J D ROCKEFELLER JR TR FBO AMERICAN BAPTIST CHURCHES OF METRO NY 1: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- J D ROCKEFELLER JR TR FBO AMERICAN BAPTIST CHURCHES OF METRO NY 1 (EIN 13-6042776)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-10-30
- IRS object ID
- 202033049349100708
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-10-30T11:00:24-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135565207 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2020 N CENTRAL AVE STE 700 | AddressLine1Txt |
| City | PHOENIX | CityNm |
| State Abbreviation | AZ | StateAbbreviationCd |
| ZIP | 85004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136042776 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROCKEFELLER JR TR AMER BAPTIST CH NY #1 | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROCK | BusinessNameControlTxt |
| Phone | 3132223018 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 75000 | AddressLine1Txt |
| City | DETROIT | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 482757874 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MATTHEW CLEARY | PersonNm |
| Person Title | TRUST TAX OFFIC | PersonTitleTxt |
| Phone | 3132223018 | PhoneNum |
| Signature | 2020-10-28 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BRADLEY N SPRONG | PreparerPersonNm |
| PTIN | P00642561 | PTIN |
| Phone | 8558073423 | PhoneNum |
| Preparation | 2020-10-28 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 68.3.189.34 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 3D669A72713C854513BF5FCCBAC1525668FD69B9 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 63D57F2C444AA04BDDBB319C5704377B314E8FA2 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,665,887 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Interest On Sav Rev And Expnss | $8,219 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $8,219 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $135,351 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $135,351 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $96,357 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,410,074 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $96,357 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $239,927 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $239,927 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $18,468 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $16,621 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $1,847 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $315 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $72 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $243 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,350 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $675 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $675 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $69,484 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $69,484 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,563 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,282 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $500 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $250 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $250 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $93,680 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $88,384 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,015 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $249,696 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $249,696 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $343,376 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $88,384 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $252,711 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$103,449 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $151,543 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $122,774 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $167,983 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $167,983 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $1,985,966 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,040,642 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,869,369 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,059,124 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,108,388 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,125,560 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $756,756 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $502,975 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $502,975 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $4,924,620 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,819,988 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,665,887 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $4,924,620 | CapitalStockBOYAmt |
| Capital Stock EOY | $4,819,988 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,924,620 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,819,988 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,924,620 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,819,988 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,924,620 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$103,449 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $4,821,171 | SubtotalAmt |
| Other Decreases | $1,183 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $4,819,988 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (511 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 15. AFLAC INC | 2018-11-29 | 2019-12-27 | $789 | $681 | $108 | $108 | |
| 10. AMN HEALTHCARE SVCS INC | 2019-10-17 | 2019-11-15 | $593 | $599 | -$6 | -$6 | |
| 98. ABBOTT LABS | 2014-11-03 | 2019-07-23 | $8,630 | $4,248 | $4,382 | $4,382 | |
| 9. ABBOTT LABS | 2019-07-02 | 2019-12-18 | $784 | $761 | $23 | $23 | |
| 251. ABBOTT LABS | 2018-09-05 | 2019-12-18 | $21,854 | $14,776 | $7,078 | $7,078 | |
| .6 AIR LIQUIDE ADR | 2019-07-02 | 2019-10-17 | $16 | $15 | $1 | $1 | |
| 6. ALIBABA GROUP HLDG LTD ADR | 2016-09-01 | 2019-03-15 | $1,083 | $587 | $496 | $496 | |
| 4. ALIBABA GROUP HLDG LTD ADR | 2018-11-16 | 2019-12-16 | $834 | $619 | $215 | $215 | |
| 5. ALIBABA GROUP HLDG LTD ADR | 2018-11-16 | 2019-12-27 | $1,081 | $774 | $307 | $307 | |
| 1. ALPHABET INC CL C | 2018-08-31 | 2019-03-15 | $1,194 | $1,216 | -$22 | -$22 | |
| 9. ALPHABET INC CL C | 2016-09-01 | 2019-07-23 | $10,293 | $6,894 | $3,399 | $3,399 | |
| 10. ALPHABET INC CL C | 2018-09-05 | 2019-07-23 | $11,437 | $11,841 | -$404 | -$404 | |
| 13. ALPHABET INC CL C | 2016-09-01 | 2019-09-26 | $16,075 | $7,556 | $8,519 | $8,519 | |
| 1. ALPHABET INC CL A | 2016-09-01 | 2019-03-15 | $1,200 | $788 | $412 | $412 | |
| 1. AMAZON COM INC | 2018-08-31 | 2019-03-15 | $1,706 | $2,011 | -$305 | -$305 | |
| 3. AMAZON COM INC | 2019-07-02 | 2019-12-17 | $5,369 | $5,761 | -$392 | -$392 | |
| 20. AMAZON COM INC | 2018-10-31 | 2019-12-17 | $35,795 | $26,466 | $9,329 | $9,329 | |
| 1. AMERICAN EXPRESS CO | 2016-09-01 | 2019-09-26 | $119 | $65 | $54 | $54 | |
| 4. AMERICAN EXPRESS CO | 2016-09-01 | 2019-09-26 | $477 | $258 | $219 | $219 | |
| 2. AMERICAN EXPRESS CO | 2016-09-01 | 2019-09-27 | $237 | $129 | $108 | $108 | |
| 1. AMERICAN EXPRESS CO | 2016-09-01 | 2019-09-30 | $119 | $65 | $54 | $54 | |
| 2. AMERICAN EXPRESS CO | 2016-09-01 | 2019-09-30 | $238 | $129 | $109 | $109 | |
| 2. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-01 | $235 | $129 | $106 | $106 | |
