THE KATHRYN H CRAIG STEPHEN DUDLEY HEARD AND: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- THE KATHRYN H CRAIG STEPHEN DUDLEY HEARD AND (EIN 75-6154235)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-04-30
- IRS object ID
- 202001219349100530
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Applied To Prior Year Election
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-04-30T15:00:53-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 756154235 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KATHRYN H CRAIG STEPHEN DUDLEY HEARD AND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CRAI | BusinessNameControlTxt |
| Phone | 8003577094 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O BOX 831041 | AddressLine1Txt |
| City | DALLAS | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 752831041 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BANK OF AMERICA N A | PersonNm |
| Person Title | MANAGING DIR | PersonTitleTxt |
| Phone | 8003577094 | PhoneNum |
| Signature | 2020-04-30 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $17,360,820 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $368,949 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $369,570 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $13,350 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $13,350 | GrossRentsNetInvstIncmAmt |
| Net Rental Income Or Loss | $13,350 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $1,738,741 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,613,985 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,738,741 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $20,973 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $84,135 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,142,013 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,205,796 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $105,029 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $63,017 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $42,012 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $8,625 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $6,175 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $3,450 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $795 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $795 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $25,876 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $7,976 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $3,712 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,809 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $144,037 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $81,772 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $45,462 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,489,193 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,489,193 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,633,230 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $81,772 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,534,655 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $508,783 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,124,024 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $618,398 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $423,715 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $423,715 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $13,817,142 | CorporateStockBOYAmt |
| Corporate Stock EOY | $14,677,096 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $16,929,204 | CorporateStockEOYFMVAmt |
| Invst Land Cost Or Other Basis | $0 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $129,687 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $0 | LandBldgInvestmentsEOYAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $7 | OtherAssetsBOYAmt |
| Other Assets EOY | $1 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $7,901 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $14,565,234 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,100,812 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $17,360,820 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $6,645 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $6,645 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $6,645 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $6,645 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $14,558,589 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,094,167 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,558,589 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,094,167 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,565,234 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,100,812 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,558,589 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $508,783 | ExcessRevenueOverExpensesAmt |
| Other Increases | $101,266 | OtherIncreasesAmt |
| Subtotal | $15,168,638 | SubtotalAmt |
| Other Decreases | $74,471 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $15,094,167 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (323 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 3433.099 AQR LONG-SHORT EQUITY FUND CL I | 2017-04-21 | 2019-02-08 | $39,000 | $46,484 | -$7,484 | -$7,484 | |
| 14177.909 AQR LONG-SHORT EQUITY FUND CL I | 2017-04-21 | 2019-06-10 | $153,405 | $191,969 | -$38,564 | -$38,564 | |
| 5877.517 AQR MANAGED FUTURES STRATEGY FUND CL I | 2016-10-14 | 2019-06-10 | $50,429 | $57,894 | -$7,465 | -$7,465 | |
| 4194.26 AQR MANAGED FUTURES STRATEGY FUND CL I | 2018-03-09 | 2019-06-10 | $35,987 | $38,000 | -$2,013 | -$2,013 | |
| 1746.217 AQR MANAGED FUTURES STRATEGY FUND CL I | 2017-08-11 | 2019-06-10 | $14,983 | $15,000 | -$17 | -$17 | |
| 2000. AT&T INC SR UNSECD GLOBAL NT | 2017-08-28 | 2019-03-27 | $2,091 | $2,097 | -$6 | -$6 | |
| 2000. AT&T INC SR UNSECD GLOBAL NT | 2017-08-24 | 2019-03-27 | $2,091 | $2,096 | -$5 | -$5 | |
| 3000. AT&T INC UNSECD SR GBL NT C12/01/26 @100 | 2017-08-28 | 2019-09-20 | $3,272 | $3,089 | $183 | $183 | |
| 5000. AT&T INC UNSECD SR GBL NT C12/01/26 @100 | 2017-08-24 | 2019-09-20 | $5,453 | $5,133 | $320 | $320 | |
