WILLIAM P INGERSOLL TRUST XXXXX8005: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM P INGERSOLL TRUST XXXXX8005 (EIN 36-6584340)
- Tax period
- 2018-10-01 to 2019-09-30
- Filed
- 2020-02-07
- IRS object ID
- 202020389349100507
- Schema version
- 2018v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-02-07T13:00:27-06:00 | ReturnTs |
| Tax Period End | 2019-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 155 N WACKER DRIVE | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 366584340 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILLIAM P INGERSOLL TRUST XXXXX8005 | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | INGE | BusinessNameControlTxt |
| Phone | 8004962583 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN IL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOY G LLANES | PersonNm |
| Person Title | Vice President | PersonTitleTxt |
| Phone | 8004962583 | PhoneNum |
| Signature | 2020-01-31 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JACOB ZEHNDER | PreparerPersonNm |
| PTIN | P01564049 | PTIN |
| Phone | 3128792000 | PhoneNum |
| Preparation | 2020-01-31 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $37,562,243 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $847,910 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $828,670 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,778,448 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,884,658 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,778,448 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $56,016 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $2,682,374 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,607,118 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $237,919 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $142,751 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $95,167 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $25,638 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $25,638 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $20,585 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $20,585 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $15 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $15 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $284,157 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $163,336 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $120,820 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,803,179 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,803,179 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,087,336 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $163,336 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,923,999 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $595,038 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,443,782 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $55,601 | CashBOYAmt |
| Cash EOY | $75,241 | CashEOYAmt |
| Cash EOYFMV | $75,241 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,029,350 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,038,587 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,038,587 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $17,649,763 | CorporateStockBOYAmt |
| Corporate Stock EOY | $18,482,787 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $20,909,261 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $8,675,916 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $9,671,084 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $9,910,059 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $6,440,498 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,165,465 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,629,095 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $33,851,128 | TotalAssetsBOYAmt |
| Total Assets EOY | $34,433,164 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $37,562,243 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $33,851,128 | CapitalStockBOYAmt |
| Capital Stock EOY | $34,433,164 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $33,851,128 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $34,433,164 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $33,851,128 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $34,433,164 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $33,851,128 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $595,038 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,045 | OtherIncreasesAmt |
| Subtotal | $34,448,211 | SubtotalAmt |
| Other Decreases | $15,047 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $34,433,164 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (385 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 8531.643 MATTHEWS ASIA DIVIDEND-INS | 2016-03-31 | 2018-10-11 | $147,086 | $133,343 | $13,743 | $13,743 | |
| 17482.433 PAYDEN HIGH INCOME FUND - R | 2011-08-29 | 2018-10-11 | $110,314 | $121,288 | -$10,974 | -$10,974 | |
| 2140.21 CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020 | 2016-10-31 | 2018-10-15 | $2,140 | $2,146 | -$6 | -$6 | |
| 1088.36 CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020 | 2017-02-22 | 2018-10-15 | $1,088 | $1,089 | -$1 | -$1 | |
| 104.41 FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2018-10-15 | $104 | $111 | -$7 | -$7 | |
| 174.13 FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2018-10-15 | $174 | $188 | -$14 | -$14 | |
| 223.77 FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2018-10-15 | $224 | $239 | -$15 | -$15 | |
| 240.27 FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2018-10-15 | $240 | $261 | -$21 | -$21 | |
| 214.11 FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2018-10-15 | $214 | $228 | -$14 | -$14 | |
| 38.37 FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2018-10-15 | $38 | $41 | -$3 | -$3 | |
| 149.81 FHLMC GOLD E01608 04/01/19 | 2012-11-27 | 2018-10-15 | $150 | $161 | -$11 | -$11 | |
| 194.76 FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2018-10-15 | $195 | $215 | -$20 | -$20 | |
| 123.06 FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2018-10-15 | $123 | $136 | -$13 | -$13 | |
| 46.8 FHLMC GOLD B13143 04/01/19 | 2012-04-02 | 2018-10-15 | $47 | $50 | -$3 | -$3 | |
| 179.29 FED HOME LN MTG CORP PARTN CTFS | 2009-08-24 | 2018-10-15 | $179 | $190 | -$11 | -$11 | |
| 298.66 FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2018-10-15 | $299 | $322 | -$23 | -$23 | |
| 120.69 FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2018-10-15 | $121 | $131 | -$10 | -$10 | |
| 322.02 FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2018-10-15 | $322 | $360 | -$38 | -$38 | |
| 269.91 FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2018-10-15 | $270 | $300 | -$30 | -$30 | |
| 465.8 FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2018-10-15 | $466 | $476 | -$10 | -$10 | |
| 10000. US BANCORP MTN 1.950% 11/15/2018 DTD 11/07/2013 | 2014-03-31 | 2018-10-15 | $10,000 | $9,974 | $26 | $26 | |
| 325.33 GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2018-10-16 | $325 | $348 | -$23 | -$23 | |
| 24960.574 JPM MANAGED INCOME - INSTL FUND 2119 | 2018-09-05 | 2018-10-19 | $249,855 | $249,855 | |||
| 96736.095 PAYDEN HIGH INCOME FUND - R | 2009-08-19 | 2018-10-19 | $611,372 | $641,442 | -$30,070 | -$30,070 | |