| 3. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-01 | $352 | $194 | $158 | $158 | |
| 2. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-02 | $228 | $129 | $99 | $99 | |
| 4. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-02 | $456 | $258 | $198 | $198 | |
| 1. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-03 | $112 | $65 | $47 | $47 | |
| 2. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-03 | $224 | $129 | $95 | $95 | |
| 1. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-04 | $114 | $65 | $49 | $49 | |
| 1. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-04 | $114 | $65 | $49 | $49 | |
| 2. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-07 | $228 | $129 | $99 | $99 | |
| 1. AMERICAN EXPRESS CO | 2016-09-01 | 2019-10-08 | $113 | $65 | $48 | $48 | |
| 5. AMERICAN EXPRESS CO | 2016-09-01 | 2019-12-23 | $621 | $323 | $298 | $298 | |
| 2. AMERICAN EXPRESS CO | 2016-09-01 | 2019-12-26 | $250 | $129 | $121 | $121 | |
| 4. AMERICAN EXPRESS CO | 2016-09-01 | 2019-12-27 | $501 | $258 | $243 | $243 | |
| 5. AMERICAN EXPRESS CO | 2016-09-01 | 2019-12-30 | $623 | $323 | $300 | $300 | |
| 3. AMERICAN EXPRESS CO | 2016-09-01 | 2019-12-31 | $373 | $194 | $179 | $179 | |
| 2000. AMERICAN INTL GROUP INC 4.125% 02/15/202 | 2018-04-23 | 2019-03-18 | $2,045 | $2,014 | $31 | $31 | |
| 10. AMERICAN WATER WORKS CO INC | 2018-09-05 | 2019-12-27 | $1,228 | $895 | $333 | $333 | |
| 2. AMGEN INC | 2016-09-01 | 2019-03-15 | $382 | $338 | $44 | $44 | |
| 1000. ANHEUSER-BUSCH INBEV FIN INC 4.7% 02/01/ | 2017-03-27 | 2019-01-02 | $915 | $1,062 | -$147 | -$147 | |
| 3. ANSYS INC | 2018-08-30 | 2019-11-15 | $704 | $556 | $148 | $148 | |
| 1000. ANTHEM INC 4.101% 03/01/2028-2027 | 2018-04-06 | 2019-03-18 | $1,017 | $1,006 | $11 | $11 | |
| 5. APPLE COMPUTER INC | 2018-09-05 | 2019-12-27 | $1,451 | $1,133 | $318 | $318 | |
| 374. AQUA AMERICA INC | 2018-09-05 | 2019-11-18 | $16,309 | $14,052 | $2,257 | $2,257 | |
| 202. AQUA AMERICA INC | 2019-03-14 | 2019-11-18 | $8,808 | $7,214 | $1,594 | $1,594 | |
| 17. ASPEN TECHNOLOGY INC | 2018-08-30 | 2019-11-15 | $2,013 | $1,952 | $61 | $61 | |
| 58. ASSA ABLOY AB ADR | 2018-08-31 | 2019-11-15 | $679 | $589 | $90 | $90 | |
| 5. AUTODESK INC (DEL) | 2016-09-01 | 2019-03-15 | $770 | $335 | $435 | $435 | |
| 1000. BP CAPITAL MARKETS PLC 3.814% 02/10/2024 | 2016-11-03 | 2019-05-10 | $1,037 | $1,068 | -$31 | -$31 | |
| 8000. BP CAPITAL MARKETS PLC 3.119% 05/04/2026 | 2017-03-31 | 2019-03-26 | $7,788 | $7,852 | -$64 | -$64 | |
| 3000. BP CAPITAL MARKETS PLC 3.119% 05/04/2026 | 2018-09-06 | 2019-03-26 | $2,920 | $2,884 | $36 | $36 | |
| 39. BAYER AG ADR | 2019-01-29 | 2019-10-25 | $716 | $741 | -$25 | -$25 | |
| 5. BAYER AG ADR | 2018-08-31 | 2019-10-25 | $92 | $116 | -$24 | -$24 | |
| 33. BAYER AG ADR | 2018-08-31 | 2019-12-16 | $658 | $768 | -$110 | -$110 | |
| .5 BERKLEY W R CORP COM | 2016-08-31 | 2019-04-03 | $28 | $20 | $8 | $8 | |
| 5. BIO RAD LABS INC CL A | 2018-09-05 | 2019-12-27 | $1,837 | $1,598 | $239 | $239 | |
| 13. BRIGHT HORIZONS FAMILY SOLUTIONS | 2017-12-04 | 2019-05-14 | $1,702 | $1,170 | $532 | $532 | |
| 5. BRIGHT HORIZONS FAMILY SOLUTIONS | 2017-12-04 | 2019-07-15 | $774 | $450 | $324 | $324 | |
| 75. BRIGHT HORIZONS FAMILY SOLUTIONS | 2018-09-05 | 2019-10-04 | $11,428 | $8,879 | $2,549 | $2,549 | |
| 12. BRIGHT HORIZONS FAMILY SOLUTIONS | 2019-07-02 | 2019-10-04 | $1,828 | $1,830 | -$2 | -$2 | |
| 5. BRIGHT HORIZONS FAMILY SOLUTIONS | 2019-12-20 | 2019-12-27 | $755 | $758 | -$3 | -$3 | |
| 160. BRUKER BIOSCIENCES CORP | 2018-09-05 | 2019-01-18 | $5,447 | $5,627 | -$180 | -$180 | |
| 103. BRUKER BIOSCIENCES CORP | 2016-09-07 | 2019-07-25 | $5,037 | $2,300 | $2,737 | $2,737 | |
| 25. BRUKER BIOSCIENCES CORP | 2018-09-05 | 2019-12-27 | $1,275 | $878 | $397 | $397 | |
| 25. CHR HANSEN HLDG A/S SPONSORED ADR | 2018-08-31 | 2019-05-13 | $662 | $635 | $27 | $27 | |
| 6. CSL LTD - SPONSORED ADR | 2018-08-31 | 2019-09-03 | $482 | $492 | -$10 | -$10 | |
| 10000. CVS/CAREMARK CORP 3.875% 07/20/2025-2025 | 2019-01-09 | 2019-09-25 | $10,573 | $9,795 | $778 | $778 | |
| 11000. CVS/CAREMARK CORP 4.3% 03/25/2028-2027 | 2018-03-07 | 2019-01-09 | $10,842 | $10,917 | -$75 | -$75 | |
| 4. CANADIAN PACIFIC RAILWAY LTD | 2018-08-31 | 2019-05-13 | $859 | $842 | $17 | $17 | |
| 2. CANADIAN PACIFIC RAILWAY LTD | 2018-08-31 | 2019-06-24 | $477 | $421 | $56 | $56 | |
| 2. CANADIAN PACIFIC RAILWAY LTD | 2019-07-02 | 2019-08-19 | $478 | $446 | $32 | $32 | |
| 3. CANADIAN PACIFIC RAILWAY LTD | 2018-08-31 | 2019-12-16 | $759 | $632 | $127 | $127 | |
| 2000. CAPITAL ONE FINL CORP 3.3% 10/30/2024-20 | 2017-12-04 | 2019-03-18 | $1,955 | $2,000 | -$45 | -$45 | |
| 20. CARNIVAL PLC ADR | 2018-08-31 | 2019-11-15 | $844 | $1,218 | -$374 | -$374 | |
| 4. CARNIVAL PLC ADR | 2019-07-02 | 2019-11-15 | $169 | $180 | -$11 | -$11 | |
| 1000. CATERPILLAR FINL SVCS CORP 1.35% 05/18/2 | 2016-09-12 | 2019-03-18 | $993 | $1,001 | -$8 | -$8 | |
| 9000. CATERPILLAR FINL SVCS CORP 1.35% 05/18/2 | 2016-09-12 | 2019-05-18 | $9,000 | $9,005 | -$5 | -$5 | |
| 6. CERNER CORP | 2018-10-29 | 2019-03-15 | $346 | $351 | -$5 | -$5 | |
| 1. CERNER CORP | 2016-09-01 | 2019-03-15 | $58 | $64 | -$6 | -$6 | |
| 25. CIENA CORP | 2019-09-03 | 2019-12-27 | $1,068 | $1,013 | $55 | $55 | |
| 13. CISCO SYS INC | 2016-09-01 | 2019-03-15 | $696 | $407 | $289 | $289 | |
| 1000. CITIGROUP INC 4.6% 03/09/2026 | 2016-09-12 | 2019-10-02 | $1,094 | $1,062 | $32 | $32 | |
| 11. COCA COLA CO | 2016-08-31 | 2019-03-15 | $505 | $475 | $30 | $30 | |
| 30. COMCAST CORP CL A | 2019-07-23 | 2019-12-27 | $1,352 | $1,325 | $27 | $27 | |
| 129. CONCHO RES INC | 2019-07-02 | 2019-09-04 | $9,375 | $14,942 | -$5,567 | -$5,567 | |
| 104. CONCHO RES INC | 2018-08-31 | 2019-09-04 | $7,558 | $12,145 | -$4,587 | -$4,587 | |
| 176. CONTINENTAL AG ADR | 2018-08-31 | 2019-01-10 | $2,605 | $3,222 | -$617 | -$617 | |
| 17. COOPER COMPANIES INC | 2016-08-31 | 2019-08-07 | $5,565 | $3,162 | $2,403 | $2,403 | |
| 35. COPART INC | 2018-08-30 | 2019-01-30 | $1,743 | $2,249 | -$506 | -$506 | |
| 16. DBS GROUP HLDGS LTD SPONSORED ADR | 2018-08-31 | 2019-06-10 | $1,147 | $1,157 | -$10 | -$10 | |
| 9. DBS GROUP HLDGS LTD SPONSORED ADR | 2019-07-02 | 2019-07-25 | $702 | $668 | $34 | $34 | |
| 13. DBS GROUP HLDGS LTD SPONSORED ADR | 2018-08-31 | 2019-09-03 | $901 | $940 | -$39 | -$39 | |
| 34. DANAHER CORP | 2017-09-26 | 2019-03-25 | $4,401 | $2,832 | $1,569 | $1,569 | |
| 5. DANAHER CORP | 2016-12-16 | 2019-05-14 | $656 | $398 | $258 | $258 | |
| 10. DANAHER CORP | 2018-09-05 | 2019-12-27 | $1,532 | $1,038 | $494 | $494 | |
| 26. DANONE SPONSORED ADR | 2016-09-01 | 2019-12-23 | $430 | $396 | $34 | $34 | |
| 1. DANONE SPONSORED ADR | 2016-09-01 | 2019-12-26 | $16 | $15 | $1 | $1 | |
| 20. DANONE SPONSORED ADR | 2016-09-01 | 2019-12-27 | $333 | $305 | $28 | $28 | |
| 28. DANONE SPONSORED ADR | 2016-09-01 | 2019-12-30 | $463 | $427 | $36 | $36 | |
| 8. DANONE SPONSORED ADR | 2016-09-01 | 2019-12-31 | $132 | $122 | $10 | $10 | |
| 3. DEERE & CO | 2016-09-28 | 2019-03-15 | $476 | $251 | $225 | $225 | |
| 1000. DEERE JOHN CAP CORP 2.65% 01/06/2022 | 2017-03-14 | 2019-03-18 | $998 | $996 | $2 | $2 | |
| 5000. DEUTSCHE BK AG GLOBAL MEDIUM TER 3.125% | 2016-09-12 | 2019-01-22 | $4,851 | $4,999 | -$148 | -$148 | |
| 3. DIAGEO PLC SPNSRD ADR NEW | 2018-08-31 | 2019-02-20 | $472 | $418 | $54 | $54 | |
| 24. WALT DISNEY CO | 2016-12-15 | 2019-04-12 | $3,117 | $2,523 | $594 | $594 | |
| 73. WALT DISNEY CO | 2018-09-05 | 2019-11-05 | $9,641 | $8,107 | $1,534 | $1,534 | |
