrantAmt
Revenue$111,948RevenueAmt
DescSCIENCE EDUCATION AND RESEARCH GRANT PROGRAMS (A) SCIENCE EDUCATION GRANT AND RESEARCH PROGRAMS (B) EDUCATIONAL MEDIA (C) TANGLED BANK STUDIOS (D) HANNA H GRAY FELLOWS (E) FACULTY SCHOLARS (F) E-LIFE OPEN ACCESS JOURNAL (CONTINUED ON SCHEDULE O)Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$47,628ExpenseAmt
DescSUPPORT FOR INTERNATIONAL SCIENCE 4c: Support for International Science HHMI continues to support forty-one scientists from 16 countries who were selected in 2017 as International Research Scholars, exceptional early-career scientists poised to advance biomedical research across the globe. HHMI teamed up with the Bill & Melinda Gates Foundation, the Wellcome Trust, and the Calouste Gulbenkian Foundation to develop scientific talent around the world, and with these partners awarded a total of over $29.3 million to this group of scholars. Each researcher will receive a five-year award of $715,000, including indirect costs. The award is a major boost for scientists early in their careers, and offers the freedom to pursue new research directions and creative projects that could develop into top-notch scientific programs. Africa Health Research Institute in South Africa In 2009, HHMI helped launch the KwaZulu-Natal Research Institute for TB-HIV (K-RITH) in collaboration with the University of KwaZulu-Natal (UKZN), and has provided significant funding to support its research efforts. In 2016, in a move to improve the health of people locally and globally, K-RITH joined forces with the Africa Centre for Population Health to form a groundbreaking new interdisciplinary institute to fight tuberculosis (TB), HIV and related diseases. The new organization, the Africa Health Research Institute (AHRI), is located at the heart of South Africa's TB and HIV co-epidemic in KwaZulu-Natal Province. The effort brings together the Africa Centre's detailed population data from over 100,000 participants, with K-RITH's expertise in basic science and its world-class laboratory facilities. HHMI, together with the Wellcome Trust, continues to provide grant support to AHRI, with the University College London and UKZN serving as significant academic partners. AHRI is committed to working towards the elimination of HIV and TB. To achieve this, the institute will bring together leading researchers from different fields, use cutting-edge science to improve people's health, and will help to train the next generation of African scientists.Desc
FieldValueIRS element (for citing)
Total Program Service Expenses$832,678,310TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredYes (true)ScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
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Donor Advised FundfalseDonorAdvisedFundInd
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Collections Of ArtfalseCollectionsOfArtInd
Credit CounselingfalseCreditCounselingInd
Temp Or Permanent EndowmentsfalseTempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
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School OperatingfalseSchoolOperatingInd
Foreign OfficefalseForeignOfficeInd
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More Than5000 K To OrgYes (true)MoreThan5000KToOrgInd
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Operate HospitalfalseOperateHospitalInd
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Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
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Transaction With Control EntYes (true)TransactionWithControlEntInd
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Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document786IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee3000EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
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Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsfalseQuidProQuoContributionsInd
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Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht PymtfalseSubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst IncfalseSubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members11GoverningBodyVotingMembersCnt
Independent Voting Member11IndependentVotingMemberCnt
Family Or Business RlnfalseFamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsfalseChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersfalseLocalChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VenturefalseInvestmentInJointVentureInd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldILStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldINStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMAStatesWhereCopyOfReturnIsFldCd
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Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1MONIQUE L MARCUSBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone3012158500PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line14000 JONES BRIDGE ROADAddressLine1Txt
CityCHEVY CHASECityNm
State AbbreviationMDStateAbbreviationCd
ZIP20815ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (33 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtOfficerOfficerIndKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
JAMES A BAKER III ESQ
TRUSTEE2.0Yes (X)$40,000$0$0
CHARLENE BARSHEFSKY ESQ
TRUSTEE2.0Yes (X)$40,000$0$0
JOSEPH L GOLDSTEIN MD
TRUSTEE, CHAIR RESEARCH COMM4.0Yes (X)$50,000$0$0
FRED R LUMMIS
TRUSTEE, CHAIR FINANCE COMM4.0Yes (X)$50,000$0$0
PAUL M NURSE PHD
TRUSTEE2.0Yes (X)$40,000$0$0
ALISON F RICHARD PHD
TRUSTEE, CHAIR EDUCATION COMM4.0Yes (X)$50,000$0$0
CLAYTON S ROSE PHD
TRUSTEE, CHAIR AUDIT & COMP6.0Yes (X)$50,000$0$0
KURT L SCHMOKE ESQ
TRUSTEE, CHAIR6.0Yes (X)$60,000$0$0
DEBORA L SPAR PHD
TRUSTEE2.0Yes (X)$40,000$0$0
ANNE M TATLOCK
TRUSTEE2.0Yes (X)$40,000$0$0
MARGARET D TUTWILER
TRUSTEE from 3/192.0Yes (X)$0$0$0
LAUREN T SPILIOTES ESQ
DEP GENCOUNSEL/ASST SEC40.0$445,401$0$59,388Yes (X)
SUSAN S PLOTNICK
ASSISTANT TREASURER & DIRECTOR-FINANCE40.0$247,051$0$60,772Yes (X)
MONIQUE L MARCUS
CONTROLLER40.0$204,367$0$53,406Yes (X)
ERIN K O'SHEA PHD
PRESIDENT40.0$1,249,839$0$57,002Yes (X)
SEAN B CARROLL PHD
VP FOR SCIENCE EDUCATION40.0$738,851$0$59,650Yes (X)
DAVID CLAPHAM PHD
VP & CHIEF SCI OFF40.0$895,532$0$67,673Yes (X)
HEIDI E HENNING ESQ
VP,GENERAL COUNSEL/SEC40.0$660,120$0$65,939Yes (X)
DENNIS MCKEARIN PHD
VP OF OPERATIONS until 6/1940.0$465,416$0$61,126Yes (X)
GERALD M RUBIN PHD
VP&EXEC DIR,JANELIA RES CAMPUS40.0$810,772$0$124,628Yes (X)
LANDIS ZIMMERMAN
VP & CHIEF INVESTMENT OFFICER40.0$1,027,952$0$63,669Yes (X)
BODO STERN PHD
CHIEF OF STRATEGIC INITIATIVES40.0$352,969$0$41,911Yes (X)
STEPHEN JASKO
CFO & TREASURER40.0$531,248$0$41,473Yes (X)
RICHARD A PENDER
MAN DIR - US EQUITIES40.0$535,624$0$60,526Yes (X)
GREGORY DENINNO
MAN DIR - PRIVATE EQUITIES40.0$418,495$0$51,068Yes (X)
ROBERT J KOLYER JR
MAN DIR - DIVERSIFIED ASSETS40.0$537,641$0$58,818Yes (X)
RICHARD AXEL MD
INVESTIGATOR40.0$580,766$0$50,267Yes (X)
THOMAS R CECH PHD
INVESTIGATOR40.0$688,504$0$62,733Yes (X)
ERIC R KANDEL MD
SENIOR INVESTIGATOR40.0$655,962$0$64,410Yes (X)
FRANCES M PHELAN
CHIEF of PEOPLE and CULTURE40.0$615,971$0$47,757Yes (X)
ROBERT TJIAN PHD
INVESTIGATOR40.0$584,160$0$69,042Yes (X)
STEPHEN M KITSOULIS
MAN DIR - FIXED INCOME retired 7/1840.0$320,118$0$36,378Yes (X)
JOHN PALMISANO
CHIEF OF BUSINESS SOLUTIONS/FORMER VP FOR INFORMATION TECHNOLOGY40.0$304,043$0$48,362Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$13,330,802TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$1,305,998TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K694IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (true)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmtAddress Line2ContractorAddress/USAddress/AddressLine2Txt
BRIDGEWATER ASSOCIATES INC
ONE GLENDINNING PLACEWESTPORTCT06880INVESTMENT MGT$9,824,652
ECHO STREET CAPITAL MGR LLC (VIA HHMI II LLC)
850 THIRD AVENUENEW YORKNY10022INVESTMENT MGT$6,330,726
ARAMARK HARRISON LODGING
1101 MARKET STPHILADELPHIAPA19107CONFERENCE CTR MGT$5,141,175
SELECT EQUITY GROUP INC
380 LAFEYETTE STREETNEW YORKNY10003INVESTMENT MGT$4,196,298
JONES LANG LASALLE AMERICAS INC
525 WILLIAM PENN PLACEPITTSBURGHPA15259FACILITIES MGT$2,915,124SUITE 2500
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K136CntrctRcvdGreaterThan100KCnt
Info In Schedule O Part VIIIYes (X)InfoInScheduleOPartVIIIInd
All Other Contributions$2,857,498AllOtherContributionsAmt
Total Contributions$2,857,498TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (2 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
Rental Income900099$2,541,661$2,541,661
TV & Film Income900099$111,948$111,948

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$0ExclusionAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$2,653,609TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$171,650,433TotalRevenueColumnAmt
Unrelated Business Revenue-$14,251,382UnrelatedBusinessRevenueAmt
Exclusion$185,901,815ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$98,257,025TotalRevenueColumnAmt
Exclusion$98,257,025ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$777,501RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$1,458,310RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real-$680,809RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column-$680,809TotalRevenueColumnAmt
Unrelated Business Revenue-$680,809UnrelatedBusinessRevenueAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$70,125,672,249SecuritiesAmt
Other$12,298,596OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$68,964,152,440SecuritiesAmt
Other$50,562,724OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$1,161,519,809SecuritiesAmt
Other-$38,264,128OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,135,554,277TotalRevenueColumnAmt
Unrelated Business Revenue$12,298,596UnrelatedBusinessRevenueAmt
Exclusion$1,123,255,681ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtExclusionExclusionAmt
Cafeteria Income900099$331,806$331,806
Investment Expense Rebate900099$233,788$233,788
Cash Discounts900099$162,407$162,407

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$361,149TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$361,149ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$1,089,150OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,411,381,183TotalRevenueColumnAmt
Related Or Exempt Func Income$2,653,609RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue-$2,633,595UnrelatedBusinessRevenueAmt
Exclusion$1,408,503,671ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$26,224,516TotalAmt
Program Services$26,224,516ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$7,845,354TotalAmt
Program Services$7,845,354ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$10,783,611TotalAmt
Program Services$2,559,518ProgramServicesAmt
Management And General$8,224,093ManagementAndGeneralAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$642,572TotalAmt
Program Services$642,572ProgramServicesAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$282,607,451TotalAmt
Program Services$247,216,768ProgramServicesAmt
Management And General$35,390,683ManagementAndGeneralAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$22,985,885TotalAmt
Program Services$19,701,632ProgramServicesAmt
Management And General$3,284,253ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$171,275,783TotalAmt
Program Services$148,311,517ProgramServicesAmt
Management And General$22,964,266ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$16,531,766TotalAmt
Program Services$14,281,292ProgramServicesAmt
Management And General$2,250,474ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$4,142,186TotalAmt
Program Services$2,100,590ProgramServicesAmt
Management And General$2,041,596ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$718,424TotalAmt
Program Services$2,050ProgramServicesAmt
Management And General$716,374ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$17,500TotalAmt
Management And General$17,500ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$90,729,281TotalAmt
Management And General$90,729,281ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$47,306,220TotalAmt
Program Services$38,753,734ProgramServicesAmt
Management And General$8,552,486ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$3,978,733TotalAmt
Program Services$1,957,259ProgramServicesAmt
Management And General$2,021,474ManagementAndGeneralAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$10,912,413TotalAmt
Program Services$4,762,993ProgramServicesAmt
Management And General$6,149,420ManagementAndGeneralAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$39,777TotalAmt
Program Services$39,777ProgramServicesAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$79,951,798TotalAmt
Program Services$67,265,493ProgramServicesAmt
Management And General$12,686,305ManagementAndGeneralAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$9,180,216TotalAmt
Program Services$7,661,818ProgramServicesAmt
Management And General$1,518,398ManagementAndGeneralAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$3,500,172TotalAmt
Program Services$2,776,359ProgramServicesAmt
Management And General$723,813ManagementAndGeneralAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$50,065,952TotalAmt
Program Services$15,663,376ProgramServicesAmt
Management And General$34,402,576ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$79,611,145TotalAmt
Program Services$70,923,355ProgramServicesAmt
Management And General$8,687,790ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$447,402TotalAmt
Program Services$118,521ProgramServicesAmt
Management And General$328,881ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmt
LAB, SCIENTIFIC & OTHER SUPPLIES$114,856,743$114,033,854$822,889
MINOR EQUIPMENT & RENOVATIONS$18,436,378$17,624,594$811,784
EQUIPMENT MAINTENANCE$15,003,845$10,405,965$4,597,880
INCOME TAX$839,208$839,208

