ANNE R DOW FAMILY FOUNDATION INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- ANNE R DOW FAMILY FOUNDATION INC (EIN 56-2298345)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-06-01
- IRS object ID
- 202011539349100736
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-06-01T16:07:13-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 431985162 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SMITH SULLIVAN & BROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 80 FLANDERS ROAD - SUITE 200 | AddressLine1Txt |
| City | WESTBOROUGH | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 01581 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 562298345 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ANNE R DOW FAMILY FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O KAREN L PRICE | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ANNE | BusinessNameControlTxt |
| Phone | 6174396779 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 12 FAINWOOD CIRCLE 3 | AddressLine1Txt |
| City | CAMBRIDGE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02139 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KAREN L PRICE | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6174396779 | PhoneNum |
| Signature | 2020-06-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SANDRA M BROWN CPA | PreparerPersonNm |
| PTIN | P01614103 | PTIN |
| Phone | 5088717178 | PhoneNum |
| Preparation | 2020-06-01 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 71.248.188.134 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-06-01 | IPDt |
| IP Tm | 17:05:03 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 4AB9D1E6AF43D1763615AF9EFF12F5AB88B60B8A | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 4AB9D1E6AF43D1763615AF9EFF12F5AB88B60B8A | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $1,576,411 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $56 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $56 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $70,003 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $70,003 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,146 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $514,972 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,146 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $72,205 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $72,205 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $750 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $750 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $15,466 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $15,466 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $2,655 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $285 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $64 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $50 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $19,685 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $16,501 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $800 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $68,483 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $68,483 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $88,168 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $16,501 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $69,283 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$15,963 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $55,704 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $28,035 | CashBOYAmt |