| 26. WALT DISNEY CO | 2019-07-02 | 2019-11-05 | $3,434 | $3,704 | -$270 | -$270 | |
| 5. WALT DISNEY CO | 2018-09-05 | 2019-12-27 | $729 | $550 | $179 | $179 | |
| 13. DOCUSIGN INC | 2018-10-23 | 2019-11-15 | $886 | $539 | $347 | $347 | |
| 5. EOG RESOURCES INC | 2018-08-31 | 2019-01-25 | $497 | $591 | -$94 | -$94 | |
| 11. EOG RESOURCES INC | 2018-09-05 | 2019-04-12 | $1,167 | $1,297 | -$130 | -$130 | |
| 10. EOG RESOURCES INC | 2019-07-02 | 2019-10-03 | $700 | $881 | -$181 | -$181 | |
| 18. EOG RESOURCES INC | 2019-07-02 | 2019-12-18 | $1,432 | $1,586 | -$154 | -$154 | |
| 225. EOG RESOURCES INC | 2018-09-05 | 2019-12-18 | $17,901 | $23,567 | -$5,666 | -$5,666 | |
| 4. ECOLAB INC | 2019-07-02 | 2019-12-27 | $767 | $789 | -$22 | -$22 | |
| 6. ECOLAB INC | 2018-09-05 | 2019-12-27 | $1,151 | $914 | $237 | $237 | |
| 1000. ENTERPRISE PRODS OPER LLC GTD SR NT 2.55 | 2016-09-12 | 2019-01-02 | $995 | $1,020 | -$25 | -$25 | |
| 9000. ENTERPRISE PRODS OPER LLC GTD SR NT 2.55 | 2016-09-12 | 2019-10-15 | $9,000 | $9,182 | -$182 | -$182 | |
| 9. ESSILOR INTL ADR | 2018-08-31 | 2019-02-20 | $544 | $649 | -$105 | -$105 | |
| 116. ETSY INC | 2018-09-05 | 2019-01-17 | $6,242 | $5,435 | $807 | $807 | |
| 229. ETSY INC | 2018-10-12 | 2019-11-12 | $9,448 | $9,383 | $65 | $65 | |
| 63. ETSY INC | 2019-07-23 | 2019-11-12 | $2,599 | $4,340 | -$1,741 | -$1,741 | |
| 21. EXPEDITORS INTERNATIONAL | 2018-08-30 | 2019-01-30 | $1,442 | $1,528 | -$86 | -$86 | |
| 8. EXPEDITORS INTERNATIONAL | 2016-09-01 | 2019-03-15 | $615 | $406 | $209 | $209 | |
| 7. FACEBOOK INC | 2016-09-01 | 2019-03-15 | $1,162 | $882 | $280 | $280 | |
| 2. FACTSET RESEARCH SYSTEMS INC | 2016-08-31 | 2019-03-15 | $475 | $356 | $119 | $119 | |
| 1. FACTSET RESEARCH SYSTEMS INC | 2016-08-31 | 2019-06-24 | $295 | $178 | $117 | $117 | |
| 1. FACTSET RESEARCH SYSTEMS INC | 2016-08-31 | 2019-06-25 | $290 | $178 | $112 | $112 | |
| 9534.0332 FEDERAL HOME LN MTG GOLD POOL NBR G0-866 | 2018-09-10 | 2019-01-09 | $9,725 | $9,789 | -$64 | -$64 | |
| 18563.6568 FEDERAL HOME LN MTG GOLD POOL NBR G0-866 | 2015-11-09 | 2019-01-09 | $18,935 | $19,678 | -$743 | -$743 | |
| 275.61 FEDERAL HOME LN MTG GOLD POOL NBR G0-866 | 2015-11-09 | 2019-01-16 | $276 | $292 | -$16 | -$16 | |
| 51.3576 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-01-16 | $51 | $49 | $2 | $2 | |
| 113.9524 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2017-11-08 | 2019-01-16 | $114 | $114 | |||
| 131.4336 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2017-11-08 | 2019-02-19 | $131 | $131 | |||
| 59.2363 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-02-19 | $59 | $57 | $2 | $2 | |
| 50.1801 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-03-18 | $50 | $48 | $2 | $2 | |
| 111.3398 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2017-11-08 | 2019-03-18 | $111 | $111 | |||
| 155.4981 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2017-11-08 | 2019-04-16 | $155 | $155 | |||
| 70.0819 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-04-16 | $70 | $68 | $2 | $2 | |
| 173.255 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2017-11-08 | 2019-05-16 | $173 | $173 | |||
| 78.0849 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-05-16 | $78 | $75 | $3 | $3 | |
| 90.6424 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-06-18 | $91 | $87 | $4 | $4 | |
| 201.1176 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2017-11-08 | 2019-06-18 | $201 | $201 | |||
| 183.2759 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2017-11-08 | 2019-07-16 | $183 | $183 | |||
| 115.4541 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2019-07-10 | 2019-07-16 | $115 | $113 | $2 | $2 | |
| 144.3463 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2019-07-10 | 2019-08-16 | $144 | $141 | $3 | $3 | |
| 229.1738 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2017-11-08 | 2019-08-16 | $229 | $229 | |||
| 41.985 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2019-07-10 | 2019-09-17 | $42 | $43 | -$1 | -$1 | |
| 340.025 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-09-17 | $340 | $336 | $4 | $4 | |
| 43.5127 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2019-07-10 | 2019-10-16 | $44 | $44 | |||
| 352.3973 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-10-16 | $352 | $348 | $4 | $4 | |
| 353.5811 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-11-18 | $354 | $349 | $5 | $5 | |
| 43.6588 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2019-07-10 | 2019-11-18 | $44 | $44 | |||
| 38.5585 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2019-07-10 | 2019-12-17 | $39 | $39 | |||
| 312.3915 FEDERAL HOME LN MTG GROUP NBR G0-8737 GOLD POOL 3% 12/01/2046 | 2018-09-11 | 2019-12-17 | $312 | $308 | $4 | $4 | |
| 2577.04 FEDERAL HOME LN MTG CORP GOLD POOL #ZT15 | 2019-09-10 | 2019-10-28 | $2,577 | $2,719 | -$142 | -$142 | |
| 2312.45 FEDERAL HOME LN MTG CORP GOLD POOL #ZT15 | 2019-11-08 | 2019-11-26 | $2,312 | $2,440 | -$128 | -$128 | |
| 2014.64 FEDERAL HOME LN MTG CORP GOLD POOL #ZT15 | 2019-12-09 | 2019-12-27 | $2,015 | $2,126 | -$111 | -$111 | |
| 169.1609 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL 3. | 2019-01-11 | 2019-01-16 | $169 | $170 | -$1 | -$1 | |
| 336.4493 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL 3. | 2017-09-11 | 2019-01-16 | $336 | $357 | -$21 | -$21 | |
| 324.7109 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL 3. | 2017-09-11 | 2019-02-19 | $325 | $345 | -$20 | -$20 | |
| 163.259 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL 3.5 | 2019-01-11 | 2019-02-19 | $163 | $164 | -$1 | -$1 | |
| 341.593 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL 3.5 | 2017-09-11 | 2019-03-18 | $342 | $363 | -$21 | -$21 | |
| 171.747 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL 3.5 | 2019-01-11 | 2019-03-18 | $172 | $172 | |||
| 350.5763 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL 3. | 2017-09-11 | 2019-04-16 | $351 | $372 | -$21 | -$21 | |
| 176.2636 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL 3. | 2019-01-11 | 2019-04-16 | $176 | $177 | -$1 | -$1 | |
| 18086.9216 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL | 2019-01-11 | 2019-05-08 | $18,525 | $18,144 | $381 | $381 | |
| 37357.0585 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL | 2017-09-11 | 2019-05-08 | $38,262 | $39,657 | -$1,395 | -$1,395 | |
| 695.55 FEDERAL HOME LN MTG CORP PARTN C POOL NBR G60440 GOLD POOL 3.5% | 2018-09-12 | 2019-05-16 | $696 | $694 | $2 | $2 | |
| 1000. FED NATL MTG ASSN 6.625% DUE 11/15/2030 | 2018-08-31 | 2019-01-02 | $1,346 | $1,350 | -$4 | -$4 | |
| 3000. FED NATL MTG ASSN 6.625% DUE 11/15/2030 | 2016-09-07 | 2019-08-14 | $4,444 | $4,639 | -$195 | -$195 | |
| 1000. FEDERAL HOME LN MTG CMO 4.186% 12/25/202 | 2016-09-07 | 2019-01-02 | $1,002 | $1,109 | -$107 | -$107 | |
| 2000. FEDERAL HOME LN MTG CORP MULTICL CMO 3.9 | 2016-09-07 | 2019-01-02 | $2,011 | $2,210 | -$199 | -$199 | |
| 49.3452 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-01-28 | $49 | $52 | -$3 | -$3 | |
| 301.6048 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2017-07-11 | 2019-01-28 | $302 | $327 | -$25 | -$25 | |
| 56.0028 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-02-26 | $56 | $59 | -$3 | -$3 | |
| 342.2972 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2017-07-11 | 2019-02-26 | $342 | $371 | -$29 | -$29 | |
| 256.1686 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2017-07-11 | 2019-03-26 | $256 | $277 | -$21 | -$21 | |
| 41.9114 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-03-26 | $42 | $44 | -$2 | -$2 | |
