THE NESSEL FAMILY FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- THE NESSEL FAMILY FOUNDATION INC (EIN 06-1596433)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-05-11
- IRS object ID
- 202141319349100604
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-05-11T07:00:02-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 061175330 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Allison & Godfrey | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061596433 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Nessel Family Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NESS | BusinessNameControlTxt |
| Phone | 2032277470 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | David Godfrey | PersonNm |
| Person Title | Secretary | PersonTitleTxt |
| Phone | 2032277470 | PhoneNum |
| Signature | 2021-05-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | David | PersonFirstNm |
| Person Last | Godfrey | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | David L Godfrey | PreparerPersonNm |
| PTIN | P00232920 | PTIN |
| Phone | 2032277470 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Change | Yes (X) | NameChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $6,700,075 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $2,439 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,439 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $141,958 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $141,958 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $209,398 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,555,962 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $209,398 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $524 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $524 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $354,319 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $354,319 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $6,050 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $3,025 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $3,025 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $28,082 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $28,082 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $215 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $215 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $34,347 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $31,322 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,025 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $345,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $345,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $379,847 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $31,322 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $348,525 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$25,528 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $322,997 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $2,773 | CashBOYAmt |
| Cash EOY | $1,625 | CashEOYAmt |
| Cash EOYFMV | $1,625 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $832,477 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $869,649 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $869,649 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $161,205 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $104,661 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $110,353 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,834,564 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,631,148 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,751,182 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,707,066 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,723,074 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,705,555 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $24,648 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $207,048 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $261,711 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $4,562,733 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,537,205 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $6,700,075 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $4,562,733 | RetainedEarningBOYAmt |
| Retained Earning EOY | $4,537,205 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,562,733 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,537,205 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,562,733 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,537,205 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,562,733 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$25,528 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $4,537,205 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $4,537,205 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| `q | $418,058 | $450,131 | -$32,073 | -$32,073 | |
| Charles Schwab - LT Cap Gain | $1,136,585 | $896,433 | $240,152 | $240,152 | |
| Capital Gains Dividends | $1,319 | $1,319 | $1,319 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $209,398 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,490 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,490 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,490 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,429 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $4,429 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $61 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | David L Godfrey | IndividualWithBooksNm |
