JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION: Form 990PF, tax year 2019

View the entire original 990 at ProPublica ↗

Organization: JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION (EIN 13-5673173)
Tax period: 2019-01-01 to 2019-12-31
Filed: 2020-11-10
IRS object ID: 202033159349101823
Schema version: 2019v5.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2020-11-10T15:13:01-06:00	ReturnTs
Tax Period End	2019-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	131655065	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	LUTZ AND CARR CPAS LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	551 FIFTH AVENUE SUITE 400	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10176	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2019-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	135673173	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JOHN SIMON GUGGENHEIM MEMORIAL	BusinessNameLine1Txt
Business Name Line2	FOUNDATION	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	JOHN	BusinessNameControlTxt
Phone	2126874470	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE - 33RD FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10016	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	JULIE KLEIN	PersonNm
Person Title	CFO	PersonTitleTxt
Phone	2126874470	PhoneNum
Signature	2020-11-09	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	LAUREN CRESCI	PreparerPersonNm
PTIN	P01268493	PTIN
Phone	2126972299	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	38.142.140.186	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2020-11-09	IPDt
IP Tm	15:09:59	IPTm
IP Timezone	ES	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	A75ECF90F4EA679C298DF903E96775B34A8C9CB0	AtSubmissionCreationDeviceId
At Submission Filing Device Id	9302FFB6CF1CC3889499E422F782799A8B0A3607	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2019	TaxYr
Build TS	2021-04-22 16:20:28Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$316,705,094	FMVAssetsEOYAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$1,699,504	ContriRcvdRevAndExpnssAmt
Dividends Rev And Expnss	$1,290,055	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$1,290,055	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$54,425,447	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$131,522,507	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$54,425,447	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	-$42,204	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	-$126,353	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$57,372,802	TotalRevAndExpnssAmt
Total Net Invst Incm	$55,589,149	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$1,027,220	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$43,760	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$989,453	CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss	$1,033,057	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Net Invst Incm	$78,616	OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$954,441	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$182,516	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm	$10,842	PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Dsbrs Chrtbl	$627,766	PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss	$6,595	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$0	LegalFeesNetInvstIncmAmt
Legal Fees Dsbrs Chrtbl	$6,595	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$49,142	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$22,114	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$27,028	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$1,466,005	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$1,326,509	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$100,006	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$1,077,887	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$8,735	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss	$81,463	DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm	$4,839	DeprecAndDpltnNetInvstIncmAmt
Occupancy Rev And Expnss	$1,258,704	OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm	$74,767	OccupancyNetInvstIncmAmt
Occupancy Dsbrs Chrtbl	$1,196,190	OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$252,239	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$7,885	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$244,354	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$2,107,693	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$552,904	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$546,783	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$8,542,521	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$2,130,971	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$4,692,616	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$9,525,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$9,569,750	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$18,067,521	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$2,130,971	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$14,262,366	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$39,305,281	ExcessRevenueOverExpensesAmt
Net Investment Income	$53,458,178	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$800	CashBOYAmt
Cash EOY	$800	CashEOYAmt
Cash EOYFMV	$800	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$792,932	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$8,136,092	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$8,136,092	SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl	$106,626	AcctRcvblAmt
Acct Rcvbl BOY	$21,131	AcctRcvblBOYAmt
Acct Rcvbl EOY	$106,626	AcctRcvblEOYAmt
Acct Rcvbl EOYFMV	$106,626	AcctRcvblEOYFMVAmt
Pledges Rcvbl	$283,556	PledgesRcvblAmt
Pledges Rcvbl BOY	$185,552	PledgesRcvblBOYAmt
Pledges Rcvbl EOY	$283,556	PledgesRcvblEOYAmt
Pledges Rcvbl EOYFMV	$283,556	PledgesRcvblEOYFMVAmt
Prepaid Expenses EOY	$7,047	PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV	$7,047	PrepaidExpensesEOYFMVAmt
Corporate Stock BOY	$1,402	CorporateStockBOYAmt
Corporate Stock EOY	$20,931,960	CorporateStockEOYAmt
Corporate Stock EOYFMV	$20,931,960	CorporateStockEOYFMVAmt
Other Investments BOY	$254,837,299	OtherInvestmentsBOYAmt
Other Investments EOY	$248,947,677	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$248,947,677	OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss	$1,819,471	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$1,314,589	LandBldgEquipAccumDeprecAmt
Land BOY	$579,987	LandBOYAmt
Land EOY	$504,882	LandEOYAmt
Land EOYFMV	$504,882	LandEOYFMVAmt
Other Assets BOY	$15,306,327	OtherAssetsBOYAmt
Other Assets EOY	$37,786,454	OtherAssetsEOYAmt
Other Assets EOYFMV	$37,786,454	OtherAssetsEOYFMVAmt
Total Assets BOY	$271,725,430	TotalAssetsBOYAmt
Total Assets EOY	$316,705,094	TotalAssetsEOYAmt
Total Assets EOYFMV	$316,705,094	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$509,418	AccountsPayableBOYAmt
Accounts Payable EOY	$584,682	AccountsPayableEOYAmt
Grants Payable BOY	$5,617,500	GrantsPayableBOYAmt
Grants Payable EOY	$5,572,750	GrantsPayableEOYAmt
Other Liabilities BOY	$8,290,785	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$8,960,359	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$14,417,703	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$15,117,791	TotalLiabilitiesEOYAmt
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind
No Donor Rstr Net Assests BOY	$256,951,224	NoDonorRstrNetAssestsBOYAmt
No Donor Rstr Net Assests EOY	$301,015,031	NoDonorRstrNetAssestsEOYAmt
Donor Rstr Net Assets BOY	$356,503	DonorRstrNetAssetsBOYAmt
Donor Rstr Net Assets EOY	$572,272	DonorRstrNetAssetsEOYAmt
Tot Net Ast Or Fund Balances BOY	$257,307,727	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$301,587,303	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$271,725,430	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$316,705,094	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$257,307,727	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$39,305,281	ExcessRevenueOverExpensesAmt
Other Increases	$4,974,295	OtherIncreasesAmt
Subtotal	$301,587,303	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$301,587,303	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (18 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
KING STREET CAPITAL, LTD.	P	$4,783,336	$1,961,085	$2,822,251	$2,822,251
OWL CREEK OVERSEAS FUND	P	$19,061,383	$6,561,469	$12,499,914	$12,499,914
VIKING LONG	P	$6,000,000	$2,223,331	$3,776,669	$3,776,669
DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INT'L FUND	P	$14,542,686	$5,395,745	$9,146,941	$9,146,941
HHR ATLAS FUND, LTD.	P	$16,769,505	$6,312,182	$10,457,323	$10,457,323
GS VINTAGE FUND V OFFSHORE, LP	P	$323,349		$323,349	$323,349
GS MEZZANINE PARTNERS V OFFSHORE FUND L.P	P	$13,395		$13,395	$13,395
GS INSTITUTIONAL INFRASTRUCTURE PARTNERS, LP	P	$277,010		$277,010	$277,010
GS MEZZANINE PARTNERS OFFSHORE 2006, LP	P	$6,292		$6,292	$6,292
JP MORGAN - PUBLICLY TRADED SECURITIES	P	$25,269,689	$25,777,047	-$507,358	-$507,358
CAPITAL GAINS PASSED THROUGH FROM LIMITED PARTNERSHIPS	P	$373,135		$373,135	$373,135
AMERICAN SECURITIES PARTNERS V, LP	P	$553,856	$402,200	$151,656	$151,656
MILLENIUM TECHNOLOGY VALUE PARTNERS, LP	P	$26,864		$26,864	$26,864
CHARLES SCHWAB - PUBLICLY TRADED SECURITIES	P	$8,688,038	$8,427,683	$260,355	$260,355
CASADIN PARTNERS OFFSHORE FUND, LTD	P	$2,000,000	$1,259,169	$740,831	$740,831
AVORO LIFE SCIENCES OFFSHORE FUND, LTD	P	$11,000,000	$3,277,149	$7,722,851	$7,722,851
CAPULA TAIL RISK FUND, LTD	P	$7,328,647	$7,000,000	$328,647	$328,647
BOSTWICK COMPOUND OFFSHORE, LTD	P	$14,505,322	$8,500,000	$6,005,322	$6,005,322

Field	Value	IRS element (for citing)
Capital Gain Net Income	$54,425,447	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$16,061,498	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$305,017,224	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.052658	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$13,586,591	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$266,157,668	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.051047	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$13,158,092	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$252,372,229	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.052138	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$13,423,946	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$265,572,587	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.050547	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$12,791,809	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$262,407,126	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.048748	DistributionYr5Rt
Total Distribution	0.255138	TotalDistributionRt
Average Distribution	0.051028	AverageDistributionRt
Net Vl Noncharitable Assets	$329,792,362	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$16,828,645	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$534,582	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$17,363,227	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$14,268,724	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$1,069,164	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$1,069,164	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$1,069,164	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$661,885	EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid	$550,000	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$1,211,885	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$142,721	OverpaymentAmt
Applied To ES Tax	$142,721	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	NY	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	WWW.GF.ORG	WebsiteAddressTxt
Individual With Books	JULIE KLEIN	IndividualWithBooksNm
Phone	2126874470	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE - 33RD FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10016	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (1)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	0	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Transactions Fail To Qlfy As Exc	0	TransactionsFailToQlfyAsExcInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (20 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
EDWARD HIRSCH
90 PARK AVENUE	NEW YORK	NY	10016	PRESIDENT AND TRUSTEE	40.00	$544,170	$37,170	$0
ANDRE BERNARD
90 PARK AVENUE	NEW YORK	NY	10016	V.P. AND SECRETARY	40.00	$291,060	$63,502	$0
JULIE R KLEIN
90 PARK AVENUE	NEW YORK	NY	10016	C.F.O. AND TREASURER	40.00	$190,000	$29,927	$0
EMERY BROWN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ROBERT ALLAN CARO
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
JOEL CONARROE
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
DOROTHY TAPPER GOLDMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
DR WILLIAM P KELLY
90 PARK AVENUE	NEW YORK	NY	10016	CHAIRMAN AND TRUSTEE	1.00	$0	$0	$0
DWIGHT E LEE
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
LILI LYNTON
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ERIC S MASKIN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
STACY SCHIFF
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
CINDY SHERMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ERIC SCHWARTZ
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
CHARLES P STEVENSON JR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
BENJAMIN TAYLOR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
SANDRA S WIJNBERG
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ELLEN TAAFFE ZWILICH
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
WADDELL W STILLMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
E WAYNE NORDBERG
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee BenefitsEmployeeBenefitsAmt	Expense AccountExpenseAccountAmt
MARCUS DIAMOND
90 PARK AVE	NEW YORK	NY	10016	CHIEF ADVANCEMENT OF	40.00	$255,000	$48,498	$0
BARBARA GLEASON
90 PARK AVE	NEW YORK	NY	10016	ASST TREASURER/ASST	40.00	$99,000	$21,764	$0
BARBARA ESPOSITO
90 PARK AVE	NEW YORK	NY	10016	ASST TREASURER/ASST	40.00	$84,250	$34,732	$0
KEITH LEWIS
90 PARK AVE	NEW YORK	NY	10016	PROGRAM MANAGER	40.00	$94,000	$21,843	$0
MARY KIFFER
90 PARK AVE	NEW YORK	NY	10016	ADMINISTRATIVE ASST	40.00	$70,000	$44,658	$0

Field	Value	IRS element (for citing)
Other Employee Paid Over50k	14	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
PARTNERS CAPITAL
1330 AVENUE OF THE AMERICAS	NEW YORK	NY	10019	INVESTMENT MANAGEMENT	$1,324,680
HIGHLINE SYSTECH INC
2 WOOSTER STREET	NEW YORK	NY	10013	IT SERVICES CONSULTING	$204,000
LOIS L LINDAUER SEARCHES LLC
420 BOYLESTON STREET STE 604	BOSTON	MA	02116	EXECUTIVE SEARCH CONSULTANT	$73,290
IGNOTUM INC
125 KETAY DRIVE SOUTH	EAST NORTHPORT	NY	11731	IT SYSTEMS CONSULTING	$54,000

