LORRAINE OBRIEN FOUNDATION INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- LORRAINE OBRIEN FOUNDATION INC (EIN 82-5164201)
- Tax period
- 2019-07-01 to 2020-06-30
- Filed
- 2021-03-30
- IRS object ID
- 202140899349100854
- Schema version
- 2019v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-03-30T12:25:45-05:00 | ReturnTs |
| Tax Period End | 2020-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 113518842 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARKS PANETH LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 685 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 825164201 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE LORRAINE O'BRIEN FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O WALSH & AMICUCCI LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LORR | BusinessNameControlTxt |
| Phone | 9142511115 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1133 WESTCHESTER AVE NO S321 | AddressLine1Txt |
| City | WHITE PLAINS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10604 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KAREN WALSH | PersonNm |
| Person Title | DIRECTOR/PRESIDENT | PersonTitleTxt |
| Phone | 9142511115 | PhoneNum |
| Signature | 2021-03-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MAGDALENA M CZERNIAWSKI | PreparerPersonNm |
| PTIN | P00535099 | PTIN |
| Phone | 2125038800 | PhoneNum |
| Preparation | 2021-03-26 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,824,406 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $171,238 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $171,238 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$104,375 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,282,536 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $66,863 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $171,238 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $44,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $44,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $24,000 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $12,000 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $12,000 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $24,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $12,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $12,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $58,325 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $58,325 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,364 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,364 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $153,689 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $85,689 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $68,000 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $120,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $120,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $273,689 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $85,689 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $188,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$206,826 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $85,549 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash EOY | $1 | CashEOYAmt |
