ERIE FAMILY FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- ERIE FAMILY FOUNDATION (EIN 52-2339484)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-16
- IRS object ID
- 202023219349105167
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-16T20:59:45-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DORIAN A VERGOS & COMPANY LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 363 7th Avenue - 13th Floor | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 522339484 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROCHE FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O ELISABETH R WILMERS | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ELISABETH R WILMERS | InCareOfNm |
| Business Name Control | ROCH | BusinessNameControlTxt |
| Phone | 2123502498 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O DAVCO 363 7th AVENUE Suite 13th | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ELISABETH WILMERS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2123502498 | PhoneNum |
| Signature | 2020-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DORIAN A VERGOS | PreparerPersonNm |
| PTIN | P00085651 | PTIN |
| Phone | 2123074800 | PhoneNum |
| Preparation | 2020-11-15 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 142.154.219.130 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 13762020203215000002 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2020-11-16 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 1D31CDF17C70441052BBB29D31807FDBF9F1BB66 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 1D31CDF17C70441052BBB29D31807FDBF9F1BB66 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $285,255,775 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $118,933,498 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,267,621 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,267,621 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,322,725 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,322,725 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $24,143,113 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $175,524,832 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $26,682,241 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $399,507 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $126,223 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $148,066,464 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $31,398,810 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $8,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $4,000 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $911,715 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $31,715 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $1,206,327 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $934,533 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $37,829 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,126,042 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $970,248 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $41,829 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,596,265 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,596,265 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,722,307 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $970,248 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,638,094 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $142,344,157 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $30,428,562 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $4,460,140 | CashBOYAmt |
| Cash EOY | $27,480,401 | CashEOYAmt |
| Cash EOYFMV | $27,480,401 | CashEOYFMVAmt |
| US Government Obligations BOY | $1,174,301 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $61,650,521 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $62,569,993 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $95,418,157 | CorporateStockBOYAmt |
| Corporate Stock EOY | $122,890,590 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $133,293,912 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $14,747,547 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $24,460,504 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $24,970,951 | CorporateBondsEOYFMVAmt |
| Other Assets BOY | $12,280,618 | OtherAssetsBOYAmt |
| Other Assets EOY | $33,942,904 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $36,940,518 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $128,080,763 | TotalAssetsBOYAmt |
| Total Assets EOY | $270,424,920 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $285,255,775 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $128,080,763 | RetainedEarningBOYAmt |
| Retained Earning EOY | $270,424,920 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $128,080,763 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $270,424,920 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $128,080,763 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $270,424,920 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $128,080,763 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $142,344,157 | ExcessRevenueOverExpensesAmt |
| Subtotal | $270,424,920 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $270,424,920 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (19 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | SoldSoldDt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|
| WILMINGTON TRUST STATEMENT B | $3,611,972 | $3,705,643 | -$94,292 | -$93,671 | ||
| WILMINGTON TRUST STATEMENT B | $4,489,660 | $4,939,226 | -$449,642 | -$449,566 | ||
| BESSEMER TRUST STATEMENT C | $2,234,940 | $2,219,576 | $15,364 | $15,364 | ||
| BESSEMER TRUST STATEMENT C | $73,156,452 | $77,077,178 | -$3,920,726 | -$3,920,726 | ||
| BESSEMER TRUST STATEMENT D | $48,073,884 | $47,311,223 | $777,067 | $762,661 | ||
| BESSEMER TRUST STATEMENT E | $5,530,618 | $5,452,617 | $90,232 | $78,001 | ||
| BESSEMER TRUST STATEMENT E | $185,386 | $125,151 | $60,235 | $60,235 | ||
| BESSEMER TRUST STATEMENT E | $7,580,741 | $7,484,923 | $144,233 | $95,818 | ||
| BESSEMER TRUST STATEMENT E | $29,714 | $23,533 | $6,181 | $6,181 | ||
| JPMORGAN STATEMENT A | $1,751,763 | $1,726,400 | $25,363 | $25,363 | ||
| 35,000 SHS OF MTB | $5,264,476 | $22,750 | $5,241,726 | $5,241,726 | 2019-01-08 | |
| 40,000 SHS OF MTB | $6,474,951 | $26,000 | $6,448,951 | $6,448,951 | 2019-01-17 | |
| 40,000 SHS OF MTB | $6,608,674 | $26,000 | $6,582,674 | $6,582,674 | 2019-02-08 | |
| 25,000 SHS OF MTB | $4,261,563 | $16,250 | $4,245,313 | $4,245,313 | 2019-02-12 | |
| 10,000 SHS OF MTB | $1,612,329 | $6,500 | $1,605,829 | $1,605,829 | 2019-04-01 | |
| 14,386 SHS OF MTB | $2,427,168 | $9,351 | $2,417,817 | $2,417,817 | 2019-04-26 | |
| 13,500 SHS OF MTB | $2,230,430 | $8,775 | $2,221,655 | $2,221,655 | 2019-12-02 | |
| 2 SHS OF INC | $110 | $118 | -$8 | -$8 | 2019-12-04 | |
| CAPITAL GAIN DIVIDENDS | $683,075 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $26,682,241 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,021,099 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $81,445,365 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.037094 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,913,062 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $70,448,112 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04135 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,682,573 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $60,161,883 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.044589 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,313,792 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $49,307,006 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.046926 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,296,692 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $45,400,632 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.050587 | DistributionYr5Rt |