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$294,539,329	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$2,488,798	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$37,786,454	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$334,814,581	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$334,814,581	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$5,022,219	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$329,792,362	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$16,489,618	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$16,489,618	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$1,069,164	TaxBasedOnInvestmentIncomeAmt
Income Tax	$250	IncomeTaxAmt
Total Tax	$1,069,414	TotalTaxAmt
Distributable Before Adj	$15,420,204	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$15,420,204	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$15,420,204	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$14,262,366	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid	$6,358	CharitableAssetsAcquisPaidAmt
Qualifying Distributions	$14,268,724	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$14,268,724	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$15,420,204	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr4	$463,107	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$574,373	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$454,282	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$1,549,191	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$3,040,953	TotalExcessDistributionCyovAmt
Qualifying Distributions	$14,268,724	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$14,268,724	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$1,151,480	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$1,151,480	ExcessDistributionCyovAppCYAmt
Total Corpus	$1,889,473	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$1,889,473	ExcessDistriCyovToNextYrAmt
Excess From Year2	$340,282	ExcessFromYear2Amt
Excess From Year1	$1,549,191	ExcessFromYear1Amt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	JOHN SIMON GUGGENHEIM MEMORIAL FDTN	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10016	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	2126874470	RecipientPhoneNum
Form And Info And Materials	THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.	FormAndInfoAndMaterialsTxt
Submission Deadlines	SEPTEMBER 15	SubmissionDeadlinesTxt
Restrictions On Awards	INDIVIDUALS IN THE U.S.A. AND CANADA	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (274 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	Province Or StateRecipientForeignAddress/ProvinceOrStateNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd	Address Line2RecipientUSAddress/AddressLine2Txt
ADA FERRER
1 WASHINGTON SQUARE VILLAGE	NEW YORK	NY	10012	NONE	I	CUBA: AN AMERICAN HISTORY	$50,000
ADELA PINCH
435 S STATE STREET	ANN ARBOR	MI	48109	NONE	I	VICTORIAN FICTION AND THE LOCATION OF EXPERIENCE	$25,000
ADRIANA PETRYNA
57 BALSAM LANE	PRINCETON	NJ	08540	NONE	I	WHAT IS A HORIZON? ABRUPT CLIMATE CHANGE AND HUMAN FUTURES	$50,000
AKI SASAMOTO
131 74TH STREET APT 2H	BROOKLYN	NY	11209	NONE	I	FINE ARTS	$25,000
ALEXEY FEDOROV
210 WHITNEY AVENUE	NEW HAVEN	CT	06511	NONE	I	SOLVING THE MYSTERIES OF PLIOCENE WARMTH: RETHINKING THE GLOBAL OCEAN CONVEYOR	$23,000
AMY FELDMAN
16 VAN DYKE STREET	BROOKLYN	NY	11231	NONE	I	FINE ARTS	$15,000
AMY GERSTLER
2151 PRINCETON AVE	LOS ANGELES	CA	90026	NONE	I	POETRY	$25,000
AMY PLEASANT
634 39TH STREET SOUTH	BIRMINGHAM	AL	35222	NONE	I	FINE ARTS	$27,500
ANDREW NEWMAN
648 2ND STREET APT 5	BROOKLYN	NY	11215	NONE	I	LITERATURE AND THE AMERICAN WAY: A HISTORY OF THE HIGH-SCHOOL CANON	$27,500
ANDREW SEAN GREER
93 WEBSTER STREET	SAN FRANCISCO	CA	94117	NONE	I	FICTION	$50,000
ANIRUDDH D PATEL
490 BOSTON AVENUE	MEDFORD	MA	02155	NONE	I	EVOLUTIONARY MUSIC COGNITION	$50,000
ANN COOPER ALBRIGHT
180 MORGAN STREET	OBERLIN	OH	440741514	NONE	I	SIMONE FORTI: IMPROVISING A LIFE	$25,000
ANN MCCOY
449 TROUTMAN ST	BROOKLYN	NY	11237	NONE	I	FINE ARTS	$30,000
ANNA BADKHEN
41 S 45TH STREET	PHILADELPHIA	PA	19104	NONE	I	AN ANATOMY OF LOSTNESS	$32,500
ANNA WEBBER
23-52 37TH STREET	ASTORIA	NY	11105	NONE	I	MUSIC COMPOSITION	$50,000
ANNE MCNEIL
2629 PIN OAK DRIVE	ANN ARBOR	MI	48103	NONE	I	A SECOND LIFE: REIMAGINING THE PLASTIC LIFECYCLE WITH CHEMISTRY	$25,000
ANTHONY HERNANDEZ
746 EAST 250 NORTH	FAIRFIELD	ID	83327	NONE	I	PHOTOGRAPHY	$27,500
ARCHANA VENKATESAN
4001 MARTIS STREET	WEST SACRAMENTO	CA	95691	NONE	I	POETRY MAKES THE WORLD: THE FESTIVAL OF RECITATION AT VI??U TEMPLES IN TAMIL NADU	$30,000
ARI KELMAN
1 SHIELDS AVENUE	DAVIS	CA	95616	NONE	I	FOR LIBERTY AND EMPIRE: HOW THE CIVIL WAR BLED INTO THE INDIAN WARS	$10,000
BARBARA DAVIDSON
1707 EWING STREET	LOS ANGELES	CA	90026	NONE	I	PHOTOGRAPHY	$65,000
BART D EHRMAN
UNIV/CARO CAROLINA HALL 3225	CHAPEL HILL	NC	27599	NONE	I	THE INVENTION OF HEAVEN AND HELL	$25,000
BEN ALTMAN
1041 COMFORT ROAD	SPENCER	NY	14883	NONE	I	PHOTOGRAPHY	$25,000
BENITA RAPHAN
101 WEST 12 STREET APT 7-Z	NEW YORK	NY	10011	NONE	I	FILM-VIDEO	$16,250
BISSERA V PENTCHEVA
355 ROTH WAY	STANFORD	CA	94305	NONE	I	ANIMATION IN MEDIEVAL ART	$25,000
BRAD SNYDER
239 11TH STREET SE	WASHINGTON	DC	20003	NONE	I	DEMOCRATIC JUSTICE: FELIX FRANKFURTER, JUDICIAL RESTRAINT, AND THE CREATION OF THE LIBERAL ESTABLISHMENT	$25,000
BRANDEN W JOSEPH
1190 AMSTERDAM AVE	NEW YORK	NY	10027	NONE	I	FORMS OF LIFE: KATHY ACKER, JACK SMITH, LEE LOZANO, AND CAROLEE SCHNEEMANN	$25,000
BRETT STORY
				NONE	I	FILM-VIDEO	$25,000	72 NORTHUMBERLAND ST	TORONTO	CANADA	CA	M6H 1R3
BRIAN DELAY
631 SAN GABRIEL AVENUE	ALBANY	CA	94706	NONE	I	MEANS OF DESTRUCTION: GUNS, FREEDOM, AND DOMINATION IN THE AMERICAS	$25,000
BRIGID MCCAFFREY
592 VENTURA STREET	ALTADENA	CA	91001	NONE	I	FILM-VIDEO	$35,000
BROOKE HOLMES
147 EAST PYNE BUILDING	PRINCETON	NY	08540	NONE	I	THE TISSUE OF THE WORLD: SYMPATHY AND THE IDEA OF NATURE IN GRECO-ROMAN ANTIQUITY	$50,000
CARL COREY
N8657 1020TH STREET	RIVER FALLS	WI	54022	NONE	I	PHOTOGRAPHY	$32,500
CARL SCHIMMEL
1138 ELM STREET	GRINNELL	IA	50112	NONE	I	MUSIC COMPOSITION	$27,500
CARMEN GIMNEZ SMITH
181 TURNERS ST NW	BLACKSBURG	VA	24061	NONE	I	POETRY	$40,000
CARMEN WINANT
3859 OLENTANGY BLVD	COLUMBUS	OH	43214	NONE	I	PHOTOGRAPHY	$30,000
CAROL ANDERSON
550 ASBURY CIRCLE	ATLANTA	GA	30322	NONE	I	THE SECOND: RACE, GUNS & A MOST DEADLY DOUBLE-STANDARD AT THE CORE OF OUR FUNDAMENTAL RIGHTS	$25,000
CAROL DYSINGER
223 CONGRESS STREET APT 4L	BROOKLYN	NY	11201	NONE	I	FILM-VIDEO	$30,000
CARRIE YAMAOKA
244 EAST 5TH STREET APT 1	NEW YORK	NY	10003	NONE	I	FINE ARTS	$32,500
CASSIM SHEPARD
438 LAFAYETTE AVENUE APT 1	BROOKLYN	NY	11238	NONE	I	SELF-HELP HOUSING: INCREMENTAL APPROACHES TO SHELTER SINCE 1965	$30,000
CATHERINE LACEY
1364 N WOLCOTT AVE	CHICAGO	IL	60622	NONE	I	FICTION	$65,000
CATHERINE OPIE
618 MOULTON AVENUE	LOS ANGELES	CA	90031	NONE	I	PHOTOGRAPHY	$50,000
CECILIA ALDARONDO
35 DRISCOLL HALL DRIVE	WILLIAMSTOWN	MA	01267	NONE	I	FILM-VIDEO	$55,000
CHARLES L BOSK
3718 LOCUST WALK	PHILADELPHIA	PA	191046299	NONE	I	MISTAKES WERE CHANGED: MEDICAL ERROR OVER FOUR DECADES	$25,000
CHARLES YUEN
52 3RD AVE	BROOKLYN	NY	11217	NONE	I	FINE ARTS	$30,000
CHARLIE HAILEY
2115 NW 7TH PLACE	GAINESVILLE	FL	32603	NONE	I	PLACES BUILT OF AIR: PORCH STORIES FROM STOOP TO STOA	$25,000
CHRIS LARSON
1195 BURNS AVENUE	ST PAUL	MN	55106	NONE	I	FINE ARTS	$27,500
CHRISTIAN LEE NOVETZKE
2575 NE 85TH STREET	SEATTLE	WA	98115	NONE	I	DEVOTION, DEMOCRACY, AND DISSENT: RELIGION AND A VERNACULAR PUBLIC ETHICS IN INDIA	$50,000
CHRISTIANE CEGAVSKE
1760 MAUPIN ROAD	OAKLAND	OR	97462	NONE	I	FILM-VIDEO	$30,000
CHRISTOPHER A BAIL
254 SOCPSYCH HALL	DURHAM	NC	27708	NONE	I	DISRUPTING SOCIAL MEDIA ECHO CHAMBERS	$25,000
CHRISTOPHER MERRILL
100 SHAMBAUGH HOUSE	IOWA CITY	IA	52245	NONE	I	THE TRIALS OF ROGER WILLIAMS: A BIOGRAPHY	$25,000
CHRISTOPHER RUDD
820 RIVERSIDE DRIVE APT 3B	NEW YORK	NY	10032	NONE	I	CHOREOGRAPHY	$65,000
CHRISTOPHER TRAPANI
2061 23RD STREET	ASTORIA	NY	111053245	NONE	I	MUSIC COMPOSITION	$65,000
CHRISTY L HAYNES
4948 THOMAS AVENUE SOUTH	MINNEAPOLIS	MN	55410	NONE	I	CHARACTERIZATION OF THE MOLECULAR CORONA ACQUIRED BY TECHNOLOGICALLY RELEVANT ENGINEERED NANOPARTICLES IN ENVIRONMENTAL MATRICES	$25,000
CINDY COX
104 MORRISON HALL 1200	BERKELEY	CA	947201200	NONE	I	MUSIC COMPOSITION	$25,000
COLIN GEE
860 EAST 18TH STREET APT 2D	BROOKLYN	NY	11230	NONE	I	CHOREOGRAPHY	$45,000
CONSTANCE ALLEN NATHANSON
531 MAIN STREET APT 1014	NEW YORK	NY	10044	NONE	I	BLOOD, POLITICS, AND DEATH	$25,000
CRAIG DRENNEN
33 GILMER STREET SE	ATLANTA	GA	30303	NONE	I	FINE ARTS	$25,000
DANIEL DUFORD
3144 NE SEVENTH AVENUE	PORTLAND	OR	97212	NONE	I	FINE ARTS	$32,500
DANIEL JOSEPH MARTINEZ
5438 9TH AVENUE	LOS ANGELES	CA	90043	NONE	I	FINE ARTS	$50,000
DAVE HARDY
466 HUMBOLDT STREET	BROOKLYN	NY	11211	NONE	I	FINE ARTS	$27,500
DAVE HULLFISH BAILEY
13552 ERWIN ST	VAN NUYS	CA	91401	NONE	I	FINE ARTS	$30,000
DAVID BLEI
2828 BROADWAY APT 8B	NEW YORK	NY	10025	NONE	I	EXPRESSIVE PROBABILISTIC MODELS: DESIGN, INFERENCE, AND CRITICISM	$38,000
DAVID CAREY
4805 KESWICK ROAD	BALTIMORE	MD	21210	NONE	I	PANDEMIC POLITICS IN GUATEMALA AND ECUADOR, 1900-1950: RACE, HEALING, AND PUBLIC HEALTH	$25,000
DAVID JERISON
48 OLD MIDDLESEX ROAD	BELMONT	MA	02478	NONE	I	FREE BOUNDARIES AND INTERFACES IN PARTIAL DIFFERENTIAL EQUATIONS	$25,000
DAVID LEVINE
12 HOLYOKE STREET	CAMBRIDGE	MA	02138	NONE	I	DRAMA AND PERFORMANCE ART	$55,000
DAVID MAISEL
100 EBBTIDE AVE	SAUSALITO	CA	94965	NONE	I	PHOTOGRAPHY	$30,000
DAVID YEARSLEY
256 EAST AVENUE	ITHACA	NY	14853	NONE	I	SEBASTIAN LAUGHS: J. S. BACH AS MUSICAL HUMORIST	$20,000
DEB OLIN UNFERTH
2503 SPRING LANE	AUSTIN	TX	78703	NONE	I	FICTION	$45,000
DEREK R PETERSON
915 LUTZ AVENUE	ANN ARBOR	MI	48103	NONE	I	THE INFRASTRUCTURE OF POLITICS IN POST-COLONIAL UGANDA	$50,000
DEVIN FORE
203 EAST PYNE BUILDING	PRINCETON	NJ	08544	NONE	I	ALL THE GRAPHS: SOVIET FACTOGRAPHY AND THE EMERGENCE OF AVANT-GARDE DOCUMENTARY	$24,000
DEVONEY LOOSER
1102 S MCALLISTER AVENUE	TEMPE	AZ	85281	NONE	I	SISTER NOVELISTS BEFORE THE BRONTES: THE MISSES PORTER, FAME, AND MISFORTUNE IN EARLY NINETEENTH-CENTURY BRITAIN	$50,000
DOHEE LEE
365 EUCLID AVE 209	OAKLAND	CA	94610	NONE	I	DRAMA AND PERFORMANCE ART	$35,000
DORA BUDOR
20 JAY STREET SUITE 736	BROOKLYN	NY	11201	NONE	I	FINE ARTS	$30,000
DOUGLAS SMITH
407 WEST PROSPECT STREET	SEATTLE	WA	98119	NONE	I	TRANSLATION OF KONSTANTIN PAUSTOVSKY'S STORY OF A LIFE	$65,000
EDMUND RUSSELL
6123 CALLERY STREET	PITTSBURGH	MT	15206	NONE	I	UNITED BY LIGHTNING: THE U.S. TRANSCONTINENTAL TELEGRAPH OF 1861	$25,000
EDRISS S TITI
3368 TAMU	COLLEGE STATION	TX	778433368	NONE	I	MATHEMATICAL ANALYSIS OF CLIMATE MODELS	$33,000
EDWARD JACOBS
302 AJ FLETCHER MUSIC CENTER	GREENVILLE	NC	27858	NONE	I	MUSIC COMPOSITION	$27,500
EDWARD WRIGHT-ROS
2301 VANDERBILT PLACE	NASHVILLE	TN	37235	NONE	I	DEVOTION IN MOTION: PILGRIMAGE IN MODERN MEXICO	$25,000
EKATERINA PRAVILOVA
111 DICKINSON HALL	PRINCETON	NJ	08540	NONE	I	POLITICAL MONEY: A HISTORY OF THE RUSSIAN RUBLE, 1768-1917	$10,000
ELEANOR KAUFMAN
827 LEVERING AVENUE APT 803	LOS ANGELES	CA	90024	NONE	I	STRUCTURE: A COUNTERHISTORY OF TWENTIETH-CENTURY FRENCH PHILOSOPHY	$25,000
ELENA DEL RIVERO
143 AVENUE B APT 3A	NEW YORK	NY	10009	NONE	I	FINE ARTS	$32,500
ELIGA H GOULD
20 ACADEMIC WAY	DURHAM	NH	03824	NONE	I	CRUCIBLE OF PEACE: 1783 AND THE FOUNDING OF THE AMERICAN REPUBLIC	$25,000
ELISABETH LE GUIN
2112 SOUTH WOODLAND PLACE	SANTA ANA	CA	92707	NONE	I	EL CANCIONERO DE SANTA ANA	$25,000
ELIZA HITTMAN
200 WILLOUGHBY AVENUE	BROOKLYN	NY	11205	NONE	I	FILM-VIDEO	$25,000
ELIZABETH LAPENSE
404 WILSON ROAD	EAST LANSING	MI	48824	NONE	I	FINE ARTS	$20,000
ELLIOTT HUNDLEY
1001 NORTH MAIN STREET	LOS ANGELES	CA	90012	NONE	I	FINE ARTS	$60,000
ENTANG WIHARSO
PO BOX 108	NORTH SCITUATE	RI	02857	NONE	I	FINE ARTS	$20,000
ERIC BAUDELAIRE
				NONE	I	FILM-VIDEO	$35,000	35 RU DU POTEAU	PARIS	FRANCE	FR	75018
ERIK MUEGGLER
1085 S UNIVERSITY AVE	ANN ARBOR	MI	48109	NONE	I	LITERACY, SOVEREIGNTY, AND BONDAGE IN A QING NATIVE HEREDITARY CHIEFTAINSHIP	$50,000
ESPERANZA CORTS
202 FIRST AVENUE APT 3	NEW YORK	NY	10009	NONE	I	FINE ARTS	$27,500
ESTHER ALLEN
15 WEST 11TH ST	NEW YORK	NY	10011	NONE	I	TRANSLATION OF THE SILENTIARY AND THE SUICIDES, TWO NOVELS BY ANTONIO DI BENEDETTO	$25,000
EUGENE BIRMAN
7585 SKYLINE BOULEVARD	OAKLAND	CA	94611	NONE	I	MUSIC COMPOSITION	$27,500
FABIENNE LASSERRE
106 BERGEN STREET	BROOKLYN	NY	11421	NONE	I	FINE ARTS	$30,000
FARANGIS NURULLA
				NONE	I	MUSIC COMPOSITION	$30,000	462 LASALLE	LONGUEUIL	CANADA	CA	J4K 3G3
FEI XU
913 ADAMS STREET APT B	ALBANY	CA	94706	NONE	I	RATIONAL CONSTRUCTIVISM: A NEW APPROACH TO COGNITIVE DEVELOPMENT	$50,000
FELIPE SALLES
FINE ARTS CENTER 250	AMHERST	MA	09330	NONE	I	MUSIC COMPOSITION	$25,000
GENNARO CHIERCHIA
316 BOYLSTON HALL 3RD FLOOR	CAMBRIDGE	MA	02138	NONE	I	ORIGINS OF MEANING: QUANTIFIERS AND THE SPONTANEOUS LOGICALITY OF LANGUAGE	$25,000
GEORG ESSL
9748 NORTH COLUMBIA CREEK LANE	MEQUON	WI	53092	NONE	I	TOPOLOGICAL SOUND SYNTHESIS	$27,500
GINA PETRA ABATEMARCO
423 COURT STREET APT 2	BROOKLYN	NY	11231	NONE	I	FILM-VIDEO	$27,500
GLENN DYNNER
439 PEPPER RIDGE ROAD	STAMFORD	CT	06905	NONE	I	HASIDISM AS A CULTURE OF RESISTANCE IN INTERWAR AND NAZI-OCCUPIED POLAND	$55,000
GUADALUPE MARAVILLA
1021 DECATUR STREET APT 2	BROOKLYN	NY	11207	NONE	I	FINE ARTS	$30,000
GUILLERMO GMEZ-PEA
3435 CESAR CHAVEZ 330	SAN FRANCISCO	CA	94110	NONE	I	DRAMA & PERFORMANCE ART	$35,000
HANK WILLIS THOMAS
323 W 39TH ST	NEW YORK	NY	11212	NONE	I	PHOTOGRAPHY	$27,500
HEATHER KRAVAS
8023 12TH AVE NE	SEATTLE	WA	98115	NONE	I	CHOREOGRAPHY	$35,000
HEIDI TINSMAN
259 MURRAY KREIGER HALL MAIL CODE	IRVINE	CA	92697	NONE	I	CHINESE LABOR AND MASCULINITY IN THE MAKING OF MODERN LATIN AMERICA	$25,000						3275
HELEN SCHULMAN
252 WEST 85TH STREET	NEW YORK	NY	10024	NONE	I	FICTION	$50,000
HELENA ROSENBLATT
365 FIFTH AVENUE	NEW YORK	NY	10016	NONE	I	AN INTELLECTUAL BIOGRAPHY OF MADAME DE STAEL	$25,000
HENRY S RICHARDSON
37 AND O STREETS NW	WASHINGTON	DC	20057	NONE	I	THE DIVISION OF MORAL LABOR	$20,000
HESTER BLUM
384 EAST LINN STREET	BELLEFONTE	PA	16823	NONE	I	ICE AGES	$55,000
HNG-N TRNG
214 W TRINITY AVE	DURHAM	NC	27701	NONE	I	FINE ARTS	$27,500
HUGH GUSTERSON
2110 G ST NW	WASHINGTON	DC	20052	NONE	I	TINKERING WITH ARMAGEDDON: NUCLEAR WEAPONS SCIENCE AFTER THE COLD WAR	$20,000
IAN VAN COLLER
1113 SOUTH 5TH AVENUE	BOZEMAN	MT	59715	NONE	I	PHOTOGRAPHY	$25,000
IBRAM X KENDI
PO BOX 43446	WASHINGTON	DC	20010	NONE	I	BONES OF INEQUITY: A NARRATIVE HISTORY OF RACIST POLICIES IN AMERICA	$50,000
ILYA VINITSKY
17 SPRINGDALE ROAD	PRINCETON	NJ	08540	NONE	I	THE ABSOLUTE FAKER: THE AMERICAN DREAMS OF A RUSSIAN CON MAN	$25,000
IRENA GRUDZISKA GROSS
164 STATE STREET APT 1	BROOKLYN	NY	11201	NONE	I	ALEXANDER WEISSBERG-CYBULSKI, A BIOGRAPHY	$27,500
ITTAI WEINRYB
410 WEST 58TH STREET APT 81	NEW YORK	NY	10019	NONE	I	ART AND FRONTIER	$35,000
J G MANNING
724 JENNIFERS DRIVE	GUILFORD	CT	06437	NONE	I	VOLCANOES, NILE VARIABILITY, AND THE COURSE OF EGYPTIAN HISTORY: THE HISTORICAL AND HUMAN DIMENSION OF CLIMATE CHANGE	$50,000
J P SNIADECKI
1920 CAMPUS DRIVE	EVANSTON	IL	60201	NONE	I	FILM-VIDEO	$25,000
JAMES I PORTER
7408 DWINELLE HALL	BERKELEY	CA	947202670	NONE	I	LITERARY AESTHETICS AFTER ARISTOTLE	$25,000
JAMES VERNON
2214 DWINELLE HALL	BERKELEY	CA	947202550	NONE	I	HEATHROW: A GLOBAL HISTORY OF NEOLIBERAL BRITAIN	$25,000
JANE HAMMOND
75 GRAND STREET APT 4E	NEW YORK	NY	10013	NONE	I	FINE ARTS	$45,000
JANE KAMENSKY
3 JAMES STREET	CAMBRIDGE	MA	02138	NONE	I	CANDIDA ROYALLE AND THE SEXUAL REVOLUTION: A HISTORY FROM BELOW	$50,000
JANET L PRITCHARD
10 MANSFIELD HOLLOW ROAD	MANSFIELD CENTER	CT	06250	NONE	I	PHOTOGRAPHY	$22,000
JANINE DI GIOVANNI
117 EAST 77TH STREET APT 8A	NEW YORK	NY	10075	NONE	I	THE VANISHING: CHRISTIANITY IN AN AGE OF INTOLERANCE	$30,000
JED ESTY
3340 WALNUT STREET	PHILADELPHIA	PA	19104	NONE	I	COLD WAR VICTORIANS: HOW THE BRITISH IMAGINATION SHAPED AMERICAN POWER	$50,000
JEFFERSON PINDER
37 S WABASH AVE	CHICAGO	IL	60603	NONE	I	FINE ARTS	$50,000
JEFFREY STOCKBRIDGE
319A NORTH 11TH STREET 4TH FLOOR	PHILADELPHIA	PA	19107	NONE	I	PHOTOGRAPHY	$65,000
JENNIFER GARZA-CUEN