| 1000. AT&T INC UNSECD SR GBL NT C12/01/26 @100 | 2017-11-09 | 2019-09-20 | $1,091 | $1,019 | $72 | $72 | |
| 2000. AMERICAN EXPRESS CR CORP SR UNSECD MTN CALL 04/04/21 @100 | 2017-08-28 | 2019-09-20 | $2,003 | $2,005 | -$2 | -$2 | |
| 2000. AMERICAN EXPRESS CR CORP SR UNSECD MTN CALL 04/04/21 @100 | 2017-08-25 | 2019-09-20 | $2,003 | $2,004 | -$1 | -$1 | |
| 2000. ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 08/01/45 @100 | 2017-08-28 | 2019-09-20 | $2,336 | $2,258 | $78 | $78 | |
| 2000. ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 08/01/45 @100 | 2017-08-24 | 2019-09-20 | $2,336 | $2,241 | $95 | $95 | |
| 3000. APPLE INC UNSECD SR NT CALL 12/09/23 @100 | 2017-08-28 | 2019-09-20 | $3,119 | $3,059 | $60 | $60 | |
| 5000. APPLE INC UNSECD SR NT CALL 12/09/23 @100 | 2017-08-24 | 2019-09-20 | $5,198 | $5,090 | $108 | $108 | |
| 1000. APPLE INC UNSECD SR NT CALL 12/09/23 @100 | 2017-11-09 | 2019-09-20 | $1,040 | $1,012 | $28 | $28 | |
| 4723.422 ARBITRAGE FUND CL I | 2017-04-21 | 2019-06-10 | $62,963 | $63,294 | -$331 | -$331 | |
| 2792.453 ARBITRAGE FUND CL I | 2018-03-09 | 2019-06-10 | $37,223 | $37,000 | $223 | $223 | |
| 4000. BP CAP MKTS P L C SR UNSECD BD UNITED KINGDOM | 2017-11-16 | 2019-09-20 | $4,213 | $4,004 | $209 | $209 | |
| 2000. BERKSHIRE HATHAWAY INC DEL UNSECD SR NT CALL 01/15/23 @100 | 2017-08-28 | 2019-09-20 | $2,049 | $2,028 | $21 | $21 | |
| 2000. BERKSHIRE HATHAWAY INC DEL UNSECD SR NT CALL 01/15/23 @100 | 2017-08-24 | 2019-09-20 | $2,049 | $2,027 | $22 | $22 | |
| 10548.523 BLACKROCK EVENT DRIVEN EQUITY FUND INSTL SHS | 2019-02-08 | 2019-06-10 | $102,321 | $100,000 | $2,321 | $2,321 | |
| 1731.897 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL | 2017-11-06 | 2019-02-08 | $16,782 | $17,252 | -$470 | -$470 | |
| 8573.401 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL | 2016-10-14 | 2019-02-08 | $83,076 | $83,685 | -$609 | -$609 | |
| 3288.282 BLACKROCK GLOBAL LONG/SHORT CREDIT FUND INSTL | 2017-11-06 | 2019-06-10 | $32,686 | $34,428 | -$1,742 | -$1,742 | |
| 1676.245 BLACKROCK GLOBAL LONG/SHORT CREDIT FUND INSTL | 2018-03-09 | 2019-06-10 | $16,662 | $17,500 | -$838 | -$838 | |
| 2000. CVS CAREMARK CORP SR UNSECD NT CALL 6/20/20 @100 | 2017-08-28 | 2019-09-20 | $2,006 | $2,013 | -$7 | -$7 | |
| 3000. CVS CAREMARK CORP SR UNSECD NT CALL 6/20/20 @100 | 2017-08-24 | 2019-09-20 | $3,008 | $3,019 | -$11 | -$11 | |
| 9000. CVS HEALTH CORP UNSECD SR PIDI NT CALL 12/25/27 @100 | 2018-03-08 | 2019-09-20 | $9,741 | $8,939 | $802 | $802 | |
| 2000. CISCO SYS INC SR UNSECD NT | 2017-08-24 | 2019-02-15 | $2,000 | $2,000 | |||
| 2000. CISCO SYS INC SR UNSECD NT | 2017-08-28 | 2019-02-15 | $2,000 | $2,000 | |||
| 3000. CITIGROUP INC UNSECD SR NT | 2017-08-28 | 2019-09-20 | $3,127 | $3,038 | $89 | $89 | |
| 5000. CITIGROUP INC UNSECD SR NT | 2017-08-25 | 2019-09-20 | $5,212 | $5,062 | $150 | $150 | |
| 1000. CITIGROUP INC UNSECD SR NT | 2017-11-09 | 2019-09-20 | $1,042 | $1,009 | $33 | $33 | |
| 9000. COMCAST CORP NEW SR UNSECD BD CALL 02/01/28 @100 | 2018-05-16 | 2019-09-20 | $9,653 | $8,545 | $1,108 | $1,108 | |
| 3000. DEERE JOHN CAP CORP UNSECD MTN | 2017-08-24 | 2019-04-17 | $3,000 | $3,000 | |||
| 2000. DEERE JOHN CAP CORP UNSECD MTN | 2017-08-28 | 2019-04-17 | $2,000 | $2,000 | |||
| 1000. DEERE JOHN CAP CORP UNSECD MTN | 2017-11-09 | 2019-04-17 | $1,000 | $1,000 | |||
| 2000. DISNEY WALT CO NEW SR UNSECD MTN | 2017-08-28 | 2019-09-20 | $2,022 | $2,016 | $6 | $6 | |
| 2000. DISNEY WALT CO NEW SR UNSECD MTN | 2017-08-24 | 2019-09-20 | $2,022 | $2,014 | $8 | $8 | |
| 924.073 EMERGING MARKETS STOCK COMMON TRUST FUND | 2018-07-06 | 2019-02-08 | $50,000 | $52,777 | -$2,777 | -$2,777 | |
| 3360.615 EMERGING MARKETS STOCK COMMON TRUST FUND | 2018-07-06 | 2019-06-14 | $186,445 | $196,787 | -$10,342 | -$10,342 | |
| 924.073 EMERGING MARKETS STOCK COMMON TRUST FUND | 2018-06-08 | 2019-06-14 | $51,267 | $51,941 | -$674 | -$674 | |
| 942.477 EMERGING MARKETS STOCK COMMON TRUST FUND | 2019-01-11 | 2019-06-14 | $52,288 | $50,142 | $2,146 | $2,146 | |
| 55.233 EMERGING MARKETS STOCK COMMON TRUST FUND | 2019-01-11 | 2019-12-20 | $3,566 | $3,220 | $346 | $346 | |
| 874.056 EMERGING MARKETS STOCK COMMON TRUST FUND | 2013-04-05 | 2019-12-20 | $56,434 | $49,914 | $6,520 | $6,520 | |
| 2000. ENTERPRISE PRODS OPER LLC CO GTD SR NT | 2017-08-29 | 2019-09-20 | $2,052 | $2,058 | -$6 | -$6 | |
| 2000. ENTERPRISE PRODS OPER LLC CO GTD SR NT | 2017-08-24 | 2019-09-20 | $2,052 | $2,057 | -$5 | -$5 | |
| 5000. ENTERPRISE PRODS OPER LLC SR UNSECD NT CALL 11/15/24 @100 | 2018-09-17 | 2019-09-20 | $5,321 | $5,007 | $314 | $314 | |
| 409.634 MID CAP VALUE CTF | 2013-04-05 | 2019-02-08 | $14,268 | $13,838 | $430 | $430 | |
| 164.551 MID CAP VALUE CTF | 2018-03-09 | 2019-02-08 | $5,732 | $5,870 | -$138 | -$138 | |
| 139.28 SMALL CAP VALUE CTF | 2018-03-09 | 2019-02-08 | $4,429 | $5,144 | -$715 | -$715 | |
| 489.641 SMALL CAP VALUE CTF | 2018-03-09 | 2019-02-08 | $15,571 | $18,085 | -$2,514 | -$2,514 | |
| 35.07 FEDERAL HOME LN MTG CORP POOL #G08768 | 2017-08-24 | 2019-01-31 | $35 | $38 | -$3 | -$3 | |
| 37.04 FEDERAL HOME LN MTG CORP POOL #G08768 | 2017-08-24 | 2019-02-28 | $37 | $40 | -$3 | -$3 | |
| 43.21 FEDERAL HOME LN MTG CORP POOL #G08768 | 2017-08-24 | 2019-03-31 | $43 | $46 | -$3 | -$3 | |
| 77.45 FEDERAL HOME LN MTG CORP POOL #G08768 | 2017-08-24 | 2019-04-30 | $77 | $83 | -$6 | -$6 | |
| 75.87 FEDERAL HOME LN MTG CORP POOL #G08768 | 2017-08-24 | 2019-05-31 | $76 | $82 | -$6 | -$6 | |
| 64.55 FEDERAL HOME LN MTG CORP POOL #G08768 | 2017-08-24 | 2019-06-30 | $65 | $69 | -$4 | -$4 | |
| 109.59 FEDERAL HOME LN MTG CORP POOL #G08768 | 2017-08-24 | 2019-07-31 | $110 | $118 | -$8 | -$8 | |
| 102.05 FEDERAL HOME LN MTG CORP POOL #G08768 | 2017-08-24 | 2019-08-31 | $102 | $110 | -$8 | -$8 | |
| 3268.615 FEDERAL HOME LN MTG CORP POOL #G08768 | 2017-08-24 | 2019-09-20 | $3,436 | $3,514 | -$78 | -$78 | |
| 53.82 FEDERAL HOME LN MTG CORP POOL #G08701 | 2017-09-13 | 2019-01-31 | $54 | $54 | |||
| 63.39 FEDERAL HOME LN MTG CORP POOL #G08701 | 2017-09-13 | 2019-02-28 | $63 | $64 | -$1 | -$1 | |
