ANDREW DELANEY FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- ANDREW DELANEY FOUNDATION (EIN 76-0265537)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-05-15
- IRS object ID
- 202001369349101235
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-05-15T14:42:42-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST ST SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 524011512 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760265537 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANDREW DELANEY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ANDR | BusinessNameControlTxt |
| Phone | 5126374168 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5501-A BALCONES DRIVE PMB 152 | AddressLine1Txt |
| City | AUSTIN | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 78731 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JANET DELANEY | PersonNm |
| Person Title | PRESIDENT/TRUSTEE | PersonTitleTxt |
| Phone | 5126374168 | PhoneNum |
| Signature | 2020-05-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SHAWNA HULS | PreparerPersonNm |
| PTIN | P01315330 | PTIN |
| Phone | 3192985333 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 63.152.109.204 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-05-14 | IPDt |
| IP Tm | 12:57:38 | IPTm |
| IP Timezone | CD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | A57D8E88FA5E22D61C76A627600F0C8E385C8FF1 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2020-11-06 18:47:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $26,153,604 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $69 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $26,255 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $26,255 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $719,118 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $719,118 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$338,034 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,430,662 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $407,408 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $745,373 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $109,595 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $27,399 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $82,196 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $31,587 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $7,897 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $23,690 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $210 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $105 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $105 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $13,974 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $6,987 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $6,987 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $135,335 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $135,335 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $6,728 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $6,728 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $37,658 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $36,658 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $279 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $70 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $209 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $2,213 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $553 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $1,660 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $5,959 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $5,700 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $343,538 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $221,732 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $120,547 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,128,250 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,128,250 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,471,788 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $221,732 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,248,797 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,064,380 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $523,641 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $2,257 | CashBOYAmt |
