MERCK FAMILY FUND: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- MERCK FAMILY FUND (EIN 22-6063382)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-09
- IRS object ID
- 202003149349101365
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-09T14:26:59-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100225342 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 226063382 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MERCK FAMILY FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MERC | BusinessNameControlTxt |
| Phone | 6176963580 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 870245 | AddressLine1Txt |
| City | MILTON VILLAGE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021870245 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ELIZA HATCH | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6176963580 | PhoneNum |
| Signature | 2020-11-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH L ALI CPA | PreparerPersonNm |
| PTIN | P02093808 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2020-11-02 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 104.162.82.251 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-09 | IPDt |
| IP Tm | 14:22:25 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 8014D1ED4C8A2356BC16CA1BD647B715D864CCDB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $61,366,399 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $149,042 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $22,191 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $22,191 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $756,418 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,307,731 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $249,335 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,438,947 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $824,985 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,392 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$219,070 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,181,378 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,935,837 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $326,219 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $21,916 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $304,303 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $30,433 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $30,433 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $150,933 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $10,140 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $130,108 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $23,250 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $21,750 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $451,795 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $219,523 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $232,272 | OtherProfFeesDsbrsChrtblAmt |
| Interest Net Invst Incm | $74,207 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $34,146 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $35,027 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $42,068 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $43,296 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $25,971 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $29,465 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $31,255 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $349,050 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $31,722 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,116,070 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $709,863 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $823,349 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,597,550 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,872,550 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,713,620 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $709,863 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,695,899 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,532,242 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,225,974 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $469,011 | CashBOYAmt |
| Cash EOY | $68,512 | CashEOYAmt |
| Cash EOYFMV | $68,512 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,138,006 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,615,377 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,615,377 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $163,676 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $157,414 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $157,414 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $4,357,241 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $3,130,066 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,130,066 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $17,105,046 | CorporateStockBOYAmt |
| Corporate Stock EOY | $21,204,394 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $21,204,394 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,757,863 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,360,928 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,360,928 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $29,093,875 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $32,824,169 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $32,824,169 | OtherInvestmentsEOYFMVAmt |
| Land BOY | $2,280 | LandBOYAmt |
| Land EOY | $0 | LandEOYAmt |
| Land EOYFMV | $0 | LandEOYFMVAmt |
| Other Assets BOY | $10,895 | OtherAssetsBOYAmt |
| Other Assets EOY | $5,539 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $5,539 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $55,097,893 | TotalAssetsBOYAmt |
| Total Assets EOY | $61,366,399 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $61,366,399 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $22,377 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $29,638 | AccountsPayableEOYAmt |
| Grants Payable BOY | $820,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $545,000 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $262,370 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $311,546 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,104,747 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $886,184 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $53,716,677 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $60,295,823 | NoDonorRstrNetAssestsEOYAmt |
| Donor Rstr Net Assets BOY | $276,469 | DonorRstrNetAssetsBOYAmt |
| Donor Rstr Net Assets EOY | $184,392 | DonorRstrNetAssetsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $53,993,146 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $60,480,215 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $55,097,893 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $61,366,399 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $53,993,146 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,532,242 | ExcessRevenueOverExpensesAmt |
| Other Increases | $9,068,487 | OtherIncreasesAmt |
| Subtotal | $60,529,391 | SubtotalAmt |
| Other Decreases | $49,176 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $60,480,215 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $13,435,100 | $13,189,612 | $245,488 | $245,488 | |
| THRU SCHEDULE K-1S, NET OF UBI | $575,650 | $575,650 | P | ||
| CAPITAL GAINS DIVIDENDS | $3,847 | $3,847 | $3,847 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $824,985 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,734,022 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $58,957,629 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.063334 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,538,959 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $58,307,910 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.060694 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,586,039 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $54,364,347 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.065963 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,398,316 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $57,286,047 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.059322 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,203,177 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $58,637,068 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.054627 | DistributionYr5Rt |
| Total Distribution | 0.303940 | TotalDistributionRt |