| 402.61 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-04-26 | $403 | $435 | -$32 | -$32 | |
| 421.46 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-05-29 | $421 | $455 | -$34 | -$34 | |
| 428.35 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-06-26 | $428 | $462 | -$34 | -$34 | |
| 308.6999 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-07-26 | $309 | $333 | -$24 | -$24 | |
| 535.36 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-08-27 | $535 | $578 | -$43 | -$43 | |
| 20655.34 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-09-10 | $22,056 | $22,307 | -$251 | -$251 | |
| 510.32 FEDERAL NATL MTG ASSN GTD MTG POOL NBR BM1285 4.5% 05/01/2047 | 2018-04-09 | 2019-09-26 | $510 | $540 | -$30 | -$30 | |
| 1155.73 FEDERAL NATL MTG ASSN GTD MTG PA 4.000 2048-11-01 USD 4% 11/01 | 2019-06-11 | 2019-06-26 | $1,156 | $1,189 | -$33 | -$33 | |
| 1031.82 FEDERAL NATL MTG ASSN GTD MTG PA 4.000 2048-11-01 USD 4% 11/01 | 2019-07-10 | 2019-07-26 | $1,032 | $1,063 | -$31 | -$31 | |
| 2412.3999 FEDERAL NATL MTG ASSN GTD MTG PA 4.000 2048-11-01 USD 4% 11/ | 2019-07-10 | 2019-08-27 | $2,412 | $2,485 | -$73 | -$73 | |
| 2453.27 FEDERAL NATL MTG ASSN GTD MTG PA 4.000 2048-11-01 USD 4% 11/01 | 2019-07-10 | 2019-09-26 | $2,453 | $2,527 | -$74 | -$74 | |
| 3042.34 FEDERAL NATL MTG ASSN GTD MTG PA 4.000 2048-11-01 USD 4% 11/01 | 2019-07-10 | 2019-10-28 | $3,042 | $3,134 | -$92 | -$92 | |
| 3011.67 FEDERAL NATL MTG ASSN GTD MTG PA 4.000 2048-11-01 USD 4% 11/01 | 2019-07-10 | 2019-11-26 | $3,012 | $3,102 | -$90 | -$90 | |
| 2224.34 FEDERAL NATL MTG ASSN GTD MTG PA 4.000 2048-11-01 USD 4% 11/01 | 2019-07-10 | 2019-12-27 | $2,224 | $2,291 | -$67 | -$67 | |
| 264.95 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-01-09 | 2019-02-26 | $265 | $279 | -$14 | -$14 | |
| 371.06 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-03-08 | 2019-03-26 | $371 | $391 | -$20 | -$20 | |
| 813.04 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-03-08 | 2019-04-26 | $813 | $857 | -$44 | -$44 | |
| 1255.21 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-03-08 | 2019-05-29 | $1,255 | $1,324 | -$69 | -$69 | |
| 945.56 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-06-07 | 2019-06-26 | $946 | $998 | -$52 | -$52 | |
| 872.13 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-07-11 | 2019-07-26 | $872 | $922 | -$50 | -$50 | |
| 1323.8401 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-07-11 | 2019-08-27 | $1,324 | $1,399 | -$75 | -$75 | |
| 1095.68 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-07-11 | 2019-09-26 | $1,096 | $1,158 | -$62 | -$62 | |
| 1151.7001 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-07-11 | 2019-10-28 | $1,152 | $1,217 | -$65 | -$65 | |
| 1568.55 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-07-11 | 2019-11-26 | $1,569 | $1,658 | -$89 | -$89 | |
| 1007.28 FEDERAL NATL MTG ASSN GTD MTG PA 5% 11/0 | 2019-07-11 | 2019-12-27 | $1,007 | $1,065 | -$58 | -$58 | |
| 227.36 FEDERAL NATL MTG ASSN GTD MTG PA 3.5% 02 | 2019-07-10 | 2019-08-27 | $227 | $233 | -$6 | -$6 | |
| 212.79 FEDERAL NATL MTG ASSN GTD MTG PA 3.5% 02 | 2019-07-10 | 2019-09-26 | $213 | $218 | -$5 | -$5 | |
| 4041.25 FEDERAL NATL MTG ASSN GTD MTG PA 3.5% 02 | 2019-07-10 | 2019-10-08 | $4,152 | $4,138 | $14 | $14 | |
| 228.79 FEDERAL NATL MTG ASSN GTD MTG PA 3.5% 02 | 2019-07-10 | 2019-10-28 | $229 | $234 | -$5 | -$5 | |
| 91.2908 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/20 | 2017-11-29 | 2019-01-28 | $91 | $94 | -$3 | -$3 | |
| 198.3492 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-09-10 | 2019-01-28 | $198 | $197 | $1 | $1 | |
| 91.0512 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/20 | 2017-11-29 | 2019-02-26 | $91 | $94 | -$3 | -$3 | |
| 197.8287 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-09-10 | 2019-02-26 | $198 | $197 | $1 | $1 | |
| 90.3074 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/20 | 2017-11-29 | 2019-03-26 | $90 | $93 | -$3 | -$3 | |
| 196.2126 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-09-10 | 2019-03-26 | $196 | $195 | $1 | $1 | |
| 105.2802 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-09-10 | 2019-04-26 | $105 | $104 | $1 | $1 | |
| 280.1698 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-04-20 | 2019-04-26 | $280 | $283 | -$3 | -$3 | |
| 123.2962 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-09-10 | 2019-05-29 | $123 | $122 | $1 | $1 | |
| 328.1138 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-04-20 | 2019-05-29 | $328 | $331 | -$3 | -$3 | |
| 403.0898 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-04-20 | 2019-06-26 | $403 | $407 | -$4 | -$4 | |
| 151.4702 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-09-10 | 2019-06-26 | $151 | $150 | $1 | $1 | |
| 364.835 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/20 | 2018-04-20 | 2019-07-26 | $365 | $368 | -$3 | -$3 | |
| 137.095 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/20 | 2018-09-10 | 2019-07-26 | $137 | $136 | $1 | $1 | |
| 532.0864 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-04-20 | 2019-08-27 | $532 | $537 | -$5 | -$5 | |
| 199.9435 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/2 | 2018-09-10 | 2019-08-27 | $200 | $198 | $2 | $2 | |
| 740.52 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/204 | 2018-09-10 | 2019-09-26 | $741 | $744 | -$3 | -$3 | |
| 42178.7199 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01 | 2018-09-10 | 2019-10-08 | $43,648 | $42,395 | $1,253 | $1,253 | |
| 968.86 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3210 3.5% 12/01/204 | 2018-09-10 | 2019-10-28 | $969 | $961 | $8 | $8 | |
| 142.09 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/204 | 2018-09-11 | 2019-01-28 | $142 | $148 | -$6 | -$6 | |
| 179.97 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/204 | 2018-09-11 | 2019-02-26 | $180 | $187 | -$7 | -$7 | |
| 216.11 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/204 | 2018-09-11 | 2019-03-26 | $216 | $224 | -$8 | -$8 | |
| 229.75 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/204 | 2018-09-11 | 2019-04-26 | $230 | $239 | -$9 | -$9 | |
| 324.19 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/204 | 2018-09-11 | 2019-05-29 | $324 | $337 | -$13 | -$13 | |
| 378.2 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/2048 | 2018-09-11 | 2019-06-26 | $378 | $393 | -$15 | -$15 | |
| 241.45 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/204 | 2019-07-11 | 2019-07-26 | $241 | $252 | -$11 | -$11 | |
| 538.36 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/204 | 2019-07-11 | 2019-08-27 | $538 | $563 | -$25 | -$25 | |
| 17624.23 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/2 | 2019-07-11 | 2019-09-10 | $18,547 | $18,433 | $114 | $114 | |
| 662.13 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR MA3385 4.5% 06/01/204 | 2018-09-11 | 2019-09-26 | $662 | $687 | -$25 | -$25 | |
| 278.98 FEDERAL NATL MTG ASSN GTD MTG PA 3.500 2049-10-01 USD 3.5% 10/0 | 2019-10-08 | 2019-11-26 | $279 | $288 | -$9 | -$9 | |
| 311.1 FEDERAL NATL MTG ASSN GTD MTG PA 3.500 2049-10-01 USD 3.5% 10/01 | 2019-10-08 | 2019-12-27 | $311 | $321 | -$10 | -$10 | |
| 6000. GENERAL ELEC CAP CORP 5.875% 01/14/2038 | 2017-03-27 | 2019-09-27 | $7,184 | $7,502 | -$318 | -$318 | |
| 35. GENMAB A/S SPONSORED ADR | 2018-08-31 | 2019-10-25 | $739 | $606 | $133 | $133 | |
| 23. GENMAB A/S SPONSORED ADR | 2018-08-31 | 2019-12-16 | $506 | $398 | $108 | $108 | |
