GRAY CHARITABLE TR 10201998: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- GRAY CHARITABLE TR 10201998 (EIN 23-7987964)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-16
- IRS object ID
- 202023219349106587
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-16T17:00:24-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 CLARENDON STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02116 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237987964 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRAY CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GRAY | BusinessNameControlTxt |
| Phone | 2124938000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O BBH CO 140 BROADWAY PB-TAX S | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10005 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KENNETH B GRAY JR | PersonNm |
| Person Title | EXECUTIVE TTEE | PersonTitleTxt |
| Phone | 2124938000 | PhoneNum |
| Signature | 2020-11-16 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MATTHEW J GARAND | PreparerPersonNm |
| PTIN | P01445960 | PTIN |
| Phone | 6175650553 | PhoneNum |
| Preparation | 2020-11-16 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 71.233.199.145 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | F77F57FC1A866DEC8446780273801D464CE1554D | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | F77F57FC1A866DEC8446780273801D464CE1554D | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,617,894 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $555,456 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $555,456 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,334,329 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $15,708,345 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,334,329 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $524,179 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $518,449 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,413,964 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,408,234 | TotalNetInvstIncmAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $20,820 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $20,820 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $46,738 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $46,738 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $27,361 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $9,861 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $458,814 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $308,430 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $150,482 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $553,733 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $365,029 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $171,302 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,050,200 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,050,200 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,603,933 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $365,029 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,221,502 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $810,031 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,043,205 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $305,794 | CashBOYAmt |
| Cash EOY | $302,621 | CashEOYAmt |
| Cash EOYFMV | $302,621 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $87,752 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $850,000 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $850,000 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $786 | AcctRcvblAmt |