| 268.39 GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2018-10-22 | $268 | $286 | -$18 | -$18 | |
| 859.57 GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2018-10-22 | $860 | $913 | -$53 | -$53 | |
| 248.84 FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2018-10-25 | $249 | $257 | -$8 | -$8 | |
| 178.92 FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2018-10-25 | $179 | $178 | $1 | $1 | |
| 148.53 FNMA 257078 6% 02/01/23 | 2012-08-21 | 2018-10-25 | $149 | $164 | -$15 | -$15 | |
| 282.85 FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2018-10-25 | $283 | $296 | -$13 | -$13 | |
| 411.27 FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2018-10-25 | $411 | $433 | -$22 | -$22 | |
| 120.82 FNMA 840576 5% 10/01/20 | 2011-09-19 | 2018-10-25 | $121 | $131 | -$10 | -$10 | |
| 431.33 FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2018-10-25 | $431 | $455 | -$24 | -$24 | |
| 5000. AETNA INC NON-TRADEABLE ASSET | 2018-08-09 | 2018-11-01 | $5,069 | $5,097 | -$28 | -$28 | |
| 5000. MUFG AMERICAS HLDGS CORP 2.250% 02/10/2020 DTD 02/10/2015 | 2018-02-27 | 2018-11-08 | $5,000 | $4,956 | $44 | $44 | |
| 105406.049 PAYDEN HIGH INCOME FUND - R | 2016-06-29 | 2018-11-12 | $660,896 | $664,870 | -$3,974 | -$3,974 | |
| 61470.983 PIMCO COMMODITYPL STRAT-INS | 2018-02-23 | 2018-11-12 | $351,614 | $392,800 | -$41,186 | -$41,186 | |
| . CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020 | 2016-10-31 | 2018-11-15 | $2,446 | $2,453 | -$7 | -$7 | |
| . CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020 | 2017-02-22 | 2018-11-15 | $1,112 | $1,113 | -$1 | -$1 | |
| 5000. DUKE ENERGY CAROLINAS 7% NOV 15 2018 | 2012-05-03 | 2018-11-15 | $5,000 | $6,487 | -$1,487 | -$1,487 | |
| . FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2018-11-15 | $94 | $99 | -$5 | -$5 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2018-11-15 | $174 | $188 | -$14 | -$14 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2018-11-15 | $265 | $282 | -$17 | -$17 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2018-11-15 | $237 | $257 | -$20 | -$20 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2018-11-15 | $266 | $283 | -$17 | -$17 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2018-11-15 | $38 | $41 | -$3 | -$3 | |
| . FHLMC GOLD E01608 04/01/19 | 2012-11-27 | 2018-11-15 | $107 | $115 | -$8 | -$8 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2018-11-15 | $188 | $207 | -$19 | -$19 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2018-11-15 | $303 | $335 | -$32 | -$32 | |
| . FHLMC GOLD B13143 04/01/19 | 2012-04-02 | 2018-11-15 | $47 | $50 | -$3 | -$3 | |
| . FED HOME LN MTG CORP PARTN CTFS | 2009-08-24 | 2018-11-15 | $70 | $74 | -$4 | -$4 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2018-11-15 | $674 | $728 | -$54 | -$54 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2018-11-15 | $135 | $147 | -$12 | -$12 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2018-11-15 | $294 | $329 | -$35 | -$35 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2018-11-15 | $134 | $149 | -$15 | -$15 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2018-11-15 | $635 | $649 | -$14 | -$14 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2018-11-16 | $255 | $273 | -$18 | -$18 | |
| 10000. GEN ELEC CO SR NTS MTN 4.625% 01/07/2021 DTD | 2014-11-25 | 2018-11-20 | $9,705 | $11,168 | -$1,463 | -$1,463 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2018-11-20 | $313 | $333 | -$20 | -$20 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2018-11-20 | $288 | $306 | -$18 | -$18 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2018-11-26 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2018-11-26 | $503 | $500 | $3 | $3 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2018-11-26 | $289 | $319 | -$30 | -$30 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2018-11-26 | $270 | $283 | -$13 | -$13 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2018-11-26 | $484 | $510 | -$26 | -$26 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2018-11-26 | $164 | $177 | -$13 | -$13 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2018-11-26 | $457 | $481 | -$24 | -$24 | |
| 1347. SPDR TR UNIT SER 1 | 2014-05-15 | 2018-11-28 | $369,838 | $294,512 | $75,326 | $75,326 | |
| 1345. SPDR TR UNIT SER 1 | 2014-05-15 | 2018-12-11 | $355,233 | $251,912 | $103,321 | $103,321 | |
| 5000. BP CAPITAL MARKETS PLC NON-TRADEABLE ASSET | 2015-05-07 | 2018-12-17 | $5,099 | $5,538 | -$439 | -$439 | |
| 35000. CALIFORNIA REPUBLIC AUTO RECEI 2016-2 CL A3 1.560% 07/15/2020 | 2016-10-31 | 2018-12-17 | $965 | $967 | -$2 | -$2 | |
| . CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020 | 2017-02-22 | 2018-12-17 | $1,003 | $1,004 | -$1 | -$1 | |
| . FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2018-12-17 | $86 | $92 | -$6 | -$6 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2018-12-17 | $182 | $196 | -$14 | -$14 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2018-12-17 | $219 | $234 | -$15 | -$15 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2018-12-17 | $272 | $295 | -$23 | -$23 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2018-12-17 | $525 | $559 | -$34 | -$34 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2018-12-17 | $38 | $41 | -$3 | -$3 | |
| . FHLMC GOLD E01608 04/01/19 | 2012-11-27 | 2018-12-17 | $117 | $126 | -$9 | -$9 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2018-12-17 | $341 | $376 | -$35 | -$35 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2018-12-17 | $127 | $141 | -$14 | -$14 | |
| . FHLMC GOLD B13143 04/01/19 | 2012-04-02 | 2018-12-17 | $47 | $51 | -$4 | -$4 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2018-12-17 | $267 | $288 | -$21 | -$21 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2018-12-17 | $114 | $124 | -$10 | -$10 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2018-12-17 | $516 | $577 | -$61 | -$61 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2018-12-17 | $156 | $173 | -$17 | -$17 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2018-12-17 | $629 | $643 | -$14 | -$14 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2018-12-17 | $312 | $334 | -$22 | -$22 | |
| . NISSAN AUTO LEASE TRUST 2016-B CL A4 01/18/2022 DTD 09/21/2016 | 2017-06-26 | 2018-12-17 | $3,383 | $3,378 | $5 | $5 | |
| 18388. DEUTSCHE X-TRACKERS MSCI JAP | 2016-07-13 | 2018-12-18 | $712,572 | $589,561 | $123,011 | $123,011 | |
| . CAPITAL AUTO RECEIVABLES ASSET 2016-1 CL A4 1.980% 10/20/2020 | 2018-03-26 | 2018-12-20 | $1,804 | $1,791 | $13 | $13 | |
| . FED HOME LN MTG CORP PARTN CTFS | 2009-08-24 | 2018-12-20 | $38 | $40 | -$2 | -$2 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2018-12-20 | $241 | $257 | -$16 | -$16 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2018-12-20 | $722 | $767 | -$45 | -$45 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2018-12-26 | $331 | $341 | -$10 | -$10 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2018-12-26 | $578 | $575 | $3 | $3 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2018-12-26 | $148 | $163 | -$15 | -$15 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2018-12-26 | $270 | $282 | -$12 | -$12 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2018-12-26 | $407 | $429 | -$22 | -$22 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2018-12-26 | $158 | $170 | -$12 | -$12 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2018-12-26 | $442 | $466 | -$24 | -$24 | |