| Cash EOY | $20,954 | CashEOYAmt |
| Cash EOYFMV | $20,954 | CashEOYFMVAmt |
| US Government Obligations BOY | $148,655 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $110,964 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $79,542 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $384,577 | CorporateStockBOYAmt |
| Corporate Stock EOY | $363,491 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $409,866 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $230,844 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $211,525 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $223,396 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $690,084 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $740,341 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $842,653 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $1,482,195 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,447,275 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $1,576,411 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $1,482,195 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $1,447,275 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,482,195 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $1,447,275 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,482,195 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,447,275 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,482,195 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$15,963 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $1,466,232 | SubtotalAmt |
| Other Decreases | $18,957 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $1,447,275 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | PUBLICLY TRADED SECURITIES | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Gross Sales Price | $514,972 | GrossSalesPriceAmt |
| Cost Or Other Basis | $512,826 | CostOrOtherBasisAmt |
| Gain Or Loss | $2,146 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $2,146 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,146 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $69,896 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $1,416,157 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049356 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $70,868 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $1,454,124 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048736 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $72,131 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,436,037 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.050229 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $66,714 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,477,015 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.045168 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $76,979 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,543,317 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.049879 | DistributionYr5Rt |
| Total Distribution | 0.243368 | TotalDistributionRt |
| Average Distribution | 0.048674 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $1,441,926 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $70,184 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $557 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $70,741 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $69,283 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,114 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,114 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,114 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,680 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $1,680 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $3 | EsPenaltyAmt |