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$13,039,179TotalAmt
Program Services$11,805,403ProgramServicesAmt
Management And General$1,233,776ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$1,081,673,510TotalAmt
Program Services$832,678,310ProgramServicesAmt
Management And General$248,995,200ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$856,180,834BOYAmt
EOY$790,226,562EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
EOY$0EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$5,146,926BOYAmt
EOY$8,703,365EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$1,875,642,789LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$1,125,721,771LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$684,464,662BOYAmt
EOY$749,921,018EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$6,483,770,458BOYAmt
EOY$5,272,971,863EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$15,601,402,134BOYAmt
EOY$15,420,751,528EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$185,294,431BOYAmt
EOY$301,837,174EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$23,816,259,445BOYAmt
EOY$22,544,411,510EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$469,669,342BOYAmt
EOY$596,211,961EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$157,321,012BOYAmt
EOY$103,646,545EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$716,130,000BOYAmt
EOY$768,317,285EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
EOY$0EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$1,236,233,081BOYAmt
EOY$39,313,915EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$867,546,779BOYAmt
EOY$897,635,855EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$3,446,900,214BOYAmt
EOY$2,405,125,561EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$20,369,359,231BOYAmt
EOY$20,139,285,949EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$20,369,359,231BOYAmt
EOY$20,139,285,949EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$23,816,259,445BOYAmt
EOY$22,544,411,510EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$329,707,673ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$580,725,446NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$20,944,491OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredfalseFederalGrantAuditRequiredInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Medical Research OrganizationYes (X)MedicalResearchOrganizationInd

Hospital Name And Address HospitalNameAndAddressGrp

Supported Organization Name SupportedOrganizationName

FieldValueIRS element (for citing)
Business Name Line1BRIGHAM AND WOMENS HOSPITALBusinessNameLine1Txt
FieldValueIRS element (for citing)
CityBOSTONCityNm
State AbbreviationMAStateAbbreviationCd

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
VolunteersfalseVolunteersInd
Paid Staff Or ManagementfalsePaidStaffOrManagementInd
Media AdvertisementsfalseMediaAdvertisementsInd
Mailings MembersfalseMailingsMembersInd
Publications Or BroadcastfalsePublicationsOrBroadcastInd
Grants Other OrganizationsfalseGrantsOtherOrganizationsInd
Direct Contact LegislatorsYes (true)DirectContactLegislatorsInd
Direct Contact Legislators$17,500DirectContactLegislatorsAmt
Rallies DemonstrationsfalseRalliesDemonstrationsInd
Other ActivitiesYes (true)OtherActivitiesInd
Other Activities$2,523OtherActivitiesAmt
Total Lobbying Expenditures$20,023TotalLobbyingExpendituresAmt
Not Described Section501c3falseNotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITYFormAndLineReferenceDesc
ExplanationOTHER ACTIVITIES, SCHEDULE C, PART II-B, LINE 1g (OTHER ACTIVITIES) Amounts spent to paid lobbying firm for direct contact with federal and state legislators and their staffs on pending legislative matters. OTHER ACTIVITIES, SCHEDULE C, PART II-B, LINE 1i (OTHER ACTIVITIES) DURING THE FISCAL YEAR, HHMI WAS A MEMBER OF A NUMBER OF NON-PROFIT ORGANIZATIONS THAT ENGAGED IN LOBBYING ACTIVITIES ON BEHALF OF THEIR MEMBERSHIPS. HHMI IS REPORTING AS LOBBYING EXPENDITURES A PORTION OF THE MEMBERSHIP DUES THAT HHMI PAID TO THESE ORGANIZATIONS.ExplanationTxt

Schedule D IRS990ScheduleD

Land LandGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$807,737InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$90,400,563OtherCostOrOtherBasisAmt
Book Value$91,208,300BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$10,248,413InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$751,650,984OtherCostOrOtherBasisAmt
Depreciation$348,578,171DepreciationAmt
Book Value$413,321,226BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$354,150,048OtherCostOrOtherBasisAmt
Depreciation$336,568,366DepreciationAmt
Book Value$17,581,682BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$556,633,091OtherCostOrOtherBasisAmt
Depreciation$425,823,131DepreciationAmt
Book Value$130,809,960BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$921,448InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$110,830,505OtherCostOrOtherBasisAmt
Depreciation$14,752,103DepreciationAmt
Book Value$96,999,850BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$749,921,018TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (5 entries)

DescDescBook ValueBookValueAmt
PRIVATE EQUITY & REAL ESTATE$5,580,459,685
DISTRESSED & CREDIT SENSITIVE$1,896,373,243
HEDGED EQUITY$2,058,245,109
MARKET NEUTRAL$2,688,904,041
EQUITY COMMINGLED$3,196,769,450
FieldValueIRS element (for citing)
Total Book Value Securities$15,420,751,528TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (13 entries)

DescDescAmtAmt
SHORT POSITIONS$514,716,747
INVESTMENT PURCH PENDING SALES$40,638,833
CURRENCY EXCH CONTRACTS PAY$9,663,113
DEFERRED COMPENSATION LIAB$53,766,488
SWAP UNREALIZED LOSS$196,272,028
INVESTMENT MANAGEMENT FEES PAYABLE$17,851,171
DEFERRED INCOME$1,928,051
INTEREST & DIVIDENDS ON SHORT STOCKS & BONDS$853,514
CONTRACT FOR DIFFERENCES LIABILITY$7,614,626
FUTURE CONTRACTS LIABILITY POSITION$0
LEASE OBLIGATIONS$13,220,638
EQUITY SWAPS - LIABILITIES$292,555
OBLIGATION TO RETURN SECURITIES LENDING COLLATERAL$40,818,091
FieldValueIRS element (for citing)
Total Liability$897,635,855TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd
Total Rev Etc Audited Fincl Stmt$746,003,585TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst-$580,725,446NetUnrealizedGainsInvstAmt
Other Revenue$0OtherRevenueAmt
Revenue Not Reported-$580,725,446RevenueNotReportedAmt
Revenue Subtotal$1,326,729,031RevenueSubtotalAmt
Investment Expenses Not Incld$124,042,783InvestmentExpensesNotIncldAmt
Other Revenues Not Included-$39,390,631OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt$84,652,152RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990$1,411,381,183TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$960,510,868TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included$2,880,141OtherExpensesIncludedAmt
Expenses Not Reported$2,880,141ExpensesNotReportedAmt
Expenses Subtotal$957,630,727ExpensesSubtotalAmt
Investment Expenses Not Incld2$124,042,783InvestmentExpensesNotIncld2Amt
Other Expenses Not Included$0OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt$124,042,783ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990$1,081,673,510TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnoteIn accordance with the guidance on accounting for uncertainty in income taxes, management regularly evaluates its tax positions and does not believe the Institute has any uncertain tax positions that result in a material impact on the Institute's consolidated financial position or change in total net assets. The Institute is subject to routine audits by taxing jurisdictions. The Institute believes it is no longer subject to income tax examinations for fiscal years prior to August 31, 2015.
Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statementsRealized exchange gains/(losses) - 13269 Loss on extinguishment of taxable bond - -38277397 Rental expenses - -1458309 Cafeteria income - 331806
Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990Realized exchange gain/(loss) - -13269 Loss on extinguishment of taxable bond - 38277397 Deferred tax benefit - -12894568 Grant write-offs - -7455694 Grant refunds - -594228 Postretirement amortization - -15566000 Rental expenses - 1458309 Cafeteria income - -331806

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (8 entries)

RegionRegionTxtType Of Activities ConductedTypeOfActivitiesConductedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
Central America and the CaribbeanInvestments$6,761,764,512
North America (Canada & Mexico only)Investments$91,869,038
Europe (Including Iceland and Greenland)Investments$846,212,988
East Asia and the PacificInvestments$161,938,692
Sub-Saharan AfricaInvestments$631,304
Central America and the Caribbean,Investment Management Fees$10,786,645
North America (Canada & Mexico only),Investment Management Fees$20,496
Europe (Including Iceland and Greenland),Investment Management Fees$11,964,145
FieldValueIRS element (for citing)
Subtotal Offices0SubtotalOfficesCnt
Subtotal Employees0SubtotalEmployeesCnt
Continuation Total Office0ContinuationTotalOfficeCnt
Continuation Total Employee0ContinuationTotalEmployeeCnt
Total Office0TotalOfficeCnt
Total Employee0TotalEmployeeCnt
Subtotal Spent$7,885,187,820SubtotalSpentAmt
Continuation Spent$0ContinuationSpentAmt
Total Spent$7,885,187,820TotalSpentAmt
Total501c3 Org0Total501c3OrgCnt
Total Other Org0TotalOtherOrgCnt
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustYes (true)InterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesfalseBoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule F, Part I, Line 2 Procedures for monitoring use of grant fundsDuring its 2019 fiscal year, HHMI continued to support International Research Scholars selected through one or more competitions open to all eligible applicants. The procedures described in this section are related to grants that were accrued in a previous fiscal year. Eligibility requirements included, but were not limited to, a full-time appointment at a nonprofit scientific research organization in a country other than the United States, and a research focus on basic biological processes or disease mechanisms. Qualified applicants were evaluated by a panel of scientific experts with final selections made by HHMI leadership. The disbursement of grant funds to support the work of International Early Career Scientists and Senior International Research Scholars is made in accordance with all applicable U.S. laws. Funds are paid to an institutional account. In order to monitor the activities and productivity of the grants, each scientist is required to submit an annual progress report concerning his or her research and each grantee institution is required to submit annual financial reports. These reports are reviewed by HHMI staff. site visits and audits are conducted if warranted and grantees attend scientific meetings of HHMI US-based scientists.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDSDuring its 2019 fiscal year, HHMI continued to support International Research Scholars selected through one or more competitions open to all eligible applicants. The procedures described in this section are related to grants that were accrued in a previous fiscal year. Eligibility requirements included, but were not limited to, a full-time appointment at a nonprofit scientific research organization in a country other than the United States, and a research focus on basic biological processes or disease mechanisms. Qualified applicants were evaluated by a panel of scientific experts with final selections made by HHMI leadership. The disbursement of grant funds to support the work of International Early Career Scientists and Senior International Research Scholars is made in accordance with all applicable U.S. laws. Funds are paid to an institutional account. In order to monitor the activities and productivity of the grants, each scientist is required to submit an annual progress report concerning his or her research and each grantee institution is required to submit annual financial reports. These reports are reviewed by HHMI staff. site visits and audits are conducted if warranted and grantees attend scientific meetings of HHMI US-based scientists.