| Acct Rcvbl EOY | $786 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $786 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| US Government Obligations BOY | $484,348 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $449,101 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $453,688 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $8,731,135 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,424,087 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,567,255 | CorporateStockEOYFMVAmt |
| Corporate Bonds EOY | $2,064,318 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,056,013 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $10,309,809 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $7,557,159 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $7,387,531 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $19,918,838 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,648,072 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,617,894 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $19,918,838 | CapitalStockBOYAmt |
| Capital Stock EOY | $20,648,072 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $19,918,838 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,648,072 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $19,918,838 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $20,648,072 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $19,918,838 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $810,031 | ExcessRevenueOverExpensesAmt |
| Other Increases | $33 | OtherIncreasesAmt |
| Subtotal | $20,728,902 | SubtotalAmt |
| Other Decreases | $80,830 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $20,648,072 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (7 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 1. LOMBARD INTERNATIONAL HARVEST MLP | 2018-01-01 | 2019-12-31 | $33,086 | $33,086 | $33,086 | ||
| .0024 MORGAN STANLEY PRIVATE WEALTH MANAGEMENT | 2019-01-18 | 2019-12-31 | $14,091 | -$338 | -$338 | $14,429 | |
| .9976 MORGAN STANLEY PRIVATE WEALTH MANAGEMENT | 2019-01-18 | 2019-12-31 | $5,865,421 | -$140,360 | -$140,360 | $6,005,781 | |
| 1. MORGAN STANLEY PRIVATE WEALTH MANAGEMENT | 2017-07-14 | 2019-12-31 | $3,418,454 | $445,105 | $445,105 | $2,973,349 | |
| 1. ARROWGRASS F4797 | 2018-01-01 | 2019-12-31 | $4,234,902 | $16 | $16 | $4,234,886 | |
| 1. HAMILTON FUND LTD | 2018-01-01 | 2019-01-01 | $1,972,324 | $812,324 | $812,324 | $1,160,000 | |
| CAPITAL GAIN DIVIDENDS | $14,041 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,334,329 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,115,419 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $20,868,460 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.05345 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,174,724 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $21,605,771 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.054371 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,109,255 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $21,275,564 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.052138 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,119,311 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $22,346,066 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.05009 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,286,737 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $23,526,292 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.054694 | DistributionYr5Rt |
| Total Distribution | 0.264743 | TotalDistributionRt |
| Average Distribution | 0.052949 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $19,561,988 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,035,788 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $20,432 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,056,220 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,221,502 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $20,432 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $20,432 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $20,432 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $18,255 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $28,255 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $7,823 | OverpaymentAmt |