| Cash EOYFMV | $1 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $455,098 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $381,658 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $381,658 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $177,613 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $234,930 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $234,930 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $3,138,291 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,137,435 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,137,435 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,167,997 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,215,835 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,215,835 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $915,346 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $854,547 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $854,547 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,854,345 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,824,406 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,824,406 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $13,697 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $10,443 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $13,697 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $10,443 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $5,840,648 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $5,813,963 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,840,648 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,813,963 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,854,345 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,824,406 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,840,648 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$206,826 | ExcessRevenueOverExpensesAmt |
| Other Increases | $180,141 | OtherIncreasesAmt |
| Subtotal | $5,813,963 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,813,963 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED STOCK | P | $877,322 | $909,854 | -$32,532 | -$32,532 |
| PUBLICLY TRADED STOCK | P | $1,405,214 | $1,477,057 | -$71,843 | -$71,843 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$104,375 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $142,000 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,035,181 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.046785 | DistributionYr1Rt |
| Total Distribution | 0.046785 | TotalDistributionRt |
| Average Distribution | 0.046785 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $5,782,067 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $270,514 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $855 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $271,369 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $188,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,711 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,711 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,711 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,500 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $1,500 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $211 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | WALSH AMICUCCI LLP | IndividualWithBooksNm |
| Phone | 9142511115 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1133 WESTCHESTER AVENUE SUITE S321 | AddressLine1Txt |
| City | WHITE PLAINS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ELLEN J THURM | ||||||||
| 1133 WESTCHESTER AVENUE SUITE S321 | WHITE PLAINS | NY | 10604 | SECRETARY/DIRECTOR | 1.00 | $10,000 | $0 | $0 |
| HARRY WAIZER | ||||||||
| 1133 WESTCHESTER AVENUE SUITE S321 | WHITE PLAINS | NY | 10604 | TREASURER/DIRECTOR | 1.00 | $10,000 | $0 | $0 |
| KAREN WALSH | ||||||||
| 1133 WESTCHESTER AVENUE SUITE S321 | WHITE PLAINS | NY | 10604 | PRESIDENT/DIRECTOR | 1.00 | $14,000 | $0 | $0 |
| PAUL G AMICUCCI | ||||||||
| 1133 WESTCHESTER AVENUE SUITE S321 | WHITE PLAINS | NY | 10604 | VICE PRESIDENT/DIRECTOR | 1.00 | $10,000 | $0 | $0 |
| THE LORRAINE O'BRIEN TRUST | ||||||||