| 78.98 FEDERAL HOME LN MTG CORP POOL #G08701 | 2017-09-13 | 2019-03-31 | $79 | $80 | -$1 | -$1 | |
| 95.54 FEDERAL HOME LN MTG CORP POOL #G08701 | 2017-09-13 | 2019-04-30 | $96 | $97 | -$1 | -$1 | |
| 111.66 FEDERAL HOME LN MTG CORP POOL #G08701 | 2017-09-13 | 2019-05-31 | $112 | $113 | -$1 | -$1 | |
| 102.41 FEDERAL HOME LN MTG CORP POOL #G08701 | 2017-09-13 | 2019-06-30 | $102 | $104 | -$2 | -$2 | |
| 116.23 FEDERAL HOME LN MTG CORP POOL #G08701 | 2017-09-13 | 2019-07-31 | $116 | $118 | -$2 | -$2 | |
| 115.26 FEDERAL HOME LN MTG CORP POOL #G08701 | 2017-09-13 | 2019-08-31 | $115 | $117 | -$2 | -$2 | |
| 8350.935 FEDERAL HOME LN MTG CORP POOL #G08701 | 2017-09-13 | 2019-09-20 | $8,466 | $8,442 | $24 | $24 | |
| 111.37 FEDERAL HOME LN MTG CORP POOL #G08762 | 2017-09-11 | 2019-01-31 | $111 | $118 | -$7 | -$7 | |
| 111.15 FEDERAL HOME LN MTG CORP POOL #G08762 | 2017-09-11 | 2019-02-28 | $111 | $118 | -$7 | -$7 | |
| 132.4 FEDERAL HOME LN MTG CORP POOL #G08762 | 2017-09-11 | 2019-03-31 | $132 | $140 | -$8 | -$8 | |
| 209.22 FEDERAL HOME LN MTG CORP POOL #G08762 | 2017-09-11 | 2019-04-30 | $209 | $221 | -$12 | -$12 | |
| 237.97 FEDERAL HOME LN MTG CORP POOL #G08762 | 2017-09-11 | 2019-05-31 | $238 | $252 | -$14 | -$14 | |
| 217.38 FEDERAL HOME LN MTG CORP POOL #G08762 | 2017-09-11 | 2019-06-30 | $217 | $230 | -$13 | -$13 | |
| 328.83 FEDERAL HOME LN MTG CORP POOL #G08762 | 2017-09-11 | 2019-07-31 | $329 | $348 | -$19 | -$19 | |
| 321.43 FEDERAL HOME LN MTG CORP POOL #G08762 | 2017-09-11 | 2019-08-31 | $321 | $340 | -$19 | -$19 | |
| 11972.372 FEDERAL HOME LN MTG CORP POOL #G08762 | 2017-09-11 | 2019-09-20 | $12,376 | $12,663 | -$287 | -$287 | |
| 18.73 FEDERAL HOME LN MTG CORP POOL #G08767 | 2018-01-30 | 2019-01-31 | $19 | $19 | |||
| 17.08 FEDERAL HOME LN MTG CORP POOL #G08767 | 2018-01-30 | 2019-02-28 | $17 | $18 | -$1 | -$1 | |
| 22.67 FEDERAL HOME LN MTG CORP POOL #G08767 | 2018-01-30 | 2019-03-31 | $23 | $23 | |||
| 29.76 FEDERAL HOME LN MTG CORP POOL #G08767 | 2018-01-30 | 2019-04-30 | $30 | $31 | -$1 | -$1 | |
| 40.96 FEDERAL HOME LN MTG CORP POOL #G08767 | 2018-01-30 | 2019-05-31 | $41 | $42 | -$1 | -$1 | |
| 38.07 FEDERAL HOME LN MTG CORP POOL #G08767 | 2018-01-30 | 2019-06-30 | $38 | $39 | -$1 | -$1 | |
| 52.78 FEDERAL HOME LN MTG CORP POOL #G08767 | 2018-01-30 | 2019-07-31 | $53 | $55 | -$2 | -$2 | |
| 58.65 FEDERAL HOME LN MTG CORP POOL #G08767 | 2018-01-30 | 2019-08-31 | $59 | $61 | -$2 | -$2 | |
| 2200.252 FEDERAL HOME LN MTG CORP POOL #G08767 | 2018-01-30 | 2019-09-20 | $2,275 | $2,277 | -$2 | -$2 | |
| 5.96 FEDERAL HOME LN MTG CORP POOL #G08737 | 2018-01-30 | 2019-01-31 | $6 | $6 | |||
| 5.05 FEDERAL HOME LN MTG CORP POOL #G08737 | 2018-01-30 | 2019-02-28 | $5 | $5 | |||
| 7.05 FEDERAL HOME LN MTG CORP POOL #G08737 | 2018-01-30 | 2019-03-31 | $7 | $7 | |||
| 7.85 FEDERAL HOME LN MTG CORP POOL #G08737 | 2018-01-30 | 2019-04-30 | $8 | $8 | |||
| 9.12 FEDERAL HOME LN MTG CORP POOL #G08737 | 2018-01-30 | 2019-05-31 | $9 | $9 | |||
| 9.34 FEDERAL HOME LN MTG CORP POOL #G08737 | 2018-01-30 | 2019-06-30 | $9 | $9 | |||
| 10.38 FEDERAL HOME LN MTG CORP POOL #G08737 | 2018-01-30 | 2019-07-31 | $10 | $10 | |||
| 10.61 FEDERAL HOME LN MTG CORP POOL #G08737 | 2018-01-30 | 2019-08-31 | $11 | $10 | $1 | $1 | |
| 782.252 FEDERAL HOME LN MTG CORP POOL #G08737 | 2018-01-30 | 2019-09-20 | $793 | $768 | $25 | $25 | |
| 22.73 FEDERAL HOME LN MTG CORP POOL #G08759 | 2017-09-11 | 2019-01-31 | $23 | $24 | -$1 | -$1 | |
| 47.61 FEDERAL HOME LN MTG CORP POOL #G08759 | 2017-09-11 | 2019-02-28 | $48 | $51 | -$3 | -$3 | |
| 56.04 FEDERAL HOME LN MTG CORP POOL #G08759 | 2017-09-11 | 2019-03-31 | $56 | $60 | -$4 | -$4 | |
| 58.81 FEDERAL HOME LN MTG CORP POOL #G08759 | 2017-09-11 | 2019-04-30 | $59 | $63 | -$4 | -$4 | |
| 64.31 FEDERAL HOME LN MTG CORP POOL #G08759 | 2017-09-11 | 2019-05-31 | $64 | $69 | -$5 | -$5 | |
| 62.24 FEDERAL HOME LN MTG CORP POOL #G08759 | 2017-09-11 | 2019-06-30 | $62 | $67 | -$5 | -$5 | |
| 89.09 FEDERAL HOME LN MTG CORP POOL #G08759 | 2017-09-11 | 2019-07-31 | $89 | $96 | -$7 | -$7 | |
| 91.79 FEDERAL HOME LN MTG CORP POOL #G08759 | 2017-09-11 | 2019-08-31 | $92 | $99 | -$7 | -$7 | |
| 2981.811 FEDERAL HOME LN MTG CORP POOL #G08759 | 2017-09-11 | 2019-09-20 | $3,135 | $3,213 | -$78 | -$78 | |
| 9.78 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-01-31 | $10 | $10 | |||
| 18.21 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-02-28 | $18 | $19 | -$1 | -$1 | |
| 7.3 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-03-31 | $7 | $8 | -$1 | -$1 | |
| 8.47 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-04-30 | $8 | $9 | -$1 | -$1 | |
| 283.002 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-05-31 | $301 | $303 | -$2 | -$2 | |
| 14.7 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-05-31 | $15 | $16 | -$1 | -$1 | |
| 5.01 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-06-30 | $5 | $5 | |||
| 9.92 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-07-31 | $10 | $11 | -$1 | -$1 | |
| 9.65 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-08-31 | $10 | $10 | |||
| 541.42 FEDERAL NATL MTG ASSN POOL #AL4242 | 2018-05-23 | 2019-09-20 | $576 | $579 | -$3 | -$3 | |
| 149.34 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-01-31 | $149 | $150 | -$1 | -$1 | |
| 166.23 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-02-28 | $166 | $167 | -$1 | -$1 | |
| 239.96 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-03-31 | $240 | $241 | -$1 | -$1 | |
| 363.99 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-04-30 | $364 | $365 | -$1 | -$1 | |
| 909.297 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-05-31 | $940 | $913 | $27 | $27 | |
| 462.56 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-05-31 | $463 | $464 | -$1 | -$1 | |
| 374.8 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-06-30 | $375 | $376 | -$1 | -$1 | |
| 706.04 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-07-31 | $706 | $709 | -$3 | -$3 | |
| 774.19 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-08-31 | $774 | $777 | -$3 | -$3 | |