| Applied To ES Tax | $7,823 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | PA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BROWN BROTHERS HARRIMAN & CO (PB-TAX) | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2124938000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 140 BROADWAY 4TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | Yes (true) | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | Yes (true) | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| KENNETH B GRAY JR | ||||||
| C/O BBH CO 140 BROADWAY 4TH FL | NEW YORK | NY | 10005 | EXECUTIVE TRUSTEE | 5 | $0 |
| DOREEN H GRAY | ||||||
| C/O BBH CO 140 BROADWAY 4TH FL | NEW YORK | NY | 10005 | TRUSTEE | 5 | $0 |
| KIMBERLEY H GRAY | ||||||
| C/O BBH CO 140 BROADWAY 4TH FL | NEW YORK | NY | 10005 | TRUSTEE | 2 | $0 |
| MERIDITH L GRAY | ||||||
| C/O BBH CO 140 BROADWAY 4TH FL | NEW YORK | NY | 10005 | TRUSTEE | 5 | $0 |
| SAMUEL M GAWTHROP JR | ||||||
| C/O BBH CO 140 BROADWAY 4TH FL | NEW YORK | NY | 10005 | TRUSTEE | 5 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRAY FAMILY OFFICE LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 120 EAST LANCASTER AVENUE STE 106 | AddressLine1Txt |
| City | ARDMORE | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19003 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | OTHER PROFESSIONAL F | ServiceTypeTxt |
| Compensation | $175,237 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $19,591,454 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $268,432 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $19,859,886 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $19,859,886 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $297,898 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $19,561,988 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $978,099 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $978,099 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $20,432 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $20,432 | TotalTaxAmt |
| Distributable Before Adj | $957,667 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $957,667 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $957,667 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,221,502 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,221,502 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $20,432 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,201,070 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $957,667 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $47,048 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $119,137 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $83,690 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $249,875 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,221,502 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $957,667 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $263,835 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $513,710 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $513,710 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $47,048 | ExcessFromYear3Amt |
| Excess From Year2 | $119,137 | ExcessFromYear2Amt |
| Excess From Year1 | $83,690 | ExcessFromYear1Amt |
| Excess From Current Year | $263,835 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | KENNETH B GRAY JR | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (34 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| EASTERN MAINE DEVELOPMENT CORPORATION | ||||||||
| 40 HARLOW STREET | BANGOR | ME | 04401 | NONE | PC | BLUE HILL CO-OP RELOCATION | $2,000 | |