| Average Distribution | 0.060788 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $58,311,318 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,544,628 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $12,260 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,556,888 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,695,899 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $12,260 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $12,260 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $12,260 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $149,184 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $149,184 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $136,924 | OverpaymentAmt |
| Applied To ES Tax | $136,924 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NJ | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.MERCKFF.ORG | WebsiteAddressTxt |
| Individual With Books | JAMES MAGUIRE | IndividualWithBooksNm |
| Phone | 6176963580 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 95 ELIOT STREET SUITE 2 | AddressLine1Txt |
| City | MILTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021863033 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (14 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| OONA COY | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE, PRESIDENT | 1.00 | $0 | $0 | $0 |
| ELIZA HATCH | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE, VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| PATIENCE CHAMBERLIN | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE, SECRETARY | 1.00 | $0 | $0 | $0 |
| GEORGE WHITRIDGE | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE, TREASURER | 1.00 | $0 | $0 | $0 |
| NATHANIEL CHAMBERLIN | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE (BEGAN 02/02/2019) | 1.00 | $0 | $0 | $0 |
| OLIVIA FARR | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| HENRY HATCH | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| SUSANNAH HATCH | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| KATHARINE CHAMBERLIN MATYS | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| FRIEDRIKE MERCK | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| WILHELM MERCK | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| MORGAN WHITRIDGE | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | TRUSTEE (BEGAN 02/02/2019) | 1.00 | $0 | $0 | $0 |
| JAMES MAGUIRE | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | CHIEF FINANCIAL OFFICER | 40.00 | $112,088 | $40,915 | $0 |
| JENNY RUSSELL | ||||||||
| PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | EXECUTIVE DIRECTOR | 40.00 | $214,131 | $74,178 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| FORTIGENT | |||||
| 75 STATE STREET | BOSTON | MA | 02109 | INVESTMENT MANAGEMENT FEES | $102,418 |
| PATHSTONE FEDERAL STREET ADVISORS | |||||
| 24 FEDERAL ST | BOSTON | MA | 02110 | INVESTMENT ADVISOR | $85,000 |
| RUTH GOLDMAN | |||||
| 95 ELIOT STREET | MILTON | MA | 02186 | PROGRAM CONSULTANT | $70,300 |
| BLAUSTEIN SCHOOL OF PLANNING & PUBLIC POLICY | |||||
| 33 LIVINGSTON AVENUE | NEW BRUNSWICK | NJ | 08901 | PROGRAM CONSULTANT | $55,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $57,529,843 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,669,465 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $59,199,308 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $59,199,308 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $887,990 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $58,311,318 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,915,566 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,915,566 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,260 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,260 | TotalTaxAmt |
| Distributable Before Adj | $2,903,306 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,903,306 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,903,306 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,695,899 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,695,899 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $12,260 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,683,639 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,903,306 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $384,826 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $566,765 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $942,406 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $728,793 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $844,211 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,467,001 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,695,899 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,903,306 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $792,593 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $4,259,594 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $85,000 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $299,826 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,874,768 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $566,765 | ExcessFromYear4Amt |
| Excess From Year3 | $942,406 | ExcessFromYear3Amt |
| Excess From Year2 | $728,793 | ExcessFromYear2Amt |
| Excess From Year1 | $844,211 | ExcessFromYear1Amt |
| Excess From Current Year | $792,593 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | MERCK FAMILY FUND ATTN JAMES MAGUIR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 870245 | AddressLine1Txt |
| City | MILTON VILLAGE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021870245 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 6176963580 | RecipientPhoneNum |
| Form And Info And Materials | STEP 1 - LETTER OF INQUIRY USING THE ONLINE APPLICATION; STEP 2 - FULL PROPOSAL USING THE ONLINE APPLICATION SYSTEM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | FEBRUARY 1 AND AUGUST 1 | SubmissionDeadlinesTxt |
| Restrictions On Awards | GRANTS MADE ONLY TO ORGANIZATIONS THAT ARE TAX EXEMPT | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (94 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| A LITTLE TOUCH OF EVERYTHING (DBA MILL CREEK FARM) | ||||||||
| 4901 BROWN STREET | PHILADELPHIA | PA | 19139 | N/A | PC | GENERAL SUPPORT | $15,000 | |
| ACADIA CENTER | ||||||||
| PO BOX 583 | ROCKPORT | ME | 04856 | N/A | PC | ADVANCING ENERGY EFFICIENCY LEADERSHIP IN NEW ENGLAND | $100,000 | |
| ALLIANCE FOR AFFORDABLE ENERGY | ||||||||
| 4505 SOUTH CLAIBORNE AVENUE | NEW ORLEANS | LA | 70125 | N/A | PC | BUILDING AN ENERGY EFFICIENT LOUISIANA | $20,000 | |
| AMERICAN COUNCIL FOR AN ENERGY-EFFICIENT ECONOMY | ||||||||
| 529 14TH STREET NW | WASHINGTON | DC | 20045 | N/A | PC | PROMOTING ENERGY EFFICIENCY AND PROTECTING HEALTH THROUGH TECHNICAL ASSISTANCE IN THE SOUTHEAST | $70,000 | |
| AMERICAN RIVERS | ||||||||
| 1101 14TH STREET NW | WASHINGTON | DC | 20009 | N/A | PC | SUSTAINING A COLLABORATIVE APPROACH TO PROTECTING THE LITTLE TENNESSEE RIVER NATIVE FISH CONSERVATION AREA | $40,000 | |
| ASSOCIATED GRANTMAKERS | ||||||||
| 55 COURT STREET | BOSTON | MA | 02108 | N/A | PC | 2019 MEMBERSHIP GRANT | $3,000 | |
| BED-STUY CAMPAIGN AGAINST HUNGER | ||||||||
| PO BOX 330532 | BROOKLYN | NY | 11233 | N/A | PC | GREEN TEENS INTERNSHIP PROGRAM | $25,000 | |
| BIODIVERSITY FUNDERS GROUP | ||||||||
| PO BOX 29361 1016 TORNEY AVENUE 2ND | SAN FRANCISCO | CA | 94129 | N/A | PC | 2019 MEMBERSHIP GRANT | $5,000 | FL |
| BRANDEIS UNIVERSITY | ||||||||
| DEPARTMENT OF SOCIOLOGY MS 071 | WALTHAM | MA | 02454 | N/A | PC | TOWARDS HOLISTIC EVALUATION OF URBAN AGRICULTURE IN MASSACHUSETTS | $25,000 | |
| CAPE FEAR RIVER WATCH | ||||||||
| 617 SURRY STREET | WILMINGTON | NC | 28401 | N/A | PC | BIOMASS WORK IN SOUTHEAST US | $5,000 | |
| CERES | ||||||||
| 99 CHAUNCY STREET 6TH FL | BOSTON | MA | 02111 | N/A | PC | MOBILIZING CORPORATE ENERGY USERS TO INCREASE ENERGY EFFICIENCY | $75,000 | |
| CLEAN ENERGY GROUP INC | ||||||||
| 50 STATE STREET | MONTPELIER | VT | 05602 | N/A | PC | STRENGTHENING ENERGY STORAGE POLICIES IN MASSACHUSETTS AND BEYOND | $50,000 | |
| CLEAN WATER FUND | ||||||||
| 88 BROAD STREET LOWER LEVEL | BOSTON | MA | 02110 | N/A | PC | CAMPAIGN FOR A CLEAN ENERGY FUTURE | $50,000 | |
| COASTAL CONSERVATION LEAGUE | ||||||||
| PO BOX 1765 | CHARLESTON | SC | 29402 | N/A | PC | GENERAL SUPPORT, COASTAL CONSERVATION LEAGUE: ENERGY EFFICIENCY AND INTEGRATED RESOURCE PLANNING | $45,000 | |
| CONFLUENCE PHILANTHROPY | ||||||||
| 475 10TH AVENUE 14TH FL | NEW YORK | NY | 10018 | N/A | PC | 2019 MEMBERSHIP GRANT | $1,500 | |
| CONSERVATION LAW FOUNDATION | ||||||||
