MILLSTREAM FUND INC: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- MILLSTREAM FUND INC (EIN 52-1472819)
- Tax period
- 2018-12-01 to 2019-11-30
- Filed
- 2020-10-14
- IRS object ID
- 202022889349101407
- Schema version
- 2018v3.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-10-14T18:05:11-05:00 | ReturnTs |
| Tax Period End | 2019-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWNPC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4600 EAST WEST HWY 900 | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 208143423 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521472819 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MILLSTREAM FUND INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O WITHUMSMITHBROWN PC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % PHOEBE JANE WINTHROP | InCareOfNm |
| Business Name Control | MILL | BusinessNameControlTxt |
| Phone | 3012726000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4600 EAST-WEST HIGHWAY Suite 900 | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 208143423 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PHOEBE JANE WINTHROP | PersonNm |
| Person Title | SECRETARY-TREASURER | PersonTitleTxt |
| Phone | 3012726000 | PhoneNum |
| Signature | 2020-10-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | RICHARD L RUVELSON | PreparerPersonNm |
| PTIN | P00234075 | PTIN |
| Phone | 3012726000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 209.190.253.84 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 22006220202885002071 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2020-10-14 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 833D9BA5299041826641AEDE5C1773806529F77E | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | EBD8DFBC700724A96E49BF1A406FB658268A8823 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2021-09-10 13:11:23Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,271,365 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,175,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $3,842 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,842 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $187,262 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $187,262 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $827,509 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,079,930 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $827,509 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $2,193,613 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,018,613 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $9,064 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $725 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $8,339 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $77,176 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $77,176 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $46,025 | TaxesRevAndExpnssAmt |
| Taxes Dsbrs Chrtbl | $25 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $945 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $945 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $133,210 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $77,901 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $9,309 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,183,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,183,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,316,210 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $77,901 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,192,309 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $877,403 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $940,712 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $131,517 | CashBOYAmt |
| Cash EOY | $67,483 | CashEOYAmt |
| Cash EOYFMV | $67,483 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $156,973 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $116,451 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $116,451 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,789,437 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,771,396 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,087,431 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $9,077,927 | TotalAssetsBOYAmt |
| Total Assets EOY | $9,955,330 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,271,365 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $9,077,927 | RetainedEarningBOYAmt |
| Retained Earning EOY | $9,955,330 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,077,927 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $9,955,330 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,077,927 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $9,955,330 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,077,927 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $877,403 | ExcessRevenueOverExpensesAmt |
