HOWARD HUGHES MEDICAL INSTITUTE: Form 990, tax year 2019

View the entire original 990 at ProPublica ↗

Organization
HOWARD HUGHES MEDICAL INSTITUTE (EIN 59-0735717)
Tax period
2019-09-01 to 2020-08-31
Filed
2021-03-18
IRS object ID
202140779349300539
Schema version
2019v5.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2021-03-18T16:00:39-05:00ReturnTs
Tax Period End2020-08-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

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Preparer Firm EIN134008324PreparerFirmEIN

Preparer Firm Name PreparerFirmName

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Business Name Line1PRICEWATERHOUSECOOPERS LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

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Address Line1600 13th Street NW Ste 1000AddressLine1Txt
CityWashingtonCityNm
State AbbreviationDCStateAbbreviationCd
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Return Type990ReturnTypeCd
Tax Period Begin2019-09-01TaxPeriodBeginDt

Filer Filer

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EIN590735717EIN

Business Name BusinessName

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Business Name Line1Howard Hughes Medical InstituteBusinessNameLine1Txt
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Business Name ControlHOWABusinessNameControlTxt
Phone3012158500PhoneNum

US Address USAddress

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Address Line14000 JONES BRIDGE ROADAddressLine1Txt
CityCHEVY CHASECityNm
State AbbreviationMDStateAbbreviationCd
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Business Officer BusinessOfficerGrp

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PersonMonique L MarcusPersonNm
Person TitleControllerPersonTitleTxt
Signature2021-03-18SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

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Preparer PersonMichelle MichalowskiPreparerPersonNm
PTINP00755304PTIN
Phone2024141000PhoneNum
FieldValueIRS element (for citing)
Tax2019TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990 IRS990