| 9000. GOLDMAN SACHS 4% 03/03/2024 | 2014-10-08 | 2019-06-27 | $9,535 | $9,200 | $335 | $335 | |
| 36. GRIFOLS S A SPONSORED ADR REPSTG 1/2 CL | 2018-08-31 | 2019-10-25 | $759 | $780 | -$21 | -$21 | |
| 2000. HSBC HOLDNGS PLC SR NT 5.1% 04/05/2021 | 2016-09-12 | 2019-03-18 | $2,082 | $2,229 | -$147 | -$147 | |
| 4. HENRY JACK & ASSOC INC | 2018-08-30 | 2019-11-15 | $598 | $634 | -$36 | -$36 | |
| 66. HEXCEL CORP NEW | 2017-06-12 | 2019-03-14 | $4,509 | $3,193 | $1,316 | $1,316 | |
| 74. HEXCEL CORP NEW | 2016-06-06 | 2019-03-27 | $5,035 | $3,201 | $1,834 | $1,834 | |
| 1. HEXCEL CORP NEW | 2018-09-05 | 2019-10-03 | $78 | $66 | $12 | $12 | |
| 9. HEXCEL CORP NEW | 2019-07-02 | 2019-10-03 | $699 | $725 | -$26 | -$26 | |
| 15. HEXCEL CORP NEW | 2018-09-05 | 2019-12-27 | $1,110 | $993 | $117 | $117 | |
| 5. HOME DEPOT INC | 2018-09-05 | 2019-12-27 | $1,103 | $1,020 | $83 | $83 | |
| 10. INTERCONTINENTALEXCHANGE GROUP I | 2018-09-05 | 2019-12-27 | $930 | $767 | $163 | $163 | |
| 6000. JPMORGAN CHASE & CO NT 4.4% 07/22/2020 | 2018-09-06 | 2019-01-23 | $6,097 | $6,146 | -$49 | -$49 | |
| 14000. JPMORGAN CHASE & CO NT 4.4% 07/22/2020 | 2014-10-08 | 2019-01-23 | $14,225 | $15,259 | -$1,034 | -$1,034 | |
| 140. JOHNSON & JOHNSON | 2018-09-05 | 2019-07-23 | $18,021 | $18,428 | -$407 | -$407 | |
| 5. KLA-TENCOR CORP | 2018-09-05 | 2019-01-25 | $508 | $596 | -$88 | -$88 | |
| 52. KLA-TENCOR CORP | 2017-03-02 | 2019-04-17 | $6,430 | $4,741 | $1,689 | $1,689 | |
| 51. KLA-TENCOR CORP | 2017-03-02 | 2019-07-31 | $7,035 | $4,650 | $2,385 | $2,385 | |
| 73. KLA-TENCOR CORP | 2019-07-02 | 2019-07-31 | $10,070 | $8,691 | $1,379 | $1,379 | |
| 8. KAO CORP-SPONSORED ADR | 2019-07-02 | 2019-11-15 | $124 | $124 | |||
| 268. KAO CORP-SPONSORED ADR | 2018-08-31 | 2019-11-15 | $4,157 | $3,271 | $886 | $886 | |
| 5. KEYSIGHT TECHNOLOGIES INC - W/I | 2019-07-02 | 2019-10-03 | $471 | $453 | $18 | $18 | |
| 5. KEYSIGHT TECHNOLOGIES INC - W/I | 2019-07-02 | 2019-12-27 | $516 | $446 | $70 | $70 | |
| 1000. KINDER MORGAN 4.15% 02/01/2024 | 2017-03-16 | 2019-10-02 | $1,065 | $1,007 | $58 | $58 | |
| 35. KONINKLIJKE (ROYAL) PHILIPS ELECTRONICS NY SHR | 2019-12-20 | 2019-12-27 | $1,721 | $1,699 | $22 | $22 | |
| .429 KONTOOR BRANDS INC | 2018-08-31 | 2019-05-23 | $15 | $16 | -$1 | -$1 | |
| 25.571 KONTOOR BRANDS INC | 2018-02-20 | 2019-05-29 | $847 | $730 | $117 | $117 | |
| 19.429 KONTOOR BRANDS INC | 2018-09-05 | 2019-05-29 | $644 | $701 | -$57 | -$57 | |
| 13. LVMH MOET HENNESSY LOUIS VUITTON ADR | 2018-08-31 | 2019-05-13 | $948 | $912 | $36 | $36 | |
| 650. LEGG MASON WESTERN ASSET SMASH SERIES EC FUND | 2016-08-31 | 2019-03-15 | $5,798 | $6,169 | -$371 | -$371 | |
| 1101. LEGG MASON WESTERN ASSET SMASH SERIES EC FUND | 2016-08-31 | 2019-10-03 | $10,515 | $10,448 | $67 | $67 | |
| 50. LEGG MASON WESTERN ASSET SMASH SERIES C FUND | 2018-08-31 | 2019-03-15 | $465 | $473 | -$8 | -$8 | |
| 93.086 LEGG MASON WESTERN ASSET SMASH SERIES C FUND | 2016-08-31 | 2019-10-03 | $899 | $909 | -$10 | -$10 | |
| 82.914 LEGG MASON WESTERN ASSET SMASH SERIES C FUND | 2019-08-22 | 2019-10-03 | $801 | $802 | -$1 | -$1 | |
| 852. LEGG MASON WESTERN ASSET SMASH SERIES M FUND | 2017-06-23 | 2019-10-03 | $9,594 | $9,316 | $278 | $278 | |
| 7. LENNOX INTERNATIONAL INC | 2017-03-16 | 2019-01-30 | $1,564 | $1,204 | $360 | $360 | |
| 4. LENNOX INTERNATIONAL INC | 2019-07-02 | 2019-11-15 | $1,017 | $1,135 | -$118 | -$118 | |
| 33. LONDON STK EXCHANGE GROUP ADR | 2018-08-31 | 2019-06-24 | $582 | $511 | $71 | $71 | |
| 63. LONDON STK EXCHANGE GROUP ADR | 2018-08-31 | 2019-09-03 | $1,324 | $975 | $349 | $349 | |
| 30. LONDON STK EXCHANGE GROUP ADR | 2018-08-31 | 2019-11-15 | $662 | $464 | $198 | $198 | |
| 869.422 LOOMIS SAYLES SECURITIZED ASSET | 2019-02-04 | 2019-02-15 | $8,425 | $8,455 | -$30 | -$30 | |
| 2236.546 LOOMIS SAYLES SECURITIZED ASSET | 2016-09-08 | 2019-02-15 | $21,672 | $23,573 | -$1,901 | -$1,901 | |
| 1297.882 LOOMIS SAYLES SECURITIZED ASSET | 2016-09-08 | 2019-03-18 | $12,641 | $13,680 | -$1,039 | -$1,039 | |
| 1618.15 LOOMIS SAYLES SECURITIZED ASSET | 2016-09-08 | 2019-10-02 | $16,068 | $17,055 | -$987 | -$987 | |
| 191.512 LOOMIS SAYLES SECURITIZED ASSET | 2019-09-04 | 2019-10-02 | $1,902 | $1,909 | -$7 | -$7 | |
| 5. LULULEMON ATHLETICA INC | 2019-12-18 | 2019-12-27 | $1,153 | $1,121 | $32 | $32 | |
| 146. LUMENTUM HLDGS INC | 2019-04-01 | 2019-08-23 | $8,168 | $8,421 | -$253 | -$253 | |
| 63. LUMENTUM HLDGS INC | 2019-04-01 | 2019-12-18 | $4,738 | $3,634 | $1,104 | $1,104 | |
| 10. LUMENTUM HLDGS INC | 2019-04-01 | 2019-12-27 | $795 | $577 | $218 | $218 | |
| 9. MSCI INC CL A | 2018-09-05 | 2019-01-30 | $1,457 | $1,609 | -$152 | -$152 | |
| 25. MSCI INC CL A | 2016-08-31 | 2019-03-25 | $4,791 | $2,249 | $2,542 | $2,542 | |
| 21. MSCI INC CL A | 2016-08-31 | 2019-04-30 | $4,677 | $1,890 | $2,787 | $2,787 | |
| 3. MSCI INC CL A | 2016-08-31 | 2019-05-14 | $663 | $270 | $393 | $393 | |
| 8. MSCI INC CL A | 2019-08-22 | 2019-10-22 | $1,758 | $1,907 | -$149 | -$149 | |
| 34. MSCI INC CL A | 2018-09-05 | 2019-10-22 | $7,473 | $6,071 | $1,402 | $1,402 | |
| 3. MSCI INC CL A | 2018-09-05 | 2019-11-15 | $752 | $536 | $216 | $216 | |
| 5. MSCI INC CL A | 2018-09-05 | 2019-12-27 | $1,301 | $893 | $408 | $408 | |
| 8000. MCDONALDS CORP 5% 02/01/2019 | 2016-09-12 | 2019-02-01 | $8,000 | $8,679 | -$679 | -$679 | |
| 2000. MCKESSON CORP 3.95% 02/16/2028-2027 | 2018-02-08 | 2019-03-18 | $1,980 | $2,005 | -$25 | -$25 | |
| 10. MEDIDATA SOLUTIONS INC | 2018-09-05 | 2019-01-25 | $692 | $840 | -$148 | -$148 | |
| 62. MEDIDATA SOLUTIONS INC | 2018-09-05 | 2019-02-11 | $4,577 | $5,119 | -$542 | -$542 | |
| 45. MEDIDATA SOLUTIONS INC | 2018-09-05 | 2019-04-29 | $4,094 | $3,697 | $397 | $397 | |
| 50. MEDIDATA SOLUTIONS INC | 2018-05-10 | 2019-05-22 | $4,567 | $3,942 | $625 | $625 | |
| 47. MEDIDATA SOLUTIONS INC | 2018-05-10 | 2019-07-25 | $4,279 | $3,706 | $573 | $573 | |
| 105. MEDIDATA SOLUTIONS INC | 2018-10-02 | 2019-07-25 | $9,559 | $7,869 | $1,690 | $1,690 | |
| 8000. METLIFE INC SR NT SER D 4.368% 09/15/202 | 2016-09-12 | 2019-01-17 | $8,341 | $8,834 | -$493 | -$493 | |
| 6. MICROSOFT CORP | 2016-08-31 | 2019-03-15 | $702 | $346 | $356 | $356 | |
| 66. MICROSOFT CORP | 2018-09-05 | 2019-12-17 | $10,223 | $7,147 | $3,076 | $3,076 | |
| 10. MICROSOFT CORP | 2018-09-05 | 2019-12-27 | $1,589 | $1,083 | $506 | $506 | |
| 10. MONOLITHIC POWER SYSTEMS INC | 2018-09-05 | 2019-01-25 | $1,308 | $1,500 | -$192 | -$192 | |
| 54. MONOLITHIC POWER SYSTEMS INC | 2018-09-05 | 2019-02-12 | $7,020 | $8,080 | -$1,060 | -$1,060 | |
| 36. MONOLITHIC POWER SYSTEMS INC | 2017-09-28 | 2019-04-30 | $5,596 | $3,731 | $1,865 | $1,865 | |
| 5. MONOLITHIC POWER SYSTEMS INC | 2018-09-05 | 2019-07-15 | $719 | $748 | -$29 | -$29 | |
| 36. MONOLITHIC POWER SYSTEMS INC | 2017-08-07 | 2019-07-24 | $5,467 | $3,493 | $1,974 | $1,974 | |
| 5. MONOLITHIC POWER SYSTEMS INC | 2018-09-05 | 2019-12-27 | $895 | $748 | $147 | $147 | |
| 12. MONSTER BEVERAGE CORP NEW | 2016-10-14 | 2019-03-15 | $727 | $584 | $143 | $143 | |
| 10000. MORGAN STANLEY 3.75% 02/25/2023 | 2016-09-12 | 2019-03-06 | $10,158 | $10,615 | -$457 | -$457 | |
| 1000. MORGAN STANLEY 3.875% 04/29/2024 | 2019-03-06 | 2019-03-18 | $1,019 | $1,019 | |||
| 10. NESTLE SA SPONSORED ADR | 2017-12-04 | 2019-06-10 | $1,020 | $857 | $163 | $163 | |
| 10. NESTLE SA SPONSORED ADR | 2017-12-04 | 2019-10-03 | $1,063 | $857 | $206 | $206 | |
| 10. NESTLE SA SPONSORED ADR | 2017-12-04 | 2019-12-27 | $1,091 | $857 | $234 | $234 | |
| 71. NEW RELIC INC | 2018-09-27 | 2019-02-06 | $7,348 | $6,974 | $374 | $374 | |
