LARSEN FUND: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- LARSEN FUND (EIN 13-6104430)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-08-04
- IRS object ID
- 202032179349100753
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-08-04T11:38:14-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136104430 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LARSEN FUND | BusinessNameLine1Txt |
| Business Name Line2 | C/O PKF O'CONNOR DAVIES LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LARS | BusinessNameControlTxt |
| Phone | 2122862600 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | TODD H LARSEN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2122862600 | PhoneNum |
| Signature | 2020-08-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS BLANEY | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2020-07-28 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 108.54.183.170 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-08-04 | IPDt |
| IP Tm | 09:36:15 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | EC8E06083231C69E5186BF542473381224314139 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2020-11-19 02:30:22Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $18,881,357 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1,476 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,476 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $133,225 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $196,659 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $442,359 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,402,085 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $369,564 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $7,423 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $143,394 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $584,483 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $711,093 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $25,700 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $25,700 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $118,096 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $113,096 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $5,000 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $22 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $49,527 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $22,568 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,672 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $30,757 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $30,757 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,543 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $72,084 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,879 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $199,686 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $239,379 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $63,336 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $888,333 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $888,333 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,088,019 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $239,379 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $951,669 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$503,536 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $471,714 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $9,350 | CashBOYAmt |
| Cash EOY | $26,113 | CashEOYAmt |
| Cash EOYFMV | $26,113 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $422,108 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $325,576 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $325,576 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $6,614,122 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,135,339 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,135,339 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $9,132,037 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $10,394,329 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $10,394,329 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $16,177,617 | TotalAssetsBOYAmt |
| Total Assets EOY | $18,881,357 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $18,881,357 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $16,177,617 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $18,881,357 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,177,617 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $18,881,357 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,177,617 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $18,881,357 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,177,617 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$503,536 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3,207,276 | OtherIncreasesAmt |
| Subtotal | $18,881,357 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $18,881,357 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| SALE OF PUBLICLY TRADED SECURITIES | $2,219,006 | $1,948,714 | $270,292 | $270,292 | |
| GARELICK CAPITAL PARTNERS QP | -$12,870 | -$12,870 | P | ||
| OPPENHEIMER ACTIVIST PARTNERS LP | $47,042 | $47,042 | P | ||
| ELECTRON GLOBAL FUND, LP | -$25,099 | -$25,099 | P | ||
| KL SPECIAL OPPORTUNITIES FUND, LP | -$5,101 | -$5,101 | P | ||
| GARELICK CAPITAL PARTNERS QP | -$31,549 | -$31,549 | P | ||
| PRISM MEZZANINE FUND LP | -$56,230 | -$56,230 | P | ||