| 1133 WESTCHESTER AVENUE SUITE S321 | WHITE PLAINS | NY | 10604 | FOUNDATION MANAGER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,412,917 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $457,202 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,870,119 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,870,119 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $88,052 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,782,067 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $289,103 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $289,103 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,711 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,711 | TotalTaxAmt |
| Distributable Before Adj | $287,392 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $287,392 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $287,392 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $188,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $188,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $188,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $287,392 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $8,773 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $188,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $8,773 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $179,227 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $108,165 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THE LORRAINE O'BRIEN TRUST | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | KAREN WALSH | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1133 WESTCHESTER AVENUE SUITE S321 | AddressLine1Txt |
| City | WHITE PLAINS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 9142511115 | RecipientPhoneNum |
| Form And Info And Materials | REACH OUT TO KAREN WALSH FOR ADDITIONAL INFORMATION. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | REACH OUT TO KAREN WALSH FOR ADDITIONAL INFORMATION. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| FEEDING WESTCHESTER | ||||||
| 200 CLEARBROOK RD | ELMSFORD | NY | 10523 | PC | TO FURTHER THE DONEE'S PURPOSE | $30,000 |
| HUDSON LINK | ||||||
| 23 STATE ST | OSSINING | NY | 10562 | PC | TO FURTHER THE DONEE'S PURPOSE | $20,000 |
| PLANNED PARENTHOOD HUDSON PECONIC INC | ||||||
| 570 TAXTER ROAD SUITE 250 | ELMSFORD | NY | 10523 | PC | TO FURTHER THE DONEE'S PURPOSE | $10,000 |
| THE HUDSON RIVER MUSEUM OF WESTCHESTER | ||||||
| 511 WARBURTON AVE | YONKERS | NY | 10701 | PC | TO FURTHER THE DONEE'S PURPOSE | $15,000 |
| WESTHAB INC | ||||||
| 8 BASHFORD STREET | YONKERS | NY | 10701 | PC | TO FURTHER THE DONEE'S PURPOSE | $20,000 |
| YONKERS PARTNERS IN EDUCTION INC | ||||||
| 92 MAIN STREET SUITE 101 | YONKERS | NY | 10701 | PC | TO FURTHER THE DONEE'S PURPOSE | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $120,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $171,238 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$104,375 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $66,863 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $66,863 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MARKS PANETH LLP | CategoryTxt |
| Amt | $24,000 | Amt |
| Net Investment Income | $12,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $12,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (46 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC NTS B/E | $26,426 | $26,426 |
| ACTIVISION BLIZZARD INC | $22,913 | $22,913 |
| AMERICAN INTL GROUP B/E | $23,764 | $23,764 |
| AMERICAN TOWER CORP B/E | $17,297 | $17,297 |
| AMGEN INC NTS B/E | $34,114 | $34,114 |
| ANHUESER-BUSCH INBEV | $33,717 | $33,717 |
| APPLE INC NTS B/E | $29,704 | $29,704 |
| AT&T INC NTS B/E | $39,120 | $39,120 |
| BANK OF AMER CORP | $19,553 | $19,553 |
| BK OF AMER COP MED TERM NTS | $31,371 | $31,371 |
| BLACKROCK INC NTS B/E | $24,263 | $24,263 |
