RICHARD AND HINDA ROSENTHAL FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- RICHARD AND HINDA ROSENTHAL FOUNDATION (EIN 13-6104817)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-16
- IRS object ID
- 202003219349106295
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-16T16:43:47-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136104817 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ROSENTHAL FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ASSETS ADMIN & MANAGEMENT IN | InCareOfNm |
| Business Name Control | ROSE | BusinessNameControlTxt |
| Phone | 2033259900 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET SUITE 208B Suit | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMIE R WOLF | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 2033259900 | PhoneNum |
| Signature | 2020-10-31 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH RUPPE CPA | PreparerPersonNm |
| PTIN | P00135441 | PTIN |
| Phone | 2127519100 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 173.54.196.214 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 22006220203215000232 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2020-11-16 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 815002FB01FAC68D5812F11C1F98519E61D77ADA | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 26AFAFBB5600322D6E89E54C209108A7D7F44349 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,175,944 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,237,309 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $367,460 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $367,460 | DividendsNetInvstIncmAmt |
| Net Rental Income Or Loss | $536 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $1,131,908 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,768,050 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,131,908 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $17,189 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $565,460 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$43,769 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,302,137 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,455,599 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $17,189 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $74,667 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $74,667 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $45,091 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $410 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $26,471 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $26,471 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,113 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $337 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $147,342 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $75,414 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $26,471 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,114,427 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,114,427 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,261,769 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $75,414 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,140,898 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,040,368 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,380,185 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $17,189 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $824,933 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $646,374 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $646,374 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $1,000 | AcctRcvblAmt |
| Acct Rcvbl EOY | $1,000 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $1,000 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $516,146 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $377,286 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $385,525 | USGovtObligationsEOYFMVAmt |
| Corporate Bonds BOY | $999,172 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $712,277 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $727,762 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $14,065,701 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $15,634,603 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $17,415,283 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $16,405,952 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,371,540 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,175,944 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $146,950 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $72,170 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $146,950 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $72,170 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $765,328 | CapitalStockBOYAmt |
| Capital Stock EOY | $765,328 | CapitalStockEOYAmt |
| Retained Earning BOY | $15,493,674 | RetainedEarningBOYAmt |
| Retained Earning EOY | $16,534,042 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,259,002 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,299,370 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,405,952 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,371,540 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,259,002 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,040,368 | ExcessRevenueOverExpensesAmt |
| Subtotal | $17,299,370 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $17,299,370 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (7 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| MFC ISHARES MSCI ACWI ETF | P | 2018-08-24 | $499,962 | $509,204 | -$9,242 | -$9,242 | |