| Total Distribution | 0.220546 | TotalDistributionRt |
| Average Distribution | 0.044109 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $218,885,785 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $9,654,833 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $304,286 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $9,959,119 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,638,094 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $608,571 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $608,571 | SubtotalAmt |
| Tax Based On Investment Income | $608,571 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $780,431 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $200,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $980,431 | TotalPaymentsAndCreditsAmt |
| Overpayment | $371,860 | OverpaymentAmt |
| Applied To ES Tax | $371,860 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ELISABETH R WILMERS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2123502498 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 WEST 64TH STREET APT 8B | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10023 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ELISABETH R WILMERS | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O DAVCO 363 7th AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PRESIDENT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $15,938,866 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $206,280,205 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $222,219,071 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $222,219,071 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,333,286 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $218,885,785 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $10,944,289 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $10,944,289 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $608,571 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $608,571 | TotalTaxAmt |
| Distributable Before Adj | $10,335,718 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $10,335,718 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $10,335,718 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,638,094 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,638,094 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $3,638,094 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $10,335,718 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,527,138 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,638,094 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,527,138 | AppliedToYear1Amt |
| Applied To Current Year | $2,110,956 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $8,224,762 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | SEE STATEMENT | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHMENT | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O DAVCO 363 7TH AVE 13THFL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE, 501(C)(3) CHARITY | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | FOR ORGANIZATION'S CHARITABLE USE | GrantOrContributionPurposeTxt |
| Amt | $3,596,265 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,596,265 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,267,621 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,322,725 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $24,143,113 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME | Desc |
| Exclusion | $399,507 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $29,132,966 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $29,132,966 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|---|
| ESTATE OF ROBERT G WILMERS | |||||||
| 1 | C/O CARTER LEDYARD 2 WALL STREET | NEW YORK | NY | 10005 | $4,183,498 | Yes (X) | |
| ESTATE OF ROBERT G WILMERS | |||||||
| 2 | C/O CARTER LEDYARD 2 WALL STREET | NEW YORK | NY | 10005 | $114,750,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | VARIOUS PUBLICLY TRADED SECURITIES & PARTNERSHIP INTEREST - SEE STATEMENT | NoncashPropertyDesc |
| Fair Market Value | $4,183,498 | FairMarketValueAmt |
| Received | 2019-12-31 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $8,000 | Amt |
| Net Investment Income | $4,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,000 | DisbursementsCharitablePrpsAmt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| WILMINGTON TRUST - CORP BONDS | $5,730,075 | $5,818,777 |
| BESSEMER TRUST - BONDS | $18,430,429 | $18,843,174 |
| JPMORGAN - PREFERRED STOCK | $300,000 | $309,000 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (15 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 2,654 SHARES M&T BANK | $437,671 | $450,517 |
| 30,860 SHARES M&T BANK | $0 | $0 |
| 1,241 SHARES M&T BANK | $0 | $0 |
| 20,000 SHARES M&T BANK | $0 | $0 |
| 25,000 SHARES M&T BANK | $0 | $0 |
| 24,300 SHARES M&T BANK | $0 | $0 |
| 15,000 SHARES M&T BANK | $0 | $0 |
| 78,532 SHARES M&T BANK | $0 | $0 |
| 8,500 SHARES M&T BANK | $0 | $0 |
| 10,500 SHARES M&T BANK | $1,651,755 | $1,782,375 |
| WILMINGTON TRUST - STOCK | $25,362,443 | $27,048,018 |
| JP MORGAN 0003 | $26,099,513 | $28,702,524 |
| BESSEMER TRUST - EQUITIES | $50,565,620 | $56,242,265 |
| JP MORGAN 0003 SPDR | $972,115 | $1,092,328 |
| JP MORGAN 0003 FIXED INCOME | $17,801,473 | $17,975,885 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $61,650,521 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $62,569,993 | USGovtObligationsEOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (21 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| WILMINGTON TRUST- PARTNERSHIPS | $6,853,224 | $7,469,687 | $7,704,682 |
| WILMINGTON TRUST - ACCRUED INT | $0 | ||
| CR REALTY | $422,297 | $421,144 | $421,144 |
| LKCM INVESTMENT | $3,554,487 | $3,544,924 | $4,476,463 |
| TUCKERMAN CAPITAL III | $88,643 | $9,364 | $79,559 |
| TUCKERMAN CAPITAL IV | $1,349,967 | $1,211,864 | $1,874,267 |
| TUCKERMAN INVESTMENT III | $9,380 | $8,772 | $11,887 |
| JP MORGAN - DIVIDEND RECEIV. | $2,620 | $0 | $0 |
| JPM PARTNERSHIPS | $0 | $3,777,204 | $3,989,202 |
| TUCKERMAN INVESTMENT IV | $0 | $0 | $1,938 |
| NYCA INVESTMENT FUND AV | $0 | $0 | $384 |
| NYCA INVESTMENT FUND | $0 | $107,277 | $107,277 |
| CERBERUS OFFSHORE | $0 | $651,366 | $574,243 |
| CERBERUS NPL GLOBAL | $0 | $9,912 | $0 |
| CABOT V | $0 | $111,956 | $116,153 |
| ACADIAN GLOBAL MANAGED VOLATIL | $0 | $2,517,496 | $2,851,344 |
| 5TH AVE ABS RETURN FUND | $0 | $12,393,342 | $12,694,936 |
| ADAM LIPPES LLC | $0 | $101,258 | $101,258 |
| UNION CAPITAL EQUITY PTRS II | $0 | $777,719 | $1,106,162 |
| LINGUAFLEX | $0 | $13,978 | $13,978 |
| PETROSANTANDER | $0 | $815,641 | $815,641 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| FILING FEES | $328 | $329 | |
| INVESTMENT FEES | $934,533 | $934,533 | |
| CONSULTING FEES | $269,478 | $37,500 | |
| OTHER EXPENSES | $1,988 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| OTHER INCOME | $126,223 | $126,223 |
| TAX REFUND | $273,284 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXCISE TAX - ESTIMATE | $880,000 | |
| FOREIGN TAX | $31,715 | $31,715 |
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