Principal Ofcr Business Name PrincipalOfcrBusinessName

FieldValueIRS element (for citing)
Business Name Line1Erin O'SheaBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line14000 JONES BRIDGE ROADAddressLine1Txt
CityCHEVY CHASECityNm
State AbbreviationMDStateAbbreviationCd
ZIP208156789ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$66,258,851,056GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.HHMI.ORGWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1953FormationYr
Legal Domicile StateDELegalDomicileStateCd
Activity Or MissionTHE HOWARD HUGHES MEDICAL INSTITUTE IS A PHILANTHROPY THAT SERVES SOCIETY THROUGH THE DIRECT CONDUCT OF BIOMEDICAL RESEARCH AND SUPPORT FOR PROGRAMS IN SCIENCE EDUCATION.ActivityOrMissionDesc
Voting Members Governing Body11VotingMembersGoverningBodyCnt
Voting Members Independent11VotingMembersIndependentCnt
Total Employee2474TotalEmployeeCnt
Total Volunteers0TotalVolunteersCnt
Total Gross UBI$16,771,155TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$2,857,498PYContributionsGrantsAmt
CY Contributions Grants$1,998,109CYContributionsGrantsAmt
PY Program Service Revenue$2,653,609PYProgramServiceRevenueAmt
CY Program Service Revenue$3,771,764CYProgramServiceRevenueAmt
PY Investment Income$1,307,204,710PYInvestmentIncomeAmt
CY Investment Income$1,451,456,638CYInvestmentIncomeAmt
PY Other Revenue$98,665,366PYOtherRevenueAmt
CY Other Revenue$10,063,170CYOtherRevenueAmt
PY Total Revenue$1,411,381,183PYTotalRevenueAmt
CY Total Revenue$1,467,289,681CYTotalRevenueAmt
PY Grants And Similar Paid$34,069,870PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$56,133,715CYGrantsAndSimilarPaidAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$504,827,068PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$396,520,729CYSalariesCompEmpBnftPaidAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$0CYTotalFundraisingExpenseAmt
PY Other Expenses$542,776,572PYOtherExpensesAmt
CY Other Expenses$494,723,216CYOtherExpensesAmt
PY Total Expenses$1,081,673,510PYTotalExpensesAmt
CY Total Expenses$947,377,660CYTotalExpensesAmt
PY Revenues Less Expenses$329,707,673PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$519,912,021CYRevenuesLessExpensesAmt
Total Assets BOY$22,544,411,510TotalAssetsBOYAmt
Total Assets EOY$23,840,455,852TotalAssetsEOYAmt
Total Liabilities BOY$2,405,125,561TotalLiabilitiesBOYAmt
Total Liabilities EOY$2,608,555,667TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$20,139,285,949NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$21,231,900,185NetAssetsOrFundBalancesEOYAmt
MissionTHE HOWARD HUGHES MEDICAL INSTITUTE ("INSTITUTE" OR "HHMI") IS THE NATION'S LARGEST PRIVATE BIOMEDICAL RESEARCH INSTITUTION, WITH OVER $21 BILLION IN NET ASSETS AT THE END OF ITS 2020 FISCAL YEAR. THE MISSION OF THE INSTITUTE HAS REMAINED CONSTANT SINCE ITS FOUNDING IN 1953. AS ITS RESTATED ARTICLES OF INCORPORATION STATE "THE PRIMARY PURPOSE AND OBJECTIVE OF THE HOWARD HUGHES MEDICAL INSTITUTE SHALL BE THE PROMOTION OF HUMAN KNOWLEDGE BY CONDUCTING DISCOVERY RESEARCH AND SCIENCE EDUCATION, PRINCIPALLY WITHIN FIELDS ASSOCIATED WITH BASIC BIOMEDICAL SCIENCES, AND THE DISSEMINATION AND APPLICATION OF THAT KNOWLEDGE FOR THE BENEFIT OF HUMANITY."MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$644,804,995ExpenseAmt
Revenue$2,427,649RevenueAmt
DescMEDICAL RESEARCH ORGANIZATION ACTIVITIES (A) THE HHMI INVESTIGATOR PROGRAM (B) JANELIA RESEARCH CAMPUS (A) The HHMI Investigator Program The Howard Hughes Medical Institute's approach to biomedical research can be summarized in three words: people, not projects. By employing scientists as HHMI Investigators - rather than awarding research grants - the Institute provides long-term, flexible funding that enables its researchers to pursue their scientific interests wherever they lead. HHMI believes that scientists of exceptional talent and imagination will make fundamental discoveries of lasting scientific value and benefit to humanity if they are given the resources, time, and freedom to pursue challenging questions. HHMI Investigators receive a seven-year appointment, which is renewable pending favorable scientific review. The Institute nurtures the creativity and intellectual daring of scientists who are willing to set aside conventional wisdom or the "easy" question for a fundamental problem that may take many years to solve. Among the characteristics that distinguish this group of scientists are qualities such as creativity, a penchant for risk-taking, and a commitment to discovery, productivity, and perseverance. This unique research model is an imaginative and powerful alternative to funding biomedical research through grants. The HHMI Investigator Program employs more than 250 HHMI researchers, among them 14 Nobel laureates and more than 150 members of the National Academy of Sciences. HHMI Investigators direct Institute research laboratories on the campuses of 55 universities and other research organizations throughout the United States. Since the early 1990s, Investigators have been selected through rigorous national competitions. The Institute solicits applications directly from scientists at medical schools and