| 120000. FED HOME LN MTG CORP PARTN CTFS | 1960-11-11 | 2018-12-31 | |||||
| 17117.481 OAKMARK INTERNATIONAL-INST | 2013-08-01 | 2019-01-02 | $345,260 | $448,506 | -$103,246 | -$103,246 | |
| . AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021 | 2017-08-02 | 2019-01-08 | $2,049 | $2,062 | -$13 | -$13 | |
| . CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020 | 2017-02-22 | 2019-01-15 | $953 | $954 | -$1 | -$1 | |
| . FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2019-01-15 | $83 | $88 | -$5 | -$5 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-01-15 | $153 | $164 | -$11 | -$11 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-01-15 | $214 | $228 | -$14 | -$14 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-01-15 | $261 | $283 | -$22 | -$22 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-01-15 | $190 | $203 | -$13 | -$13 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-01-15 | $23 | $24 | -$1 | -$1 | |
| . FHLMC GOLD E01608 04/01/19 | 2012-11-27 | 2019-01-15 | $98 | $105 | -$7 | -$7 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-01-15 | $186 | $205 | -$19 | -$19 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-01-15 | $120 | $133 | -$13 | -$13 | |
| . FHLMC GOLD B13143 04/01/19 | 2012-04-02 | 2019-01-15 | $48 | $52 | -$4 | -$4 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-01-15 | $275 | $296 | -$21 | -$21 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-01-15 | $142 | $154 | -$12 | -$12 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-01-15 | $555 | $621 | -$66 | -$66 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-01-15 | $139 | $154 | -$15 | -$15 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-01-15 | $306 | $312 | -$6 | -$6 | |
| . NISSAN AUTO LEASE TRUST 2016-B CL A4 01/18/2022 DTD 09/21/2016 | 2017-06-26 | 2019-01-15 | $11,909 | $11,892 | $17 | $17 | |
| . SANTANDER DRIVE AUTO RECEIVABL 2017-2 CL B 2.210% 10/15/2021 | 2017-07-28 | 2019-01-15 | $674 | $675 | -$1 | -$1 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-01-16 | $177 | $189 | -$12 | -$12 | |
| 10000. TOYOTA MOTOR CREDIT CORP MTN 2.100% 01/17/2019 DTD 01/17/2014 | 2014-04-08 | 2019-01-17 | $10,000 | $10,042 | -$42 | -$42 | |
| . CAPITAL AUTO RECEIVABLES ASSET 2016-1 CL A4 1.980% 10/20/2020 | 2018-03-26 | 2019-01-22 | $2,155 | $2,140 | $15 | $15 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-01-22 | $271 | $290 | -$19 | -$19 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-01-22 | $897 | $953 | -$56 | -$56 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-01-25 | $211 | $218 | -$7 | -$7 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-01-25 | $181 | $179 | $2 | $2 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-01-25 | $148 | $164 | -$16 | -$16 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-01-25 | $251 | $263 | -$12 | -$12 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-01-25 | $436 | $460 | -$24 | -$24 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2019-01-25 | $169 | $183 | -$14 | -$14 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-01-25 | $386 | $407 | -$21 | -$21 | |
| 1408. SCHWAB U.S. TIPS ETF | 2017-08-02 | 2019-01-29 | $75,183 | $77,728 | -$2,545 | -$2,545 | |
| 5300. SCHWAB U.S. TIPS ETF | 2017-08-02 | 2019-01-29 | $282,977 | $292,585 | -$9,608 | -$9,608 | |
| 60338.384 PGIM GLOBAL REAL ESTATE-Q | 2017-11-16 | 2019-02-04 | $1,472,860 | $1,492,772 | -$19,912 | -$19,912 | |
| . AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021 | 2017-08-02 | 2019-02-08 | $2,261 | $2,275 | -$14 | -$14 | |
| . CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020 | 2017-02-22 | 2019-02-15 | $1,007 | $1,008 | -$1 | -$1 | |
| . FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2019-02-15 | $73 | $77 | -$4 | -$4 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-02-15 | $328 | $354 | -$26 | -$26 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-02-15 | $165 | $176 | -$11 | -$11 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-02-15 | $269 | $292 | -$23 | -$23 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-02-15 | $190 | $202 | -$12 | -$12 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-02-15 | $16 | $17 | -$1 | -$1 | |
| . FHLMC GOLD E01608 04/01/19 | 2012-11-27 | 2019-02-15 | $86 | $92 | -$6 | -$6 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-02-15 | $189 | $209 | -$20 | -$20 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-02-15 | $179 | $198 | -$19 | -$19 | |
| . FHLMC GOLD B13143 04/01/19 | 2012-04-02 | 2019-02-15 | $33 | $35 | -$2 | -$2 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-02-15 | $272 | $293 | -$21 | -$21 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-02-15 | $135 | $147 | -$12 | -$12 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-02-15 | $303 | $338 | -$35 | -$35 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-02-15 | $149 | $165 | -$16 | -$16 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-02-15 | $731 | $747 | -$16 | -$16 | |
| 25000. NISSAN AUTO LEASE TRUST 2016-B CL A4 01/18/2022 DTD 09/21/2016 | 2017-06-26 | 2019-02-15 | $9,708 | $9,695 | $13 | $13 | |
| . SANTANDER DRIVE AUTO RECEIVABL 2017-2 CL B 2.210% 10/15/2021 | 2017-07-28 | 2019-02-15 | $1,622 | $1,624 | -$2 | -$2 | |
| 15000. US TREAS 3.125% 05/15/19 | 2014-07-24 | 2019-02-15 | $15,025 | $16,010 | -$985 | -$985 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-02-19 | $355 | $379 | -$24 | -$24 | |
| . CAPITAL AUTO RECEIVABLES ASSET 2016-1 CL A4 1.980% 10/20/2020 | 2018-03-26 | 2019-02-20 | $2,166 | $2,151 | $15 | $15 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-02-20 | $246 | $262 | -$16 | -$16 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-02-20 | $380 | $404 | -$24 | -$24 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-02-25 | $196 | $203 | -$7 | -$7 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-02-25 | $460 | $457 | $3 | $3 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-02-25 | $152 | $168 | -$16 | -$16 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-02-25 | $261 | $273 | -$12 | -$12 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-02-25 | $467 | $493 | -$26 | -$26 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2019-02-25 | $142 | $153 | -$11 | -$11 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-02-25 | $520 | $547 | -$27 | -$27 | |
| 10000. BANK OF NEW YORK MELLON MTN 2.200% 03/04/2019 DTD 02/04/2014 | 2014-08-12 | 2019-03-04 | $10,000 | $10,087 | -$87 | -$87 | |
| . AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021 | 2017-08-02 | 2019-03-08 | $2,139 | $2,152 | -$13 | -$13 | |
| 25000. CARMAX AUTO OWNER TRUST 2015-3 CL A3 1.630% 05/15/2020 | 2017-02-22 | 2019-03-15 | $400 | $400 | |||
| . FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2019-03-15 | $68 | $72 | -$4 | -$4 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-03-15 | $253 | $273 | -$20 | -$20 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-03-15 | $186 | $198 | -$12 | -$12 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-03-15 | $229 | $248 | -$19 | -$19 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-03-15 | $188 | $201 | -$13 | -$13 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-03-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E01608 04/01/19 | 2012-11-27 | 2019-03-15 | $64 | $68 | -$4 | -$4 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-03-15 | $302 | $334 | -$32 | -$32 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-03-15 | $120 | $133 | -$13 | -$13 | |