| Overpayment | $563 | OverpaymentAmt |
| Applied To ES Tax | $563 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KAREN L PRICE PRESIDENT | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6174396779 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 12 FAINWOOD CIRCLE 3 | AddressLine1Txt |
| City | CAMBRIDGE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02139 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| KAREN L PRICE | ||||||||
| 12 FAINWOOD CIRCLE 3 | CAMBRIDGE | MA | 02139 | PRESIDENT/DIRECTOR | 2.00 | $0 | $0 | $0 |
| CHRISTOPHER B DOW | ||||||||
| 12 FAINWOOD CIRCLE 3 | CAMBRIDGE | MA | 02139 | TREASURER/DIRECTOR | 2.00 | $0 | $0 | $0 |
| ALICIA DOW | ||||||||
| 12 FAINWOOD CIRCLE 3 | CAMBRIDGE | MA | 02139 | SECRETARY/DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,427,642 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $36,242 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,463,884 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,463,884 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $21,958 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,441,926 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $72,096 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $72,096 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,114 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,114 | TotalTaxAmt |
| Distributable Before Adj | $70,982 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $70,982 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $70,982 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $69,283 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $69,283 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $69,283 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $70,982 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $68,483 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $69,283 | QualifyingDistributionsAmt |
| Applied To Year1 | $68,483 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $800 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $70,182 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| AMERICAN CIVIL LIBERTIES UNION FOUNDATION | ||||||
| 125 BROAD STREET 18TH FLOOR | NEW YORK | NY | 10004 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $10,624 |
| AMERICAN FRIENDS SERVICE DEVELOPMENT | ||||||
| 1501 CHERRY STREET | PHILADELPHIA | PA | 19102 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $3,374 |
| CAMBODIAN CHILDREN'S FUND | ||||||
| 2461 SANTA MONICA BOULEVARD PMB 833 | SANTA MONICA | CA | 90404 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $10,122 |
| CAMBRIDGE COMMUNITY CHORUS | ||||||
| PO BOX 390278 | CAMBRIDGE | MA | 02139 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $1,000 |
| COMMUNITY PARTNERS (FOR HRDAG) | ||||||
| 1000 N ALAMEDA STREET SUITE 240 | LOS ANGELES | CA | 90012 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $2,500 |
| FISTULA FOUNDATION | ||||||
| 1922 THE ALAMEDA SUITE 302 | SAN JOSE | CA | 95126 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $6,748 |
| FRIENDS OF THE EARTH | ||||||
| PO BOX 96466 | WASHINGTON | DC | 20090 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $7,497 |
| HUMAN RIGHTS CAMPAIGN FOUNDATION | ||||||