| CAPITAL ONE FINANCIAL CO | $34,593 | $34,593 |
| CITIGROUP INC B/E | $22,454 | $22,454 |
| CITIGROUP INC NTS B/E | $29,339 | $29,339 |
| COMCAST CORP NTS B/E | $22,036 | $22,036 |
| CVS CAREMARK CORP NTS | $30,809 | $30,809 |
| CVS HEALTH CORP NTS B/E | $23,618 | $23,618 |
| ENTERPRISE PRODUCTS OPER | $15,768 | $15,768 |
| GENL ELEC CAP CORP NTS | $13,869 | $13,869 |
| GENL MOTORS FINL CO INC | $25,663 | $25,663 |
| GOLDMAN SACHS GROUP INC | $20,129 | $20,129 |
| HUNTINGTON BANCSHARES | $16,705 | $16,705 |
| INTEL CORP NTS B/E | $30,458 | $30,458 |
| JPMORGAN CHASE & CO B/E | $29,410 | $29,410 |
| JPMORGAN CHASE & CO B/E CALL | $27,388 | $27,388 |
| KEYCORP MED TERM NTS B/E | $33,853 | $33,853 |
| MCDONALD'S CORP B/E | $34,473 | $34,473 |
| MICROSOFT CORP B/E | $25,422 | $25,422 |
| MICROSOFT CORP B/E | $34,508 | $34,508 |
| MORGAN STANLEY NTS B/E | $26,906 | $26,906 |
| OCCIDENTAL PETROLEUM NTS | $15,513 | $15,513 |
| PAYPAL HOLDINGS INC NTS | $21,346 | $21,346 |
| PEPSICO INC B/E | $27,395 | $27,395 |
| RAYMOND JAMES FINANCIAL | $23,542 | $23,542 |
| SALESFORCE.COM INC NETS | $29,387 | $29,387 |
| SHELL INTL FIN NTS B/E | $21,998 | $21,998 |
| STARBUCKS CORP NTS B/E | $35,379 | $35,379 |
| SYNCHRONY FINL NTS B/E | $26,652 | $26,652 |
| TARGET CORP NTS B/E | $33,095 | $33,095 |
| VERIZON COMMUNICATIONS | $6,132 | $6,132 |
| VERIZON COMMUNICATIONS | $35,743 | $35,743 |
| VMWARE INC B/E | $24,730 | $24,730 |
| WALLGREENS BOOTS ALLIANCE | $24,317 | $24,317 |
| WALT DISNEY COMPANY | $30,174 | $30,174 |
| WELLS FARGO & CO B/E | $22,515 | $22,515 |
| WELLS FARGO 7 CO MED TERM NTS | $38,274 | $38,274 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (371 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 2U INC | $2,414 | $2,414 |
| ABB LTD SPON ADR | $11,053 | $11,053 |
| ABBOTT LABS | $9,417 | $9,417 |
| ABBVIE INC COM | $10,014 | $10,014 |
| ACCENTURE PLC IRELAND CL A | $27,269 | $27,269 |
| ACUSHNET FILDGS CORP | $5,184 | $5,184 |
| ADOBE INC. (DELAWARE) | $17,412 | $17,412 |
| ADVANCE AUTO PARTS INC | $7,835 | $7,835 |
| AGREE REALTY CORP | $3,351 | $3,351 |
| AIA GROUP LTD SPON ADR | $24,647 | $24,647 |
| AIR LIQUIDE ADR FRANCE ADR | $6,895 | $6,895 |
| AIR PROD & CHEMICAL INC | $14,729 | $14,729 |
| AIRBUS SE UNSPONSORED ADR | $4,820 | $4,820 |
| AKAMAI TECHNOLOGIES INC | $11,244 | $11,244 |
| ALBANY INTL CORP NEW CL A | $2,525 | $2,525 |
| ALCON INC CHF | $4,131 | $4,131 |
| ALEXION PHARMACEUTICALS INC | $7,969 | $7,969 |
| ALIBABA GROUP HLDG LTD SPON | $12,079 | $12,079 |
| ALLETE INC NEW | $4,096 | $4,096 |
| ALLY FINANCIAL INC | $2,300 | $2,300 |
| ALPHABET INC CL A | $2,836 | $2,836 |
| ALPHABET INC CL C | $19,791 | $19,791 |
| ALSTOM ADR | $4,830 | $4,830 |
| ALTICE USA INC CL A | $2,479 | $2,479 |
| ALTRIA GROUP INC | $2,277 | $2,277 |
| AMAZON.COM INC | $63,453 | $63,453 |
| AMDOCS LTD GBP | $3,105 | $3,105 |
| AMEDISYS INC | $6,552 | $6,552 |
| AMER EXPRESS CO | $7,806 | $7,806 |
| AMERICA MOVIL S.A.B. DE CV | $1,751 | $1,751 |
| AMERIPRISE FINANCIAL INC | $11,553 | $11,553 |
| AMGEN INC | $28,539 | $28,539 |
| ANALOG DEVICES INC | $7,358 | $7,358 |
| ANHEUSER BUSCH INBEV PON ADR | $7,395 | $7,395 |
| ANSYS INC | $7,585 | $7,585 |
| AON PLC | $30,431 | $30,431 |
| APPLE INC | $28,454 | $28,454 |
| APTIV PLC | $4,987 | $4,987 |
| ASAHI KAISEI CORP UNSPON ADR | $5,015 | $5,015 |
| ASML HLDG NV SPON ADR | $15,457 | $15,457 |
| ASSA ABLOY AS ADR | $8,426 | $8,426 |
| ASSURED GUARANTY LTD | $2,929 | $2,929 |
| ASTRAZENECA PLC SPON ADR | $16,502 | $16,502 |
| AT&T INC | $1,058 | $1,058 |
| AUTOMATIC DATA PROCESSNG INC | $10,720 | $10,720 |
| AVERY DENNISON CORP | $3,537 | $3,537 |
| BANCO SANTANDER S.A. SPON ADR | $5,929 | $5,929 |
| BANK 0ZK | $5,539 | $5,539 |
| BANK OF AMER CORP | $5,795 | $5,795 |