6300 OCEAN DRIVE	CORPUS CHRISTI	TX	78412	NONE	I	PHOTOGRAPHY	$30,000
JEREMY SCHIPPER
1114 POLETT WALK	PHILADELPHIA	PA	19122	NONE	I	DENMARK VESEYS BIBLE: BIBLICAL INTERPRETATION AND THE TRIAL THAT CHANGED A NATION	$25,000
JESSICA DIMMOCK
535 DEAN STREET APT 514	BROOKLYN	NY	11217	NONE	I	FILM-VIDEO	$35,000
JESSICA EATON
				NONE	I	PHOTOGRAPHY	$40,000	1235 AVENUE BERNARD APT 5	OUTREMONT	CANADA	CA	H2V 1V7
JESSICA SILBEY
20 COLUMBIA STREET	BROOKLINE	MA	02446	NONE	I	AGAINST PROGRESS: INTELLECTUAL PROPERTY AND JUSTICE IN THE INTERNET AGE	$25,000
JIM SHROSBREE
100 E FILLMORE AVE	FAIRFIELD	IA	52556	NONE	I	FINE ARTS	$30,000
JOAN KANE
3850 DELWOOD PLACE	ANCHORAGE	AK	995044429	NONE	I	POETRY	$30,000
JOCHEN HELLBECK
122 WEST STREET APT 6G	BROOKLYN	NY	11222	NONE	I	SOVIET SUFFERING UNDER NAZI RULE: A FORGOTTEN HISTORY	$24,000
JOHN DURHAM PETERS
63 HIGH STREET	NEW HAVEN	CT	06520	NONE	I	WEATHER MEDIA IN THE MODERN WORLD	$25,000
JOHN HEIL
ONE BROOKINGS DRIVE	ST LOUIS	MO	631304899	NONE	I	APPEARANCE IN REALITY	$25,000
JORGE IGNACIO CORTIAS
PO BOX 5000	ANNANDALEONHUDSON	NY	12504	NONE	I	DRAMA AND PERFORMANCE ART	$55,000
JOYCE E CHAPLIN
35 QUINCY STREET	CAMBRIDGE	MA	02138	NONE	I	THE FRANKLIN STOVE: HEAT AND LIFE IN THE LITTLE ICE AGE	$25,000
JULIA CHRISTENSEN
158 SOUTH PROSPECT STREET	OBERLIN	OH	44074	NONE	I	FINE ARTS	$40,000
JULIE BUFFALOHEAD
966 HAMPDEN AVENUE	SAINT PAUL	MN	55114	NONE	I	FINE ARTS	$36,000
KAREN HARTMAN
1693 11TH AVE 1	BROOKLYN	NY	11218	NONE	I	DRAMA & PERFORMANCE ART	$30,000
KATE GILMORE
34-33 84TH STREET	JACKSON HEIGHTS	NY	11372	NONE	I	FINE ARTS	$27,500
KATHARINA ROSENBERGER
9500 GILMAN DR MC 0099	LA JOLLA	CA	92093	NONE	I	MUSIC COMPOSITION	$30,000
KATHE BURKHART
535 WEST 23RD STREET APT S3P	NEW YORK	NY	10011	NONE	I	FINE ARTS	$29,000
KATHLEEN DUVAL
102 EMERSON DR CB 3195	CHAPEL HILL	NC	27599	NONE	I	MASTERS OF THE CONTINENT: HOW AMERICAN INDIAN NATIONS RULED NORTH AMERICA INTO THE NINETEENTH CENTURY	$25,000
KATHYA MARIA LANDEROS
PO BOX 236	QUAKER HILL	CT	06375	NONE	I	PHOTOGRAPHY	$30,000
KEVIN M KRUSE
129 DICKINSON HALL	PRINCETON	NJ	08544	NONE	I	THE DIVISION: JOHN DOAR, THE JUSTICE DEPARTMENT AND THE CIVIL RIGHTS MOVEMENT	$50,000
KIMBERLY BARTOSIK
1613 10TH AVENUE	BROOKLYN	NY	11215	NONE	I	CHOREOGRAPHY	$30,000
KRISTINE POTTER
516 CROSSWOOD CT	NASHVILLE	TN	37214	NONE	I	PHOTOGRAPHY	$20,000
LAUREN GROFF
317 NE 3RD AVE	GAINSVILLE	FL	32601	NONE	I	FICTION	$25,000
LEE ANNE SCHMITT
24700 MCBEAN PARKWAY	VALENCIA	CA	91355	NONE	I	FILM-VIDEO	$35,000
LENORE A GRENOBLE
1115 EAST 58TH STREET	CHICAGO	IL	60637	NONE	I	LIVING THE GOOD LIFE? LANGUAGE VITALITY, URBANIZATION, AND WELL-BEING IN THE ARCTIC	$50,000
LIES KRAAL
724 MILWOOD AVENUE	VENICE	CA	90291	NONE	I	FINE ARTS	$27,500
LILY TUCK
1261 MADISON AVENUE 6N	NEW YORK	NY	10128	NONE	I	POSTCARDS FROM MARIANNE	$25,000
LINCOLN QUILLIAN
2852 NORTH HALSTED STREET APT 4S	CHICAGO	IL	60657	NONE	I	HIRING DISCRIMINATION IN NORTH AMERICAN AND EUROPEAN LABOR MARKETS: A META-ANALYSIS OF FIELD EXPERIMENTS	$25,000
LISA FELDMAN BARRETT
18 WASHINGTON PARK	NEWTONVILLE	MA	02460	NONE	I	SEVEN INSIGHTS ABOUT THE BRAIN	$50,000
LISA RANDALL
13 CLEVELAND STREET	CAMBRIDGE	MA	02138	NONE	I	BLACK HOLE MERGERS AND THEIR ENVIRONMENT.	$50,000
LLOYD SCHWARTZ
27 PENNSYLVANIA AVENUE	SOMERVILLE	MA	02145	NONE	I	POETRY	$25,000
LUKAS FELZMANN
1539 TREAT AVENUE	SAN FRANCISCO	CA	94110	NONE	I	PHOTOGRAPHY	$27,500
MANUEL VALERA
621 W 171ST ST	NEW YORK	NY	10032	NONE	I	MUSIC COMPOSITION	$65,000
MARCI SHORE
192 LIVINGSTON STREET	NEW HAVEN	CT	06511	NONE	I	PHENOMENOLOGICAL ENCOUNTERS: SCENES FROM CENTRAL EUROPE	$25,000
MARGO SAWYER
2300 TRINITY STREET	AUSTIN	TX	78712	NONE	I	FINE ARTS	$15,000
MARIAH GARNETT
1151 N AVE 64	LOS ANGELES	CA	90042	NONE	I	FILM-VIDEO	$35,000
MARJORIE GARBER
12 QUINCY STREET	CAMBRIDGE	MA	02138	NONE	I	SHAKESPEARE IN BLOOMSBURY	$25,000
MARK DANNER
978 GRIZZLY PEAK BLVD	BERKELEY	CA	94708	NONE	I	THE INTELLECTUAL: ROBERT SILVERS AND THE NEW YORK REVIEW OF BOOKS	$50,000
MARK DION
2595 COUNTY ROUTE 7	COPAKE	NY	12516	NONE	I	FINE ARTS	$45,000
MARK FATHI MASSOUD
501 RANCH VIEW ROAD	SANTA CRUZ	CA	95064	NONE	I	THE STRUGGLE FOR ISLAMIC LAW AND HUMAN RIGHTS	$50,000
MARK FRANKO
35 WEST 92ND ST	NEW YORK	NY	10025	NONE	I	SERGE LIFAR AND THE CRISIS OF NEOCLASSICISM	$25,000
MARK GRIECO
762 NORTH HOLLISTON AVENUE	PASADENA	CA	91104	NONE	I	FILM-VIDEO	$35,000
MARK JURDJEVIC
				NONE	I	DESPERATION'S REMEDIES	$50,000	625 MANNING AVENUE	TORONTO	CANADA	CA	M6G 2W2
MARSIA ALEXANDER-CLARKE
983 ATHENS STREET	ALTADENA	CA	91001	NONE	I	FILM-VIDEO	$25,000
MARTHA HODES
50 PARK AVENUE	NEW YORK	NY	10016	NONE	I	HOSTAGE IN THE DESERT: AN INQUIRY INTO HISTORY AND MEMORY	$50,000
MARY DEWHURST LEWIS
34 RANDOLPH STREET	BELMONT	MA	02478	NONE	I	THE FIRST FRENCH DECOLONIZATION: A NEW HISTORY OF NINETEENTH-CENTURY EMPIRE	$25,000
MARYROSE COBARRUBIAS MENDOZA
258 HIGHLAND PLACE	MONROVIA	CA	91016	NONE	I	FINE ARTS	$27,500
MASSIMO FRANCESCHETTI
952 STRATFORD DRIVE	ENCINITAS	CA	92024	NONE	I	A WAVE THEORY OF INFORMATION	$50,000
MATTEO MAGGIORI
CAMBRIDGE STREET	CAMBRIDGE	MA	02138	NONE	I	GLOBAL BOND MARKETS	$50,000
MATTHEW MAZZOTTA
41 EAST MAIN STREET	CANTON	NY	13617	NONE	I	FINE ARTS	$35,000
MATTHEW PORTERFIELD
2741 NORTH CALVERT STREET	BALTIMORE	MD	21218	NONE	I	FILM-VIDEO	$30,000
MATTHEW RICKETTS
71 SOUTH ELLIOTT PLACE APT 2R	BROOKLYN	NY	11217	NONE	I	MUSIC COMPOSITION	$30,000
MATTHEW WHITE
388 LINDEN CIRCLE	PAWLEYS ISLAND	SC	29585	NONE	I	MUSIC COMPOSITION	$30,000
MEGHANN RIEPENHOFF
7810 SPRINGRIDGE ROAD	BAINBRIDGE ISLAND	WA	98110	NONE	I	PHOTOGRAPHY	$55,000
MERION ESTES
PO BOX 21	YUCCA VALLEY	CA	92284	NONE	I	FINE ARTS	$32,500
MICHAEL DAVID-FOX
236 10TH STREET SE	WASHINGTON	DC	20003	NONE	I	SMOLENSK UNDER NAZI AND SOVIET RULE	$50,000
MICHAEL HARRISON
12 MADELINE PKWY	YONKERS	NY	10705	NONE	I	MUSIC COMPOSITION	$24,000
MICHAEL HELM
				NONE	I	FICTION	$30,000	1323 GOVERNORS ROAD	DUNDAS	CANADA	CA	L9H 5E3
MICHAEL K BOURDAGHS
1050 EAST 59TH STREET	CHICAGO	IL	60637	NONE	I	FROM POSTWAR TO COLD WAR: JAPANESE CULTURE IN THE AGE OF THREE WORLDS	$50,000
MICHAEL T WOODSIDE
				NONE	I	EXPLORING HOW EVOLUTION SHAPES PROTEIN FOLDING IN SINGLE MOLECULES	$25,000	4704 - 142 STREET NW	EDMONTON	CANADA	CA	T6H4A8
MICHELLE LOPEZ
1628 SOUTH BROAD STREET	PHILADELPHIA	PA	19145	NONE	I	FINE ARTS	$30,000
MIGUEL P ECKSTEIN
30 WOODALE LANE	SANTA BARBARA	CA	93103	NONE	I	EYE MOVEMENTS TO FACES AFTER RECOVERY FROM CONGENITAL BLINDNESS	$25,000
MIKA PELO
ONE SHIELDS AVENUE	DAVIS	CA	95616	NONE	I	MUSIC COMPOSITION	$25,000
MIRIAM SOLOMON
412 MCCLENAGHAN MILL ROAD	WYNNEWOOD	PA	19096	NONE	I	EVIDENCE AND VALUES IN DSM 5.X	$50,000
MOHAMMAD T HAJIAGHAYI
7310 DURBIN TERRACE	BETHESDA	MD	20817	NONE	I	ALGORITHMS FOR (BIG) GRAPHS AND ALGORITHMIC GAME THEORY	$50,000
MONICA PRASAD
1810 CHICAGO AVENUE	EVANSTON	IL	60208	NONE	I	STARVING THE BEAST: THE ORIGINS OF THE AMERICAN ANTITAX MOVEMENT	$25,000
MONICA YOUN
150 NASSAU STREET	NEW YORK	NY	10038	NONE	I	POETRY	$55,000
MOON DUCHIN
33 ROYAL AVENUE APT 1	CAMBRIDGE	MA	02138	NONE	I	GEOMETRY OF GERRYMANDERING	$50,000
NANCY ROSE HUNT
PO BOX 115560	GAINESVILLE	FL	32611	NONE	I	IDEATION AS HISTORY: DREAM COLLECTORS AND PICTURE ARCHIVES FROM POST-1968 URBAN CONGO	$25,000
NANDINI SIKAND
2844 ALBRIGHT AVENUE	ALLENTOWN	PA	18104	NONE	I	FILM-VIDEO	$25,000
NAOMI ORESKES
1 OXFORD STREEET	CAMBRIDGE	MA	02138	NONE	I	INVENTING THE MAGIC OF THE MARKETPLACE	$32,500
NEAL K DEVARAJ
8246 CAMINITO LACAYO	LA JOLLA	CA	92037	NONE	I	SYNTHESIZING ARTIFICIAL CELLS	$50,000
NICHOLAS MUELLNER
1700 GOLDEN GATE AVENUE	LOS ANGELES	CA	90026	NONE	I	PHOTOGRAPHY	$27,500
NICOLS PEREDA
33 LIVINGSTON AVE	NEW BRUNSWICK	NJ	08901	NONE	I	FILM-VIDEO	$25,000
NICOLE MILLER
9500 GILMAN DR	LA JOLLA	CA	92093	NONE	I	FINE ARTS	$30,000
NILE GREEN
BOX 951473	LOS ANGELES	CA	900951473	NONE	I	GLOBAL ISLAM: WHAT IS IT AND WHERE DID IT COME FROM?	$50,000
PAOLO SQUATRITI
807 WEST LIBERTY STREET	ANN ARBOR	MI	48103	NONE	I	PLEASING PLANTS AND WORRISOME WEEDS: BOTANICAL CHANGE IN EARLY MEDIEVAL EUROPE	$50,000
PATRICIA ENGEL
1121 CRANDON BLVD	KEY BISCAYNE	FL	33149	NONE	I	FICTION	$32,500
PATRICIA J WITTKOPP
7809 BAKER HEIGHTS COURT	DEXTER	MI	48130	NONE	I	GENETIC AND MOLECULAR MECHANISMS OF EVOLUTIONARY CHANGE	$50,000
PER A MYKLAND
520 WEST HURON STREET APT 609	CHICAGO	IL	60654	NONE	I	UNIFIED STATISTICAL INFERENCE FOR HIGH FREQUENCY DATA	$25,000
PETER A HALL
27 KIRKLAND STREET	CAMBRIDGE	MA	02138	NONE	I	RENEGOTIATING THE SOCIAL CONTRACT: THE POLITICS OF ECONOMIC GROWTH AND DECLINE	$25,000
PETER J KALLINEY
506 ARCADIA PARK	LEXINGTON	KY	405060027	NONE	I	BANDUNG GENERATION: LITERATURE, DECOLONIZATION, AND THE AESTHETIC COLD WAR	$25,000
PETER J SCHMELZ
680 SAND HILL CIRCLE	MENLO PARK	CA	94025	NONE	I	INTIMATE HISTORIES OF THE MUSICAL COLD WAR	$55,000
PETER KAYAFAS
20 WEST 44TH STREET 405	NEW YORK	NY	10036	NONE	I	PHOTOGRAPHY	$55,000
PHILIP BOHLMAN
1010 E 59TH STREET	CHICAGO	IL	60637	NONE	I	MUSIC AFTER NATIONALISM	$42,000
PHILIP CHEN
3908 GREENWOOD DR	DES MOINES	IA	50312	NONE	I	CULTURAL DISCOURSE IN PRINT MEDIA	$25,000
PONTUS LIDBERG
447 BROADWAY	NEW YORK	NY	10013	NONE	I	CHOREOGRAPHY	$65,000
RACHEL ADAMS
1150 AMSTERDAM AVENUE MC 4927	NEW YORK	NY	10027	NONE	I	ANATOMIES OF CARE: NARRATIVE AND THE ART OF INTERDEPENDENCY	$25,000
RANEE RAMASWAMY
4312 ZENITH AVE SOUTH	MINNEAPOLIS	MN	55410	NONE	I	CHOREOGRAPHY	$15,000
RANIA MATAR
143 TAPPAN STREET	BROOKLINE	MA	02445	NONE	I	PHOTOGRAPHY	$27,500
REGINALD DWAYNE BETTS
386 PROSPECT STREET APT E1	NEW HAVEN	CT	06511	NONE	I	POETRY	$32,000
RICHARD R JOHN
2950 BROADWAY	NEW YORK	NY	10027	NONE	I	A HISTORY OF THE AMERICAN ANTIMONOPOLY TRADITION	$40,000
ROBERT B JACKSON
473 VIA ORTEGA ROOM 140	STANFORD	CA	94305	NONE	I	A GLOBAL PICTURE OF PLANTS, SOILS, AND RESOURCE UPTAKE BY DEPTH	$50,000
ROBERT B PIPPIN
1130 EAST 59TH STREET	CHICAGO	IL	60637	NONE	I	IDEALISM AND ANTI-IDEALISM IN MODERN EUROPEAN THOUGHT	$50,000
ROBERT FINCH
95 PHEASANT RUN	WELLFLEET	MA	02667	NONE	I	"SUMMERS IN SQUID TICKLE"--A NARRATIVE OF A NEWFOUNDLAND OUTPORT	$27,500
ROBERT J SAMPSON
33 KIRKLAND STREET	CAMBRIDGE	MA	02138	NONE	I	BECOMING MARKED: NAVIGATING THE SOCIAL TRANSFORMATION OF CRIME AND PUNISHMENT IN AMERICA	$50,000
ROBERT LOBE
54 GREENE ST 6B	NEW YORK	NY	10013	NONE	I	FINE ARTS	$10,000
ROBIN COSTE LEWIS
2849 AVENEL STREET	LOS ANGELES	CA	90039	NONE	I	POETRY	$60,000
RON JUDE
2022 ONYX STREET	EUGENE	OR	97403	NONE	I	PHOTOGRAPHY	$30,000
RONALD SCHECHTER
118 STANLEY DRIVE	WILLIAMSBURG	VA	23188	NONE	I	THE SECRET LIBRARY OF MARIE ANTOINETTE	$27,500
ROXANE GAY
936 S OLIVE ST	LOS ANGELES	CA	90015	NONE	I	TV GUIDE	$50,000
SABINE HYLAND
				NONE	I	HIDDEN TEXTS OF THE ANDES: DECIPHERING THE CORD WRITING ('KHIPU') OF PERU	$55,000	6 MELVILLE TERRACE	ANSTRUTHER FIFE	UNITED KINGDOM	UK	KY10 3EW
SAIDIYA HARTMAN
COLUMBIA UNIVERSITY	NEW YORK	NY	10027	NONE	I	WAYWARD LIVES, BEAUTIFUL EXPERIMENTS	$50,000
SALLY HASLANGER
77 MASSACHUSETTS AVE 32-D808	CAMBRIDGE	MA	02139	NONE	I	DOING JUSTICE TO THE SOCIAL	$25,000
SALLY KEITH
4400 UNIVERSITY DRIVE	FAIRFAX	VA	20330	NONE	I	POETRY	$25,000
SAM PLUTA
5550 S DORCHESTER 1003	CHICAGO	IL	60637	NONE	I	MUSIC COMPOSITION	$60,000
SAM STEPHENSON
622 WEST 6TH STREET	BLOOMINGTON	IN	47404	NONE	I	JANE'S ADDICTION'S VIBE AND TIME 1985-1991	$65,000
SAMUEL ADAMS
1728 WALNUT STREET APT 4	BERKELEY	CA	94709	NONE	I	MUSIC COMPOSITION	$40,000
SANDEEP DAS
175 NORTH HARVARD STREET	BOSTON	MA	02134	NONE	I	MUSIC COMPOSITION	$40,000
SCOTT REYNOLDS NELSON
250 BALDWIN ST	ATHENS	GA	30602	NONE	I	FROM THE AMERICAN CIVIL WAR TO THE RUSSIAN REVOLUTION: FOOD AND THE FATE OF EMPIRE	$20,000
SEAN BUCKELEW
4447 1/2 WILLOW BROOK AVENUE	LOS ANGELES	CA	90029	NONE	I	FILM-VIDEO	$32,500
SERGUEI ALEX OUSHAKINE
226 EAST PYNE BUILDING	PRINCETON	NJ	08544	NONE	I	DISOWNED HISTORY: SOVIET PASTS IN THE AFTERLIVES OF EMPIRE	$48,000
SETH MNOOKIN
43 CROWNINSHIELD ROAD	BROOKLINE	MA	02446	NONE	I	THE SCIENCE, HISTORY, AND FUTURE OF AGING	$25,000
SHANE MCCRAE
605 WEST 113TH STREET	NEW YORK	NY	10025	NONE	I	POETRY	$55,000
SHARI HUHNDORF
411 BOYNTON AVENUE	BERKELEY	CA	94707	NONE	I	INDIGENEITY AND THE POLITICS OF SPACE: GENDER, GEOGRAPHY, CULTURE	$25,000
SHARI MENDELSON
319 BEDFORD AVENUE	BROOKLYN	NY	11249	NONE	I	FINE ARTS	$26,000
SHELLEY HIRSCH
56 NORMAN AVE	BROOKLYN	NY	11222	NONE	I	MUSIC COMPOSITION	$29,000
SHEVAUN MIZRAHI
573 LEONARD ST APT 2	BROOKLYN	NY	11222	NONE	I	FILM-VIDEO	$27,500
SHRI KULKARNI
1200 EAST CALIFORNIA BLVD	PASADENA	CA	91125	NONE	I	EXOTIC COSMOLOGICAL EXPLOSIONS	$50,000
SIENNA R CRAIG
95 STOWELL ROAD	NORWICH	VT	05055	NONE	I	THE ENDS OF KINSHIP: CARE AND BELONGING BETWEEN NEPAL AND NEW YORK CITY	$25,000
SNEANA STANIMIROVI
613 EMERSON STREET	MADISON	WI	53715	NONE	I	NATURE VS. NURTURE--WHY IS STAR FORMATION SO INEFFICIENT?	$25,000
STEFANIA TUTINO
135 BROOKS AVENUE	VENICE	CA	90291	NONE	I	A FAKE SAINT, AN AMBITIOUS JURIST, AND THE TRUE CHURCH: STORY OF A FORGERY IN SEVENTEENTH-CENTURY ITALY	$50,000
STEPHEN HAYES
3705 SE 11TH AVE	PORTLAND	OR	97202	NONE	I	FINE ARTS	$27,500
STEVE ROWELL
404 EAST 5TH STREET	MORRIS	MN	56267	NONE	I	FILM-VIDEO	$35,000
STRATIS PAPAIOANNOU
48 COLLEGE STREET	PROVIDENCE	RI	02912	NONE	I	A HISTORY OF BYZANTINE LITERATURE	$50,000
SUSAN FALUDI
88 ROUND HILL ROAD	NORTHAMPTON	MA	01060	NONE	I	LEFT IN THE WILDERNESS	$25,000
SUZANNE MCCLELLAND
132 WILLOUGHBY AVE	BROOKLYN	NY	112053728	NONE	I	FINE ARTS	$65,000
SYLVAN OSWALD
1535 NORTH KENMORE AVENUE APT 1B	LOS ANGELES	CA	90027	NONE	I	DRAMA & PERFORMANCE ART	$25,000
TEJU COLE
12 QUINCY ST	CAMBRIDGE	MA	02138	NONE	I	RADIO LAGOS	$55,000
THEO DAVIS
23 HASLET STREET APT 2	ROSLINDALE	MA	02131	NONE	I	SENSATIONS OF FREEDOM: SOMATICS AND PERSONAL DEVELOPMENT IN AMERICAN LITERATURE	$25,000
THOMAS CENTOLELLA
1164 JACKSON STREET APT 1	SAN FRANCISCO	CA	94133	NONE	I	POETRY	$32,500
THOMAS CHRISTENSEN
5401 SOUTH GREENWOOD AVENUE	CHICAGO	IL	60615	NONE	I	FETIS AND THE TONAL IMAGINATION: DISCOURSES OF TONALITY IN NINETEENTH-CENTURY FRANCE	$50,000
THORSTEN TRIMPOP
2400 NORTH LAKEVIEW AVENUE APT 1901	CHICAGO	IL	60614	NONE	I	FILM-VIDEO	$25,000
TIONA NEKKIA MCCLODDEN
1426 WEST GIRARD AVENUE APT 8	PHILADELPHIA	PA	19130	NONE	I	FINE ARTS	$32,500
TODD GRAY
4213 DON ARELLANES DR	LOS ANGELES	CA	90008	NONE	I	FINE ARTS	$26,000
TODD H OAKLEY
4718 CALLE REINA	SANTA BARBARA	CA	93110	NONE	I	SEA FIREFLIES TO CONNECT GENES AND BIODIVERSITY	$25,000
TONIA KO
1146 CONNECTICUT STREET	LAWRENCE	KS	66044	NONE	I	MUSIC COMPOSITION	$20,000
TSAR FEDORSKY
35 LEVERETT STREET	GLOUCESTER	MA	01930	NONE	I	PHOTOGRAPHY	$30,000
TYEHIMBA JESS
448 MYRTLE AVE APT 1	BROOKLYN	NY	11205	NONE	I	POETRY	$25,000
ULRIKE MALMENDIER
EVANS HALL	BERKELEY	CA	94720	NONE	I	THE ROLE OF LIFETIME EXPERIENCES IN ECONOMIC DECISION-MAKING	$45,000
VIVIEN A SCHMIDT
154 BAY STATE ROAD ROOM 303	BOSTON	MA	02215	NONE	I	THE RHETORIC OF DISCONTENT: A TRANSATLANTIC INQUIRY INTO THE WEST'S CRISIS OF DEMOCRATIC CAPITALISM	$50,000
WAI-YEE LI
129 FAYERWEATHER STREET	CAMBRIDGE	MA	02138	NONE	I	THE PARADOXES OF THINGS: LIFE AND ART IN LATE IMPERIAL CHINA	$25,000
WILLIAM BALE
322 SOUTH GAYOSO STREET	NEW ORLEANS	LA	70119	NONE	I	A GUIDE TO HISTORICAL ECOLOGY OF THE LOWER AMAZON	$50,000
WILLIAM D CABALLERO
4627 FINLEY AVENUE APT 101	LOS ANGELES	CA	90027	NONE	I	FILM-VIDEO	$15,000
YANCE FORD
3420 79TH STREET APT 5E	JACKSON HEIGHTS	NY	11372	NONE	I	FILM-VIDEO	$65,000
YEVGENIYA BARAS
4141 41ST STREET APT 4L	SUNNYSIDE	NY	11104	NONE	I	FINE ARTS	$65,000
YOSHIAKI ONISHI
14 ALBANY DRIVE	COLUMBIA	MO	65201	NONE	I	MUSIC COMPOSITION	$30,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$9,569,750	TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (152 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line2RecipientUSAddress/AddressLine2Txt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	Province Or StateRecipientForeignAddress/ProvinceOrStateNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd	Address Line2RecipientForeignAddress/AddressLine2Txt
ADELA PINCH
435 S STATE STREET	ANN ARBOR	MI	48109	NONE	I	VICTORIAN FICTION AND THE LOCATION OF EXPERIENCE	$25,000
AGNES CALLARD
1115 EAST 58TH STREET	CHICAGO	IL	60637	NONE	I	THE WORLD SOCRATES MADE	$50,000
AKI SASAMOTO
131 74TH STREET APT 2H	BROOKLYN	NY	11209	NONE	I	FINE ARTS	$30,000
ALEXANDER R GALLOWAY