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (122 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdCash GrantCashGrantAmtNon Cash AssistanceNonCashAssistanceAmtPurpose Of GrantPurposeOfGrantTxtRecipient EINRecipientEINIRC SectionIRCSectionDesc
Travel Exp Pd on behalf of Grantees
Meeting ExpChevy ChaseMD20815$26,813$0Exrop Program - Travel
Brown Univ
Brown UnivProvidenceRI02912$10,609$0Hanna Gray Scholars050258809501 (C) (3)
CA Inst of Technology
CA Inst of TechnologyPasadenaCA91125$21,218$0Hanna Gray Scholars951643307501 (C) (3)
Columbia Univ
Columbia UnivNew YorkNY10032$331,018$0Hanna Gray Scholars135598093501 (C) (3)
Don Danforth Plant Sci Ctr
Don Danforth Plt Sci CtrSt LouisMO63132$10,000$0Hanna Gray Scholars311584621501 (C) (3)
Fred Hutchinson Cncr Ctr
Fred Hutch Cncr CtrSeattleWA98109$10,300$0Hanna Gray Scholars237156071501 (C) (3)
Fred Hutchinson Cncr Ctr
Fred Hutch CtrSeattleWA981091024$331,018$0Hanna Gray Scholars237156071501 (C) (3)
Harvard Medical Sch
Harvard Medical SchCambridgeMA02138$1,375,881$0Hanna Gray Scholars042103580501 (C) (3)
Inst for Cancer Resrch
Inst - Cancer ResrchPhiladelphiaPA19111$10,000$0Hanna Gray Scholars236296135501 (C) (3)
J David Gladstone Inst
J David GladstnSan FranciscoCA94158$10,000$0Hanna Gray Scholars237203666501 (C) (3)
Mem Sloan-Kettering
Mem Sloan-KetteringNew YorkNY10017$10,609$0Hanna Gray Scholars131924236501 (C) (3)
MIT
MITCambridgeMA02139$682,636$0Hanna Gray Scholars042103594501 (C) (3)
President & Fellows-Harvard College
President Fellows Of HarvardCambridgeMA02138$10,609$0Hanna Gray Scholars042103580501 (C) (3)
President & Fellows-Harvard College
President Fellows Of HarvardCambridgeMA02138$10,000$0Hanna Gray Scholars042103580501 (C) (3)
President & Fellows-Harvard College
Presidents and Fellows of HarvardCambridgeMA02138$10,609$0Hanna Gray Scholars042103580501 (C) (3)
Princeton Univ
Princeton UnivPrincetonNJ08540$341,318$0Hanna Gray Scholars210634501501 (C) (3)
Rockefeller Univ
Rockefeller UnivNew YorkNY10065$261,318$0Hanna Gray Scholars131624158501 (C) (3)
Rockefeller Univ
Rockefeller UnivNew YorkNY10065$10,000$0Hanna Gray Scholars131624158501 (C) (3)
Rockefeller Univ
Rockefeller UnivNew YorkNY10065$10,000$0Hanna Gray Scholars131624158501 (C) (3)
Salk Institute
Salk InstituteLA JollaCA920371002$10,609$0Hanna Gray Scholars952160097501 (C) (3)
Stanford Univ
Stanford UnivSan FranciscoCA941444253$351,927$0Hanna Gray Scholars941156365501 (C) (3)
Stanford Univ
Stanford UnivSan FranciscoCA941444253$10,000$0Hanna Gray Scholars941156365501 (C) (3)
Stanford Univ
Stanford UnivPalo AltoCA94304$10,000$0Hanna Gray Scholars941156365501 (C) (3)
Stanford Univ
Stanford UnivPalo AltoCA94304$10,000$0Hanna Gray Scholars941156365501 (C) (3)
The Univ Of Minnesota
The Univ Of MinnesotaMinneapolisMN55455$341,318$0Hanna Gray Scholars416007513Minnesota
UC - Berkeley
UC - BerkeleyNew YorkNY947205940$351,927$0Hanna Gray Scholars946002123California
UC - Berkeley
UC - BerkeleyBerkeleyCA94720$10,000$0Hanna Gray Scholars946002123California
UC - Berkeley
UC - BerkeleyBerkeleyCA94720$10,000$0Hanna Gray Scholars946002123California
UC - Berkeley
UC - BerkeleyBerkeleyCA94720$10,000$0Hanna Gray Scholars946002123California
UC - San Francisco
UC - San FranciscoSan FranciscoCA94143$10,609$0Hanna Gray Scholars946036493California
UC - San Francisco
UC - San FranciscoSan FranciscoCA94143$10,609$0Hanna Gray Scholars946036493California
UC - San Francisco
UC - San FranciscoSan FranciscoCA94143$10,000$0Hanna Gray Scholars946036493California
UC - San Francisco
UC - San FranciscoSan FranciscoCA94143$10,000$0Hanna Gray Scholars946036493California
UC - Santa Cruz
UC - Santa CruzSanta CruzCA95064$10,000$0Hanna Gray Scholars941539563California
Univ Of Pennsylvania
Univ Of PennsylvaniaPhiladelphiaPA191046205$10,609$0Hanna Gray Scholars231352685501 (C) (3)
Univ of Texas - Southwestern
Univ of Texas - SouthwesternDallasTX75390$351,927$0Hanna Gray Scholars746000203Texas
Univ of Washington
Univ of WashingtonSeattleWA98195$10,000$0Hanna Gray Scholars916001537Washington
Univ of Hawaii
Univ of HawaiiHonoluluHI96822$10,000$0Hanna Gray Scholars990085260501 (C) (3)
Univ of Southern California
Univ of Southern CaliforniaLos AngelesCA900898001$341,318$0Hanna Gray Scholars951642394501 (C) (3)
Whitehead Inst for Biomedical Research
Whitehead Inst for Biomed ResearchCambridgeMA021421479$341,318$0Hanna Gray Scholars061043412501 (C) (3)
Whitehead Inst for Biomedical Research
Whitehead Inst for Biomed ResearchCambridgeMA021421479$10,000$0Hanna Gray Scholars061043412501 (C) (3)
Yale Univ
Yale UnivNew HavenCT065081873$10,609$0Hanna Gray Scholars060646973501 (C) (3)
Arizona State Univ
Arizona State UnivTempeAZ852876011$40,000$0Inclusive Excellence860196696Arizona
Bates College
Bates CollegeLewistonME04240$40,000$0Inclusive Excellence010211781501 (C) (3)
Brandeis Univ
Brandeis UnivWalthamMA024549110$40,000$0Inclusive Excellence042103552501 (C) (3)
Cal State LA Univ Auxiliary Services Inc
Cal State LA Univ Aux Svcs IncLos AngelesCA90032$40,000$0Inclusive Excellence954016653501 (C) (3)
California State Univ-San Marcos
California State Univ-San MarcosSan MarcosCA92096$40,000$0Inclusive Excellence330397688California
Chaminade Univ Of Honolulu
Chaminade Univ Of HonoluluHonoluluHI96816$40,000$0Inclusive Excellence990272261501 (C) (3)
Davidson College
Davidson CollegeDavidsonNC280355000$40,000$0Inclusive Excellence560529961501 (C) (3)
Delaware State Univ
Delaware State UnivDoverDE19901$40,000$0Inclusive Excellence201372435501 (C) (3)
DePauw Univ
DePauw UnivGreencastleIN461350037$40,000$0Inclusive Excellence350869045501 (C) (3)
Framingham State Univ
Framingham State UnivFraminghamMA017019101$40,000$0Inclusive Excellence043154529Massachusetts
Humboldt State Univ Sponsored Pgm Fdn
Humboldt State U Sponsored Pgm FdnArcataCA95521$40,000$0Inclusive Excellence946050071501 (C) (3)
James Madison Univ
James Madison UnivHarrisonburgVA228070001$40,000$0Inclusive Excellence546001756Virginia
Kalamazoo College
Kalamazoo CollegeKalamazooMI49007$40,000$0Inclusive Excellence381358014501 (C) (3)
Kennesaw State Univ
Kennesaw State UnivKennesawGA30144$40,000$0Inclusive Excellence580965786Georgia
Kenyon College
Kenyon CollegeGambierOH43022$40,000$0Inclusive Excellence314379507501 (C) (3)
Lawrence Technological Univ
Lawrence Technological UnivSouthfieldMI48075$40,000$0Inclusive Excellence381369604501 (C) (3)
Lawrence Univ
Lawrence UnivAppletonWI549115595$40,000$0Inclusive Excellence390806297501 (C) (3)
Mercy College
Mercy CollegeDobbs FerryNY10522$40,000$0Inclusive Excellence131967321501 (C) (3)
Mount Mary Univ
Mount Mary UnivMilwaukeeWI532224597$40,000$0Inclusive Excellence390806154501 (C) (3)
Norfolk State Univ
Norfolk State UnivNorfolkVA23504$40,000$0Inclusive Excellence546002808Virginia
North Carolina State U
North Carolina State URaleighNC276957617$40,000$0Inclusive Excellence566000730North Carolina
Northeastern Univ
Northeastern UnivBostonMA02115$40,000$0Inclusive Excellence041679980501 (C) (3)
Oberlin College
Oberlin CollegeOberlinOH44074$40,000$0Inclusive Excellence340714363501 (C) (3)
Oregon State Univ
Oregon State UnivCorvallisOR973312140$40,000$0Inclusive Excellence611730890Oregon
Radford Univ
Radford UnivRadfordVA24142$40,000$0Inclusive Excellence546001789Virginia
Regents Of The Univ Of California
Regents Of The Univ Of CaliforniaDavisCA956186153$40,000$0Inclusive Excellence946036494California
Regents Univ of California Los Angeles
Regents Univ of California LALos AngelesCA900246505$40,000$0Inclusive Excellence956006143California
Rochester Inst Of Technology
Rochester Inst Of TechnologyRochesterNY14623$40,000$0Inclusive Excellence160743140501 (C) (3)
Roosevelt Univ
Roosevelt UnivChicagoIL60605$40,000$0Inclusive Excellence362167854501 (C) (3)
San Francisco State Univ
San Francisco State UnivSan FranciscoCA94132$40,000$0Inclusive Excellence931137247California
Syracuse Univ
Syracuse UnivSyracuseNY132441140$40,000$0Inclusive Excellence150532081501 (C) (3)
The College of New Jersey
The College of New JerseyEwingNJ08628$40,000$0Inclusive Excellence222797398New Jersey
The Resrch Found for SUNY
The Research Found for SUNYStony BrookNY11794$40,000$0Inclusive Excellence141368361501 (C) (3)
The Washington Univ
The Washington UnivSt LouisMO631304862$40,000$0Inclusive Excellence430653611501 (C) (3)
Towson Univ
Towson UnivTowsonMD21252$40,000$0Inclusive Excellence526002033Maryland
Trinity Washington Univ
Trinity Washington UnivWashingtonDC20017$40,000$0Inclusive Excellence530196640501 (C) (3)
Tufts Univ
Tufts UnivBostonMA02111$40,000$0Inclusive Excellence042102634501 (C) (3)
Univ of California Merced
Univ of California MercedMercedCA95343$40,000$0Inclusive Excellence270093858California
Univ Of Colorado Denver
Univ Of Colorado DenverAuroraCO800452571$40,000$0Inclusive Excellence846000555501 (C) (3)
Univ of Houston-Downtown
Univ of Houston-DowntownHoustonTX770021014$40,000$0Inclusive Excellence746001399Texas
Univ of Illinois at Chicago
Univ of Illinois at ChicagoChicagoIL606124305$40,000$0Inclusive Excellence376000511Illinois
Univ of Massachusetts Amherst
Univ of Massachusetts AmherstHadleyMA010359450$40,000$0Inclusive Excellence043167352Massachusetts
Univ of Missouri
Univ of MissouriColumbiaMO652110001$40,000$0Inclusive Excellence436003859Missouri
Univ Of Northern Colorado
Univ Of Northern ColoradoGreeleyCO80639$40,000$0Inclusive Excellence846000546Colorado
Univ of Puerto Rico-Humacao
Univ of Puerto Rico-HumacaoHumacaoPR00792$40,000$0Inclusive Excellence660433765Puerto Rico
Univ of Saint Thomas - Saint Paul MN
Univ of St Thomas St Paul MNSt PaulMN55105$40,000$0Inclusive Excellence410693970501 (C) (3)
Univ Of South Dakota
Univ Of South DakotaVermillionSD57069$40,000$0Inclusive Excellence466003541South Dakota
Univ Of Utah
Univ Of UtahSalt Lake CityUT84112$40,000$0Inclusive Excellence876000525Utah
Univ of Wisconsin
Univ of WisconsinMadisonWI537151218$40,000$0Inclusive Excellence396006492Wisconsin
UT Rio Grande Valley
UT Rio Grande ValleyEdinburgTX78539$40,000$0Inclusive Excellence465292740Texas
Utah State Univ
Utah State UnivLoganUT84322$40,000$0Inclusive Excellence876000528Utah
Vassar College
Vassar CollegePoughkeepsieNY12604$40,000$0Inclusive Excellence141338587501 (C) (3)
Virginia Commonwealth Univ Foundation
Virginia Commonwealth Univ FdnRichmondVA232843075$40,000$0Inclusive Excellence540757884501 (C) (3)
Virginia Polytechnic Inst & State
Virginia Polytechnic Inst StateBlacksburgVA24061$40,000$0Inclusive Excellence546001805Virginia
Wellesley College
Wellesley CollegeWellesleyMA02481$40,000$0Inclusive Excellence042103637501 (C) (3)
Western Washington Univ
Western Washington UnivBellinghamWA98225$40,000$0Inclusive Excellence916000562Washington
Wheaton College (Massachusetts)
Wheaton College MassachusettsNortonMA02766$40,000$0Inclusive Excellence042103638501 (C) (3)
Albert Einstein College Of Medicine
Albert Einstein College Of MedicineBronxNY10461$31,232$0Medical Research830621846501 (C) (3)
Columbia Univ
Columbia UnivNew YorkNY10032$1,473,369$0Medical Research135598093501 (C) (3)
MIT
MITCambridgeMA02139$500,000$0Medical Research042103594501 (C) (3)
Salk Inst
Salk InstLA JollaCA920371002$500,000$0Medical Research952160097501 (C) (3)
Salk Inst
Salk InstLA JollaCA920371002$1,444,475$0Medical Research952160097501 (C) (3)
St Jude Childrens Res Hosp
St Jude Childrens Res HospMemphisTN38148$234,691$0Medical Research620646012501 (C) (3)
Stanford Univ
Stanford UnivSan FranciscoCA941444253$500,000$0Medical Research941156365501 (C) (3)
Tufts Univ
Tufts UnivBostonMA02111$52,128$0Medical Research042102634501 (C) (3)
Tufts Univ
Tufts UnivBostonMA02111$42,471$0Medical Research042102634501 (C) (3)
UC - Berkeley
UC - BerkeleyBerkeleyCA94720$1,773,675$0Medical Research946002123California
UC - Berkeley
UC - BerkeleyBerkeleyCA94720$13,500$0Medical Research946002123California
UC - San Diego
UC - San DiegoLA JollaCA92093$1,494,472$0Medical Research956006144California
UC - San Francisco
UC - San FranciscoSan FranciscoCA94143$1,597,770$0Medical Research946036493California
Univ Of Massachusetts
Univ Of MassachusettsWorchesterMA01605$500,000$0Medical Research043167352Massachusetts
Univ Of Massachusetts
Univ Of MassachusettsWorchesterMA01605$74,499$0Medical Research043167352Massachusetts
Univ of Texas
Univ of TexasAustinTX78713$1,631,737$0Medical Research746000203Texas
Univ of Texas - Southwestern
Univ of Texas - SouthwesternDallasTX75390$1,612,775$0Medical Research746000203Texas
Univ of Wisconsin
Univ of WisconsinMadisonWI537151218$370,000$0Medical Research396006492Wisconsin
Univ of Vermont
Univ of VermontBurlingtonVT05401$1,648,305$0Medical Research451556038501 (C) (3)
Univ Of Maryland Baltimore County
Univ Of Maryland Baltimore CountyBaltimoreMD21250$10,000$0Minority Serving Inst526002033Maryland
Univ of Notre Dame
Univ of Notre DameNotre DameIN46556$124,074$0Multimedia350868188501 (C) (3)
Brigham Young Univ
Brigham Young UnivProvoUT846021231$98,150$0Science Education870217280501 (C) (3)
Univ of Wisconsin
Univ of WisconsinMadisonWI537151218$1,197,500$0Undergrad Science Education396006492Wisconsin
FieldValueIRS element (for citing)
Total501c3 Org121Total501c3OrgCnt
Total Other Org1TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (4 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmt
EXROP PROGRAM29$242,332
GILLIAM FELLOWSHIPS91$6,826,426
MEDICAL RESEARCH FELLOWSHIPS13$559,000
FACULTY SCHOLARS8$217,597