| 80. NEW RELIC INC | 2018-10-12 | 2019-06-27 | $6,874 | $7,212 | -$338 | -$338 | |
| 74. NEW RELIC INC | 2018-04-24 | 2019-06-27 | $6,358 | $5,673 | $685 | $685 | |
| 32. NEXTERA ENERGY INC | 2018-03-29 | 2019-07-23 | $6,672 | $5,149 | $1,523 | $1,523 | |
| 5. NEXTERA ENERGY INC | 2018-09-05 | 2019-10-03 | $1,151 | $857 | $294 | $294 | |
| 5. NEXTERA ENERGY INC | 2018-09-05 | 2019-12-27 | $1,211 | $857 | $354 | $354 | |
| 15. NIKE INC CL B | 2019-12-17 | 2019-12-27 | $1,522 | $1,495 | $27 | $27 | |
| 20. NINTENDO CO LTD ADR | 2018-08-31 | 2019-05-13 | $831 | $898 | -$67 | -$67 | |
| 4. NOVARTIS A G ADR | 2016-09-01 | 2019-03-15 | $373 | $311 | $62 | $62 | |
| 12. NOVO NORDISK A S ADR | 2016-09-01 | 2019-03-15 | $612 | $556 | $56 | $56 | |
| 3. NVIDIA CORP | 2018-09-05 | 2019-03-15 | $510 | $834 | -$324 | -$324 | |
| 11000. ONEOK INC 3.4% 09/01/2029-2029 | 2019-08-14 | 2019-10-30 | $10,870 | $10,931 | -$61 | -$61 | |
| 18. ORACLE CORPORATION | 2017-12-18 | 2019-03-15 | $957 | $866 | $91 | $91 | |
| 5. PAYPAL HLDGS INC | 2019-08-22 | 2019-12-27 | $548 | $543 | $5 | $5 | |
| 7. PROCTER & GAMBLE CO | 2016-09-01 | 2019-03-15 | $717 | $613 | $104 | $104 | |
| 4. PROCTER & GAMBLE CO | 2019-12-17 | 2019-12-23 | $500 | $503 | -$3 | -$3 | |
| 1. PROCTER & GAMBLE CO | 2019-12-17 | 2019-12-26 | $125 | $126 | -$1 | -$1 | |
| 1. PROCTER & GAMBLE CO | 2016-09-01 | 2019-12-27 | $126 | $88 | $38 | $38 | |
| 10. PROCTER & GAMBLE CO | 2016-09-01 | 2019-12-27 | $1,259 | $876 | $383 | $383 | |
| 3. PROCTER & GAMBLE CO | 2019-12-17 | 2019-12-30 | $374 | $377 | -$3 | -$3 | |
| 1. PROCTER & GAMBLE CO | 2019-12-17 | 2019-12-31 | $124 | $126 | -$2 | -$2 | |
| 5. PROOFPOINT INC | 2019-03-14 | 2019-10-03 | $643 | $612 | $31 | $31 | |
| 5. PROOFPOINT INC | 2019-03-14 | 2019-12-27 | $569 | $612 | -$43 | -$43 | |
| 6. QUALCOMM INC | 2016-09-01 | 2019-12-23 | $532 | $377 | $155 | $155 | |
| 3. QUALCOMM INC | 2016-09-01 | 2019-12-26 | $265 | $189 | $76 | $76 | |
| 6. QUALCOMM INC | 2016-09-01 | 2019-12-27 | $532 | $377 | $155 | $155 | |
| 6. QUALCOMM INC | 2016-09-01 | 2019-12-30 | $527 | $377 | $150 | $150 | |
| 2. QUALCOMM INC | 2016-09-01 | 2019-12-31 | $177 | $126 | $51 | $51 | |
| 12. RBC BEARINGS INC | 2018-08-30 | 2019-01-30 | $1,640 | $1,805 | -$165 | -$165 | |
| 2. REGENERON PHARMACEUTICALS INC | 2016-09-07 | 2019-03-15 | $824 | $800 | $24 | $24 | |
| 5. ROCKWELL AUTOMATION INC | 2018-09-05 | 2019-01-25 | $832 | $908 | -$76 | -$76 | |
| 5. ROCKWELL AUTOMATION INC | 2018-09-05 | 2019-12-27 | $1,017 | $908 | $109 | $109 | |
| 1000. ROYAL BK CDA GLOBAL MEDIUM TERM 2.15% 03 | 2016-09-12 | 2019-10-02 | $1,001 | $1,020 | -$19 | -$19 | |
| 26. SBA COMMUNICATIONS CORP | 2018-09-05 | 2019-09-27 | $6,340 | $4,075 | $2,265 | $2,265 | |
| 35. SBA COMMUNICATIONS CORP | 2018-09-05 | 2019-11-12 | $7,933 | $5,466 | $2,467 | $2,467 | |
| 82. SBA COMMUNICATIONS CORP | 2017-09-26 | 2019-12-19 | $19,305 | $11,202 | $8,103 | $8,103 | |
| 8. SEI INVESTMENT COMPANY | 2016-09-01 | 2019-03-15 | $417 | $365 | $52 | $52 | |
| 176. SAILPOINT TECHNOLOGIES HLDGS INC | 2018-09-05 | 2019-02-20 | $5,378 | $5,419 | -$41 | -$41 | |
| 317. SAILPOINT TECHNOLOGIES HLDGS INC | 2018-09-05 | 2019-10-07 | $5,877 | $9,505 | -$3,628 | -$3,628 | |
| 405. SAILPOINT TECHNOLOGIES HLDGS INC | 2019-06-27 | 2019-10-07 | $7,509 | $9,549 | -$2,040 | -$2,040 | |
| 7. SALESFORCE.COM INC | 2016-10-26 | 2019-05-14 | $1,103 | $532 | $571 | $571 | |
| 10. SALESFORCE.COM INC | 2018-09-05 | 2019-12-27 | $1,652 | $1,509 | $143 | $143 | |
| 18. SCHWAB CHARLES CORP NEW | 2018-08-31 | 2019-05-14 | $803 | $912 | -$109 | -$109 | |
| 118. SCHWAB CHARLES CORP NEW | 2018-09-05 | 2019-06-26 | $4,673 | $5,964 | -$1,291 | -$1,291 | |
| 30. SCHWAB CHARLES CORP NEW | 2017-12-04 | 2019-12-27 | $1,452 | $1,544 | -$92 | -$92 | |
| 29. SCOTTS CO | 2018-02-07 | 2019-01-30 | $2,079 | $2,593 | -$514 | -$514 | |
| 37. SIEMENS AG ADR | 2018-08-31 | 2019-10-29 | $2,169 | $2,392 | -$223 | -$223 | |
| 4. SIEMENS AG ADR | 2019-07-02 | 2019-10-29 | $235 | $238 | -$3 | -$3 | |
| 12. SIGNATURE BANK | 2017-06-30 | 2019-01-30 | $1,517 | $1,722 | -$205 | -$205 | |
| 5. SIGNATURE BANK | 2017-06-30 | 2019-08-23 | $590 | $718 | -$128 | -$128 | |
| 29. SIGNATURE BANK | 2018-08-30 | 2019-08-28 | $3,302 | $3,356 | -$54 | -$54 | |
| 4. SIGNATURE BANK | 2017-06-30 | 2019-08-28 | $455 | $574 | -$119 | -$119 | |
| 77. SIGNATURE BANK | 2017-06-30 | 2019-08-29 | $8,908 | $9,442 | -$534 | -$534 | |
| 23. SIGNATURE BANK | 2016-08-31 | 2019-08-30 | $2,677 | $2,808 | -$131 | -$131 | |
| 9. SNAP ON INC | 2018-08-30 | 2019-06-27 | $1,472 | $1,604 | -$132 | -$132 | |
| 79. SNAP ON INC | 2017-05-22 | 2019-06-27 | $12,921 | $12,385 | $536 | $536 | |
| 23. SNAP ON INC | 2016-08-31 | 2019-06-28 | $3,783 | $3,525 | $258 | $258 | |
| 10. SNAP ON INC | 2019-04-09 | 2019-06-28 | $1,645 | $1,572 | $73 | $73 | |
| 69. SOFTBANK CORP ADR | 2018-08-31 | 2019-02-15 | $3,261 | $3,188 | $73 | $73 | |
| 4. SOFTBANK CORP ADR | 2019-07-02 | 2019-10-01 | $79 | $98 | -$19 | -$19 | |
| 126. SOFTBANK CORP ADR | 2018-08-31 | 2019-10-01 | $2,483 | $2,911 | -$428 | -$428 | |
| 10. SQUARE INC | 2019-06-26 | 2019-12-27 | $639 | $708 | -$69 | -$69 | |
| 2. STARBUCKS CORP | 2018-04-06 | 2019-09-26 | $180 | $117 | $63 | $63 | |
| 7. STARBUCKS CORP | 2018-04-06 | 2019-09-26 | $629 | $409 | $220 | $220 | |
| 3. STARBUCKS CORP | 2018-04-04 | 2019-09-27 | $265 | $175 | $90 | $90 | |
| 4. STARBUCKS CORP | 2018-04-04 | 2019-09-27 | $354 | $233 | $121 | $121 | |
| 4. STARBUCKS CORP | 2018-04-04 | 2019-09-30 | $353 | $233 | $120 | $120 | |
| 5. STARBUCKS CORP | 2018-04-04 | 2019-09-30 | $441 | $290 | $151 | $151 | |
| 2. STARBUCKS CORP | 2018-04-04 | 2019-10-01 | $174 | $116 | $58 | $58 | |
| 8. STARBUCKS CORP | 2018-04-04 | 2019-10-01 | $696 | $464 | $232 | $232 | |
| 3. STARBUCKS CORP | 2018-03-28 | 2019-10-02 | $253 | $174 | $79 | $79 | |
| 9. STARBUCKS CORP | 2018-04-03 | 2019-10-02 | $763 | $521 | $242 | $242 | |
| 3. STARBUCKS CORP | 2018-03-29 | 2019-10-03 | $253 | $173 | $80 | $80 | |
| 6. STARBUCKS CORP | 2018-03-29 | 2019-10-03 | $506 | $347 | $159 | $159 | |
| 1. STARBUCKS CORP | 2018-03-29 | 2019-10-04 | $86 | $58 | $28 | $28 | |
| 4. STARBUCKS CORP | 2018-03-29 | 2019-10-04 | $342 | $231 | $111 | $111 | |
| 1. STARBUCKS CORP | 2018-03-29 | 2019-10-07 | $86 | $58 | $28 | $28 | |
| 4. STARBUCKS CORP | 2018-03-29 | 2019-10-07 | $344 | $231 | $113 | $113 | |
| 2. STARBUCKS CORP | 2018-03-29 | 2019-10-08 | $171 | $115 | $56 | $56 | |
| 5. STARBUCKS CORP | 2018-03-29 | 2019-12-27 | $441 | $289 | $152 | $152 | |
| 38. SYMRISE AG ADR | 2018-08-31 | 2019-05-13 | $889 | $884 | $5 | $5 | |
| 4000. SYNCHRONY FINL 3% 08/15/2019-2019 | 2018-02-09 | 2019-05-15 | $4,004 | $4,024 | -$20 | -$20 | |
| 6000. SYNCHRONY FINL 3% 08/15/2019-2019 | 2018-02-09 | 2019-07-15 | $6,000 | $6,036 | -$36 | -$36 | |
| 10. TAIWAN SEMICONDUCTOR SPON ADR | 2014-09-08 | 2019-05-13 | $409 | $211 | $198 | $198 | |
| 13. TAL ED GROUP ADS REPSTG COM SHS | 2019-07-02 | 2019-12-16 | $601 | $440 | $161 | $161 | |
| 64. TERADYNE INC | 2018-08-30 | 2019-10-16 | $3,859 | $2,643 | $1,216 | $1,216 | |
| 125. TERADYNE INC | 2018-08-30 | 2019-10-17 | $7,527 | $4,676 | $2,851 | $2,851 | |
| 8000. 21ST CENTY FOX AMER INC 4.5% 02/15/2021 | 2016-09-12 | 2019-03-20 | $8,205 | $8,899 | -$694 | -$694 | |
| 77. ULTA SALON COSMETICS & FRAGRANCE | 2018-12-26 | 2019-11-12 | $18,881 | $18,346 | $535 | $535 | |
| 355. UNILEVER PLC ADR | 2018-09-05 | 2019-10-02 | $21,119 | $19,760 | $1,359 | $1,359 | |
