MARJORIE & CLARENCE E UNTERBERG FOUNDATION INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- MARJORIE & CLARENCE E UNTERBERG FOUNDATION INC (EIN 13-3792809)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-07-11
- IRS object ID
- 202011939349100321
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-07-11T14:56:15-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNERAMPER LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 750 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100172703 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133792809 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARJORIE & CLARENCE E UNTERBERG FDNINC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % THOMAS I UNTERBERG | InCareOfNm |
| Business Name Control | MARJ | BusinessNameControlTxt |
| Phone | 7322240292 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 WEST RIVER ROAD | AddressLine1Txt |
| City | RUMSON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 07760 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS I UNTERBERG | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2128614163 | PhoneNum |
| Signature | 2020-05-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT LEVIN | PreparerPersonNm |
| PTIN | P00363891 | PTIN |
| Phone | 2129498700 | PhoneNum |
| Preparation | 2020-05-10 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 64.238.150.4 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 26505220201935000102 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2020-07-11 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 1D3265E17847C379F1C5C4448D219ECC197EFF86 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | B4920360E5037D4628635D3D75FA6E8331AE0090 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-02-16 14:24:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,150,745 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $84,463 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $84,463 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $133,235 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $890,733 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $133,235 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $217,698 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $217,698 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Taxes Rev And Expnss | $41,946 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,336 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $18,136 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $16,710 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $250 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $60,082 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $19,046 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $250 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $508,700 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $508,700 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $568,782 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $19,046 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $508,950 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$351,084 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $198,652 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $114,223 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $7,881 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $7,881 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $2,884 | AcctRcvblAmt |
| Acct Rcvbl BOY | $2,721 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $2,884 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $2,884 | AcctRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl | $305,000 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $0 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $305,000 | OtherNtsAndLoansRcvblEOYAmt |
| Corporate Stock BOY | $4,144,385 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,658,514 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,139,980 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $84,179 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,131 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $4,345,508 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,978,410 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,150,745 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Additional Paid In Capital BOY | $4,345,508 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $3,978,410 | AdditionalPaidInCapitalEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,345,508 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,978,410 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,345,508 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,978,410 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,345,508 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$351,084 | ExcessRevenueOverExpensesAmt |
| Subtotal | $3,994,424 | SubtotalAmt |
| Other Decreases | $16,014 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,978,410 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SEE STATEMENT ATTACHED | P | $25,539 | $25,791 | -$252 | -$252 |
| SEE STATEMENT ATTACHED | P | $758,722 | $731,707 | $27,015 | $27,015 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $133,235 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $266,050 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,562,273 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.058315 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $937,434 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $2,938,747 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.318991 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $795,150 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,745,702 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.212283 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $834,900 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $4,547,838 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.183582 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $88,200 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $5,743,402 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.015357 | DistributionYr5Rt |