7-13 WASHINGTON SQUARE NORTH APT	NEW YORK	NY	10003	NONE	I	THE CRYSTALLINE MEDIUM: COMPUTATION AND ITS CONSEQUENCES	$50,000	42B
ALEXANDRA CHASIN
66 WEST 12TH	NEW YORK	NY	10011	NONE	I	THE FAMILY OF UNMAN	$60,000
AMY GERSTLER
2151 PRINCETON AVE	LOS ANGELES	CA	90026	NONE	I	POETRY	$25,000
ANDREA G MCDOWELL
ONE NEWARK CENTER	NEWARK	NJ	07102	NONE	I	WE THE MINERS: SELF-GOVERNMENT IN THE CALIFORNIA GOLD RUSH	$50,000
ANDREW NEWMAN
648 2ND STREET APT 5	BROOKLYN	NY	11215	NONE	I	LITERATURE AND THE AMERICAN WAY: A HISTORY OF THE HIGH-SCHOOL CANON	$27,500
ANN COOPER ALBRIGHT
180 MORGAN STREET	OBERLIN	OH	440741514	NONE	I	SIMONE FORTI: IMPROVISING A LIFE	$25,000
ANN MCCOY
449 TROUTMAN ST	BROOKLYN	NY	11237	NONE	I	FINE ARTS	$30,000
ANNA BADKHEN
41 S 45TH STREET	PHILADELPHIA	PA	19104	NONE	I	AN ANATOMY OF LOSTNESS	$32,500
ANNE MCNEIL
2629 PIN OAK DRIVE	ANN ARBOR	MI	48103	NONE	I	A SECOND LIFE: REIMAGINING THE PLASTIC LIFECYCLE WITH CHEMISTRY	$25,000
ANNIE GOSFIELD
301 EAST 12 STREET APT 3D	NEW YORK	NY	10003	NONE	I	MUSIC COMPOSITION	$45,000
ARI KELMAN
1 SHIELDS AVENUE	DAVIS	CA	95616	NONE	I	FOR LIBERTY AND EMPIRE: HOW THE CIVIL WAR BLED INTO THE INDIAN WARS	$40,000
BART D EHRMAN
UNIV/CARO CAROLINA HALL 3225	CHAPEL HILL	NC	27599	NONE	I	THE INVENTION OF HEAVEN AND HELL	$25,000
BEN ALTMAN
1041 COMFORT ROAD	SPENCER	NY	14883	NONE	I	PHOTOGRAPHY	$40,000
BENITA RAPHAN
101 WEST 12 STREET APT 7-Z	NEW YORK	NY	10011	NONE	I	FILM-VIDEO	$48,750
BRAD SNYDER
239 11TH STREET SE	WASHINGTON	DC	20003	NONE	I	DEMOCRATIC JUSTICE: FELIX FRANKFURTER, JUDICIAL RESTRAINT, AND THE CREATION OF THE LIBERAL ESTABLISHMENT	$25,000
BRANKA ARSI
39 CLAREMONT AVENUE APT 34	NEW YORK	NY	10027	NONE	I	AMBIENT LIFE; MELVILLE: MATERIALISM AND THE ETHEREAL ENLIGHTENMENT	$50,000
BRIAN DELAY
631 SAN GABRIEL AVENUE	ALBANY	CA	94706	NONE	I	MEANS OF DESTRUCTION: GUNS, FREEDOM, AND DOMINATION IN THE AMERICAS	$25,000
BRIGID MCCAFFREY
592 VENTURA STREET	ALTADENA	CA	91001	NONE	I	FILM-VIDEO	$30,000
C JEAN CAMPBELL
1489 IVERSON STREET NE	ATLANTA	GA	30307	NONE	I	PISANELLO'S PARARGA: IMITATIVE PRACTICE AND PICTORIAL PRACTICE IN FIFTEENTH-CENTURY ITALY	$50,000
CAMILLE T DUNGY
3906 MOSS CREEK DRIVE	FORT COLLINS	CO	80526	NONE	I	POETRY	$60,000
CARL COREY
N8657 1020TH STREET	RIVER FALLS	WI	54022	NONE	I	PHOTOGRAPHY	$32,500
CARL ELLIOTT
410 CHURCH STREET SE	MINNEAPOLIS	MN	554550346	NONE	I	LONESOME WHISTLE: EXPOSING WRONGDOING IN RESEARCH ON HUMAN SUBJECTS	$50,000
CARMEN GIMNEZ SMITH
181 TURNERS ST NW	BLACKSBURG	VA	24061	NONE	I	POETRY	$20,000
CARMEN MARIA MACHADO
818 SOUTH 49TH STREET	PHILADELPHIA	PA	19143	NONE	I	FICTION	$65,000
CARMEN WINANT
3859 OLENTANGY BLVD	COLUMBUS	OH	43214	NONE	I	PHOTOGRAPHY	$30,000
CARRIE YAMAOKA
244 EAST 5TH STREET APT 1	NEW YORK	NY	10003	NONE	I	FINE ARTS	$32,500
CASSIM SHEPARD
438 LAFAYETTE AVENUE APT 1	BROOKLYN	NY	11238	NONE	I	SELF-HELP HOUSING: INCREMENTAL APPROACHES TO SHELTER SINCE 1965	$30,000
CATHERINE CONYBEARE
2448 MEREDITH STREET	PHILADELPHIA	PA	191302522	NONE	I	AUGUSTINE THE AFRICAN	$50,000
CHRISTIANE CEGAVSKE
1760 MAUPIN ROAD	OAKLAND	OR	97462	NONE	I	FILM-VIDEO	$30,000
CHRISTOPHER MERRILL
100 SHAMBAUGH HOUSE	IOWA CITY	IA	52245	NONE	I	THE TRIALS OF ROGER WILLIAMS: A BIOGRAPHY	$25,000
COLIN GEE
860 EAST 18TH STREET APT 2D	BROOKLYN	NY	11230	NONE	I	CHOREOGRAPHY	$20,000
CONSTANCE ALLEN NATHANSON
531 MAIN STREET APT 1014	NEW YORK	NY	10044	NONE	I	BLOOD, POLITICS, AND DEATH	$25,000
CYRUS CASSELLS THE HELENE WURLITZER
218 LOS PANDOS ROAD	TAOS	NM	87571	NONE	I	POETRY	$55,000
DANIEL ALEXANDER JONES
135 WEST 225TH STREET APT 6A	BRONX	NY	10463	NONE	I	DRAMA & PERFORMANCE ART	$55,000
DANIEL DUFORD
3144 NE SEVENTH AVENUE	PORTLAND	OR	97212	NONE	I	FINE ARTS	$32,500
DARA FRIEDMAN
1930 TIGERTAIL AVENUE	MIAMI	FL	33133	NONE	I	FILM-VIDEO	$65,000
DAVID CAREY
4805 KESWICK ROAD	BALTIMORE	MD	21210	NONE	I	PANDEMIC POLITICS IN GUATEMALA AND ECUADOR, 1900-1950: RACE, HEALING, AND PUBLIC HEALTH	$25,000
DAVID JERISON
48 OLD MIDDLESEX ROAD	BELMONT	MA	02478	NONE	I	FREE BOUNDARIES AND INTERFACES IN PARTIAL DIFFERENTIAL EQUATIONS	$25,000
DEAN RADER
2130 FULTON ST	SAN FRANCISCO	CA	94117	NONE	I	POETRY	$50,000
DEBORAH COEN
1037 CHAPEL STREET	NEW HAVEN	CT	065208324	NONE	I	CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGINATION IN NINETEENTH-CENTURY EUROPE	$49,000
DEBORAH ZLOTSKY
47 GREENOCK ROAD	DELMAR	NY	12054	NONE	I	FINE ARTS	$60,000
DORA BUDOR
20 JAY STREET SUITE 736	BROOKLYN	NY	11201	NONE	I	FINE ARTS	$35,000
EDMUND RUSSELL
6123 CALLERY STREET	PITTSBURGH	MT	15206	NONE	I	UNITED BY LIGHTNING: THE U.S. TRANSCONTINENTAL TELEGRAPH OF 1861	$25,000
EDWARD CAREY
513 E 47TH STREET	AUSTIN	TX	78751	NONE	I	FICTION	$60,000
EDWARD JACOBS
302 AJ FLETCHER MUSIC CENTER	GREENVILLE	NC	27858	NONE	I	MUSIC COMPOSITION	$27,500
ELEANOR KAUFMAN
827 LEVERING AVENUE APT 803	LOS ANGELES	CA	90024	NONE	I	STRUCTURE: A COUNTERHISTORY OF TWENTIETH-CENTURY FRENCH PHILOSOPHY	$25,000
ELENA DEL RIVERO
143 AVENUE B APT 3A	NEW YORK	NY	10009	NONE	I	FINE ARTS	$32,500
ELISABETH LE GUIN
2112 SOUTH WOODLAND PLACE	SANTA ANA	CA	92707	NONE	I	EL CANCIONERO DE SANTA ANA	$25,000
ELIZABETH CAROLYN MILLER
1218 HARVARD DRIVE	DAVIS	CA	95616	NONE	I	EXTRACTION ECOLOGIES AND THE LITERATURE OF THE LONG EXHAUSTION, 1830S-1930S	$50,000
ENTANG WIHARSO
PO BOX 108	NORTH SCITUATE	RI	02857	NONE	I	FINE ARTS	$45,000
ERIC BAUDELAIRE
				NONE	I	FILM-VIDEO	$30,000		35 RU DU POTEAU	PARIS	FRANCE	FR	75018
FABIENNE LASSERRE
106 BERGEN STREET	BROOKLYN	NY	11421	NONE	I	FINE ARTS	$30,000
FATIMAH TUGGAR
231 NW 96TH STREET APT K408	KANSAS CITY	MO	64155	NONE	I	FINE ARTS	$60,000
GENNARO CHIERCHIA
316 BOYLSTON HALL 3RD FLOOR	CAMBRIDGE	MA	02138	NONE	I	ORIGINS OF MEANING: QUANTIFIERS AND THE SPONTANEOUS LOGICALITY OF LANGUAGE	$25,000
GEORG ESSL
9748 NORTH COLUMBIA CREEK LANE	MEQUON	WI	53092	NONE	I	TOPOLOGICAL SOUND SYNTHESIS	$27,500
GERARD PASSANNANTE
2045 ROSEMOUNT AVE NW	WASHINGTON	DC	20010	NONE	I	GOD IS IN THE DETAIL: COSMIC ORDER AND THE SENSE OF SCALE	$55,000
GUADALUPE MARAVILLA
1021 DECATUR STREET APT 2	BROOKLYN	NY	11207	NONE	I	FINE ARTS	$25,000
GUILLERMO GMEZ-PEA
3435 CESAR CHAVEZ 330	SAN FRANCISCO	CA	94110	NONE	I	DRAMA & PERFORMANCE ART	$30,000
HELENA ROSENBLATT
365 FIFTH AVENUE	NEW YORK	NY	10016	NONE	I	AN INTELLECTUAL BIOGRAPHY OF MADAME DE STAEL	$25,000
HENRY S RICHARDSON
37 AND O STREETS NW	WASHINGTON	DC	20057	NONE	I	THE DIVISION OF MORAL LABOR	$30,000
HONG LIU
26A PARKER STREET	LEXINGTON	MA	02421	NONE	I	CHAOS AND TURBULENCE	$50,000
HNG-N TRNG
214 W TRINITY AVE	DURHAM	NC	27701	NONE	I	FINE ARTS	$27,500
HUGH GUSTERSON
2110 G ST NW	WASHINGTON	DC	20052	NONE	I	TINKERING WITH ARMAGEDDON: NUCLEAR WEAPONS SCIENCE AFTER THE COLD WAR	$30,000
IAN BURNEY
				NONE	I	A HISTORY OF INNOCENCE: ERLE STANLEY GARDNER, THE COURT OF LAST RESORT, AND THE PURSUIT OF WRONGFUL CONVICTION IN COLD WAR AMERICA	$55,000		U/MANCHESTER CHSTM 2ND FLOOR SIMON	MANCHESTER	UNITED KINGDOM	UK	M13 9PL	BUILDING
ILYA VINITSKY
17 SPRINGDALE ROAD	PRINCETON	NJ	08540	NONE	I	THE ABSOLUTE FAKER: THE AMERICAN DREAMS OF A RUSSIAN CON MAN	$25,000
ISHION HUTCHINSON
209 COB STREET	ITHACA	NY	14850	NONE	I	POETRY	$50,000
ITTAI WEINRYB
410 WEST 58TH STREET APT 81	NEW YORK	NY	10019	NONE	I	ART AND FRONTIER	$20,000
JAMES I PORTER
7408 DWINELLE HALL	BERKELEY	CA	947202670	NONE	I	LITERARY AESTHETICS AFTER ARISTOTLE	$25,000
JAMES VERNON
2214 DWINELLE HALL	BERKELEY	CA	947202550	NONE	I	HEATHROW: A GLOBAL HISTORY OF NEOLIBERAL BRITAIN	$25,000
JANE HAMMOND
75 GRAND STREET APT 4E	NEW YORK	NY	10013	NONE	I	FINE ARTS	$20,000
JANET L PRITCHARD
10 MANSFIELD HOLLOW ROAD	MANSFIELD CENTER	CT	06250	NONE	I	PHOTOGRAPHY	$33,000
JANINE DI GIOVANNI
117 EAST 77TH STREET APT 8A	NEW YORK	NY	10075	NONE	I	THE VANISHING: CHRISTIANITY IN AN AGE OF INTOLERANCE	$35,000
JENNIFER GARZA-CUEN
6300 OCEAN DRIVE	CORPUS CHRISTI	TX	78412	NONE	I	PHOTOGRAPHY	$35,000
JENNIFER SHYU
2107 BEDFORD AVENUE UNIT A2	BROOKLYN	NY	11226	NONE	I	MUSIC COMPOSITION	$65,000
JESSE RODIN
541 LASUEN MALL	STANFORD	CA	94305	NONE	I	GIVING FORM TO FIFTEENTH-CENTURY MUSIC	$50,000
JESSICA DIMMOCK
535 DEAN STREET APT 514	BROOKLYN	NY	11217	NONE	I	FILM-VIDEO	$30,000
JESSICA EATON
				NONE	I	PHOTOGRAPHY	$25,000		1235 AVENUE BERNARD APT 5	OUTREMONT	CANADA	CA	H2V 1V7
JIM SHROSBREE
100 E FILLMORE AVE	FAIRFIELD	IA	52556	NONE	I	FINE ARTS	$30,000
JO KREITER
1068 BOWDOIN STREET	SAN FRANCISCO	CA	94134	NONE	I	CHOREOGRAPHY	$65,000
JOANNA KLINK
32 CAMPUS DRIVE	MISSOULA	MT	59812	NONE	I	POETRY	$65,000
JOCHEN HELLBECK
122 WEST STREET APT 6G	BROOKLYN	NY	11222	NONE	I	SOVIET SUFFERING UNDER NAZI RULE: A FORGOTTEN HISTORY	$24,000
JOEL F HARRINGTON
2301 VANDERBILT PLACE	NASHVILLE	TN	37235	NONE	I	HANS STADEN AND THE GERMAN COUNTER-NARRATIVE OF NEW WORLD CANNIBALISM	$50,000
JOHN DURHAM PETERS
63 HIGH STREET	NEW HAVEN	CT	06520	NONE	I	WEATHER MEDIA IN THE MODERN WORLD	$25,000
JULIA BRYAN-WILSON
3715 LINWOOD AVENUE	OAKLAND	CA	94602	NONE	I	LOUISE NEVELSON: MODERNIST DRAG	$50,000
JULIA CHRISTENSEN
158 SOUTH PROSPECT STREET	OBERLIN	OH	44074	NONE	I	FINE ARTS	$10,000
JULIE BUFFALOHEAD
966 HAMPDEN AVENUE	SAINT PAUL	MN	55114	NONE	I	FINE ARTS	$29,000
KAREN HARTMAN
1693 11TH AVE 1	BROOKLYN	NY	11218	NONE	I	DRAMA & PERFORMANCE ART	$30,000
KATHARINA ROSENBERGER
9500 GILMAN DR MC 0099	LA JOLLA	CA	92093	NONE	I	MUSIC COMPOSITION	$25,000
KATHYA MARIA LANDEROS
PO BOX 236	QUAKER HILL	CT	06375	NONE	I	PHOTOGRAPHY	$30,000
KIMBERLY BARTOSIK
1613 10TH AVENUE	BROOKLYN	NY	11215	NONE	I	CHOREOGRAPHY	$35,000
LAUREN BENTON
3335 ACKLEN AVENUE	NASHVILLE	TN	37212	NONE	I	LEGALITIES OF SMALL WARS IN EUROPEAN EMPIRES, 1400-1900	$50,000
LAWRENCE P JACKSON
5312 SAINT ALBANS WAY	BALTIMORE	MD	21212	NONE	I	CHRISTMAS IN BALTIMORE	$50,000
LENA SALAYMEH
SHELBY CULTON DAVIS CENTER	PRINCETON	NJ	085441017	NONE	I	REVOLUTIONARY ISLAMIC LAW	$55,000
LINCOLN QUILLIAN
2852 NORTH HALSTED STREET APT 4S	CHICAGO	IL	60657	NONE	I	HIRING DISCRIMINATION IN NORTH AMERICAN AND EUROPEAN LABOR MARKETS: A META-ANALYSIS OF FIELD EXPERIMENTS	$25,000
LLOYD SCHWARTZ
27 PENNSYLVANIA AVENUE	SOMERVILLE	MA	02145	NONE	I	POETRY	$25,000
LOTHAR VON FALKENHAUSEN
405 NORTH HILGARD AVENUE	LOS ANGELES	CA	900251417	NONE	I	THE ECONOMY OF LATE BRONZE AGE CHINA (CA. 1000-250 BCE): ARCHAEOLOGICAL PERSPECTIVES	$50,000
LUIS ALBERTO URREA
6S516 MILLCREEK LANE	NAPERVILLE	IL	60540	NONE	I	FICTION	$50,000
LUKAS FELZMANN
1539 TREAT AVENUE	SAN FRANCISCO	CA	94110	NONE	I	PHOTOGRAPHY	$27,500
MARIAH GARNETT
1151 N AVE 64	LOS ANGELES	CA	90042	NONE	I	FILM-VIDEO	$30,000
MARJORIE GARBER
12 QUINCY STREET	CAMBRIDGE	MA	02138	NONE	I	SHAKESPEARE IN BLOOMSBURY	$25,000
MARK DION
2595 COUNTY ROUTE 7	COPAKE	NY	12516	NONE	I	FINE ARTS	$20,000
MARK GRIECO
762 NORTH HOLLISTON AVENUE	PASADENA	CA	91104	NONE	I	FILM-VIDEO	$30,000
MARYROSE COBARRUBIAS MENDOZA
258 HIGHLAND PLACE	MONROVIA	CA	91016	NONE	I	FINE ARTS	$27,500
MATTHEW JOHNSON
1812 HINMAN AVENUE 201	EVANSTON	IL	60208	NONE	I	AN ARCHAEOLOGY OF THE ENGLISH IN THE ATLANTIC WORLD	$50,000
MATTHEW MAZZOTTA
41 EAST MAIN STREET	CANTON	NY	13617	NONE	I	FINE ARTS	$30,000
MATTHEW PORTERFIELD
2741 NORTH CALVERT STREET	BALTIMORE	MD	21218	NONE	I	FILM-VIDEO	$30,000
MATTHEW RICKETTS
71 SOUTH ELLIOTT PLACE APT 2R	BROOKLYN	NY	11217	NONE	I	MUSIC COMPOSITION	$30,000
MATTHEW WHITE
388 LINDEN CIRCLE	PAWLEYS ISLAND	SC	29585	NONE	I	MUSIC COMPOSITION	$30,000
MERION ESTES
PO BOX 21	YUCCA VALLEY	CA	92284	NONE	I	FINE ARTS	$32,500
MICHAEL HELM
				NONE	I	FICTION	$30,000		1323 GOVERNORS ROAD	DUNDAS	CANADA	CA	L9H 5E3
MICHAEL W CLUNE
3072 FAIRMOUNT BOULEVARD	CLEVELAND HEIGHTS	OH	44118	NONE	I	A DEFENSE OF JUDGMENT	$50,000
MICHELLE LOPEZ
1628 SOUTH BROAD STREET	PHILADELPHIA	PA	19145	NONE	I	FINE ARTS	$30,000
MICHELLE R WARREN
2 CHAMBERS CIRCLE	WEST LEBANON	NH	03784	NONE	I	LIVES OF A MEDIEVAL BOOK IN THE DIGITAL DARK AGES,1220-2020	$50,000
MIGUEL P ECKSTEIN
30 WOODALE LANE	SANTA BARBARA	CA	93103	NONE	I	EYE MOVEMENTS TO FACES AFTER RECOVERY FROM CONGENITAL BLINDNESS	$25,000
MONICA PRASAD
1810 CHICAGO AVENUE	EVANSTON	IL	60208	NONE	I	STARVING THE BEAST: THE ORIGINS OF THE AMERICAN ANTITAX MOVEMENT	$25,000
NOA STEIMATSKY
136 WEST 123RD STREET APT 4	NEW YORK	NY	10027	NONE	I	CINECITTA AT WAR: 1942-1950	$65,000
PASCALINE DUPAS
579 SERRA MALL	STANFORD	CA	94305	NONE	I	LOCAL GOVERNANCE, LOCAL FINANCE, AND PUBLIC SERVICE PROVISION IN URBANIZING AFRICA	$50,000
PATRICIA ENGEL
1121 CRANDON BLVD	KEY BISCAYNE	FL	33149	NONE	I	FICTION	$32,500
PAUL FRIEDLAND
150 VAUGHAN STREET	PORTLAND	ME	04102	NONE	I	A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802	$50,000
PEGGY SHAW
65 EAST 4TH STREET APT 1A	NEW YORK	NY	10003	NONE	I	DRAMA & PERFORMANCE ART	$65,000
PER A MYKLAND
520 WEST HURON STREET APT 609	CHICAGO	IL	60654	NONE	I	UNIFIED STATISTICAL INFERENCE FOR HIGH FREQUENCY DATA	$25,000
PETER A HALL
27 KIRKLAND STREET	CAMBRIDGE	MA	02138	NONE	I	RENEGOTIATING THE SOCIAL CONTRACT: THE POLITICS OF ECONOMIC GROWTH AND DECLINE	$25,000
RACHEL ADAMS
1150 AMSTERDAM AVENUE MC 4927	NEW YORK	NY	10027	NONE	I	ANATOMIES OF CARE: NARRATIVE AND THE ART OF INTERDEPENDENCY	$25,000
RICHARD R JOHN
2950 BROADWAY	NEW YORK	NY	10027	NONE	I	A HISTORY OF THE AMERICAN ANTIMONOPOLY TRADITION	$10,000
RICHARD TUCK
124 BRATTLE STREET	CAMBRIDGE	MA	02138	NONE	I	ACTIVE AND PASSIVE CITIZENS	$50,000
RITA CHIN
1602 GRANGER AVENUE	ANN ARBOR	MI	48104	NONE	I	INVISIBLE LABOR: A HISTORY OF FEMALE MIGRANT DOMESTICS IN POSTCOLONIAL EUROPE	$50,000
ROBERT G MORRISON
44 LEONARD STREET	PORTLAND	ME	04103	NONE	I	AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN	$50,000
ROBIN FROHARDT
169 SPENCER STREET	BROOKLYN	NY	11205	NONE	I	DRAMA AND PERFORMANCE ART	$60,000
RON JUDE
2022 ONYX STREET	EUGENE	OR	97403	NONE	I	PHOTOGRAPHY	$30,000
RONALD SCHECHTER
118 STANLEY DRIVE	WILLIAMSBURG	VA	23188	NONE	I	THE SECRET LIBRARY OF MARIE ANTOINETTE	$27,500
SAMUEL ADAMS
1728 WALNUT STREET APT 4	BERKELEY	CA	94709	NONE	I	MUSIC COMPOSITION	$25,000
SANDEEP DAS
175 NORTH HARVARD STREET	BOSTON	MA	02134	NONE	I	MUSIC COMPOSITION	$25,000
SCOTT REYNOLDS NELSON
250 BALDWIN ST	ATHENS	GA	30602	NONE	I	FROM THE AMERICAN CIVIL WAR TO THE RUSSIAN REVOLUTION: FOOD AND THE FATE OF EMPIRE	$30,000
SEAN BUCKELEW
4447 1/2 WILLOW BROOK AVENUE	LOS ANGELES	CA	90029	NONE	I	FILM-VIDEO	$32,500
SETH MNOOKIN
43 CROWNINSHIELD ROAD	BROOKLINE	MA	02446	NONE	I	THE SCIENCE, HISTORY, AND FUTURE OF AGING	$25,000
SHELLEY HIRSCH
56 NORMAN AVE	BROOKLYN	NY	11222	NONE	I	MUSIC COMPOSITION	$29,000
SNEANA STANIMIROVI
613 EMERSON STREET	MADISON	WI	53715	NONE	I	NATURE VS. NURTURE--WHY IS STAR FORMATION SO INEFFICIENT?	$25,000
STEVE ROWELL
404 EAST 5TH STREET	MORRIS	MN	56267	NONE	I	FILM-VIDEO	$30,000
STEVEN SUBOTNICK
228 GANO STREET	PROVIDENCE	RI	029064002	NONE	I	FILM-VIDEO	$27,500
SUSANNA BERGER
1329 CARROLL AVENUE	LOS ANGELES	CA	90026	NONE	I	VISUAL EXPERTISE AND THE AESTHETICS OF DECEPTION IN EARLY MODERN ITALY	$55,000
SUZANNE FARRIN
456 WEST 150TH STREET APT 1	NEW YORK	NY	10031	NONE	I	MUSIC COMPOSITION	$50,000
SUZANNE METTLER
305 BROOKFORD ROAD	SYRACUSE	NY	13224	NONE	I	ONE NATION, DIVIDED: HOW POLARIZATION AFFECTS AMERICAN DEMOCRACY, PAST AND PRESENT	$50,000
SYLVAN OSWALD
1535 NORTH KENMORE AVENUE APT 1B	LOS ANGELES	CA	90027	NONE	I	DRAMA & PERFORMANCE ART	$30,000
THOMAS CENTOLELLA
1164 JACKSON STREET APT 1	SAN FRANCISCO	CA	94133	NONE	I	POETRY	$32,500
THORSTEN TRIMPOP
2400 NORTH LAKEVIEW AVENUE APT 1901	CHICAGO	IL	60614	NONE	I	FILM-VIDEO	$30,000
TIONA NEKKIA MCCLODDEN
1426 WEST GIRARD AVENUE APT 8	PHILADELPHIA	PA	19130	NONE	I	FINE ARTS	$32,500
TODD H OAKLEY
4718 CALLE REINA	SANTA BARBARA	CA	93110	NONE	I	SEA FIREFLIES TO CONNECT GENES AND BIODIVERSITY	$25,000
TONIA KO
1146 CONNECTICUT STREET	LAWRENCE	KS	66044	NONE	I	MUSIC COMPOSITION	$40,000
ZEENA PARKINS
151 1ST AVE 22	NEW YORK	NY	10003	NONE	I	MUSIC COMPOSITION	$60,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Apprv Fut	$5,572,750	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$1,290,055	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$54,425,447	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDesc	ExclusionExclusionCd	ExclusionExclusionAmt	BusinessBusinessCd	Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt
OTHER INVESTMENT LOSSES PASSED THROUGH FROM INVESTMENTS IN LP'S	14	-$126,353
UNRELATED BUSINESS INCOME (LOSSES) PASSED THROUGH FROM INVESTMENTS IN LP'S			900000	$84,149