other research institutions in the United States, with the aim of identifying those who have the potential to make significant contributions to science. HHMI employs an open application process to ensure that it is selecting its researchers from a broad and deep pool of scientific talent. In October 2019, the Institute announced that it is seeking to appoint approximately 20 new Investigators through a national open competition. HHMI anticipates selecting the new Investigators in Summer 2021. (B) Janelia Research Campus HHMI's Janelia Research Campus in Ashburn, Virginia, helps open scientific fields by breaking through technical and intellectual barriers. At Janelia, integrated teams of lab scientists and tool-builders pursue a small number of scientific questions with potential for transformative impact. To drive science forward, methods, results, and tools are shared with the scientific community. In late 2017, Janelia moved to a 15-year research model. Under this new model, Janelia plans to develop a given research area for roughly 15 years to gain traction and attract outside interest, at which point it will cycle to a new area of focus. This approach enables Janelia to stay at the frontier of science, advancing one to three research areas at any point in time. Janelia's first research area is Mechanistic Cognitive Neuroscience. Janelia intends to announce its second research area in the next fiscal year. In January 2020, Ron Vale became Janelia's second Executive Director. Vale had been an HHMI investigator at the University of California, San Francisco. He succeeded Janelia's Founding Executive Director, Gerry Rubin, who remains at Janelia to continue his scientific work. In the current fiscal year, there were 36 group leaders, four fellows, and 11 senior fellows at Janelia, in addition to graduate students, other scientific trainees, and visiting scientists. Janelia also operates a vibrant scientific conference program, bringing many scientists to its campus each year for educational meetings.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$84,233,055ExpenseAmt
Grant$50,279,066GrantAmt
Revenue$1,344,115RevenueAmt
DescSCIENCE EDUCATION AND RESEARCH GRANT PROGRAMS (A) SCIENCE EDUCATION GRANT AND RESEARCH PROGRAMS (B) EDUCATIONAL MEDIA GROUP (C) TANGLED BANK STUDIOS (D) HANNA H GRAY FELLOWS (E) FACULTY SCHOLARS (F) E-LIFE OPEN ACCESS JOURNAL (CONTINUED ON SCHEDULE O)Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$5,883,301ExpenseAmt
Grant$5,854,649GrantAmt
DescSUPPORT FOR INTERNATIONAL SCIENCE 4c: Support for International Science International Research Scholars Program HHMI continues to support forty-one scientists from 16 countries who were selected in 2017 as International Research Scholars, exceptional early-career scientists poised to advance biomedical research across the globe. HHMI teamed up with the Bill & Melinda Gates Foundation, the Wellcome Trust, and the Calouste Gulbenkian Foundation to develop scientific talent around the world, and with these partners awarded a total of over $29.3 million to this group of scholars. Each researcher receives a five-year award of $715,000, including indirect costs. The award is a major boost for scientists early in their careers and offers the freedom to pursue new research directions and creative projects that could develop into top-notch scientific programs. Africa Health Research Institute in South Africa In 2009, HHMI helped launch the KwaZulu-Natal Research Institute for TB-HIV (K-RITH) in collaboration with the University of KwaZulu-Natal (UKZN) and has provided significant funding to support its research efforts. In 2016, in a move to improve the health of people locally and globally, K-RITH joined forces with the Africa Centre for Population Health to form a groundbreaking new interdisciplinary institute to fight tuberculosis (TB), HIV and related diseases. The new organization, the Africa Health Research Institute (AHRI), is located at the heart of South Africa's TB and HIV co-epidemic in KwaZulu-Natal Province. The effort brings together the Africa Centre's detailed population data from over 100,000 participants, with K-RITH's expertise in basic science and its world-class laboratory facilities. HHMI, together with the Wellcome Trust, continues to provide grant support to AHRI, with the University College London and UKZN serving as significant academic partners. AHRI is committed to working towards the elimination of HIV and TB. To achieve this, the institute will bring together leading researchers from different fields, use cutting-edge science to improve people's health, and will help to train the next generation of African scientists.Desc
FieldValueIRS element (for citing)
Total Program Service Expenses$734,921,351TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
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IRP Document585IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
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Employee2474EmployeeCnt
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Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsfalseQuidProQuoContributionsInd
Form8282 Property Disposed OffalseForm8282PropertyDisposedOfInd
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Subj To Tax Rmnrtn Ex Prcht PymtYes (true)SubjToTaxRmnrtnExPrchtPymtInd
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Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members11GoverningBodyVotingMembersCnt
Independent Voting Member11IndependentVotingMemberCnt
Family Or Business RlnfalseFamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsfalseChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersfalseLocalChaptersInd
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Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VenturefalseInvestmentInJointVentureInd
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Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1MONIQUE L MARCUSBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone3012158500PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line14000 JONES BRIDGE ROADAddressLine1Txt
CityCHEVY CHASECityNm
State AbbreviationMDStateAbbreviationCd
ZIP20815ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (36 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtOfficerOfficerIndKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
ALISON F RICHARD PHD
TRUSTEE, CHAIR EDUCATION COMM4.00.0Yes (X)$50,000$0$0
ANNE M TATLOCK
TRUSTEE, CHAIR NOM & GOV COMM4.00.0Yes (X)$60,000$0$0
CHARLENE BARSHEFSKY ESQ
TRUSTEE2.00.0Yes (X)$40,000$0$0
CLAYTON S ROSE PHD
TRUSTEE, CHAIR (AS OF 5/20); CHAIR AUDIT & COMP (UNTIL 5/20)6.00.0Yes (X)$50,000$0$0
DEBORA L SPAR PHD
TRUSTEE, CHAIR AUDIT & COMP (AS OF 5/20)4.00.0Yes (X)$40,000$0$0
FRED R LUMMIS
TRUSTEE, CHAIR FINANCE COMM4.00.0Yes (X)$50,000$0$0
JAMES A BAKER III ESQ
TRUSTEE2.00.0Yes (X)$40,000$0$0
JOSEPH L GOLDSTEIN MD
TRUSTEE, RESEARCH COMM4.00.0Yes (X)$50,000$0$0
KURT L SCHMOKE ESQ
TRUSTEE, CHAIR (UNTIL 5/20)6.00.0Yes (X)$60,000$0$0
MARGARET D TUTWILER
TRUSTEE2.00.0Yes (X)$33,333$0$0
PAUL M NURSE PHD
TRUSTEE2.00.0Yes (X)$40,000$0$0
BODO STERN PHD
CHIEF OF STRATEGIC INITIATIVES40.00.0$380,156$0$42,604Yes (X)
DANIEL A CRONIN MBA PHD
VP & CHIEF FINANCIAL & OPERATING OFFICER (AS OF 7/20)40.00.0$0$0$0Yes (X)
DAVID CLAPHAM PHD
VP & CHIEF SCIENTIFIC OFFICER40.00.0$819,882$0$68,129Yes (X)
ERIN H O'SHEA PHD
PRESIDENT40.00.0$1,392,624$0$57,747Yes (X)
GERALD M RUBIN PHD
VP&EXEC DIR, JRC (UNTIL 1/20); SENIOR GROUP LEADER (AS OF 2/20)40.00.0$849,941$0$117,423Yes (X)
HEIDI E HENNING ESQ
VP & GENERAL COUNSEL & SECRETARY40.00.0$683,985$0$66,374Yes (X)
JEREMY COMPTON
ASSISTANT CONTROLLER40.00.0$171,487$0$27,475Yes (X)
LANDIS ZIMMERMAN
VP & CHIEF INVESTMENT OFFICER40.00.0$1,068,101$0$62,004Yes (X)
LAUREN T SPILIOTES ESQ
DEPUTY GENERAL COUNSEL & ASSISTANT SECRETARY40.00.0$465,218$0$54,435Yes (X)
MONIQUE L MARCUS
CONTROLLER40.00.0$214,061$0$54,783Yes (X)
RONALD VALE PHD
VP & EXEC DIR, JANELIA RESEARCH CAMPUS (AS OF 2/20)40.00.0$513,211$0$61,448Yes (X)
SEAN B CARROLL PHD
VP FOR SCIENCE EDUCATION40.00.0$762,161$0$55,923Yes (X)
STEPHEN JASKO
CHIEF FINANCIAL OFFICER & TREASURER (UNTIL 10/19)40.00.0$455,247$0$40,865Yes (X)
SUSAN S PLOTNICK
DIRECTOR OF FINANCE & ASSISTANT TREASURER40.00.0$248,954$0$61,603Yes (X)
GREGORY DENINNO
MANAGING DIRECTOR, PRIVATE INVESTMENTS40.00.0$470,617$0$51,971Yes (X)
RICHARD A PENDER
MANAGING DIRECTOR, GLOBAL EQUITIES40.00.0$554,482$0$60,795Yes (X)
ROBERT J KOLYER JR
MANAGING DIRECTOR, DIVERSIFYING ASSETS40.00.0$563,329$0$59,417Yes (X)
ERIC KANDEL MD
INVESTIGATOR40.00.0$721,060$0$66,630Yes (X)
GLEN ZWICKER
MANAGING DIRECTOR & HEAD OF INVESTMENT OPS40.00.0$694,793$0$65,509Yes (X)
RANDY W SCHEKMAN PHD
INVESTIGATOR40.00.0$681,056$0$56,792Yes (X)
RICHARD AXEL MD
INVESTIGATOR40.00.0$700,343$0$59,995Yes (X)
TOM CECH PHD
INVESTIGATOR40.00.0$690,494$0$63,537Yes (X)
DENNIS MCKEARIN PHD
SENIOR SCIENTIFIC OFFICER/FORMER VP OF OPERATIONS40.00.0$468,787$0$61,497Yes (X)
JOHN PALMISANO
CHIEF OF BUSINESS SOLUTIONS/FORMER VP FOR INFORMATION TECHNOLOGY40.00.0$310,991$0$44,525Yes (X)
ROBERT TJIAN PHD
INVESTIGATOR/FORMER PRESIDENT40.00.0$594,895$0$72,742Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$14,989,208TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$1,434,223TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K710IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (true)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
ECHO STREET CAPITAL MGR LLC (VIA HHMI II LLC)
850 THIRD AVENUENEW YORKNY10022INVESTMENT MGT$20,985,295
MAVERICK CAPITAL (VIA SPRUGOS INVESTMENTS IX LLC)
300 CRESCENT COURT 18TH FLOORDALLASTX75201INVESTMENT MGT$7,510,443
ARAMARK HARRISON LODGING
1101 MARKET STPHILADELPHIAPA19107CONFERENCE CTR MGT$3,845,147
SELECT EQUITY GROUP INC (VIA SPRUGOS INVESTMENTS III LLC)
380 LAFEYETTE STREETNEW YORKNY10003INVESTMENT MGT$3,722,140
JONES LANG LASALLE AMERICAS INC
525 WILLIAM PENN PLACEPITTSBURGHPA15259FACILITIES MGT$3,257,601
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K145CntrctRcvdGreaterThan100KCnt
All Other Contributions$1,998,109AllOtherContributionsAmt
Total Contributions$1,998,109TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (2 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
RENTAL INCOME900099$2,427,649$2,427,649
TV & FILM INCOME900099$1,344,115$1,344,115