| 23605.273 FEDERAL NATL MTG ASSN POOL #BJ9169 | 2018-11-20 | 2019-09-20 | $24,402 | $23,699 | $703 | $703 | |
| 269.78 FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-01-31 | $270 | $290 | -$20 | -$20 | |
| 7.31 FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-02-28 | $7 | $8 | -$1 | -$1 | |
| 7.41 FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-03-31 | $7 | $8 | -$1 | -$1 | |
| 7.37 FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-04-30 | $7 | $8 | -$1 | -$1 | |
| 1397.874 FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-05-31 | $1,484 | $1,500 | -$16 | -$16 | |
| 7.45 FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-05-31 | $7 | $8 | -$1 | -$1 | |
| 578. FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-06-30 | $578 | $620 | -$42 | -$42 | |
| 5.02 FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-07-31 | $5 | $5 | |||
| 393.69 FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-08-31 | $394 | $422 | -$28 | -$28 | |
| 3915.853 FEDERAL NATL MTG ASSN POOL #BK0983 | 2018-02-14 | 2019-09-20 | $4,164 | $4,202 | -$38 | -$38 | |
| 28.33 FEDERAL NATL MTG ASSN POOL #MA2670 | 2017-09-28 | 2019-01-31 | $28 | $29 | -$1 | -$1 | |
| 28.85 FEDERAL NATL MTG ASSN POOL #MA2670 | 2017-09-28 | 2019-02-28 | $29 | $29 | |||
| 42.54 FEDERAL NATL MTG ASSN POOL #MA2670 | 2017-09-28 | 2019-03-31 | $43 | $43 | |||
| 47.69 FEDERAL NATL MTG ASSN POOL #MA2670 | 2017-09-28 | 2019-04-30 | $48 | $48 | |||
| 55.92 FEDERAL NATL MTG ASSN POOL #MA2670 | 2017-09-28 | 2019-05-31 | $56 | $56 | |||
| 52.14 FEDERAL NATL MTG ASSN POOL #MA2670 | 2017-09-28 | 2019-06-30 | $52 | $52 | |||
| 65.63 FEDERAL NATL MTG ASSN POOL #MA2670 | 2017-09-28 | 2019-07-31 | $66 | $66 | |||
| 65.26 FEDERAL NATL MTG ASSN POOL #MA2670 | 2017-09-28 | 2019-08-31 | $65 | $66 | -$1 | -$1 | |
| 4449.144 FEDERAL NATL MTG ASSN POOL #MA2670 | 2017-09-28 | 2019-09-20 | $4,499 | $4,478 | $21 | $21 | |
| 44.87 FEDERAL NATL MTG ASSN POOL #MA3008 | 2017-09-28 | 2019-01-31 | $45 | $48 | -$3 | -$3 | |
| 35.19 FEDERAL NATL MTG ASSN POOL #MA3008 | 2017-09-28 | 2019-02-28 | $35 | $38 | -$3 | -$3 | |
| 41.9 FEDERAL NATL MTG ASSN POOL #MA3008 | 2017-09-28 | 2019-03-31 | $42 | $45 | -$3 | -$3 | |
| 122.22 FEDERAL NATL MTG ASSN POOL #MA3008 | 2017-09-28 | 2019-04-30 | $122 | $132 | -$10 | -$10 | |
| 101.2 FEDERAL NATL MTG ASSN POOL #MA3008 | 2017-09-28 | 2019-05-31 | $101 | $109 | -$8 | -$8 | |
| 68.96 FEDERAL NATL MTG ASSN POOL #MA3008 | 2017-09-28 | 2019-06-30 | $69 | $74 | -$5 | -$5 | |
| 96.68 FEDERAL NATL MTG ASSN POOL #MA3008 | 2017-09-28 | 2019-07-31 | $97 | $104 | -$7 | -$7 | |
| 74.26 FEDERAL NATL MTG ASSN POOL #MA3008 | 2017-09-28 | 2019-08-31 | $74 | $80 | -$6 | -$6 | |
| 2942.834 FEDERAL NATL MTG ASSN POOL #MA3008 | 2017-09-28 | 2019-09-20 | $3,086 | $3,171 | -$85 | -$85 | |
| 96.27 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-10-12 | 2019-01-31 | $96 | $102 | -$6 | -$6 | |
| 110.3 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-10-12 | 2019-02-28 | $110 | $116 | -$6 | -$6 | |
| 119.47 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-10-12 | 2019-03-31 | $119 | $126 | -$7 | -$7 | |
| 166.15 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-10-12 | 2019-04-30 | $166 | $175 | -$9 | -$9 | |
| 791.528 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-10-12 | 2019-05-31 | $818 | $835 | -$17 | -$17 | |
| 214.88 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-10-12 | 2019-05-31 | $215 | $227 | -$12 | -$12 | |
| 191.99 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-10-12 | 2019-06-30 | $192 | $202 | -$10 | -$10 | |
| 274.08 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-10-12 | 2019-07-31 | $274 | $289 | -$15 | -$15 | |
| 308.06 FEDERAL NATL MTG ASSN POOL #MA3058 | 2018-01-30 | 2019-08-31 | $308 | $319 | -$11 | -$11 | |
| 9506.159 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-10-12 | 2019-09-20 | $9,827 | $10,026 | -$199 | -$199 | |
| 963.767 FEDERAL NATL MTG ASSN POOL #MA3058 | 2017-11-08 | 2019-09-20 | $996 | $1,014 | -$18 | -$18 | |
| 628.866 FEDERAL NATL MTG ASSN POOL #MA3058 | 2018-01-30 | 2019-09-20 | $650 | $651 | -$1 | -$1 | |
| 68.79 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-01-31 | $69 | $71 | -$2 | -$2 | |
| 64.6 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-02-28 | $65 | $67 | -$2 | -$2 | |
| 1796.52 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-03-15 | $1,806 | $1,862 | -$56 | -$56 | |
| 73.5 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-03-31 | $74 | $76 | -$2 | -$2 | |
| 87.88 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-04-30 | $88 | $91 | -$3 | -$3 | |
| 94.81 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-05-31 | $95 | $98 | -$3 | -$3 | |
| 111.71 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-06-30 | $112 | $116 | -$4 | -$4 | |
| 165.47 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-07-31 | $165 | $171 | -$6 | -$6 | |
| 163.16 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-08-31 | $163 | $169 | -$6 | -$6 | |
| 9184.316 FEDERAL NATL MTG ASSN POOL #MA3120 | 2017-09-13 | 2019-09-20 | $9,400 | $9,517 | -$117 | -$117 | |
| 4.91 FEDERAL NATL MTG ASSN POOL #MA3238 | 2018-02-09 | 2019-01-31 | $5 | $5 | |||
| 5.27 FEDERAL NATL MTG ASSN POOL #MA3238 | 2018-02-09 | 2019-02-28 | $5 | $5 | |||
| 921.482 FEDERAL NATL MTG ASSN POOL #MA3238 | 2018-02-09 | 2019-03-15 | $927 | $926 | $1 | $1 | |
| 1020.19 MID CAP GROWTH CTF | 2013-04-05 | 2019-02-08 | $40,000 | $37,131 | $2,869 | $2,869 | |
| 3000. GOLDMAN SACHS GROUP INC UNSECD SR NT CALL 11/25/25 @100 | 2019-09-06 | 2019-09-20 | $3,172 | $3,197 | -$25 | -$25 | |
| 2000. GOLDMAN SACHS GROUP INC UNSECD SR NT CALL 11/25/25 @100 | 2017-08-28 | 2019-09-20 | $2,115 | $2,049 | $66 | $66 | |
| 4000. GOLDMAN SACHS GROUP INC UNSECD SR NT CALL 11/25/25 @100 | 2017-08-24 | 2019-09-20 | $4,229 | $4,093 | $136 | $136 | |
| 2000. HOME DEPOT INC UNSECD SR BD CALL 3/1/21 @100 | 2017-08-28 | 2019-09-20 | $2,002 | $2,003 | -$1 | -$1 | |
| 2000. HOME DEPOT INC UNSECD SR BD CALL 3/1/21 @100 | 2017-08-24 | 2019-09-20 | $2,002 | $2,003 | -$1 | -$1 | |
| 140.336 DIVIDEND INCOME COMMON TRUST FUND | 2018-03-09 | 2019-02-08 | $9,229 | $10,159 | -$930 | -$930 | |