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$84,149	UnrelatedBusinessTaxblIncmAmt
Exclusion	$55,589,149	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$55,673,298	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (29 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Person ContributionPersonContributionInd	Noncash ContributionNoncashContributionInd
ALAR TOOMRE
1	55 HILLSIDE AVENUE	WEST NEWTON	MA	02465	$5,000	Yes (X)
CINDY SHERMAN
2	7677 CENTER AVENUE STE 400	HUNTINGTON BEACH	CA	92647	$10,000	Yes (X)
COHEN CHARITABLE FOUNDATION
3	340 RIVERSIDE DRIVE 8B	NEW YORK	NY	10025	$5,000	Yes (X)
DEBORAH E HARKNESS
4	1080 DARBY ROAD	SAN MARINO	CA	91108	$10,000	Yes (X)
DWIGHT LEE
5	434 WEST 20TH STREET 3	NEW YORK	NY	10011	$12,500	Yes (X)
ERIC MASKIN
6	HARVARD UNIVERSITY - LITTAUER 312	CAMBRIDGE	MA	02138	$10,000	Yes (X)
ESTATE OF ALEJANDRO PLANCHART
7	222 E CARRILLO STREET SUITE 106	SANTA BARBARA	CA	93101	$40,000	Yes (X)
ESTATE OF FRANKIE RUBENSTEIN
8	1608 WALNUT STREET SUITE 900	PHILADELPHIA	PA	19103	$10,000	Yes (X)
ESTATE OF PHILIP ROTH
9	46 WEST STREET PO BOX 278	LITCHFIELD	CT	06759	$921,548	Yes (X)
JEROLD S KAYDEN
10	11 CLEMENT CIRCLE	CAMBRIDGE	MA	02138	$33,333	Yes (X)
JULIANNE H TRUST ESTATE
11	500 FIFTH AVENUE	NEW YORK	NY	10001	$25,000	Yes (X)
LILI LYNTON
12	33 WEST 81 STREET	NEW YORK	NY	10024	$50,000	Yes (X)
LISA WOLFSON HESS
13	47 OAKLAND AVENUE	SAG HARBOR	NY	11963	$10,061	Yes (X)	Yes (X)
MARK R OSBORNE
14	1 LEFURGY TERRACE	HASTINGSONHUDSON	NY	10706	$5,000	Yes (X)
MERLE OLSON
15	275 S 19TH STREET	PHILADELPHIA	PA	19103	$7,500	Yes (X)
NORTON W W & COMPANY
16	500 FIFTH AVENUE	NEW YORK	NY	10010	$12,292	Yes (X)
THE AARON COPLAND FUND FOR MUSIC
17	254 WEST 31ST STREET 15TH FLOOR	NEW YORK	NY	10001	$20,000	Yes (X)
THE DAVID GEFFEN FOUNDATION
18	12011 SAN VINCENTE BLVD STE 606	LOS ANGELES	CA	90049	$15,000	Yes (X)
THE DOROTHY TAPPER GOLDMAN FOUNDATION
19	1070 PARK AVENUE	NEW YORK	NY	10128	$50,000	Yes (X)
THE RICHARD AMD NATALIE JACOFF FOUNDATION INC
20	SEVEN TIMES SQUARE 46TH FLOOR	NEW YORK	NY	10036	$10,000	Yes (X)
THE TAYLOR FAMILY FOUNDATION
21	100 CRESCENT COURT SUITE 525	DALLAS	TX	75201	$15,000	Yes (X)
SAMUEL GILLIAM
22	1900 QUINCY STREET NW	WASHINGTON	DC	20011	$5,000	Yes (X)
SANDRA WIJNBERG
23	16 WEST 77TH STREET - 10E	NEW YORK	NY	10024	$10,000	Yes (X)
SCHWARTZ FAMILY FOUNDATION
24	120 EAST END AVENUE APT 17B	NEW YORK	NY	10028	$20,000	Yes (X)
STACY SCHIFF
25	45 EAST 62ND STREET	NEW YORK	NY	10065	$10,000	Yes (X)
STEVEN LAVINE
26	12100 WILSHIRE BLVD SUITE 905	LOS ANGELES	CA	90025	$7,500	Yes (X)
WAYNE NORDBERG
27	152 BEDFORD ROAD 2ND FLOOR	KATONAH	NY	10536	$5,000	Yes (X)
WENDY BELZBERG AND STRAUSS ZELNICK
28	115 EAST 67TH STREET	NEW YORK	NY	10065	$195,000	Yes (X)	Yes (X)
WILLIAM KELLY
29	425 RIVERSIDE DRIVE	NEW YORK	NY	10025	$5,000	Yes (X)

Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)

ContributorContributorNum	Noncash PropertyNoncashPropertyDesc	Fair Market ValueFairMarketValueAmt	ReceivedReceivedDt
13	170 SHARES - MSCI JAPAN EFT	$10,061	2019-12-20
28	357 SHARES - MICROSOFT, INC.500 SHARES - SLACK TECHNOLOGIES, INC.	$64,377	2019-12-03

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	AUDIT & TAXES	CategoryTxt
Amt	$49,142	Amt
Net Investment Income	$22,114	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$27,028	DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (4 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	Cost Or Other BasisCostOrOtherBasisAmt	Prior Year DepreciationPriorYearDepreciationAmt	Computation MethodComputationMethodTxt	LifeLifeRt	Current Year ExpenseCurrentYearExpenseAmt	Net Investment IncomeNetInvestmentIncomeAmt
COMPUTER EQUIPMENT	2005-01-01	$156,496	$150,138	SL	3.000000000000	$1,060	$0
LEASEHOLD IMPROVEMENTS	2008-07-01	$588,709	$143,910	SL	7.000000000000	$39,247	$0
OFFICE FURNITURE	2008-07-01	$246,094	$128,906	SL	5.000000000000	$35,156	$0
WEBSITE DEVELOPMENT	2008-07-01	$828,172	$810,172	SL	3.000000000000	$6,000	$0