| CAPITAL GAINS DIVIDENDS | $183,079 | $183,079 | $183,079 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $369,564 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $930,699 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $18,250,413 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.050996 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $868,984 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $16,781,323 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.051783 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $861,496 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $15,635,720 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.055098 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,007,911 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $17,933,997 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.056201 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $939,907 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $18,060,031 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.052043 | DistributionYr5Rt |
| Total Distribution | 0.266121 | TotalDistributionRt |
| Average Distribution | 0.053224 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $17,624,371 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $938,040 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,717 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $942,757 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $951,669 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $4,717 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,717 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,717 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $27,232 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $27,232 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $22,515 | OverpaymentAmt |
| Applied To ES Tax | $22,515 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | PKF O'CONNOR DAVIES LLP | IndividualWithBooksNm |
| Phone | 2122862600 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| TODD H LARSEN | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | PRESIDENT, DIRECTOR | 3.00 | $0 | $0 | $0 |
| SUSAN Z RITZ | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | VICE PRESIDENT, DIRECTOR | 3.00 | $0 | $0 | $0 |
| CHAD M LARSEN | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | SECRETARY, DIRECTOR | 3.00 | $0 | $0 | $0 |
| GORDON H RITZ JR | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | TREASURER, DIRECTOR | 3.00 | $0 | $0 | $0 |
| ROBERT R LARSEN | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | DIRECTOR | 3.00 | $0 | $0 | $0 |
| CHRISTOPHER LARSEN | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | DIRECTOR | 3.00 | $0 | $0 | $0 |
| JONATHAN Z LARSEN | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | DIRECTOR | 3.00 | $0 | $0 | $0 |
| R TIMOTHY LARSEN | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | DIRECTOR | 3.00 | $0 | $0 | $0 |
| MARGOT L RITZ | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | DIRECTOR | 3.00 | $0 | $0 | $0 |
| MARK C LARSEN | ||||||||
| C/O PKF OCONNOR DAVIES LLP | FIFTH AVENUE NEW YOR | NY | 10022 | DIRECTOR | 3.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OPPENHEIMER | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 85 BROAD STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT SERVICES | ServiceTypeTxt |
| Compensation | $113,096 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,275,934 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $616,828 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $17,892,762 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $17,892,762 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $268,391 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $17,624,371 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $881,219 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $881,219 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,717 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,717 | TotalTaxAmt |
| Distributable Before Adj | $876,502 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $5,500 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $882,002 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $882,002 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $951,669 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $951,669 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $4,717 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $946,952 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $882,002 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $70,693 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $130,061 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $99,732 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $58,174 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $42,157 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $400,817 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $951,669 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $882,002 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $69,667 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $470,484 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $70,693 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $399,791 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $130,061 | ExcessFromYear4Amt |
| Excess From Year3 | $99,732 | ExcessFromYear3Amt |
| Excess From Year2 | $58,174 | ExcessFromYear2Amt |
| Excess From Year1 | $42,157 | ExcessFromYear1Amt |
| Excess From Current Year | $69,667 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (130 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ABBEY ARTS | |||||||