| 62 SUMMER STREET | BOSTON | MA | 02110 | N/A | PC | ADVANCING STATE-BASED DECARBONIZATION STRATEGIES | $50,000 | |
| CONSERVATION LAW FOUNDATION | ||||||||
| 62 SUMMER STREET | BOSTON | MA | 02110 | N/A | PC | FARM AND FOOD INITIATIVE | $40,000 | |
| DOGWOOD ALLIANCE | ||||||||
| PO BOX 7645 | ASHEVILLE | NC | 28802 | N/A | PC | WETLAND FOREST INITIATIVE (WFI) | $25,000 | |
| DOGWOOD ALLIANCE | ||||||||
| PO BOX 7645 | ASHEVILLE | NC | 28802 | N/A | PC | BIOMASS WORK IN SOUTHEAST US | $25,000 | |
| ENERGY & ENTERPRISE INITIATIVE | ||||||||
| GEORGE MASON UNIVERSITY | FAIRFAX | VA | 22030 | N/A | PC | GENERAL SUPPORT | $40,000 | |
| ENERGY FOUNDATION | ||||||||
| 301 BATTERY STREET | SAN FRANCISCO | CA | 94111 | N/A | PC | ENERGY FOUNDATION ENERGY OPTIMIZATION ADVOCATES MEETING | $20,000 | |
| ENVIRONMENTAL AND ENERGY STUDY INSTITUTE | ||||||||
| 1020 19TH STREET NW | WASHINGTON | DC | 20036 | N/A | PC | EQUITABLE ACCESS TO CLEAN ENERGY SAVINGS FOR RURAL HOUSEHOLDS | $25,000 | |
| ENVIRONMENTAL GRANTMAKERS ASSOCIATION | ||||||||
| 475 RIVERSIDE DRIVE | NEW YORK | NY | 10115 | N/A | PC | 2019 MEMBERSHIP GRANT | $8,050 | |
| ENVIRONMENTAL INTEGRITY PROJECT | ||||||||
| 1000 VERMONT AVENUE NW SUITE 1100 | WASHINGTON | DC | 20005 | N/A | PC | BUILDING AND LEADING A COALITION TO COMBAT THE RAPIDLY EXPANDING WOOD BIOMASS INDUSTRY | $25,000 | |
| ENVIRONMENTAL INTEGRITY PROJECT | ||||||||
| 1000 VERMONT AVENUE NW SUITE 1100 | WASHINGTON | DC | 20005 | N/A | PC | BIOMASS WORK IN SOUTHEAST US | $5,000 | |
| ENVIRONMENTAL PAPER NETWORK | ||||||||
| 1 HAYWOOD STREET SUITE 401 | ASHEVILLE | NC | 28801 | N/A | PC | GENERAL SUPPORT | $35,000 | |
| FEDERATION OF NEIGHBORHOOD CENTERS | ||||||||
| 1901 S 9TH STREET | PHILADELPHIA | PA | 19148 | N/A | PC | COMMUNITY LEARNING FARM OF FNC | $20,000 | |
| FOODCORPS | ||||||||
| 1140 SE 7TH AVENUE SUITE 110 | PORTLAND | OR | 97214 | N/A | PC | FOODCORPS MA FIELD OFFICE: TRANSFORMING SCHOOL FOOD & GROWING LOCAL LEADERS | $25,000 | |
| FOREST STEWARDS GUILD | ||||||||
| 612 WEST MAIN STREET | MADISON | WI | 53703 | N/A | PC | ECOLOGICAL FORESTRY IN BOTTOMLAND HARDWOOD FORESTS OF THE SOUTH | $30,000 | |
| FRANKLIN COUNTY COMMUNITY DEVELOPMENT CORPORATION | ||||||||
| 324 WELLS STREET | GREENFIELD | MA | 01301 | N/A | PC | MA FOOD SYSTEM COLLABORATIVE - GENERAL SUPPORT | $35,000 | |
| FUND FOR PHILADELPHIA INC | ||||||||
| 1515 ARCH STREET | PHILADELPHIA | PA | 19102 | N/A | PC | STRATEGIC PLANNING FOR PHILADELPHIA FOOD POLICY ADVISORY COUNCIL TO IMPROVE THE REGIONAL FOOD SYSTEM | $25,000 | |
| FUNDERS NETWORK FOR SMART GROWTH | ||||||||
| 6705 SW 57TH AVENUE SUITE 700 | CORAL GABLES | FL | 33143 | N/A | PC | 2019 MEMBERSHIP GRANT | $5,000 | |
| GEORGETOWN CLIMATE CENTER OF GEORGETOWN UNIVERSITY LAW CENTER | ||||||||
| 600 NEW JERSEY AVENUE NW | WASHINGTON | DC | 20001 | N/A | PC | EXPLORING DESIGN & IMPLEMENTATION OF A CARBON CAP IN PA FOR ELECTRICITY WITH A LINK TO RGGI | $20,000 | |
| GREEN CITY FORCE | ||||||||
| 630 FLUSHING AVENUE 8TH FL | BROOKLYN | NY | 11206 | N/A | PC | GREEN CITY FORCE (GCF) SERVICE CORPS AND FARMS AT NYCHA | $25,000 | |
| GREEN GUERILLAS | ||||||||
| 232 E 11TH STREET | NEW YORK | NY | 10003 | N/A | PC | THE YOUTH TILLERS PROGRAM | $25,000 | |
| GREENROOTS | ||||||||
| 227 MARGINAL STREET SUITE 1 | CHELSEA | MA | 02150 | N/A | PC | EMPOWERING AND ENGAGING CHELSEA YOUTH TO ADDRESS FOOD INSECURITY THROUGH URBAN AGRICULTURE | $15,000 | |
| GROUNDWORK LAWRENCE | ||||||||
| 1285 ACUSHNET AVENUE | NEW BEDFORD | MA | 02746 | N/A | PC | GROUNDWORK SOUTHCOAST - URBAN FARMING WITHIN A SOCIAL JUSTICE FRAMEWORK TO EMPOWER YOUTH IN THE SOUTH COAST OF MASSACHUSETTS | $20,000 | |
| GROUNDWORK LAWRENCE | ||||||||
| 60 ISLAND STREET | LAWRENCE | MA | 01840 | N/A | PC | EMPOWERING LAWRENCE YOUTH THROUGH THE SOCIAL JUSTICE LENS OF URBAN FARMING | $25,000 | |
| GROUNDWORK SOMERVILLE | ||||||||
| 337 SOMERVILLE AVENUE 2B | SOMERVILLE | MA | 02143 | N/A | PC | GENERAL SUPPORT | $25,000 | |
| HALEY HOUSE INC | ||||||||
| 23 DARTMOUTH STREET | BOSTON | MA | 02116 | N/A | PC | HALEY HOUSES URBAN FARMING PROGRAM (ROXBURY/SOUTH END) | $15,000 | |
| HATTIE CARTHAN COMMUNITY GARDEN | ||||||||
| 677 LAFAYETTE AVENUE | BROOKLYN | NY | 11216 | N/A | PC | GENERAL SUPPORT | $25,000 | |
| JOHN BARTRAM ASSOCIATION (BARTRAM'S GARDEN) | ||||||||
| 5400 LINDBERGH BOULEVARD | PHILADELPHIA | PA | 19143 | N/A | PC | YOUTH-LED AGRICULTURE AND LOCAL FOOD SOVEREIGNTY AT THE SANKOFA COMMUNITY FARM AT BARTRAM'S GARDEN | $25,000 | |
| JUST FOOD | ||||||||
| C/O KRA ASSOCIATES 100 CROSBY | NEW YORK | NY | 10012 | N/A | PC | YOUTH POWER PIPELINE | $15,000 | STREET 303 |
| LA COMMUNIDAD INC | ||||||||
| 471 BROADWAY | EVERETT | MA | 02149 | N/A | PC | EVERETT COMMUNITY GROWERS - 2019 NORTHERN STRAND COMMUNITY FARM YOUTH CREW | $15,000 | |
| LAND TRUST ALLIANCE | ||||||||
| 1250 H STREET NW | WASHINGTON | DC | 20005 | N/A | PC | LAND TRUST ALLIANCE: STRENGTHENING SOUTHEAST U.S. CLIMATE CHANGE RESILIENCE | $35,000 | |
| MAJORITY ACTION | ||||||||
| PO BOX 4831 | SILVER SPRING | MD | 20904 | N/A | PC | DEEP DECARBONIZATION OF THE ELECTRIC UTILITY SECTOR -- AN INVESTOR STRATEGY | $50,000 | |
| MILL CITY GROWS | ||||||||
| 650 SUFFOLK STREET | LOWELL | MA | 01854 | N/A | PC | YOUTH EDUCATION AND ENGAGEMENT AT THE URBAN FARM | $25,000 | |
| NATIONAL CAUCUS OF ENVIRONMENTAL LEGISLATORS | ||||||||
| 12281/2 31ST STREET NW SUITE 110 | WASHINGTON | DC | 20007 | N/A | PC | EXPANDING COORDINATION OF LEGISLATORS AND BUSINESS LEADERS FOR CARBON PRICING IN THE NORTHEAST | $40,000 | |
| NATURAL RESOURCES COUNCIL OF MAINE | ||||||||
| 3 WADE STREET | AUGUSTA | ME | 04330 | N/A | PC | REDUCING MAINES CARBON POLLUTION | $30,000 | |
| NC SUSTAINABLE ENERGY ASSOCIATION | ||||||||
| 4800 SIX FORKS RAOD | RALEIGH | NC | 27609 | N/A | PC | ENERGY SOLUTIONS RESERVE FUND EXPANSION PROJECT | $30,000 | |
| NICHOLAS INSTITUTE | ||||||||
| 2117 CAMPUS DRIVE PO BOX 90335 | DURHAM | NC | 27708 | N/A | PC | SOUTHEAST ENERGY AND ENVIRONMENTAL LEADERSHIP FORUM | $75,000 | |
| NISKANEN CENTER | ||||||||
| 820 FIRST STREET NE | WASHINGTON | DC | 20002 | N/A | PC | NISKANEN CENTER CARBON TAXATION PROJECT | $30,000 | |
| NORTH STAR FUND INC | ||||||||
| 520 8TH AVENUE SUITE 2203 | NEW YORK | NY | 10018 | N/A | PC | COMMUNITY FOOD FUNDERS | $25,000 | |
| NORTHEAST ENERGY EFFICIENCY PARTNERSHIPS | ||||||||
| 81 HARTWELL AVENUE | LEXINGTON | MA | 02421 | N/A | PC | GENERAL SUPPORT | $75,000 | |
| NORTHEAST ORGANIC FARMING ASSOCIATION MASSACHUSETTS | ||||||||
| 411 SHELDON ROAD | BARRE | MA | 01005 | N/A | PC | 2019 NOFA SUMMER CONFERENCE TEEN SUMMIT | $7,000 | |
| NRDC | ||||||||
| 40 WEST 20TH STREET | NEW YORK | NY | 10011 | N/A | PC | PROTECTING FORESTS FROM DIRTY AND DESTRUCTIVE BIOENERGY | $40,000 | |
| NRDC | ||||||||
| 40 WEST 20TH STREET | NEW YORK | NY | 10011 | N/A | PC | BIOMASS WORK IN SOUTHEAST US | $15,000 | |
| NUBIAN UNITED BENEVOLENT INTERNATIONAL ASSOCIATION INC | ||||||||
| 98 REGENT STREET | ROXBURY | MA | 02119 | N/A | PC | GENERAL SUPPORT | $20,000 | |
| OPEN SPACE INSTITUTE INC | ||||||||
| 924 KELLY STREET BSMT A | BRONX | NY | 10459 | N/A | PC | PROGRAMMING SUPPORT FOR KELLY STREET GARDEN | $15,000 | |
| OREGON ENVIRONMENTAL COUNCIL | ||||||||
| 222 NW DAVIS STREET SUITE 309 | PORTLAND | OR | 97209 | N/A | PC | OREGON CARBON PRICING AND CLIMATE PROTECTION CAMPAIGN | $50,000 | |
| OUR CLIMATE EDUCATION FUND | ||||||||
| PO BOX 221012 | SEATTLE | WA | 98102 | N/A | PC | CARBON PRICING YOUTH ENGAGEMENT IN THE NORTHEAST | $25,000 | |
| PARTNERSHIP FOR POLICY INTEGRITY | ||||||||
| 54 ARNOLD ROAD | PELHAM | MA | 01002 | N/A | PC | PREVENTING THE COLLAPSE OF THE MASSACHUSETTS BIOMASS CARBON ACCOUNTING PROGRAM | $20,000 | |
| PENNSYLVANIA HORTICULTURAL SOCIETY | ||||||||
| 100 NORTH 20TH STREET | PHILADELPHIA | PA | 19103 | N/A | PC | PRESERVING AND ENHANCING COMMUNITY GARDENS IN PHILADELPHIA | $20,000 | |
| PHILLY URBAN CREATORS | ||||||||
| 2315 N 11TH STREET | PHILADELPHIA | PA | 19133 | N/A | PC | GENERAL SUPPORT | $25,000 | |
| PUBLIC INTEREST LAW CENTER | ||||||||
| 1709 BEN FRANKLIN PARKWAY | PHILADELPHIA | PA | 19103 | N/A | PC | SOIL GENERATION - BUILDING YOUTH-LED GRASSROOTS POWER FOR ENVIRONMENTAL JUSTICE | $20,000 | |
| PUBLIC INTEREST LAW CENTER OF PHILADELPHIA | ||||||||
| 1500 JOHN F KENNEDY BOULEVARD SUITE | PHILADELPHIA | PA | 19102 | N/A | PC | GARDEN JUSTICE LEGAL INITIATIVE | $25,000 | 802 |
| RED HOOK INITIATIVE (FORMERLY ADDED VALUE AND HERBAN SOLUTIONS) | ||||||||
| 767 HICKS STREET | BROOKLYN | NY | 11231 | N/A | PC | RED HOOK FARMS | $25,000 | |