| Cash EOY | $20,077 | CashEOYAmt |
| Cash EOYFMV | $20,077 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,186,430 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $507,381 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $507,381 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $200,000 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $0 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $17,223,882 | CorporateStockBOYAmt |
| Corporate Stock EOY | $17,253,877 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $20,152,959 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $458,464 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $257,274 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $304,885 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $5,022,688 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,843,285 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,159,101 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $26,417 | OtherAssetsBOYAmt |
| Other Assets EOY | $9,201 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $9,201 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $24,120,138 | TotalAssetsBOYAmt |
| Total Assets EOY | $22,891,095 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $26,153,604 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $3,730,536 | CapitalStockBOYAmt |
| Capital Stock EOY | $3,730,536 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $20,389,602 | RetainedEarningBOYAmt |
| Retained Earning EOY | $19,160,559 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $24,120,138 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $22,891,095 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $24,120,138 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $22,891,095 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $24,120,138 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,064,380 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $23,055,758 | SubtotalAmt |
| Other Decreases | $164,663 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $22,891,095 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | PUBLICLY TRADED SECURITIES | PropertyDesc |
| Gross Sales Price | $7,430,662 | GrossSalesPriceAmt |
| Cost Or Other Basis | $7,768,696 | CostOrOtherBasisAmt |
| Gain Or Loss | -$338,034 | GainOrLossAmt |
| Gains Minus Excess Or Losses | -$338,034 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$338,034 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,206,385 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $24,769,103 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048705 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $229,918 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,446,336 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.042215 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $140,472 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,931,967 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.035726 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $136,679 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $4,183,334 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.032672 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $147,060 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,206,949 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.034956 | DistributionYr5Rt |