| 4272 FREMONT AVENUE NORTH | SEATTLE | WA | 98103 | N/A | PC | ANNUAL FUND | $3,000 |
| ABBOTT NORTHWESTERN HOSPITAL | |||||||
| 800 EAST 28TH STREET | MINNEAPOLIS | MN | 55407 | N/A | PC | CAPITAL CAMPAIGN | $10,000 |
| ACE IN THE CITY | |||||||
| 908 86TH LANE NW | LOON RAPIDS | MN | 554335945 | N/A | PC | ANNUAL FUND | $2,500 |
| ACLU OF WA | |||||||
| 901 FIFTH AVENUE SUITE 630 | SEATTLE | WA | 98164 | N/A | PC | ANNUAL FUND | $2,000 |
| ALOHA FOUNDATION | |||||||
| 2968 LAKE MOREY ROAD | FAIRLEE | VT | 05045 | N/A | PC | ANNUAL FUND | $3,000 |
| BARNABUS CENTER INC | |||||||
| 1303 JASMINE STREET STE 101 | FERNANDINA | FL | 320342991 | N/A | PC | HOPE BUILDER'S PROGRAM | $4,000 |
| BLAKE SCHOOL | |||||||
| 110 BLAKE ROAD SOUTH | HOPKINS | MN | 55343 | N/A | PC | CAPITAL CAMPAIGN / ICE ARENA | $15,000 |
| BRECK SCHOOL | |||||||
| 123 OTTAWA AVENUE NORTH | MINNEAPOLIS | MN | 55422 | N/A | PC | ANNUAL FUND | $3,000 |
| BUILDING A LOCAL ECONOMY | |||||||
| P O BOX 211 | SOUTH ROYALTON | VT | 05068 | N/A | PC | GENERAL OPERATING | $2,000 |
| CAMP RAINBOW GOLD | |||||||
| 216 WEST JEFFERSON ST | BOISE | ID | 83702 | N/A | PC | ANNUAL FUND | $10,000 |
| CAPSTONE COMMUNITY ACTION | |||||||
| 20 GABLE PLACE | BARRE | VT | 056414138 | N/A | PC | GENERAL OPERATING | $1,000 |
| CATAMOUNT TRAIL ASSOCIATION | |||||||
| 1 MILL STREET 350 | BURLINGTON | VT | 05401 | N/A | PC | GENERAL OPERATING | $1,500 |
| CENTER FOR WOODLANDS EDUCATION | |||||||
| NORTHERN WOODLANDS | CORINTH | VT | 050390471 | N/A | PC | INTERVIEW SERIES | $10,000 |
| CENTRAL VERMONT ADULT BASIC EDUCATION INC | |||||||
| 46 WASHINGTON STREET | BARRE | VT | 05641 | N/A | PC | GENERAL OPERATING | $2,000 |
| CENTRAL VERMONT HOME HEALTH & HOSPICE | |||||||
| 600 GRANGER ROAD | BARRE | VT | 056415369 | N/A | PC | CHAPLAIN SERVICES | $5,000 |
| CENTRAL VERMONT HOME HEALTH & HOSPICE | |||||||
| 600 GRANGER ROAD | BARRE | VT | 056415369 | N/A | PC | NURSE & PATIENT EDUCATION | $2,000 |
| CENTRAL VERMONT HOME HEALTH & HOSPICE | |||||||
| 600 GRANGER ROAD | BARRE | VT | 056415369 | N/A | PC | MEMORIAL SERVICE FUND | $1,000 |
| COLGATE UNIVERSITY | |||||||
| ADVANCEMENT CAPITAL SUPPORT DEPT | HAMILTON | NY | 13346 | N/A | PC | ANNUAL FUND | $15,000 |
| COLGATE UNIVERSITY | |||||||
| ADVANCEMENT CAPITAL SUPPORT DEPT | HAMILTON | NY | 13346 | N/A | PC | CAPITAL FUND | $12,500 |
| COLGATE UNIVERSITY | |||||||
| ADVANCEMENT CAPITAL SUPPORT DEPT | HAMILTON | NY | 13346 | N/A | PC | ROW TEAM ANNUAL | $2,500 |
| COLLEGE POSSIBLE | |||||||
| 540 FAIRVIEW AVE NO STE 304 | ST PAUL | MN | 55104 | N/A | PC | ANNUAL FUND | $3,500 |
| COLORADO ROCKY MOUNTAIN SCHOOL | |||||||
| 1493 COUNTY ROAD 106 | CARBONDALE | CO | 81623 | N/A | PC | ANNUAL FUND | $7,000 |
| COMMUNITY COUNSELING CENTER | |||||||
| 234 STANLEY AVENUE | MAMARONECK | NY | 10543 | N/A | PC | ANNUAL FUND | $2,000 |
| COMMUNITY PASSAGEWAYS | |||||||
| P O BOX 28685 | SEATTLE | WA | 98118 | N/A | PC | ANNUAL FUND | $4,000 |
| CREEKSIDE ELEMENTARY PTA | |||||||
| 431 FORLINES ROAD | WINTERVILLE | NC | 28590 | N/A | PC | DEAF ED TECH FUND | $4,000 |
| EARTH UNIVERSITY FOUNDATION | |||||||
| FIVE PIEDMONT CTR BLDG 8 SUITE 520 | ATLANTA | GA | 303251509 | N/A | PC | GENERAL OPERATING | $1,000 |
| ENVIRONMENTAL RESOURCE CENTER | |||||||
| P O BOX 819 | KETCHUM | ID | 83340 | N/A | PC | ANNUAL FUND | $5,000 |
| ETHICS AND PUBLIC POLICY CENTER | |||||||
| 1730 M STREET NW SUITE 910 | WASHINGTON | DC | 20036 | N/A | PC | GRUNWALD SENIOR FELLOWSHIP | $5,000 |
| FLIGHT EXPERIENCE FOR YOUTH | |||||||
| C/O CATHERINE BENHAM | WARREN | VT | 05674 | N/A | PC | ANNUAL FUND | $10,000 |
| FRIENDS OF THE MAD RIVER | |||||||
| P O BOX 255 | WAITSFIELD | VT | 05674 | N/A | PC | CLIMATE RESILIENCE CONVERSATIONS FUND | $5,000 |
| GLOBAL HEALTH MEDIA | |||||||
| 30 COMMON ROAD | WAITSFIELD | VT | 056737331 | N/A | PC | GENERAL OPERATING | $5,000 |
| GREATER MINNEAPOLIS CRISIS NURSERY | |||||||
| 4544 43TH AVE SOUTH | MINNEAPOLIS | MN | 554195145 | N/A | PC | ANNUAL FUND | $2,000 |
| GREATER MINNEAPOLIS CRISIS NURSERY | |||||||
| 4544 43TH AVE SOUTH | MINNEAPOLIS | MN | 554195145 | N/A | PC | ANNUAL FUND | $1,000 |
| GREEN MOUNTAIN CLUB | |||||||
| 4711 WATERBURY-STOWE ROAD | WATERBURY CENTER | VT | 05677 | N/A | PC | STRATTON POND TRAIL | $6,000 |
| GREEN MOUNTAIN FILM FESTIVAL | |||||||
| P O BOX 901 | MONTPELIER | VT | 056010901 | N/A | PC | GENERAL OPERATING | $5,000 |
| GUTHRIE THEATER | |||||||
| 818 2ND STREET SOUTH | MINNEAPOLIS | MN | 55415 | N/A | PC | ANNUAL FUND | $5,000 |
| GUTHRIE THEATER | |||||||
| 818 2ND STREET SOUTH | MINNEAPOLIS | MN | 55415 | N/A | PC | FUND A NEED GIFT | $1,000 |
| HARTFORD STAGE COMPANY | |||||||
| 50 CHURCH STREET | HARTFORD | CT | 061031298 | N/A | PC | CAPITAL FUND | $60,000 |
| HARTFORD SYMPHONY ORCHESTRA | |||||||
| 166 CAPITOL AVENUE | HARTFORD | CT | 06106 | N/A | PC | ANNUAL FUND | $10,000 |
| HARTFORD SYMPHONY ORCHESTRA | |||||||
| 166 CAPITOL AVENUE | HARTFORD | CT | 06106 | N/A | PC | CAPITAL CAMPAIGN | $5,000 |
| HARTFORD SYMPHONY ORCHESTRA | |||||||
| 166 CAPITOL AVENUE | HARTFORD | CT | 06106 | N/A | PC | GENERAL OPERATING | $30,000 |
| HILL-STEAD MUSEUM | |||||||
| 35 MOUNTAIN ROAD | FARMINGTON | CT | 06032 | N/A | PC | IN HONOR OF JANET M. LARSEN 75TH CAPITAL CAMPAIGN | $25,000 |
| HILL-STEAD MUSEUM | |||||||
| 35 MOUNTAIN ROAD | FARMINGTON | CT | 06032 | N/A | PC | IN HONOR OF JANET M. LARSEN 75TH CAPITAL CAMPAIGN | $5,000 |
| HILL-STEAD MUSEUM | |||||||
| 35 MOUNTAIN ROAD | FARMINGTON | CT | 06032 | N/A | PC | IN HONOR OF JANET M. LARSEN 75TH CAPITAL CAMPAIGN | $5,000 |
| HILL-STEAD MUSEUM | |||||||