| 315.827 DIVIDEND INCOME COMMON TRUST FUND | 2013-04-05 | 2019-02-08 | $20,771 | $21,860 | -$1,089 | -$1,089 | |
| 1065.707 DIVIDEND INCOME COMMON TRUST FUND | 2013-04-05 | 2019-06-14 | $75,000 | $76,801 | -$1,801 | -$1,801 | |
| 633.113 DIVIDEND INCOME COMMON TRUST FUND | 2013-04-05 | 2019-12-20 | $50,000 | $45,874 | $4,126 | $4,126 | |
| 794. INVESCO DB COMMODITY INDEX TRACKING FUND | 2015-03-05 | 2019-06-10 | $12,001 | $13,659 | -$1,658 | -$1,658 | |
| 17200. INVESCO DB COMMODITY INDEX TRACKING FUND | 2018-07-05 | 2019-06-10 | $259,973 | $286,043 | -$26,070 | -$26,070 | |
| 19976. INVESCO DB COMMODITY INDEX TRACKING FUND | 2018-03-09 | 2019-06-10 | $301,931 | $318,613 | -$16,682 | -$16,682 | |
| 633. INVESCO DB COMMODITY INDEX TRACKING FUND | 2016-07-01 | 2019-06-10 | $9,568 | $9,301 | $267 | $267 | |
| 3200. INVESCO DB COMMODITY INDEX TRACKING FUND | 2019-01-10 | 2019-06-10 | $48,367 | $46,766 | $1,601 | $1,601 | |
| 6565. INVESCO DB COMMODITY INDEX TRACKING FUND | 2016-10-14 | 2019-06-10 | $99,228 | $95,418 | $3,810 | $3,810 | |
| 1360. INVESCO DB COMMODITY INDEX TRACKING FUND | 2017-08-11 | 2019-06-10 | $20,556 | $19,055 | $1,501 | $1,501 | |
| 120. ISHARES CORE S&P MID CAP ETF | 2019-01-10 | 2019-02-08 | $22,177 | $20,826 | $1,351 | $1,351 | |
| 40. ISHARES CORE S&P MID CAP ETF | 2017-04-21 | 2019-02-08 | $7,392 | $6,855 | $537 | $537 | |
| 40. ISHARES RUSSELL 2000 ETF | 2017-04-21 | 2019-02-08 | $5,983 | $5,493 | $490 | $490 | |
| 80. ISHARES RUSSELL 2000 ETF | 2018-12-21 | 2019-02-08 | $11,967 | $10,355 | $1,612 | $1,612 | |
| 3000. JPMORGAN CHASE & CO SR UNSECD MTN | 2017-08-28 | 2019-09-20 | $3,194 | $3,135 | $59 | $59 | |
| 5000. JPMORGAN CHASE & CO SR UNSECD MTN | 2017-08-24 | 2019-09-20 | $5,323 | $5,212 | $111 | $111 | |
| 4361.941 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I | 2017-04-21 | 2019-06-10 | $50,162 | $52,736 | -$2,574 | -$2,574 | |
| 2000. LOCKHEED MARTIN CORP SR UNSECD NT CALL 10/23/20 @100 | 2017-08-28 | 2019-09-20 | $2,006 | $2,014 | -$8 | -$8 | |
| 2000. LOCKHEED MARTIN CORP SR UNSECD NT CALL 10/23/20 @100 | 2017-08-24 | 2019-09-20 | $2,006 | $2,012 | -$6 | -$6 | |
| 9000. MARSH & MCLENNAN COS INC UNSECD SR NT C2/15/24 @100 | 2019-01-09 | 2019-09-20 | $9,575 | $9,031 | $544 | $544 | |
| 5685.113 THE MERGER FD | 2016-10-06 | 2019-06-10 | $95,339 | $88,404 | $6,935 | $6,935 | |
| 2000. MICROSOFT CORP SR UNSECD NT CALL 08/12/44 @100 | 2017-08-28 | 2019-09-20 | $2,270 | $2,021 | $249 | $249 | |
| 1000. MICROSOFT CORP SR UNSECD NT CALL 08/12/44 @100 | 2017-11-09 | 2019-09-20 | $1,135 | $1,011 | $124 | $124 | |
| 4000. MICROSOFT CORP SR UNSECD NT CALL 08/12/44 @100 | 2017-08-24 | 2019-09-20 | $4,540 | $4,020 | $520 | $520 | |
| 3000. MORGAN STANLEY SR UNSECD NT | 2017-08-28 | 2019-09-20 | $3,171 | $3,089 | $82 | $82 | |
| 1000. MORGAN STANLEY SR UNSECD NT | 2017-11-09 | 2019-09-20 | $1,057 | $1,029 | $28 | $28 | |
| 5000. MORGAN STANLEY SR UNSECD NT | 2017-08-24 | 2019-09-20 | $5,286 | $5,136 | $150 | $150 | |
| 2011.923 NEUBERGER BERMAN LONG SHORT FUND INSTL CL | 2017-04-21 | 2019-02-08 | $27,000 | $27,302 | -$302 | -$302 | |
| 11926.866 NEUBERGER BERMAN LONG SHORT FUND INSTL CL | 2017-04-21 | 2019-06-10 | $169,481 | $161,848 | $7,633 | $7,633 | |
| 2000. ORACLE CORP SR UNSECD NT CALL 2/15/25 @100 | 2017-08-28 | 2019-09-20 | $2,072 | $2,026 | $46 | $46 | |
| 2000. ORACLE CORP SR UNSECD NT CALL 2/15/25 @100 | 2017-08-24 | 2019-09-20 | $2,072 | $2,022 | $50 | $50 | |
| 9276.438 PIMCO UNCONSTRAINED BD FUND CL P | 2019-02-08 | 2019-06-10 | $100,464 | $100,000 | $464 | $464 | |
| 985.416 PRINCIPAL MIDCAP BLEND FUND INSTL CL | 2017-04-21 | 2019-02-08 | $25,000 | $23,995 | $1,005 | $1,005 | |
| 815.661 PRINCIPAL MIDCAP BLEND FUND INSTL CL | 2017-04-21 | 2019-09-26 | $25,000 | $19,861 | $5,139 | $5,139 | |
| 1132.32 PRINCIPAL MIDCAP BLEND FUND INSTL CL | 2017-04-21 | 2019-12-19 | $35,000 | $27,572 | $7,428 | $7,428 | |
| 24208.566 PRUDENTIAL SHORT-TERM CORPORATE BD FUND INC CL Z | 2017-08-22 | 2019-01-10 | $260,000 | $268,715 | -$8,715 | -$8,715 | |
| 3231.764 PRUDENTIAL SHORT-TERM CORPORATE BD FUND INC CL Z | 2017-08-22 | 2019-02-08 | $35,000 | $35,873 | -$873 | -$873 | |
| 13636.364 PRUDENTIAL SHORT-TERM CORPORATE BD FUND INC CL Z | 2017-08-22 | 2019-06-10 | $150,000 | $151,364 | -$1,364 | -$1,364 | |
| 3365.597 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL | 2017-11-06 | 2019-06-10 | $50,619 | $55,903 | -$5,284 | -$5,284 | |
| 4000. SHELL INTL FIN B V GTD SR NT NETHERLANDS | 2019-08-15 | 2019-09-20 | $4,600 | $4,720 | -$120 | -$120 | |
| 2000. SHIRE ACQUISITIONS INVTS IRELAND UNSECD SR GBL NT IRELAND CALL | 2017-08-28 | 2019-09-20 | $2,002 | $1,985 | $17 | $17 | |
| 2000. SHIRE ACQUISITIONS INVTS IRELAND UNSECD SR GBL NT IRELAND CALL | 2017-08-24 | 2019-09-20 | $2,002 | $1,984 | $18 | $18 | |
| 2000. SOUTHERN CO UNSECD SR NT CALL 04/01/26 @100 | 2017-08-28 | 2019-09-20 | $2,056 | $1,997 | $59 | $59 | |
| 2000. SOUTHERN CO UNSECD SR NT CALL 04/01/26 @100 | 2017-08-24 | 2019-09-20 | $2,056 | $1,992 | $64 | $64 | |
| 9000. TORONTO DOMINION BK UNSECD SR MEDIUM TERM BK NT CANADA | 2018-06-20 | 2019-09-20 | $9,181 | $9,002 | $179 | $179 | |
| 13000. UNITED STATES TREAS BILL DTD 04/30/2019 DUE 06/25/19 | 2019-04-30 | 2019-06-25 | $12,953 | $12,953 | |||
| 1279.98 UNITED STATES TREAS NT INFLATION INDEX | 2017-08-28 | 2019-06-04 | $1,420 | $1,446 | -$26 | -$26 | |
| 6401.24 UNITED STATES TREAS NT INFLATION INDEX | 2017-08-24 | 2019-06-04 | $7,100 | $7,218 | -$118 | -$118 | |
| 1282.45 UNITED STATES TREAS NT INFLATION INDEX | 2017-11-09 | 2019-06-04 | $1,422 | $1,441 | -$19 | -$19 | |
| 3841.63 UNITED STATES TREAS NT INFLATION INDEX | 2018-10-31 | 2019-06-04 | $4,261 | $4,082 | $179 | $179 | |
| 5.65 UNITED STATES TREAS NT INFLATION INDEX | 2017-08-24 | 2019-06-04 | $6 | $6 | $6 | ||
| 1.13 UNITED STATES TREAS NT INFLATION INDEX | 2017-08-28 | 2019-06-04 | $1 | $1 | $1 | ||
| 1.13 UNITED STATES TREAS NT INFLATION INDEX | 2017-11-09 | 2019-06-04 | $1 | $1 | $1 | ||
| 3.39 UNITED STATES TREAS NT INFLATION INDEX | 2018-10-31 | 2019-06-04 | $4 | $4 | $4 | ||