| MFC ISHARES MSCI ACWI ETF | P | $400,016 | $399,874 | $142 | $142 | ||
| NORTHERN TRUST MANAGED BOND ACCOUNT(SCHEDULE ATTACHED) | P | $743,738 | $716,049 | $27,689 | $27,689 | ||
| NORTHERN TRUST MANAGED BOND ACCOUNT(SCHEDULE ATTACHED) | P | $725,702 | $729,285 | -$3,583 | -$3,583 | ||
| CERBERUS INTERNATIONAL FUND LTD | P | 1998-07-01 | $5,692 | $0 | $5,692 | $5,692 | 2019-11-30 |
| OZ OVERSEAS FUND LTD | P | 2004-03-13 | $193 | $0 | $193 | $193 | 2019-12-31 |
| VIKING GLOBAL EQUITIES III LTD | P | 2005-12-31 | $1,087,865 | $281,730 | $806,135 | $806,135 | 2019-01-31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,131,908 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $17,189 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,392,545 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $20,804,159 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.115003 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,874,030 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $19,987,594 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.09376 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,056,550 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $20,112,490 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.151973 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,491,808 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $23,622,829 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.147815 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,954,571 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $26,079,607 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.11329 | DistributionYr5Rt |
| Total Distribution | 0.621841 | TotalDistributionRt |
| Average Distribution | 0.124368 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,243,111 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,268,859 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $13,802 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,282,661 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,349,056 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $13,802 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $13,802 | SubtotalAmt |
| Tax Based On Investment Income | $13,802 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $17,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $425 | EsPenaltyAmt |
| Overpayment | $2,773 | OverpaymentAmt |
| Applied To ES Tax | $2,773 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | None | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ASSETS ADMIN & MANAGEMENT INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2033259900 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET SUITE 208B | AddressLine1Txt |
| City | Stamford | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt | Address Line2USAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|
| NANCY STEPHENS | |||||||||
| 255 N SALTAIR AVENUE | Los Angeles | CA | 90049 | PRESIDENT & TRUSTEE | 20.0 | $0 | $0 | $0 | |
| JAMIE R WOLF | |||||||||
| 812 N FOOTHILL ROAD | BEVERLEY HILLS | CA | 90210 | SECRETARY & TRUSTEE | 10.0 | $0 | $0 | $0 | |
| RICK ROSENTHAL | |||||||||
| 255 N SALTAIR AVENUE | LOS ANGELES | CA | 90049 | TREASURER & TRUSTEE | 10.0 | $0 | $0 | $0 | |
| NOAH ROSENTHAL | |||||||||
| 2015 NICHOLS CANYON ROAD | LOS ANGELES | CA | 90046 | TRUSTEE | 8.0 | $0 | $0 | $0 | |
| DAVID M WOLF | |||||||||
| 812 N FOOTHILL ROAD | BEVERLY HILLS | CA | 90210 | TRUSTEE | 4.0 | $0 | $0 | $0 | |
| KATE WOLF | |||||||||
| 5031 MERIDIAN STREET | LOS ANGELES | CA | 90042 | TRUSTEE | 4.0 | $0 | $0 | $0 | |
| JANE STEPHENS ROSENTHAL | |||||||||
| 1874 Morton Avenue | Los Angeles | CA | 90026 | TRUSTEE | 4.0 | $0 | $0 | $0 | |
| MICHAEL STEPHENS ROSENTHAL | |||||||||
| 210 West 16th Street | New York | NY | 10011 | TRUSTEE | 4.0 | $0 | $0 | $0 | Apt 6C |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | SEE ATTACHED SCHEDULE | Description1Txt |
| Expenses1 | $200,000 | Expenses1Amt |
| Description2 | SEE ATTACHED SCHEDULE | Description2Txt |
| Expenses2 | $5,000 | Expenses2Amt |
| All Other Program Rltd Invst Tot | $3,158 | AllOtherProgramRltdInvstTotAmt |
| Total | $208,158 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $10,710,162 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $381,377 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $7,429,386 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,520,925 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,520,925 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $277,814 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,243,111 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $912,156 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $912,156 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $13,802 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $13,802 | TotalTaxAmt |
| Distributable Before Adj | $898,354 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $898,354 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $898,354 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,140,898 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $208,158 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $2,349,056 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $13,802 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,335,254 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $898,354 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,670,277 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,325,447 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,060,661 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $886,307 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,395,835 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $8,338,527 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,349,056 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $1,237,309 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $898,354 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $213,393 | RemainingDistriFromCorpusAmt |