| TOWN OF SURRY | ||||||||
| PO BOX 147 | SURRY | ME | 04684 | NONE | PC | BACKPACK PROGRAM | $3,000 | |
| CHAMBER MUSIC CHARLESTON | ||||||||
| PO BOX 80072 | CHARLESTON | SC | 29416 | NONE | PC | GENERAL OPERATIONS | $1,000 | |
| LENOX HILL NEIGHBORHOOD HOUSE | ||||||||
| 331 EAST 70TH STREET | NEW YORK | NY | 10021 | NONE | PC | CENTER AT LENOX HILL | $10,000 | |
| THE CHESTER FUND | ||||||||
| 1500 HIGHLAND AVENUE | CHESTER | PA | 19013 | NONE | PC | CAPITAL CAMPAIGN | $50,000 | |
| ACADEMY OF VOCAL ARTS | ||||||||
| 1920 SPRUCE STREET | PHILADELPHIA | PA | 19103 | NONE | PC | GENERAL OPERATIONS | $60,000 | |
| PHILADELPHIA ORCHESTRA ASSOCIATION | ||||||||
| ONE S BROAD STREET 14TH FLOOR | PHILADELPHIA | PA | 19107 | NONE | PC | GENERAL OPERATIONS | $50,000 | |
| SETTLEMENT MUSIC SCHOOL | ||||||||
| PO BOX 63966 | PHILADELPHIA | PA | 19147 | NONE | PC | GENERAL OPERATIONS | $10,000 | |
| PHILADELPHIA MUSEUM OF ART | ||||||||
| PO BOX 7646 | PHILADELPHIA | PA | 191017646 | NONE | PC | CAP CAMPAIGN, LIBRARY & | $190,000 | |
| MAGEE REHABILITATION HOSPITAL | ||||||||
| 1513 RACE ST | PHILADELPHIA | PA | 191021177 | NONE | PC | FULL-TIME ART THERAPIST | $50,000 | |
| OPERA COMPANY OF PHILADELPHIA | ||||||||
| 1420 LOCUST ST STE 210 | PHILADELPHIA | PA | 19102 | NONE | PC | GENERAL OPERATIONS | $10,000 | |
| LIONS EYE BANK OF DELAWARE VALLEY | ||||||||
| 401 N 3RD ST SUITE 305 | PHILADELPHIA | PA | 191234101 | NONE | PC | GENERAL OPERATIONS | $15,000 | |
| PENNSYLVANIA BALLET | ||||||||
| 100 SOUTH BROAD ST SUITE 2226 | PHILADELPHIA | PA | 19110 | NONE | PC | GENERAL OPERATIONS | $10,000 | |
| A BETTER CHANCE IN LOWER MERION | ||||||||
| PO BOX 213 | ARDMORE | PA | 19003 | NONE | PC | GENERAL OPERATIONS | $15,000 | |
| SHARE FOOD PROGRAM | ||||||||
| 2901 W HUNTING PARK AVENUE | PHILADELPHIA | PA | 19129 | NONE | PC | GENERAL OPERATIONS | $30,000 | |
| CANINE PARTNERS FOR LIFE | ||||||||
| PO BOX 170 | COCHRANVILLE | PA | 19330 | NONE | PC | TRAINING OF ONE TEAM | $16,000 | |
| GESU SCHOOL | ||||||||
| 1700 WEST THOMPSON STREET | PHILADELPHIA | PA | 191215023 | NONE | PC | GENERAL OPERATIONS | $25,000 | |
| WILLS EYE INSTITUTE | ||||||||
| 840 WALNUT STREET SUITE 920 | PHILADELPHIA | PA | 19107 | NONE | PC | CORNEAL FELLOWSHIP AND | $150,000 | |
| THE WISTAR INSTITUTE | ||||||||
| 3601 SPRUCE ST | PHILADELPHIA | PA | 19104 | NONE | PC | CAPITAL EXP & BIOMED | $60,000 | |
| UC RIVERSIDE FOUNDATION | ||||||||
| 900 UNIVERSITY AVE MC063 | RIVERSIDE | CA | 92521 | NONE | PC | GENERAL OPERATIONS AND RISE | $55,000 | |
| MAYO CLINIC | ||||||||
| 200 FIRST STREET SW | ROCHESTER | MN | 55905 | NONE | PC | GENERAL OPERATIONS | $75,000 | |
| AGRICULTURE FUTURE OF AMERICA | ||||||||
| PO BOX 414838 | KANSAS CITY | MO | 64141 | NONE | PC | AFA SCHOLARSHIP FOR | $5,000 | 906 GRAND AVENUE SUITE 915 |
| HORIZONS OF KENT & QUEEN ANNE'S | ||||||||
| 116B S LYNCHBURG ST | CHESTERTOWN | MD | 21620 | NONE | PC | GENERAL OPERATIONS | $30,000 | |
| THE GATHERINGS | ||||||||
| PO BOX 62 | SURRY | ME | 04684 | NONE | PC | GENERAL OPERATIONS | $5,000 | |
| GARFIELD CENTER FOR THE ARTS | ||||||||
| 210 HIGH STREET PO BOX 37 | CHESTERTOWN | MD | 21620 | NONE | PC | LIGHTING SYSTEM | $5,000 | |
| CHESAPEAKE BAY FOUNDATION | ||||||||
| 6 HERNDON AVENUE | ANNAPOLIS | MD | 21403 | NONE | PC | GENERAL OPERATIONS | $10,000 | |
| FRIENDS IN NEED FOUNDATION | ||||||||
| 239 E 79TH STREET SUITE 12M | NEW YORK | NY | 10075 | NONE | PC | GENERAL OPERATIONS | $2,500 | |
| CHARLESTON SYMPHONY ORCHESTRA | ||||||||
| 756 ST ANDREWS BLVD | CHARLESTON | SC | 29407 | NONE | PC | SPONSORSHIP OF THE | $12,000 | |
| SAN DIEGO HUMANE SOCIETY AND SPCA | ||||||||
| 5500 GAINES STREET | SAN DIEGO | CA | 92110 | NONE | PC | GENERAL OPERATIONS | $12,500 | |
| ADKINS ARBORETUM | ||||||||
| 12610 EVELAND ROAD | RIDGELY | MD | 21660 | NONE | PC | CCPS STUDENTS BUS | $5,200 | |