| Total Distribution | 0.194274 | TotalDistributionRt |
| Average Distribution | 0.038855 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $24,498,845 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $951,903 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,236 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $957,139 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,248,797 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $5,236 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $5,236 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $5,236 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $7,058 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $7,058 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $1,822 | OverpaymentAmt |
| Applied To ES Tax | $1,822 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JANET L DELANEY | IndividualWithBooksNm |
| Phone | 5126374168 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5501-A BALCONES DRIVE PMB 152 | AddressLine1Txt |
| City | AUSTIN | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 78731 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JANET L DELANEY | ||||||||
| 5501-A BALCONES DRIVE PMB 152 | AUSTIN | TX | 78731 | CHAIRMAN/PRESIDENT | 30.00 | $120,000 | $0 | $0 |
| AMANDA H GRAHAM | ||||||||
| 5501-A BALCONES DRIVE PMB 152 | AUSTIN | TX | 78731 | SECRETARY/TRUSTEE | 0.45 | $3,000 | $0 | $0 |
| DAVID J LEE | ||||||||
| 5501-A BALCONES DRIVE PMB 152 | AUSTIN | TX | 78731 | VP/TRUSTEE | 0.40 | $2,000 | $0 | $0 |
| DANIEL E SAVITZ | ||||||||
| 5501-A BALCONES DRIVE PMB 152 | AUSTIN | TX | 78731 | TREASURER/TRUSTEE | 0.40 | $3,000 | $0 | $0 |
| NATALIE HAUSMAN-WEISS | ||||||||
| 5501-A BALCONES DRIVE PMB 152 | AUSTIN | TX | 78731 | TRUSTEE | 0.40 | $3,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UBS FINANCIAL SERVICES INC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4400 POST OAK PARKWAY SUITE 1700 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770273441 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $135,335 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $23,834,313 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $992,476 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $45,135 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $24,871,924 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $24,871,924 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $373,079 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $24,498,845 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,224,942 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,224,942 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $5,236 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $5,236 | TotalTaxAmt |
| Distributable Before Adj | $1,219,706 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,219,706 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,219,706 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,248,797 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,248,797 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $5,236 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,243,561 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,219,706 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $31,473 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,248,797 | QualifyingDistributionsAmt |
| Applied To Year1 | $31,473 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,217,324 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $2,382 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (49 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| ALZHEIMERS ASSOCIATION | |||||||