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$0ExclusionAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$3,771,764TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$113,783,652TotalRevenueColumnAmt
Unrelated Business Revenue-$20,125,595UnrelatedBusinessRevenueAmt
Exclusion$133,909,247ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$10,517,318TotalRevenueColumnAmt
Exclusion$10,517,318ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$786,065RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$1,475,022RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real-$688,957RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column-$688,957TotalRevenueColumnAmt
Unrelated Business Revenue-$663,427UnrelatedBusinessRevenueAmt
Exclusion-$25,530ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$66,090,186,553SecuritiesAmt
Other$37,572,786OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$64,790,086,353SecuritiesAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$1,300,100,200SecuritiesAmt
Other$37,572,786OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,337,672,986TotalRevenueColumnAmt
Unrelated Business Revenue$37,560,177UnrelatedBusinessRevenueAmt
Exclusion$1,300,112,809ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtExclusionExclusionAmt
CAFETERIA INCOME900099$168,698$168,698
INVESTMENT REBATE900099-$88,808-$88,808
CASH DISCOUNTS900099$132,640$132,640

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$22,279TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$22,279ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$234,809OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,467,289,681TotalRevenueColumnAmt
Related Or Exempt Func Income$3,771,764RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$16,771,155UnrelatedBusinessRevenueAmt
Exclusion$1,444,748,653ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$43,347,143TotalAmt
Program Services$43,347,143ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$6,931,923TotalAmt
Program Services$6,931,923ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$5,854,649TotalAmt
Program Services$5,854,649ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$13,962,872TotalAmt
Program Services$3,231,619ProgramServicesAmt
Management And General$10,731,253ManagementAndGeneralAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$1,153,337TotalAmt
Program Services$1,153,337ProgramServicesAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$294,737,317TotalAmt
Program Services$255,660,948ProgramServicesAmt
Management And General$39,076,369ManagementAndGeneralAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$22,229,053TotalAmt
Program Services$18,948,802ProgramServicesAmt
Management And General$3,280,251ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$47,670,907TotalAmt
Program Services$41,576,275ProgramServicesAmt
Management And General$6,094,632ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$16,767,243TotalAmt
Program Services$14,474,884ProgramServicesAmt
Management And General$2,292,359ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$3,963,420TotalAmt
Program Services$1,276,380ProgramServicesAmt
Management And General$2,687,040ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$1,964,383TotalAmt
Program Services$3,372ProgramServicesAmt
Management And General$1,961,011ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$32,500TotalAmt
Management And General$32,500ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$82,859,112TotalAmt
Management And General$82,859,112ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$43,252,015TotalAmt
Program Services$33,362,772ProgramServicesAmt
Management And General$9,889,243ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$3,198,806TotalAmt
Program Services$1,685,244ProgramServicesAmt
Management And General$1,513,562ManagementAndGeneralAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$8,579,631TotalAmt
Program Services$4,121,424ProgramServicesAmt
Management And General$4,458,207ManagementAndGeneralAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$72,423,477TotalAmt
Program Services$65,671,041ProgramServicesAmt
Management And General$6,752,436ManagementAndGeneralAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$4,797,375TotalAmt
Program Services$4,034,481ProgramServicesAmt
Management And General$762,894ManagementAndGeneralAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$4,271,652TotalAmt
Program Services$2,281,295ProgramServicesAmt
Management And General$1,990,357ManagementAndGeneralAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$22,957,411TotalAmt
Program Services$16,663,902ProgramServicesAmt
Management And General$6,293,509ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$86,112,671TotalAmt
Program Services$76,222,962ProgramServicesAmt
Management And General$9,889,709ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$514,677TotalAmt
Program Services$136,550ProgramServicesAmt
Management And General$378,127ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmt
LAB & OTHER SCIENTIFIC SUPPLIES$100,756,192$100,136,810$619,382
MINOR EQUIPMENT & RENOVATIONS$19,776,364$18,266,300$1,510,064
EQUIPMENT MAINTENANCE$14,636,246$10,324,420$4,311,826
INCOME TAX$123,003$0$123,003