| CHARLESTON SYMPHONY ORCHESTRA LEAGUE | ||||||||
| PO BOX 22613 | CHARLESTON | SC | 294132613 | NONE | PC | GENERAL OPERATIONS | $1,000 | |
| MENTOR FOR PHILLY | ||||||||
| 100 SOUTH JUNIPER ST THIRD FLOOR S | PHILADELPHIA | PA | 19103 | NONE | PC | MENTOR DIRECTOR 2019/2020 | $45,000 | |
| METROPOLITAN OPERA | ||||||||
| 30 LINCOLN CENTER | NEW YORK | NY | 10023 | NONE | PC | GENERAL OPERATIONS | $10,000 | |
| SHORERIVERS | ||||||||
| 114 SOUTH WASHINGTON ST SUITE 301 | EASTON | MD | 21601 | NONE | PC | GENERAL OPERATIONS | $20,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,050,200 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| THE CHESTER FUND | ||||||||
| FOR EDUCATION & THE ARTS | 1500 HIGHLAND AVE | CHESTER | PA | 19103 | NONE | PC | CAPITAL CAMPAIGN | $100,000 |
| THE WILLS EYE INSTITUTE | ||||||||
| 840 WALNUT ST | PHILADELPHIA | PA | 19107 | NONE | PC | CORNEAL FELLOWSHIP | $100,000 | |
| THE WILLS EYE INSTITUTE | ||||||||
| 840 WALNUT ST | PHILADELPHIA | PA | 19107 | NONE | PC | OCULAR GENETIC TESTING | $200,000 | |
| WINSTAR INSTITUTE | ||||||||
| 3601 SPRUCE ST | PHILADELPHIA | PA | 19104 | NONE | PC | CAPITAL CAMPAIGN | $45,000 | |
| MAGEE REHABILITATION | ||||||||
| 1513 RACE ST | PHILADELPHIA | PA | 19102 | NONE | PC | SALARY AND BENEFITS FOR NEW | $50,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $495,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $555,456 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,334,329 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (8 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| TRG LONG HORIZONS | 14 | $129 |
| ELMAGIN POWER FUND | 14 | $11,666 |
| ELMISO LLC | 14 | -$6,591 |
| VOLEON INSTITUTION | 14 | $12,197 |
| BARTON FUND LLC | 14 | $52 |
| GRAY FAMILY OFFICE | 14 | $786 |
| BRYN MAWR CAPITAL, | 14 | $16,990 |
| STRAFFORD CAPITAL | 14 | $488,950 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $2,413,964 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,413,964 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $20,820 | Amt |
| Disbursements Charitable Prps | $20,820 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (15 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| EUROPEAN BANK FOR RECONSTRUCTI | $70,172 | $63,136 |
| INTERNATIONAL FINANCE CORP REG | $98,303 | $103,257 |
| INTERNATIONAL BANK FOR RECONST | $265,436 | $257,325 |
| INTERNATIONAL BANK FOR RECONST | $218,076 | $223,863 |
| INTERNATIONAL FINANCE CORP REG | $223,005 | $220,304 |
| INTER-AMERICAN DEVELOPMENT BAN | $70,816 | $72,558 |
| EUROPEAN BANK FOR RECONSTRUCTI | $267,232 | $269,946 |
| EUROPEAN INVESTMENT BANK REGS | $68,318 | $67,582 |
| EUROPEAN BNK FOR RECONSTRUCTIO | $219,018 | $222,367 |
| INTERNATIONAL FINANCE CORP REG | $205,758 | $198,879 |
| INTERNATIONAL BANK FOR RECONST | $73,130 | $74,392 |
| EUROPEAN BK RECON | $72,567 | $73,465 |
| INTERNAITONAL BANK FOR RECONST | $78,470 | $75,000 |
| EURO BK RECON&DVT REGS G315BBQ | $72,400 | $75,829 |
| INTERNATIONAL BANK FOR RECON & | $61,617 | $58,110 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (28 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PJSC GAZPROM SPON ADR | $177,041 | $362,905 |
| ISHARES MSCI MEXICO | $524,097 | $533,831 |
| ISHARES GLOBAL ENERGY | $731,957 | $662,845 |
| ISHARES MSCI MALAYSIA | $238,239 | $227,225 |
| ISHARES MSCI SINGAPORE | $367,070 | $390,465 |
| MSILF GOVT OTF INST | $82,266 | |
| JANUS HENDERSON EURO | $753,673 | $702,414 |
| ALERIAN MLP ETF | $1,071,441 | $901,000 |
| DBX ETF TR XTRACK HRVST CSI | $611,904 | $777,902 |
| ISHARES MSCI POLAND ETF | $410,696 | $371,008 |
| ISHARES MSCI SOUTH KOREA ETF | $347,442 | $348,264 |
| MORGAN STANLEY CHINA A FD | $300,719 | $302,972 |
| FREEPORT-MCMORAN | $300,498 | $310,944 |
| GLENCORE PLC | $123,669 | $97,431 |