| 7719 WOODHOLLOW DR SUITE 157 | AUSTIN | TX | 78731 | PC | ALZHEIMERS DISEASE CARE, SUPPORT AND RESEARCH | $5,000 | |
| AMERICAN FOUNDATION FOR SUICIDE PREVENTION | |||||||
| 120 WALL STREET 29TH FLOOR | NEW YORK | NY | 10005 | PC | SUICIDE AWARENESS, RESEARCH, RESOURCES AND AID TO THOSE AFFECTED BY SUICIDE | $5,000 | |
| ARTS FOR RURAL TEXAS | |||||||
| P O BOX 33 | FAYETTEVILLE | TX | 78940 | PC | ART AFTER SCHOOL AND FINE ART ASSEMBLIES PROGRAMS, GALLERY MAINTENANCE | $26,000 | |
| AUSTIN PUBLIC LIBRARY FRIENDS FOUNDATION | |||||||
| P O BOX 13201 | AUSTIN | TX | 78711 | PC | KIDS BLOCK PARTY SUPPORT | $30,000 | |
| AUSTIN WILDLIFE RESCUE | |||||||
| P OBOX 302695 | AUSTIN | TX | 78703 | PC | WILD ANIMAL RESCUE AND REHABILITATION | $5,000 | |
| BARBARA BUSH LITERACY HOUSTON FOUNDATION | |||||||
| 7887 SAN FELIPE STE 250 | HOUSTON | TX | 77063 | PC | BOOK DISTRIBUTION PROGRAM | $50,000 | |
| BIG BROTHERS BIG SISTERS LONE STAR | |||||||
| 1003 WASHINGTON AVENUE | HOUSTON | TX | 77002 | PC | CHILD MENTORING PROGRAMS | $45,000 | |
| BOOKSPRING | |||||||
| 2006 GREENBROOK PKWY | AUSTIN | TX | 78723 | PC | BOOK DISTRIBUTION PROGRAMS | $40,000 | |
| BREAKTHROUGH HOUSTON (ST JOHNS SCHOOL) | |||||||
| 2401 CLAREMONT LANE | HOUSTON | TX | 77019 | PC | ACADEMIC ENRICHMENT FOR AT-RISK STUDENTS | $4,000 | |
| BUFFALO BAYOU PARTNERSHIP | |||||||
| 1019 COMMERCE ST STE 200 | HOUSTON | TX | 77002 | PC | TRANSFORM AND REVITALIZE BUFFALO BAYOU | $5,000 | |
| CANDID | |||||||
| 32 OLD SLIP 24TH FLOOR | NEW YORK | NY | 10005 | PC | PROVIDE INFORMATION ON NON-PROFIT ORGANIZATIONS | $1,000 | |
| CENTER FOR DISASTER PHILANTHROPY | |||||||
| 1201 CONNECTICUT AVE NW STE 300 | WASHINGTON | DC | 20036 | PC | DISASTER PHILANTHROPY SERVICES | $10,000 | |
| CENTER FOR PURSUIT | |||||||
| 810 MARSTON STREET | HOUSTON | TX | 77019 | PC | DENTAL CLINIC SUPPORT | $40,000 | |
| CHARITY NAVIGATOR | |||||||
| P O BOX 6002 | BELLMAWR | NJ | 08099 | PC | PROVIDE INFORMATION ABOUT CHARITIES | $1,000 | |
| COMMUNITIES IN SCHOOLS OF CENTRAL TEXAS | |||||||
| 3000 SOUTH IH 35 SUITE 200 | AUSTIN | TX | 78704 | PC | PEBBLE PROJECT - TO HELP YOUNG STUDENTS WITH ABUSE AND BULLYING ISSUES | $25,000 | |
| EIGHT MILLION STORIES | |||||||
| 6500 CHIMNEY ROCK RD BDLG 5 | HOUSTON | TX | 77081 | PC | EDUCATION, SKILLS TRAINING, EMPLOYMENT FOR VULNERABLE YOUTH | $5,000 | |
| EMANCIPET | |||||||
| 7010 EASY WIND DRIVE 260 | AUSTIN | TX | 78752 | PC | LOW-COST SPAY/ NEUTER AND VETERINARY SERVICES FOR ANIMALS. CARRYING COSTS FOR NEW HOUSTON CLINIC | $60,000 | |
| ETOSHA RESCUE & ADOPTION CENTER | |||||||
| 1136 E KINGSBURY ST PMB 128 | SEGUIN | TX | 78155 | PC | ANIMAL RESCUE AND ADOPTION | $20,000 | |
| EVES FUND | |||||||
| P O BOX 73 | DALTON | MA | 01227 | PC | SCHOLARSHIP PROGRAM FOR NAVAJO YOUTH | $25,000 | |
| EXPONENT PHILANTHROPY | |||||||
| 1720 N STREET NW | WASHINGTON | DC | 20036 | PC | PHILANTHROPY MEMBERSHIP ASSOCIATION- ANNUAL MEMBERSHIP AND OPERATIONS | $1,000 | |
| FAMILY ELDERCARE INC | |||||||
| 1700 RUTHERFORD LN | AUSTIN | TX | 78745 | PC | SUMMER FAN DRIVE | $7,500 | |
| GIRLS EMPOWERMENT NETWORK | |||||||
| P O BOX 3122 | AUSTIN | TX | 78746 | PC | EXPANSION INITIATIVE, PATHFINDER PROGRAM (ATX), SALARY FOR PART-TIME PROGRAM COORDINATORS FOR IN-SCHOOL GIRL CONNECT PROGRAM (HTX) | $64,000 | |
| GUIDE DOGS OF TEXAS | |||||||
| 1503 ALLENA DRIVE | SAN ANTONIO | TX | 78213 | PC | SALARY FOR GUIDE DOG MOBILITY INSTRUCTOR APPRENTICE | $50,000 | |
| HOSPICE AUSTIN | |||||||
| 4107 SPICEWOOD SPRINGS RD | AUSTIN | TX | 78759 | PC | IN-PATIENT HOSPICE CARE | $5,000 | |
| HOUSTON ARTS ALLIANCE | |||||||
| 3201 ALLEN PKWY STE 250 | HOUSTON | TX | 77019 | PC | TECHNOLOGY EXPANSION FOR NEW OFFICES | $25,000 | |