| REGIONAL ENVIRONMENTAL COUNCIL INC | ||||||||
| PO BOX 255 | WORCESTER | MA | 01613 | N/A | PC | YOUTHGROW (YOUTH GROWING ORGANICS IN WORCESTER) | $30,000 | |
| RESOURCES FOR THE FUTURE | ||||||||
| 1616 P STREET NW SUITE 600 | WASHINGTON | DC | 20036 | N/A | PC | RFF'S CARBON PRICING INITIATIVE | $40,000 | |
| RISEBORO COMMUNITY PARTNERSHIP | ||||||||
| 565 BUSHWICK AVENUE | BROOKLYN | NY | 11206 | N/A | PC | BUSHWICK GROWS COMMUNITY FARM | $20,000 | |
| ROCKAWAY YOUTH TASK FORCE | ||||||||
| 1920 MOTT AVENUE 2ND FL SUITE 5 | FAR ROCKAWAY | NY | 11691 | N/A | PC | ROCKAWAY YOUTH TASK FORCE FOOD JUSTICE PROJECT | $25,000 | |
| SOUTHEAST ASIAN COALITION OF CENTRAL MASSACHUSETTS | ||||||||
| 484 MAIN STREET SUITE 400 | WORCESTER | MA | 01608 | N/A | PC | URBAN FARMING AND A HOLISTIC YOUTH DEVELOPMENT | $15,000 | |
| SOUTHEAST ENERGY EFFICIENCY ALLIANCE | ||||||||
| 50 HURT PLAZA | ATLANTA | GA | 30303 | N/A | PC | SOUTHEAST ENERGY EFFICIENCY POLICY SUPPORT | $40,000 | |
| SOUTHERN ALLIANCE FOR CLEAN ENERGY | ||||||||
| PO BOX 1842 | KNOXVILLE | TN | 37901 | N/A | PC | PROMOTING ENERGY EFFICIENCY IN THE SOUTHEAST | $100,000 | |
| SOUTHERN APPALACHIAN HIGHLANDS CONSERVANCY | ||||||||
| 372 MERRIMON AVENUE | ASHEVILLE | NC | 28801 | N/A | PC | BLUE RIDGE FOREVER | $25,000 | |
| SOUTHERN ENVIRONMENTAL LAW CENTER | ||||||||
| 201 WEST MAIN STREET SUITE 14 | CHARLOTTESVILLE | VA | 22902 | N/A | PC | PROMOTING ENERGY EFFICIENCY AS THE FIRST ENERGY RESOURCE OF THE SOUTHEAST | $150,000 | |
| STAND | ||||||||
| 650 CALIFORNIA STREET 7TH FLOOR | SAN FRANCISCO | CA | 94108 | N/A | PC | DRIVING THE MARKET TOWARD RESPONSIBLE PAPER PURCHASING PRACTICES | $40,000 | |
| SUSTAINABLE AGRICULTURE & FOOD SYSTEM FUNDERS | ||||||||
| 601 EAST ARRELLAGA STREET | SANTA BARBARA | CA | 93103 | N/A | PC | 2019 MEMBERSHIP GRANT | $5,000 | |
| SUSTAINABLE MARKETS FOUNDATION | ||||||||
| 45 WEST 36TH STREET 6TH FLOOR | NEW YORK | NY | 10018 | N/A | PC | CIVIL EATS - GENERAL SUPPORT | $10,000 | |
| THE FOOD PROJECT | ||||||||
| 10 LEWIS STREET | LINCOLN | MA | 01773 | N/A | PC | CULTIVATING YOUTH LEADERSHIP THROUGH SUSTAINABLE AGRICULTURE | $25,000 | |
| THE POINT COMMUNITY DEVELOPMENT CORPORATION | ||||||||
| 940 GARRISON AVENUE | BRONX | NY | 10474 | N/A | PC | THE SOUTH BRONX FOOD COALITION & URBAN AGRICULTURE PROJECT | $40,000 | |
| THE WILDERNESS SOCIETY | ||||||||
| 1615 M STREET NW | WASHINGTON | DC | 20036 | N/A | PC | NANTAHALA-PISGAH FOREST PARTNERSHIP COLLABORATIVE | $40,000 | |
| THIRD SECTOR NEW ENGLAND INC | ||||||||
| PO BOX 90774 | SPRINGFIELD | MA | 01139 | N/A | PC | GARDENING THE COMMUNITY - GENERAL SUPPORT | $25,000 | |
| TIDES CENTER | ||||||||
| PO BOX 2247 | KINGSTON | NY | 12402 | N/A | PC | NESAWG - YOUTH & URBAN AG AT THE 2019 NESAWG CONFERENCE + NESAWG POLICY WORK + UPDATED/EXPANDED ITAR PAPER | $23,000 | |
| TIDES FOUNDATION | ||||||||
| PO BOX 29903 | SAN FRANCISCO | CA | 94129 | N/A | PC | CANOPY - CATALYZING A NEW PAPER SUPPLY CHAIN WITH NEXT GENERATION SOLUTIONS | $60,000 | |
| TRUST FOR PUBLIC LAND | ||||||||
| 6 BEACON ST | BOSTON | MA | 02108 | N/A | PC | SOUTHERN APPALACHIAN CONSERVATION FINANCE INITIATIVE: PARTNERING WITH COMMUNITIES TO IDENTIFY AND RAISE FUNDS FOR LAND CONSERVATION | $30,000 | |
| UNITED COMMUNITY CENTERS | ||||||||
| 613 NEW LOTS AVENUE | BROOKLYN | NY | 11207 | N/A | PC | EAST NEW YORK FARMS! | $50,000 | |
| UNIVERSITY OF ARKANSAS FOUNDATION | ||||||||
| 1 UNIVERSITY OF ARKANSAS | FAYETTEVILLE | AR | 72701 | N/A | PC | BIOMASS WORK IN SOUTHEAST US | $5,000 | |
| UPSTATE FOREVER | ||||||||
| 507 PETTIGRU STREET | GREENVILLE | SC | 29601 | N/A | PC | BRINGING THE UPSTATE VOICE TO SC ENERGY EFFICIENCY | $15,000 | |
| URBAN AFFAIRS COALITION | ||||||||
| 320 W OREGON AVENUE | PHILADELPHIA | PA | 19148 | N/A | PC | VIETLEAD - RESILIENT ROOTS FARM PROGRAM | $25,000 | |
| URBAN FARMING INSTITUTE | ||||||||
| 487R NORFOLK STREET | MATTAPAN | MA | 02126 | N/A | PC | GENERAL SUPPORT | $25,000 | |
| URBAN TREE CONNECTION | ||||||||
| 1445 NORTH 52ND STREET | PHILADELPHIA | PA | 19131 | N/A | PC | YOUTH APPRENTICESHIP PROGRAM | $25,000 | |
| VERMONT PUBLIC INTEREST RESEARCH AND EDUCATION FUND | ||||||||
| 141 MAIN STREET | MONTPELIER | VT | 05602 | N/A | PC | ENERGY INDEPENDENT VERMONT | $30,000 | |
| WHY HUNGER INC | ||||||||
| 102 PACKARD AVENUE | HULL | MA | 02045 | N/A | PC | VIETLEAD - PATHWAYS TO FOOD SOVEREIGNTY | $15,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,872,550 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| CONSERVATION LAW FOUNDATION (CLF) | ||||||||
| 62 SUMMER STREET | BOSTON | MA | 02110 | N/A | PC | ADVANCING STATE-BASED DECARBONIZATION STRATEGIES | $50,000 | |
| JOHN BARTRAM ASSOCIATION (BARTRAM'S GARDEN) | ||||||||
| 5400 LINDBERGH BOULEVARD | PHILADELPHIA | PA | 19143 | N/A | PC | YOUTH-LED AGRICULTURE AND LOCAL FOOD SOVEREIGNTY AT THE SANKOFA COMMUNITY FARM AT BARTRAM'S GARDEN | $25,000 | |
| MILL CITY GROWS | ||||||||
| 650 SUFFOLK STREET | LOWELL | MA | 01854 | N/A | PC | YOUTH EDUCATION AND ENGAGEMENT AT THE URBAN FARM | $25,000 | |
| OREGON ENVIRONMENTAL COUNCIL | ||||||||
| 222 NW DAVIS STREET SUITE 309 | PORTLAND | OR | 97209 | N/A | PC | OREGON CARBON PRICING AND CLIMATE PROTECTION CAMPAIGN | $50,000 | |
| PUBLIC INTEREST LAW CENTER OF PHILADELPHIA | ||||||||
| 1500 JOHN F KENNEDY BOULEVARD SUITE | PHILADELPHIA | PA | 19102 | N/A | PC | GARDEN JUSTICE LEGAL INITIATIVE | $25,000 | 802 |
| RED HOOK INITIATIVE (FORMERLY ADDED VALUE AND HERBAN SOLUTIONS) | ||||||||
| 767 HICKS STREET | BROOKLYN | NY | 11231 | N/A | PC | RED HOOK FARMS | $25,000 | |
| REGIONAL ENVIRONMENTAL COUNCIL INC | ||||||||
| PO BOX 255 | WORCESTER | MA | 01613 | N/A | PC | YOUTHGROW (YOUTH GROWING ORGANICS IN WORCESTER) | $30,000 | |
| ROCKAWAY YOUTH TASK FORCE (RYTF) | ||||||||
| 1920 MOTT AVENUE 2ND FL SUITE 5 | FAR ROCKAWAY | NY | 11691 | N/A | PC | ROCKAWAY YOUTH TASK FORCE FOOD JUSTICE PROJECT | $25,000 | |
| SOUTHERN ENVIRONMENTAL LAW CENTER (SELC) | ||||||||
| 201 WEST MAIN STREET SUITE 14 | CHARLOTTESVILLE | VA | 22902 | N/A | PC | PROMOTING ENERGY EFFICIENCY AS THE FIRST ENERGY RESOURCE OF THE SOUTHEAST | $150,000 | |
| STAND | ||||||||
| 650 CALIFORNIA STREET 7TH FLOOR | SAN FRANCISCO | CA | 94108 | N/A | PC | DRIVING THE MARKET TOWARD RESPONSIBLE PAPER PURCHASING PRACTICES | $40,000 | |
| THE FOOD PROJECT | ||||||||
| 10 LEWIS STREET | LINCOLN | MA | 01773 | N/A | PC | CULTIVATING YOUTH LEADERSHIP THROUGH SUSTAINABLE AGRICULTURE | $25,000 | |
| UNITED COMMUNITY CENTERS | ||||||||
| 613 NEW LOTS AVENUE | BROOKLYN | NY | 11207 | N/A | PC | EAST NEW YORK FARMS! | $50,000 | |
| URBAN AFFAIRS COALITION | ||||||||
| 320 WEST OREGON AVENUE | PHILADELPHIA | PA | 19148 | N/A | PC | VIETLEAD - RESILIENT ROOTS FARM PROGRAM | $25,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $545,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $22,191 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $23 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $756,395 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,443 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $9,050 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $240,234 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| THRU SCHEDULE K-1 - ORDINARY BUSINESS INCOME (LOSS), NET OF UBI | 525990 | $10,135 | 14 | -$10,135 |
| THRU SCHEDULE K-1 - NET RENTAL REAL ESTATE INCOME, NET OF UBI | 525990 | -$10,430 | 14 | $10,430 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $8,778 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,023,558 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,032,336 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (5 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| BARR FOUNDATION | |||||||
| 1 | 2 ATLANTIC AVENUE | BOSTON | MA | 021103976 | $50,000 | Yes (X) | |
| JOHN MERCK FUND | |||||||
| 2 | 31 SAINT JAMES AVENUE SUITE 888 | BOSTON | MA | 021164120 | $10,000 | Yes (X) | |
| NATHANIEL CHAMBERLIN | |||||||
| 3 | PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | $53,190 | Yes (X) | |
| ROCKEFELLER BROTHERS FUND | |||||||
| 4 | 475 RIVERSIDE DRIVE SUITE 900 | NEW YORK | NY | 101150066 | $25,000 | Yes (X) | |
| WILHELM MERCK | |||||||
| 5 | PO BOX 870245 | MILTON VILLAGE | MA | 021870245 | $5,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp (7 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 3 | ADVANCED MICRO DEVICES INC (AMD) 391 SHARES | $13,368 | 2019-08-09 |
| 3 | EXACT SCIENCES CORP (EXAS) 51 SHARES | $6,033 | 2019-08-09 |
| 3 | MICROSOFT CORP (MSFT) 125 SHARES | $17,214 | 2019-08-09 |