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule I, Part I, Line 2 Procedures for monitoring use of grant funds.FormAndLineReferenceDesc
ExplanationHHMI awards institutional grants in support of precollege, undergraduate, and graduate education in the US through periodic national competitions for which select institutions are eligible to apply. Each program sets out specific criteria and objectives, proposals are evaluated by a panel of experts with the final selection made by HHMI leadership. The Institute also awards fellowships to international predoctoral students, to medical students seeking to conduct basic laboratory research, and to doctoral students (the Gilliam Fellows). These grants are also awarded on a competitive basis. A small number of grants are awarded based on direct application to HHMI for specific initiatives directly related to science education. The disbursement of funds occurs principally through biomedical research institutions, universities, and colleges. HHMI grantees are required to file annual progress reports that detail expenditures in accordance with the terms of the grant, as well as full description of program activities undertaken with the funds. These are subject to careful review and analysis by HHMI staff with more detailed review by the Institute auditors as warranted. The Institute continues to assess reporting requirements to ensure the quality and timeliness of both financial and programmatic reports. In addition to site visits made by HHMI staff, program directors meet on a regular basis to discuss their activities and share information about best educational practices.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Written Employment ContractYes (X)WrittenEmploymentContractInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentfalseSeverancePaymentInd
Supplemental Nonqual Rtr PlanfalseSupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgfalseCompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (true)AnyNonFixedPaymentsInd
Initial Contract ExceptionYes (true)InitialContractExceptionInd
Rebuttable Presumption ProcYes (true)RebuttablePresumptionProcInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (22 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
LAUREN T SPILIOTES ESQ
DEP GENCOUNSEL/ASST SEC$423,939$0$0$0$21,462$0$27,500$0$31,888$0$504,789$0$0$0
SUSAN S PLOTNICK
ASSISTANT TREASURER & DIRECTOR-FINANCE$242,025$0$3,500$0$1,526$0$24,071$0$36,701$0$307,823$0$0$0
MONIQUE L MARCUS
CONTROLLER$203,126$0$0$0$1,241$0$20,496$0$32,910$0$257,773$0$0$0
ERIN K O'SHEA PHD
PRESIDENT$1,228,366$0$0$0$21,473$0$27,500$0$29,502$0$1,306,841$0$0$0
SEAN B CARROLL PHD
VP FOR SCIENCE EDUCATION$717,093$0$0$0$21,758$0$27,500$0$32,150$0$798,501$0$0$0
DAVID CLAPHAM PHD
VP & CHIEF SCI OFF$648,824$0$0$0$246,708$0$27,500$0$40,173$0$963,205$0$0$0
HEIDI E HENNING ESQ
VP,GENERAL COUNSEL/SEC$638,699$0$0$0$21,421$0$27,500$0$38,439$0$726,059$0$0$0
DENNIS MCKEARIN PHD
VP OF OPERATIONS until 6/19$459,488$0$0$0$5,928$0$27,500$0$33,626$0$526,542$0$0$0
GERALD M RUBIN PHD
VP&EXEC DIR,JANELIA RES CAMPUS$758,802$0$22,591$0$29,379$0$27,500$0$97,128$0$935,400$0$0$0
LANDIS ZIMMERMAN
VP & CHIEF INVESTMENT OFFICER$1,004,873$0$0$0$23,079$0$27,500$0$36,169$0$1,091,621$0$0$0
BODO STERN PHD
CHIEF OF STRATEGIC INITIATIVES$333,667$0$0$0$19,302$0$27,500$0$14,411$0$394,880$0$0$0
STEPHEN JASKO
CFO & TREASURER$437,344$0$25,000$0$68,904$0$27,500$0$13,973$0$572,721$0$0$0
RICHARD A PENDER
MAN DIR - US EQUITIES$513,560$0$0$0$22,064$0$27,500$0$33,026$0$596,150$0$0$0
GREGORY DENINNO
MAN DIR - PRIVATE EQUITIES$389,577$0$9,450$0$19,468$0$27,500$0$23,568$0$469,563$0$0$0
ROBERT J KOLYER JR
MAN DIR - DIVERSIFIED ASSETS$515,532$0$0$0$22,109$0$27,500$0$31,318$0$596,459$0$0$0
RICHARD AXEL MD
INVESTIGATOR$568,433$0$0$0$12,333$0$27,500$0$22,767$0$631,033$0$0$0
THOMAS R CECH PHD
INVESTIGATOR$652,996$0$0$0$35,508$0$27,500$0$35,233$0$751,237$0$0$0
ERIC R KANDEL MD
SENIOR INVESTIGATOR$626,380$0$0$0$29,582$0$27,500$0$36,910$0$720,372$0$0$0
FRANCES M PHELAN
CHIEF of PEOPLE and CULTURE$355,859$0$25,000$0$235,112$0$27,500$0$20,257$0$663,728$0$0$0
ROBERT TJIAN PHD
INVESTIGATOR$557,308$0$0$0$26,852$0$27,500$0$41,542$0$653,202$0$0$0
STEPHEN M KITSOULIS
MAN DIR - FIXED INCOME retired 7/18$227,561$0$42,333$0$50,224$0$21,696$0$14,682$0$356,496$0$0$0
JOHN PALMISANO
CHIEF OF BUSINESS SOLUTIONS/FORMER VP FOR INFORMATION TECHNOLOGY$283,518$0$0$0$20,525$0$27,500$0$20,862$0$352,405$0$0$0

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule J, Part I, Line 1a First-class or charter travelUnder HHMI policies, HHMI reimburses its Trustees for the reasonable cost of airfare one class above coach for domestic or international flights, and its President, Vice Presidents, and certain advisory group members for the reasonable cost of airfare at one class above coach for domestic or international flights of three hours or more. If a particular aircraft does not have a business class section, one class above coach may be first class. As an alternative, HHMI may reimburse for the cost of coach airfare plus the cost of an upgrade to travel at one level above coach for a flight of three hours or more. Such travel reimbursements are excluded from taxable compensation in accordance with HHMI's accountable plan. During fiscal year 2019, two officers, three trustees and one key employee flew first class.
Schedule J, Part I, Line 1a Tax indemnification and gross-up paymentsUnder HHMI's moving expense reimbursement policy, if an employee is relocating at HHMI's request, HHMI will ordinarily provide a tax gross-up for the reimbursable moving expenses that must be treated as taxable to the employee. HHMI continued to follow this standard practice during the 2019 fiscal year. During fiscal year 2019, one of the officers and one of the highest compensated employees received a tax gross-up.
Schedule J, Part I, Line 1a Housing allowance or residence for personal useIn fiscal year 2019, HHMI's President resides in an HHMI-owned house on the headquarters campus, for which she pays HHMI at a fair market rental rate. Because HHMI's President was also required to spend time at HHMI's Janelia campus, where she runs a research laboratory as well as attends meetings and participates in conferences, HHMI made an apartment available to her at that location. HHMI's Vice President and Executive Director, Janelia Research Campus, is required as a condition of employment to reside on the Janelia campus in housing built for that purpose. HHMI's Vice President and Chief Scientific Officer currently resides in an HHMI-owned apartment on the headquarters campus, for which he pays HHMI at a fair market rental rate. The Institute provides a housing assistance program for three individuals who relocated to take positions with HHMI, which may be used to cover such individuals' mortgage or rent payments. The housing assistance program is treated as additional taxable compensation.
Schedule J, Part I, Line 7 Non-fixed paymentsHHMI has an incentive compensation plan for its senior investment staff under which a portion of their compensation is determined based on performance of HHMI's portfolio against market benchmarks. HHMI also makes one-time payments to some of its other employees, including but not limited to officers, in recognition of exceptional performance.
Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exceptionWhen recruiting individuals for high-level positions, HHMI typically enters into initial contracts. HHMI has entered into initial contracts with a number of Vice Presidents. HHMI's standard practice is to have independent compensation consultants regularly review and confirm the reasonableness of compensation of HHMI's officers and key employees, regardless of whether the initial contract exception applies.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
LOUDOUN COUNTY IDA
A521310230545910AL52003-02-27$500,000,000FINANCE CONSTRUCTION OF JANELIA RESEARCH CAMPUSfalsefalsefalse
LOUDOUN COUNTY IDA
B521310230545910AP62009-10-02$23,000,000FINANCE CONSTRUCTION OF JANELIA APTfalsefalsefalse
LOUDOUN COUNTY IDA
C521310230545910AQ42013-05-15$33,130,000FINANCE CONSTRUCTION OF JANELIA APT Bfalsefalsefalse
MEDCO
D521376562574205FY12008-02-15$83,500,000FINANCE CONSTRUCTION OF HQ EXPANSIONfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$0$0$534,028,000$0$54,203,000$0$200,000$0$0$479,625,000$0$02006falsefalseYes (true)Yes (true)
B$0$0$23,022,042$0$904,914$0$0$0$43,305$22,073,823$0$02011falsefalseYes (true)Yes (true)
C$0$0$33,145,417$0$1,173,864$0$397,311$0$0$31,574,242$0$02015falsefalseYes (true)Yes (true)
D$0$0$84,953,297$0$5,954,687$0$631,673$0$0$78,366,937$0$02010falsefalseYes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalsefalseYes (true)Yes (true)Yes (true)Yes (true)0.00.00.0falsefalsefalse
BfalsefalseYes (true)Yes (true)false0.00.00.0falsefalsefalse
CfalsefalseYes (true)Yes (true)false0.00.00.0falsefalsefalse
DfalsefalseYes (true)Yes (true)false0.00.00.0falsefalsefalse