| 1000. UNITED STATES TREAS BD DTD 02/15/06 4.500% DUE 02/15/36 | 2017-08-28 | 2019-09-20 | $1,365 | $1,284 | $81 | $81 | |
| 2000. UNITED STATES TREAS BD DTD 02/15/06 4.500% DUE 02/15/36 | 2017-08-24 | 2019-09-20 | $2,730 | $2,559 | $171 | $171 | |
| 4000. UNITED STATES TREAS BD DTD 02/15/06 4.500% DUE 02/15/36 | 2018-10-03 | 2019-09-20 | $5,460 | $4,657 | $803 | $803 | |
| 5924.25 UNITED STATES TREAS BD INFLATION INDEX | 2019-01-11 | 2019-07-31 | $7,626 | $7,018 | $608 | $608 | |
| 7000. UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 | 2017-08-28 | 2019-01-11 | $6,996 | $7,370 | -$374 | -$374 | |
| 6000. UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 | 2019-07-31 | 2019-08-16 | $7,169 | $6,580 | $589 | $589 | |
| 4000. UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 | 2019-07-31 | 2019-09-20 | $4,632 | $4,386 | $246 | $246 | |
| 1000. UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 | 2017-08-28 | 2019-09-20 | $1,158 | $1,052 | $106 | $106 | |
| 12000. UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 | 2017-08-24 | 2019-09-20 | $13,897 | $12,585 | $1,312 | $1,312 | |
| 1000. UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 | 2017-11-09 | 2019-09-20 | $1,158 | $1,043 | $115 | $115 | |
| 9899.1 UNITED STATES TREAS BD INFLATION INDEX | 2019-06-04 | 2019-09-20 | $11,902 | $11,274 | $628 | $628 | |
| 4.41 UNITED STATES TREAS BD INFLATION INDEX | 2019-06-04 | 2019-09-20 | $5 | $5 | $5 | ||
| 2000. UNITED STATES TREAS BD DTD 05/15/19 2.875% DUE 05/15/49 | 2019-08-29 | 2019-09-20 | $2,304 | $2,410 | -$106 | -$106 | |
| 5000. UNITED STATES TREAS BD DTD 05/15/19 2.875% DUE 05/15/49 | 2019-05-31 | 2019-09-20 | $5,759 | $5,313 | $446 | $446 | |
| 11000. UNITED STATES TREAS NT DTD 02/15/18 2.750% DUE 02/15/28 | 2018-04-30 | 2019-09-20 | $11,875 | $10,817 | $1,058 | $1,058 | |
| 4000. UNITED STATES TREAS NT DTD 05/31/18 2.875% DUE 05/31/25 | 2018-05-31 | 2019-02-01 | $4,070 | $4,019 | $51 | $51 | |
| 2000. UNITED STATES TREAS NT DTD 05/31/18 2.875% DUE 05/31/25 | 2018-07-30 | 2019-02-01 | $2,035 | $1,993 | $42 | $42 | |
| 3000. UNITED STATES TREAS NT DTD 05/31/18 2.875% DUE 05/31/25 | 2019-03-15 | 2019-09-20 | $3,194 | $3,065 | $129 | $129 | |
| 19000. UNITED STATES TREAS NT DTD 05/31/18 2.875% DUE 05/31/25 | 2018-07-30 | 2019-09-20 | $20,230 | $18,934 | $1,296 | $1,296 | |
| 6000. UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 | 2019-01-31 | 2019-09-20 | $6,559 | $6,115 | $444 | $444 | |
| 4000. UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 | 2018-12-31 | 2019-09-20 | $4,372 | $4,056 | $316 | $316 | |
| 5000. UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 | 2018-09-28 | 2019-09-20 | $5,466 | $4,928 | $538 | $538 | |
| 6000. UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 | 2018-09-21 | 2019-09-20 | $6,559 | $5,904 | $655 | $655 | |
| 14060.54 UNITED STATES TREAS NT INFLATION INDEX | 2019-06-04 | 2019-09-20 | $13,912 | $13,944 | -$32 | -$32 | |
| 6.24 UNITED STATES TREAS NT INFLATION INDEX | 2019-06-04 | 2019-09-20 | $6 | $6 | $6 | ||
| 2000. UNITED STATES TREAS NT DTD 05/16/16 1.625% DUE 05/15/26 | 2017-11-09 | 2019-09-20 | $1,992 | $1,897 | $95 | $95 | |
| 3000. UNITED STATES TREAS NT DTD 05/16/16 1.625% DUE 05/15/26 | 2017-10-30 | 2019-09-20 | $2,987 | $2,837 | $150 | $150 | |
| 8000. UNITED STATES TREAS NT DTD 05/16/16 1.625% DUE 05/15/26 | 2018-01-23 | 2019-09-20 | $7,966 | $7,419 | $547 | $547 | |
| 8000. UNITED STATES TREAS NT DTD 05/16/16 1.625% DUE 05/15/26 | 2018-08-20 | 2019-09-20 | $7,966 | $7,354 | $612 | $612 | |
| 5000. UNITED STATES TREAS NT DTD 05/16/16 1.625% DUE 05/15/26 | 2018-08-31 | 2019-09-20 | $4,979 | $4,585 | $394 | $394 | |
| 17000. UNITED STATES TREAS NT DTD 03/31/17 2.125% DUE 03/31/24 | 2019-07-05 | 2019-09-20 | $17,347 | $17,213 | $134 | $134 | |
| 5000. UNITED STATES TREAS NT DTD 05/31/15 1.500% DUE 05/31/20 | 2017-08-24 | 2019-01-31 | $4,934 | $5,005 | -$71 | -$71 | |
| 33000. UNITED STATES TREAS NT DTD 05/31/15 1.500% DUE 05/31/20 | 2017-08-24 | 2019-09-20 | $32,901 | $33,016 | -$115 | -$115 | |
| 3214.39 UNITED STATES TREAS NT INFLATION INDEX | 2017-08-28 | 2019-06-04 | $3,239 | $3,236 | $3 | $3 | |
| 5356.65 UNITED STATES TREAS NT INFLATION INDEX | 2017-08-24 | 2019-06-04 | $5,397 | $5,382 | $15 | $15 | |
| 2146.36 UNITED STATES TREAS NT INFLATION INDEX | 2017-11-09 | 2019-06-04 | $2,163 | $2,156 | $7 | $7 | |
| 4.75 UNITED STATES TREAS NT INFLATION INDEX | 2017-08-24 | 2019-06-04 | $5 | $5 | $5 | ||
| 2.85 UNITED STATES TREAS NT INFLATION INDEX | 2017-08-28 | 2019-06-04 | $3 | $3 | $3 | ||
| 1.9 UNITED STATES TREAS NT INFLATION INDEX | 2017-11-09 | 2019-06-04 | $2 | $2 | $2 | ||
| 9000. UNITED STATES TREAS NT DTD 06/30/17 1.750% DUE 06/30/22 | 2018-03-05 | 2019-01-09 | $8,765 | $8,692 | $73 | $73 | |
| 8000. UNITED STATES TREAS NT DTD 06/30/17 1.750% DUE 06/30/22 | 2019-06-28 | 2019-09-20 | $8,018 | $8,008 | $10 | $10 | |
| 2000. UNITED STATES TREAS NT DTD 06/30/17 1.750% DUE 06/30/22 | 2018-03-05 | 2019-09-20 | $2,005 | $1,932 | $73 | $73 | |
| 1000. UNITED STATES TREAS NT DTD 06/30/17 1.750% DUE 06/30/22 | 2018-08-31 | 2019-09-20 | $1,002 | $964 | $38 | $38 | |
| 4000. UNITED STATES TREAS NT DTD 06/30/17 1.750% DUE 06/30/22 | 2018-05-07 | 2019-09-20 | $4,009 | $3,845 | $164 | $164 | |
| 1000. UNITED STATES TREAS NT DTD 08/15/19 1.625% DUE 08/15/29 | 2019-08-29 | 2019-09-20 | $989 | $1,012 | -$23 | -$23 | |
| 1235. VANGUARD FTSE DEVELOPED MARKETS ETF | 2017-04-21 | 2019-01-10 | $47,627 | $48,338 | -$711 | -$711 | |
| 3965. VANGUARD FTSE DEVELOPED MARKETS ETF | 2013-11-07 | 2019-01-10 | $152,908 | $160,690 | -$7,782 | -$7,782 | |
| 800. VANGUARD FTSE DEVELOPED MARKETS ETF | 2013-11-07 | 2019-01-10 | $30,852 | $32,422 | -$1,570 | -$1,570 | |
| 600. VANGUARD FTSE DEVELOPED MARKETS ETF | 2017-04-21 | 2019-02-08 | $23,580 | $23,484 | $96 | $96 | |
| 1850. VANGUARD FTSE DEVELOPED MARKETS ETF | 2017-04-21 | 2019-06-10 | $76,210 | $72,409 | $3,801 | $3,801 | |
| 230. VANGUARD FTSE EMERGING MKTS ETF | 2018-07-05 | 2019-02-08 | $9,402 | $9,581 | -$179 | -$179 | |
| 3270. VANGUARD FTSE EMERGING MKTS ETF | 2018-07-05 | 2019-06-10 | $134,705 | $136,212 | -$1,507 | -$1,507 | |