| 35 MOUNTAIN ROAD | FARMINGTON | CT | 06032 | N/A | PC | IN HONOR OF JANET M. LARSEN 75TH CAPITAL CAMPAIGN | $2,500 |
| HILL-STEAD MUSEUM | |||||||
| 35 MOUNTAIN ROAD | FARMINGTON | CT | 06032 | N/A | PC | IN HONOR OF JANET M. LARSEN 75TH CAPITAL CAMPAIGN | $5,000 |
| HOTCHKISS SCHOOL | |||||||
| 112 INTERLAKEN ROAD | LAKEVILLE | CT | 060392141 | N/A | PC | ANNUAL FUND | $1,000 |
| HOTCHKISS SCHOOL | |||||||
| 112 INTERLAKEN ROAD | LAKEVILLE | CT | 060392141 | N/A | PC | ANNUAL FUND | $2,000 |
| HOTCHKISS SCHOOL | |||||||
| 112 INTERLAKEN ROAD | LAKEVILLE | CT | 060392141 | N/A | PC | ANNUAL FUND | $2,500 |
| IDAHO CONSERVATION LEAGUE | |||||||
| P O BOX 844 | BOISE | ID | 83701 | N/A | PC | IDAHO SALMON/STEELHEAD RESTORATION | $5,000 |
| JUNIOR LEAGUE OF MINNEAPOLIS | |||||||
| 4500 PARK GLEN RD SUITE 180 | MINNEAPOLIS | MN | 554155825 | N/A | PC | ANNUAL FUND | $3,000 |
| JUNIOR LEAGUE OF MINNEAPOLIS | |||||||
| 4500 PARK GLEN RD SUITE 180 | MINNEAPOLIS | MN | 554155825 | N/A | PC | ANNUAL FUND | $1,000 |
| KEEPING TRACK INC | |||||||
| P O BOX 1115 | RICHMOND | VT | 05477 | N/A | PC | ANNUAL FUND | $2,000 |
| KELLOGG-HUBBARD LIBRARY | |||||||
| 135 MAIN STREET | MONTPELIER | VT | 05602 | N/A | PC | GENERAL OPERATING | $1,000 |
| KELLOGG-HUBBARD LIBRARY | |||||||
| 135 MAIN STREET | MONTPELIER | VT | 05602 | N/A | PC | CAPITAL CAMPAIGN | $7,500 |
| LAKE GEORGE ASSOCIATION INC | |||||||
| P O BOX 408 | LAKE GEORGE | NY | 12845 | N/A | PC | ANNUAL FUND | $5,000 |
| LAKE GEORGE LAND CONSERVANCY | |||||||
| 4905 LAKE SHORE DRIVE | BOLTON LANDING | NY | 12814 | N/A | PC | ANNUAL FUND | $3,000 |
| LARCHMONT-MAMARONECK STUDENT AID FUND | |||||||
| P O BOX 606 | LARCHMONT | NY | 10538 | N/A | PC | ANNUAL FUND | $1,000 |
| LARK PLAY DEVELOPMENT CENTER | |||||||
| 311 WEST 43RD ST FUITE W406 | NEW YORK | NY | 10036 | N/A | PC | ANNUAL FUND | $10,000 |
| LEGAL VOICE | |||||||
| 907 PINE STREET STE 500 | SEATTLE | WA | 98101 | N/A | PC | ANNUAL FUND | $2,000 |
| LITERACY PARTNERS INC | |||||||
| 75 MAIDEN LANE STE 1102 | NEW YORK | NY | 10038 | N/A | PC | ANNUAL FUND | $20,000 |
| MINNEAPOLIS INSTITUTE OF ARTS | |||||||
| 2400 THIRD AVENUE SOUTH | MINNEAPOLIS | MN | 55404 | N/A | PC | ANNUAL FUND | $5,000 |
| MINNEAPOLIS INSTITUTE OF ARTS | |||||||
| 2400 THIRD AVENUE SOUTH | MINNEAPOLIS | MN | 55404 | N/A | PC | FUND A NEED GIFT | $2,500 |
| MINNESOTA PUBLIC RADIO | |||||||
| 480 CEDAR STREET | ST PAUL | MN | 55101 | N/A | PC | ANNUAL FUND | $2,000 |
| MINNESOTA ZOO | |||||||
| 13000 ZOO BOULEVARD | APPLE VALLEY | MN | 55124 | N/A | PC | ANNUAL FUND / CAPITAL CAMPAIGN | $45,000 |
| NANTUCKET CONSERVATION FOUNDATION | |||||||
| P O BOX 123 | NANTUCKET | MA | 025540013 | N/A | PC | ANNUAL FUND | $2,000 |
| NANTUCKET CONSERVATION FOUNDATION | |||||||
| P O BOX 123 | NANTUCKET | MA | 025540013 | N/A | PC | ANNUAL FUND | $2,000 |
| NANTUCKET CONSERVATION FOUNDATION | |||||||
| P O BOX 123 | NANTUCKET | MA | 025540013 | N/A | PC | ANNUAL FUND | $2,000 |
| NANTUCKET CONSERVATION FOUNDATION | |||||||
| P O BOX 123 | NANTUCKET | MA | 025540013 | N/A | PC | ANNUAL FUND / CAPITAL CAMPAIGN | $6,000 |
| NORTH BRANCH NATURE CENTER | |||||||
| 713 ELM STREET | MONTPELIER | VT | 05602 | N/A | PC | MORETOWN SCHOOL ECO PROGRAM | $8,000 |
| NORTH BRANCH NATURE CENTER | |||||||
| 713 ELM STREET | MONTPELIER | VT | 05602 | N/A | PC | CAPITAL FUND | $10,000 |
| NORTH BRANCH NATURE CENTER | |||||||
| 713 ELM STREET | MONTPELIER | VT | 05602 | N/A | PC | CAPITAL CAMPAIGN | $1,000 |
| NORTHSIDE ACHIEVEMENT ZONE | |||||||
| 2123 WEST BROADWAY AVENUE 100 | MINNEAPOLIS | MN | 55411 | N/A | PC | ENDOWMENT | $23,000 |
| NORTHSIDE ACHIEVEMENT ZONE | |||||||
| 2123 WEST BROADWAY AVENUE 100 | MINNEAPOLIS | MN | 55411 | N/A | PC | ANNUAL FUND | $5,000 |
| ORDWAY CENER FOR THE PERFORMING ARTS | |||||||
| 345 WASHINGTON STREET | SAINT PAUL | MN | 551021495 | N/A | PC | ANNUAL FUND | $2,000 |
| PLANNED PARENTHOOD OF NORTHERN N E | |||||||
| 784 HERCULES DRIVE STE 110 | COLCHESTER | VT | 054468049 | N/A | PC | GENERAL OPERATING | $2,000 |
| PLANNED PARENTHOOD OF NORTHERN N E | |||||||
| 784 HERCULES DRIVE STE 110 | COLCHESTER | VT | 054468049 | N/A | PC | GENERAL OPERATING | $10,000 |
| PLAYWRIGHTS CENTER | |||||||
| 2301 E FRANKLIN AVENUE | MINNEAPOLIS | MN | 55406 | N/A | PC | ANNUAL FUND | $2,500 |
| PUBLIC ASSETS INSTITUTE INC | |||||||
| 1875 BRIDGMAN HILL RD | HARDWICK | VT | 05843 | N/A | PC | CHALLENGE GRANT | $5,000 |
| PUBLIC DEFENDERS ASSOCIATIONS | |||||||
| 110 PREFONTAINE PLACE SOUTH STE 502 | SEATTLE | WA | 98104 | N/A | PC | ANNUAL FUND | $4,000 |
| RAINFOREST ACTION NETWORK | |||||||
| 425 BUSH ST BUITE 300 | SAN FRANCISCO | CA | 94108 | N/A | PC | ANNUAL FUND | $500 |
| REAL NEWS PROJECT INC | |||||||
| P O BOX 1103 | NEW YORK | NY | 10276 | N/A | PC | ANNUAL FUND | $10,000 |
| RURAL VERMONT | |||||||
| 46 EAST STATE STREET | MONTPELIER | CT | 05602 | N/A | PC | GENERAL OPERATING | $1,500 |
| ST ALPHONSUS FOUNDATION | |||||||
| 6090 W EMERALD STREET | BOISE | ID | 83704 | N/A | PC | MTN TAUMA CONFERENCE | $2,500 |
| ST DAVID'S | |||||||
| 3395 PLYMOUTH ROAD | MINNEAPOLIS | MN | 55305 | N/A | PC | CAPITAL | $10,000 |
| ST DAVID'S | |||||||
| 3395 PLYMOUTH ROAD | MINNEAPOLIS | MN | 55305 | N/A | PC | GENERAL OPERATING | $5,000 |
| STERLING COLLEGE | |||||||
| P O BOX 72 | CRAFTSBURY COMMON | VT | 05827 | N/A | PC | ANNUAL FUND | $50,000 |
| STERLING COLLEGE | |||||||
| P O BOX 72 | CRAFTSBURY COMMON | VT | 05827 | N/A | PC | KELLY FUND | $50,000 |
| STUDIO PLACE ARTS | |||||||
| 201 NORTH MAIN ST | BARRE | VT | 05641 | N/A | PC | GENERAL OPERATING | $2,000 |