| ISHARES INC MSCI JAPAN ETF | $365,735 | $399,870 |
| ISHARES MSCI CHILE CAPPED ETF | $361,070 | $357,731 |
| ISHARES MSCI GERMANY ETF | $541,214 | $574,799 |
| ISHARES SILVER SHARES | $568,118 | $600,480 |
| SPDR GOLD TR GOLD SHS | $273,321 | $285,800 |
| SPDR S&P OIL & GAS | $556,183 | $478,740 |
| GOEGRING & ROZENCWAJG RESOURCE | $400,000 | $337,582 |
| HENNESSY JAPAN FD INV | $400,000 | $460,781 |
| CDN IMPL BK COMMERCE | ||
| WELLS FARGO & CO | ||
| BAYER AG SPON ADR | ||
| NATIONAL GRID PLC SPON ADR | ||
| RECKITT BENCKISER PLC SPNS ADR | ||
| ISHARES 7-10YR TREASURY BD |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $449,101 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $453,688 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GMO LONG HORIZONS FORESTRY FD | AT COST | $717,442 | $563,308 |
| HAMILTON FUND LTD | |||
| BRYN MAWR CAPITAL LP | AT COST | $15,736 | $2,225 |
| ARROWGRASS PARTNERSHIP LP | |||
| STRAFFORD CAPITAL LP | AT COST | $4,326,350 | $4,324,905 |
| ELMAGIN | AT COST | $634,637 | $633,706 |
| ELMISO | AT COST | $528,875 | $529,255 |
| VOLEON INSTITUTIONAL LP | AT COST | $838,365 | $838,379 |
| BARTON FUND LLC | AT COST | $495,754 | $495,753 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MORGAN STANLEY BASIS ADJUSTMENT | Desc |
| Amt | $80,830 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (30 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| WIRE TRANSFER FEES | $153 | $0 | $153 |
| AMERICAN EXPRESS PAYMENT | $115 | $0 | $115 |
| CITI CREDIT CARD - OFFICE EXP | $1,173 | $0 | $1,173 |
| FOX ROTHSCHILD LEGAL FEES | $747 | $0 | $747 |
| CO-TRUSTEE EXP REIMB. - KEN GR | $668 | $0 | $668 |
| EXPENSE REIMBURSEMENT - LISA C | $30 | $0 | $30 |
| GRAY FAMILY OFFICE EXPENSE REI | $175,237 | $27,641 | $147,596 |
| ELMISO FUND INCENTIVE FEE | $15,671 | $15,671 | $0 |
| ELMISO FUND DEDUCTIONS | $512 | $512 | $0 |
| ELMISO FUND PROFESSIONAL FEES | $295 | $295 | $0 |
| TRG LONG HORIZONS DEDUCTIONS | $7,270 | $7,270 | $0 |
| ELMAGIN FUND 481 (A) EXPENSE | $51 | $51 | $0 |
| ELMAGIN FUND INCENTIVE FEE | $48,125 | $48,125 | $0 |
| ELMAGIN FUND DEDUCTIONS | $593 | $593 | $0 |
| ELMAGIN FUND PROFESSIONAL FEES | $326 | $326 | $0 |
| VOLEON INVESTMENT INTEREST EXP | $22,981 | $22,981 | $0 |
| VOLEON TRADER DEDUCTIONS | $60,248 | $60,248 | $0 |
| BARTON FUND INCENTIVE FEES | $6,256 | $6,256 | $0 |
| BARTON FUND DEDUCTIONS | $1 | $1 | $0 |
| BARTON FUND OTHER FEES | $135 | $135 | $0 |
| BARTON FUND PROFESSIONAL FEES | $1,142 | $1,142 | $0 |
| BARTON FUND TAXES & LICENSES | $6 | $6 | $0 |
| BRYN MAWR CAPITAL ADMIN FEES | $3,806 | $3,806 | $0 |
| BRYN MAWR CAPITAL PROFESSIONAL | $680 | $680 | $0 |
| STRAFFORD ADMIN FEES | $7,360 | $7,360 | $0 |
| STRAFFORD DIVIDEND EXPENSE | $82,430 | $82,430 | $0 |
| STRAFFORD OTHER EXPENSE | $312 | $312 | $0 |
| STRAFFORD PROFESSIONAL FEES | $13,757 | $13,757 | $0 |
| STRAFFORD NON DEDUCTIBLE EXPEN | -$98 | $0 | $0 |
| STRAFFORD INTEREST EXPENSE | $8,832 | $8,832 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| TRG LONG HORIZONS FORESTRY FUND A, LLC | $129 | $129 |
| ELMAGIN POWER FUND LLC | $11,666 | $0 |
| ELMISO LLC | -$6,591 | $131 |
| VOLEON INSTITUTIONAL STRATEGIES FUND | $12,197 | $12,197 |
| BARTON FUND LLC | $52 | $52 |
| GRAY FAMILY OFFICE REIMBURSEMENT | $786 | $0 |
| BRYN MAWR CAPITAL, LP | $16,990 | $16,990 |
| STRAFFORD CAPITAL LP | $488,950 | $488,950 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| MORGAN STANLEY SALES ADJUSTMENT | $4 |
| ROUNDING | $29 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMNT MNGMNT FEES (NON-DED | CategoryTxt |
| Amt | $46,738 | Amt |
| Net Investment Income | $46,738 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $9,861 | $9,861 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $11,500 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $6,000 | $0 | $0 |
Comments