| 230. VANGUARD FTSE EMERGING MKTS ETF | 2018-06-06 | 2019-06-10 | $9,475 | $9,285 | $190 | $190 | |
| 462. VANGUARD S&P 500 ETF | 2018-03-09 | 2019-02-08 | $114,500 | $118,041 | -$3,541 | -$3,541 | |
| 88. VANGUARD S&P 500 ETF | 2017-04-21 | 2019-02-08 | $21,809 | $18,975 | $2,834 | $2,834 | |
| 9000. VERIZON COMMUNICATIONS INC SR UNSECD NT | 2018-06-29 | 2019-09-20 | $9,486 | $8,671 | $815 | $815 | |
| 2000. VISA INC SR UNSECD NT CALL 6/14/45 @100 | 2017-08-28 | 2019-09-20 | $2,468 | $2,208 | $260 | $260 | |
| 2000. VISA INC SR UNSECD NT CALL 6/14/45 @100 | 2017-08-28 | 2019-09-20 | $2,468 | $2,208 | $260 | $260 | |
| 9000. WALMART INC SR UNSECD NT CALL 3/26/28 @100 | 2018-06-21 | 2019-09-20 | $9,958 | $9,010 | $948 | $948 | |
| 2602.768 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I | 2017-11-06 | 2019-06-10 | $29,463 | $30,973 | -$1,510 | -$1,510 | |
| 1955.556 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I | 2018-03-09 | 2019-06-10 | $22,137 | $22,000 | $137 | $137 | |
| 1. 13TH STREET & AVENUE L, PLANO, TX | 1974-07-25 | 2019-04-30 | $1,626,000 | $257,042 | $1,368,958 | $1,368,958 | D |
| 9619.72 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND | 2018-07-06 | 2019-01-11 | $117,320 | $131,717 | -$14,397 | -$14,397 | |
| 4319.505 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND | 2018-07-06 | 2019-01-11 | $52,680 | $59,144 | -$6,464 | -$6,464 | |
| 570.667 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND | 2018-07-06 | 2019-02-08 | $7,214 | $7,766 | -$552 | -$552 | |
| 4319.505 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND | 2018-06-15 | 2019-02-08 | $54,604 | $56,153 | -$1,549 | -$1,549 | |
| 647.233 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND | 2013-11-08 | 2019-02-08 | $8,182 | $7,991 | $191 | $191 | |
| 4529.362 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND | 2013-11-08 | 2019-06-14 | $60,000 | $57,275 | $2,725 | $2,725 | |
| 4135.649 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND | 2013-11-08 | 2019-12-20 | $60,000 | $54,923 | $5,077 | $5,077 | |
| 1104.618 STRATEGIC GROWTH COMMON TRUST FUND | 2013-05-10 | 2019-02-08 | $20,000 | $20,495 | -$495 | -$495 | |
| 35751.8 STRATEGIC GROWTH COMMON TRUST FUND | 2013-05-10 | 2019-07-31 | $747,491 | $1,583,972 | -$836,481 | -$836,481 | |
| 1104.618 STRATEGIC GROWTH COMMON TRUST FUND | 2013-04-12 | 2019-07-31 | $23,095 | $48,018 | -$24,923 | -$24,923 | |
| 4119.254 STRATEGIC GROWTH COMMON TRUST FUND | 2019-01-11 | 2019-07-31 | $86,125 | $177,219 | -$91,094 | -$91,094 | |
| 3128.846 LARGE CAP CORE CTF | 2018-03-09 | 2019-02-08 | $30,000 | $30,823 | -$823 | -$823 | |
| 6097.561 LARGE CAP CORE CTF | 2019-06-14 | 2019-12-20 | $70,000 | $62,020 | $7,980 | $7,980 | |
| 774.597 MID CAP CORE CTF | 2018-03-09 | 2019-02-08 | $7,466 | $7,670 | -$204 | -$204 | |
| 4412.771 MID CAP CORE CTF | 2018-03-09 | 2019-02-08 | $42,534 | $43,693 | -$1,159 | -$1,159 | |
| 2714.048 MID CAP CORE CTF | 2018-03-09 | 2019-12-20 | $30,000 | $27,142 | $2,858 | $2,858 | |
| 4689.698 SMALL CAP CORE CTF | 2018-07-06 | 2019-02-08 | $45,000 | $50,514 | -$5,514 | -$5,514 | |
| 2815.897 SMALL CAP CORE CTF | 2018-07-06 | 2019-12-20 | $30,000 | $30,789 | -$789 | -$789 | |
| CAPITAL GAIN DIVIDENDS | $23,348 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,738,741 | CapitalGainNetIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Qlfy Und Sect4940e Reduced Tax | QlfyUndSect4940eReducedTaxGrp |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $42,480 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $42,480 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $42,480 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $28,489 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $28,489 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $454 | EsPenaltyAmt |
| Tax Due | $14,445 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | NONE | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2142091830 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 901 MAIN ST FL 19 | AddressLine1Txt |
| City | DALLAS | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 752023735 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BANK OF AMERICA N A | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 901 MAIN ST FL 19 | AddressLine1Txt |
| City | DALLAS | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 752023735 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $105,029 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $15,602,335 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $831,601 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $398,264 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,832,200 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,832,200 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $252,483 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,579,717 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $828,986 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $828,986 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $42,480 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $42,480 | TotalTaxAmt |
| Distributable Before Adj | $786,506 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $786,506 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $786,506 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,534,655 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,534,655 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,534,655 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $786,506 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $803,417 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Total For Prior Years | $685,775 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,534,655 | QualifyingDistributionsAmt |
| Applied To Year1 | $803,417 | AppliedToYear1Amt |
| Applied To Prior Years | $685,775 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $45,463 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $741,043 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AUSTIN PRESBYTERIAN THEOLOGICAL SEMINARY | |||||||
| 100 E 27TH ST | AUSTIN | TX | 787055711 | N/A | PC | UNRESTRICTED GENERAL | $74,460 |