| BEIERSDORF AG ADR | $7,976 | $7,976 |
| BEIGENE LTD SPON ADR | $3,203 | $3,203 |
| BHP GROUP PLC SPON ADR | $7,062 | $7,062 |
| BIOGEN INC | $2,943 | $2,943 |
| BIOMARIN PHARMACEUTICAL INC | $7,647 | $7,647 |
| BLACKLINE INC | $6,799 | $6,799 |
| BLACKROCK INC | $13,058 | $13,058 |
| BNP PARIBAS SA ADR | $8,979 | $8,979 |
| BOOKING HLDINGS INC | $1,592 | $1,592 |
| BOSTON PROPERTIES INC | $1,446 | $1,446 |
| BOSTON SCIENTIFIC CORP | $4,459 | $4,459 |
| BRITISH AMER TOBACCO PLC GB SPON ADR | $9,394 | $9,394 |
| BROADCOM INC | $9,784 | $9,784 |
| BROADRIDGE FINANCIAL SOLUTIONS | $883 | $883 |
| BRUNSWICK CORP | $4,865 | $4,865 |
| C H ROBINSON WORLDWIDE INC NEW | $5,218 | $5,218 |
| CAMDEB PPTY TR SBI | $1,003 | $1,003 |
| CARLSBERG AS SPON ADR | $20,502 | $20,502 |
| CATERPILLAR INC | $4,554 | $4,554 |
| CATHAY GENL BANCORP | $3,551 | $3,551 |
| CDN NAIL RAILWAY CO CAD | $9,388 | $9,388 |
| CELANESE CORP NEW | $7,512 | $7,512 |
| CENTURYLINK INC | $873 | $873 |
| CF INDUSTRIES HOLDINGS INC | $2,307 | $2,307 |
| CHEMED CORP NEW | $6,766 | $6,766 |
| CHEVRON CORP | $9,815 | $9,815 |
| CHUBB LTD CHF | $10,636 | $10,636 |
| CIGNA CORP | $15,763 | $15,763 |
| CIMAREX ENERGY CO | $1,512 | $1,512 |
| CISCO SYSTEMS INC | $18,003 | $18,003 |
| CITIGROUP INC | $21,513 | $21,513 |
| COCA COLA CO COM | $4,155 | $4,155 |
| COMCAST CORP NEW CL A | $32,120 | $32,120 |
| COMERICA INC | $1,257 | $1,257 |
| COMPASS GROUP PLC SPON ADR | $4,826 | $4,826 |
| CONMED CORP | $3,456 | $3,456 |
| CONOCOPHILUPS | $4,748 | $4,748 |
| COSTAR GROUP INC | $12,792 | $12,792 |
| COSTCO WHOLESALE CORP | $8,793 | $8,793 |
| CRANE CO | $2,973 | $2,973 |
| CROWN CASTLE INTL CORP ROT | $16,233 | $16,233 |
| CSX CORPORATION | $5,021 | $5,021 |
| CULLEN FROST BANKERS INC | $3,138 | $3,138 |
| CUMMINS INC | $2,599 | $2,599 |
| CYRUSONE INC REIT | $5,820 | $5,820 |
| DAIICHI SANKYO CO LTD SPON ADR | $3,927 | $3,927 |
| DAIKIN INDS LTD ADR | $3,457 | $3,457 |
| DAIWA HOUSE IND LTD ADR JAPAN ADR | $5,522 | $5,522 |
| DANAHER CORP | $13,262 | $13,262 |
| DANONE SPON ADR | $6,348 | $6,348 |
| DAVITA INC | $2,532 | $2,532 |
| DBS GROUP HLDGS LTD SPON ADR | $5,414 | $5,414 |
| DELTA AIR LINES INC DELA NEW | $4,516 | $4,516 |
| DEUTSCHE BOERSE ADR | $3,515 | $3,515 |
| DIAGEO PLC NEW GB SPON ADR | $11,289 | $11,289 |
| DIAMONDBACK ENERGY INC | $1,673 | $1,673 |
| DNB ASA SPON ADR | $2,285 | $2,285 |
| DONALDSON CO INC | $1,396 | $1,396 |
| DOW INC | $897 | $897 |
| DSV PANALPINA A/S ADR | $4,673 | $4,673 |
| DUKE ENERGY CORP NEW | $11,584 | $11,584 |
| EAST WEST BANCORP INC | $5,436 | $5,436 |
| EASTGROUP PROPERTIES INC | $3,202 | $3,202 |
| EATON CORP PLC | $13,734 | $13,734 |
| EBAY INC | $9,336 | $9,336 |
| ECOLAB INC | $17,110 | $17,110 |
| EN EL SPA ADR | $24,664 | $24,664 |
| ENBRIDGE INC CAD | $3,742 | $3,742 |
| ENERGIZER HLDGS INC | $3,799 | $3,799 |
| ENGIE SPON ADR | $16,117 | $16,117 |
| ENPRO INDUSTRIES INC | $1,183 | $1,183 |
| EOG RESOURCES INC | $2,482 | $2,482 |
| EQUINIX INC REIT | $10,535 | $10,535 |
| EQUINOR ASA SPON ADR | $4,518 | $4,518 |
| EQUITABLE HLDINGS INC | $2,951 | $2,951 |
| ESSEX PROPERTY TRUST INC | $458 | $458 |
| ESSILORLUXOTTICA ADR | $8,642 | $8,642 |
| EVERSOURCE ENERGY COM | $2,082 | $2,082 |
| FACEBOOK INC CL A | $31,563 | $31,563 |
| FASTENAL CO | $8,739 | $8,739 |
| FEDERAL AGRICULTURAL MTG CORP | $1,280 | $1,280 |
| FERGUSTON PLC SPON ADR | $6,104 | $6,104 |
| FIDELTY NATIONAL FINANCIAL IN | $4,844 | $4,844 |
| FIDEUTY NATL INFORMATION SVCS | $19,309 | $19,309 |
| FIFTH THIRD BANCORP | $733 | $733 |
| FIRSTENERGY CORP | $7,213 | $7,213 |
| FISERV INC | $15,814 | $15,814 |
| FIVE BELOW INC | $4,169 | $4,169 |
| FLUGHAFEN ZUERICH AG | $2,207 | $2,207 |
| FOUR CORNERS PPTY TRUST | $2,660 | $2,660 |