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueInd
WELLS FARGO
AYes (true)Yes (true)Yes (true)20.0falsefalsefalsefalseYes (true)
JPMORGAN CHASE
BfalseYes (true)Yes (true)30.0falsefalsefalsefalseYes (true)falsefalseYes (true)
WELLS FARGO BANK
CfalseYes (true)Yes (true)30.0falsefalsefalsefalseYes (true)falsefalseYes (true)
JP MORGAN
DfalseYes (true)Yes (true)30.0falsefalsefalsefalseYes (true)falsefalseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
Afalse
Bfalse
Cfalse
Dfalse

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule K, Part I Part IThe bond issued February 27, 2003 also includes CUSIPS 545910AM3, 545910AG6, 545910AH4, 545910AJO, and 545910AK7.
Schedule K, Part II, Line 3 Part II, Line 3 - Total ProceedsThe bonds issued on 2/27/2003, 10/2/2009, 2/15/2008 and 5/15/2013 included interest income that made up the difference between the amount of the bond issue and the total proceeds.
Schedule K, Part IV Part IV - Name of ProviderFor the bond issued on 2/27/2003 $375 million notional amount of the $500 million notional amount of swaps pertaining to this bond were integrated. The other counterparties pertaining to the bond issued on 2/27/2003 were Bank of America (30 years), Goldman Sachs (30 years) and JP Morgan (30 years.)
Schedule K, Part IV, Line 4a Part IV, Line 4aYes, In part for the bonds issued on 2/27/2003, 10/2/2009, 2/15/2008, 5/15/2008 and 5/15/2013.
Schedule K, Part IV, Line 2c COLUMN BIssuer name: LOUDOUN COUNTY IDA The calculation for computing no rebate due was performed on 10/07/2019
Schedule K, Part IV, Line 2c COLUMN CIssuer name: LOUDOUN COUNTY IDA The calculation for computing no rebate due was performed on 05/09/2018
Schedule K, Part IV, Line 2c COLUMN DIssuer name: MEDCO The calculation for computing no rebate due was performed on 02/19/2018

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
MEDCO
A521376562574205FZ82008-05-15$76,500,000REFUNDING OF ISSUE TO FINANCE HQ CONSTRUCTIONfalsefalsefalse
LOUDOUN COUNTY IDA
B52131023054601TAA42019-06-06$51,773,425FINANCE CONSTRUCTION OF JANELIA APT Cfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$0$0$76,500,000$0$0$0$0$0$0$0$76,500,000$01993Yes (true)falseYes (true)Yes (true)
B$0$0$51,891,986$0$0$0$772,575$0$0$9,439,202$0$41,804,794falsefalsefalseYes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCdPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0.00.00.0
B0.00.00.0falsefalseYes (true)Yes (true)falsefalsefalsefalse

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueInd
GOLDMAN SACHS
AYes (true)Yes (true)Yes (true)30.0falsefalsefalsefalseYes (true)
(no name)
BfalsefalsefalsefalsefalseYes (true)Yes (true)falsefalse