| AUSTIN COLLEGE | |||||||
| 900 N GRAND AVE STE 6F | SHERMAN | TX | 750904440 | N/A | PC | UNRESTRICTED GENERAL | $1,340,273 |
| FIRST PRESBYTERIAN CHURCH OF MCKINNEY | |||||||
| 2000 W WHITE AVE | MCKINNEY | TX | 750693238 | N/A | PC | UNRESTRICTED GENERAL | $74,460 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,489,193 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $368,949 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $13,350 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,738,741 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| R/E EXP REIMBURSEM | 16 | $19,409 |
| O&G ROYALTY INCOME | 15 | $1,148 |
| OID INCOME - USGI | 14 | $416 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $2,142,013 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,142,013 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TAX REVIEW FEE - BOA | $1,625 | $975 | $650 |
| TAX PREP & COMPILATION FEE | |||
| * CLIFTON LARSON ALLEN LLP | $7,000 | $5,200 | $2,800 |
Applied To Prior Year Election AppliedToPriorYearElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | Pursuant to IRC Sec 4942(h)(2) and Reg 53.4942(a)-3(d)(2), this foundation hereby elects to apply current year qualifying distributions in excess of the immediately preceding tax years undistributed income to the undistributed income balance from the 2017 tax period of $685,775. | ElectionDesc |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (7 entries)
| AssetAssetDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|
| PURCHASER | |||||
| 794. INVESCO | 2019-06 | 2015-03 | $12,001 | $13,659 | -$1,658 |
| PURCHASER | |||||
| 17200. INVES | 2019-06 | 2018-07 | $259,973 | $286,043 | -$26,070 |
| PURCHASER | |||||
| 19976. INVES | 2019-06 | 2018-03 | $301,931 | $318,613 | -$16,682 |
| PURCHASER | |||||
| 633. INVESCO | 2019-06 | 2016-07 | $9,568 | $9,301 | $267 |
| PURCHASER | |||||
| 3200. INVESC | 2019-06 | 2019-01 | $48,367 | $46,766 | $1,601 |
| PURCHASER | |||||
| 6565. INVESC | 2019-06 | 2016-10 | $99,228 | $95,418 | $3,810 |
| PURCHASER | |||||
| 1360. INVESC | 2019-06 | 2017-08 | $20,556 | $19,055 | $1,501 |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | FEDERAL FOOTNOTE | IdentifierTxt |
| Form And Line Reference | PART VIII LIST OF OFFICERS AND DIRECTORS | FormAndLineReferenceDesc |
| Medium Explanation | THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA, N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATE FOR THE TIME SPENT BY THE TRUSTEE; RATHER, BANK OF AMERICA'S COMPENSATION AS CORPORATE TRUSTEE IS CALCULATED USING A MARKET VALUE FEE SCHEDULE. THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVE RESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. IN ADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING, INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS AND ACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAX SERVICES. | MediumExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (24 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 464287507 ISHARES CORE S&P MID | $469,570 | $700,405 |
| 464287655 ISHARES RUSSELL 2000 | $361,495 | $612,813 |
| 921943858 VANGUARD FTSE DEVELO | $830,028 | $968,174 |
| 693390841 PIMCO HIGH YIELD FD | $163,536 | $172,175 |
| 202671913 AGGREGATE BOND CTF | $1,705,944 | $1,727,823 |
| 207543877 SMALL CAP GROWTH LEA | $323,309 | $367,934 |
| 29099J109 EMERGING MARKETS STO | $467,623 | $534,026 |
| 302993993 MID CAP VALUE CTF | $505,844 | $538,973 |
| 303995997 SMALL CAP VALUE CTF | $336,439 | $366,109 |
| 323991307 MID CAP GROWTH CTF | $474,585 | $535,189 |
| 45399C107 DIVIDEND INCOME COMM | $840,568 | $918,119 |
| 99Z466197 INTERNATIONAL FOCUSE | $808,290 | $957,016 |
| 464287226 ISHARES CORE US AGGR | $841,626 | $846,146 |
| 922042858 VANGUARD FTSE EMERGI | $291,716 | $356,383 |
| 922908363 VANGUARD S&P 500 ETF | $1,580,153 | $2,198,386 |
| 74253Q747 PRINCIPAL MIDCAP BLE | $404,711 | $518,569 |
| 74441R508 PRUDENTIAL SHORT-TER | $168,442 | $170,199 |
| 99Z639934 LARGE CAP CORE CTF | $1,055,865 | $1,231,426 |
| 99Z639942 MID CAP CORE CTF | $633,173 | $703,432 |
| 99Z639959 SMALL CAP CORE CTF | $766,277 | $789,148 |
| 464287614 ISHARES RUSSELL 1000 | $849,655 | $914,784 |
| 78468R622 SPDR BLOOMBERG BARCL | $161,528 | $164,310 |
| 92203J407 VANGUARD TOTAL INTL | $316,719 | $322,506 |
| 693390882 PIMCO FOREIGN BD US$ | $320,000 | $315,159 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | 9O3071925 MINERAL O&G | Desc |
| EOY Book Value | $1 | EOYBookValueAmt |
| EOYFMV | $7,901 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (4 entries)
| DescDesc | AmtAmt |
|---|---|
| BASIS ADJUSTMENT - SALES | $36,591 |
| NET Y/E SALES ADJUSTMENT | $95 |
| ROC BASIS ADJUSTMENT | $332 |
| CTF TIMING ADJUSTMENT | $37,453 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt |
|---|---|---|---|
| O&G ROYALTY: | $0 | $0 | |
| * PRODUCTION TAXES | $75 | $0 | $75 |
| * AD VALOREM TAXES | $4 | $0 | $4 |
| * AVT CONSULTANT FEE | $15 | $0 | $15 |
| OTHER ALLOCABLE EXPENSE - CTF | $3,618 | $0 | $3,618 |
| FROM PTRSHP/S-CORP | $97 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| R/E EXP REIMBURSEMENT | $19,409 | $19,409 |
| GROSS O&G ROYALTY INCOME | $1,148 | $1,148 |
| OID INCOME ON USGI | $416 | $416 |
| FROM PTRSHP/S-CORP | $63,162 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (5 entries)
| DescDesc | AmtAmt |
|---|---|
| NET INCOME ADJUSTMENT | $1,086 |
| NET ROUNDING | $1 |
| ADJUSTMENT - IDBC | $96,523 |
| NET TIMING DIFFERENCE | $656 |
| SECURITY DEPOSIT RECEIPT | $3,000 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INCOME DUE BENEFICIARY | Desc |
| BOY Book Value | $6,645 | BOYBookValueAmt |
| EOY Book Value | $6,645 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $795 | Amt |
| Net Investment Income | $795 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $4,762 | $4,762 | $0 |
| EXCISE TAX ESTIMATES | $17,900 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $2,147 | $2,147 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $1,067 | $1,067 | $0 |
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