| FRANKLIN RESOURCES INC | $1,405 | $1,405 |
| GALAPAGOS NV SPON ADR | $5,919 | $5,919 |
| GENMAB A/S SPON ADR | $11,082 | $11,082 |
| GENTEX CORP | $3,762 | $3,762 |
| GIVAUDAN SA ADR | $8,921 | $8,921 |
| GLOBANT S A | $9,590 | $9,590 |
| GOLDMAN SACHS GROUP INC | $7,312 | $7,312 |
| GRAINGER W W INC | $8,796 | $8,796 |
| GRAND CANYON EDUCATION INC | $7,242 | $7,242 |
| GRIFOLS S A CL B SPON ADR | $2,061 | $2,061 |
| GUIDEWIRE SOFTWARE INC | $4,323 | $4,323 |
| HASBRO INC | $4,497 | $4,497 |
| HB FULLER CO | $1,115 | $1,115 |
| HDFC BANK LTD ADR REPSTG 3 ORD | $2,864 | $2,864 |
| HEALTH CARE SVCS GROUP INC | $3,571 | $3,571 |
| HEICO CORP NEW | $8,171 | $8,171 |
| HERMES INTL SCA ADR | $3,267 | $3,267 |
| HEXAGON AB UN SPON ADR | $5,490 | $5,490 |
| HITACHI LTD ADR NEW JAPAN | $9,092 | $9,092 |
| HOLLYFRONTIER CORP COM | $2,511 | $2,511 |
| HOME DEPOT INC | $29,310 | $29,310 |
| HONEYWELL INTL INC | $25,882 | $25,882 |
| HONG KONG EXCHANGES & CLEARING | $5,220 | $5,220 |
| HOST HOTELS & RESORTS INC | $3,960 | $3,960 |
| HOWMET AEROSPACE INC | $4,422 | $4,422 |
| HOYA CORP WON ADR | $4,970 | $4,970 |
| HUBBELL INC | $2,382 | $2,382 |
| HUNTINGTON INGALLS INDS INC | $2,094 | $2,094 |
| HUNTSMAN CORP | $4,025 | $4,025 |
| HUTCHISON CHINA MEDITECH LTD | $1,875 | $1,875 |
| IBERDROLA SA SPON ADR | $9,520 | $9,520 |
| IDACORP INC HOLDING COMPANY | $1,136 | $1,136 |
| IDEX CORP | $5,943 | $5,943 |
| IHS MARKIT LTD | $16,686 | $16,686 |
| ILLINOIS TOOL WORKS INC | $19,583 | $19,583 |
| INFORMA PLC SPON ADR | $4,468 | $4,468 |
| INGREDION INC COM | $4,565 | $4,565 |
| INTEL CORP | $6,162 | $6,162 |
| INTERPUBLIC GROUP OF COS INC | $1,304 | $1,304 |
| INTL FLAVORS&FRGRNCS | $2,449 | $2,449 |
| INTL PAPER CO | $599 | $599 |
| JAMES RIV GROUP HLDGS LTD | $5,175 | $5,175 |
| JOHNSON & JOHNSON COM | $33,611 | $33,611 |
| JOHNSON CTLS INTL PLC | $6,282 | $6,282 |
| JPMORGAN CHASE & CO | $30,946 | $30,946 |
| JUNIPER NETWORKS INC | $8,817 | $8,817 |
| KAO CORP UNSPONSORED ADR | $10,367 | $10,367 |
| KEYENCE CORP ORD JPY | $19,200 | $19,200 |
| KIMBERLY CLARK CORP | $9,329 | $9,329 |
| KNORR-BREMSE UNSPONSORED ADR | $4,165 | $4,165 |
| KONINKLUKE PHILIPS NV SIDON | $4,731 | $4,731 |
| KULICKE & SOFFA IND | $2,750 | $2,750 |
| LAM RESEARCH CORP | $1,617 | $1,617 |
| LCI INDUSTRIES | $6,094 | $6,094 |
| LEIDOS HLDGS INC | $4,871 | $4,871 |
| LEMAITRE VASCULAR INC | $554 | $554 |
| LIBERTY GLOBAL PLC SER C | $968 | $968 |
| LILLY EU & CO | $20,851 | $20,851 |
| LINCOLN ELEC HOLDINGS NEW | $3,370 | $3,370 |
| LINDE PLC EUR | $8,909 | $8,909 |
| LITTELFUSE INC | $4,607 | $4,607 |
| LOCKHEED MARTIN CORP | $22,625 | $22,625 |
| LONDON STK EXCHANGE | $14,151 | $14,151 |
| LONZA GROUP AG ADR | $7,260 | $7,260 |
| LOREAL CO ADR FRANCE ADR | $12,036 | $12,036 |
| LVMH MOET HENNESSY LOUIS NEW | $7,782 | $7,782 |
| LYONDELLBASELL INDUSTRIES N V | $2,695 | $2,695 |
| M & T BANK CORP | $416 | $416 |
| MAKITA CORP ADR JAPAN ADR | $7,385 | $7,385 |
| MARSH & MCLENNAN COS INC | $18,360 | $18,360 |
| MASCO CORP | $1,808 | $1,808 |
| MAXIM INTEGRATED PRODS INC | $4,788 | $4,788 |
| MCDONALDS CORP | $10,330 | $10,330 |
| MCKESSON CORP | $13,041 | $13,041 |
| MEDICAL PROPERTIES TRUST INC | $4,606 | $4,606 |
| MEDTRONIC PLC | $34,021 | $34,021 |
| MERCADOLIBRE INC | $4,929 | $4,929 |
| MERCK & CO INC NEW COM | $19,642 | $19,642 |
| METLIFE INC | $8,838 | $8,838 |
| MICROSOFT CORP | $66,955 | $66,955 |
| MKS INSTRUMENTS INC | $7,700 | $7,700 |
| MONDELEZ INTL INC | $12,271 | $12,271 |
| MONOLITHIC POWER SYSTEMS INC | $1,185 | $1,185 |
| MONSTER BEVERAGE CORP NEW COM | $7,417 | $7,417 |
| MORGAN STANLEY | $3,912 | $3,912 |
| MSA SAFETY INC COM | $3,891 | $3,891 |
| MURATA MFG CO LTD ADR | $5,377 | $5,377 |
| NAIL INSTRUMENTS CORP | $4,529 | $4,529 |