| SUN VALLEY CENTER FOR THE ARTS | |||||||
| P O BOX 656 | SUN VALLEY | ID | 83353 | N/A | PC | ANNUAL FUND | $3,000 |
| SUN VALLEY COMMUNITY SCHOOL | |||||||
| P O BOX 2118 | SUN VALLEY | ID | 83353 | N/A | PC | ANNUAL FUND | $3,000 |
| SUN VALLEY INSTITUTE FOR RESILIENCE | |||||||
| P O BOX 5569 | KETCHUM | ID | 83340 | N/A | PC | FARMERS CAMPAIGN | $10,000 |
| SUN VALLEY SKI EDUCATION FOUNDATION | |||||||
| P O BOX 203 | SUN VALLEY | ID | 83353 | N/A | PC | ANNUAL FUND | $8,000 |
| THE CHILDREN'S THEATRE COMPANY | |||||||
| 2400 THIRD AVENUE SOUTH | MINNEAPOLIS | MN | 55404 | N/A | PC | ANNUAL FUND | $7,000 |
| THE CHILDREN'S THEATRE COMPANY | |||||||
| 2400 THIRD AVENUE SOUTH | MINNEAPOLIS | MN | 55404 | N/A | PC | ANNUAL FUND | $4,000 |
| THE CLIMATE MUSEUM | |||||||
| 800 THIRD AVENUE 18TH FLR | NEW YORK | NY | 10022 | N/A | PC | CULTURAL FUND | $2,000 |
| THE LOPPET FOUNDATION | |||||||
| 1301 THEODORE WIRTH PKWY | MINNEAPOLIS | MN | 55422 | N/A | PC | ANNUAL FUND | $2,000 |
| THE NATURE CONSERVANCY OF VERMONT | |||||||
| 27 STATE STREET | MONTPELIER | VT | 05602 | N/A | PC | CAPITAL CAMPAIGN | $9,000 |
| THE NATURE CONSERVANCY OF VERMONT | |||||||
| 27 STATE STREET | MONTPELIER | VT | 05602 | N/A | PC | CAPITAL CAMPAIGN | $15,000 |
| THE SUMMER CAMP | |||||||
| 9 CHURCH STREET | BRIDGTON | ME | 04009 | N/A | PC | CAMPERS FUND | $5,000 |
| THEATERWORKS | |||||||
| 233 PEARL STREET | HARTFORD | CT | 06103 | N/A | PC | CAPITAL CAMPAIGN | $20,000 |
| TILTH ALLIANCE | |||||||
| 4649 SUNNYSIDE AVENUE NORTH | SEATTLE | WA | 98103 | N/A | PC | ANNUAL FUND | $3,000 |
| TREASURE COAST VISITING NURSE ASSOCIATION | |||||||
| HOSPICE FOUNDATION INC | VERO BEACH | FL | 32963 | N/A | PC | GENERAL OPERATING | $5,000 |
| UNIVERSITY OF PUGET SOUND | |||||||
| 1500 N WARNER STREET 1056 | TACOMA | WA | 984161056 | N/A | PC | ANNUAL FUND | $30,000 |
| VERMONT HUMANITIES COUNCIL | |||||||
| 11 LOOMIS STREET | MONTPELIER | VT | 05602 | N/A | PC | GENERAL OPERATING | $1,500 |
| VERMONT LAND TRUST | |||||||
| 8 BAILEY AVENUE | MONTPELIER | VT | 05602 | N/A | PC | ANNUAL FUND | $2,000 |
| VERMONT LAND TRUST | |||||||
| 8 BAILEY AVENUE | MONTPELIER | VT | 05602 | N/A | PC | FARM ACCESS PROGRAM | $5,000 |
| VERMONT NATURAL RESOURCES COUNCIL INC | |||||||
| 9 BAILEY AVENUE | MONTPELIER | VT | 056022152 | N/A | PC | GENERAL OPERATING | $3,000 |
| VERMONT NATURAL RESOURCES COUNCIL INC | |||||||
| 9 BAILEY AVENUE | MONTPELIER | VT | 056022152 | N/A | PC | GREEN MTN NATIONAL FOREST LOGGING | $5,000 |
| VERMONT PUBLIC RADIO | |||||||
| 365 TROY AVENUE | COLCHESTER | VT | 05446 | N/A | PC | ANNUAL FUND | $5,000 |
| VERMONT PUBLIC RADIO | |||||||
| 365 TROY AVENUE | COLCHESTER | VT | 05446 | N/A | PC | CAPITAL FUND | $5,333 |
| VERMONT RIVER CONSERVANCY INC | |||||||
| 29 MAIN STREET | MONTPELIER | VT | 05602 | N/A | PC | ANNUAL FUND | $2,000 |
| VERMONT STUDIO CENTER | |||||||
| 80 PEARL STREET | JOHNSON | VT | 05656 | N/A | PC | GENERAL OPERATING | $1,500 |
| VERMONT WOMEN'S FUND | |||||||
| P O BOX 30 | MIDDLEBURY | VT | 05753 | N/A | PC | GENERAL OPERATING | $1,500 |
| VERMONT WORKS FOR WOMEN INC | |||||||
| 32A MALLETTS BAY AVENUE | WINOOSKI | VT | 05404 | N/A | PC | GENERAL OPERATING | $6,000 |
| VERMONT WORKS FOR WOMEN INC | |||||||
| 32A MALLETTS BAY AVENUE | WINOOSKI | VT | 05404 | N/A | PC | ROSIE'S GIRLS | $5,000 |
| VT DIGGER | |||||||
| 97 STATE STREET | MONTPELIER | VT | 05602 | N/A | PC | GENERAL OPERATING | $1,000 |
| WADSWORTH ATHENEUM MUSEUM OF ART | |||||||
| 600 MAIN STREET | HARTFORD | CT | 06103 | N/A | PC | "TO BE SEEN" CAMPAIGN | $10,000 |
| WASHINGTON UNIVERSITY AT ST LOUIS | |||||||
| ONE BROOKINGS DRIVE | ST LOUIS | MO | 631304899 | N/A | PC | ANNUAL FUND / SCH OF ENGINEERING | $2,500 |
| WASHINGTON UNIVERSITY AT ST LOUIS | |||||||
| ONE BROOKINGS DRIVE | ST LOUIS | MO | 631304899 | N/A | PC | CAPITAL CAMPAIGN | $10,000 |
| WAYZATA SAILING FOUNDATION | |||||||
| P O BOX 768 | WAYZATA | MN | 55391 | N/A | PC | ANNUAL FUND | $5,000 |
| WAYZATA SAILING FOUNDATION | |||||||
| P O BOX 768 | WAYZATA | MN | 55391 | N/A | PC | ANNUAL FUND | $5,000 |
| WILD GIFT FUND INC | |||||||
| P O BOX 3060 | SUN VALLEY | ID | 83353 | N/A | PC | ANNUAL FUND | $5,000 |
| WISH OF A LIFETIME | |||||||
| 110 16TH STREET SUITE 406 | DENVER | CO | 80202 | N/A | PC | WISH GRANTING PROGRAM | $4,000 |
| WOOD RIVER COMMUNITY YMCA | |||||||
| P O BOX 6801 | KETCHUM | ID | 83340 | N/A | PC | ANNUAL FUND | $5,000 |
| WOOD RIVER LAND TRUST | |||||||
| 119 E BULLION STREET | HAILEY | ID | 83333 | N/A | PC | LAND ACQUISITION | $2,000 |
| WOODBURY UNIVERSITY | |||||||
| 7500 N GLENOAKS BOULEVARD | BURBANK | CA | 91504 | N/A | PC | ANNUAL FUND | $1,500 |
| WORKING DOGS FOR CONSERVATION | |||||||
| P O BOX 280 | BOZEMAN | MT | 59771 | N/A | PC | ANNUAL FUND | $3,000 |
| WORLD BICYCLE RELIEF | |||||||
| 1000 W FULTON MARKET 4TH FLOOR | CHICAGO | IL | 60607 | N/A | PC | ANNUAL FUND | $2,000 |
| YOUTH PERFORMANCE COMPANY | |||||||
| 3338 UNIVERSITY AVENUE SE | MINNEAPOLIS | MN | 55414 | N/A | PC | ANNUAL FUND | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $888,333 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (10 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| HARTFORD STAGE COMPANY | |||||||
| 50 CHURCH STREET | HARTFORD | CT | 061031298 | N/A | PC | CAPITAL FUND | $140,000 |
| HARTFORD SYMPHONY ORCHESTRA | |||||||
| 166 CAPITOL AVENUE | HARTFORD | CT | 06106 | N/A | PC | ANNUAL FUND & CAPITAL CAMPAIGN | $10,000 |
| NORTHSIDE ACHIEVEMENT ZONE | |||||||
| 2123 WEST BROADWAY AVENUE 100 | MINNEAPOLIS | MN | 55411 | N/A | PC | ENDOWMENT | $20,000 |