| Total Corpus | $9,789,229 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,670,277 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $8,118,952 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,325,447 | ExcessFromYear4Amt |
| Excess From Year3 | $2,060,661 | ExcessFromYear3Amt |
| Excess From Year2 | $886,307 | ExcessFromYear2Amt |
| Excess From Year1 | $1,395,835 | ExcessFromYear1Amt |
| Excess From Current Year | $1,450,702 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Nancy Stephens | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 Summer Street Suite 208B | AddressLine1Txt |
| City | Stamford | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2033259900 | RecipientPhoneNum |
| Form And Info And Materials | NONE | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | See Attached Statement | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET 20B | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | Public charity | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | Unrestricted grant | GrantOrContributionPurposeTxt |
| Amt | $2,114,427 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,114,427 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $367,460 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp |
Net Rental Income Personal Prop NetRentalIncomePersonalPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $536 | UnrelatedBusinessTaxblIncmAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $565,460 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,131,908 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $536 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,064,828 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,065,364 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| Jamie R Wolf | ||||||
| 1 | 2777 Summer Street Suite 208B | Stamford | CT | 06905 | $881,700 | Yes (X) |
| Richard L Rosenthal Jr | ||||||
| 2 | 2777 Summer Street Suite 208B | Stamford | CT | 06905 | $355,609 | Yes (X) |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SCHEDULE ATTACHED | Desc |
| Amt | $3,158 | Amt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| U.S. GOVERNMENT AGENCY BONDS | $91,898 | $96,437 |
| CORPORATE BONDS | $620,379 | $631,325 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $377,286 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $385,525 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (20 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| WLR RECOVERY FUND, LP | AT COST | $28,714 | $40,421 |
| CERBERUS INTL LTD | AT COST | $0 | $11,573 |
| COLCHESTER GLOBAL BOND FUND,LP | AT COST | $995,695 | $993,595 |
| CONTRARIAN OFFSHORE FUND LTD | AT COST | $250,000 | $616,122 |
| DAVIDSON KEMPNER PARTNERS LTD | AT COST | $250,000 | $732,732 |
| FIR TREE INTER.VALUE FUND, LP | AT COST | $1 | $12,351 |
| ABERDEEN PRIVATE EQUITY III,LP | AT COST | $1 | $85,725 |
| ABERDEEN VENTURE CAPITAL VI,LP | AT COST | $1 | $310,981 |
| GREENLIGHT MASTERS FUND, LTD | AT COST | $0 | $0 |
| ISHARES MCSI ACWI ETF | AT COST | $9,950,983 | $9,985,896 |
| PRINCIPAL REAL ESTATE FUND | AT COST | $1,945,125 | $1,944,946 |
| LEXINGTON PARTNERS VII, LTD | AT COST | $1 | $34,527 |
| NEXT GENERATION PARTNERS V, LP | AT COST | $1 | $251,984 |
| OZ OVERSEAS FUND, LTD | AT COST | $1,583 | $399 |
| PERRY PARTNERS INTERNAT.,LTD | AT COST | $16,409 | $258 |
| FORESTER STRATEGIC OPPORT.,LTD | AT COST | $1,796,960 | $1,886,757 |
| PROGRAM RELATED INVESTMENTS | AT COST | $399,126 | $399,126 |
| TECHNLGY CROSSOVER VENT. V, LP | AT COST | $1 | $56,654 |
| TECHNLGY CROSSOVER VENT. VI,LP | AT COST | $2 | $51,236 |
| VIKING GLOBAL EQUITIES III LTD | AT COST | $0 | $0 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FILING FEES | $750 | $0 |
| LEGAL FEES | $337 | $337 |
| MISCELLANEOUS | $26 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (14 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| THROUGH THE COLCHESTER GLOBAL BOND FUND | $0 | -$34,148 |
| THROUGH ABERDEEN VENTURE PARTNERS VI,LP | $113,542 | $937 |
| THROUGH NEXT GENERATION PARTNERS V, L.P. | $116,060 | -$1,171 |
| THROUGH THE TECH MOVIE, LLC | $0 | -$4,141 |
| THROUGH 64TH STREET MEDIA, LLC | $0 | -$68 |
| THROUGH E-TEAM THE MOVIE, LLC | $0 | -$7 |
| Widows Orphans and Puppies | $0 | -$6,818 |
| THROUGH ABERDEEN PRIVATE EQUITY III, LP | $111,471 | $1,849 |
| THROUGH WLR RECOVERY FUND V | $0 | $89 |
| THROUGH EAGLE HUNTRESS, LLC | $0 | -$291 |
| CERBERUS INTERNATIONAL | $5,692 | $0 |
| LEXINGTON CAPITAL PARTNERS | $11,809 | $0 |
| TECHNOLOGY CROSSOVER VENTURES V, LP | $134,750 | $0 |
| FIR TREE INTERNATIONAL VALUE FUND | $72,136 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| IMPACT PARTNERS CONSULTING FEE | $17,500 | $17,500 |
| CAMBRIDGE ASSOCIATES FEES | $36,266 | $36,266 |
| PARTNERSHIP INVESTMENTS FEES | $20,901 | $20,901 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN WITHHOLDING TAXES | $410 | $410 |
| FEDERAL EXCISE TAXES | $44,681 | $0 |
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