| NASDAQ INC | $8,602 | $8,602 |
| NATL HEALTH INVESTORS INC | $2,004 | $2,004 |
| NEOGEN CORP | $2,794 | $2,794 |
| NESTLE S A SPONSORED ADR | $27,168 | $27,168 |
| NETAPP INC | $1,642 | $1,642 |
| NETFLIX INC | $4,550 | $4,550 |
| NEXON CO LTD UNSPONSORED ADR | $6,197 | $6,197 |
| NEXTERA ENERGY INC COM | $21,375 | $21,375 |
| NIDEC CORP ADR | $5,016 | $5,016 |
| NINTENDO LTD ADR NEW JAPAN ADR | $14,366 | $14,366 |
| NIPPON TELEG & TEL CORP SPON ADR | $4,602 | $4,602 |
| NORDEA BK ABP WON ADR | $5,941 | $5,941 |
| NORDSON CORP | $5,122 | $5,122 |
| NORTHROP GRUMMAN CORP | $10,146 | $10,146 |
| NOVARTIS AG SPON ADR | $23,931 | $23,931 |
| NOVO NORDISK ADR DENMARK ADR | $19,186 | $19,186 |
| NUTANIX INC CL A | $3,698 | $3,698 |
| NVENT ELEC PLC | $2,603 | $2,603 |
| NVIDIA CORP | $17,856 | $17,856 |
| NXP SEMICONDUCTORS N V COM EUR | $6,386 | $6,386 |
| ONE GAS INC | $771 | $771 |
| ORACLE CORP | $3,869 | $3,869 |
| PACKAGING CORP OF AMERICA | $3,493 | $3,493 |
| PACWEST BANCORP | $3,548 | $3,548 |
| PALO ALTO NETWORKS INC | $8,268 | $8,268 |
| PAYCHEX INC | $10,757 | $10,757 |
| PAYCOM SOFTWARE INC | $9,602 | $9,602 |
| PEPSICO INC | $21,029 | $21,029 |
| PERNOD RICARD SA ADR | $8,617 | $8,617 |
| PFIZER INC | $11,282 | $11,282 |
| PHIBRO ANIMAL HEALTH CORP CL A | $2,863 | $2,863 |
| PHILIP MORRIS INTL INC | $1,681 | $1,681 |
| PHILLIPS 66 | $3,883 | $3,883 |
| PLURALSIGHT INC CL A | $2,546 | $2,546 |
| PNC FINANCIAL SERVICES GROUP | $14,203 | $14,203 |
| PNM RESOURCES INC (HOLDING CO) | $923 | $923 |
| PORTLAND GENL ELEC CO NEW | $1,003 | $1,003 |
| PPG INDUSTRIES INC | $9,015 | $9,015 |
| PREFERRED BK LOS ANGELES CA COM NEW | $1,028 | $1,028 |
| PROCTER & GAMBLE CO | $5,142 | $5,142 |
| PROLOG'S INC COM | $4,573 | $4,573 |
| PROSUS N V SPON ADR | $2,790 | $2,790 |
| PROTO LABS INC | $6,186 | $6,186 |
| PRUDENTIAL PLC ADR | $7,413 | $7,413 |
| QUALCOMM INC | $17,330 | $17,330 |
| RAYMOND JAMES FINANCIAL CORP | $2,547 | $2,547 |
| RAYTHEON TECHNOLOGIES CORP | $8,504 | $8,504 |
| REALTY INCOME CORP MD SBI | $4,463 | $4,463 |
| RECKITT BENCKISER PLC SPON ADR | $9,636 | $9,636 |
| RECRUIT HLDGS CO LTD UN SPONSORED ADR | $3,037 | $3,037 |
| REGENCY CENTERS CORP | $2,708 | $2,708 |
| REGIONS FINANCIAL CORP | $2,502 | $2,502 |
| RELX PLC VON ADR | $22,735 | $22,735 |
| RITCHIE BROS AUCTIONEERS INC | $6,985 | $6,985 |
| ROCHE HLDG LTD SPONS ADR 5WI12 | $11,713 | $11,713 |
| ROLLINS INC | $7,206 | $7,206 |
| ROYAL DSM N V SPON ADR | $8,605 | $8,605 |
| ROYAL KPN N.V. SPON ADR | $4,875 | $4,875 |
| RPM INTL INC (DELA) | $3,002 | $3,002 |
| RYANAIR HOLDINGS PLC SPON ADR | $4,843 | $4,843 |
| RYOHIN KEIKAKU CO UNSPONISORED | $4,967 | $4,967 |
| SAFRAN SA ADR | $21,647 | $21,647 |
| SALESFORCE.COM INC | $21,918 | $21,918 |
| SAMPO OYJ ADR | $10,712 | $10,712 |
| SANOFI SPON ADR | $16,540 | $16,540 |
| SAP SE SPON ADR | $35,840 | $35,840 |
| SEAGATE TECHNOLOGY PLC SHS | $3,582 | $3,582 |
| SEMPRA ENERGY | $9,027 | $9,027 |
| SERVICENOW INC | $6,076 | $6,076 |
| SERVISFIRST BANCSHARES INC | $3,111 | $3,111 |
| SHIMANO INC UNSPONSORED ADR | $5,129 | $5,129 |
| SHIN ETSU CHEM CO LTD ADR | $15,823 | $15,823 |
| SHIONOGI & CO LTD ADR | $8,174 | $8,174 |
| SMC CORP YEN SHS ORD JPY | $9,206 | $9,206 |
| SMITH A 0 CORP | $2,356 | $2,356 |
| SNAP ON INC | $3,324 | $3,324 |
| SOFFBANK GROUP CORP ADR | $7,126 | $7,126 |
| SONOVA HLDG AG ADR | $2,963 | $2,963 |
| SOUTHERN CO | $13,896 | $13,896 |
| SPIRE INC | $1,840 | $1,840 |
| SPLUNK INC | $9,935 | $9,935 |
| STANLEY BLACK & DECKER INC COM | $7,805 | $7,805 |
| STARBUCKS CORP | $22,960 | $22,960 |
| STATE STREET CORP | $7,054 | $7,054 |
| STERIS PLC | $4,296 | $4,296 |
| STORE CAP CORP REIT | $3,429 | $3,429 |
| STRAUMANN HLDG AG ADR | $5,558 | $5,558 |