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (61 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ALCON INC ORD	$61,633	$61,633
AMAZON.COM INC	$585,765	$585,765
ASSA ABLOY AB	$461,055	$461,055
BOOKING HOLDINGS INC	$659,247	$659,247
CITIGROUP INC.	$629,144	$629,144
COMPAGNIE FINAN RI	$465,686	$465,686
ESSILOR LUXOTTICA	$464,952	$464,952
EXPERIAN PLC	$489,153	$489,153
GUIDEWIRE SOFTWARE	$662,462	$662,462
JOHNSON & JOHNSON	$514,942	$514,942
KIRIN HOLDINGS CO	$458,982	$458,982
KKR & CO INC	$649,160	$649,160
MICROSOFT CORP	$719,500	$719,500
MORGAN STANLEY	$277,939	$277,939
NINTENDO CO LTD	$888,382	$888,382
NOVARTIS AG	$507,488	$507,488
REALPAGE INC	$493,533	$493,533
ROLLS-ROYCE HLDGS	$409,422	$409,422
SAP SE	$564,236	$564,236
SEAGATE TECHNOLOGY	$674,671	$674,671
TRANSDIGM GROUP INC	$705,040	$705,040
ABB LIMITED ZUERIC ORDF	$237,423	$237,423
ADYEN N V	$174,614	$174,614
ALEXION PHARMA INC	$178,448	$178,448
ALTICE U S A INC	$270,666	$270,666
AMAZON.COM INC	$223,589	$223,589
ANTHEM INC	$234,019	$234,019
BAYER AG	$269,100	$269,100
BOOKING HOLDINGS INC	$221,803	$221,803
BRIGHTHOUSE FINL INC	$196,346	$196,346
C N X RESOURCES CORP	$130,502	$130,502
CARGURUS INC	$208,195	$208,195
CBRE GROUP INC	$288,676	$288,676
CHARTER COMMUNICATN	$372,056	$372,056
CHEMOURS CO	$294,844	$294,844
CITIGROUP INC	$253,781	$253,781
DAI-ICHI LIFE HLDN	$193,617	$193,617
ERICSSON TELFON NEW	$210,070	$210,070
EXPEDIA GROUP INC.	$185,607	$185,607
EXPERIAN PLC	$282,131	$282,131
FACEBOOK INC	$219,002	$219,002
FERRARI	$307,739	$307,739
GENERAL MOTORS CO	$214,089	$214,089
GRACE W R & CO	$127,435	$127,435
INCYTE CORP	$269,382	$269,382
JD COMMON INC	$348,777	$348,777
KKR & CO INC	$107,346	$107,346
L OREAL	$251,358	$251,358
MICROSOFT CORP	$295,560	$295,560
MORGAN STANLEY	$238,208	$238,208
NETFLIX INC	$205,791	$205,791
RICOH LTD	$225,629	$225,629
ROLLS-ROYCE HLDGS	$172,924	$172,924
RSA INS GP PLC	$218,952	$218,952
SALESFORCE COM	$266,892	$266,892
SAP SE	$318,824	$318,824
SEAGATE TECHNOLOGY	$299,464	$299,464
SEATTLE GENETICS INC	$373,744	$373,744
TOSHIBA CORP LTD	$202,032	$202,032
TRANSDIGM GROUP INC	$313,040	$313,040
UNITED AIRLINES HLDGS	$187,893	$187,893