| 3 | NVIDIA CORP (NVDA) 40 SHARES | $6,167 | 2019-08-09 |
| 3 | PTC THERAPEUTICS INC (PTCT) 28 SHARES | $1,319 | 2019-08-09 |
| 3 | RINGCENTRAL INC CL A (RNG) 19 SHARES | $2,657 | 2019-08-09 |
| 3 | SAREPTA THERAPEUTICS INC (SRPT) 51 SHARES | $6,432 | 2019-08-09 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FINANCIAL STATEMENT AUDIT | $16,000 | $0 | $16,000 |
| TAX RETURN PREPARATION | $7,250 | $0 | $5,750 |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990-PF, PART XIII, LINE 7 | FormAndLineReferenceDesc |
| Medium Explanation | PURSUANT TO REG. 53.4942(A)3(C)(2)(IV), THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT, AS A CURRENT CORPUS DISTRIBUTION, THE FOLLOWING UNUSED PRIOR TAX YEAR'S DISTRIBUTIONS THAT WERE TREATED AS CORPUS DISTRIBUTIONS UNDER REG. 53.4942(A)3(D)(1)(III) IN SUCH PRIOR TAX YEAR:TAX YEAR: AMOUNT:2014 $85,000 | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (31 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC 2.900% 11/06/22 (00287YAL3) 55,000 FACE VALUE | $56,134 | $56,134 |
| AMERICAN EXPRESS CO 2.500% 07/30/24 (025816CG2) 60,000 FACE VALUE | $60,702 | $60,702 |
| AMERICAN HONDA FIN CORP2.050% 01/10/23 (02665WDC2) 60,000 FACE VALUE | $60,230 | $60,230 |
| APPLE INC 2.850% 02/23/23 (037833BU3) 90,000 FACE VALUE | $92,574 | $92,574 |
| AT&T INC 4.125% 02/17/26 (00206RCT7) 85,000 FACE VALUE | $92,135 | $92,135 |
| BANK AMER CORP 3.500% 04/19/26 (06051GFX2) 105,000 FACE VALUE | $111,673 | $111,673 |
| BANK NEW YORK MELLON CORP 2.050% 05/03/21 (06406FAB9) 60,000 FACE VALUE | $60,191 | $60,191 |
| CISCO SYS INC 1.850% 09/20/21 (17275RBJ0) 65,000 FACE VALUE | $65,045 | $65,045 |
| CITIGROUP INC 3.668% 07/24/28 (172967LP4) 70,000 FACE VALUE | $74,630 | $74,630 |
| COMCAST CORP 2.850% 01/15/23 (20030NBF7) 85,000 FACE VALUE | $87,400 | $87,400 |
| CVS HEALTH CORP 3.875% 07/20/25 (126650CL2) 85,000 FACE VALUE | $90,534 | $90,534 |
| DEERE JOHN CAP CORP 2.800% 03/06/23 (24422ETG4) 75,000 FACE VALUE | $76,966 | $76,966 |
| GOLDMAN SACHS GROUP INC 3.000% 04/26/22 (38141GWC4) 85,000 FACE VALUE | $86,074 | $86,074 |
| HOME DEPOT INC 3.350% 09/15/25 (437076BK7) 75,000 FACE VALUE | $80,145 | $80,145 |
| INTERNATIONAL FIN CORP GL NT 1.750% 03/30/20 (45950KCL2) 55,000 FACE VALUE | $54,999 | $54,999 |
| JPMORGAN CHASE & CO 3.900% 07/15/25 (46625HMN7) 80,000 FACE VALUE | $86,406 | $86,406 |
| MEDTRONIC INC 3.150% 03/15/22 (585055BR6) 28,000 FACE VALUE | $28,799 | $28,799 |
| MERCK & CO INC 3.400% 03/07/29 (58933YAX3) 95,000 FACE VALUE | $102,922 | $102,922 |
| MICROSOFT CORP 2.700% 02/12/25 (594918BB9) 115,000 FACE VALUE | $118,840 | $118,840 |
| MORGAN STANLEY 2.625% 11/17/21 (61746BED4) 85,000 FACE VALUE | $86,019 | $86,019 |
| NOVARTIS CAP CORP 3.000% 11/20/25 (66989HAJ7) 85,000 FACE VALUE | $89,359 | $89,359 |
| ORACLE CORP 2.500% 10/15/22 (68389XAP0) 70,000 FACE VALUE | $71,299 | $71,299 |
| PEPSICO INC3.000% 10/15/27 (713448DY1) 70,000 FACE VALUE | $74,206 | $74,206 |
| PRUDENTIAL FINL INC 3.500% 05/15/24 (74432QBZ7) 70,000 FACE VALUE | $74,496 | $74,496 |
| STARBUCKS CORP 2.450% 06/15/26 (855244AK5) 65,000 FACE VALUE | $65,936 | $65,936 |
| TORONTO-DOMINION BANK 2.500% 12/14/20 (89114QBC1) 60,000 FACE VALUE | $60,345 | $60,345 |
| UNITED PARCEL SVC INC 2.450% 10/01/22 (911312AQ9) 80,000 FACE VALUE | $81,282 | $81,282 |
| UNITEDHEALTH GROUP INC 2.375% 10/15/22 (91324PDD1) 90,000 FACE VALUE | $91,126 | $91,126 |
| VERIZON COMMUNICATIONS INC 5.150% 09/15/23 (92343VBR4) 75,000 FACE VALUE | $83,393 | $83,393 |
| WASTE MGMT INC DEL 2.950% 06/15/24 (94106LBF5) 20,000 FACE VALUE | $20,648 | $20,648 |
| WESTPAC BKG CORP 2.750% 01/11/23 (961214DS9) 75,000 FACE VALUE | $76,420 | $76,420 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (401 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M CO (MMM) 450.000 SHARES | $79,389 | $79,389 |
| A P MOLLER MAERSK AS (AMKBY) 2,333.000 SHARES | $16,751 | $16,751 |
| ABBVIE INC (ABBV) 154.000 SHARES | $13,635 | $13,635 |
| ACCENTURE PLC IRELAND CLASS (ACN) 823.000 SHARES | $173,299 | $173,299 |
| ADECCO SA (AHEXY) 638.000 SHARES | $20,183 | $20,183 |
| ADIDAS SALOMON (ADDYY) 205.000 SHARES | $33,374 | $33,374 |
| ADOBE SYS INC (ADBE) 472.000 SHARES | $155,670 | $155,670 |
| ADVANCED ENERGY INDS (AEIS) 734.000 SHARES | $52,261 | $52,261 |
| ADVANCED MICRO DEVICES INC (AMD) 391.000 SHARES | $17,931 | $17,931 |
| AERIE PHARMACEUTICALS INC (AERI) 687.000 SHARES | $16,605 | $16,605 |
| AIA GROUP LTD (AAGIY) 1,325.000 SHARES | $55,769 | $55,769 |
| AIR LIQUIDE (AIQUY) 1,708.000 SHARES | $47,909 | $47,909 |
| AKAMAI TECHNOLOGIES INC (AKAM) 179.000 SHARES | $15,462 | $15,462 |
| AKZO NOBEL (AKZOY) 432.000 SHARES | $14,710 | $14,710 |
| ALBEMARLE CORP (ALB) 142.000 SHARES | $10,372 | $10,372 |
| ALCON SA ACT (ALC) 458.000 SHARES | $25,909 | $25,909 |
| ALIBABA GROUP HLDG LTD (BABA) 229.000 SHARES | $48,571 | $48,571 |
| ALLERGAN PLC (AGN) 211.000 SHARES | $40,337 | $40,337 |
| ALPHABET INC CAP STK CL C (GOOG) 194.000 SHARES | $259,382 | $259,382 |
| ALPHABET INC CL A (GOOGL) 202.000 SHARES | $270,557 | $270,557 |
| AMAZON COM INC (AMZN) 103.000 SHARES | $190,328 | $190,328 |
| AMBARELLA INC (AMBA) 1,353.000 SHARES | $81,938 | $81,938 |
| AMDOCS LTD (DOX) 164.000 SHARES | $11,839 | $11,839 |
| AMERICAN CAMPUS CMNTYS INC (ACC) 151.000 SHARES | $7,102 | $7,102 |
| AMERICAN EAGLE OUTFITTERS INC (AEO) 3,715.000 SHARES | $54,610 | $54,610 |
| AMERICAN EXPRESS COMPANY (AXP) 475.000 SHARES | $59,133 | $59,133 |
| AMERICAN FINL GROUP INC (AFG) 87.000 SHARES | $9,540 | $9,540 |
| AMERICAN TOWER CORP (AMT) 778.000 SHARES | $178,800 | $178,800 |
| ANALOG DEVICES INC (ADI) 758.000 SHARES | $90,081 | $90,081 |
| APPLE INC (AAPL) 1,254.000 SHARES | $368,237 | $368,237 |
| APPLE INC (AAPL) 12.000 SHARES | $3,524 | $3,524 |
| APPLIED INDL TECHNOLOGIES INC (AIT) 159.000 SHARES | $10,604 | $10,604 |
| APPLIED MATERIALS INC (AMAT) 332.000 SHARES | $20,265 | $20,265 |
| APTARGROUP INC (ATR) 625.000 SHARES | $72,263 | $72,263 |
| APTIV PLC (APTV) 118.000 SHARES | $11,206 | $11,206 |
| ASML HLDG (ASML) 143.000 SHARES | $42,319 | $42,319 |
| ASPEN TECHNOLOGY INC (AZPN) 665.000 SHARES | $80,418 | $80,418 |
| ASSA ABLOY (ASAZY) 4,141.000 SHARES | $48,222 | $48,222 |
| ASSOCIATED BANC CORP (ASB) 1,993.000 SHARES | $43,926 | $43,926 |
| AT&T INC (T) 440.000 SHARES | $17,195 | $17,195 |
| ATKORE INTL GROUP INC (ATKR) 1,376.000 SHARES | $55,673 | $55,673 |
| ATLAS COPCO (ATLCY) 1,318.000 SHARES | $45,682 | $45,682 |
| ATMOS ENERGY CORP (ATO) 113.000 SHARES | $12,640 | $12,640 |
| ATOS ORIGIN (AEXAY) 1,604.000 SHARES | $26,835 | $26,835 |
| AUTODESK INC (ADSK) 517.000 SHARES | $94,849 | $94,849 |
| AUTOMATIC DATA PROCESSING INC (ADP) 575.000 SHARES | $98,038 | $98,038 |
| AUTOZONE INC (AZO) 34.000 SHARES | $40,505 | $40,505 |
| AVERY DENNISON CORP (AVY) 522.000 SHARES | $68,288 | $68,288 |
| AVIVA PLC (AVVIY) 1,267.000 SHARES | $13,962 | $13,962 |
| AXA SA (AXAHY) 2,521.000 SHARES | $70,954 | $70,954 |
| AXA SA SPONS ADR (AXAHY) 946.000 SHARES | $26,852 | $26,852 |
| BAIDU COM (BIDU) 283.000 SHARES | $35,771 | $35,771 |
| BAKER HUGHES CO CL A (BKR) 381.000 SHARES | $9,765 | $9,765 |
| BALL CORP (BLL) 1,563.000 SHARES | $101,079 | $101,079 |
| BANCO SANTANDER (SAN) 7,175.000 SHARES | $29,705 | $29,705 |
| BANK HAWAII CORP (BOH) 121.000 SHARES | $11,514 | $11,514 |
| BANK OF AMERICA CORPORATION (BAC) 1,724.000 SHARES | $60,719 | $60,719 |
| BANK OF NEW YORK MELLON CORP (BK) 331.000 SHARES | $16,659 | $16,659 |
| BARCLAYS PLC (BCS) 2,229.000 SHARES | $21,220 | $21,220 |
| BAYERISCHE MOTOREN WERKE (BMWYY) 2,883.000 SHARES | $78,187 | $78,187 |
| BECTON DICKINSON & CO (BDX) 425.000 SHARES | $115,587 | $115,587 |
| BED BATH & BEYOND INC (BBBY) 1,421.000 SHARES | $24,583 | $24,583 |
| BIO RAD LABORATORIES INC CL A (BIO) 225.000 SHARES | $83,257 | $83,257 |
| BNP PARIBAS (BNPQY) 1,840.000 SHARES | $54,630 | $54,630 |
| BOOKING HLDGS INC (BKNG) 25.000 SHARES | $51,343 | $51,343 |
| BOSTON SCIENTIFIC CORP (BSX) 218.000 SHARES | $9,858 | $9,858 |
| BRAMBLES (BXBLY) 1,145.000 SHARES | $18,904 | $18,904 |
| BRANDYWINE RLTY TR SH BEN INT (BDN) 3,497.000 SHARES | $55,078 | $55,078 |
| BRENNTAG (BNTGY) 2,904.000 SHARES | $31,363 | $31,363 |
| BRISTOL MYERS SQUIBB CO (BMY) 382.000 SHARES | $24,521 | $24,521 |
| BROWN & BROWN INC (BRO) 368.000 SHARES | $14,529 | $14,529 |
| C H ROBINSON WORLDWIDE INC (CHRW) 135.000 SHARES | $10,557 | $10,557 |
| CABLE ONE INC (CABO) 43.000 SHARES | $64,004 | $64,004 |
| CALERES INC (CAL) 1,188.000 SHARES | $28,215 | $28,215 |
| CAMDEN PPTY TR (CPT) 90.000 SHARES | $9,549 | $9,549 |