| BLAKE SCHOOL | |||||||
| 110 BLAKE ROAD SOUTH | HOPKINS | MN | 55343 | N/A | PC | CAPITAL CAMPAIGN / ICE ARENA | $15,000 |
| ST DAVID'S | |||||||
| 3395 PLYMOUTH ROAD | MINNEAPOLIS | MN | 55305 | N/A | PC | CAPITAL | $20,000 |
| UNIVERSITY OF PUGET SOUND | |||||||
| 1500 N WARNER STREET 1056 | TACOMA | WA | 984161056 | N/A | PC | SCHOLARSHIP FUND | $30,000 |
| NORTH BRANCH NATURE CENTER | |||||||
| 713 ELM STREET | MONTPELIER | VT | 05602 | N/A | PC | CAPITAL FUND | $20,000 |
| KELLOGG-HUBBARD LIBRARY | |||||||
| 135 MAIN STREET | MONTPELIER | VT | 05602 | N/A | PC | CAPITAL CAMPAIGN | $10,000 |
| PUBLIC ASSETS INSTITUTE INC | |||||||
| 1875 BRIDGMAN HILL RD | HARDWICK | VT | 05843 | N/A | PC | CHALLENGE GRANT | $5,000 |
| THE NATURE CONSERVANCY OF VERMONT | |||||||
| 27 STATE STREET | MONTPELIER | VT | 05602 | N/A | PC | CAPITAL CAMPAIGN | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $285,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,476 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $133,225 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $1,923 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $14,928 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $427,431 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| OTHER PARTNERSHIP INCOME | 525990 | $422 | 01 | -$422 |
| GRANT REFUNDS | 01 | $5,500 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $15,350 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $569,133 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $584,483 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PKF O'CONNOR DAVIES, LLP | CategoryTxt |
| Amt | $25,700 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $25,700 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (298 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AON PLC SHS CL A | $27,912 | $27,912 |
| AXALTA COATING SYS LTD | $30,400 | $30,400 |
| ACCENTURE PLC IRELAND SHS CLASS A | $18,530 | $18,530 |
| GENPACT LIMITED | $31,248 | $31,248 |
| IHS MARKIT LTD | $30,592 | $30,592 |
| INVESCO LTD | $34,234 | $34,234 |
| JAZZ PHARMACEUTICALS PLC SHS USD | $23,437 | $23,437 |
| LINDE PLC | $37,470 | $37,470 |
| MEDTRONIC PLC | $37,552 | $37,552 |
| RENAISSANCERE HOLDINGS LTD | $13,917 | $13,917 |
| STERIS PLC SHS USD | $30,636 | $30,636 |
| WHITE MTNS INS GROUP LTD | $46,851 | $46,851 |
| UBS GROUP AG | $15,876 | $15,876 |
| GLOBANT S A | $31,285 | $31,285 |
| CHECK POINT SOFTWARE TECH LTD ORD | $26,963 | $26,963 |
| AERCAP HOLDINGS NV | $36,021 | $36,021 |
| NXP SEMICONDUCTORS N V | $32,451 | $32,451 |
| YANDEX N V SHS CLASS A | $11,742 | $11,742 |
| FLEX LTD ORD | $22,552 | $22,552 |
| AIA GROUP LTD SPONSORED ADR | $30,305 | $30,305 |
| AMN HEALTHCARE SERVICES INC | $15,640 | $15,640 |
| ABBOTT LABS | $14,766 | $14,766 |
| ACUITY BRANDS INC | $40,848 | $40,848 |
| ADIDAS AG ADRSUBJECT TO CUSTODY FEE | $16,768 | $16,768 |
| ADOBE INC | $36,939 | $36,939 |
| ADVANCE AUTO PARTS INC | $58,458 | $58,458 |
| ADVANCED ENERGY INDS | $20,862 | $20,862 |
| AIR LIQUIDE ADR | $9,341 | $9,341 |
| AKAMAI TECHNOLOGIES INC | $24,100 | $24,100 |
| ALARM COM HLDGS INC | $22,559 | $22,559 |
| ALEXANDRIA REAL ESTATE EQ INC REIT | $22,944 | $22,944 |
| ALEXION PHARMACEUTICALS INC | $17,520 | $17,520 |
| ALFA LAVAL AB SWEDEN ADR | $11,388 | $11,388 |
| ALLIANZ SESP ADR 1/10 SH | $27,478 | $27,478 |
| ALLSTATE CORP | $27,888 | $27,888 |
| ALPHABET INC CAP STK CL C | $89,580 | $89,580 |
| ALPHABET INC CAP STK CL A | $26,788 | $26,788 |
| AMADEUS IT GROUP S A UNSPONSORED ADS | $13,500 | $13,500 |
| AMAZON COM INC | $88,696 | $88,696 |
| AMBEV SA SPONSORED ADR | $13,961 | $13,961 |
| AMEDISYS INC | $24,871 | $24,871 |
| AMERCO | $35,703 | $35,703 |
| AMERICAN EQTY INVT LIFE HLD CO | $17,150 | $17,150 |
| AMERICAN EXPRESS CO | $26,018 | $26,018 |
| AMERICAN INTL GROUP INC COM NEW | $33,365 | $33,365 |
| ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR | $18,869 | $18,869 |
| ANSYS INC | $49,165 | $49,165 |
| APPLE INC | $64,309 | $64,309 |
| ARAMARK | $27,819 | $27,819 |
| ARCONIC INC | $28,370 | $28,370 |
| ASPEN TECHNOLOGY INC | $17,898 | $17,898 |
| ATLAS COPCO AB SP ADR A NEW | $26,901 | $26,901 |
| ATMOS ENERGY CORP | $25,169 | $25,169 |
| AUTODESK INC | $23,666 | $23,666 |
| AVERY DENNISON CORP | $31,266 | $31,266 |
| AVISTA CORP | $23,227 | $23,227 |
| AVNET INC | $21,475 | $21,475 |
| BOK FINL CORP COM NEW | $25,696 | $25,696 |
| BAIDU INCSPON ADR REP ASUBJECT TO CUSTODY FEE | $17,064 | $17,064 |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | $20,082 | $20,082 |
| BANK AMER CORP | $31,522 | $31,522 |
| BIOMARIN PHARMACEUTICAL INC | $13,274 | $13,274 |
| BIO TECHNE CORP | $31,390 | $31,390 |
| BLACKLINE INC | $19,026 | $19,026 |
| BLACKROCK INC | $14,578 | $14,578 |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | $28,808 | $28,808 |
| BORGWARNER INC | $19,087 | $19,087 |
| BURLINGTON STORES INC | $33,520 | $33,520 |
| CBRE GROUP INC CL AREIT | $33,342 | $33,342 |
| C H ROBINSON WORLDWIDE INC COM NEW | $9,697 | $9,697 |
| CIGNA CORP NEW | $41,102 | $41,102 |
| CIT GROUP INC COM NEW | $27,971 | $27,971 |
| CVS HEALTH CORP | $14,412 | $14,412 |
| CABOT CORP | $18,153 | $18,153 |
| CABOT MICROELECTRONICS CORP | $26,699 | $26,699 |
| CANADIAN NATL RY CO | $17,909 | $17,909 |
| CARLISLE COS INC | $21,687 | $21,687 |
| CENTENE CORP DEL | $28,354 | $28,354 |
| CERNER CORP | $18,861 | $18,861 |
| CHARLES RIV LABS INTL INC | $56,827 | $56,827 |
| CHEMED CORP NEW | $40,851 | $40,851 |
| CHEVRON CORP NEW | $22,174 | $22,174 |
| CHINA MOBILE LIMITED SPONSORED ADR | $12,639 | $12,639 |