| . FHLMC GOLD B13143 04/01/19 | 2012-04-02 | 2019-03-15 | $20 | $21 | -$1 | -$1 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-03-15 | $276 | $298 | -$22 | -$22 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-03-15 | $129 | $140 | -$11 | -$11 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-03-15 | $671 | $750 | -$79 | -$79 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-03-15 | $148 | $164 | -$16 | -$16 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-03-15 | $416 | $425 | -$9 | -$9 | |
| . SANTANDER DRIVE AUTO RECEIVABL 2017-2 CL B 2.210% 10/15/2021 | 2017-07-28 | 2019-03-15 | $1,511 | $1,513 | -$2 | -$2 | |
| 15000. WORLD FINANCIAL NETWORK CREDIT SER 2012-A CL A 3.14% JAN 17 202 | 2017-10-06 | 2019-03-15 | $15,000 | $15,264 | -$264 | -$264 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-03-18 | $193 | $206 | -$13 | -$13 | |
| . CAPITAL AUTO RECEIVABLES ASSET 2016-1 CL A4 1.980% 10/20/2020 | 2018-03-26 | 2019-03-20 | $2,021 | $2,007 | $14 | $14 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-03-20 | $178 | $190 | -$12 | -$12 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-03-20 | $561 | $596 | -$35 | -$35 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-03-25 | $121 | $125 | -$4 | -$4 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-03-25 | $553 | $550 | $3 | $3 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-03-25 | $233 | $258 | -$25 | -$25 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-03-25 | $207 | $216 | -$9 | -$9 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-03-25 | $439 | $463 | -$24 | -$24 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2019-03-25 | $106 | $115 | -$9 | -$9 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-03-25 | $481 | $507 | -$26 | -$26 | |
| 6531. ISHARES MSCI JAPAN ETF | 2018-02-12 | 2019-04-08 | $360,697 | $389,648 | -$28,951 | -$28,951 | |
| 296. ISHARES MSCI JAPAN ETF | 2018-12-18 | 2019-04-08 | $16,348 | $15,480 | $868 | $868 | |
| . AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021 | 2017-08-02 | 2019-04-09 | $2,236 | $2,250 | -$14 | -$14 | |
| 5032. ISHARES TR RUSSELL MIDCAP INDEX FD | 2009-06-23 | 2019-04-10 | $277,574 | $78,983 | $198,591 | $198,591 | |
| 551. VANGUARD MID-CAP VIPERS | 2018-07-19 | 2019-04-10 | $90,532 | $89,583 | $949 | $949 | |
| 4762.144 HARTFORD CAPITAL APPREC-F | 2009-12-14 | 2019-04-11 | $169,866 | $143,134 | $26,732 | $26,732 | |
| 32370.059 VANGUARD FXD INCM INTER-TERM FD ADM* | 2015-02-13 | 2019-04-11 | $313,018 | $320,787 | -$7,769 | -$7,769 | |
| . FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2019-04-15 | $59 | $62 | -$3 | -$3 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-04-15 | $201 | $216 | -$15 | -$15 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-04-15 | $184 | $196 | -$12 | -$12 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-04-15 | $228 | $248 | -$20 | -$20 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-04-15 | $225 | $240 | -$15 | -$15 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-04-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-04-15 | $228 | $251 | -$23 | -$23 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-04-15 | $123 | $136 | -$13 | -$13 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-04-15 | $292 | $315 | -$23 | -$23 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-04-15 | $121 | $131 | -$10 | -$10 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-04-15 | $280 | $313 | -$33 | -$33 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-04-15 | $145 | $161 | -$16 | -$16 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-04-15 | $153 | $157 | -$4 | -$4 | |
| . SANTANDER DRIVE AUTO RECEIVABL 2017-2 CL B 2.210% 10/15/2021 | 2017-07-28 | 2019-04-15 | $1,579 | $1,581 | -$2 | -$2 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-04-16 | $196 | $210 | -$14 | -$14 | |
| . FHLMC GOLD E01608 04/01/19 | 2012-11-27 | 2019-04-17 | $23 | $24 | -$1 | -$1 | |
| . FHLMC GOLD E01608 04/01/19 | 1960-11-11 | 2019-04-17 | |||||
| . FHLMC GOLD B13143 04/01/19 | 2012-04-02 | 2019-04-17 | $7 | $7 | |||
| . FHLMC GOLD B13143 04/01/19 | 1960-11-11 | 2019-04-17 | |||||
| . CAPITAL AUTO RECEIVABLES ASSET 2016-1 CL A4 1.980% 10/20/2020 | 2018-03-26 | 2019-04-22 | $2,158 | $2,144 | $14 | $14 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-04-22 | $224 | $239 | -$15 | -$15 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-04-22 | $640 | $680 | -$40 | -$40 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-04-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-04-25 | $180 | $179 | $1 | $1 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-04-25 | $260 | $287 | -$27 | -$27 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-04-25 | $188 | $196 | -$8 | -$8 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-04-25 | $389 | $410 | -$21 | -$21 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2019-04-25 | $114 | $123 | -$9 | -$9 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-04-25 | $403 | $425 | -$22 | -$22 | |
| 6761. ISHARES MSCI JAPAN ETF | 2018-12-18 | 2019-05-07 | $367,571 | $353,583 | $13,988 | $13,988 | |
| . AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021 | 2017-08-02 | 2019-05-09 | $1,973 | $1,985 | -$12 | -$12 | |
| 31803.445 AQR EQUITY MARKET NEUTRAL-R6 | 2016-06-09 | 2019-05-14 | $316,126 | $365,740 | -$49,614 | -$49,614 | |
| . FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2019-05-15 | $32 | $34 | -$2 | -$2 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-05-15 | $140 | $151 | -$11 | -$11 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-05-15 | $179 | $191 | -$12 | -$12 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-05-15 | $377 | $409 | -$32 | -$32 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-05-15 | $188 | $200 | -$12 | -$12 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-05-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-05-15 | $424 | $468 | -$44 | -$44 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-05-15 | $128 | $142 | -$14 | -$14 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-05-15 | $552 | $596 | -$44 | -$44 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-05-15 | $122 | $133 | -$11 | -$11 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-05-15 | $873 | $976 | -$103 | -$103 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-05-15 | $128 | $143 | -$15 | -$15 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-05-15 | $778 | $795 | -$17 | -$17 | |
| 16279.661 OAKMARK INTERNATIONAL-INST | 2013-08-01 | 2019-05-15 | $366,455 | $404,064 | -$37,609 | -$37,609 | |
| 1293. SPDR TR UNIT SER 1 | 2014-05-15 | 2019-05-15 | $368,559 | $242,165 | $126,394 | $126,394 | |
| . SANTANDER DRIVE AUTO RECEIVABL 2017-2 CL B 2.210% 10/15/2021 | 2017-07-28 | 2019-05-15 | $1,428 | $1,430 | -$2 | -$2 | |
| 85000. US TREAS 3.125% 05/15/19 | 2014-07-24 | 2019-05-15 | $85,000 | $90,721 | -$5,721 | -$5,721 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-05-16 | $255 | $272 | -$17 | -$17 | |