| 1640 RHODE ISLAND AVE NW | WASHINGTON | DC | 20036 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $7,497 |
| INTERNATIONAL RESCUE COMMITTEE | ||||||
| 122 EAST 42ND STREET | NEW YORK | NY | 10168 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $7,497 |
| MA KA HANA KA 'IKE BUILDING PROGRAM | ||||||
| PO BOX 968 | HANA | HI | 96713 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $3,375 |
| MASSACHUSETTS ASSOCIATION OF TEACHERS OF SPEAKERS OF OTHER LANGUAGES INC | ||||||
| 2 CANTON ST STE B-223 | STOUGHTON | MA | 02072 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $1,500 |
| ONE ACRE FUND | ||||||
| 1742 TATUM STREET | FALCON HEIGHTS | MN | 55113 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $3,374 |
| PLOUGHSHARES FUND | ||||||
| 315 BAY STREET SUITE 400 | SAN FRANCISCO | CA | 94133 | PC | UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE | $3,375 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $68,483 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $56 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $70,003 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,146 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $72,205 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $72,205 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $1,500 | Amt |
| Net Investment Income | $750 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $750 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (67 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 5000 SHARES OF ADT CORP SR NOTE CPN 6.250% DUE 10/15/21 DTD 04/15/14 FC 10/1 | $5,214 | $5,275 |
| 2000 SHARES OF AES CORP SR NOTE CPN 4.875% DUE 05/15/23 DTD 04/30/13 FC 11/1 | $2,009 | $2,035 |
| 2000 SHARES OF AES CORP SR NOTE CPN 5.500% DUE 04/15/25 DTD 04/06/15 FC 10/1 | $2,073 | $2,065 |
| 3000 SHARES OF AT&T INC GLBL NOTE CPN 4.250% DUE 03/01/27 DTD 02/09/17 FC 09 | $3,060 | $3,291 |
| 4000 SHARES OF AECOM GTD SR NOTE CPN 5.875% DUE 10/15/24 DTD 10/15/15 FC 04/ | $4,188 | $4,420 |
| 3000 SHARES OF AIRCASTLE LTD SR NOTE CPN 5.125% DUE 03/15/21 DTD 03/26/14 FC | $3,017 | $3,097 |
| 2000 SHARES OF AIRCASTLE LTD SR NOTE CPN 5.000% DUE 04/01/23 DTD 03/24/16 FC | $2,015 | $2,143 |
| 4000 SHARES OF AMERICAN AXLE & MFG INC SR NOTE CPN 6.250% DUE 04/01/25 DTD 1 | $3,975 | $4,165 |
| 2000 SHARES OF AMERICAN TOWER CORP SR NOTE CPN 4.400% DUE 02/15/26 DTD 01/12 | $2,005 | $2,189 |
| 3000 SHARES OF ARAMARK SVCS INC SR NOTE CPN 4.750% DUE 06/01/26 DTD 12/01/16 | $3,050 | $3,128 |
| 5000 SHARES OF BALL CORP SR NOTE CPN 5.250% DUE 07/01/25 DTD 06/25/15 FC 01/ | $5,606 | $5,569 |
| 2000 SHARES OF CDW LLC FIN CORP SR NOTE CPN 4.250% DUE 04/01/28 DTD 09/26/19 | $2,000 | $2,098 |
| 3000 SHARES OF CIT GROUP INC SUB NOTE CPN 6.125% DUE 03/09/28 DTD 03/09/18 F | $3,338 | $3,544 |
| 4000 SHARES OF CNH INDL NV NOTE CPN 3.850% DUE 11/15/27 DTD 11/14/17 FC 05/1 | $3,982 | $4,167 |
| 3000 SHARES OF CSC HLDGS LLC SR NOTE CPN 6.750% DUE 11/15/21 DTD 11/15/12 FC | $3,125 | $3,218 |
| 2000 SHARES OF CVS HEALTH CORP SR NOTE CPN 5.125% DUE 07/20/45 DTD 07/20/15 | $2,136 | $2,359 |
| 5000 SHARES OF CALIFORNIA ST VARIOUS PURP BABS B/E TXBL CPN 7.550% DUE 04/01 | $4,537 | $8,005 |
| 4000 SHARES OF CALLON PETE CO DE SR NOTE CPN 6.125% DUE 10/01/24 DTD 04/01/1 | $4,115 | $4,070 |
| 2000 SHARES OF CHARTER COMMNS OPER LLC SR SECD NOTE CPN 4.908% DUE 07/23/25 | $2,105 | $2,201 |
| 3000 SHARES OF CHENIERE CORPUS CHRISTI HLDGS LLC SR SECD NOTE CPN 5.875% DUE | $3,125 | $3,375 |
| 3000 SHARES OF CLEARWATER PAPER CORP SR NOTE CPN 4.500% DUE 02/01/23 DTD 01/ | $2,869 | $3,004 |