| CAPRI HLDGS LTD (CPRI) 795.000 SHARES | $30,329 | $30,329 |
| CARA THERAPEUTICS INC (CARA) 646.000 SHARES | $10,407 | $10,407 |
| CARNIVAL CORP (CCL) 215.000 SHARES | $10,928 | $10,928 |
| CATHAY PAC AWYS LTD (CPCAY) 1,939.000 SHARES | $14,019 | $14,019 |
| CDK GLOBAL INC (CDK) 232.000 SHARES | $12,686 | $12,686 |
| CERNER CORP (CERN) 760.000 SHARES | $55,776 | $55,776 |
| CHEESE CAKE FACTORY INC (CAKE) 208.000 SHARES | $8,083 | $8,083 |
| CHEMED CORP (CHE) 35.000 SHARES | $15,374 | $15,374 |
| CHINA CONSTR BK CORP (CICHY) 1,518.000 SHARES | $26,261 | $26,261 |
| CHOICE HOTELS INTL INC (CHH) 129.000 SHARES | $13,342 | $13,342 |
| CHOW TAI FOOK JEWLLERY GROUP LTD (CJEWY) 983.000 SHARES | $9,331 | $9,331 |
| CHURCH & DWIGHT CO INC (CHD)775.000 SHARES | $54,514 | $54,514 |
| CIENA CORP (CIEN) 960.000 SHARES | $40,982 | $40,982 |
| CISCO SYSTEMS INC (CSCO) 1,973.000 SHARES | $94,625 | $94,625 |
| CITIGROUP INC (C) 513.000 SHARES | $40,984 | $40,984 |
| CITRIX SYSTEMS INC (CTXS) 90.000 SHARES | $9,981 | $9,981 |
| CLOROX CO (CLX) 478.000 SHARES | $73,392 | $73,392 |
| CLOVIS ONCOLOGY INC (CLVS) 1,447.000 SHARES | $15,085 | $15,085 |
| CMS ENERGY CORP (CMS) 184.000 SHARES | $11,563 | $11,563 |
| CNH INDL (CNHI) 3,709.000 SHARES | $40,799 | $40,799 |
| COGNEX CORP (CGNX) 1,961.000 SHARES | $109,894 | $109,894 |
| COHEN & STEERS INC (CNS) 182.000 SHARES | $11,422 | $11,422 |
| COHERENT INC (COHR) 89.000 SHARES | $14,805 | $14,805 |
| COLGATE PALMOLIVE CO (CL) 977.000 SHARES | $67,257 | $67,257 |
| COLUMBIA BKG SYS INC (COLB) 604.000 SHARES | $24,574 | $24,574 |
| COMCAST CORP CL A (CMCSA) 3,673.000 SHARES | $165,175 | $165,175 |
| COMERICA INC (CMA) 136.000 SHARES | $9,758 | $9,758 |
| COMMERCE BANCSHARES INC (CBSH) 173.000 SHARES | $11,754 | $11,754 |
| COMMUNITY TR BANCORP INC (CTBI) 983.000 SHARES | $45,847 | $45,847 |
| CONSOLIDATED EDISON INC (ED) 767.000 SHARES | $69,390 | $69,390 |
| CONTINENTAL (CTTAY) 1,601.000 SHARES | $20,533 | $20,533 |
| COOPER COS INC (COO) 42.000 SHARES | $13,494 | $13,494 |
| CORESITE RLTY CORP (COR) 107.000 SHARES | $11,997 | $11,997 |
| COSTCO WHOLESALE CORP (COST) 425.000 SHARES | $124,916 | $124,916 |
| COUSINS PPTYS INC (CUZ) 1,384.000 SHARES | $57,021 | $57,021 |
| CRODA INTL (COIHY) 1,394.000 SHARES | $46,532 | $46,532 |
| CUBESMART (CUBE) 278.000 SHARES | $8,751 | $8,751 |
| CUMMINS INC (CMI) 464.000 SHARES | $83,037 | $83,037 |
| CVS HEALTH CORP (CVS) 196.000 SHARES | $14,561 | $14,561 |
| CYRUSONE INC (CONE) 854.000 SHARES | $55,877 | $55,877 |
| DAIKIN INDS LTD (DKILY) 4,854.000 SHARES | $68,878 | $68,878 |
| DANAHER CORP (DHR) 1,577.000 SHARES | $242,038 | $242,038 |
| DEERE & CO (DE) 350.000 SHARES | $60,641 | $60,641 |
| DENTSPLY SIRONA INC (XRAY) 473.000 SHARES | $26,767 | $26,767 |
| DEUTSCHE TELEKOM (DTEGY) 2,624.000 SHARES | $42,745 | $42,745 |
| DISCOVER FINL SVCS COM INC (DFS) 450.000 SHARES | $38,169 | $38,169 |
| DISCOVERY INC COM SER C (DISCK) 1,800.000 SHARES | $54,882 | $54,882 |
| DISNEY WALT CO (DIS) 286.000 SHARES | $41,364 | $41,364 |
| DOLLAR GEN CORP (DG) 500.000 SHARES | $77,990 | $77,990 |
| DONALDSON INC (DCI) 2,165.000 SHARES | $124,747 | $124,747 |
| DORMAN PRODS INC (DORM) 129.000 SHARES | $9,768 | $9,768 |
| DRIL-QUIP INC (DRQ) 241.000 SHARES | $11,305 | $11,305 |
| DUNKIN BRANDS GROUP INC (DNKN) 144.000 SHARES | $10,878 | $10,878 |
| EAST WEST BANCORP INC (EWBC) 286.000 SHARES | $13,928 | $13,928 |
| EATON CORPORATION PLC (ETN) 170.000 SHARES | $16,102 | $16,102 |
| ECOLAB INC (ECL) 601.000 SHARES | $115,987 | $115,987 |
| EDWARDS LIFESCIENCES CORP (EW) 558.000 SHARES | $130,176 | $130,176 |
| ESPERION THERAPEUTICS INC (ESPR) 434.000 SHARES | $25,879 | $25,879 |
| ESSITY AB SHS (ESSYY) 1,280.000 SHARES | $41,293 | $41,293 |
| ESTEE LAUDER COMPANIES INC CL A (EL) 416.000 SHARES | $85,921 | $85,921 |
| ETSY INC (ETSY) 983.000 SHARES | $43,547 | $43,547 |
| EVERSOURCE ENERGY (ES) 1,437.000 SHARES | $122,246 | $122,246 |
| EVOQUA WATER TECHNOLOGIES CORP (AQUA) 1,584.000 SHARES | $30,017 | $30,017 |
| EXACT SCIENCES CORP (EXAS) 51.000 SHARES | $4,716 | $4,716 |
| EXPEDITORS INTL WASH INC (EXPD) 377.000 SHARES | $29,414 | $29,414 |
| F5 NETWORKS INC (FFIV) 83.000 SHARES | $11,591 | $11,591 |
| FABRINET (FN) 520.000 SHARES | $33,717 | $33,717 |
| FACTSET RESH SYS INC (FDS) 53.000 SHARES | $14,220 | $14,220 |
| FANUC CORPORATION (FANUY) 923.000 SHARES | $17,002 | $17,002 |
| FARO TECHNOLOGIES INC (FARO) 835.000 SHARES | $42,042 | $42,042 |
| FBL FINL GROUP INC CL A (FFG) 529.000 SHARES | $31,174 | $31,174 |
| FERGUSON PLC (FERGY) 7,827.000 SHARES | $71,695 | $71,695 |
| FIBROGEN INC (FGEN) 650.000 SHARES | $27,879 | $27,879 |
| FIREEYE INC (FEYE) 2,003.000 SHARES | $33,110 | $33,110 |
| FIRST HAWAIIAN INC (FHB) 1,074.000 SHARES | $30,985 | $30,985 |
| FIRST HAWAIIAN INC (FHB) 433.000 SHARES | $12,492 | $12,492 |
| FIRST HORIZON NATL CORP (FHN) 2,723.000 SHARES | $45,093 | $45,093 |
| FLOWERS FOODS INC (FLO) 471.000 SHARES | $10,240 | $10,240 |
| FORMFACTOR INC (FORM) 1,745.000 SHARES | $45,318 | $45,318 |
| FORTIVE CORP (FTV) 1,255.000 SHARES | $95,869 | $95,869 |
| FORWARD AIR CORP (FWRD) 712.000 SHARES | $49,804 | $49,804 |
| FULTON FINL CORP PA (FULT) 2,193.000 SHARES | $38,224 | $38,224 |
| GIBRALTAR INDS INC (ROCK) 1,045.000 SHARES | $52,710 | $52,710 |
| GOLDMAN SACHS GROUP INC (GS) 61.000 SHARES | $14,026 | $14,026 |
| GRAPHIC PACKAGING HLDG CO (GPK) 3,782.000 SHARES | $62,970 | $62,970 |
| GREENBRIER COS INC (GBX) 1,191.000 SHARES | $38,624 | $38,624 |
| GREENHILL & CO INC (GHL) 1,743.000 SHARES | $29,770 | $29,770 |
| HANCOCK WHITNEY CORP (HWC) 742.000 SHARES | $32,559 | $32,559 |
| HANG LUNG PPTYS LTD (HLPPY) 3,831.000 SHARES | $42,103 | $42,103 |
| HAWAIIAN HLDGS INC (HA) 1,064.000 SHARES | $31,165 | $31,165 |
| HELMERICH & PAYNE INC (HP) 347.000 SHARES | $15,764 | $15,764 |
| HENGAN INTL GROUP CO LTD (HEGIY) 379.000 SHARES | $13,500 | $13,500 |
| HENRY JACK & ASSOC INC (JKHY) 76.000 SHARES | $11,071 | $11,071 |
| HERSHA HOSPITALITY PRIORITY TR CL A (HT) 2,798.000 SHARES | $40,711 | $40,711 |
| HERSHEY CO (HSY) 375.000 SHARES | $55,118 | $55,118 |
| HEXAGON AB (HXGBY) 595.000 SHARES | $33,153 | $33,153 |
| HEXCEL CORP (HXL) 1,036.000 SHARES | $75,949 | $75,949 |
| HIGHWOODS PROPERTIES INC (HIW) 236.000 SHARES | $11,543 | $11,543 |
| HITACHI LTD (HTHIY) 883.000 SHARES | $74,552 | $74,552 |
| HOME DEPOT INC (HD) 383.000 SHARES | $83,640 | $83,640 |
| HONDA MTR LTD (HMC) 1,830.000 SHARES | $51,807 | $51,807 |
| HOST HOTELS & RESORTS INC (HST) 727.000 SHARES | $13,486 | $13,486 |
| HOYA CORP (HOCPY) 1,220.000 SHARES | $117,608 | $117,608 |
| HSBC HLDGS PLC (HSBC) 1,681.000 SHARES | $65,710 | $65,710 |
| HUB GROUP INC CL A (HUBG) 737.000 SHARES | $37,801 | $37,801 |
| HUBBELL INC (HUBB) 752.000 SHARES | $111,161 | $111,161 |
| HYPERA S A (HYPMY) 4,570.000 SHARES | $41,176 | $41,176 |
| IAC INTERACTIVECORP (IAC) 437.000 SHARES | $108,861 | $108,861 |
| IDEX CORP (IEX) 60.000 SHARES | $10,320 | $10,320 |
| IDEXX LABS INC 258.000 SHARES | $67,372 | $67,372 |
| II-VI INC (IIVI) 1,821.000 SHARES | $61,313 | $61,313 |
| ILLINOIS TOOL WORKS INC (ITW) 325.000 SHARES | $58,380 | $58,380 |
| ILLUMINA INC (ILMN) 329.000 SHARES | $109,142 | $109,142 |
| INFINEON TECHNOLOGIES AG (IFNNY) 1,793.000 SHARES | $40,163 | $40,163 |
| INFINITY PHARMACEUTICALS INC (INFI) 1,107.000 SHARES | $1,063 | $1,063 |
| INFOSYS LTD (INFY) 2,333.000 SHARES | $24,077 | $24,077 |
| ING GROEP N V (ING) 5,138.000 SHARES | $61,913 | $61,913 |
| INTEGER HLDGS CORP (ITGR) 478.000 SHARES | $38,446 | $38,446 |
| INTEL CORP (INTC) 500.000 SHARES | $29,925 | $29,925 |
| INTERCEPT PHARMACEUTICALS INC (ICPT) 311.000 SHARES | $38,539 | $38,539 |
| INTERNATIONAL BUSINESS MACHS CORP (IBM) 85.000 SHARES | $11,393 | $11,393 |
| INTERPUBLIC GROUP COS INC (IPG) 340.000 SHARES | $7,854 | $7,854 |
| INTERXION HOLDING (INXN) 1,580.000 SHARES | $132,420 | $132,420 |
| INTESA SANPAOLO S P A (ISNPY) 2,357.000 SHARES | $37,076 | $37,076 |
| INTL FLAVORS & FRAGRANCES INC (IFF) 90.000 SHARES | $11,612 | $11,612 |
| INTUIT INCORPORATED (INTU) 455.000 SHARES | $119,178 | $119,178 |
| IONIS PHARMACEUTICALS INC (IONS) 1,175.000 SHARES | $70,982 | $70,982 |
| IPG PHOTONICS CORP (IPGP) 81.000 SHARES | $11,739 | $11,739 |
| IRIDIUM COMMUNICATIONS INC (IRDM) 137.000 SHARES | $3,376 | $3,376 |
| IRIDIUM COMMUNICATIONS INC (IRDM) 3,171.000 SHARES | $78,133 | $78,133 |
| ITAU UNIBANCO HLDG SA (ITUB) 2,972.000 SHARES | $27,194 | $27,194 |
| JOHNSON & JOHNSON (JNJ) 793.000 SHARES | $115,675 | $115,675 |
| JONES LANG LASALLE INC (JLL) 76.000 SHARES | $13,231 | $13,231 |