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$24,504,281TotalAmt
Program Services$9,554,818ProgramServicesAmt
Management And General$14,949,463ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$947,377,660TotalAmt
Program Services$734,921,351ProgramServicesAmt
Management And General$212,456,309ManagementAndGeneralAmt
Fundraising$0FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$790,226,562BOYAmt
EOY$1,304,223,022EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
EOY$0EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
EOY$0EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$8,703,365BOYAmt
EOY$10,887,140EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$1,937,852,035LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$1,174,643,472LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$749,921,018BOYAmt
EOY$763,208,563EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$5,272,971,863BOYAmt
EOY$3,935,124,210EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$15,420,751,528BOYAmt
EOY$16,794,781,566EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$301,837,174BOYAmt
EOY$1,032,231,351EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$22,544,411,510BOYAmt
EOY$23,840,455,852EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$596,211,961BOYAmt
EOY$428,640,716EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$103,646,545BOYAmt
EOY$82,362,891EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$768,317,285BOYAmt
EOY$770,096,096EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
EOY$0EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$39,313,915BOYAmt
EOY$39,352,107EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$897,635,855BOYAmt
EOY$1,288,103,857EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$2,405,125,561BOYAmt
EOY$2,608,555,667EOYAmt
FieldValueIRS element (for citing)
Organization Follows FASB117Yes (X)OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

FieldValueIRS element (for citing)
BOY$20,139,285,949BOYAmt
EOY$21,231,900,185EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$20,139,285,949BOYAmt
EOY$21,231,900,185EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$22,544,411,510BOYAmt
EOY$23,840,455,852EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$519,912,021ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$404,908,895NetUnrlzdGainsLossesInvstAmt
Donated Services And Use Fclts$0DonatedServicesAndUseFcltsAmt
Investment Expense$0InvestmentExpenseAmt
Prior Period Adjustments$0PriorPeriodAdjustmentsAmt
Other Changes In Net Assets$167,793,320OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredfalseFederalGrantAuditRequiredInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Medical Research OrganizationYes (X)MedicalResearchOrganizationInd

Hospital Name And Address HospitalNameAndAddressGrp

Supported Organization Name SupportedOrganizationName

FieldValueIRS element (for citing)
Business Name Line1BRIGHAM & WOMEN'S HOSPITALBusinessNameLine1Txt
FieldValueIRS element (for citing)
CityBOSTONCityNm
State AbbreviationMAStateAbbreviationCd

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
VolunteersfalseVolunteersInd
Paid Staff Or ManagementfalsePaidStaffOrManagementInd
Media AdvertisementsfalseMediaAdvertisementsInd
Mailings MembersfalseMailingsMembersInd
Publications Or BroadcastfalsePublicationsOrBroadcastInd
Grants Other OrganizationsfalseGrantsOtherOrganizationsInd
Direct Contact LegislatorsYes (true)DirectContactLegislatorsInd
Direct Contact Legislators$32,500DirectContactLegislatorsAmt
Rallies DemonstrationsfalseRalliesDemonstrationsInd
Other ActivitiesYes (true)OtherActivitiesInd
Other Activities$4,278OtherActivitiesAmt
Total Lobbying Expenditures$36,778TotalLobbyingExpendituresAmt
Not Described Section501c3falseNotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITYFormAndLineReferenceDesc
ExplanationOTHER ACTIVITIES, SCHEDULE C, PART II-B, LINE 1g (OTHER ACTIVITIES) AMOUNTS PAID TO LOBBYING FIRM FOR DIRECT CONTACT WITH FEDERAL AND STATE LEGISLATORS AND THEIR STAFFS ON PENDING LEGISLATIVE MATTERS. OTHER ACTIVITIES, SCHEDULE C, PART II-B, LINE 1i (OTHER ACTIVITIES) DURING THE FISCAL YEAR, HHMI WAS A MEMBER OF A NUMBER OF NON-PROFIT ORGANIZATIONS THAT ENGAGED IN LOBBYING ACTIVITIES ON BEHALF OF THEIR MEMBERSHIPS. HHMI IS REPORTING AS LOBBYING EXPENDITURES A PORTION OF THE MEMBERSHIP DUES THAT HHMI PAID TO THESE ORGANIZATIONS.ExplanationTxt