| 5000 SHARES OF COMMONSPIRIT HEALTH BOND CPN 3.347% DUE 10/01/29 DTD 08/21/19 | $5,132 | $5,033 |
| 3000 SHARES OF CROWN AMER LLC SR NOTE CPN 4.500% DUE 01/15/23 DTD 07/15/13 F | $2,918 | $3,150 |
| 2000 SHARES OF CROWN AMERICAS LLC SR NOTE CPN 4.250% DUE 09/30/26 DTD 03/31/ | $1,865 | $2,085 |
| 3000 SHARES OF ELANCO ANIMAL HEALTH INC SR NOTE CPN 4.900% DUE 08/28/28 DTD | $3,244 | $3,264 |
| 3000 SHARES OF ENERGY TRANSFER OPER L P SR NOTE CPN 5.250% DUE 04/15/29 DTD | $3,335 | $3,365 |
| 3000 SHARES OF EQUINIX INC SR NOTE CPN 5.375% DUE 05/15/27 DTD 03/22/17 FC 0 | $3,105 | $3,251 |
| 3000 SHARES OF FEDEX CORP NOTE CPN 3.100% DUE 08/05/29 DTD 07/24/19 FC 02/05 | $2,990 | $2,977 |
| 2000 SHARES OF FISERV INC SR NOTE CPN 4.200% DUE 10/01/28 DTD 09/25/18 FC 04 | $2,178 | $2,206 |
| 3000 SHARES OF GMAC INC SR GTD NOTE CPN 8.000% DUE 11/01/31 DTD 11/01/09 FC | $3,763 | $4,144 |
| 3000 SHARES OF GENL MOTORS FINL CO INC SR NOTE CPN 4.250% DUE 05/15/23 DTD 1 | $3,024 | $3,159 |
| 2000 SHARES OF GEORGE WASHINGTON UNIV BOND CPN 4.126% DUE 09/15/48 DTD 04/04 | $2,011 | $2,309 |
| 5000 SHARES OF GOLDMAN SACHS GROUP INC SR NOTE CPN 3.500% DUE 11/16/26 DTD 1 | $4,787 | $5,219 |
| 2000 SHARES OF H&E EQUIP SVCS INC SR NOTE CPN 5.625% DUE 09/01/25 DTD 03/01/ | $1,988 | $2,100 |
| 3000 SHARES OF HCA INC SR NOTE CPN 5.375% DUE 02/01/25 DTD 01/16/15 FC 08/01 | $3,319 | $3,315 |
| 4000 SHARES OF IRON MOUNTAIN INC SR SUB NOTE CPN 5.750% DUE 08/15/24 DTD 08/ | $3,940 | $4,040 |
| 3000 SHARES OF KAISER FNDTN HOSPS PERMANENTE TXBL BOND SER 2017 3 A4 CPN 3.1 | $2,982 | $3,128 |
| 2000 SHARES OF LKQ CORP SR NOTE CPN 4.750% DUE 05/15/23 DTD 11/15/13 FC 05/1 | $1,977 | $2,032 |
| 3000 SHARES OF LENNAR CORP SR NOTE CPN 4.750% DUE 05/30/25 DTD 04/28/15 FC 1 | $2,993 | $3,225 |
| 5000 SHARES OF LEVEL 3 FINANCING INC SR NOTE CPN 5.250% DUE 03/15/26 DTD 10/ | $5,219 | $5,200 |
| 5000 SHARES OF LOS ANGELES CA UNI SCH DIST BABS REV B/E TXBL CPN 5.750% DUE | $5,933 | $6,411 |
| 3000 SHARES OF MGM RESORTS INTL SR NOTE CPN 6.000% DUE 03/15/23 DTD 11/25/14 | $3,077 | $3,296 |
| 2000 SHARES OF MASTEC INC SR NOTE CPN 4.875% DUE 03/15/23 DTD 03/18/13 FC 09 | $1,945 | $2,022 |
| 2000 SHARES OF MICROSOFT CORP NOTE CPN 3.750% DUE 02/12/45 DTD 02/12/15 FC 0 | $2,078 | $2,274 |
| 3000 SHARES OF NETFLIX INC SR NOTE CPN 5.875% DUE 02/15/25 DTD 10/15/15 FC 0 | $3,325 | $3,349 |
| 3000 SHARES OF NEW JERSEY ECON DEV AUTH ST PENSION FDG REV NPFG SER 97A B/E | $3,769 | $3,763 |
| 5000 SHARES OF NEWELL RUBBERMAID INC NOTE CPN 4.200% DUE 04/01/26 DTD 03/30/ | $5,151 | $5,211 |
| 3000 SHARES OF NOKIA CORP NOTE CPN 4.375% DUE 06/12/27 DTD 06/12/17 FC 12/12 | $3,150 | $3,128 |
| 4000 SHARES OF NUANCE COMMNS INC SR NOTE CPN 5.625% DUE 12/15/26 DTD 12/15/1 | $4,268 | $4,260 |
| 2000 SHARES OF NUSTAR LOGISTICS L P GTD SR NOTE CPN 4.800% DUE 09/01/20 DTD | $2,029 | $2,015 |
| 3000 SHARES OF OLIN CORP SR NOTE CPN 5.125% DUE 09/15/27 DTD 03/09/17 FC 09/ | $3,011 | $3,139 |
| 3000 SHARES OF PENSKE AUTO GRP INC SR SUB NOTE CPN 5.375% DUE 12/01/24 DTD 1 | $2,992 | $3,086 |
| 2000 SHARES OF PENTAIR FIN S A SR NOTE CPN 4.500% DUE 07/01/29 DTD 06/21/19 | $1,988 | $2,111 |
| 4000 SHARES OF PULTEGROUP INC SR NOTE CPN 5.500% DUE 03/01/26 DTD 03/01/16 F | $4,163 | $4,470 |
| 3000 SHARES OF RELX CAP INC GTD NOTE CPN 4.000% DUE 03/18/29 DTD 03/18/19 FC | $2,988 | $3,252 |
| 3000 SHARES OF ROYAL CARIBBEAN CRUISES NOTE CPN 3.700% DUE 03/15/28 DTD 11/2 | $3,016 | $3,101 |