| JP MORGAN CHASE & CO (JPM) 1,825.000 SHARES | $254,405 | $254,405 |
| JULIUS BAER GROUP LTD (JBAXY) 4,630.000 SHARES | $47,492 | $47,492 |
| JUNIPER NETWORKS INC (JNPR) 343.000 SHARES | $8,448 | $8,448 |
| KANSAS CITY SOUTHN (KSU) 325.000 SHARES | $49,777 | $49,777 |
| KAO CORP (KAOOY) 2,765.000 SHARES | $45,844 | $45,844 |
| KASIKORNBANK PUB CO LTD (KPCPY) 1,205.000 SHARES | $24,160 | $24,160 |
| KENNEDY-WILSON HLDGS INC (KW) 2,205.000 SHARES | $49,171 | $49,171 |
| KERRY GROUP PLC (KRYAY) 278.000 SHARES | $34,505 | $34,505 |
| KION GROUP (KIGRY) 1,429.000 SHARES | $24,607 | $24,607 |
| KONINKLIJKE PHILIPS N V (PHG) 928.000 SHARES | $45,286 | $45,286 |
| LAM RESEARCH CORP (LRCX) 725.000 SHARES | $211,990 | $211,990 |
| LAMAR ADVERTISING CO NEW CL A (LAMR) 140.000 SHARES | $12,496 | $12,496 |
| LANCASTER COLONY CORP (LANC) 56.000 SHARES | $8,966 | $8,966 |
| LEXICON PHARMACEUTICALS INC (LXRX) 874.000 SHARES | $3,627 | $3,627 |
| LIBERTY MEDIA CORP DEL COM SER A SIRIUSXM GROUP (LSXMA) 300.000 SHARES | $14,502 | $14,502 |
| LINCOLN ELEC HLDGS INC (LECO) 116.000 SHARES | $11,221 | $11,221 |
| LINCOLN NATL CORP (LNC) 158.000 SHARES | $9,324 | $9,324 |
| LINDE PLC (LIN) 76.000 SHARES | $16,180 | $16,180 |
| LUMENTUM HLDGS INC (LITE) 1,390.000 SHARES | $110,227 | $110,227 |
| M & T BK CORP (MTB) 473.000 SHARES | $80,292 | $80,292 |
| MACK CALI RLTY CORP (CLI) 2,176.000 SHARES | $50,331 | $50,331 |
| MACROGENICS INC (MGNX) 1,021.000 SHARES | $11,108 | $11,108 |
| MACYS INC (M) 533.000 SHARES | $9,061 | $9,061 |
| MADISON SQUARE GARDEN CO NEW CL A (MSG) 158.000 SHARES | $46,482 | $46,482 |
| MANHATTAN ASSOCS INC (MANH) 213.000 SHARES | $16,987 | $16,987 |
| MARRIOTT INTL INC NEW CL A (MAR) 532.000 SHARES | $80,561 | $80,561 |
| MARSH & MCLENNAN COS INC (MMC) 550.000 SHARES | $61,276 | $61,276 |
| MARVELL TECHNOLOGY GROUP LTD (MRVL) 3,443.000 SHARES | $91,446 | $91,446 |
| MASCO CORP (MAS) 311.000 SHARES | $14,925 | $14,925 |
| MASIMO CORP (MASI) 124.000 SHARES | $19,599 | $19,599 |
| MEDICINES CO (MDCO) 573.000 SHARES | $48,671 | $48,671 |
| MEDTRONIC PLC (MDT) 764.000 SHARES | $86,676 | $86,676 |
| MERCK & CO INC (MRK) 1,251.000 SHARES | $113,778 | $113,778 |
| MERCK & CO INC (MRK) 8,477.000 SHARES | $770,983 | $770,983 |
| MERITAGE HOMES CORP (MTH) 615.000 SHARES | $37,583 | $37,583 |
| METTLER-TOLEDO INTL INC (MTD) 14.000 SHARES | $11,106 | $11,106 |
| MICROCHIP TECHNOLOGY INC (MCHP) 132.000 SHARES | $13,823 | $13,823 |
| MICROSOFT CORP (MSFT) 3,693.000 SHARES | $582,386 | $582,386 |
| MICROSOFT CORP (MSFT) 46.000 SHARES | $19,712 | $19,712 |
| MIDDLEBY CORP (MIDD) 108.000 SHARES | $11,828 | $11,828 |
| MONDELEZ INTL INC CL A (MDLZ) 324.000 SHARES | $17,846 | $17,846 |
| MONOLITHIC PWR SYS INC (MPWR) 518.000 SHARES | $92,214 | $92,214 |
| MYRIAD GENETICS INC (MYGN) 443.000 SHARES | $12,063 | $12,063 |
| NASPERS LTD (NPSNY) 827.000 SHARES | $26,927 | $26,927 |
| NESTLE SA (NSRGY) 308.000 SHARES | $33,344 | $33,344 |
| NETAPP INC (NTAP) 168.000 SHARES | $10,458 | $10,458 |
| NETGEAR INC (NTGR) 355.000 SHARES | $8,701 | $8,701 |
| NEW JERSEY RES CORP (NJR) 208.000 SHARES | $9,271 | $9,271 |
| NEXSTAR MEDIA GROUP INC CL A (NXST) 123.000 SHARES | $14,422 | $14,422 |
| NEXSTAR MEDIA GROUP INC CL A (NXST) 454.000 SHARES | $53,231 | $53,231 |
| NEXTIER OILFIELD SOLUTIONS INC (NEX) 5,885.000 SHARES | $39,429 | $39,429 |
| NIKE INC CL B (NKE) 1,722.000 SHARES | $174,456 | $174,456 |
| NINTENDO LTD (NTDOY) 621.000 SHARES | $30,988 | $30,988 |
| NIPPON TELEG & TELEPHONE CORP (NTTYY) 408.000 SHARES | $20,604 | $20,604 |
| NLIGHT INC (LASR) 1,897 | $38,471 | $38,471 |
| NOKIA CORP (NOK) 5,243.000 SHARES | $19,452 | $19,452 |
| NORDSON CORP (NDSN) 777.000 SHARES | $126,527 | $126,527 |
| NORDSTROM INC (JWN) 587.000 SHARES | $24,026 | $24,026 |
| NORTHERN TR CORP (NTRS) 553.000 SHARES | $58,751 | $58,751 |
| NORTHWESTERN CORP COM (NWE) 670.000 SHARES | $48,019 | $48,019 |
| NOVARTIS AG (NVS) 1,345.000 SHARES | $127,358 | $127,358 |
| NOVO NORDISK A.000 SHARESS (NVO) 1,072.000 SHARES | $62,047 | $62,047 |
| NUANCE COMMUNICATIONS INC (NUAN) 1,495.000 SHARES | $26,656 | $26,656 |
| NVIDIA CORP (NVDA) 46.000 SHARES | $10,824 | $10,824 |
| NVIDIA CORP (NVDA) 70.000 SHARES | $16,471 | $16,471 |
| OCEANEERING INTL INC (OII) 3,137.000 SHARES | $46,773 | $46,773 |
| OLD NATL BANCORP IND (ONB) 913.000 SHARES | $16,699 | $16,699 |
| OMNICOM GROUP INC (OMC) 446.000 SHARES | $36,135 | $36,135 |
| ONE GAS INC (OGS) 157.000 SHARES | $14,691 | $14,691 |
| ONEOK INC (OKE) 184.000 SHARES | $13,923 | $13,923 |
| ORACLE CORP (ORCL) 2,062.000 SHARES | $109,245 | $109,245 |
| ORIX CORP (IX) 1,104.000 SHARES | $92,085 | $92,085 |
| ORTHOFIX MED INC (OFIX) 830.000 SHARES | $38,329 | $38,329 |
| PACKAGING CORP AMER (PKG) 124.000 SHARES | $13,887 | $13,887 |
| PANASONIC CORP (PCRFY) 2,904.000 SHARES | $27,327 | $27,327 |
| PAYPAL HLDGS INC (PYPL) 155.000 SHARES | $16,766 | $16,766 |
| PEPSICO INC (PEP) 952.000 SHARES | $130,110 | $130,110 |
| PERKINELMER INC (PKI) 140.000 SHARES | $13,594 | $13,594 |
| PNC FINL SVCS GROUP INC (PNC) 775.000 SHARES | $123,713 | $123,713 |
| POLARIS INC (PII) 127.000 SHARES | $12,916 | $12,916 |
| PORTLAND GEN ELEC CO (POR) 931.000 SHARES | $51,940 | $51,940 |
| PORTOLA PHARMACEUTICALS INC (PTLA) 863.000 SHARES | $20,608 | $20,608 |
| PPG INDS INC (PPG) 756.000 SHARES | $100,918 | $100,918 |
| PRESTIGE CONSUMER HEALTHCARE INC (PBH) 984.000 SHARES | $39,852 | $39,852 |
| PROVIDENT FINL SVCS INC (PFS) 1,643.000 SHARES | $40,500 | $40,500 |
| PRUDENTIAL FINL INC (PRU) 140.000 SHARES | $13,124 | $13,124 |
| PT BK RAKYAT (BKRKY) 2,584.000 SHARES | $40,724 | $40,724 |
| PTC THERAPEUTICS INC (PTCT) 28.000 SHARES | $1,345 | $1,345 |
| PVH CORP (PVH) 119.000 SHARES | $12,513 | $12,513 |
| QORVO INC (QRVO) 1,360.000 SHARES | $158,073 | $158,073 |
| QUALCOMM INC (QCOM) 137.000 SHARES | $12,088 | $12,088 |
| QUANTA SVCS INC (PWR) 1,830.000 SHARES | $74,499 | $74,499 |
| RADIAN GROUP INC (RDN) 1,142.000 SHARES | $28,733 | $28,733 |
| RADNET INC (RDNT) 1,630.000 SHARES | $33,089 | $33,089 |
| RAYMOND JAMES FINL INC (RJF) 666.000 SHARES | $59,580 | $59,580 |
| RECKITT BENCKISER PLC (RBGLY) 2,006.000 SHARES | $33,219 | $33,219 |
| RECRUIT HLDGS CO LTD (RCRUY) 3,587.000 SHARES | $27,082 | $27,082 |
| RED ELECTRICA DE ESPANA (RDEIY) 5,720.000 SHARES | $57,486 | $57,486 |
| REGENERON PHARMACEUTICALS INC (REGN) 233.000 SHARES | $87,487 | $87,487 |
| RENAISSANCE RE HOLDINGS LTD (RNR) 228.000 SHARES | $44,693 | $44,693 |
| RESMED INC (RMD) 133.000 SHARES | $20,611 | $20,611 |
| RINGCENTRAL INC CL A (RNG) 19.000 SHARES | $3,205 | $3,205 |
| ROBERT HALF INTL INC (RHI) 580.000 SHARES | $52,415 | $52,415 |
| ROCHE HLDGS LTD (RHHBY) 3,206.000 SHARES | $130,356 | $130,356 |
| ROSS STORES INC (ROST) 864.000 SHARES | $100,587 | $100,587 |
| ROYAL BK SCOTLAND GROUP PLC (RBS) 4,040.000 SHARES | $26,018 | $26,018 |
| ROYAL CARIBBEAN CRUISES LTD (RCL) 1,121.000 SHARES | $149,665 | $149,665 |
| RPM INTL INC (RPM) 238.000 SHARES | $18,269 | $18,269 |
| S&P GLOBAL INC (SPGI) 56.000 SHARES | $15,291 | $15,291 |
| SAIPEM S P A (SAPMY) 1,767.000 SHARES | $17,228 | $17,228 |
| SALESFORCE.000 SHARESCOM INC (CRM) 619.000 SHARES | $100,674 | $100,674 |
| SAMPO OYJ (SAXPY) 2,472.000 SHARES | $53,939 | $53,939 |
| SANDY SPRING BANCORP INC CMT (SASR) 1,161.000 SHARES | $43,979 | $43,979 |
| SAP AE (SAP) 380.000 SHARES | $50,916 | $50,916 |
| SAREPTA THERAPEUTICS INC (SRPT) 319.000 SHARES | $41,164 | $41,164 |
| SAREPTA THERAPEUTICS INC (SRPT) 51.000 SHARES | $6,581 | $6,581 |
| SCHEIN HENRY INC (HSIC) 676.000 SHARES | $45,103 | $45,103 |
| SCHNEIDER (SBGSY) 5,301.000 SHARES | $108,140 | $108,140 |
| SCRIPPS E W CO OHIO CL A (SSP) 950.000 SHARES | $14,925 | $14,925 |
| SEATTLE GENETICS INC (SGEN) 850.000 SHARES | $97,121 | $97,121 |
| SEAWORLD ENTMT INC (SEAS) 1,309.000 SHARES000 | $41,508 | $41,508 |
| SEI INVESTMENTS CO (SEIC) 225.000 SHARES | $14,733 | $14,733 |
| SENSATA TECHNOLOGIES HOLDING PLC (ST) 527.000 SHARES | $28,389 | $28,389 |
| SHIMANO (SMNNY) 2,714.000 SHARES | $44,157 | $44,157 |
| SHINHAN FINL GROUP CO LTD (SHG) 353.000 SHARES | $13,439 | $13,439 |
| SHISEIDO LTD (SSDOY) 454.000 SHARES | $32,177 | $32,177 |
| SIGNATURE BK NEW YORK N Y (SBNY) 120.000 SHARES | $16,393 | $16,393 |
| SILGAN HLDGS INC (SLGN) 399.000 SHARES | $12,401 | $12,401 |
| SINGAPORE TELECOMMUNICATIONS LTD (SGAPY) 1,486.000 SHARES | $37,239 | $37,239 |
| SMITH & NEPHEW P L C (SNN) 830.000 SHARES | $39,898 | $39,898 |
| SMITH A O CORP (AOS) 202.000 SHARES | $9,623 | $9,623 |
| SONY CORP (SNE) 385.000 SHARES | $26,180 | $26,180 |
| SOUTH ST CORP (SSB) 378.000 SHARES | $32,792 | $32,792 |