Schedule D IRS990ScheduleD

Land LandGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$807,737InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$90,410,181OtherCostOrOtherBasisAmt
Book Value$91,217,918BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$10,248,413InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$756,574,696OtherCostOrOtherBasisAmt
Depreciation$377,255,249DepreciationAmt
Book Value$389,567,860BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$351,020,735OtherCostOrOtherBasisAmt
Depreciation$335,954,807DepreciationAmt
Book Value$15,065,928BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$574,213,544OtherCostOrOtherBasisAmt
Depreciation$440,768,064DepreciationAmt
Book Value$133,445,480BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$921,448InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$153,655,281OtherCostOrOtherBasisAmt
Depreciation$20,665,352DepreciationAmt
Book Value$133,911,377BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$763,208,563TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (5 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
PRIVATE EQUITY & REAL ESTATE$5,841,084,282F
DISTRESSED & CREDIT SENSITIVE$2,206,190,654F
HEDGED EQUITY$2,307,393,966F
MARKET NEUTRAL$2,077,656,400F
EQUITY COMMINGLED$4,362,456,264F
FieldValueIRS element (for citing)
Total Book Value Securities$16,794,781,566TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (14 entries)

DescDescAmtAmt
SHORT POSITIONS$120,898,890
INVESTMENT PURCH PENDING SALES$37,783,336
CURRENCY EXCH CONTRACTS PAY$9,285,353
DEFERRED COMPENSATION LIAB$59,629,260
SWAP UNREALIZED LOSS$237,564,713
INVESTMENT MANAGEMENT FEES PAYABLE$3,400,673
DEFERRED INCOME$1,508,585
INTEREST & DIVIDENDS ON SHORT STOCKS & BONDS$412,283
CONTRACT FOR DIFFERENCES LIABILITY$1,263,700
FUTURE CONTRACTS LIABILITY POSITION$9,121,632
REPURCHASE OBLIGATIONS$604,997,573
LEASE OBLIGATIONS$157,498,335
EQUITY SWAPS - LIABILITIES$344,412
OBLIGATION TO RETURN SECURITIES LENDING COLLATERAL$44,395,112
FieldValueIRS element (for citing)
Total Liability$1,288,103,857TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule D, Part X, Line 2 FIN 48 (ASC 740) footnoteFormAndLineReferenceDesc
ExplanationIn accordance with the guidance on accounting for uncertainty in income taxes, management regularly evaluates its tax positions and does not believe the Institute has any uncertain tax positions that result in a material impact on the Institute's consolidated financial position or change in total net assets. The Institute is subject to routine audits by taxing jurisdictions. The Institute believes it is no longer subject to income tax examinations for fiscal years prior to August 31, 2016.ExplanationTxt

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (10 entries)

RegionRegionTxtType Of Activities ConductedTypeOfActivitiesConductedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
Central America and the CaribbeanInvestments$7,724,488,361
North America (Canada & Mexico only)Investments$133,517,973
Europe (Including Iceland and Greenland)Investments$1,178,072,896
East Asia and the PacificInvestments$170,303,390
Sub-Saharan AfricaInvestments$1,678,612
Central America and the Caribbean,Investment Management Fees$8,806,397
North America (Canada & Mexico only),Investment Management Fees$402,826
Europe (Including Iceland and Greenland),Investment Management Fees$14,981,722
Europe (Including Iceland and Greenland)Grantmaking$3,854,649
Sub-Saharan AfricaGrantmaking$2,000,000
FieldValueIRS element (for citing)
Subtotal Offices0SubtotalOfficesCnt
Subtotal Employees0SubtotalEmployeesCnt
Continuation Total Office0ContinuationTotalOfficeCnt
Continuation Total Employee0ContinuationTotalEmployeeCnt
Total Office0TotalOfficeCnt
Total Employee0TotalEmployeeCnt
Subtotal Spent$9,238,106,826SubtotalSpentAmt
Continuation Spent$0ContinuationSpentAmt
Total Spent$9,238,106,826TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (4 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
Europe (Including Iceland and Greenland)Medical Research$3,648,950WIRE
Europe (Including Iceland and Greenland)Open Access$121,715WIRE
Europe (Including Iceland and Greenland)Open Access$83,984WIRE
Sub-Saharan AfricaScience Education$2,000,000WIRE
FieldValueIRS element (for citing)
Total501c3 Org4Total501c3OrgCnt
Total Other Org0TotalOtherOrgCnt
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustYes (true)InterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesfalseBoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule F, Part I, Line 2 Procedures for monitoring use of grant fundsDURING ITS 2020 FISCAL YEAR, HHMI CONTINUED TO SUPPORT INTERNATIONAL RESEARCH SCHOLARS SELECTED THROUGH ONE OR MORE COMPETITIONS OPEN TO ALL ELIGIBLE APPLICANTS. THE PROCEDURES DESCRIBED IN THIS SECTION ARE RELATED TO GRANTS THAT WERE ACCRUED IN A PREVIOUS FISCAL YEAR. ELIGIBILITY REQUIREMENTS INCLUDED, BUT WERE NOT LIMITED TO, A FULL-TIME APPOINTMENT AT A NONPROFIT SCIENTIFIC RESEARCH ORGANIZATION IN A COUNTRY OTHER THAN THE UNITED STATES, AND A RESEARCH FOCUS ON BASIC BIOLOGICAL PROCESSES OR DISEASE MECHANISMS. QUALIFIED APPLICANTS WERE EVALUATED BY A PANEL OF SCIENTIFIC EXPERTS WITH FINAL SELECTIONS MADE BY HHMI LEADERSHIP. A SMALL NUMBER OF GRANTS ARE AWARDED BASED ON DIRECT APPLICATION TO HHMI FOR SPECIFIC INITIATIVES DIRECTLY RELATED TO SCIENCE EDUCATION. THE DISBURSEMENT OF GRANT FUNDS TO SUPPORT THE WORK OF INTERNATIONAL EARLY CAREER SCIENTISTS AND SENIOR INTERNATIONAL RESEARCH SCHOLARS IS MADE IN ACCORDANCE WITH ALL APPLICABLE U.S. LAWS. FUNDS ARE PAID TO AN INSTITUTIONAL ACCOUNT. IN ORDER TO MONITOR THE ACTIVITIES AND PRODUCTIVITY OF THE GRANTS, EACH SCIENTIST IS REQUIRED TO SUBMIT AN ANNUAL PROGRESS REPORT CONCERNING HIS OR HER RESEARCH AND EACH GRANTEE INSTITUTION IS REQUIRED TO SUBMIT ANNUAL FINANCIAL REPORTS. THESE REPORTS ARE REVIEWED BY HHMI STAFF. SITE VISITS AND AUDITS ARE CONDUCTED IF WARRANTED AND GRANTEES ATTEND SCIENTIFIC MEETINGS OF HHMI US-BASED SCIENTISTS.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDSDURING ITS 2020 FISCAL YEAR, HHMI CONTINUED TO SUPPORT INTERNATIONAL RESEARCH SCHOLARS SELECTED THROUGH ONE OR MORE COMPETITIONS OPEN TO ALL ELIGIBLE APPLICANTS. THE PROCEDURES DESCRIBED IN THIS SECTION ARE RELATED TO GRANTS THAT WERE ACCRUED IN A PREVIOUS FISCAL YEAR. ELIGIBILITY REQUIREMENTS INCLUDED, BUT WERE NOT LIMITED TO, A FULL-TIME APPOINTMENT AT A NONPROFIT SCIENTIFIC RESEARCH ORGANIZATION IN A COUNTRY OTHER THAN THE UNITED STATES, AND A RESEARCH FOCUS ON BASIC BIOLOGICAL PROCESSES OR DISEASE MECHANISMS. QUALIFIED APPLICANTS WERE EVALUATED BY A PANEL OF SCIENTIFIC EXPERTS WITH FINAL SELECTIONS MADE BY HHMI LEADERSHIP. A SMALL NUMBER OF GRANTS ARE AWARDED BASED ON DIRECT APPLICATION TO HHMI FOR SPECIFIC INITIATIVES DIRECTLY RELATED TO SCIENCE EDUCATION. THE DISBURSEMENT OF GRANT FUNDS TO SUPPORT THE WORK OF INTERNATIONAL EARLY CAREER SCIENTISTS AND SENIOR INTERNATIONAL RESEARCH SCHOLARS IS MADE IN ACCORDANCE WITH ALL APPLICABLE U.S. LAWS. FUNDS ARE PAID TO AN INSTITUTIONAL ACCOUNT. IN ORDER TO MONITOR THE ACTIVITIES AND PRODUCTIVITY OF THE GRANTS, EACH SCIENTIST IS REQUIRED TO SUBMIT AN ANNUAL PROGRESS REPORT CONCERNING HIS OR HER RESEARCH AND EACH GRANTEE INSTITUTION IS REQUIRED TO SUBMIT ANNUAL FINANCIAL REPORTS. THESE REPORTS ARE REVIEWED BY HHMI STAFF. SITE VISITS AND AUDITS ARE CONDUCTED IF WARRANTED AND GRANTEES ATTEND SCIENTIFIC MEETINGS OF HHMI US-BASED SCIENTISTS.