| 2000 SHARES OF SERVICE CORP INTL SR NOTE CPN 4.625% DUE 12/15/27 DTD 12/12/1 | $2,019 | $2,087 |
| 2000 SHARES OF STEEL DYNAMICS INC SR NOTE CPN 4.125% DUE 09/15/25 DTD 09/13/ | $1,887 | $2,057 |
| 2000 SHARES OF TELEFLEX INC SR NOTE CPN 4.875% DUE 06/01/26 DTD 05/16/16 FC | $2,091 | $2,092 |
| 4000 SHARES OF TEVA PHARM FIN III B V SR NOTE CPN 2.200% DUE 07/21/21 DTD 07 | $3,692 | $3,875 |
| 2000 SHARES OF TOLL BROS FIN CORP GTD SR NOTE CPN 4.375% DUE 04/15/23 DTD 04 | $1,900 | $2,090 |
| 4000 SHARES OF UNITED CONTL HLDGS INC GTD SR NOTE CPN 5.000% DUE 02/01/24 DT | $4,162 | $4,270 |
| 3000 SHARES OF UNITED RENTALS NORTH AMER INC SR NOTE CPN 6.500% DUE 12/15/26 | $3,190 | $3,292 |
| 3000 SHARES OF VISA INC SR NOTE CPN 4.300% DUE 12/14/45 DTD 12/14/15 FC 06/1 | $3,172 | $3,701 |
| 2000 SHARES OF WESCO DISTR INC SR NOTE CPN 5.375% DUE 06/15/24 DTD 12/15/16 | $2,074 | $2,075 |
| 3000 SHARES OF WPX ENERGY INC UNSECD SR NOTE CPN 5.250% DUE 10/15/27 DTD 09/ | $3,056 | $3,165 |
| 3000 SHARES OF WYNDHAM WORLDWIDE CORP NOTE **CREDIT SENSITIVE CPN** CPN 5.40 | $3,085 | $3,184 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (46 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 57 SHARES OF ACCENTURE PLC IRELAND CLASS A NEW | $9,939 | $12,002 |
| 57 SHARES OF AON PLC CL A | $9,021 | $11,873 |
| 217 SHARES OF CITIGROUP INC NEW | $15,673 | $17,336 |
| 53 SHARES OF CHUBB LTD | $7,395 | $8,250 |
| 67 SHARES OF CIGNA CORP NEW | $12,323 | $13,701 |
| 334 SHARES OF COMCAST CORP CL A NEW | $12,678 | $15,020 |
| 59 SHARES OF DUPONT DE NEMOURS INC | $3,917 | $3,788 |
| 49 SHARES OF DANAHER CORP | $5,313 | $7,521 |
| 116 SHARES OF DUKE ENERGY CORP NEW | $9,430 | $10,580 |
| 36 SHARES OF EOG RESOURCES INC | $4,293 | $3,015 |
| 100 SHARES OF EATON CORP PLC | $8,793 | $9,472 |
| 150 SHARES OF FIRSTENERGY CORP | $6,025 | $7,290 |
| 76 SHARES OF FIDELITY NATIONAL INFORMATION SERVICES INC | $8,417 | $10,571 |
| 87 SHARES OF FISERV INC | $6,983 | $10,060 |
| 30 SHARES OF GOLDMAN SACHS GROUP INC | $7,072 | $6,898 |
| 60 SHARES OF HONEYWELL INTL INC | $9,633 | $10,620 |
| 71 SHARES OF INGERSOLL RAND PLC | $7,392 | $9,437 |
| 56 SHARES OF ILLINOIS TOOL WORKS INC | $8,137 | $10,059 |
| 113 SHARES OF JOHNSON CONTROLS INTL PLC | $4,165 | $4,600 |
| 124 SHARES OF JOHNSON & JOHNSON | $17,654 | $18,088 |
| 131 SHARES OF JPMORGAN CHASE & CO | $15,462 | $18,261 |
| 42 SHARES OF KIMBERLY CLARK CORP | $4,907 | $5,777 |
| 26 SHARES OF LEAR CORP NEW | $3,607 | $3,567 |
| 15 SHARES OF LOCKHEED MARTIN CORP | $5,049 | $5,841 |
| 45 SHARES OF MCKESSON CORP | $6,188 | $6,224 |
| 114 SHARES OF MEDTRONIC PLC | $11,119 | $12,933 |
| 56 SHARES OF NASDAQ INC | $5,063 | $5,998 |
| 27 SHARES OF NORTHROP GRUMMAN CORP | $8,658 | $9,287 |
| 106 SHARES OF NESTLE S A SPON ADR REPSTG REG SHS | $9,082 | $11,476 |
| 34 SHARES OF PEPSICO INC | $4,395 | $4,647 |
| 245 SHARES OF PFIZER INC | $10,786 | $9,599 |
| 108 SHARES OF PHILIP MORRIS INTL INC | $9,010 | $9,190 |
| 48 SHARES OF PNC FINANCIAL SERVICES GROUP INC | $6,813 | $7,662 |
| 82 SHARES OF PPG INDUSTRIES INC | $9,505 | $10,946 |
| 147 SHARES OF ROCHE HOLDING LIMITED SPONSORED ADR | $4,836 | $5,977 |
| 150 SHARES OF SOUTHERN COMPANY | $8,545 | $9,555 |
| 56 SHARES OF STATE STREET CORP | $4,397 | $4,430 |
| 221 SHARES OF SUNCOR ENERGY INC NEW | $6,952 | $7,249 |
| 45 SHARES OF STANLEY BLACK & DECKER INC | $6,427 | $7,458 |
| 138 SHARES OF TRUIST FINANCIAL CORP | $6,594 | $7,772 |
| 11 SHARES OF THERMO FISHER SCIENTIFIC INC | $2,682 | $3,574 |
| 53 SHARES OF TRAVELERS COS INC | $7,112 | $7,258 |