| SUMITOIVIO MITSUI FINANCIAL SPON | $7,508 | $7,508 |
| SUNCOR ENERGY INC NEW CAD | $10,234 | $10,234 |
| SUZUKI MOTOR CORP LTD ADR | $7,174 | $7,174 |
| SVENSKA HANDELBANKEN AB ADR | $3,079 | $3,079 |
| SYNCHRONY FINL | $4,587 | $4,587 |
| TAIWAN SEMICONDUCTOR MFG CO | $14,533 | $14,533 |
| TARGA RESOURCES INVESTMENTS | $2,087 | $2,087 |
| TELADOC HEALTH INC | $9,924 | $9,924 |
| TELEFLEX INC | $1,820 | $1,820 |
| TELENOR ASA ADR | $6,853 | $6,853 |
| TENCENT HLDGS LTD ADR | $11,904 | $11,904 |
| TERADYNE INC | $3,380 | $3,380 |
| TERRENO RLTY CORP SBI | $1,842 | $1,842 |
| TERUMO CORP ADR | $5,838 | $5,838 |
| TESCO PLC SPONS ADR | $9,389 | $9,389 |
| TEXAS INSTRUMENTS | $35,806 | $35,806 |
| TEXTRON INC | $823 | $823 |
| THERMO FISHER SCIENTIFIC INC | $19,929 | $19,929 |
| TOTAL S.A. FRANCE SPON ADR | $2,000 | $2,000 |
| TRANE TECHNOLOGIES PLC | $6,229 | $6,229 |
| TRAVELERS COS INC/THE | $5,360 | $5,360 |
| TRUIST FINL CORP | $16,222 | $16,222 |
| TYLER TECHNOLOGIES INC | $11,100 | $11,100 |
| UBER TECHNOLOGIES INC | $7,211 | $7,211 |
| ULTA BEAUTY INC | $6,916 | $6,916 |
| UNICHARM CORP SPON ADR | $9,447 | $9,447 |
| UNILEVER PLC AMER SHS NEW SPON ADR | $8,616 | $8,616 |
| UNION PACIFIC CORP | $10,313 | $10,313 |
| UNITED PARCEL SERVICE INC CL B | $11,785 | $11,785 |
| UNITEDHEALTH GROUP INC | $25,661 | $25,661 |
| UNITIL CORP | $852 | $852 |
| US BANCORP DEL (NEW) | $14,065 | $14,065 |
| VALERO ENERGY CORP NEW | $1,471 | $1,471 |
| VEEVA SYSTEMS INC CL A | $10,314 | $10,314 |
| VERISK ANALYTICS INC | $8,510 | $8,510 |
| VERIZON COMMUNICATIONS INC | $9,096 | $9,096 |
| VESTAS WIND SYSTEMS A/S ADR | $5,185 | $5,185 |
| VINCI SA ADR | $5,710 | $5,710 |
| VISA INC CL A | $28,782 | $28,782 |
| VIVENDI SA ADR | $13,711 | $13,711 |
| VMWARE INC CL A | $8,982 | $8,982 |
| VODAFONE GROUP PLC SPON ACM | $2,168 | $2,168 |
| VOLKSWAGEN AG PREFERRED ADR | $11,267 | $11,267 |
| VORNADO REALTY TRUST | $3,554 | $3,554 |
| VOYA FINL INC COM | $1,866 | $1,866 |
| WALGREENS BOOTS ALLIANCE INC | $5,129 | $5,129 |
| WALT DISNEY CO (HOLDING CO) | $8,586 | $8,586 |
| WASH TRUST BANCORP INC | $1,769 | $1,769 |
| WATERS CORP | $7,938 | $7,938 |
| WEC ENERGY GROUP INC COM | $10,956 | $10,956 |
| WELLS FARGO & CO NEW | $5,350 | $5,350 |
| WEST PHARMACEUTICAL SERVICES | $10,904 | $10,904 |
| WESTERN UNION CO | $7,545 | $7,545 |
| WILEY JOHN & SONS INC CL A | $2,535 | $2,535 |
| WOLTERS KLUWER NV SPONSORED | $6,997 | $6,997 |
| WYNN MACAU LTD UNSPON ADR | $1,817 | $1,817 |
| ZOETIS INC | $14,115 | $14,115 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $234,930 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $234,930 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| FHLMC PL C08737 | FMV | $32,764 | $32,764 |
| FHLMC PL ZT 1546 | FMV | $45,252 | $45,252 |
| FNMA PL MA3521 | FMV | $41,148 | $41,148 |
| FNMA PL MA3803 | FMV | $68,453 | $68,453 |
| WESTERN ASSET SMASH SERIES C FUND | FMV | $160,377 | $160,377 |
| WESTERN ASSET SMASH SERIES EC FUND | FMV | $299,779 | $299,779 |
| WESTERN ASSET SMASH SERIES M FUND | FMV | $206,774 | $206,774 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | WALSH & AMICCI LLP | CategoryTxt |
| Legal Fees | $24,000 | LegalFeesAmt |
| Net Investment Income | $12,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $12,000 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN | Desc |
| Amt | $180,141 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT EXPENSES PAID TO UBS | CategoryTxt |
| Amt | $58,325 | Amt |
| Net Investment Income | $58,325 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX WITHHELD | CategoryTxt |
| Amt | $3,364 | Amt |
| Net Investment Income | $3,364 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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