| . CAPITAL AUTO RECEIVABLES ASSET 2016-1 CL A4 1.980% 10/20/2020 | 2018-03-26 | 2019-05-20 | $2,040 | $2,026 | $14 | $14 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-05-20 | $220 | $234 | -$14 | -$14 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-05-20 | $541 | $575 | -$34 | -$34 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-05-28 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-05-28 | $331 | $329 | $2 | $2 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-05-28 | $145 | $160 | -$15 | -$15 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-05-28 | $191 | $200 | -$9 | -$9 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-05-28 | $490 | $516 | -$26 | -$26 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2019-05-28 | $108 | $116 | -$8 | -$8 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-05-28 | $635 | $669 | -$34 | -$34 | |
| 10000. TRAVELLERS COS INC | 2014-10-08 | 2019-06-03 | $10,000 | $11,685 | -$1,685 | -$1,685 | |
| . AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021 | 2017-08-02 | 2019-06-10 | $2,017 | $2,029 | -$12 | -$12 | |
| 10000. ACE INA HOLDINGS | 2015-07-28 | 2019-06-17 | $10,000 | $11,353 | -$1,353 | -$1,353 | |
| . FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2019-06-17 | $15 | $16 | -$1 | -$1 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-06-17 | $140 | $150 | -$10 | -$10 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-06-17 | $160 | $171 | -$11 | -$11 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-06-17 | $345 | $374 | -$29 | -$29 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-06-17 | $156 | $166 | -$10 | -$10 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-06-17 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-06-17 | $200 | $221 | -$21 | -$21 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-06-17 | $177 | $196 | -$19 | -$19 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-06-17 | $297 | $320 | -$23 | -$23 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-06-17 | $117 | $127 | -$10 | -$10 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-06-17 | $278 | $311 | -$33 | -$33 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-06-17 | $138 | $153 | -$15 | -$15 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-06-17 | $308 | $315 | -$7 | -$7 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-06-17 | $343 | $366 | -$23 | -$23 | |
| . SANTANDER DRIVE AUTO RECEIVABL 2017-2 CL B 2.210% 10/15/2021 | 2017-07-28 | 2019-06-17 | $1,315 | $1,317 | -$2 | -$2 | |
| 13496.452 JPM MANAGED INCOME - INSTL FUND 2119 | 2018-09-05 | 2019-06-18 | $135,504 | $135,099 | $405 | $405 | |
| 23315.636 JPM MANAGED INCOME - INSTL FUND 2119 | 2018-02-28 | 2019-06-18 | $234,089 | $233,156 | $933 | $933 | |
| 4249. SCHWAB U.S. TIPS ETF | 2017-08-02 | 2019-06-18 | $237,142 | $234,565 | $2,577 | $2,577 | |
| 38280.622 VANGUARD FXD INCM INTER-TERM FD ADM* | 2019-02-04 | 2019-06-18 | $378,213 | $362,900 | $15,313 | $15,313 | |
| 54243.273 VANGUARD FXD INCM INTER-TERM FD ADM* | 2009-07-22 | 2019-06-18 | $535,924 | $509,867 | $26,057 | $26,057 | |
| . CAPITAL AUTO RECEIVABLES ASSET 2016-1 CL A4 1.980% 10/20/2020 | 2018-03-26 | 2019-06-20 | $1,904 | $1,891 | $13 | $13 | |
| 40000. FNMA 1.75% 06/20/19 | 2015-03-10 | 2019-06-20 | $40,000 | $40,331 | -$331 | -$331 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-06-20 | $247 | $263 | -$16 | -$16 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-06-20 | $756 | $803 | -$47 | -$47 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-06-25 | $349 | $360 | -$11 | -$11 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-06-25 | $879 | $873 | $6 | $6 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-06-25 | $149 | $165 | -$16 | -$16 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-06-25 | $182 | $191 | -$9 | -$9 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-06-25 | $434 | $457 | -$23 | -$23 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2019-06-25 | $134 | $145 | -$11 | -$11 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-06-25 | $403 | $425 | -$22 | -$22 | |
| . AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021 | 2017-08-02 | 2019-07-08 | $1,840 | $1,852 | -$12 | -$12 | |
| 5238.5 HARTFORD CAPITAL APPREC-F | 2010-02-16 | 2019-07-12 | $199,115 | $156,798 | $42,317 | $42,317 | |
| 5619.936 MATTHEWS ASIA DIVIDEND-INS | 2016-03-31 | 2019-07-12 | $94,246 | $87,835 | $6,411 | $6,411 | |
| 606. SPDR TR UNIT SER 1 | 2014-02-25 | 2019-07-12 | $182,183 | $112,154 | $70,029 | $70,029 | |
| . FHLMC GOLD G12098 4.5% 07/01/19 | 2011-04-18 | 2019-07-15 | $4 | $4 | |||
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-07-15 | $241 | $260 | -$19 | -$19 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-07-15 | $183 | $195 | -$12 | -$12 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-07-15 | $656 | $711 | -$55 | -$55 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-07-15 | $162 | $173 | -$11 | -$11 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-07-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-07-15 | $186 | $205 | -$19 | -$19 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-07-15 | $114 | $127 | -$13 | -$13 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-07-15 | $322 | $347 | -$25 | -$25 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-07-15 | $128 | $140 | -$12 | -$12 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-07-15 | $263 | $294 | -$31 | -$31 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-07-15 | $155 | $172 | -$17 | -$17 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-07-15 | $173 | $176 | -$3 | -$3 | |
| 33661.153 PRIMECAP ODYSSEY STOCK FUND | 2012-07-12 | 2019-07-15 | $1,122,936 | $619,913 | $503,023 | $503,023 | |
| . SANTANDER DRIVE AUTO RECEIVABL 2017-2 CL B 2.210% 10/15/2021 | 2017-07-28 | 2019-07-15 | $1,240 | $1,242 | -$2 | -$2 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-07-16 | $406 | $434 | -$28 | -$28 | |
| 127655. FHLMC GOLD G12098 4.5% 07/01/19 | 1960-11-11 | 2019-07-18 | |||||
| 15000. CAPITAL AUTO RECEIVABLES ASSET 2016-1 CL A4 1.980% 10/20/2020 | 2018-03-26 | 2019-07-22 | $753 | $748 | $5 | $5 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-07-22 | $221 | $235 | -$14 | -$14 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-07-22 | $500 | $532 | -$32 | -$32 | |
| 26774.821 MATTHEWS ASIA DIVIDEND-INS | 2016-03-31 | 2019-07-22 | $449,549 | $418,471 | $31,078 | $31,078 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-07-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-07-25 | $340 | $338 | $2 | $2 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-07-25 | $156 | $172 | -$16 | -$16 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-07-25 | $180 | $189 | -$9 | -$9 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-07-25 | $394 | $415 | -$21 | -$21 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2019-07-25 | $97 | $105 | -$8 | -$8 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-07-25 | $552 | $581 | -$29 | -$29 | |
| 2340. SPDR TR UNIT SER 1 | 2014-02-25 | 2019-07-25 | $701,956 | $432,357 | $269,599 | $269,599 | |
| 13000. CITIGROUP INC 2.500% 07/29/2019 DTD 07/29/2014 | 2015-01-26 | 2019-07-29 | $13,000 | $13,138 | -$138 | -$138 | |