| CHUGAI PHARMACEUTICALS CO LTD ADR | $17,072 | $17,072 |
| CHURCH & DWIGHT INC | $30,387 | $30,387 |
| CISCO SYS INC | $30,694 | $30,694 |
| CINTAS CORP | $33,097 | $33,097 |
| CITIZENS FINL GROUP INC | $39,432 | $39,432 |
| CITRIX SYS INC | $25,174 | $25,174 |
| COGNEX CORP | $18,998 | $18,998 |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | $33,863 | $33,863 |
| COMCAST CORP NEW CL A | $67,905 | $67,905 |
| CONAGRA BRANDS INC | $14,004 | $14,004 |
| CONCHO RES INC | $18,215 | $18,215 |
| CONOCOPHILLIPS | $12,291 | $12,291 |
| COOPER COS INC COM NEW | $35,984 | $35,984 |
| COPART INC | $32,466 | $32,466 |
| COSTCO WHSL CORP NEW | $24,395 | $24,395 |
| COSTAR GROUP INC | $48,462 | $48,462 |
| CUMMINS INC | $29,707 | $29,707 |
| DBS GROUP HLDGS LTD SPONSORED ADR | $24,228 | $24,228 |
| D R HORTON INC | $31,386 | $31,386 |
| DARDEN RESTAURANTS INC | $17,551 | $17,551 |
| DARLING INGREDIENTS INC | $23,728 | $23,728 |
| DASSAULT SYS S A SPONSORED ADR | $18,919 | $18,919 |
| DENTSU INC UNSPONSOD ADR | $8,355 | $8,355 |
| DIAGEO P L C SPON ADR NEW | $17,347 | $17,347 |
| DIAMONDBACK ENERGY INC | $8,729 | $8,729 |
| DIODES INC | $34,893 | $34,893 |
| DISNEY WALT CO COM DISNEY | $74,051 | $74,051 |
| DISCOVERY INC COM SER A | $38,306 | $38,306 |
| DOLLAR TREE INC | $26,428 | $26,428 |
| EOG RES INC | $21,024 | $21,024 |
| EASTGROUP PPTY INC REIT | $23,350 | $23,350 |
| EASTMAN CHEMICAL CO | $16,090 | $16,090 |
| EATON VANCE CORP COM NON VTG | $11,673 | $11,673 |
| EBAY INC | $25,277 | $25,277 |
| ECOLAB INC | $24,896 | $24,896 |
| EMERGENT BIOSOLUTIONS INC | $24,439 | $24,439 |
| ENCOMPASS HEALTH CORP | $34,774 | $34,774 |
| ENTEGRIS INC | $26,948 | $26,948 |
| EPIROC AKTIEBOLAG UNSPONSRED ADS | $10,810 | $10,810 |
| EQUINIX INC REIT | $22,764 | $22,764 |
| ETSY INC | $23,390 | $23,390 |
| EVOLENT HEALTH INC CL A | $7,765 | $7,765 |
| EXLSERVICE HOLDINGS INC | $16,393 | $16,393 |
| EXPEDIA GROUP INC COM NEW | $34,064 | $34,064 |
| EXPONENT INC | $19,944 | $19,944 |
| FLIR SYS INC | $21,140 | $21,140 |
| FACEBOOK INC CL A | $67,117 | $67,117 |
| FANUC CORPORATION ADR | $8,105 | $8,105 |
| FASTENAL CO | $39,721 | $39,721 |
| FIDELITY NATL INFORMATION SVCS | $19,334 | $19,334 |
| FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM | $21,088 | $21,088 |
| FIFTH THIRD BANCORP | $24,992 | $24,992 |
| FIRST REP BK SAN FRANCISCO CAL | $33,121 | $33,121 |
| FIRSTCASH INC | $22,496 | $22,496 |
| FIVE BELOW INC | $58,560 | $58,560 |
| FOMENTO ECONOMICO MEXICANO SAB SPON ADR UNITS | $13,893 | $13,893 |
| FUCHS PETROLUB SE ADR | $9,707 | $9,707 |
| GENERAC HLDGS INC | $31,384 | $31,384 |
| GENERAL DYNAMICS CORP | $31,214 | $31,214 |
| GENTEX CORP | $19,735 | $19,735 |
| GILEAD SCIENCES INC | $30,216 | $30,216 |
| GODADDY INC CL A | $30,089 | $30,089 |
| GRAINGER W W INC | $27,082 | $27,082 |
| GRAND CANYON ED INC | $40,232 | $40,232 |
| GUIDEWIRE SOFTWARE INC | $18,661 | $18,661 |
| HDFC BANK LTD SPONSORED ADS | $11,787 | $11,787 |
| HD SUPPLY HLDGS INC | $27,269 | $27,269 |
| HSBC HLDGS PLC SPON ADR NEW | $20,170 | $20,170 |
| HANESBRANDS INC | $26,255 | $26,255 |
| HEALTHCARE SVCS GRP INC | $16,076 | $16,076 |
| HEARTLAND FINL USA INC | $14,524 | $14,524 |
| HEICO CORP NEW | $43,491 | $43,491 |
| HENRY JACK & ASSOC INC | $28,551 | $28,551 |
| HEXCEL CORP NEW | $21,333 | $21,333 |
| HOME DEPOT INC | $25,332 | $25,332 |
| HONEYWELL INTL INC | $62,481 | $62,481 |
| HUNTINGTON INGALLS INDS INC | $34,120 | $34,120 |
| ICICI BK LTD ADR | $16,222 | $16,222 |
| IDEX CORP | $33,884 | $33,884 |
| INFINEON TECHNOLOGIES AG SPONSORED ADR | $31,338 | $31,338 |
| INGREDION INC | $39,504 | $39,504 |
| INTERCONTINENTAL EXCHANGE INC | $26,840 | $26,840 |
| INTERNATIONAL FLAVORS&FRAGRANC | $17,031 | $17,031 |
| INTERPUBLIC GROUP COS INC | $30,723 | $30,723 |
| ITAU UNIBANCO HLDG SA SPON ADR REP PFD | $10,413 | $10,413 |
| JOHNSON & JOHNSON | $26,111 | $26,111 |
| JONES LANG LASALLE INC | $34,296 | $34,296 |
| KEYCORP NEW | $23,964 | $23,964 |
| KEYSIGHT TECHNOLOGIES INC | $28,839 | $28,839 |
| KOMATSU LTD SPON ADR NEW | $7,212 | $7,212 |
| KROGER CO | $20,235 | $20,235 |
| KUBOTA CORP ADR | $13,588 | $13,588 |
| LKQ CORP | $28,953 | $28,953 |
| L OREAL CO ADR | $25,726 | $25,726 |
| LAMB WESTON HLDGS INC | $30,627 | $30,627 |
| LENNOX INTL INC | $49,282 | $49,282 |
| LILLY ELI & CO | $25,235 | $25,235 |
| LOEWS CORP | $25,773 | $25,773 |
| LONZA GROUP AG UNSPONSORED ADR | $16,326 | $16,326 |
| MASCO CORP | $50,533 | $50,533 |
| MCCORMICK & CO INC COM NON VTG | $46,676 | $46,676 |
| MEDICAL PPTYS TRUST INC REIT | $16,339 | $16,339 |
| MERCK & CO INC | $30,104 | $30,104 |
| MERITAGE HOMES CORP | $13,566 | $13,566 |
| METTLER TOLEDO INTERNATIONAL | $34,111 | $34,111 |
| MICROSOFT CORP | $108,813 | $108,813 |
| MIDDLEBY CORP | $13,909 | $13,909 |
| MONDELEZ INTL INC CL A | $33,764 | $33,764 |
| MONOLITHIC PWR SYS INC | $35,248 | $35,248 |
| MOOG INC CL A | $15,103 | $15,103 |
| MOTOROLA SOLUTIONS INC COM NEW | $30,294 | $30,294 |
| NATIONAL INSTRS CORP | $23,541 | $23,541 |
| NATIONAL OILWELL VARCO INC | $37,475 | $37,475 |
| NEOGEN CORP | $23,624 | $23,624 |
| NESTLE S A SPONSORED ADR | $50,449 | $50,449 |
| NEXTERA ENERGY INC | $29,301 | $29,301 |
| NORTHERN TR CORP | $28,685 | $28,685 |
| NOVOZYMES A/S UNSPONSORED ADR | $7,956 | $7,956 |
| NUTANIX INC CL A | $10,785 | $10,785 |
| NVIDIA CORP | $23,530 | $23,530 |
| ORACLE CORP | $22,358 | $22,358 |
| ORTHOPEDIATRICS CORP | $11,325 | $11,325 |
| PJSC LUKOIL SPONSORED ADR | $15,991 | $15,991 |
| PRA GROUP INC | $13,939 | $13,939 |
| PALO ALTO NETWORKS INC | $23,356 | $23,356 |