| HOUSTON BLUES MUSEUM | |||||||
| P O BOX 130175 | HOUSTON | TX | 77219 | PC | ABOUT BLUES CULTURE PROGRAM | $2,500 | |
| HOUSTON EYE ASSOCIATES FOUNDATION | |||||||
| 7155 OLD KATY RD SUITE N100 | HOUSTON | TX | 77024 | PC | PROVIDE EYE CARE SERVICES FOR INDIVIDUALS IN FINANCIAL HARDSHIP PATIENT SERVICES | $45,000 | |
| HOUSTON HOSPICE | |||||||
| 1905 HOLCOMBE BLVD | HOUSTON | TX | 77030 | PC | IN-PATIENT HOSPICE CARE | $25,000 | |
| HOUSTON MUSEUM OF NATURAL SCIENCE | |||||||
| 5555 HERMAN PARK DR | HOUSTON | TX | 77030 | PC | NATURAL HISTORY, NATURAL SCIENCES MUSEUM - AUTISM CERTIFICATION, PROGRAM FOR DEAF AND HOH | $25,000 | |
| HOUSTON PUBLIC LIBRARY FOUNDATION | |||||||
| 550 MCKINNEY ST | HOUSTON | TX | 77002 | PC | PUBLIC LIBRARY - EXPAND BRAND AWARENESS, SCHOLARSHIPS FOR BEYOND THE PAGE LUNCHEON | $35,000 | |
| INTERFAITH MINISTRIES FOR GREATER HOUSTON | |||||||
| 3303 MAIN STREET | HOUSTON | TX | 77002 | PC | MEALS ON WHEELS CAPITAL CAMPAIGN TO PURCHASE NEW BUILDING | $40,000 | |
| LITERACY FIRST (UNIVERSITY OF TEXAS-AUSTIN) | |||||||
| 3925 W BRAKER LN STE 3801 | AUSTIN | TX | 78759 | PC | LITERACY PROGRAMS FOR AT-RISK CHILDREN | $40,000 | |
| MAKE-A-WISH TEXAS GULF COAST AND LOUISIANA | |||||||
| 12625 SOUTHWEST FREEWAY | STAFFORD | TX | 77477 | PC | CREATES LIFE-CHANGING WISHES FOR CRITICALLY ILL CHILDREN | $5,000 | |
| MCNAY MUSEUM | |||||||
| 6000 N NEW BRAUNFELS | SAN ANTONIO | TX | 78209 | PC | ART MUSEUM - FREE ADMISSION PROGRAM | $2,000 | |
| MEALS ON WHEELS CENTRAL TEXAS | |||||||
| 3227 EAST 5TH STREET | AUSTIN | TX | 78702 | PC | MIKES PLACE - ADULT DAY PROGRAMS, BREAKFAST MEALS PROGRAM | $35,000 | |
| MOBILE LOAVES AND FISHES | |||||||
| 9301 HOG EYE RD STE 950 | AUSTIN | TX | 78724 | PC | COMMUNITY FIRST! VILLAGE PROJECT TO HOUSE HOMELESS ADULTS | $50,000 | |
| PLANNED PARENTHOOD GULF COAST | |||||||
| 4600 GULF FREEWAY | HOUSTON | TX | 77023 | PC | PROVIDE LOW-COST HEALTH SERVICES PATIENT ASSISTANCE FUND | $50,000 | |
| RAICES | |||||||
| 1305 N FLORES ST | SAN ANTONIO | TX | 78212 | PC | PROVIDES LEGAL SERVICES AND SOCIAL SERVICES FOR IMMIGRANTS | $5,000 | |
| RIVER OAKS FOUNDATION | |||||||
| P O BOX 22632 | HOUSTON | TX | 77227 | PC | NEIGHBORHOOD BEAUTIFICATION PROGRAM | $1,000 | |
| RONALD MCDONALD HOUSE OF HOUSTON | |||||||
| 1907 HOLCOMBE BLVD | HOUSTON | TX | 77030 | PC | HOME AWAY FROM HOME FOR FAMILIES WITH SERIOUSLY ILL CHILDREN BEING TREATED AT NEARBY MEDICAL FACILITIEIS | $5,000 | |
| SALVATION ARMY GREATER HOUSTON | |||||||
| 1500 AUSTIN STREET | HOUSTON | TX | 77002 | PC | PROVIDE VARIOUS SOCIAL SERVICE PROGRAMS | $5,000 | |
| SALVATION ARMY OF AUSTIN | |||||||
| P O BOX 1000 | AUSTIN | TX | 78767 | PC | PROVIDE VARIOUS SOCIAL SERVICE PROGRAMS | $5,000 | |
| SAM HOUSTON AREA COUNCIL (BOY SCOUTS) | |||||||
| 2225 NORTH LOOP W | HOUSTON | TX | 77008 | PC | YOUTH SCOUTING PROGRAMS - SCOUTREACH INITIATIVE | $40,000 | |
| TEXAS HUMANE HEROES | |||||||
| 10930 E CRYSTAL FALLS PKWY | LEANDER | TX | 78641 | PC | ANIMAL RESCUE AND ADOPTION SERVICES - DRIVEWAY RESURFACE | $25,000 | |
| THE WOODS PROJECT | |||||||
| 2700 SOUTHWEST FREEWAY SUITE A | HOUSTON | TX | 77098 | PC | PROGRAM STAFF POSITION | $50,000 | |
| THUNDERING PAWS | |||||||
| PO BOX 1555 | DRIPPING SPRINGS | TX | 78620 | PC | ANIMAL RESCUE AND ADOPTION SERVICES - OUTDOOR UTILITY SINK AND INSTALLATION | $2,000 | |
| TRIPLE ME MAC EQUINE SANCTUARY | |||||||
| 3022 VIEW RIDGE | SPRING BRANCH | TX | 78070 | PC | HAY AND HAY TRANSPORT FOR RESCUED HORSES | $6,250 | |
| UNIVERSITY OF HOUSTON - COLLEGE OF NURSING | |||||||
| 14000 UNIVERSITY BLVD BRAZOS HALL | SUGAR LAND | TX | 77479 | PC | SCHOLARSHIPS FOR NURSING STUDENTS | $25,000 | ROOM 368B |
| UNIVERSITY OF TEXAS - AUSTIN - COLLEGE OF NATURAL SCIENCES | |||||||
