ESSEL FOUNDATION INC: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- ESSEL FOUNDATION INC (EIN 13-6191234)
- Tax period
- 2018-12-01 to 2019-11-30
- Filed
- 2020-03-10
- IRS object ID
- 202000709349100600
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-03-10T08:26:57-05:00 | ReturnTs |
| Tax Period End | 2019-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136191234 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ESSEL FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % STEPHEN LIEBER | InCareOfNm |
| Business Name Control | ESSE | BusinessNameControlTxt |
| Phone | 9146987133 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2500 WESTCHESTER AVENUE | AddressLine1Txt |
| City | PURCHASE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10577 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | STEPHEN LIEBER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2127519100 | PhoneNum |
| Signature | 2020-03-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BARRY HOROWITZ CPA | PreparerPersonNm |
| PTIN | P00112797 | PTIN |
| Phone | 2127519100 | PhoneNum |
| Preparation | 2020-03-15 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $103,388,152 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,549,739 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $2,635,192 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,635,192 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,423,388 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $18,422,173 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $5,068,112 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $72 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $72 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $9,608,391 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $7,703,376 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Interest Rev And Expnss | $24,624 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $24,624 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $71,762 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $262 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $1,500 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $557,057 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $557,057 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $653,443 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $581,943 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,500 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $635,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $635,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,288,443 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $581,943 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $636,500 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $8,319,948 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $7,121,433 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,505,592 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $21,686,890 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $21,686,890 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $27,809 | AcctRcvblAmt |
| Acct Rcvbl BOY | $0 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $27,809 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $27,809 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $7,666,638 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,417,500 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $20,226,254 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $65,854,586 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $53,177,433 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $58,989,079 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $2,460,187 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,458,120 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,458,120 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $79,487,003 | TotalAssetsBOYAmt |
| Total Assets EOY | $85,767,752 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $103,388,152 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $71,500 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $105,516 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $71,500 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $105,516 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $79,487,003 | UnrestrictedBOYAmt |
| Unrestricted EOY | $85,662,236 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $79,487,003 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $85,662,236 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $79,558,503 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $85,767,752 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $79,487,003 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $8,319,948 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,294 | OtherIncreasesAmt |
| Subtotal | $87,808,245 | SubtotalAmt |
| Other Decreases | $2,146,009 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $85,662,236 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|
| FLOWTHROUGH FROM PARTNERSHIPS | P | $32,395 | $32,395 | $32,395 | ||
| FLOWTHROUGH FROM PARTNERSHIPS | P | $550,843 | $550,843 | $550,843 | ||
| 4,013.95 SHS ALPINE DYNAMIC DIVIDEND FUND | D | $15,734 | $121 | $121 | 2019-10-11 | $15,613 |
| RBC #0102 LT GAINS - SEE ATTACHED | D | $13,906,297 | $684,266 | $684,266 | $13,222,031 | |
| 7,972.00 SHS EXPRESS SCRIPTS HOLDING COMPANY | P | $493,246 | $376,829 | $376,829 | 2018-12-14 | $116,417 |
| CAPITAL GAIN DIVIDENDS | P | $3,423,658 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $5,068,112 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,277,500 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $92,781,844 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.013769 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,284,040 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $84,605,264 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.026996 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,805,800 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $74,000,073 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.05143 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $4,916,198 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $74,062,243 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.066379 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $9,355,432 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $78,086,907 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.119808 | DistributionYr5Rt |
| Total Distribution | 0.278382 | TotalDistributionRt |