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
Afalse
Bfalse

Schedule L IRS990ScheduleL

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp

Name Of Interested NameOfInterested

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1VIKNESH SIVANATHANBusinessNameLine1Txt
FieldValueIRS element (for citing)
Relationship DescriptionSPOUSERelationshipDescriptionTxt
Transaction$126,085TransactionAmt
TransactionSALARY & BENEFITSTransactionDesc
Sharing Of RevenuesfalseSharingOfRevenuesInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule L, Part IV, Column (d) REPORTABLE BUSINESS TRANSACTIONSFormAndLineReferenceDesc
ExplanationAN OFFICER OF THE CORPORATION IS MARRIED TO A STAFF MEMBER.ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (11 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Form 990, Part III, Line 4b Program Service DescriptionHHMI's Department of Science Education emphasizes initiatives with the power to transform graduate, undergraduate, and precollege education in the life sciences. During its 2019 fiscal year, the Institute distributed approximately $60 million in grants and fellowships to support science education. Through its Science Education initiatives, HHMI invests in individuals, institutions, initiatives, and media that advance learning. HHMI also nourishes the public understanding of science by bringing important stories of scientific discovery to a wide variety of audiences. (A) Science Education Grant and Research Programs HHMI's Inclusive Excellence initiative aims to help colleges and universities increase their capacity for inclusion in science of all students, especially those students who come to college via non-traditional pathways. These "new majority" students include persons from groups excluded because of their ethnicity or race, first-generation college students, students who transfer from community colleges, and working adults with families. In the spring of 2019, HHMI announced the third round of competition for the initiative, with the goal of adding up to 30 more schools to the program. The plan is to announce new awards in the spring of 2021. This third cohort of schools will join the current Inclusive Excellence community which is now 57 US colleges and universities. HHMI completed a pilot project with the University of Maryland, Baltimore County (UMBC), the Pennsylvania State University, and the University of North Carolina at Chapel Hill, in the collaborative Meyerhoff Adaptation Project. The pilot project aims to learn whether elements of UMBC's highly regarded Meyerhoff Scholars Program can be adapted and successfully implemented at other research universities. Building on what is being learned through the Meyerhoff Adaptation Project pilot, in 2019 HHMI announced a new initiative called Driving Change. Awards will be made to up to six US research universities beginning in 2021. Driving Change grantees will: (i) create and implement their version of UMBC's Meyerhoff Scholars Program; (ii) develop and implement activities aimed at creating a more inclusive STEM learning environment for all students; and (iii) actively participate in a learning community of Driving Change institutions. The HHMI Professors program empowers accomplished science faculty at leading research universities to apply the rigor and creativity that make them successful in research to important challenges in undergraduate science education. HHMI Professors model fundamental reform in the way undergraduate science is taught at research universities through innovative teaching and are encouraged to share ideas and collaborate with their peers to improve science education. In addition to their commitment to student learning, these highly visible scientists have developed new educational resources and implemented novel mentoring programs to support students. To date, 69 scientists have been named HHMI Professors, with the most recent cohort of 14 added in 2018. HHMI's Exceptional Research Opportunities Program (EXROP) encourages talented students who belong to groups excluded from science to pursue careers in science by placing selected undergraduates in summer research experiences in the labs of HHMI investigators, professors, and at the Janelia Research Campus. In 2019, a total of 29 students were EXROP Capstone participants, engaging in a second year of summer research. In 2019, the Science Education Alliance Phage Hunters Advancing Genomics and Evolutionary Science (SEA-PHAGES) added 18 institutions-17 colleges and universities in the US and one in Canada. SEA-PHAGES is a two-semester course-based research experience designed to replace the traditional introductory biology lab sequence in the undergraduate curriculum. Developed in 2008, the SEA-PHAGES program has been implemented at over 150 colleges and universities and has produced more than 100 publications, many including SEA-PHAGES students and faculty as co-authors. In the fall of 2018, more than 4,400 students, primarily college freshmen and sophomores, participated in the program. HHMI's Gilliam Fellowships for Advanced Study Program supports PhD students who plan to pursue careers in academic science and who are committed to advancing diversity and inclusion in science. In FY19, HHMI awarded 44 new fellowships, including to eight EXROP alumni. Each award provides an annual payment of $50,000, which includes the fellow's stipend, a research allowance for the fellow, an institutional allowance to offset tuition and fees, and an allowance to support diversity and inclusion activities on the fellow's campus. In 2019, HHMI continued support for 14 HHMI Medical Research Fellows in their second year of research. The Med Fellows program enables students to take a year off from professional school to conduct laboratory research, and some apply to continue their research for a second year. The goal of the program is to provide a training path for those students who may one day choose to work at the intersection of basic research and clinical medicine. In 2019, HHMI continued support for three laboratories that provide professional development to scientists. The three grantee institutions are the Cold Spring Harbor Laboratory on Long Island, New York, the Jackson Laboratory in Bar Harbor, Maine, and the Marine Biological Laboratory in Woods Hole, Massachusetts. Together, the three institutions provide important resources for the scientific community, annually engaging hundreds of scientists at different levels of professional development-graduate students, postdoctoral scientists, and faculty members-in advanced courses and workshops, mainly during the summer. In 2019, HHMI continued support of K-12 science education activities in Maryland and Virginia. These local grantee organizations include: the Audubon Naturalist Society, the Chesapeake Bay Foundation, Loudoun County (Virginia) Public Schools, Montgomery County (Maryland) Public Schools, and Prince George's (Maryland) Public Schools. HHMI funded programs include: nature-based learning activities for students, parents, teachers, and principals; research internships for high school students; science curriculum development; professional development for middle school and high school teachers; and resource centers that enable teachers to provide authentic laboratory experiences for their students. (B) Educational Media HHMI BioInteractive, a resource for general high school biology, AP/IB biology, and college-level introductory biology teachers, has been in existence for nearly two decades and receives 3 million visitors per year through its website. The Educational Media Group produces the science education resources for BioInteractive, including interactive multimedia materials, scientific animations, videos, in-class activities, as well as award-winning, broadcast-quality short films. The resources are then made available to educators online, through the BioInteractive.org website and YouTube channel, and at workshops and conventions. In July 2019, HHMI hosted approximately 60 high school and higher education educators for the third annual HHMI Educator Professional Development Conference. The four-day conference at HHMI headquarters focused on inclusive learning environments, BioInteractive's identity, values and approaches, and sharing teaching and professional development expertise among attendees. Featured speakers on inclusive teaching and educator professional development were Dr. Meghan Bathgate, Yale University, Dr. Bryan Dewsbury, University of Rhode Island, and Dr. Brooke (Bourdelat-Parks) Gorman, Tennessee Aquarium. In November 2019, BioInteractive invited educators to participate in a three-year professional development BioInteractive Ambassador Academy. Up to 30 educators will be selected to work with BioInteractive to spread inclusive and equitable science teaching practices. The Academy will be a research-based professional development pathway focused on building professional learning leadership capacity and will include workshops, coaching, professional networking, and opportunities to participate in and present at science education conferences. In June 2019 the Educational Media Group launched a redesigned BioInteractive website. Educators can now create a BioInteractive account that allows them to more easily create lesson plans with BioInteractive resources and share them with other educators. In 2019 the Educational Media Group also developed and released a multipart animation series exploring the process of photosynthesis and the structures that carry it out and two short classroom films on ecology: From Ants to Grizzlies: A General Rule for Saving Biodiversity and Serengeti: Nature's Living Laboratory.
Form 990, Part III, Line 4b Program Service Description (Continued)(C) Tangled Bank Studios Tangled Bank Studios, LLC, is a mission-driven production company dedicated to crafting compelling, immersive films about science and scientists for broadcast, theatrical, and digital distribution. As an extension of HHMI's longstanding science education mission, the studio aims to produce programs that capture compelling stories of discovery across all branches of scientific inquiry, with particular focus on the life sciences. Together with world class partners, the studio creates innovative outreach initiatives to amplify the reach and deepen the impact around each project. New films released this year: RISE OF THE MAMMALS debuted in 2019 on NOVA/PBS, the same day the research on the groundbreaking fossil discovery it features was published in Science Magazine, making headlines around the world in top outlets including the AP, NY Times, Washington Post, CNN, Reuters and National Geographic. THE RISE OF THE MAMMALS filmed the remarkable discovery of a trove of well-preserved mammal skulls from the first million years after the asteroid wiped out life on earth 66 million years ago. The film is streaming for free on NOVA and the exhibit on the discovery, featuring footage from the film is open to the public at the Denver Museum of Nature and Science. OUR GORONGOSA, a film about education, development and conservation efforts in Gorongosa National Park in Mozambique, screened at a private screening to a VIP crowd of conservationists, policy makers, and influential decisionmakers in March at the Oprah Winfrey theater at the African American Museum of History and Culture in Washington, D.C. and was selected for a U.S. public premiere at the Wild and Scenic Film Festival in Jan 2019. In Mozambique, OUR GORONGOSA has screened more than five times during prime-time on the country's national channels and will begin screening on LAM (National Airline of Mozambique) flights. OLIVER SACKS, a film telling the life story of famed scientist Oliver Sacks, premiered at the Telluride Film Festival in August, screened at the NY Film Festival and won the audience choice award at the Hamptons Film Festival. It will continue screening at film festivals through next year. The film will premiere on PBS' American Masters in 2020. Broadcast/Theatrical Premieres and Updates: THE SERENGETI RULES, a film following the stories of five pioneering ecologists who discovered the rules of nature that can offer hope for the fate of our planet, debuted at the Tribeca Film Festival in 2018. In 2019 the film toured film festivals around the world continuing to collect top awards from top festivals including the Jackson Wild Film Festival, the Paris Science Film Festival, the Rotterdam Film Festival, the Wild and Scenic Film Festival, and the Bergen Film Festival. The film did a theatrical run screening in more than 40 theaters across the US. Reviews were positive including the NY Times selecting the film as a "critic's pick" and saying the film was "science made spellbinding." A broadcast version of the film premiered on PBS/Nature in October and is available to stream for free on PBS digital sites. The film premiered in the U.K. on BBC 4 in November. INVENTING TOMORROW, which premiered at Sundance in 2018, was featured at film festivals around the world and was screened to an audience of more than 900 educators at the National Science Teachers Association annual conference. A shorter broadcast version premiered on POV on PBS in July 2019. BACKYARD WILDERNESS, which debuted in 2018 and swept the Giant Screen Awards, continued to open at museums and giant screen theaters around the world including the California Science Center, New York Hall of Science, Houston Museum of Natural Science, Maryland Science Center, Shanghai Science and Technology Museum, China Science and Technology Museum in Beijing, Canadian Museum of History, Kuwait Scientific Center, and Planeteria Alfo in Mexico. The film continued to win awards including Jackson Wild, The International Wildlife Film Festival and the One Earth Film Festival. THE FARTHEST - VOYAGER IN SPACE, which debuted in 2017, was rebroadcast on PBS in July 2019 as part of PBS's Summer of Space and won the AAAS Kavli Science Journalism Gold Award. (D) Hanna H. Gray Fellows Program In June 2016, HHMI announced a new program to recruit and retain early-career scientists who are from gender, racial, ethnic, and other groups underrepresented in the life sciences, including those from disadvantaged backgrounds. Through an open competition, HHMI selects scientists early in their training to become Hanna Gray Fellows. Each fellow will receive funding for up to eight years, with mentoring and active involvement within the HHMI community. In this two-phase program, fellows will be supported from early postdoctoral training through several years of a tenure-track faculty position. Through the current fiscal year, HHMI has selected 45 fellows to support, and will invest a total of up to $50 million for their support over eight years. A fourth competition is currently underway, with plans to select an additional 15 fellows by spring 2020. (E) Faculty Scholars HHMI, together with the Simons Foundation and the Bill & Melinda Gates Foundation, continued to provide grant support to 67 Faculty Scholars during the current fiscal year, early-career scientists who have great potential to make unique contributions to their field. The scientists conduct research at 37 institutions across the United States. Through the Faculty Scholars Program, HHMI and its partner philanthropies will spend up to $71.1 million over five years to support the scientists selected to receive grants. The range of five-year grant award totals is $600,000-$1.8 million, including indirect costs. Faculty Scholars are required to devote at least 50 percent of their total effort to the direct conduct of research. (F) eLife - Open Access Journal HHMI, together with the Wellcome Trust and the Max Planck Society, continues to support a top tier scientific journal called eLife. The online journal follows an open access model and is directed by practicing scientists. eLife Sciences Publications, Ltd., is an independent non-profit entity governed by a separate board of directors. eLife began publishing research articles in late 2012 and is publishing articles online on a regular basis.
Form 990, Part VI, Line 11b Review of form 990 by governing bodyThe Howard Hughes Medical Institute's Form 990 is initially prepared by its Tax Compliance Department, in coordination with other HHMI departments as needed. The draft return is reviewed by senior management of HHMI and by attorneys in HHMI's Office of the General Counsel. Following these reviews and the resolution of any questions that have been raised, the draft return is reviewed by HHMI's outside tax preparer. Finally, a copy of the return is provided to the members of HHMI's Board of Trustees so that they have an opportunity to review and comment on the return before it is filed.
Form 990, Part VI, Line 12c Conflict of interest policyIn addition to HHMI's code of conduct, which addresses conflicts of interest and applies to all HHMI employees, officers, Trustees, and advisors, HHMI has specific conflict of interest policies for different categories of personnel. Under the HHMI policies that apply to Trustees, officers, and key employees, these individuals must disclose annually interests that could give rise to conflicts of interest, and must certify annually their compliance with the conflict of interest policy that applies to them. Annual disclosures and certifications are reviewed by HHMI's Office of the General Counsel, and by other HHMI managers as needed. The conflict of interest policy covering HHMI's Trustees also requires each Trustee to disclose to the other Trustees any actual or apparent conflict of interest with respect to a proposed HHMI transaction. If the other Trustees decide that there is only the appearance of a conflict of interest, and that it could not reasonably be considered to affect the independent, unbiased judgment of the disclosing Trustee with respect to the transaction at issue, no further action is required to address the apparent conflict. In all other cases, including all actual conflicts of interest, the disclosing Trustee is not permitted to participate in the deliberation or decision regarding the transaction under consideration, and must leave the room during the deliberation and vote. The conflict of interest policies covering HHMI's officers and key employees require each covered individual to obtain supervisory approval up to the level of HHMI's President before entering into an affiliation with or acquiring an interest of 1% or more in any entity that is or may become a recipient of HHMI funds. HHMI's President, in consultation with HHMI's General Counsel, may permit the affiliation or interest if it would not interfere with the covered individual's performance of his or her HHMI responsibilities, would not create the appearance of a conflict of interest, and would be consistent with sound business judgment. HHMI's President may set conditions on approval, for example that there be no remuneration to the covered individual. Proposed affiliations and interests of 1% or more of HHMI's President are subject to the approval of the Chairman of the Trustees.
Form 990, Part VI, Line 15a Process to establish compensation of top management officialTHE COMPENSATION FOR HHMI'S PRESIDENT, OTHER OFFICERS, AND KEY EMPLOYEES IS SET USING THE FOLLOWING PROCEDURES: EVERY OTHER YEAR, THE AUDIT AND COMPENSATION COMMITTEE OF HHMI'S BOARD OF TRUSTEES ENGAGES ONE OR MORE INDEPENDENT COMPENSATION CONSULTANTS TO CONDUCT A STUDY OF COMPARABLE MARKET DATA. THE STUDY INCLUDES DATA FOR HHMI'S PRESIDENT, OTHER OFFICERS, AND KEY EMPLOYEES. THE INDEPENDENT COMPENSATION CONSULTANTS ALSO PROVIDE AN OPINION REGARDING THE REASONABLENESS OF THE COMPENSATION ARRANGEMENTS FOR THE POSITIONS INCLUDED IN THE STUDY. THE STUDY INCLUDES COMPARABLE MARKET DATA FOR ALL COMPONENTS OF COMPENSATION FOR EACH PERSON COVERED BY THE STUDY, INCLUDING BASE SALARY, INCENTIVE COMPENSATION (IF ANY), AND BENEFITS. THE BOARD OF TRUSTEES RELIES ON THE MARKET DATA AND OPINION PROVIDED BY THE COMPENSATION CONSULTANT IN MAKING COMPENSATION DECISIONS FOR HHMI'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES. THE DECISION IS MADE BY INDEPENDENT TRUSTEES. ANY TRUSTEE WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO A SPECIFIC OFFICER OR KEY EMPLOYEE MUST RECUSE HIMSELF OR HERSELF FROM THE DECISION ON THAT PERSON'S COMPENSATION, AND LEAVE THE MEETING ROOM DURING THE DEBATE AND VOTING ON IT. IN THE ALTERNATE YEARS WHEN A STUDY IS NOT DONE, THE TRUSTEES CONFIRM WITH THE INDEPENDENT COMPENSATION CONSULTANTS THAT THE RANGE OF ANY PROPOSED MERIT INCREASES FOR HHMI EMPLOYEES, INCLUDING SENIOR MANAGEMENT, IS REASONABLE COMPARED WITH GENERALLY PREVAILING COMPENSATION INCREASES IN THE MARKET OVER THE PAST YEAR. THE BOARD OF TRUSTEES RELIES ON THIS ADVICE IN MAKING COMPENSATION DECISIONS FOR HHMI'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES. RECUSAL PROCEDURES ARE THE SAME AS IN THE YEARS WHEN A STUDY IS DONE. IN EACH YEAR, MINUTES OF THE DISCUSSIONS AND DECISIONS REGARDING COMPENSATION ARE PREPARED AFTER EACH MEETING AND ARE SUBMITTED FOR APPROVAL AT THE NEXT MEETING. APPROVED MINUTES ARE KEPT IN HHMI'S RECORDS. ALL MINUTES INCLUDE THE DATE OF THE MEETING, IDENTIFY THOSE TRUSTEES WHO ATTENDED AND VOTED ON THE COMPENSATION ARRANGEMENTS, AND NOTE ANY RECUSALS OF TRUSTEES WITH A CONFLICT OF INTEREST. THE COMPARABILITY STUDIES AND OPINIONS RELIED ON AT THE MEETING ARE REFERENCED IN THE MINUTES, AND COPIES OF THESE MATERIALS ARE ALSO KEPT IN HHMI'S RECORDS. HHMI'S BOARD OF TRUSTEES FOLLOWED THIS PROCESS IN AUGUST 2016 AND AUGUST 2017 IN DETERMINING COMPENSATION FOR THE FOLLOWING POSITIONS FOR FISCAL YEAR 2018: PRESIDENT, VICE PRESIDENTS, AND MANAGING DIRECTORS - INVESTMENTS.
Form 990, Part VI, Line 15b Process to establish compensation of other employeesTHE COMPENSATION FOR HHMI'S PRESIDENT, OTHER OFFICERS, AND KEY EMPLOYEES IS SET USING THE FOLLOWING PROCEDURES: EVERY OTHER YEAR, THE AUDIT AND COMPENSATION COMMITTEE OF HHMI'S BOARD OF TRUSTEES ENGAGES ONE OR MORE INDEPENDENT COMPENSATION CONSULTANTS TO CONDUCT A STUDY OF COMPARABLE MARKET DATA. THE STUDY INCLUDES DATA FOR HHMI'S PRESIDENT, OTHER OFFICERS, AND KEY EMPLOYEES. THE INDEPENDENT COMPENSATION CONSULTANTS ALSO PROVIDE AN OPINION REGARDING THE REASONABLENESS OF THE COMPENSATION ARRANGEMENTS FOR THE POSITIONS INCLUDED IN THE STUDY. THE STUDY INCLUDES COMPARABLE MARKET DATA FOR ALL COMPONENTS OF COMPENSATION FOR EACH PERSON COVERED BY THE STUDY, INCLUDING BASE SALARY, INCENTIVE COMPENSATION (IF ANY), AND BENEFITS. THE BOARD OF TRUSTEES RELIES ON THE MARKET DATA AND OPINION PROVIDED BY THE COMPENSATION CONSULTANT IN MAKING COMPENSATION DECISIONS FOR HHMI'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES. THE DECISION IS MADE BY INDEPENDENT TRUSTEES. ANY TRUSTEE WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO A SPECIFIC OFFICER OR KEY EMPLOYEE MUST RECUSE HIMSELF OR HERSELF FROM THE DECISION ON THAT PERSON'S COMPENSATION, AND LEAVE THE MEETING ROOM DURING THE DEBATE AND VOTING ON IT. IN THE ALTERNATE YEARS WHEN A STUDY IS NOT DONE, THE TRUSTEES CONFIRM WITH THE INDEPENDENT COMPENSATION CONSULTANTS THAT THE RANGE OF ANY PROPOSED MERIT INCREASES FOR HHMI EMPLOYEES, INCLUDING SENIOR MANAGEMENT, IS REASONABLE COMPARED WITH GENERALLY PREVAILING COMPENSATION INCREASES IN THE MARKET OVER THE PAST YEAR. THE BOARD OF TRUSTEES RELIES ON THIS ADVICE IN MAKING COMPENSATION DECISIONS FOR HHMI'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES. RECUSAL PROCEDURES ARE THE SAME AS IN THE YEARS WHEN A STUDY IS DONE. IN EACH YEAR, MINUTES OF THE DISCUSSIONS AND DECISIONS REGARDING COMPENSATION ARE PREPARED AFTER EACH MEETING AND ARE SUBMITTED FOR APPROVAL AT THE NEXT MEETING. APPROVED MINUTES ARE KEPT IN HHMI'S RECORDS. ALL MINUTES INCLUDE THE DATE OF THE MEETING, IDENTIFY THOSE TRUSTEES WHO ATTENDED AND VOTED ON THE COMPENSATION ARRANGEMENTS, AND NOTE ANY RECUSALS OF TRUSTEES WITH A CONFLICT OF INTEREST. THE COMPARABILITY STUDIES AND OPINIONS RELIED ON AT THE MEETING ARE REFERENCED IN THE MINUTES, AND COPIES OF THESE MATERIALS ARE ALSO KEPT IN HHMI'S RECORDS. HHMI'S BOARD OF TRUSTEES FOLLOWED THIS PROCESS IN AUGUST 2017 AND AUGUST 2018 IN DETERMINING COMPENSATION FOR THE FOLLOWING POSITIONS FOR FISCAL YEAR 2019: PRESIDENT, VICE PRESIDENTS, AND MANAGING DIRECTORS - INVESTMENTS.
Form 990, Part VI, Line 19 Required documents available to the publicHHMI's practice has been to make a copy of its charter and by-laws available on request. HHMI's code of conduct, which addresses conflicts of interest, is available to the public on the HHMI website. A downloadable copy of HHMI's most recent audited financial statements is also available to the public on the website.
Form 990, Part VIII, Line 11d Other Miscellaneous RevenueOther Revenue - Total Revenue: 361149, Related or Exempt Function Revenue: , Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: 361149;
Form 990, Part XI, Line 9 Other changes in net assets or fund balancesGrant write-offs - 7455695; Grant refunds - 594228; Deferred tax benefit - 12894568;
Schedule A, Part I, Line 4 List of Hospital AffiliationsList of hospital affiliations for e-filing: Hospital, City, State, Zip Code- B&W Hospital, Boston, MA 02115/ Baylor-aff hosps, Houston, TX 77030/ Brandeis-aff hsps, Waltham, MA 02254/ CalTech-aff hosps, Pasadena, CA 91125/ Carnegie-aff hsps, Baltimore, MD 21218/ Children's Hosp, Boston, MA 02115/ Children's Hosp, Cincinnati, OH 45229/ Columbia-aff hsps, New York, NY 10027/ Cornell-aff hosps, New York, NY 14853/ CSHL-affil hosps, Cold Spring Harbor, NY 11724/ Dana-Farber, Boston, MA 02115/ Duke-Duke Hosp, Durham, NC 27706/ Fred Hutch , Seattle, WA 98109/ Harvard-aff hosps, Cambridge, MA 02138/ Indiana-affil hosp, Bloomington, IN 47405/ JHopkins Hosp, Baltimore, MD 21205/ JHU-affil hosps, Baltimore, MD 21218/ Mass Gen Hosp, Boston, MA 02129/ MichSU-affil hosps, Lansing, MI 48824/ MIT-affil hosps, Boston, MA 02139/ MSKCC-affil hosps, New York, NY 10021/ NWU-affil hosps, Evanston, IL 60208/ NYU-NYU Hosps, New York, NY 10016/ OHSU-OHSU Hosp, Portland, OR 97239/ Princeton-aff hosps, Princeton, NJ 08544/ PSU-affil hosps, State College, PA 16802/ Rockefeller-Hosp, New York, NY 10021/ Salk-affil hosps, La Jolla, CA 92093/ Scripps-affil hosps, La Jolla, CA 92037/ St. Jude, Memphis, TN 38105/ Stanford-affil hosps, Palo Alto, CA 94305/ Stowers-aff hosps, Kansas City, MO 64110/ TJL-affil hosps, Bar Harbor, ME 04609/ UCB-affil hosps, Berkeley, CA 94720/ UC-Davis-affil hsp, Davis, CA 95616/ UChi-affil hosp, Chicago, IL 60637/ UCLA-Med Ctr-affil hosps, Los Angeles, CA 90095/ UColo-aff hosp, Boulder, CO 80309/ UColo-aff hosp, Denver, CO 80204/ UCR-affil hosps, Riverside, CA 92521/ UCSC-aff hosps, Santa Cruz, CA 95064/ UCSD-aff hosps, San Diego, CA 92093/ UCSF-UCSF Hosps, San Francisco, CA 94143/ UIllinois-aff hsp, Urbana, IL 61801/ UIowa-UIowa Hosps, Iowa City, IA 52242/ UMass-Med Ctr, Worcester, MA 01605/ UMD-affil hosp, Baltimore, MD 21201/ UMD-affil hosp, College Park, MD 20742/ UMich-UMich Hosp, Ann Arbor, MI 48109/ UMinn-aff hosps, Minneapolis, MN 55414/ UNC-affil hosps, Chapel Hill, NC 27599/ UOregon-aff hsp, Eugene, OR 97403/ UPenn-UPenn Hosp, Philadelphia, PA 19104/ UT-Austin-UT Hosp, Austin, TX 78712/ UTSW-UTSW Hosps, Dallas, TX 75390/ UUtah-UUtah Hosps, Salt Lake City, UT 84112/ UWash-Med Ctr, Seattle, WA 98195/ UWisc-affil hosps, Madison, WI 53706/ WashU-aff hosp, St. Louis, MO 63130/ Whitehead-affil hosps, Cambridge, MA 02138/ YaleU-affil hosp, New Haven, CT 06520
Schedule A, Part I, Line 4 MRO QualificationThe Institute is a medical research organization for its taxable year ended August 31, 2019, as its four year expenditures of $3,000,818,111 on a cash basis for the year ended August 31 , 2018 exceeded the four year MRO requirement of $2,908,452,287 (3.5% of the HHMI endowment).