| 15000. AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021 | 2017-08-02 | 2019-08-08 | $486 | $489 | -$3 | -$3 | |
| 24717.699 NEUBERGER BER GR CHINA EQ-IS | 2015-08-04 | 2019-08-12 | $218,752 | $311,911 | -$93,159 | -$93,159 | |
| 5000. AMERICAN HONDA FINANCE MTN 2.250% 08/15/2019 DTD 09/09/2014 | 2014-09-04 | 2019-08-15 | $5,000 | $4,991 | $9 | $9 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-08-15 | $245 | $264 | -$19 | -$19 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-08-15 | $209 | $222 | -$13 | -$13 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-08-15 | $170 | $184 | -$14 | -$14 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-08-15 | $163 | $174 | -$11 | -$11 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-08-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-08-15 | $318 | $351 | -$33 | -$33 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-08-15 | $126 | $140 | -$14 | -$14 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-08-15 | $231 | $249 | -$18 | -$18 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-08-15 | $103 | $112 | -$9 | -$9 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-08-15 | $243 | $272 | -$29 | -$29 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-08-15 | $120 | $133 | -$13 | -$13 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-08-15 | $546 | $558 | -$12 | -$12 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-08-16 | $221 | $236 | -$15 | -$15 | |
| 10000. SANTANDER DRIVE AUTO RECEIVABL 2017-2 CL B 2.210% 10/15/2021 | 2017-07-28 | 2019-08-16 | $632 | $633 | -$1 | -$1 | |
| 7000. WESTPAC BANKING CORP 1.600% 08/19/2019 DTD 08/19/2016 | 2016-08-11 | 2019-08-19 | $7,000 | $6,999 | $1 | $1 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-08-20 | $175 | $186 | -$11 | -$11 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-08-20 | $725 | $771 | -$46 | -$46 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-08-26 | $170 | $175 | -$5 | -$5 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-08-26 | $619 | $615 | $4 | $4 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-08-26 | $223 | $247 | -$24 | -$24 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-08-26 | $165 | $173 | -$8 | -$8 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-08-26 | $400 | $421 | -$21 | -$21 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2019-08-26 | $106 | $114 | -$8 | -$8 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-08-26 | $385 | $406 | -$21 | -$21 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-09-16 | $275 | $297 | -$22 | -$22 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-09-16 | $198 | $211 | -$13 | -$13 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-09-16 | $228 | $248 | -$20 | -$20 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-09-16 | $309 | $329 | -$20 | -$20 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-09-16 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-09-16 | $287 | $317 | -$30 | -$30 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-09-16 | $101 | $112 | -$11 | -$11 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-09-16 | $232 | $251 | -$19 | -$19 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-09-16 | $97 | $105 | -$8 | -$8 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-09-16 | $408 | $456 | -$48 | -$48 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-09-16 | $258 | $286 | -$28 | -$28 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-09-16 | $561 | $574 | -$13 | -$13 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-09-16 | $275 | $294 | -$19 | -$19 | |
| 5000. TD AMERITRADE HOLDING CO 5.6% DEC 01 2019 | 2012-12-07 | 2019-09-18 | $5,033 | $5,988 | -$955 | -$955 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-09-20 | $234 | $250 | -$16 | -$16 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-09-20 | $775 | $823 | -$48 | -$48 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-09-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-09-25 | $793 | $788 | $5 | $5 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-09-25 | $212 | $235 | -$23 | -$23 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-09-25 | $154 | $162 | -$8 | -$8 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-09-25 | $419 | $441 | -$22 | -$22 | |
| . FNMA 840576 5% 10/01/20 | 2011-09-19 | 2019-09-25 | $94 | $101 | -$7 | -$7 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-09-25 | $430 | $453 | -$23 | -$23 | |
| CAPITAL GAIN DIVIDENDS | $586,152 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,778,448 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,867,377 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $38,596,126 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048382 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,950,547 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $35,834,914 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.054431 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,906,324 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $35,258,450 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.054067 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,960,956 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $38,055,697 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.051529 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,901,392 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $38,956,368 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.048808 | DistributionYr5Rt |
| Total Distribution | 0.257217 | TotalDistributionRt |
| Average Distribution | 0.051443 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $36,562,120 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,880,865 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $24,438 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,905,303 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,923,999 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $24,438 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $24,438 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $24,438 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $52,924 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $52,924 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $28,486 | OverpaymentAmt |
| Applied To ES Tax | $24,440 | AppliedToESTaxAmt |
| Refund | $4,046 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8004962583 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MCIL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MCIL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $237,919 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $36,180,781 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $938,123 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $37,118,904 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $37,118,904 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $556,784 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $36,562,120 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,828,106 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,828,106 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $24,438 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $24,438 | TotalTaxAmt |