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (34 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
SHORT-TERM INVESTMENTS	FMV	$392,993	$392,993
KING STREET CAPITAL, LTD.	FMV	$877,420	$877,420
ODYSSEY INVESTMENT PARTNERS FUND III	FMV	$97,312	$97,312
ROCKEFELLER ACCESS FUND 06-I, LLC	FMV	$113,816	$113,816
BOSTWICK COMPOUND OFFSHORE, LTD.	FMV	$14,505,322	$14,505,322
PAULSON RE RECOVERY, LP	FMV	$2,180,579	$2,180,579
VIKING LONG FUND III, LTD.	FMV	$17,458,864	$17,458,864
SPDR S & P ETF TRUST	FMV	$5,266,917	$5,266,917
COATUE LONG ONLY OFFSHORE FUND	FMV	$11,338,082	$11,338,082
VENBIO SELECT FUND, LTD.	FMV	$12,822,337	$12,822,337
TIGER GLOBAL LONG OPPORTUNITIES, LTD.	FMV	$9,980,024	$9,980,024
VALUEACT CAPITAL INTERNATIONAL	FMV	$13,879,635	$13,879,635
BRIARWOOD CAPITAL MANAGEMENT	FMV	$732,154	$732,154
CASDIN PARTNERS OFFSHORE, LTD	FMV	$10,429,806	$10,429,806
JPM - TRACKERS MSCI JAPAN HEDGE	FMV	$9,209,420	$9,209,420
JPM - ISHARES CORE MSCI EMERGING	FMV	$5,161,229	$5,161,229
PARTNERS CAPITAL HARRIER FUND, LTD	FMV	$16,721,878	$16,721,878
HUNT LANE CAPITAL FUND, LTD	FMV	$9,522,660	$9,522,660
ISHANA CAPITAL OFFSHORE FUND	FMV	$7,849,031	$7,849,031
PALESTRA CAPITAL OFFSHORE FUND, LTD	FMV	$4,445,996	$4,445,996
AKO EUROPEAN LONG-ONLY FUND	FMV	$13,776,000	$13,776,000
WMQS GLOBAL EQUITY OFFSHORE FUND, LTD.	FMV	$11,614,150	$11,614,150
THE CHILDRENS INVESTMENT FUND	FMV	$13,521,800	$13,521,800
FINANCIAL OPPORTUNITY FUND, LTD.	FMV	$7,283,967	$7,283,967
JPM - ISHARES GLOBAL REIT ETF	FMV	$1,547,549	$1,547,549
ODYSSEY INVESTMENT PARTNERS FUND IV	FMV	$2,692	$2,692
PARTNERS PHOENIX FUND II, LTD	FMV	$21,030,717	$21,030,717
AEOLUS PROPERTY FUND, LP	FMV	$3,386,607	$3,386,607
RENAISSANCE INSTITUTIONAL EQUITIES FUND, LLC	FMV	$9,994,738	$9,994,738
LONE STAR FUND XI, LP	FMV	$207,879	$207,879
PC MERLIN FUND CAYMAN, LP	FMV	$430,766	$430,766
PC CONDOR FUND CAYMAN, LP	FMV	$438,677	$438,677
ARROWSTREET CAPITAL GLOBAL FUND	FMV	$6,082,200	$6,082,200
HILLHOUSE CHINA VALUE FUND, LTD	FMV	$6,644,460	$6,644,460

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (4 entries)

Category Or ItemCategoryOrItemTxt	Cost Or Other BasisCostOrOtherBasisAmt	Accumulated DepreciationAccumulatedDepreciationAmt	Book ValueBookValueAmt
COMPUTER EQUIPMENT	$156,496	$151,198	$5,298
LEASEHOLD IMPROVEMENTS	$588,709	$183,157	$405,552
OFFICE FURNITURE	$246,094	$164,062	$82,032
WEBSITE DEVELOPMENT	$828,172	$816,172	$12,000

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	LEGAL FEES	CategoryTxt
Legal Fees	$6,595	LegalFeesAmt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$6,595	DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
PREPAID FEDERAL EXCISE TAXES	$161,037	$0	$0
DUE FROM BROKER	$15,145,290	$37,786,454	$37,786,454

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
IT AND OFFICE EQUIPMENT	$382,680	$23,918	$339,995
OFFICE EXPENSES	$41,474	$2,464	$39,010
PUBLICITY EXPENSE	$58,824	$0	$58,824
INSURANCE	$29,225	$1,736	$27,489
MISCELLANEOUS	$31,309	$0	$54,105
ANNUITY PAYMENTS	$27,360	$0	$27,360
OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S	$524,786	$524,786	$0
PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS	$1,012,035	$0	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
OTHER INVESTMENT LOSSES PASSED THROUGH FROM INVESTMENTS IN LP'S	-$126,353	-$126,353	-$126,353
UNRELATED BUSINESS INCOME (LOSSES) PASSED THROUGH FROM INVESTMENTS IN LP'S	$84,149		$84,149

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (3 entries)

DescDesc	AmtAmt
DEFERRED FEDERAL EXCISE TAX	$269,623
UNREALIZED GAIN ON INVESTMENTS	$4,683,463
NON TAXABLE LOSSES PER K-1'S FROM PARTNERSHIPS	$21,209

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail (5 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt
DEFERRED EXCISE TAX LIABILITY	$1,097,454	$827,831
EXCISE TAX PAYABLE	$0	$438,115
POSTRETIREMENT BENEFIT LIABILITY	$3,678,945	$3,798,674
DEFERRED LEASE INCENTIVE	$1,030,442	$1,023,503
PENSION ACCOUNT LIABILITY	$2,483,944	$2,872,236

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT CUSTODY AND ADVISORY FEES	$1,325,149	$1,325,149	$0
ACTUARY FEES	$22,890	$1,360	$21,530
OTHER CONSULTANTS	$117,966	$0	$78,476

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FEDERAL EXCISE TAX	$1,069,152	$0	$0
FOREIGN TAX WITHHELD	$8,735	$8,735	$0

JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION: Form 990PF, tax year 2019

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (18 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (20 entries)

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Recipient US Address RecipientUSAddress

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (274 entries)

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (152 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp (29 entries)

Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (4 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (61 entries)

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (34 entries)

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (4 entries)

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (3 entries)

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail (5 entries)

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

Comments