| Total Distribution | 0.788528 | TotalDistributionRt |
| Average Distribution | 0.157706 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,356,688 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $687,076 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,987 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $689,063 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $508,950 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $3,973 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $3,973 | SubtotalAmt |
| Tax Based On Investment Income | $3,973 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,500 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $2,500 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $36 | EsPenaltyAmt |
| Tax Due | $1,509 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS I UNTERBERG | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7322240292 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 WEST RIVER ROAD | AddressLine1Txt |
| City | RUMSON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 07760 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS I UNTERBERG | ||||||||
| 100 WEST RIVER ROAD | RUMSON | NJ | 07760 | PRESIDENT | 0.25 | $0 | $0 | $0 |
| MARY DEBARE | ||||||||
| 100 WEST RIVER ROAD | RUMSON | NJ | 07760 | VICE PRES/SECY | 0.25 | $0 | $0 | $0 |
| ANDREW ARNO | ||||||||
| 100 WEST RIVER ROAD | RUMSON | NJ | 07760 | TREASURER | 0.25 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,192,985 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $103,568 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $126,481 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,423,034 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,423,034 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $66,346 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,356,688 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $217,834 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $217,834 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,973 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,973 | TotalTaxAmt |
| Distributable Before Adj | $213,861 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $213,861 | DistributableBeforeDedAmt |
| Deduction From Distributable | $20,000 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $193,861 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $508,950 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $508,950 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $508,950 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $193,861 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $608,284 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $607,865 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $790,629 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $87,916 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,094,694 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $508,950 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $193,861 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $315,089 | RemainingDistriFromCorpusAmt |
| Total Corpus | $2,409,783 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $2,409,783 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $608,284 | ExcessFromYear4Amt |
| Excess From Year3 | $607,865 | ExcessFromYear3Amt |
| Excess From Year2 | $790,629 | ExcessFromYear2Amt |
| Excess From Year1 | $87,916 | ExcessFromYear1Amt |
| Excess From Current Year | $315,089 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS UNTERBERG | ContributingManagerNm |
| Contributing Manager | MARY DEBARE | ContributingManagerNm |
| Contributing Manager | ANDREW ARNO | ContributingManagerNm |
| Shareholder Manager | NA | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE STATEMENT ATTACHED | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | see statement attached | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | GENERAL CHARITABLE PURPOSE | GrantOrContributionPurposeTxt |
| Amt | $508,700 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $508,700 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $84,463 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $133,235 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $217,698 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $217,698 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (22 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 20 SHS. INFINITY ENERGY RESOUR | $229 | $0 |
| 303,313 A-2 LOANLOGICS (NYLX) | $242,371 | $684,635 |
| 1,500 PIMCO ENHANCED SHORT | $152,141 | $152,385 |
| 2,079 ATTUNITY LTD | $0 | $0 |
| 451 CHEGG INC | $8,484 | $17,097 |
| 2 INFINITY ENERGY RES | $0 | $0 |
| 1,226 MITEK SYSTEMS INC | $0 | $0 |
| 208 VARONIS SYS INC | $8,770 | $16,164 |
| 270 VIRTUSA CORP | $0 | $0 |
| 4,350 ISHARES CORE MSCI | $254,122 | $233,856 |
| 5,690 ISHARES CORE MSCI | $363,949 | $371,216 |
| 900 ISHARES NASDAQ | $99,983 | $108,459 |
| 9,200 JP MORGAN CHASE ALERIAN | $229,014 | $200,652 |
| 1,655 SPDR S&P 500 ETF | $449,580 | $532,678 |
| 1,070 VANGUARD SMALL CAP VALUE | $0 | $0 |
| 27,656.373 AQUILA THREE PEAKS | $0 | $0 |
| 30,734.328 DOUBLELINE TOTAL | $323,881 | $326,706 |
| 8,769.586 TEMPLETON GLOBAL BD | $103,705 | $93,571 |
| 4,676.367 CONESTOGA SMALL CAP | $249,023 | $281,751 |
| 18,589.813 KELLNER MERGER INST | $200,195 | $200,584 |
| 18,245.226 REMS REAL ESTATE | $0 | $0 |
| 41,210.316 TOUCHSTONE SANDS | $973,067 | $920,226 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| UNTERTERB TAYLOR LIQUIDATION | FMV | $0 | $0 |
| UNTERBERG TAYLOR CAPITAL FUND | FMV | $0 | $0 |
| INVESTMENT IN WARRENTS | FMV | $4,131 | $0 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX DIFFERENCE UNREALIZED LOSS | Desc |
| Amt | $16,014 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NONDEDUCTIBLE EXPENSES | $1,176 | ||
| INVESTMENT ADVISORY FEES | $16,710 | $16,710 | |
| FILING FEE | $250 | $250 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNTERBERG KOLLER CAPITAL FUND | Desc |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX PAID | $2,336 | $2,336 |
| FEDERAL TAXES PAID | $39,610 |
Comments