| Distributable Before Adj | $1,803,668 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,803,668 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,803,668 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,923,999 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,923,999 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $24,438 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,899,561 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,803,668 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $93,745 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $157,727 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $194,523 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $445,995 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,923,999 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,803,668 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $120,331 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $566,326 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $566,326 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $93,745 | ExcessFromYear4Amt |
| Excess From Year3 | $157,727 | ExcessFromYear3Amt |
| Excess From Year2 | $194,523 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $120,331 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| ELK'S CRIPPLED KIDDIE FUND OF | ||||||||
| READING LODGE NO115 | 2210 HAMPDEN BLVD | READING | PA | 196041325 | NONE | PC | GENERAL | $94,904 |
| GRAHAM HOSPITAL | ||||||||
| C/O BOB SENNEFF | C/O BOB SENNEFF | CANTON | IL | 615202497 | NONE | PC | GENERAL | $94,904 |
| AMERICAN RED CROSS | ||||||||
| FULTON COUNTY CHAPTER | ATTN TRUSTS ESTATES | WASHINGTON | DC | 200065310 | NONE | PC | GENERAL | $94,904 |
| FIRST CONGREGATIONAL CHURCH | ||||||||
| C/O CHARLOTTE ANN MYERS | C/O CHARLOTTE ANN MYERS | CANTON | IL | 615202758 | NONE | PC | GENERAL | $94,904 |
| WESLEY UNITED METHODIST CHURCH | ||||||||
| C/O SAMANTHA KLINEDINST | C/O SAMANTHA KLINEDINST | CANTON | IL | 615202504 | NONE | PC | GENERAL | $94,904 |
| FIRST CHRISTIAN CHURCH | ||||||||
| ATTN DON HELLER | ATTN DON HELLER | CANTON | IL | 615202419 | NONE | PC | GENERAL | $94,904 |
| TRINITY LUTHERAN CHURCH | ||||||||
| TREASURER | TREASURER | CANTON | IL | 615202732 | NONE | PC | GENERAL | $28,471 |
| MT CARMEL BAPTIST CHURCH | ||||||||
| PO BOX 9044 | PEORIA | IL | 616129044 | NONE | PC | GENERAL | $37,962 | |
| CANTON PARK DISTRICT | ||||||||
| C/O JON E JOHNSON | C/O JON E JOHNSON | CANTON | IL | 615201698 | NONE | PC | GENERAL | $284,713 |
| FIRST PRESBYTERIAN CHURCH | ||||||||
| 275 LINDEN ST | CANTON | IL | 615201115 | NONE | PC | GENERAL | $94,904 | |
| ST PETERS EPISCOPAL CHURCH | ||||||||
| C/O TREASURER | C/O TREASURER | CANTON | IL | 615200371 | NONE | PC | GENERAL | $47,452 |
| CANTON YMCA | ||||||||
| ATTN PAULA GRIGSBY | 1325 E ASH ST | CANTON | IL | 615201504 | NONE | PC | GENERAL | $189,809 |
| THE SALVATION ARMY | ||||||||
| ATTN LEGAL DEPARTMENT | HOFFMAN ESTATES | IL | 601923713 | NONE | PC | GENERAL | $94,904 | |
| THE FIRST BAPTIST CHURCH | ||||||||
| 301 E ELM ST | CANTON | IL | 615202739 | NONE | PC | GENERAL | $94,904 | |
| YWCA | ||||||||
| C/O BROOKE DENNISTON | CANTON | IL | 615202503 | NONE | PC | GENERAL | $94,904 | |
| WD BOYCE COUNCIL INC#138 | ||||||||
| 614 NE MADISON AVENUE | PEORIA | IL | 616033833 | NONE | PC | GENERAL | $265,732 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,803,179 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $847,910 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,778,448 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $56,016 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $2,682,374 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,682,374 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (159 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 256210105 DODGE & COX INCOME F | $1,310,180 | $1,348,375 |
| 704329572 PAYDEN HIGH INCOME F | ||
| 258620103 DOUBLELINE TOTL RET | $1,209,603 | $1,201,452 |
| 592905764 METROPOLITAN WEST T/ | $894,516 | $950,441 |
| 922031810 VANGUARD INTM TRM IN | ||
| 808524870 SCHWAB U.S. TIPS ETF | $720,431 | $753,092 |
| 05574LPT9 BNP PARIBAS MTN 2.70 | ||
| 3137EADP1 FHLMC 0.875% 03/07/2 | ||
| 31391Y5D5 FNMA 681344 5% 02/01 | ||
| 31393HTX0 FEDERAL HOME LN MTG | ||
| 31400USG0 FNMA 698119 5% 03/01 | ||
| 36200MCL5 GNMA 604075 5% 03/15 | ||
| 857477AK9 STATE STREET CORP SR | ||
| 912828KQ2 US TREAS 3.125% 05/1 | ||
| 3135G0ZE6 FNMA 1.75% 06/20/19 | ||
| 912828LY4 US TREAS 3.375% 11/1 | ||
| 912828ND8 US TREAS 3.5% 05/15/ | $87,556 | $80,806 |
| 912828NT3 US TREAS 2.625% 08/1 | $102,602 | $100,660 |
| 912828PC8 US TREAS 2.625% 11/1 | $98,917 | $95,846 |
| 912828QN3 US TREAS 3.125% 05/1 | $111,649 | $107,313 |
| 912828WZ9 US TREAS 1.75% 04/30 | $93,943 | $95,367 |
| 912828M80 US TREAS 2% 11/30/22 | $99,980 | $101,269 |
| 3128PHW72 FHLMC GOLD J06070 5. | ||
| 31294KYD1 FHLMC GOLD E01608 5. | ||
| 312965P42 FHLMC GOLD B13143 4. | ||
| 13976AAB6 CAPITAL AUTO RECEIVA | ||
| 312966RW6 FHLMC GOLD B14101 5. | ||
| 3128M1GF0 FHLMC GOLD G12098 4. | ||
| 65477UAC4 NISSAN AUTO RECEIVAB | ||
| 312971MU5 FHLMC GOLD B18471 5. | $1,958 | $1,821 |
| 14313VAC8 CARMAX AUTO OWNER TR | ||
| 13057YAC4 CALIFORNIA REPUBLIC | ||
| 31407T2H2 FNMA 840576 5% 10/01 | $1,225 | $1,170 |
| 3128PPAT0 FHLMC GOLD J10018 4. | $183 | $176 |
| 31336WBT5 FHLMC GOLD G11851 5. | $998 | $928 |
| 03065VAE7 AMERICREDIT AUTOMOBI | ||
| 3128PH5E7 FHLMC GOLD J06245 5% | $1,404 | $1,360 |
| 80285LAD3 SANTANDER DRIVE AUTO | ||
| 65477XAE4 NISSAN AUTO LEASE TR | ||
| 31294LU35 FHLMC GOLD E02402 6% | $6,170 | $5,758 |
| 31294LVW0 FHLMC GOLD E02429 6% | $4,274 | $3,976 |
| 3128MMHL0 FHLMC GOLD G18234 5. | $6,303 | $6,014 |
| 31371NQ73 FNMA 257078 6% 02/01 | $5,821 | $5,464 |
| 3128MBXH5 FHLMC GOLD G13180 5. | $4,975 | $4,792 |
| 31397MWQ6 FNMA 2008-82 CL EY 5 | $346 | $331 |
| 3128MCH57 FHLMC GOLD G13652 4. | $7,188 | $7,026 |
| 31418MT28 FNMA AD0568 4% 01/01 | $15,829 | $15,629 |
| 31397QE87 FNMA 2011-17 CL GK 4 | $10,616 | $10,242 |
| 3133THLK1 FREDDIE MAC SER 2110 | $21,474 | $21,294 |
| 3133TJY98 FREDDIE MAC SER 2134 | $9,197 | $9,035 |
| 3136ABDK6 FNR 2012-147 CL TG 2 | $31,446 | $32,342 |
| 38374JMC7 GNMA SER 2004-87 CL | $17,686 | $17,865 |
| 38377WKR4 GNMA 2011-70 CL CA 4 | $19,748 | $19,373 |
| 3136A9BK3 FNMA 2012-106 CL QN | $25,881 | $26,328 |
| 26442CAG9 DUKE ENERGY CAROLINA | ||
| 91159HHE3 US BANCORP MTN 1.950 | ||
| 149123BQ3 CATERPILLAR INC NOTE | ||
| 03523TBE7 ANHEUSER BUSCH INBEV | ||
| 89236TBB0 TOYOTA MOTOR CREDIT | ||
| 06406HCR8 BANK OF NEW YORK MEL | ||
| 89417EAF6 TRAVELLERS COS INC S | ||
| 00440EAM9 ACE INA HOLDINGS 5.9 | ||
| 172967HU8 CITIGROUP INC 2.500% | ||
| 02665WAH4 AMERICAN HONDA FINAN | ||
| 539830AT6 LOCKHEED MARTIN CORP | $5,642 | $5,012 |
| 693506BH9 PPG INDUSTRIES INC 2 | $5,042 | $5,000 |
| 87236YAA6 TD AMERITRADE HOLDIN | ||
| 023135AL0 AMAZON.COM INC 2.600 | $2,994 | $3,001 |
| 38148LAA4 GOLDMAN SACHS GROUP | ||
| 61761JB32 MORGAN STANLEY 2.800 | $10,003 | $10,051 |
| 74432QBM6 PRUDENTIAL FINANCIAL | $11,413 | $10,232 |
| 316773CT5 FIFTH THIRD BANCORP | $5,099 | $5,031 |
| 458140AQ3 INTEL CORP 2.450% 07 | ||
| 693476BL6 PNC FUNDING CORP 4 3 | $11,023 | $10,206 |
| 09062XAC7 BIOGEN INC 2.900% 09 | ||
| 36962G4Y7 GENERAL ELEC CAP COR | $11,168 | $10,260 |