| 1. UNITED PARCEL SERVICE CL B | 2018-02-06 | 2019-01-10 | $98 | $114 | -$16 | -$16 | |
| 1. UNITED PARCEL SERVICE CL B | 2018-02-06 | 2019-01-10 | $99 | $114 | -$15 | -$15 | |
| 12. UNITED PARCEL SERVICE CL B | 2018-02-06 | 2019-01-11 | $1,174 | $1,363 | -$189 | -$189 | |
| 1. UNITED PARCEL SERVICE CL B | 2018-02-06 | 2019-01-14 | $98 | $114 | -$16 | -$16 | |
| 8. UNITED PARCEL SERVICE CL B | 2018-02-06 | 2019-01-14 | $791 | $908 | -$117 | -$117 | |
| 14. UNITED PARCEL SERVICE CL B | 2018-02-06 | 2019-01-15 | $1,367 | $1,590 | -$223 | -$223 | |
| 1. UNITED PARCEL SERVICE CL B | 2018-02-06 | 2019-01-16 | $99 | $114 | -$15 | -$15 | |
| 3. UNITED PARCEL SERVICE CL B | 2018-02-06 | 2019-01-16 | $295 | $341 | -$46 | -$46 | |
| 1000. UNITED STATES TREAS BDS 2.5% 02/15/2045 | 2016-09-07 | 2019-10-02 | $1,083 | $1,057 | $26 | $26 | |
| 1000. UNITED STATES TREAS BDS 3% 05/15/2045 | 2016-08-31 | 2019-03-18 | $1,002 | $1,166 | -$164 | -$164 | |
| 1000. UNITED STATES TREAS BDS 3% 05/15/2045 | 2016-08-31 | 2019-10-02 | $1,185 | $1,166 | $19 | $19 | |
| 5000. UNITED STATES TREAS BDS 3% 05/15/2045 | 2016-08-31 | 2019-10-03 | $5,989 | $5,828 | $161 | $161 | |
| 6000. UNITED STATES TREAS BDS 3% 05/15/2045 | 2016-08-31 | 2019-10-07 | $7,183 | $6,993 | $190 | $190 | |
| 1000. UNITED STATES TREAS BDS 2.5% 05/15/2046 | 2016-09-07 | 2019-10-02 | $1,084 | $1,059 | $25 | $25 | |
| 1000. UNITED STATES TREAS BDS 2.875% 11/15/204 | 2017-11-03 | 2019-10-02 | $1,164 | $1,010 | $154 | $154 | |
| 1000. UNITED STATES TREAS BDS 2.75% 08/15/2047 | 2017-09-25 | 2019-10-02 | $1,139 | $998 | $141 | $141 | |
| 4000. UNITED STATES TREAS BDS 3% 02/15/2049 | 2019-09-13 | 2019-10-03 | $4,856 | $4,556 | $300 | $300 | |
| 7000. UNITED STATES TREAS BDS 2.75% 02/15/2028 | 2018-04-24 | 2019-05-01 | $7,163 | $6,864 | $299 | $299 | |
| 3000. UNITED STATES TREAS BDS 2.75% 02/15/2028 | 2019-01-30 | 2019-05-01 | $3,070 | $2,978 | $92 | $92 | |
| 9000. UNITED STATES TREAS BDS 2.625% 08/31/202 | 2019-01-30 | 2019-03-26 | $9,036 | $8,962 | $74 | $74 | |
| 15000. UNITED STATES TREAS BDS 2.625% 08/31/202 | 2018-10-22 | 2019-05-01 | $15,055 | $14,927 | $128 | $128 | |
| 5000. UNITED STATES TREAS BDS 2.75% 09/30/2020 | 2018-10-02 | 2019-02-08 | $5,019 | $4,993 | $26 | $26 | |
| 15000. UNITED STATES TREAS BDS 2.125% 09/30/202 | 2018-04-16 | 2019-05-01 | $14,960 | $15,050 | -$90 | -$90 | |
| 5000. UNITED STATES TREAS BDS 2.125% 09/30/202 | 2019-03-25 | 2019-05-01 | $4,987 | $4,931 | $56 | $56 | |
| 17. UNITEDHEALTH GROUP INC | 2018-09-05 | 2019-12-17 | $4,936 | $3,610 | $1,326 | $1,326 | |
| 5. UNITEDHEALTH GROUP INC | 2014-12-19 | 2019-12-27 | $1,479 | $512 | $967 | $967 | |
| 1000. UNITEDHEALTH GROUP INC 5.8% 03/15/2036 | 2016-09-07 | 2019-10-02 | $1,332 | $1,347 | -$15 | -$15 | |
| 15. V F CORP | 2018-09-05 | 2019-12-27 | $1,499 | $1,296 | $203 | $203 | |
| 3. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-03-15 | $412 | $253 | $159 | $159 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-08-08 | $114 | $84 | $30 | $30 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-08-09 | $111 | $84 | $27 | $27 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-08-12 | $111 | $84 | $27 | $27 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-08-12 | $111 | $84 | $27 | $27 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-08-13 | $111 | $84 | $27 | $27 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-08-14 | $108 | $84 | $24 | $24 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-08-15 | $108 | $84 | $24 | $24 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-08-16 | $109 | $84 | $25 | $25 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-08-20 | $108 | $84 | $24 | $24 | |
| 2. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-10-24 | $255 | $169 | $86 | $86 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-10-25 | $121 | $84 | $37 | $37 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-10-28 | $122 | $84 | $38 | $38 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-10-28 | $123 | $84 | $39 | $39 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-10-29 | $121 | $84 | $37 | $37 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-10-30 | $121 | $84 | $37 | $37 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-10-31 | $121 | $84 | $37 | $37 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-11-01 | $124 | $84 | $40 | $40 | |
| 2. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-11-04 | $251 | $169 | $82 | $82 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-11-05 | $124 | $84 | $40 | $40 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-11-06 | $124 | $84 | $40 | $40 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-11-07 | $124 | $84 | $40 | $40 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-11-08 | $125 | $84 | $41 | $41 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-11-11 | $125 | $84 | $41 | $41 | |
| 1. VARIAN MEDICAL SYSTEMS INC | 2016-09-01 | 2019-11-12 | $125 | $84 | $41 | $41 | |
| 25. VESTAS WIND SYS A/S UTD KINGDOM ADR | 2018-05-10 | 2019-04-12 | $748 | $590 | $158 | $158 | |
| 33. VESTAS WIND SYS A/S UTD KINGDOM ADR | 2018-05-10 | 2019-05-14 | $924 | $779 | $145 | $145 | |
| 25. VESTAS WIND SYS A/S UTD KINGDOM ADR | 2019-07-02 | 2019-10-03 | $636 | $745 | -$109 | -$109 | |
| 50. VESTAS WIND SYS A/S UTD KINGDOM ADR | 2018-05-10 | 2019-12-27 | $1,697 | $1,177 | $520 | $520 | |
| 2000. VIRGINIA ELEC & PWR CO 3.8% 04/01/2028-2 | 2018-03-21 | 2019-03-18 | $2,043 | $2,002 | $41 | $41 | |
| 9000. VIRGINIA ELEC & PWR CO 3.8% 04/01/2028-2 | 2018-03-21 | 2019-05-14 | $9,364 | $9,010 | $354 | $354 | |
| 8. VISA INC CL A | 2016-09-01 | 2019-03-15 | $1,249 | $649 | $600 | $600 | |
| 6. VISA INC CL A | 2016-09-01 | 2019-04-12 | $955 | $487 | $468 | $468 | |
| 10. VISA INC CL A | 2019-07-02 | 2019-10-22 | $1,740 | $1,747 | -$7 | -$7 | |
| 46. VISA INC CL A | 2018-09-05 | 2019-10-22 | $8,004 | $6,600 | $1,404 | $1,404 | |
| 10. VISA INC CL A | 2018-09-05 | 2019-12-27 | $1,895 | $1,428 | $467 | $467 | |
| 1000. VODAFONE GROUP PLC 6.15% 02/27/2037 | 2016-09-12 | 2019-10-02 | $1,256 | $1,229 | $27 | $27 | |
| 72. WABCO HLDGS INC | 2018-10-31 | 2019-04-11 | $9,569 | $8,117 | $1,452 | $1,452 | |
| 134. WABCO HLDGS INC | 2016-08-31 | 2019-04-11 | $17,810 | $14,305 | $3,505 | $3,505 | |
| 9000. WELLS FARGO COMPANY 3.3% 09/09/2024 | 2017-06-14 | 2019-06-14 | $9,221 | $9,197 | $24 | $24 | |
| 5. WEST PHARMACEUTICAL SERVICES | 2018-08-31 | 2019-01-25 | $536 | $586 | -$50 | -$50 | |
| 5. WEST PHARMACEUTICAL SERVICES | 2018-09-05 | 2019-10-03 | $699 | $581 | $118 | $118 | |
| 10. WEST PHARMACEUTICAL SERVICES | 2018-09-05 | 2019-12-27 | $1,507 | $1,162 | $345 | $345 | |
| 11. XYLEM INC | 2018-09-05 | 2019-12-27 | $867 | $854 | $13 | $13 | |
| 19. XYLEM INC | 2019-07-02 | 2019-12-27 | $1,497 | $1,576 | -$79 | -$79 | |
| 4. YUM! BRANDS INC | 2016-09-01 | 2019-03-15 | $402 | $253 | $149 | $149 | |
| 5. ZENDESK INC | 2019-07-25 | 2019-10-03 | $359 | $470 | -$111 | -$111 | |
| 5. ZENDESK INC | 2019-07-25 | 2019-12-27 | $389 | $470 | -$81 | -$81 | |
| 3. CREDITCORP LTD ADR | 2018-07-30 | 2019-05-14 | $658 | $687 | -$29 | -$29 | |
| 33. CREDITCORP LTD ADR | 2018-04-25 | 2019-06-27 | $7,617 | $7,656 | -$39 | -$39 | |
| 54. CREDITCORP LTD ADR | 2018-09-05 | 2019-06-27 | $12,464 | $11,640 | $824 | $824 | |
| 5. ICON PLC | 2018-09-05 | 2019-01-25 | $682 | $731 | -$49 | -$49 | |
| 5. ICON PLC | 2018-09-05 | 2019-12-27 | $859 | $731 | $128 | $128 | |
| 81. APTIV PLC | 2018-09-05 | 2019-03-14 | $6,561 | $7,128 | -$567 | -$567 | |