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (55 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtEnd Of Year AssetsEndOfYearAssetsAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtAddress Line1ForeignAddress/AddressLine1TxtProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdEINEINLegal Domicile Foreign CountryLegalDomicileForeignCountryCdAddress Line2USAddress/AddressLine2Txt
HHMI FI I LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI I LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI II LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$48,717,852$478,970,611HHMI
HHMI III LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI IV LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI IX LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI V LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI VI LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI VII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$2,889,574$115,214,789HHMI
HHMI VIII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI X LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI XI LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI XII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI XIII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI XIV LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI XV LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI XVI LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
HHMI-SA LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815RESEARCHDE$0$0HHMI
JANELIA FARM HOLDING LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTVA$0$0HHMI
LSV ADVANTAGE INTERNATIONAL III LLC
540 MADISON AVENUE 33RD FLNew YorkNY10022INVESTMENTDE$1,091,542$7,667,402HHMI
LSV ADVANTAGE INTERNATIONAL III-B LLC
540 MADISON AVENUE 33RD FLNew YorkNY10022INVESTMENTDE$9,639,333$123,456,068HHMI
LSV ADVANTAGE INTL III (CAYMAN) LTD
INVESTMENT$943,264$6,405,771HHMI89 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205980689621CJ
LSV ADVANTAGE INTL III-B (CAYMAN) LTD
INVESTMENT$6,643,800$64,351,285HHMI89 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205981087158CJ
MISSING LINK PRODUCTIONS LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815FILM PRODDE$0$0HHMI471329820
PRIVATE EQUITY HOLDING II LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING III LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING-AHEAD LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING-ALEXA LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING-CS CAPITAL LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING-EUROCASTLE LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING-FAVRILLE LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING-KAP LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING-ROYCE LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING-STORERETRO LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PRIVATE EQUITY HOLDING-XENOPORT LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
PSG LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
RELATIVE VALUE STRATEGIES LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
SELDEN ISLAND HOLDING LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTVA$0$0HHMI
SPRUGOS INVESTMENTS II LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
SPRUGOS INVESTMENTS III LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$33,979,107$418,560,898HHMI
SPRUGOS INVESTMENTS IV LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
SPRUGOS INVESTMENTS IX LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$45,344,610$483,958,278HHMI
SPRUGOS INVESTMENTS LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
SPRUGOS INVESTMENTS V LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
SPRUGOS INVESTMENTS VI LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
SPRUGOS INVESTMENTS VII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$19,548,471$285,404,931HHMI
SPRUGOS INVESTMENTS VIII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$7,879,279$262,046,492HHMI
SPRUGOS INVESTMENTS X LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
SPRUGOS INVESTMENTS XI LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$10,097,796$139,735,719HHMI
SPRUGOS INVESTMENTS XII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE-$16,601$143,648HHMI
SPRUGOS INVESTMENTS XIII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
SPRUGOS-FRENCH LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDE$0$0HHMI
TANGLED BANK STUDIOS LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815FILM PRODDE$0$0HHMI
AROSA CAPITAL MANAGEMENT MIDSTREAM FUND LLC
c/o Arosa Capital Management LPNew YorkNY10001INVESTMENTDE$16,742,987$0HHMI812676294550 West 34th St Ste 2800