| 94974BFR6 WELLS FARGO & COMPAN | $10,085 | $10,110 |
| 828807CF2 SIMON PROPERTY GROUP | ||
| 446150AJ3 HUNTINGTON BANCSHARE | $5,056 | $5,067 |
| 49326EED1 KEYCORP MTN 5.1% MAR | $5,480 | $5,209 |
| 89114QBG2 TORONTO-DOMINION BAN | $2,995 | $3,008 |
| 06051GEH8 BANK OF AMERICA CORP | $5,573 | $5,219 |
| 369550AR9 GENERAL DYNAMICS COR | $5,360 | $5,147 |
| 949746SA0 WELLS FARGO & COMPAN | ||
| 057224BC0 BAKER HUGHES INC 3.2 | $5,152 | $5,074 |
| 343412AB8 FLUOR CORP (NEW) 3 3 | ||
| 38141GGS7 GOLDMAN SACHS GROUP | ||
| 867914BM4 SUNTRUST BANKS INC 2 | $4,996 | $5,056 |
| 00206RBD3 AT&T INC 3% FEB 15 2 | $5,012 | $5,102 |
| 25468PCT1 WALT DISNEY COMPANY/ | $4,931 | $5,080 |
| 845437BM3 SOUTHWESTERN ELEC PO | $5,160 | $5,135 |
| 14040HBL8 CAPITAL ONE FINANCIA | $5,014 | $5,100 |
| 92343VDQ4 VERIZON COMMUNICATIO | ||
| 025816BM0 AMERICAN EXPRESS CO | $9,992 | $10,101 |
| 375558BC6 GILEAD SCIENCES INC | $5,206 | $5,174 |
| 037833DC1 APPLE INC 2.100% 09/ | $5,000 | $5,042 |
| 670346AL9 NUCOR CORP 4 1/8% SE | $5,356 | $5,265 |
| 06051GEU9 BANK OF AMERICA CORP | $6,154 | $6,203 |
| 26884ABA0 ERP OPERATING LP 3.0 | $5,139 | $5,152 |
| 001055AL6 AFLAC INC 3.625% 06/ | $5,213 | $5,263 |
| 961214CY7 WESTPAC BANKING CORP | ||
| 05565QBP2 BP CAPITAL MARKETS P | ||
| 80281LAD7 SANTANDER UK GROUP H | $5,036 | $5,034 |
| 89152UAF9 TOTAL CAPITAL SA 4 1 | $5,333 | $5,140 |
| 25152R5F6 DEUTSCHE BANK AG 3.3 | $5,025 | $4,986 |
| 88166JAA1 TEVA PHARM FIN IV BV | ||
| 404280AN9 HSBC HOLDINGS PLC 4% | $10,508 | $10,434 |
| 86562MAQ3 SUMITOMO MITSUI FINL | $5,013 | $5,074 |
| 46132FAB6 INVESCO FINANCE PLC | $5,338 | $5,312 |
| 48121A415 JPM MANAGED INCOME F | $556,186 | $558,967 |
| 913017ARO- UNITED TECHNOLOGIES | ||
| 06367TPX2 BANK OF MONTREAL MTN | $4,930 | $5,000 |
| 553794AB4- MUFG AMERICAS HLDGS | ||
| 65535HAB5 NOMURA HOLDINGS INC | $10,596 | $10,200 |
| 828807CU9 SIMON PROPERTY GROUP | $4,939 | $5,017 |
| 1975NAD5- CAPITAL AUTO RECEIVA | ||
| 136069XY2 CANADIAN IMPERIAL BA | $4,945 | $5,047 |
| 064159HM1 BANK OF NOVA SCOTIA | $4,891 | $5,035 |
| 10112RAS3 BOSTON PROPERTIES LP | $5,276 | $5,135 |
| 008117AN3- AETNA INC | ||
| 38141GWC4 GOLDMAN SACHS GROUP | $10,877 | $11,122 |
| 68389XAP0 ORACLE CORP 2.500% 1 | $9,966 | $10,154 |
| 00287YAP4 ABBVIE INC 3.200% 11 | $10,146 | $10,257 |
| 94973VBA4 WELLPOINT INC 3.3% J | $10,146 | $10,324 |
| 981464CW8- WORLD FINANCIAL NET | ||
| 06051GE3- BANK OF AMERICA CORP | ||
| 949746SK8 WELLS FARGO & COMPAN | $10,150 | $10,187 |
| 534187BDO- LINCOLN NATIONAL CO | ||
| 257375AE5 DOMINION ENERGY GAS | $4,965 | $5,213 |
| 03076CAG1 AMERIPRISE FINANCIAL | $5,151 | $5,347 |
| 05531FBB8 BB&T CORPORATION MTN | $9,580 | $10,264 |
| 3137A4VS3 FHLMC 3775 CL UA 4.0 | $40,950 | $43,319 |
| 38374UWN7 GNMA 2009-42 CL MZ 5 | $38,993 | $40,490 |
| 3136A0WR4 FNMA 2011-76 CL PL 4 | $51,344 | $53,497 |
| 693390700 PIMCO TOTAL RETURN F | $1,482,141 | $1,560,537 |
| 921937603 VANGUARD TOTAL BOND | $1,884,926 | $1,928,278 |
| 008117AP8 AETNA INC 2.750% 11/ | $4,804 | $5,059 |
| 05348EAV1 AVALONBAY COMMUNITIE | $10,458 | $10,571 |
| 06051GGE3 BANK OF AMERICA CORP | $4,013 | $4,080 |
| 10373QAF7 BP CAP MARKETS AMER | $5,094 | $5,122 |
| 112585AH7 BROOKFIELD ASSET MAN | $10,592 | $10,640 |
| 14314AAC3 CARMAX AUTO OWNER TR | $20,048 | $20,092 |
| 20030NBS9 COMCAST CORP 3.150% | $10,329 | $10,474 |
| 200340AS6 COMERICA INC SR NTS | $10,094 | $10,500 |
| 24422EUA5 JOHN DEERE CAPITAL C | $4,836 | $5,114 |
| 45866FAC8 INTERCONTINENTALEXCH | $9,994 | $10,074 |
| 534187BD0 LINCOLN NATIONAL COR | $5,108 | $5,297 |
| 56501RAB2 MANULIFE FINANCIAL C | $10,280 | $10,270 |
| 582839AH9 MEAD JOHNSON NUTRITI | $10,845 | $10,943 |
| 606822AL8 MITSUBISHI UFJ FIN G | $10,113 | $10,174 |
| 718172BU2 PHILIP MORRIS INTL I | $9,890 | $9,974 |
| 80284YAF1 SANTANDER DRIVE AUTO | $34,869 | $35,121 |
| 857477AT0 STATE STREET CORP 3. | $10,554 | $10,713 |
| 9128284M9 US TREAS 2.875% 04/3 | $52,033 | $53,414 |
| 912828G38 US TREAS 2.25% 11/15 | $35,226 | $36,154 |
| 912828VB3 US TREAS 1.75% 05/15 | $24,171 | $25,147 |
| 912828X70 US TREAS 2% 04/30/24 | $42,959 | $45,863 |
| 913017AR0 UNITED TECHNOLOGIES | $11,367 | $10,076 |
| 981464FZ8 WORLD FINANCIAL NETW | $34,699 | $34,972 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (29 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 233051507 DEUTSCHE X-TRACKERS | ||
| 233051853 DEUTSCHE X-TRACKERS | ||
| 256206103 DODGE & COX INTL STO | $748,751 | $850,099 |
| 413838723 OAKMARK INTERNATIONA | $981,019 | $931,443 |
| 464288182 ISHARES MSCI ALL COU | $895,694 | $1,064,370 |
| 64122Q309 NEUBERGER BER MU/C O | $1,201,028 | $1,445,909 |
| 701769408 PARNASSUS CORE EQUIT | $1,216,317 | $2,041,897 |
| 74160Q301 PRIMECAP ODYSSEY STO | $617,315 | $1,385,521 |
| 78462F103 SPDR S&P 500 ETF TRU | $258,675 | $415,478 |
| 78464A730 SPDR S&P OIL & GAS E | $376,180 | $231,404 |
| 922042858 VANGUARD FTSE EMERGI | ||
| 00171A720 AMG MANAGERS FAIRPOI | ||
| 41664T719 HARTFORD CAPITAL APP | ||
| 464287499 ISHARES RUSSELL MIDC | ||
| 14949P208 CAUSEWAY INTERNATL V | $1,030,380 | $1,009,545 |
| 46429B598 ISHARES MSCI INDIA E | $725,566 | $771,136 |
| 46641U598 JPM INTREPID AMER FD | ||
| 577130750 MATTHEWS ASIA DIVIDE | ||
| 64122Q465 NEUBERGER BER GR CHI | ||
| 52106N889 LAZARD EMERG MKT EQY | ||
| 315911750 FIDELITY 500 INDEX F | $2,291,234 | $2,494,912 |
| 922908629 VANGUARD MID-CAP ETF | $2,023,764 | $2,165,560 |
| 315911727 FIDELITY INTERNATION | $1,599,669 | $1,485,975 |
| 46434G822 ISHARES INC MSCI JAP | $339,986 | $368,867 |
| 46434G103 ISHARES CORE MSCI EM | $1,153,693 | $1,099,372 |
| 46090E103 INVESCO QQQ TR UNITS | $1,105,072 | $1,194,034 |
| 46429B671 ISHARES MSCI CHINA E | $491,091 | $424,470 |
| 92189F106 VANECK VECTORS GOLD | $344,814 | $437,269 |
| 92204A405 VANGUARD FINANCIALS | $1,082,539 | $1,092,000 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 367829777 GATEWAY FUND-N | AT COST | $687,724 | $896,039 |
| 00191K765 AQR EQUITY MARKET NE | |||
| 464287564 ISHARES COHEN & STEE | |||
| 56166Y404 TORTOISE MLP & PIPEL | AT COST | $542,250 | $661,925 |
| 78463V107 SPDR GOLD SHARES | |||
| HFGAPBWG9 JPM ACCESS MULTI-STR | |||
| 09257V508 BLACKSTONE ALT MULTI | AT COST | $2,175,072 | $2,211,268 |
| 64128R608 NEUBERGER BERMAN LON | AT COST | $674,554 | $692,118 |
| 03875R205 THE ARBITRAGE FD-I | AT COST | $389,916 | $388,184 |
| 744336876- PGIM GLOBAL REAL ES | |||
| 464285105 ISHARES GOLD TRUST | AT COST | $695,949 | $779,561 |
| 72201P175- PIMCO COMMODITYPL S |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| LEGAL FEES - PRINCIPAL (ALLOCA | $12,819 | $12,819 |
| LEGAL FEES - INCOME (ALLOCABLE | $12,819 | $12,819 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| COST BASIS ADJUSTMENT | $14,780 |
| PURCHASE ACCRUED INTEREST | $217 |
| ROUNDING | $50 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ATTORNEY GENERAL FEE | Desc |
| Revenue And Expenses Per Books | $15 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $15 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $56,016 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OID CASH RECEIVED | Desc |
| Amt | $2,045 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES ON QUALIFIED FOR | $18,835 | $18,835 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $1,750 | $1,750 | $0 |
Comments