| PAYCOM SOFTWARE INC | $73,603 | $73,603 |
| PAYLOCITY HLDG CORP | $15,707 | $15,707 |
| PEGASYSTEMS INC | $33,055 | $33,055 |
| PING AN INS GROUP CO CHINA LTD SPON ADR REP H | $15,970 | $15,970 |
| PIONEER NAT RES CO | $51,314 | $51,314 |
| PLURALSIGHT INC COM CL A | $20,497 | $20,497 |
| POOL CORPORATION | $30,795 | $30,795 |
| PROS HOLDINGS INC | $31,638 | $31,638 |
| PROPETRO HLDG CORP | $4,646 | $4,646 |
| PROTO LABS INC | $36,558 | $36,558 |
| QUALCOMM INC | $28,498 | $28,498 |
| QUALYS INC | $25,761 | $25,761 |
| RAYMOND JAMES FINANCIAL INC | $48,577 | $48,577 |
| RBC BEARINGS INC | $28,343 | $28,343 |
| REINSURANCE GRP OF AMERICA INC COM NEW | $25,927 | $25,927 |
| REPUBLIC SVCS INC | $38,362 | $38,362 |
| RESMED INC | $31,149 | $31,149 |
| RIO TINTO PLC SPONSORED ADR | $8,607 | $8,607 |
| RITCHIE BROS AUCTIONEERS | $25,255 | $25,255 |
| ROCHE HLDG LTD SPONSORED ADR SUBJECT TO CUSTODY FEE | $35,821 | $35,821 |
| ROLLINS INC | $23,046 | $23,046 |
| ROYAL DUTCH SHELL PLC SPON ADR B | $12,534 | $12,534 |
| RYDER SYS INC | $14,772 | $14,772 |
| RYMAN HOSPITALITY PPTYS INC REIT | $26,605 | $26,605 |
| SBA COMMUNICATIONS CORP NEW CL AREIT | $42,173 | $42,173 |
| SABRE CORP | $23,764 | $23,764 |
| SALESFORCE COM INC | $16,264 | $16,264 |
| SAP SE SPON ADR | $37,517 | $37,517 |
| SASOL LTD SPONSORED ADR | $4,819 | $4,819 |
| SCHLUMBERGER LTD | $29,386 | $29,386 |
| SCHNEIDER ELECTRIC SE UNSPONSORD ADR | $11,954 | $11,954 |
| THE CHARLES SCHWAB CORPORATION | $24,065 | $24,065 |
| SCOTTS MIRACLE GRO CO CL A | $18,794 | $18,794 |
| SEALED AIR CORP NEW | $15,534 | $15,534 |
| SGS SA UNSPONSORED ADR | $9,204 | $9,204 |
| SIGNATURE BK NEW YORK N Y | $31,967 | $31,967 |
| SKYWORKS SOLUTIONS INC | $37,352 | $37,352 |
| SMITH A O CORP | $22,391 | $22,391 |
| SNAP ON INC | $70,301 | $70,301 |
| SONOCO PRODS CO | $15,862 | $15,862 |
| SONOVA HLDG AG UNSPONSORED ADR | $13,498 | $13,498 |
| SPLUNK INC | $20,818 | $20,818 |
| STAG INDL INC REIT | $17,805 | $17,805 |
| STERLING BANCORP DEL | $17,876 | $17,876 |
| STIFEL FINL CORP | $16,982 | $16,982 |
| SUN CMNTYS INC REIT | $31,521 | $31,521 |
| SYMRISE AG UNSPONSORD ADR | $14,513 | $14,513 |
| SYNOPSYS INC | $65,981 | $65,981 |
| SYNCHRONY FINL | $14,116 | $14,116 |
| SYSMEX CORP UNSPONSORED ADR | $12,002 | $12,002 |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | $43,517 | $43,517 |
| TAKE-TWO INTERACTIVE SOFTWARE | $27,424 | $27,424 |
| TELADOC HEALTH INC | $22,856 | $22,856 |
| TELEDYNE TECHNOLOGIES INC | $30,496 | $30,496 |
| TENCENT HLDGS LTD UNSPON ADR | $12,963 | $12,963 |
| TEXAS INSTRS INC | $17,961 | $17,961 |
| THERMO FISHER SCIENTIFIC INC | $38,660 | $38,660 |
| THOR INDS INC | $24,219 | $24,219 |
| TIMKEN CO | $18,470 | $18,470 |
| TRIUMPH GROUP INC NEW | $20,822 | $20,822 |
| TRUIST FINL CORP | $30,582 | $30,582 |
| TRUSTMARK CORP | $9,628 | $9,628 |
| 2U INC | $9,020 | $9,020 |
| TYLER TECHNOLOGIES INC | $42,603 | $42,603 |
| UGI CORP NEW | $30,618 | $30,618 |
| US BANCORP DEL COM NEW | $28,993 | $28,993 |
| UBER TECHNOLOGIES INC | $15,851 | $15,851 |
| UNICHARM CORP SPONSORED ADR | $8,401 | $8,401 |
| UNILEVER PLC SPON ADR NEW | $11,720 | $11,720 |
| UNITED BANKSHARES INC WEST VA | $12,062 | $12,062 |
| UNITED PARCEL SERVICE INC CL B | $55,486 | $55,486 |
| UNITEDHEALTH GROUP INC | $42,921 | $42,921 |
| UNIVERSAL HLTH SVCS INC CL B | $21,376 | $21,376 |
| VARIAN MED SYS INC | $30,816 | $30,816 |
| VEEVA SYS INC CL A COM | $41,776 | $41,776 |
| VENTAS INC REIT | $28,177 | $28,177 |
| VERIZON COMMUNICATIONS INC | $34,077 | $34,077 |
| VERISK ANALYTICS INC | $44,503 | $44,503 |
| VISA INC COM CL A | $58,249 | $58,249 |
| VISTRA ENERGY CORP | $33,427 | $33,427 |
| VMWARE INC CL A COM | $18,518 | $18,518 |
| VULCAN MATLS CO | $33,550 | $33,550 |
| WATSCO INC | $14,772 | $14,772 |
| WESBANCO INC | $14,814 | $14,814 |
| WEST PHARMACEUTICAL SVSC INC | $31,118 | $31,118 |
| WEX INC | $32,676 | $32,676 |
| WEYERHAEUSER CO REIT | $34,126 | $34,126 |
| XILINX INC | $22,194 | $22,194 |
| XYLEM INC | $29,940 | $29,940 |
| ZEBRA TECHNOLOGIES CORP | $30,653 | $30,653 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ADVANTAGE ADVISERS XANTHUS FUND, LLC | FMV | $2,854,204 | $2,854,204 |
| ELECTRON GLOBAL FUND LP | FMV | $586,118 | $586,118 |
| KL SPECIAL OPPORTUNITIES FUND LP | FMV | $1,216,186 | $1,216,186 |
| PRISM MEZZANINE FUND, LP | FMV | $415,558 | $415,558 |
| BIRCH GROVE CREDIT STRATEGIES | FMV | $1,394,744 | $1,394,744 |
| INVESCO OPPENHEIMER DEVELOPING MARKETS FD CLASS A | FMV | $705,709 | $705,709 |
| ALGER SPECTRA FUND CL I | FMV | $1,243,775 | $1,243,775 |
| COLUMBIA CONTRARIAN CORE FD CLASS A | FMV | $1,300,961 | $1,300,961 |
| FIRST EAGLE OVERSEAS FD A | FMV | $677,074 | $677,074 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE EXPENSES | $954 | $0 | $954 |
| ADR AND BANK FEES | $664 | $664 | $0 |
| OTHER PARTNERSHIP EXPENSES | $0 | $71,420 | $0 |
| MISCELLANEOUS EXPENSES | $175 | $0 | $175 |
| FILING FEES | $750 | $0 | $750 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER PARTNERSHIP INCOME(LOSS) | $141,471 | ||
| OTHER INVESTMENT INCOME | $1,923 | $1,923 | $1,923 |
| GRANT REFUNDS | $5,500 | $5,500 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $3,207,276 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OPPENHEIMER INVESTMENT MANAGEMENT FEES | $113,096 | $113,096 | $0 |
| ADMINISTRATIVE SERVICES | $5,000 | $0 | $5,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $2,568 | $4,672 | $0 |
| EXCISE TAXES | $15,000 | $0 | $0 |
| UNRELATED BUSINESS INCOME TAXES | $5,000 | $0 | $0 |
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