| Phone | 2032270424 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| David L Nessel | ||||||||
| 25 Rock Major Road | Fairfield | CT | 06430 | President | 0.50 | $0 | $0 | $0 |
| Judy Nessel | ||||||||
| 25 Rock Major Road | Fairfield | CT | 06430 | Director | 0.50 | $0 | $0 | $0 |
| David L Godfrey | ||||||||
| 134 East Avenue | Norwalk | CT | 06851 | Secretary | 0.50 | $0 | $0 | $0 |
| Paul Nessel | ||||||||
| 18 Wilton Woods Road | Wilton | CT | 06897 | Director | 0.50 | $0 | $0 | $0 |
| Anna Nessel | ||||||||
| 18 Wilton Woods Road | Wilton | CT | 06897 | Director | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,188,159 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $725,337 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,913,496 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,913,496 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $88,702 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,824,794 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $291,240 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $291,240 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,490 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,490 | TotalTaxAmt |
| Distributable Before Adj | $286,750 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $286,750 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $286,750 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $348,525 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $348,525 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $348,525 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $286,750 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $33,439 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $33,439 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $348,525 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $286,750 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $61,775 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $95,214 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $95,214 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $33,439 | ExcessFromYear1Amt |
| Excess From Current Year | $61,775 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (30 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Applied Behaviorial Rehabilitation Institute dba Home For the Brave | |||||||
| 655 Park Avenue | Bridgeport | CT | 06604 | None | PC | General | $10,000 |
| Aspetuck Land Trust | |||||||
| 18 Cold Spring Road | Easton | CT | 06612 | None | PC | Green Corridor Initiative | $2,500 |
| Bridgeport Hospital Foundation | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | None | PC | COVID-19 Support Fund | $40,000 |
| Bridgeport Ladies Charitable Society | |||||||
| 427 Center Rd | Easton | CT | 06612 | None | PC | General | $5,000 |
| Bridgeport Rescue Mission | |||||||
| PO Box 9057 | Bridgeport | CT | 066019057 | None | PC | General | $15,000 |
| Center for Family Justice | |||||||
| 753 Fairfield Ave | Bridgeport | CT | 06604 | None | PC | Annual Appeal: Hope Starts Here | $30,000 |
| Cider Mill Activity Fund | |||||||
| 240 School Road | Wilton | CT | 06897 | None | PC | General Support | $5,000 |
| Connecticut Challenge | |||||||
| 250 Pequot Avenue | Southport | CT | 06890 | None | PC | General | $25,000 |
| Fairfield Woods Middle School PTSA | |||||||
| 1115 Fairfield Woods Road | Fairfield | CT | 06824 | None | PC | Scholarships | $5,000 |
| Friends of The Norwalk River Valley Trail Inc | |||||||
| PO Box 174 | Georgetown | CT | 06829 | None | PC | General | $2,500 |
| Grace Cottage Foundation | |||||||
| PO Box 1 133 Grafton Road | Townshend | VT | 05353 | None | PC | General | $50,000 |
| Green Village Initiative | |||||||
| 135 Clarence Street | Bridgeport | CT | 06608 | None | PC | General | $2,500 |
| Haitian Educational Initiatives | |||||||
| 857 Post Road | Fairfield | CT | 06823 | None | PC | General | $5,000 |
| High School Scholarship Fund of Fairfield Inc | |||||||
| PO Box 682 | Fairfield | CT | 06896 | None | PC | Scholarship Amy's Army | $3,000 |
| Horizons at GFA | |||||||
| 35 Beachside Avenue | PO Box Greens Farm | CT | 06838 | None | PC | General | $20,000 |
| IRIS Integrated Refugee & Immigrant Services | |||||||
| 235 Nicoll Street 2nd Floor | New Haven | CT | 06511 | None | PC | General | $5,000 |
| Mill River Wetland Committee | |||||||
| 476 Old Mill Road | Fairfield | CT | 06824 | None | PC | General | $2,000 |
| Near and Far Aid Association Inc | |||||||
| PO Box 717 | Southport | CT | 06490 | None | PC | General | $5,000 |
| Norma F Pfriem Breast Care Center | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | None | PC | Rose of Hope Luncheon | $30,000 |
| Norwalk Hospital Foundation | |||||||
| 34 Maple Street | Norwalk | CT | 06856 | None | PC | COVID 19 Emergency Room preparedness | $40,000 |
| Nourish Bridgeport Inc | |||||||
| 2200 North Avenue | Bridgeport | CT | 06604 | None | PC | General | $10,000 |
| Operation Hope Inc | |||||||
| 636 Old Post Road | Fairfield | CT | 06824 | None | PC | General | $5,000 |
| PEO Foundation | |||||||
| 3700 Grand Avenue | Des Moines | IA | 50312 | None | PC | General | $1,500 |
| Pequot Library | |||||||
| 720 Pequot Ave | Southport | CT | 06890 | None | PC | Restore the Roof Campaign | $5,000 |
| Prospector Theater | |||||||
| 25 Prospect Street | Ridgefield | CT | 06877 | None | PC | General | $2,000 |
| Roger Ludlowe Middle School PTA | |||||||
| 689 Unquowa Road | Fairfield | CT | 06824 | None | PC | Scholarships | $5,000 |
| Save The Sound | |||||||