| Average Distribution | 0.055676 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $93,341,211 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $5,196,865 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $71,214 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $5,268,079 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $636,500 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $142,429 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $142,429 | SubtotalAmt |
| Tax Based On Investment Income | $142,429 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $44,743 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $44,743 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $1,095 | EsPenaltyAmt |
| Tax Due | $98,781 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STEPHEN LIEBER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9146987133 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PER RETURN | AddressLine1Txt |
| City | PURCHASE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10577 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| STEPHEN LIEBER | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | PRESIDENT | 0 | $0 | $0 | $0 |
| JANICE LIEBER | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | VICE PRESIDENT | 0 | $0 | $0 | $0 |
| MARY RUBIN | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | TREASURER | 0 | $0 | $0 | $0 |
| GEOFFREY SIMON | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | SECRETARY | 0 | $0 | $0 | $0 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $84,751,669 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $10,010,982 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $94,762,651 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $94,762,651 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,421,440 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $93,341,211 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,667,061 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,667,061 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $142,429 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $142,429 | TotalTaxAmt |
| Distributable Before Adj | $4,524,632 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $4,524,632 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $4,524,632 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $636,500 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $636,500 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $636,500 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,524,632 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2016 | PriorYear1Yr |
| Prior Year2 | 2015 | PriorYear2Yr |
| Prior Year3 | 2014 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $5,490,423 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,272,351 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $168,016 | ExcessDistributionCyovYr3Amt |
| Total Excess Distribution Cyov | $6,930,790 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $636,500 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $636,500 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $3,888,132 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $3,888,132 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,042,658 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,602,291 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,440,367 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,272,351 | ExcessFromYear4Amt |
| Excess From Year3 | $168,016 | ExcessFromYear3Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CONSTANCE LIEBER DECEASED | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| COLUMBIA UNIVERSITY | |||||||
| 622 WEST 113ST MAIL CODE 4524 | New York | NY | 10025 | NONE | PC | UNRESTRICTED GRANT | $565,000 |
| DANY S BOURAAD AWARD | |||||||
| 1595 LEXINGTON AVE 2ND FL | NEW YORK | NY | 10029 | NONE | PC | UNRESTRICTED GRANT | $18,000 |
| USA FEDERATION | |||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | NONE | PC | UNRESTRICTED GRANT | $50,000 |
| HUMAN DEVELOPMENT SERVICE | |||||||
| 930 Mamaroneck Ave | Mamaroneck | NY | 10543 | NONE | PC | UNRESTRICTED GRANT | $2,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $635,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,635,192 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $72 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $4,423,388 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $7,058,652 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $7,058,652 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
Transfer Schedule Detail TransferScheduleDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1a(1) | LineNumberTxt |
Noncharitable Exempt Org Name NoncharitableExemptOrgName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| STEPHEN A LIEBER 20 YEAR CLAT | ||||||
| 1 | 120 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | $1,445,732 | Yes (X) |
| STEPHEN A LIEBER 30 YEAR CLAT | ||||||
| 2 | 1210 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | $1,104,007 | Yes (X) |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | RBC INVESTMENT | StockNm |
| EOY Book Value | $8,417,500 | EOYBookValueAmt |
| EOYFMV | $20,226,254 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALPINE INTERNATIONAL R/E FUND | AT COST | $7,333,005 | $7,904,196 |
| ALPINE REALTY INCOME & GROWTH | AT COST | $0 | $0 |
| ALPINE WOODS GROWTH VALUE LP | FMV | $17,083,619 | $17,083,619 |
| ALPINE DYNAMIC DIVIDEND FUND | AT COST | $0 | $0 |
| ALPINE WOODS GROWTH VALUES FIN | FMV | $0 | $0 |
| ALPINE ULTRA SHORT TAX | AT COST | $286,884 | $286,558 |
| ALPINE GLOBAL INFRASTRUCTURE | AT COST | $15,706,637 | $18,717,188 |
| ALPINE RISING DIVIDEND | AT COST | $12,765,788 | $14,996,018 |
| ALPINE HOME BUILDER EQUITY FUN | AT COST | $1,500 | $1,500 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DUE FROM STEPHEN LIEBER 20 YR | $1,446,180 | $1,444,113 | $1,444,113 |
| DUE FROM STEPHEN LIEBER 30 YR | $1,014,007 | $1,014,007 | $1,014,007 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS | Desc |
| Amt | $2,146,009 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| MANAGEMENT FEES | $174,157 | $174,157 |
| PORTFOLIO DEDUCTION | $382,900 | $382,900 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CASH IN LIEU | Desc |
| Revenue And Expenses Per Books | $72 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $72 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK TO TAX RECONCILATION | Desc |
| Amt | $1,294 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DUE TO ALPINE | $71,500 | $71,500 |
| ALPINE WOODS GROWTH VALUES FIN | $0 | $34,016 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAXES | $70,000 | ||
| FOREIGN TAXES | $262 | $262 | |
| FILING FEE | $1,500 | $1,500 |
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