| 85 SHARES OF TEXAS INSTRUMENTS INC | $9,361 | $10,905 |
| 49 SHARES OF UNION PACIFIC CORP | $8,082 | $8,859 |
| 179 SHARES OF U S BANCORP DE NEW | $9,861 | $10,613 |
| 86 SHARES OF WELLS FARGO & CO NEW | $4,745 | $4,627 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $110,964 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $79,542 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (29 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 1004.893 SHARES OF AMERICAN MUTUAL CL F2 | AT COST | $37,021 | $43,713 |
| 1981.862 SHARES OF DOUBLELINE TOTAL RETURN BOND CL I | AT COST | $20,741 | $21,067 |
| 410.576 SHARES OF GUGGENHEIM TOTAL RETURN BOND INSTL CL | AT COST | $11,081 | $11,135 |
| 1878.522 SHARES OF COLUMBIA DIVIDEND INCOME INSTL CL | AT COST | $36,166 | $45,930 |
| 1496.997 SHARES OF GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL | AT COST | $22,129 | $23,024 |
| 1218.924 SHARES OF HARTFORD GROWTH OPPTYS CL I | AT COST | $47,872 | $51,256 |
| 1406.953 SHARES OF JPMORGAN EQUITY INCOME CL I | AT COST | $20,313 | $27,351 |
| 208 SHARES OF ISHARES RUSSELL 2000 VALUE ETF | AT COST | $20,949 | $26,745 |
| 212 SHARES OF ISHARES RUSSELL MID CAP ETF | AT COST | $8,810 | $12,639 |
| 2409.936 SHARES OF JPMORGAN U S LARGE CAP CORE PLUS CL I | AT COST | $57,288 | $59,501 |
| 1082.638 SHARES OF JPMORGAN STRATEGIC INCOME OPPTYS CL I | AT COST | $12,386 | $12,418 |
| 1083.221 SHARES OF JOHN HANCOCK DISCIPLINED VAL MID CAP CL I | AT COST | $21,566 | $24,123 |
| 890.024 SHARES OF LOOMIS SAYLES STRATEGIC INCOME CL Y | AT COST | $12,440 | $12,870 |
| 2662.057 SHARES OF VIRTUS NEWFLEET MULTI SECTOR SHORT TERM BOND CL I | AT COST | $12,589 | $12,592 |
| 539.519 SHARES OF FIRST EAGLE GLOBAL CL I | AT COST | $30,253 | $31,405 |
| 1715.157 SHARES OF CLEARBRIDGE DIVIDEND STRATEGY CL I | AT COST | $36,820 | $45,126 |
| 922.854 SHARES OF ACADIAN EMERGING MARKETS INVESTOR CL | AT COST | $18,184 | $19,131 |
| 1025.982 SHARES OF AKRE FOCUS INSTL CL | AT COST | $37,906 | $46,795 |
| 1563.41 SHARES OF BAILLIE GIFFORD EMERGING MARKETS INSTL CL | AT COST | $32,339 | $33,832 |
| 561.922 SHARES OF BROWN ADVISORY SMALL CAP GROWTH INVESTOR CL | AT COST | $11,079 | $12,418 |
| 374.557 SHARES OF DODGE & COX STOCK | AT COST | $67,826 | $72,574 |
| 1505.966 SHARES OF EDGEWOOD GROWTH INSTL CL | AT COST | $30,901 | $58,010 |
| 3111.528 SHARES OF JOHN HANCOCK DISCIPLINED VALUE CL I | AT COST | $61,224 | $64,533 |
| 3955.617 SHARES OF MAINSTAY MACKAY HIGH YIELD CORP BOND CL I | AT COST | $22,155 | $22,468 |
| 1000.462 SHARES OF PIMCO INVESTMENT GRADE CREDIT BOND CL I2 | AT COST | $9,854 | $10,925 |
| 1043.798 SHARES OF PIMCO TOTAL RETURN CL I2 | AT COST | $10,358 | $10,793 |
| 684.107 SHARES OF PAYDEN LOW DURATION INVESTOR CL | AT COST | $6,775 | $6,903 |
| 1062.63 SHARES OF ROYCE TOTAL RETURN INVESTMENT CL | AT COST | $11,846 | $11,615 |
| 215.357 SHARES OF CLEARBRIDGE LARGE CAP GROWTH CL I | AT COST | $11,470 | $11,761 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADJUSTMENT TO COST BASIS | Desc |
| Amt | $18,957 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE FILING FEES | $35 | $0 | $35 |
| ANNUAL REPORT FILING FEE | $15 | $0 | $15 |
| LATE FEES AND PENALTIES | $14 | $0 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $15,466 | $15,466 | $0 |
| INVESTMENT EXPENSES | $0 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES ON DIVIDENDS | $285 | $285 | $0 |
| 2019 990-PF ESTIMATED TAX PAYMENTS | $1,680 | $0 | $0 |
| 2018 990-PF TAX PAYMENT | $690 | $0 | $0 |
Comments