| 900 Chapel St Suite 2202 | New Haven | CT | 06510 | None | PC | General | $5,000 |
| The Fearless Angel Project | |||||||
| 116 Mason Street | Greenwich | CT | 06830 | None | PC | Swim Angelfish | $2,000 |
| Tomlinson Middle School PTSA | |||||||
| 200 Unquowa Road | Fairfield | CT | 06824 | None | PC | Counselors Discretionary Fund | $5,000 |
| Wholesome Wave LLC | |||||||
| 855 Main Street Suite 910 | Bridgeport | CT | 06604 | None | PC | General | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $345,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,439 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $141,958 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $524 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $209,398 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $354,319 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $354,319 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (21 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMC Networks Inc 4.75% bonds due 12/15/22 | $100,690 | $100,125 |
| Ashland Inc 6.50% bonds due 6/30/29 | $101,842 | $107,465 |
| Blue Cube Spinco 10.00% bonds due 10/25/25 | $60,989 | $52,812 |
| Cinemark Usa Inc 4.875% bonds due 8/1/23 | $101,350 | $95,250 |
| Constellation Brands 4.25% bonds due 5/1/23 | $74,292 | $81,677 |
| Dell EMC Corp 3.375% bonds due 6/1/23 | $102,992 | $104,000 |
| Energy Transfer Equity 5.875% bonds due 1/15/24 | $75,459 | $75,849 |
| Hillenbrand Inc 5.75% bonds due 6/15/25 | $85,731 | $86,600 |
| Levi Strauss 5.00% bonds due 5/1/25 | $101,304 | $102,375 |
| Louisiana-Pacific 4.875% bonds due 9/15/24 | $103,490 | $102,500 |
| Olin Corp 5.50% bonds due 08/15/22 | $78,897 | $78,375 |
| Scotts Miracle 5.25% bonds due 12/15/26 | $53,425 | $52,688 |
| Service Corp Intl 7.5% 4/1/2027 | $27,590 | $29,220 |
| Service Corp Intl 8.00% bonds due 11/15/2021 | $138,326 | $126,600 |
| Spectrum Brands 5.75% bonds due 7/15/25 | $103,571 | $103,125 |
| Spirit Aerosyss 3.95% bonds due 6/15/23 | $50,137 | $49,250 |
| Tennant Co 5.625% bonds due 5/1/25 | $104,300 | $103,750 |
| Tenneco Inc 5.375% bonds due 12/15/24 | $104,444 | $94,500 |
| The Servicemaster Co 7.45% bonds due 8/15/27 | $52,944 | $57,750 |
| United Rentals 4.875% bonds due 1/15/28 | $20,920 | $21,300 |
| United Rentals 5.50% bonds due 5/15/27 | $80,381 | $80,344 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (37 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Charles Schwab 6.00% PFD - 3000 sh | $74,706 | $76,290 |
| JPMorgan Chase 6.1% Pfd Ser AA - 2846 sh | $73,996 | $73,285 |
| JPMorgan Chase 6.15% Pfd Ser BB - 2000 sh | $50,726 | $51,840 |
| Air Products & Chemicals - 475 sh | $76,030 | $129,779 |
| Alphabet Inc Cl C - 125 sh | $64,663 | $218,985 |
| Amazon.Com inc - 35 sh | $10,325 | $113,992 |
| Apple Inc - 1200 sh | $1,404 | $159,228 |
| Aptiv PLC - 550 sh | $48,659 | $71,659 |
| Booking Holdings Inc - 50 sh | $64,749 | $111,363 |
| Deere & Co - 500 sh | $43,750 | $134,525 |
| Ecolab Inc - 100 sh | $18,671 | $21,636 |
| Edwards LifeScience - 600 sh | $29,545 | $54,738 |
| EPAM Systems Inc - 150 sh | $17,482 | $53,752 |
| Facebook Inc A - 400 sh | $30,749 | $109,264 |
| Globus Medical Inc - 400 sh | $20,402 | $26,088 |
| Illumina Inc - 90 sh | $19,342 | $33,300 |
| Intuitive Surgical Inc - 75 sh | $35,308 | $61,358 |
| Invitation Homes Inc - 600 sh | $11,552 | $17,820 |
| Iqvia Holdings Inc - 700 sh | $45,543 | $125,419 |
| Jacobs Engr Group Inc - 1000 sh | $83,361 | $108,960 |
| Kansas City Southern - 550 sh | $46,819 | $112,272 |
| Nike Inc Class B - 810 sh | $42,139 | $114,591 |
| Palo Alto Networks - 375 sh | $52,322 | $133,271 |
| Paypal Holdings Incorporated - 150 sh | $27,918 | $163,940 |
| Pepsico Inc - 650 sh | $50,817 | $96,395 |
| Quanta Svcs Inc - 2400 sh | $70,297 | $172,848 |
| Regeneron Pharmaceuticals Inc - 122 sh | $45,217 | $58,939 |
| Resmed Inc - 525 sh | $24,252 | $111,594 |
| Splunk Inc - 450 sh | $48,999 | $76,451 |
| Starbucks Corp - 1100 sh | $60,874 | $117,678 |
| Uber Technologies Inc - 2000 sh | $57,522 | $102,000 |
| United Parcel Service - 800 sh | $59,048 | $134,720 |
| Vail Resorts Inc -260 sh | $40,496 | $72,530 |
| Veeva Systems Inc - 300 sh | $25,104 | $81,675 |
| Visa Inc - 750 sh | $9,698 | $164,048 |
| Walt Disney Co - 1000 sh | $99,469 | $181,180 |
| Zebra Technologies Cl A - 270 sh | $49,194 | $103,769 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $0 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $104,661 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $110,353 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Vanguard Short Term Corp Bd ETF - 2200 sh | AT COST | $182,400 | $183,150 |
| American Tower Corp - -350 Sh | AT COST | $24,648 | $78,561 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Gunn Godfrey & Allison | CategoryTxt |
| Legal Fees | $6,050 | LegalFeesAmt |
| Net Investment Income | $3,025 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,025 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Portfolio Expense | Desc |
| Revenue And Expenses Per Books | $215 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $215 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Foreign Tax Recovery | Desc |
| Revenue And Expenses Per Books | $524 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $524 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $524 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Mgmt Fees | CategoryTxt |
| Amt | $28,082 | Amt |
| Net Investment Income | $28,082 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |