ESSEL FOUNDATION INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- ESSEL FOUNDATION INC (EIN 13-6191234)
- Tax period
- 2019-12-01 to 2020-11-30
- Filed
- 2021-04-14
- IRS object ID
- 202141049349100224
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-04-14T13:31:40-05:00 | ReturnTs |
| Tax Period End | 2020-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136191234 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ESSEL FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % GEOFFREY SIMON | InCareOfNm |
| Business Name Control | ESSE | BusinessNameControlTxt |
| Phone | 9146987133 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2500 WESTCHESTER AVENUE | AddressLine1Txt |
| City | PURCHASE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10577 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GEOFFREY SIMON | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2127519100 | PhoneNum |
| Signature | 2021-04-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BARRY HOROWITZ CPA | PreparerPersonNm |
| PTIN | P00112797 | PTIN |
| Phone | 2127519100 | PhoneNum |
| Preparation | 2021-04-15 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $108,532,521 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,458,120 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $15,638 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $15,638 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,697,961 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,697,961 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $7,931,602 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $44,845,396 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,931,602 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $143 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $143 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $13,103,464 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $10,645,344 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $43,026 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $43,026 | LegalFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $249,355 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $377 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $1,500 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $447,558 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $447,558 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $739,939 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $447,935 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $44,526 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,170,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,170,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,909,939 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $447,935 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,214,526 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $9,193,525 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $10,197,409 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $21,686,890 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $11,300,894 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $11,300,894 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $0 | AcctRcvblAmt |
| Acct Rcvbl BOY | $27,809 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $8,417,500 | CorporateStockBOYAmt |
| Corporate Stock EOY | $58,932,607 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $68,260,863 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $53,177,433 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $22,767,533 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $25,923,160 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $2,458,120 | OtherAssetsBOYAmt |
| Other Assets EOY | $3,047,604 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $3,047,604 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $85,767,752 | TotalAssetsBOYAmt |
| Total Assets EOY | $96,048,638 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $108,532,521 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $105,516 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $172,478 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $105,516 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $172,478 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $85,662,236 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $95,876,160 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $85,662,236 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $95,876,160 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $85,767,752 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $96,048,638 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $85,662,236 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $9,193,525 | ExcessRevenueOverExpensesAmt |
| Other Increases | $6,036,005 | OtherIncreasesAmt |
| Subtotal | $100,891,766 | SubtotalAmt |
| Other Decreases | $5,015,606 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $95,876,160 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt |
|---|---|---|---|---|---|
| FLOWTHROUGH FROM PARTNERSHIPS | P | $78,694 | -$78,694 | -$78,694 | |
| FLOWTHROUGH FROM PARTNERSHIPS | P | $261,881 | -$261,881 | -$261,881 | |
| RBC #0102 ST GAINS - SEE ATTACHED | P | $540,298 | $102,032 | $102,032 | $642,330 |
| RBC #0102 LT GAINS - SEE ATTACHED | P | $36,032,921 | $7,143,376 | $7,143,376 | $43,176,297 |
| CAPITAL GAIN DIVIDENDS | P | $1,026,769 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,931,602 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $636,500 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $93,341,211 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.006819 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,277,500 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $92,781,844 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.013769 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,284,040 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $84,605,264 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.026996 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,805,800 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $74,000,073 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.05143 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $4,916,198 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $74,062,243 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.066379 | DistributionYr5Rt |
| Total Distribution | 0.165393 | TotalDistributionRt |