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (23 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtPredominant Income TypePredominantIncomeTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtDisproportionate AllocationsDisproportionateAllocationsIndUBI Code VUBICodeVAmtGeneral Or Managing PartnerGeneralOrManagingPartnerIndOwnershipOwnershipPctAddress Line2USAddress/AddressLine2TxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdAddress Line2ForeignAddress/AddressLine2Txt
AGHAP FEEDER LLC
601 CARLSON PKWY STE 200MINNETONKAMN55305822892485INVESTMENTDEHHMIExcluded$467,352$22,625,723false-$5,203,924false0.64
AROSA MIDSTREAM FUND LP
C/O Arosa Capital Management LPNew YorkNY10001811723636INVESTMENTDEArosa Capital Management Midstream Fund LLCExcluded$16,742,987$0falsefalse0550 West 34th St Ste 2800
CERBERUS HH PARTNERS LP
981102879INVESTMENTHHMIExcluded$10,713,532$61,377,407falsefalse0.88CJ
COLHM STRATEGIC PARTNERS LP
515 South Flower St 44th FlLos AngelesCA90071453436140INVESTMENTCAHHMIExcluded$1,542,020$53,641,797falsefalse0.9987
CVI HH INVESTMENTS LP
9320 EXCELSIOR BLVDHOPKINSMN55343901010136INVESTMENTMNHHMIExcluded$35,165,624$47,808,879false$6,731false1MS144-7-2
ECHO STREET GOODCO SELECT II LP
10 EAST 53RD STREETNEW YORKNY10022474827277INVESTMENTNYHHMIExcluded$50,854,815$371,746,410falsefalse0.6132ND FLOOR
EJF DO FUND (CAYMAN) LP
981043181INVESTMENTHHMIExcluded$8,807$144,018falsefalse1CJ27 HOSPITAL ROADGEORGE TOWNGRAND CAYMANCJKY19008
ENDEAVOR CAPITAL PRIVATE INVESTMENTS I LP
410 GREENWICH AVENUEGREENWICHCT06830823123572INVESTMENTCTHHMIExcluded$19,805$27,782,597falsefalse0.77
FINANCIAL HYBRID OPPORTUNITY SPV I LLC
1313 DOLLEY MADISON BLVDMCLEANVA22101825280920INVESTMENTVAHHMIExcluded$189,624$63,226,438falsefalse0.98SUITE 306
GEM BVP CO-INV-A LP
900 NORTH MICHIGAN AVENUECHICAGOIL60611472251559INVESTMENTILHHMIExcluded$777,113$874,393falsefalse1SUITE 1450
GEM NPL CO-INV FUND LP
900 NORTH MICHIGAN AVENUECHICAGOIL60611464232021INVESTMENTILHHMIExcluded$334,448$218,697Yes (true)false0.67SUITE 1450
HH ELLINGTON MASTER FUND LTD
981020904INVESTMENTHH ELLINGTON FUND LTDExcluded$18,551,690$558,329,566falsefalse0.94CJWALKER HOUSE 87 MARY STGEORGE TOWNGRAND CAYMANCJKY11104
HH HOLDCO CO-INVESTMENT FUND LP
32 BROADWAY SUITE 1201NEW YORKNY10004300864915INVESTMENTNYHHMIExcluded$1,191,244$30,137,156falsefalse0.93
LUMINUS CREDIT OPPORTUNITIES PIE I LP
1700 BROADWAY 38TH FLOORNEW YORKNY10019261963557INVESTMENTNYHHMIExcluded-$5,886,856$0falsefalse0.99
MADISON ACQUISITION 4 LP
540 MADISON AVENUE 33RD FLNEW YORKNY10022364705548INVESTMENTDELSV Advantage International III-B LLCExcluded-$619,339$5,464,261falsefalse0.67
MADISON ACQUISITION 55 LP
540 MADISON AVENUE 33RD FLNEW YORKNY10022813367909INVESTMENTDELSV ADVANTAGE INTERNATIONAL III-B LLCExcluded$719,122$16,227,099falsefalse0.4
MONARCH SPECIAL OPPORTUNITIES MASTER FUND LTD
INVESTMENTHHMIExcluded$9,042,012$110,412,266falsefalse0.93CJ
MSOF HOLDINGS LTD
INVESTMENTHHMIExcluded$9,041,808$110,409,771falsefalse1CJ
RCH OIL AND GAS MIDSTREAM FUND
3953 MAPLE AVENUEDALLASTX75219831010065INVESTMENTTXHHMIExcluded-$1,097,544$157,149,984falsefalse1SUITE 180
SERENGETI MULTI-SERIES INTERMEDIATE LLC SERIES HH
INVESTMENTDESERENGETI SEGREGATED PORTFOLIO COMPANY LTD PORTFOLIO HHExcluded$8,104,694$66,695,627falsefalse12 BLOOR STREET EASTTORONTOONTARIOCAM4W1A8SUITE 2700
SERENGETI MULTI-SERIES MASTER LLC SERIES HH
INVESTMENTDESERENGETI SEGREGATED PORTFOLIO COMPANY LTD PORTFOLIO HHExcluded$8,104,694$66,695,627falsefalse12 BLOOR STREET EASTTORONTOONTARIOCAM4W1A8SUITE 2700
SOLUS OPPORTUNITIES FUND 2 LP
410 PARK AVENUE 11TH FLOORNEW YORKNY10022463541945INVESTMENTNYHHMIExcluded$583,567$28,250,837falsefalse0.94
TOURMALET MATAWIN OFFSHORE FUND VI-A LP
INVESTMENTHHMIExcluded$549,398$3,801,634falsefalse1CJ89 NEXUS WAY CAMANA BAYGRAND CAYMANCJKY19007

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (21 entries)

Address Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtEntity TypeEntityTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndAddress Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdLegal Domicile StateLegalDomicileStateCd
CHALKSTREAM KOREA FUND INTERNATIONAL LP
27 Hospital RoadGeorge TownGrand CaymanCJKY19008981248058INVESTMENTCJHHMIC Corporation-$16,495,996$01Yes (true)
EJF IB FINANCING LP
INVESTMENTCJHHMIC Corporation$2,331,505$17,854,5261Yes (true)
ELLINGTON ENHANCED INCOME FUND LTD
Walker House 87 Mary StreetGeorge TownGrand CaymanCJKY11104INVESTMENTCJHHMIC Corporation$24,136,681$409,337,3510.45Yes (true)
HH ELLINGTON FUND LTD
Walker House 87 Mary StreetGeorge TownGrand CaymanCJKY11104INVESTMENTCJHHMIC Corporation$2,361$114,623,3611Yes (true)
HHMI CAYMAN I COMPANY
INVESTMENTCJHHMIC Corporation$3,279$174,4041Yes (true)
HHMI REAL ESTATE INC
203967202INVESTMENTHHMIC Corporation$0$1,863,4661Yes (true)4000 JONES BRIDGE ROADCHEVY CHASEMD20815DE
LSV ADVANTAGE INTERNATIONAL III LTD
89 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205981300995INVESTMENTCJHHMIC Corporation$15,582$822,3131Yes (true)
LSV ADVANTAGE INTERNATIONAL III-B LTD
89 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205981315328INVESTMENTCJHHMIC Corporation$944,862$18,398,7711Yes (true)
LSV ADVANTAGE INTERNATIONAL III-C LTD
89 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205981331158INVESTMENTCJHHMIC Corporation$1,971,937$29,224,8551Yes (true)
MALTA MARKET NEUTRAL OFFSHORE FUND II LTD
INVESTMENTCJHHMIC Corporation$1,796,746$22,995,8431Yes (true)
MONARCH SPECIAL OPPORTUNITIES FUND LTD
INVESTMENTCJHHMIC Corporation$9,000,427$81,651,5371Yes (true)
NEWFOUNDLAND TERRANOVA OFFSHORE FUND
89 NEXUS WAY CAMANA BAYGRAND CAYMANCJKY19007INVESTMENTCJHHMIC Corporation$6,592,119$197,737,5510.93Yes (true)
PLEASANT VALLEY INVESTMENTS LP
980586696INVESTMENTCJHHMIC Corporation$6,668,226$709,3000.51Yes (true)
PORTSEA FUND SICAV PLC
INVESTMENTMTHHMIC Corporation$2,997,722$200,253,5930.52Yes (true)
SERENGETI SEGREGATED PORTFOLIO COMPANY LTD PORTFOLIO HH
2 BLOOR STREET EAST STE 2700TORONTOONTARIOCAM4W1A8INVESTMENTCJHHMIC Corporation$0$56,899,7051Yes (true)
SPRUGOS MAURITIUS I LTD
INVESTMENTMPHHMIC Corporation$0$01Yes (true)
STAR ASIA JAPAN SPECIAL SITUATIONS II FEEDER LP
981444101INVESTMENTCJHHMIC Corporation$0$01Yes (true)125 GAITHER DR SUITE LMOUNT LAURELNJ08054
STAR ASIA JAPAN SPECIAL SITUATIONS III FEEDER LP
611892450INVESTMENTCJHHMIC Corporation$17,690,246$23,385,6771Yes (true)125 GAITHER DR STE LMOUNT LAURELNJ08054
STAR ASIA JAPAN SPECIAL SITUATIONS IV FEEDER LP
INVESTMENTCJHHMIC Corporation$27,694$9,555,0721Yes (true)125 GAITHER DR STE LMOUNT LAURELNJ08054
STEYN CAPITAL OFFSHORE HEDGE FUND
CASSIA COURT STE 716 10 MARKET STCAMANA BAYGRAND CAYMANCJKY19006INVESTMENTCJHHMIC Corporation-$1,974,143$00.94Yes (true)
WILLA A LP
981380677INVESTMENTJEHHMIC Corporation$0$13,803,4021Yes (true)
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsfalseReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (true)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgfalseGiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth OrgfalseLoansOrGuaranteesFromOthOrgInd
Div Related OrganizationfalseDivRelatedOrganizationInd
Asset Sale To Other OrgfalseAssetSaleToOtherOrgInd
Asset Purchase From Other OrgfalseAssetPurchaseFromOtherOrgInd
Asset ExchangefalseAssetExchangeInd
Rental Of Facilities To Oth OrgfalseRentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth OrgfalseRentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgfalsePerformOfServicesForOthOrgInd
Perform Of Services By Other OrgfalsePerformOfServicesByOtherOrgInd
Sharing Of FacilitiesfalseSharingOfFacilitiesInd
Paid Employees SharingfalsePaidEmployeesSharingInd
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgfalseReimbursementPaidByOtherOrgInd
Transfer To Other OrgfalseTransferToOtherOrgInd
Transfer From Other OrgYes (true)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (30 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
AROSA MIDSTREAM FUND LP
S$160,496,174FMV
CERBERUS HH PARTNERS LP
S$35,259,507FMV
CHALKSTREAM KOREA FUND INTERNATIONAL LP
S$75,000,000FMV
COLHM STRATEGIC PARTNERS LP
S$13,736,985FMV
CVI HH INVESTMENTS LP
S$145,000,000FMV
EJF IB FINANCING LP
B$10,058,585FMV
ENDEAVOR CAPITAL PRIVATE INVESTMENTS I LP
B$30,000,000FMV
FINANCIAL HYBRID OPPORTUNITY SPV I LLC
B$71,468,531FMV
GEM BVP CO-INV-A LP
S$9,000,000FMV
GEM NPL CO-INV FUND LP
S$197,802FMV
HH HOLDCO CO-INVESTMENT FUND LP
B$988,481FMV
HH HOLDCO CO-INVESTMENT FUND LP
S$2,275,899FMV
LSV ADVANTAGE INTERNATIONAL III LTD
B$82,371FMV
LSV ADVANTAGE INTERNATIONAL III LTD
S$55,459FMV
LSV ADVANTAGE INTERNATIONAL III-B LTD
B$476,906FMV
LSV ADVANTAGE INTERNATIONAL III-B LTD
S$4,097,556FMV
LSV ADVANTAGE INTERNATIONAL III-C LTD
B$16,270,613FMV
LSV ADVANTAGE INTERNATIONAL III-C LTD
S$3,892,591FMV
MADISON ACQUISITION 4 LP
B$112,603FMV
MADISON ACQUISITION 4 LP
S$3,071,837FMV
MADISON ACQUISITION 55 LP
B$7,499,401FMV
MADISON ACQUISITION 55 LP
S$4,313,015FMV
LUMINUS CREDIT OPPORTUNITIES PIE I LP
S$5,615,033FMV
MONARCH SPECIAL OPPORTUNITIES FUND LTD
S$10,509,051FMV
RCH OIL AND GAS MIDSTREAM FUND
B$200,000,000FMV
SOLUS OPPROTUNITIES FUND 2 LP
B$50,000FMV
SOLUS OPPROTUNITIES FUND 2 LP
S$746,892FMV
STAR ASIA JAPAN SPECIAL SITUATIONS III FEEDER LP
S$20,041,705FMV
STAR ASIA JAPAN SPECIAL SITUATIONS IV FEEDER LP
B$2,195,189FMV
TOURMALET MATAWIN OFFSHORE FUND VI-A LP
S$6,875,000FMV

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