| SOUTHWEST GAS HLDGS INC (SWX) 538.000 SHARES | $40,872 | $40,872 |
| SPX FLOW INC (FLOW) 675.000 SHARES | $32,987 | $32,987 |
| STAG INDL INC (STAG) 1,473.000 SHARES | $46,503 | $46,503 |
| STANDARD CHARTERED (SCBFY) 1,044.000 SHARES | $19,993 | $19,993 |
| STARBUCKS CORP (SBUX) 837.000 SHARES | $73,589 | $73,589 |
| STATE STR CORP (STT) 1,023.000 SHARES | $80,919 | $80,919 |
| STERIS PLC (STE) 104.000 SHARES | $15,852 | $15,852 |
| STRYKER CORP (SYK) 425.000 SHARES | $89,225 | $89,225 |
| SVB FINL GROUP (SIVB) 73.000 SHARES | $18,326 | $18,326 |
| SYSCO CORP (SYY) 1,113 | $95,206 | $95,206 |
| TAIWAN SEMICONDUCTOR MFG CO (TSM) 751.000 SHARES | $43,633 | $43,633 |
| TALOS ENERGY INC (TALO) 1,648.000 SHARES | $49,687 | $49,687 |
| TAYLOR MORRISON HOME CORP (TMHC) 1,561.000 SHARES | $34,123 | $34,123 |
| TDK CORP (TTDKY) 506.000 SHARES | $57,006 | $57,006 |
| TE CONNECTIVITY LTD (TEL) 196.000 SHARES | $18,785 | $18,785 |
| TECH DATA (TECD) 97.000 SHARES | $13,929 | $13,929 |
| TECHNIPFMC LIMITED (FTI) 527.000 SHARES | $11,299 | $11,299 |
| TEGNA INC (TGNA) 2,711.000 SHARES | $45,247 | $45,247 |
| TELECOM ITALIA SAP (TIIAY) 2,435.000 SHARES | $15,048 | $15,048 |
| TERADYNE INC (TER) 815.000 SHARES | $55,575 | $55,575 |
| TEXAS INSTRUMENTS INC (TXN) 177.000 SHARES | $22,707 | $22,707 |
| TEXAS ROADHOUSE INC (TXRH) 150.000 SHARES | $8,448 | $8,448 |
| THERMO FISHER SCIENTIFIC INC (TMO) 477.000 SHARES | $154,963 | $154,963 |
| THYSSENKRUPP AG (TKAMY) 2,054.000 SHARES | $27,452 | $27,452 |
| TIFFANY & CO (TIF) 124.000 SHARES | $16,573 | $16,573 |
| TJX COS INC (TJX) 1,329.000 SHARES | $81,149 | $81,149 |
| TREEHOUSE FOODS INC (THS) 500.000 SHARES | $24,250 | $24,250 |
| TRIMBLE INC (TRMB) 1,829.000 SHARES | $76,251 | $76,251 |
| TRUIST FINL CORP (TFC) 1,217.000 SHARES | $68,541 | $68,541 |
| TURKIYE GARANTI BANKASI (TKGBY) 9,319.000 SHARES | $16,867 | $16,867 |
| TUTOR PERINI CORP (TPC) 1,907.000 SHARES | $24,524 | $24,524 |
| TYLER TECHNOLOGIES INC (TYL) 295.000 SHARES | $88,506 | $88,506 |
| UBS GROUP (UBS) 1,388.000 SHARES | $17,461 | $17,461 |
| ULTRA CLEAN HLDGS INC (UCTT) 919.000 SHARES | $21,569 | $21,569 |
| UMB FINL CORP (UMBF) 192.000 SHARES | $13,179 | $13,179 |
| UNIFI INC (UFI) 766.000 SHARES | $19,349 | $19,349 |
| UNIFIRST CORP MASS (UNF) 343.000 SHARES | $69,279 | $69,279 |
| UNIFIRST CORP MASS (UNF) 67.000 SHARES | $13,533 | $13,533 |
| UNILEVER NV NEW YORK (UN) 2,329.000 SHARES | $133,824 | $133,824 |
| UNION PAC CORP (UNP) 697.000 SHARES | $126,011 | $126,011 |
| UNITED PARCEL SVC INC CL B (UPS) 500.000 SHARES | $58,530 | $58,530 |
| UNITEDHEALTH GROUP INC (UNH) 1,015.000 SHARES | $298,390 | $298,390 |
| URBAN OUTFITTERS INC (URBN) 1,065.000 SHARES | $29,575 | $29,575 |
| US BANCORP DEL (USB) 1,725.000 SHARES | $102,275 | $102,275 |
| VARIAN MED SYS INC (VAR) 488.000 SHARES | $69,301 | $69,301 |
| VERISK ANALYTICS INC (VRSK) 961.000 SHARES | $143,516 | $143,516 |
| VERIZON COMMUNICATIONS INC (VZ) 1,776.000 SHARES | $109,046 | $109,046 |
| VESTAS WIND SYS (VWDRY) 1,069.000 SHARES | $35,993 | $35,993 |
| VIAVI SOLUTIONS INC (VIAV) 2,321.000 SHARES | $34,815 | $34,815 |
| VISA INC (V) 1,748.000 SHARES | $328,449 | $328,449 |
| VISHAY INTERTECHNOLOGY INC (VSH) 2,046.000 SHARES | $43,559 | $43,559 |
| VODAFONE GROUP PLC (VOD) 1,462.000 SHARES | $28,260 | $28,260 |
| WASHINGTON FED INC (WAFD) 1,211.000 SHARES | $44,383 | $44,383 |
| WATERS CORP (WAT) 333.000 SHARES | $77,805 | $77,805 |
| WELLTOWER INC (WELL) 153.000 SHARES | $12,512 | $12,512 |
| WERNER ENTERPRISES INC (WERN) 891.000 SHARES | $32,423 | $32,423 |
| WEST PHARMACEUTICAL SVCS INC (WST) 527.000 SHARES | $79,224 | $79,224 |
| WILLIAMS SONOMA INC (WSM) 135.000 SHARES | $9,914 | $9,914 |
| WORLD WRESTLING ENTMT INC CL A (WWE) 844.000 SHARES | $54,750 | $54,750 |
| XYLEM INC (XYL) 136.000 SHARES | $10,710 | $10,710 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,936,291 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,936,291 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,193,775 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,193,775 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (36 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALTERNATIVE INVESTMENTS SUSTAINABILITY, L.P. | FMV | $5,525,095 | $5,525,095 |
| AMG TIMESSQUARE INTERNATIONAL SMALL CAP CL I (TQTIX) 119,631.387 SHARES | FMV | $1,945,206 | $1,945,206 |
| BOSTON IMPACT INITIATIVE FUND 4.00% 12/01/25 $25,000 FACE VALUE | FMV | $25,000 | $25,000 |
| CALVERT ABSOLUTE RETURN BOND FUND CLASS I (CUBIX) 127,033.000 SHARES | FMV | $1,919,469 | $1,919,469 |
| CLEAN GROWTH FUND IV, LP | FMV | $461,974 | $461,974 |
| CLEAN GROWTH FUND V, LP | FMV | $119,081 | $119,081 |
| DBL PARTNERS III, LP | FMV | $417,188 | $417,188 |
| ECOSYSTEM INTEGRITY FUND III, LP | FMV | $339,763 | $339,763 |
| ECOSYSTEM INVESTMENT PARTNERS II, LP | FMV | $444,543 | $444,543 |
| ECOSYSTEM INVESTMENT PARTNERS III, LP | FMV | $319,375 | $319,375 |
| GENERATION IM CLIMATE SOLUTIONS FUND (II) (U.S.), L.P. | FMV | $764,886 | $764,886 |
| GENERATION IM CLIMATE SOLUTIONS FUND (U.S.), L.P. | FMV | $146,385 | $146,385 |
| GENERATION IM GLOBAL EQUITY FUND, LLC | FMV | $7,594,098 | $7,594,098 |
| GERDING EDLEN GREEN CITIES IV, LP | FMV | $184,468 | $184,468 |
| GREEN CITY GROWERS, LLC 5.00% 02/23/22 25,000 FACE VALUE | FMV | $25,000 | $25,000 |
| GREEN CITY GROWERS, LLC 5.00% 12/03/23 25,000 FACE VALUE | FMV | $25,000 | $25,000 |
| LOCAL ENTERPRISE ASSISTANCE FUND 3.00% 01/15/24 $50,000 FACE VALUE | FMV | $50,000 | $50,000 |
| LOCAL ENTERPRISE ASSISTANCE FUND 3.00% 12/14/24 $50,000 FACE VALUE | FMV | $50,000 | $50,000 |
| MCE SOCIAL CAPITAL | FMV | $500,000 | $500,000 |
| NATURAL CAPITAL INVESTMENT FUND 2.00% 05/31/22 $25,000 FACE VALUE | FMV | $25,000 | $25,000 |
| NEW ENERGY CAPITAL INFRASTRUCTURE CREDIT FUND II LP | FMV | $223,220 | $223,220 |
| NEW ENERGY CAPITAL INFRASTRUCTURE CREDIT FUND LP | FMV | $898,175 | $898,175 |
| RBC MARKETS EQUITY FUND CLASS I (REEIX) 348,886.619 SHARES | FMV | $4,368,060 | $4,368,060 |
| RENEW ENERGY PARTNER, LLC | FMV | $50,000 | $50,000 |
| ROCKPORT CAPITAL PARTNERS III, LP | FMV | $432,296 | $432,296 |
| SEALED INC. 6.00% 07/15/21 $50,000 FACE VALUE | FMV | $50,000 | $50,000 |
| SJF VENTURES III, LP | FMV | $524,608 | $524,608 |
| SJF VENTURES IV, LP | FMV | $359,421 | $359,421 |
| SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S QP FUND, L.P. | FMV | $1,881,849 | $1,881,849 |
| SUN INITIATIVE FINANCING LLC 4.25% 12/31/20 $25,000 FACE VALUE | FMV | $25,000 | $25,000 |
| SUNWEALTH LOAN COMPANY 4, LLC 5.00% 09/30/24 $75,000 FACE VALUE | FMV | $75,000 | $75,000 |
| SUNWEALTH NOTE POOL 2 LLC | FMV | $23,129 | $23,129 |
| THE HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND | FMV | $2,045,392 | $2,045,392 |
| THE LYME FOREST FUND III TE LIMITED PARTNERSHIP | FMV | $238,368 | $238,368 |
| THE LYME FOREST FUND IV TE LP | FMV | $505,491 | $505,491 |
| THE LYME FOREST FUND V TE LP | FMV | $242,629 | $242,629 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| INTEREST AND DIVIDENDS RECEIVABLE | $2,641 | $5,539 | $5,539 |
| DUE FROM INVESTMENT FUNDS | $8,254 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED FEDERAL EXCISE TAX EXPENSE | Desc |
| Amt | $49,176 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE | $2,708 | $0 | $2,741 |
| OFFICE EXPENSE AND SUPPLIES | $23,613 | $0 | $28,981 |
| OTHER INVESTMENT EXPENSES | $4,934 | $4,934 | $0 |
| SCHEDULE K-1S: OTHER INVESTMENT EXPENSES NET OF UBI | $0 | $344,116 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INVESTMENT INCOME | $4,392 | $4,392 | $4,392 |
| THRU SCHEDULE K-1 - ORDINARY BUSINESS INCOME (LOSS), NET OF UBI | $0 | $93 | $0 |
| THRU SCHEDULE K-1 - NET RENTAL REAL ESTATE INCOME, NET OF UBI | $0 | $3,413 | $0 |
| THRU SCHEDULE K-1 - OTHER INCOME (LOSS), NET OF UBI | $0 | -$226,968 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED APRECIATION ON INVESTMENTS | Desc |
| Amt | $9,068,487 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED FEDERAL EXISE TAX | Desc |
| BOY Book Value | $262,370 | BOYBookValueAmt |
| EOY Book Value | $311,546 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PROGRAM CONSULTANTS | $232,272 | $0 | $232,272 |
| INVESTMENT ADVISORY FEES | $85,000 | $85,000 | $0 |
| INVESTMENT MANAGEMENT FEES | $134,523 | $134,523 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $12,260 | $0 | $0 |
| FOREIGN TAXES WITHHELD | $21,886 | $21,886 | $0 |
| SCHEDULE K-1S: FOREIGN TAXES WITHHELD NET OF UBI | $0 | $13,141 | $0 |
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