| Average Distribution | 0.033079 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $103,284,620 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,416,552 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $101,974 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,518,526 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,214,526 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $203,948 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $203,948 | SubtotalAmt |
| Tax Based On Investment Income | $203,948 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $145,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $145,000 | TotalPaymentsAndCreditsAmt |
| Tax Due | $58,948 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GEOFFREY SIMON | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9146987133 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PER RETURN | AddressLine1Txt |
| City | PURCHASE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10577 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GEOFFREY SIMON | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | PRESIDENT | 0.5 | $0 | $0 | $0 |
| JANICE LIEBER | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | SECRETARY | 0.5 | $0 | $0 | $0 |
| MARY RUBIN | ||||||||
| 2500 WESTCHESTER AVENUE | PURCHASE | NY | 10577 | TREASURER | 0.5 | $0 | $0 | $0 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $82,947,698 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $18,862,180 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,047,604 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $104,857,482 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $104,857,482 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,572,862 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $103,284,620 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,164,231 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,164,231 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $203,948 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $203,948 | TotalTaxAmt |
| Distributable Before Adj | $4,960,283 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $4,960,283 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $4,960,283 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,214,526 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,214,526 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $3,214,526 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,960,283 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,272,351 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $168,016 | ExcessDistributionCyovYr4Amt |
| Total Excess Distribution Cyov | $1,440,367 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,214,526 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $3,214,526 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $1,440,367 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $1,440,367 | ExcessDistributionCyovAppCYAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $305,390 | UndistributedIncomeCYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| COLUMBIA UNIVERSITY | |||||||
| 622 WEST 113ST MAIL CODE 4524 | New York | NY | 10025 | NONE | PC | UNRESTRICTED GRANT | $350,000 |
| BRIAN & BEHAVIOR RESEARCH FOUNDATION | |||||||
| 747 3RD AVE 33RD FLOOR | NEW YORK | NY | 10017 | NONE | PC | UNRESTRICTED GRANT | $2,400,000 |
| ADAM'S CAMP NEW ENGLAND | |||||||
| 26 Shaker Rd | Concord | NH | 03301 | NONE | PC | UNRESTRICTED GRANT | $5,000 |
| WILLIAMS COLLEGE | |||||||
| 880 Main St | Williamstown | MA | 01267 | NONE | PC | UNRESTRICTED GRANT | $200,000 |
| YOUTH ANXIETY CENTER NYP FUND INC | |||||||
| 3 Columbus Circle Suite 1425 | NEW YORK | NY | 10019 | NONE | PC | UNRESTRICTED GRANT | $200,000 |
| HEARTSHARE HUMAN SERVICES OF NEW YORK | |||||||
| 12 MetroTech Center | BROOKLYN | NY | 11201 | NONE | PC | UNRESTRICTED GRANT | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,170,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,713,599 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $143 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $7,931,602 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $10,645,344 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $10,645,344 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
Transfer Schedule Detail TransferScheduleDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1a(1) | LineNumberTxt |
Noncharitable Exempt Org Name NoncharitableExemptOrgName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| STEPHEN A LIEBER 20 YEAR CLAT | ||||||
| 1 | 120 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | $1,444,113 | Yes (X) |
| STEPHEN A LIEBER 30 YEAR CLAT | ||||||
| 2 | 1210 GREACEN POINT ROAD | MAMARONECK | NY | 10543 | $1,014,007 | Yes (X) |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | RBC INVESTMENT | StockNm |
| EOY Book Value | $58,932,607 | EOYBookValueAmt |
| EOYFMV | $68,260,863 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALPINE INTERNATIONAL R/E FUND | AT COST | $0 | $0 |
| ALPINE WOODS GROWTH VALUE LP | FMV | $22,767,533 | $25,923,160 |
| ALPINE ULTRA SHORT TAX | AT COST | $0 | $0 |
| ALPINE GLOBAL INFRASTRUCTURE | AT COST | $0 | $0 |
| ALPINE RISING DIVIDEND | AT COST | $0 | $0 |
| ALPINE HOME BUILDER EQUITY FUN | AT COST | $0 | $0 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $43,026 | LegalFeesAmt |
| Disbursements Charitable Prps | $43,026 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DUE FROM STEPHEN LIEBER 20 YR | $1,444,113 | $1,444,113 | $1,444,113 |
| DUE FROM STEPHEN LIEBER 30 YR | $1,014,007 | $1,014,007 | $1,014,007 |
| DUE FROM BROKER | $0 | $589,484 | $589,484 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK TO TAX RECONCILATION | Desc |
| Amt | $5,015,606 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| MANAGEMENT FEES | $231,240 | $231,240 |
| PORTFOLIO DEDUCTION | $216,318 | $216,318 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CASH IN LIEU | Desc |
| Revenue And Expenses Per Books | $143 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $143 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS | Desc |
| Amt | $6,036,005 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DUE TO ALPINE | $71,500 | $172,478 |
| ALPINE WOODS GROWTH VALUES FIN | $34,016 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $377 | $377 | |
| FEDERAL TAXES | $245,978 | ||
| FILING FEE | $1,500 | $1,500 | |
| MISCELANEOUS FILING FEE | $1,500 |
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