| 10. APTIV PLC | 2018-09-05 | 2019-10-03 | $829 | $854 | -$25 | -$25 | |
| 15. APTIV PLC | 2019-12-18 | 2019-12-27 | $1,445 | $1,459 | -$14 | -$14 | |
| .8 ALCON INC | 2016-09-01 | 2019-04-26 | $45 | $38 | $7 | $7 | |
| 4. ALCON INC | 2016-09-01 | 2019-12-23 | $229 | $189 | $40 | $40 | |
| 1. ALCON INC | 2016-09-01 | 2019-12-26 | $57 | $47 | $10 | $10 | |
| 5. ALCON INC | 2018-06-01 | 2019-12-27 | $287 | $234 | $53 | $53 | |
| 4. ALCON INC | 2018-06-29 | 2019-12-30 | $226 | $168 | $58 | $58 | |
| 1. ALCON INC | 2007-10-23 | 2019-12-31 | $56 | $32 | $24 | $24 | |
| 4. ASML HOLDING NV NY REG SHS | 2018-08-31 | 2019-10-25 | $1,055 | $819 | $236 | $236 | |
| 2. ASML HOLDING NV NY REG SHS | 2018-08-31 | 2019-11-15 | $549 | $410 | $139 | $139 | |
| 6. NXP SEMICONDUCTORS NV | 2019-11-12 | 2019-11-15 | $707 | $722 | -$15 | -$15 | |
| 5. NXP SEMICONDUCTORS NV | 2018-08-31 | 2019-12-27 | $643 | $464 | $179 | $179 | |
| 232. QIAGEN NV | 2019-07-26 | 2019-12-19 | $9,576 | $8,879 | $697 | $697 | |
| 40. QIAGEN NV | 2019-07-26 | 2019-12-27 | $1,351 | $1,531 | -$180 | -$180 | |
| 45. FLEXTRONICS INTERNATIONAL LTD | 2019-11-12 | 2019-12-27 | $571 | $543 | $28 | $28 | |
| CAPITAL GAIN DIVIDENDS | $8,004 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $96,357 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $216,482 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $5,224,700 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.041434 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $200,981 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,152,642 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.039005 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $0 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $0 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.0 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $0 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $0 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.0 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $0 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $0 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.0 | DistributionYr5Rt |
| Total Distribution | 0.080439 | TotalDistributionRt |
| Average Distribution | 0.026813 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $5,387,024 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $144,442 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,515 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $145,957 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $252,711 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,515 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,515 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,515 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,728 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $302 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $3,030 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $1,515 | OverpaymentAmt |
| Applied To ES Tax | $1,515 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMERICA BANK | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3132223568 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 411 WEST LAFAYETTE M/C 3420 | AddressLine1Txt |
| City | DETROIT | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48226 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Relying Current Ntc Dsstr Asst | Yes (X) | RelyingCurrentNtcDsstrAsstInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMERICA BANK | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 411 WEST LAFAYETTE M/C 3240 | AddressLine1Txt |
| City | DETROIT | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48226 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $18,468 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,217,978 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $209,167 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $41,915 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,469,060 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,469,060 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $82,036 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,387,024 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $269,351 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $269,351 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,515 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,515 | TotalTaxAmt |
| Distributable Before Adj | $267,836 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $267,836 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $267,836 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $252,711 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $252,711 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,515 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $251,196 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $267,836 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $92,669 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $252,711 | QualifyingDistributionsAmt |
| Applied To Year1 | $92,669 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $160,042 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $107,794 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | AMERICAN BAPTIST CHURCH OF | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 475 RIVERSIDE DRIVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10115 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | EXEMPT | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | TO BE USED FOR DAILY | GrantOrContributionPurposeTxt |
| Amt | $249,696 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $249,696 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $8,219 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $135,351 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $96,357 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $239,927 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $239,927 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $1,350 | Amt |
| Net Investment Income | $675 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $675 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (4 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| VARIOUS CORPORATE BONDS | $555,487 | $581,773 |
| FOREIGN BONDS | $117,522 | $120,219 |
| FIXED OTHER | $981,315 | $956,473 |
| FIXED INCOME NOT BONDS | $454,064 | $467,095 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| VARIOUS CORPORATE STOCKS | $1,872,626 | $2,671,880 |
| EQUITIES- OTHER | $168,016 | $197,489 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | VARIOUS OTHER INVESTMENTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $502,975 | BookValueAmt |
| EOYFMV | $502,975 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES - PRINCIPAL (ALLOCA | CategoryTxt |
| Legal Fees | $315 | LegalFeesAmt |
| Net Investment Income | $72 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $243 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIFF BETWEEN RECEIPTS AND TAXABLE INCOME | Desc |
| Amt | $1,183 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NEW YORK STATE FILING FEE | $250 | $0 | $250 |
| REAL ESTATE SERVICE FEE | $250 | $250 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMNT MNGMNT FEES (NON-DED | CategoryTxt |
| Amt | $69,484 | Amt |
| Net Investment Income | $69,484 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $1,282 | $1,282 | $0 |
| FEDERAL ESTIMATES - INCOME | $2,281 | $0 | $0 |
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