| Subtotal | $9,955,330 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $9,955,330 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES - SHORT TERM | P | $2,961,891 | $3,087,938 | -$117,368 | -$126,047 |
| PUBLICLY TRADED SECURITIES - LONG TERM | P | $3,118,000 | $2,173,162 | $944,838 | $944,838 |
| PFIZER INC SECURITIES LITIGATION PROCEEDS | P | $39 | $39 | $39 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $827,509 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,036,173 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $10,898,081 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.095078 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $981,102 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $8,777,990 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.111768 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $919,879 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $7,614,325 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.120809 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $772,734 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $7,473,578 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.103395 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $816,000 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $6,679,956 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.122156 | DistributionYr5Rt |
| Total Distribution | 0.553206 | TotalDistributionRt |
| Average Distribution | 0.110641 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $11,921,943 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,319,056 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $9,407 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,328,463 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,192,309 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $18,814 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $18,814 | SubtotalAmt |
| Tax Based On Investment Income | $18,814 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $32,125 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $8,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $40,125 | TotalPaymentsAndCreditsAmt |
| Overpayment | $21,311 | OverpaymentAmt |
| Applied To ES Tax | $21,311 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | false | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHOEBE JANE WINTHROP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2023381542 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3722 BENTON ST NW | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20007 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| HOPE ALDRICH | |||||||||
| C/O WITHUMSMITHBROWN PC | 4600 EAST WEST HIGHWAY | BETHESDA | MD | 208143423 | PRESIDENT | 1.0 | $0 | $0 | $0 |
| PHOEBE JANE WINTHROP | |||||||||
| 3722 BENTON STREET NW | WASHINGTON | DC | 20007 | SECRETARY | 1.0 | $0 | $0 | $0 | |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NUVEEN ASSET MANAGEMENT LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25604 NETWORK PLACE | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 606731256 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $70,074 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,785,121 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $318,374 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,103,495 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,103,495 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $181,552 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $11,921,943 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $596,097 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $596,097 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $18,814 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $18,814 | TotalTaxAmt |
| Distributable Before Adj | $577,283 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $577,283 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $577,283 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,192,309 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,192,309 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $1,192,309 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $577,283 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2016 | PriorYear1Yr |
| Prior Year2 | 2015 | PriorYear2Yr |
| Prior Year3 | 2014 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $498,893 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $421,092 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr1 | $517,720 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,437,705 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,192,309 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $577,283 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $615,026 | RemainingDistriFromCorpusAmt |
| Total Corpus | $2,052,731 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $498,893 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,553,838 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $421,092 | ExcessFromYear4Amt |
| Excess From Year1 | $517,720 | ExcessFromYear1Amt |
| Excess From Current Year | $615,026 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HOPE ALDRICH | ContributingManagerNm |
| Shareholder Manager | NA | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (39 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Akshaya Patra USA | |||||||
| 92 Montvale Avenue Suite 2500 | Stoneham | MA | 02180 | N/A | PC | General Support | $10,000 |
| Asian Cultural Council | |||||||
| 333 WEST 39TH STREET 1502 | New York | NY | 100361802 | N/A | PC | GENERAL SUPPORT | $25,000 |
| Bach Choir of Bethlehem | |||||||
| 440 Heckewelder Place | Bethlehem | PA | 18018 | N/A | PC | General Support | $25,000 |
| BayKids | |||||||
| 1007 Genl Kennedy Ave Box 10 | San Francisco | CA | 94129 | N/A | PC | General Support | $20,000 |
| Bowers Museum | |||||||
| 2002 North Main St | Santa Ana | CA | 92706 | N/A | PC | General Support | $2,500 |
| Brearley School | |||||||
| 610 East 83rd Street | New York | NY | 100287988 | N/A | PC | General Support | $3,500 |
| California State Parks Foundation | |||||||
| 33 NEW MONTGOMERY ST 520 | San Francisco | CA | 94105 | N/A | PC | GENERAL SUPPORT | $15,000 |
| Center for Reproductive Rights | |||||||
| 199 Water Street 22nd Fl | New York | NY | 10038 | N/A | PC | General Support | $25,000 |
| Central Park Conservancy | |||||||
| 14 East 60th Street | New York | NY | 10022 | N/A | PC | General Support | $15,000 |
| Conservation Minnesota | |||||||
| 1101 West River Pkwy Ste 250 | Minneapolis | MN | 554154853 | N/A | PC | General Support | $50,000 |
| High Country News Foundation | |||||||
| PO Box 1090 | Paonia | CO | 81428 | N/A | PC | General Support | $5,000 |
| Hoag Hospital Foundation | |||||||
| 330 PLACENTIA AVENUE STE 100 | Newport Beach CA | CA | 92663 | N/A | PC | General Support | $2,500 |
| KERA | |||||||
| 3000 Harry Hines Boulevard | Dallas | TX | 75201 | N/A | PC | General Support | $25,000 |
| KJZZ 915 FM | |||||||
| 2323 West 14th Street | Tempe | AZ | 85281 | N/A | PC | Fronteras offices | $25,000 |
| KOCE Public TV | |||||||
| 3080 Bristol St Suite 100 | Costa Mesa | CA | 92626 | N/A | PC | General Support | $10,000 |
| KUNM | |||||||
| Onate Hall 1 University of NM | Albuquerque | NM | 87131 | N/A | PC | General Support | $15,000 |
| Museum of Modern Art | |||||||
| 11 West 53rd Street | New York | NY | 10019 | N/A | PC | General Support | $2,500 |
| NARAL-Pro Choice America Foundation | |||||||
| 1156 15th Street NW | Washington | DC | 20005 | N/A | PC | General Support | $25,000 |
| National Dance Institute of New Mexico | |||||||
| 1140 Alto Street | Santa Fe | NM | 875012596 | N/A | PC | At-risk youth programs | $25,000 |
| National Dance Institute-New York | |||||||
| 217 West 147th Street | New York | NY | 100393427 | N/A | PC | General Support | $100,000 |
| Natural Resources Defense Council | |||||||
| 40 West 20th Street | New York | NY | 10011 | N/A | PC | General Support | $25,000 |
| Newport Beach Public Library Foundation | |||||||
| 1000 Avocado Ave | Newport Beach | CA | 926607915 | N/A | PC | General Support | $1,000 |
| Pittsburgh Community Broadcasting Corp | |||||||
| 67 Bedford Square | Pittsburgh | PA | 15203 | N/A | PC | General Support | $25,000 |
| Planned Parenthood Federation of America | |||||||
| 123 William Street | New York | NY | 10038 | N/A | PC | General Support | $75,000 |
| Planned Parenthood of New Mexico | |||||||
| 719 San Mateo Blvd NE | Albuquerque | NM | 87108 | N/A | PC | General Support | $25,000 |
| Planned Parenthood of New York City Inc | |||||||
| 26 Bleecker Street 6th Floor | New York | NY | 100122413 | N/A | PC | General Support | $100,000 |
| Planned Parenthood of Orange & SanBernar | |||||||
| 700 S Tustin St | Orange | CA | 92866 | N/A | PC | General Support | $25,000 |
| Population Council | |||||||
| One Dag Hammarskjold Plaza | New York | NY | 10017 | N/A | PC | General Support | $100,000 |
| Progressive The | |||||||
| 30 West Mifflin Suite 703 | Madison | WI | 53703 | N/A | PC | General Support | $1,000 |
| Responsible Wealth co United for a Fair Eco | |||||||
| 184 HIGH STREET 603 | Boston | MA | 02110 | N/A | PC | General Support | $20,000 |
| Rockefeller Family Fund | |||||||
| 475 Riverside Drive Ste 900 | New York | NY | 101160066 | N/A | PC | General Support | $125,000 |
| Save the Children | |||||||
| 501 Kings Hwy E Suite 400 | Fairfield | CT | 06825 | N/A | PC | Syrian Children Relief Fund | $75,000 |
| SITE Santa Fe | |||||||
| 1606 Paseo de Peralta | Santa Fe | NM | 87501 | N/A | PC | General Support | $15,000 |
| Smith Fund The | |||||||
| Smith College 33 Elm Street | Northampton | MA | 022410429 | N/A | PC | Alumnae Fund | $15,000 |