| 120 INNER CAMPUS DRIVE STOP G2500 | AUSTIN | TX | 78712 | PC | ANDREW DELANEY ENDOWED EXCELLENCE FUND FOR ACTUARIAL SCIENCES | $50,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,128,250 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| AUSTIN PUBLIC LIBRARY FRIENDS FOUNDATION | ||||||
| P O BOX 13201 | AUSTIN | TX | 78711 | PC | KIDS BLOCK PARTY 2020 | $30,000 |
| BIG BROTHERS BIG SISTERS LONE STAR | ||||||
| 1003 WASHINGTON AVENUE | HOUSTON | TX | 77002 | PC | EXPAND MISSION PROGRAMS | $180,000 |
| MOBILE LOAVES AND FISHES | ||||||
| 9301 HOG EYE RD STE 950 | AUSTIN | TX | 78724 | PC | PURCHASE OF 2 MICROHOMES FOR COMMUNITY FIRST! VILLAGE. | $50,000 |
| PLANNED PARENTHOOD GULF COAST | ||||||
| 4600 GULF FREEWAY | HOUSTON | TX | 77023 | PC | EXPAND HEALTH CARE SERVICES AND EDUCATION PROGRAMS. | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $310,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $26,255 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $719,118 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$338,034 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $407,339 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $407,339 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $13,974 | Amt |
| Net Investment Income | $6,987 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $6,987 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| COCA COLA ENTERPRISES 08.500% | $111,930 | $112,945 |
| ISHARES IBOXX $ INVT GRADE CORPORATE BOND ETF | $145,344 | $191,940 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (172 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC COM | $254,694 | $276,953 |
| ACCOR SA SPON ADR | $90,650 | $100,137 |
| ACS ACTIV DE CONSTRUC Y SERV ADR | $80,031 | $88,244 |
| ADECCO GROUP AG UNSPONSORED ADR | $95,890 | $99,460 |
| ADOBE SYSTEMS INC (DELAWARE) | $27,677 | $43,865 |
| AERCAP HOLDINGS NV SHS EUR | $85,018 | $98,168 |
| AGCO CORP | $71,762 | $83,662 |
| AIA GROUP LTD SPON ADR | $128,954 | $151,861 |
| AIRBUS SE UNSPONSORED ADR | $69,747 | $102,386 |
| ALCON INC CHF | $48,566 | $49,895 |
| ALIBABA GROUP HLDG LTD SPON ADR | $201,478 | $212,100 |
| ALLEGION PLC | $67,373 | $87,178 |
| AMAZON.COM INC | $108,097 | $168,153 |
| AMERIPRISE FINANCIAL INC | $49,633 | $66,132 |
| ANGLO AMERN PLC SPON ADR | $89,888 | $113,953 |
| ARES CAPITAL CORP | $150,676 | $171,636 |
| ASHTEAD GROUP PLC ORD UNSPONSORED ADR | $70,865 | $86,172 |
| ASML HLDG NV SPON ADR | $73,746 | $119,264 |
| AT&T INC | $118,848 | $144,010 |
| AXA ADR | $104,254 | $98,142 |
| BAE SYSTEMS PLC SPON ADR | $100,018 | $98,773 |
| BASF SE SPON ADR | $114,738 | $99,395 |
| BERKSHIRE HATHAWAY INC NEW CL B | $173,532 | $238,731 |
| BIO RAD LABORATORIES INC CL A | $56,478 | $95,838 |
| BRAMBLES LTD SPON ADR | $69,461 | $75,616 |
| CAMECO CORP CANADA CAD | $116,514 | $109,666 |
| CAPGEMINI S E UNSPONSORED ADR | $92,128 | $95,666 |
| CARLSBERG AS SPON ADR | $85,049 | $106,172 |
| CARNIVAL CORP NEW (PAIRED STOCK) | $203,422 | $177,905 |
| CHINA MOBILE LTD SPON ADR | $67,509 | $61,249 |
| CITIGROUP INC | $122,564 | $139,408 |
| COMCAST CORP NEW CL A | $83,501 | $97,090 |
| COMPAGNIE DE SAINT-GOBAIN ADR | $96,813 | $95,834 |
| COMPAGNIE FINANCIERE RICHEMONT | $59,567 | $64,458 |
| CONGNEX CORP | $130,811 | $140,100 |
| CONTL AG-SPONS ADR ADR | $94,723 | $82,696 |
| COSTCO WHOLESALE CORP | $50,426 | $75,537 |
| DANONE SPON ADR | $130,794 | $136,339 |
| DBS GROUP HLDGS LTD SPON ADR | $89,768 | $94,290 |
| DELTA AIR LINES INC DELA NEW | $95,290 | $98,071 |
| DEUTSCH BOERSE ADR | $71,888 | $97,484 |
| DEUTSCHE POST AG SPON ADR | $123,158 | $114,443 |
| DNB ASA SPON ADR | $100,082 | $102,479 |
| DOLLAR TREE INC | $253,652 | $237,852 |
| E ON SE SPON ADR | $94,210 | $92,029 |
| ECOLAB INC | $72,582 | $115,794 |
| ECOLAB INC | $79,668 | $123,514 |
| ELANO ANIMAL HOSPITAL INC | $60,329 | $63,259 |
| ELECTRONIC ARTS | $284,870 | $321,347 |
| ELECTRONIC ARTS | $82,868 | $85,578 |
| ENGIE SPON ADR | $106,296 | $100,173 |
| ENTERTAINMENT ONE LTD CAD | $36,836 | $47,762 |
| EPAM SYSTEMS INC | $114,361 | $265,200 |
| EQUINOR ASA SPON ADR | $92,295 | $94,294 |
| ERSTE GROUP BANK AG ORD EUR | $44,508 | $45,315 |
| ESSILOR INTL SPON ADR | $100,291 | $112,128 |
| FACEBOOK INC | $227,934 | $242,195 |
| FANUC CORP ADR | $99,219 | $92,082 |
| FEDEX CORP | $153,788 | $147,430 |
| GARDNER DENVER HLDGS INC | $43,287 | $58,541 |
| GENL DYNAMICS CORP | $253,187 | $226,433 |
| GENMAB A/S SPON ADR | $44,901 | $54,016 |
| GLAXO SMITHKLINE PLC ADR | $83,924 | $97,269 |
| GRIFOLS S A CL B SPON ADR | $42,421 | $45,462 |
| H LUNDBECK A/S DKK | $50,663 | $56,474 |
| HEALTH CARE SVCS GROUP INC | $220,933 | $133,760 |
| HITACHI LTD ADR NEW JAPAN | $85,732 | $110,097 |
| HESS CORP | $70,812 | $102,821 |
| HOME DEPOT INC | $196,157 | $228,644 |
| HSBC HOLDINGS PLC NEW GB SPON ADR | $123,061 | $99,171 |
| INCYTE CORP | $48,239 | $55,885 |
| INDUSTRIA DE DISENO TEXTIL IND | $105,245 | $112,470 |
| INTERCONTINENTAL EXCHANGE GROUP | $90,642 | $138,825 |
| INTUITIVE SURGICAL INC NEW | $171,139 | $413,805 |
| IRONWOOD PHARMACEUTICALS INC | $59,486 | $66,244 |
| JAPAN AIRLINES CO UNSPONSORED ADR | $100,543 | $100,476 |
| JOHNSON & JOHNSON COM | $131,477 | $143,682 |
| JULIUS BAER GROUP LTD ADR | $116,834 | $104,283 |
| KAO CORP REPSTG 10 SHS COM SPON ADR | $86,458 | $102,531 |
| KBC GROUP SA/NV SHS EUR | $52,722 | $62,477 |
| KION GROUP AG EUR | $51,922 | $45,449 |
| KNIGHT-SWIFT TRANSN HLDGS INC CL A | $151,973 | $170,885 |
| KOSMOS ENERGY LTD | $245,186 | $212,502 |
| LABORATORY CORP AMER HLDGS NEW | $27,307 | $27,067 |
| LANXESS AG EUR | $62,316 | $64,881 |
| LILLY ELI & CO | $44,383 | $57,566 |
| LINDE PLC EUR | $86,030 | $111,985 |
| LIVANOVA PLC GBP | $57,032 | $52,348 |
| LIVERMAP HOLDINGS INC | $55,941 | $56,675 |
| LLOYDS BANKING GROUP PLC SPON ADR | $108,393 | $105,367 |
| LVMH MORT HENNESSEY LOUIS VUITTON | $188,971 | $232,470 |
| MARSH & MCLENNAN COS INC | $72,534 | $97,372 |
| MASTERCARD INC CL A | $94,479 | $187,216 |
| MEDICINES CO | $17,489 | $55,891 |
| MEDTRIONIC PLC | $30,736 | $37,665 |
| MICRON TECHNOLOGY INC | $58,192 | $77,551 |
| MICROSOFT CORP | $116,804 | $281,652 |
| MICROSOFT CORP | $110,793 | $170,158 |
| MINEBEA CO LTD ORD ORD JPY | $41,473 | $51,871 |
| MOHAWK INDUSTRIES INC | $89,856 | $79,510 |
| MONDI PLC EUR | $48,489 | $51,916 |
| MOODYS CORP | $46,484 | $75,022 |
| MSA SAFETY INC COM | $40,331 | $48,017 |
| MURATA MFG CO LTD ADR | $78,997 | $105,570 |
| NASPERS LTD SPON ADR | $75,509 | $50,012 |
| NESTE OIL OYJ EUR | $51,634 | $54,890 |
| NINTENDO LTD ADR NEW JAPAN ADR | $44,938 | $62,026 |
| NIPPON TELEG & TEL CORP SPON ADR | $44,910 | $45,652 |
| NORDEA BANK SWED ADR | $96,138 | $68,192 |
| NORDEA BK ABP SPON ADR | $119,072 | $99,015 |
| NUTRIEN LTD CAD | $92,660 | $85,759 |
| NUTRIENN LTD CAD | $162,508 | $163,996 |
| NXP SEMICONDUCTORS N V COM EUR | $59,914 | $102,444 |
| NXP SEMICONDUCTORS N V COM EUR | $34,936 | $58,412 |
| OCCIDENTAL PETROLEUM CRP | $205,643 | $123,630 |
| ORIX CORP SPON ADR | $37,394 | $42,289 |
| OTSUKA HLDGS CO LTD UNSPONSORED ADR | $100,010 | $101,107 |
| PAYPAL HOLDINGS INC | $111,201 | $270,425 |
| PING AN INSURANCE (GROUP) CO OF CHINA LTD REPSTG 20 H SHS SPON ADR | $74,592 | $88,369 |
| PIONEER NAT RES CO | $111,862 | $130,935 |
| PRICE T ROWE GROUP INC | $95,819 | $111,605 |
| PROCTER & GAMBLE CO | $58,039 | $82,809 |
| PROSUS N V SPON ADR | $150,244 | $153,127 |
| PROSUS N V SPON ADR | $46,766 | $46,443 |
| PT BK MANDIRI PERSERO TBK ADR | $65,119 | $66,833 |
| QUALCOMM INC | $110,415 | $127,845 |