| South Coast Repertory | |||||||
| PO Box 2197 | Costa Mesa | CA | 926282197 | N/A | PC | General Support | $2,500 |
| Southwest Women's Law Center | |||||||
| 1410 Coal Ave SW | Albuquerque | NM | 87104 | N/A | PC | General Support | $2,500 |
| Washington Bach Consort | |||||||
| 1010 Vermont Ave NW Ste 202 | Washington | DC | 200054943 | N/A | PC | General Support | $50,000 |
| WETA | |||||||
| 3939 Campbell Avenue | Arlington | VA | 22206 | N/A | PC | General Support | $50,000 |
| Searchlight | |||||||
| 202 E MARCY STREET | SANTA FE | NM | 87501 | N/A | PC | GENERAL SUPPORT | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,183,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,842 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $187,262 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $827,509 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,018,613 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,018,613 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | HOPE ALDRICH | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O WITHUMSMITHBROWNPC 4600 E-W H | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 20814 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,175,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| GRANT PLANNING & DISBURSEMENTS | |||
| AND TAX RETURN PREPARATION | $9,064 | $725 | $8,339 |
Depreciation Schedule DepreciationSchedule
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | NO FORM 990-PF IS FILED WITH THE DELAWARE ATTORNEY GENERAL OFFICE, AS DELAWARE ONLY REQUIRES THE FILING OF THE RETURN IF THE NON-PROFIT ENTITY CONDUCTS ANY ACTIVITY IN THE STATE. | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (69 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACUITY BRANDS INC | $108,857 | $119,533 |
| ALPHABET INC - CLASS A | $765,544 | $1,044,576 |
| AMERISOURCEBERGEN CORP | $161,728 | $137,755 |
| AMGEN INC | $185,223 | $278,378 |
| ANTHEM INC | $0 | $0 |
| APPLE INC | $100,080 | $170,506 |
| ASPEN TECHNOLOGY INC | $0 | $0 |
| BIOGEN IDEC INC | $249,737 | $280,322 |
| BOEING CO | $0 | $0 |
| BOOZ ALLEN HAMILTON HLDG CORP | $79,663 | $157,598 |
| BRISTOL MYERS SQUIBB CO | $275,132 | $341,355 |
| BROADRIDGE FINL SOLUTIONS INC | $108,103 | $116,659 |
| CADENCE DESIGN SYSTEM INC | $173,513 | $290,203 |
| CARDINAL HEALTH INC | $135,865 | $87,057 |
| CARLISLE COS INC | $124,501 | $133,831 |
| CBRE GROUP INC | $120,526 | $143,348 |
| CIGNA CORP | $0 | $0 |
| CINTAS CORP | $282,322 | $275,054 |
| CISCO SYS INC | $652,488 | $547,254 |
| CITRIX SYS INC | $110,285 | $119,240 |
| COMCAST CORP | $247,124 | $287,019 |
| CUMMINS INC | $192,545 | $241,924 |
| CVS HEALTH CORP | $0 | $0 |
| DISCOVERY INC | $30,170 | $47,763 |
| DISNEY WALT CO | $0 | $0 |
| DOMINOS PIZZA INC | $0 | $0 |
| DUNKIN BRANDS GROUP INC | $0 | $0 |
| ENCOMPASS HEALTH CORP | $0 | $0 |
| EXPRESS SCRIPTS HLDG CO | $0 | $0 |
| FAIR ISAAC CORP | $112,628 | $196,011 |
| FEDERATED INVS INC PA | $108,389 | $103,476 |
| FLEETCOR TECHNOLOGIES INC | $233,399 | $281,753 |
| F5 NETWORKS INC | $0 | $0 |
| GAP INC DEL | $0 | $0 |
| GENESEE & WYO INC | $141,627 | $186,233 |
| HOME DEPOT INC | $0 | $0 |
| HUMANA INC | $0 | $0 |
| INTUIT | $140,229 | $217,985 |
| JAZZ PHARMACEUTICALS PLC IRELA | $123,707 | $133,137 |
| LEAR CORP | $0 | $0 |
| LOWES COS INC | $0 | $0 |
| LYONDELLBASELL INDUSTRIES NV | $147,937 | $128,816 |
| MASTERCARD INC | $227,504 | $713,333 |
| MCKESSON CORP | $130,844 | $113,976 |
| MERCK & CO INC | $121,960 | $126,498 |
| MICHAEL KORS HLDGS LTD | $0 | $0 |
| MICROSOFT CORP | $840,673 | $1,738,145 |
| MSCI INC | $148,829 | $176,768 |
| OMNICOM GROUP INC | $128,000 | $128,837 |
| ORACLE CORP | $422,413 | $419,366 |
| PARKER HANNIFIN CORP | $267,903 | $291,625 |
| PEPSICO INC | $94,948 | $134,472 |
| PRICE T ROWE GROUP INC | $125,301 | $152,844 |
| RED HAT INC | $0 | $0 |
| ROBERT HALF INTL INC | $103,144 | $110,056 |
| ROSS STORES INC | $0 | $0 |
| SOUTHWEST AIRLS CO | $217,211 | $244,682 |
| SPROUTS FMRS MKT INC | $0 | $0 |
| STARBUCKS CORP | $240,524 | $309,684 |
| SYSCO CORP | $247,421 | $351,279 |
| TARGET CORP | $136,558 | $237,144 |
| TJX COS INC NEW | $0 | $0 |
| UNITEDHEALTH GROUP INC | $514,357 | $661,053 |
| URBAN OUTFITTERS INC | $0 | $0 |
| VEEVA SYS INC | $183,550 | $173,049 |
| VISA INC | $264,244 | $678,997 |
| VMWARE INC | $82,110 | $128,075 |
| WALGREENS BOOTS ALLIANCE INC | $162,580 | $130,762 |
| WESTLAKE CHEM CORP | $0 | $0 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| CHECKBOOK FEE | $162 | $162 |
| CORPORATION FILING FEES | $783 | $783 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CUSTODY FEES: | ||
| US TRUST | $7,102 | $7,102 |
| ADVISORY FEES: | ||
| NUVEEN ASSET MGT | $70,074 | $70,074 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| FRANCHISE TAX | $25 | $25 |
| FEDERAL EXCISE TAX | $46,000 |
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