| RATHEON CO NEW | $118,651 | $145,248 |
| RAYONIER ADVANCED MATLS INC | $133,949 | $26,880 |
| RECKITT BENC KISER PLC SPON ADR | $94,610 | $100,983 |
| REPSOL SA SPON ADR | $112,401 | $92,904 |
| ROCHE HLDG LTD SPONS ADR SWITZ ADR | $89,542 | $115,637 |
| ROCKWELL AUTOMATION INC NEW | $272,168 | $354,673 |
| ROLLS ROYCE HOLDINGS PLC SPON | $93,250 | $70,476 |
| ROPER TECHNOLOGIES INC | $123,194 | $146,651 |
| ROYAL DSM N V SPON ADR | $114,989 | $149,622 |
| ROYAL DSM N V SPON ADR | $21,221 | $28,136 |
| ROYAL DUTCH SHELL PLC CL A SPON ADR | $104,495 | $95,135 |
| RWE AG ADR | $87,946 | $101,699 |
| SAGE GROUP PLC ORD GBP | $116,984 | $110,997 |
| SANDS CHINA LTD UNSPONSORED ADR | $95,918 | $107,648 |
| SANOFI SPON ADR | $50,091 | $49,899 |
| SAP SE SPON ADR | $118,395 | $142,967 |
| SCHWAB CHARLES CORP NEW | $252,760 | $271,710 |
| SHERWIN WILLIAMS CO | $182,447 | $260,842 |
| SIEMENS HEALTHINEERS AD ADR | $89,032 | $99,828 |
| SMITH & NEPHEW PLC NEW | $74,994 | $102,918 |
| SONY CORP ADR NEW JAPAN ADR | $111,845 | $138,040 |
| SPECTRIS PLC GBP | $83,016 | $86,387 |
| STARBUCKS CORP | $106,628 | $167,048 |
| SYNOPSYS INC | $111,882 | $249,864 |
| TAIWAN SEMICONDUCTOR MFG CO LTD ADR | $80,915 | $116,200 |
| TAKEDA PHARMACEUTICAL CO LTD | $101,587 | $101,432 |
| TECHNOPRO HLDGS SPON ADR | $34,225 | $39,958 |
| TEXAS INSTRUMENTS | $148,978 | $178,708 |
| THERMO FISHER SCIENTIFIC INC | $125,048 | $210,516 |
| TJX COS INC NEW | $86,479 | $133,416 |
| TWITTER INC | $57,975 | $57,017 |
| UNILEVER NV NY SHS NEW NETHERLANDS SPON SPON ADR | $98,173 | $99,233 |
| UNITEDHEALTH GROUP INC | $170,757 | $229,010 |
| UNITEDHEALTH GROUP INC | $98,294 | $129,645 |
| US BANCORP DEL (NEW) | $50,905 | $55,258 |
| VIRTU FINL INC CL A | $116,462 | $83,580 |
| VISA INC CL A | $53,113 | $87,937 |
| WALT DISNEY CO (HOLDING CO) | $317,773 | $433,890 |
| WALT DISNEY CO (HOLDING CO) DISNEY COM | $66,270 | $88,369 |
| WALT DISNEY CO (HOLDING CO)DISNEY COM | $215,966 | $274,508 |
| WARRANTS AMERICAN INTL GROUP INC | $21,481 | $9,437 |
| WELLS FARGO & CO NEW | $40,718 | $44,600 |
| WHEATON PRECIOUS METALS CORP | $127,218 | $139,260 |
| WSTN DIGITAL CORP | $55,078 | $92,984 |
| ZURICH INS GROUP LTD SPON ADR | $88,486 | $117,137 |
| HENKEL AG & CO KGAA VORZUG EUR | $64,483 | $64,322 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| A&Q MULTI-STRATEGY FUND A/O 11/30/17 | AT COST | $3,645,543 | $3,762,041 |
| SPDR GOLD SHARES ETF | AT COST | $628,806 | $785,950 |
| TCW EMERGING MARKETS INCOME FUND CLASS I | AT COST | $533,003 | $575,177 |
| DELANEY INTERESTS LTD. | AT COST | $4,133 | $4,133 |
| SYNFUELS INTL. INC. | AT COST | $31,800 | $31,800 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $210 | LegalFeesAmt |
| Net Investment Income | $105 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $105 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | GARCIA BANKRUPTCY NOTE | Desc |
| BOY Book Value | $26,417 | BOYBookValueAmt |
| EOY Book Value | $9,201 | EOYBookValueAmt |
| EOYFMV | $9,201 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| CHECKS WRITTEN IN 2018 CLEARED IN 2019 | $55,000 |
| INVESTMENT ADJUSTMENT | $109,663 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $24 | $0 | $24 |
| D&O LIABILITY INSURANCE | $2,250 | $0 | $2,250 |
| MAILBOX FEE | $168 | $0 | $168 |
| MEMBERSHIP FEES | $2,556 | $0 | $2,556 |
| POSTAGE | $61 | $0 | $61 |
| SAFE DEPOSIT BOX | $3 | $0 | $3 |
| STORAGE UNIT | $288 | $0 | $288 |
| TECHNOLOGY | $229 | $0 | $229 |
| OFFICE SUPPLIES | $121 | $0 | $121 |
| PAYROLL TAX PENALTY | $259 | $0 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $135,335 | Amt |
| Net Investment Income | $135,335 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAXES | $1,000 | $0 | $0 |
| FOREIGN TAXES | $36,658 | $36,658 | $0 |
Comments