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (81 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxt
Cold Spg Hbr Lab
Cold Spg Hbr LabCold Spg HbrNY11724112013303501 (C) (3)$1,500,000Advanced Courses
Jackson Lab
Jackson LabBar HarborME04609010211513501 (C) (3)$900,000Advanced Courses
Marine Bio Lab
Marine Bio LabWoods HoleMA02543042014690501 (C) (3)$1,950,000Advanced Courses
Brown Univ
Brown UnivProvidenceRI02912050258809501 (C) (3)$10,927Hanna Gray Scholars
CA Inst of Technology
CA Inst of TechnologyPasadenaCA91125951643307501 (C) (3)$394,627Hanna Gray Scholars
CA Inst of Technology
CA Inst of TechnologyPasadenaCA91125951643307501 (C) (3)$10,000Hanna Gray Scholars
Columbia University
Columbia UniversityNew YorkNY10032135598093501 (C) (3)$372,773Hanna Gray Scholars
Danforth Plant Science Ctr
Danforth Plant Science CtrSt LouisMO63132311584621501 (C) (3)$372,773Hanna Gray Scholars
FHutchinson Cncr Ctr
FHutchinson Cncr CtrSeattleWA98109237156071501 (C) (3)$10,000Hanna Gray Scholars
FHutchinson Cncr Ctr
FHutchinson Cncr CtrSeattleWA98109237156071501 (C) (3)$21,536Hanna Gray Scholars
Harvard Medical Sch
Harvard Medical SchCambridgeMA02138042103580501 (C) (3)$469,844Hanna Gray Scholars
Memorial Sloan - Kettering Cancer Ctr
Memorial Sloan Kettering Cancer CtrNew YorkNY10017131924236501 (C) (3)$10,927Hanna Gray Scholars
MIT
MITCambridgeMA02139042103594501 (C) (3)$43,072Hanna Gray Scholars
Northwestern Univ
Northwestern UnivEvanstonIL602081112362167817501 (C) (3)$10,000Hanna Gray Scholars
President & Fellows Of Harvard Coll
President Fellows Of Harvard CollCambridgeMA02138042103580501 (C) (3)$10,000Hanna Gray Scholars
President & Fellows Of Harvard Coll
President Fellows Of Harvard CollCambridgeMA02138042103580501 (C) (3)$10,000Hanna Gray Scholars
President & Fellows-Harvard Coll
President Fellows-Harvard CollCambridgeMA02138042103580501 (C) (3)$10,927Hanna Gray Scholars
Princeton Univ
Princeton UnivPrincetonNJ08540210634501501 (C) (3)$394,309Hanna Gray Scholars
Princeton Univ
Princeton UnivPrincetonNJ08544521231801501 (C) (3)$10,000Hanna Gray Scholars
Purdue University
Purdue UniversityWest LafayetteIN47907356002041501 (C) (3)$372,773Hanna Gray Scholars
Regents Of The Univ Of CA
Regents Of The Univ Of CABerkeleyCA947201103946002123California$372,773Hanna Gray Scholars
Rockefeller Univ
Rockefeller UnivNew YorkNY10065131624158501 (C) (3)$21,536Hanna Gray Scholars
Rockefeller Univ
Rockefeller UnivNew YorkNY10065131624158501 (C) (3)$10,000Hanna Gray Scholars
Salk Institute
Salk InstituteLA JollaCA92037952160097501 (C) (3)$10,000Hanna Gray Scholars
Stanford Univ
Stanford UnivSan FranciscoCA941444253941156365501 (C) (3)$2,560,000Hanna Gray Scholars
Stanford Univ
Stanford UnivSan FranciscoCA941444253941156365501 (C) (3)$405,236Hanna Gray Scholars
Stanford University
Stanford UniversityRedwood CityCA94063941156365501 (C) (3)$10,000Hanna Gray Scholars
Stanford University
Stanford UniversityRedwood CityCA94063941156365501 (C) (3)$10,000Hanna Gray Scholars
Stanford University
Stanford UniversityRedwood CityCA94063941156365501 (C) (3)$10,000Hanna Gray Scholars
Stanford University
Stanford UniversityRedwood CityCA94063941156365501 (C) (3)$10,000Hanna Gray Scholars
The Broad Institute Inc
The Broad Institute IncCambridgeMA02142263428781501 (C) (3)$10,000Hanna Gray Scholars
UC - Los Angeles
UC - Los AngelesLos AngelesCA90024956006143California$1,280,000Hanna Gray Scholars
UC - Los Angeles
UC - Los AngelesLos AngelesCA900246505956006143California$372,773Hanna Gray Scholars
UC - Berkeley
UC - BerkeleyNew YorkNY947205940946002123California$32,463Hanna Gray Scholars
UC - Irvine Foundation
UC - Irvine FoundationIrvineCA92617952540117501 (C) (3)$10,000Hanna Gray Scholars
UC - San Francisco
UC - San FranciscoSan FranciscoCA94143946036493California$10,927Hanna Gray Scholars
UC - San Francisco
UC - San FranciscoSan FranciscoCA94143946036493California$756,473Hanna Gray Scholars
UC - San Francisco
UC - San FranciscoSan FranciscoCA941430724946036493California$10,000Hanna Gray Scholars
Univ Of Colorado Foundation
Univ Of Colorado FoundationDenverCO80203846049811501 (C) (3)$10,000Hanna Gray Scholars
Univ Of Minnesota
Univ Of MinnesotaMinneapolisMN55455416007513Minnesota$21,536Hanna Gray Scholars
Univ Of Pennsylvania
Univ Of PennsylvaniaPhiladelphiaPA191046205231352685501 (C) (3)$10,927Hanna Gray Scholars
Univ of Southern CA
Univ of Southern CALos AngelesCA900898001951642394501 (C) (3)$21,536Hanna Gray Scholars
Univ Of Washington
Univ Of WashingtonSeattleWA981959472916001537Washington$372,773Hanna Gray Scholars
University of Utah
University of UtahSalt Lake CityUT84112876000525Utah$10,000Hanna Gray Scholars
UT Southwestern Medical Ctr
UT Southwestern Medical CtrDallasTX75390746000203Texas$32,463Hanna Gray Scholars
Weill Cornell Medical College
Weill Cornell Medical CollegeNew YorkNY10022131623978501 (C) (3)$372,773Hanna Gray Scholars
Weill Cornell Medical College
Weill Cornell Medical CollegeNew YorkNY10065150532082501 (C) (3)$5,966Hanna Gray Scholars
Whitehead Institute for Biomedical Research
Whitehead Inst for Biomedical ResCambridgeMA021421479061043412501 (C) (3)$21,536Hanna Gray Scholars
Yale University
Yale UniversityNew HavenCT065081873060646973501 (C) (3)$756,473Hanna Gray Scholars
Audubon Naturalist Soc
Audubon Naturalist SocChevy ChaseMD20815530233715501 (C) (3)$300,000Local Initiative
Chesapeake Bay Foundation Inc
Chesapeake Bay Foundation IncAnnapolisMD21403526065757501 (C) (3)$150,000Local Initiative
ELEANOR ROOSEVELT HIGH SCHOOL
ELEANOR ROOSEVELT HIGH SCHOOLGREENBELTMD20770444444444501 (C) (3)$120,000Local Initiative
Montgomery County Public Schools Education Fdn Inc
MoCo Public Schools Edu FdnRockvillleMD20850521804509501 (C) (3)$1,500,000Local Initiative
CA Institute of Tech
CA Institute of TechPasadenaCA91125951643307501 (C) (3)$500,000Medical Research
Columbia University
Columbia UniversityNew YorkNY10032135598093501 (C) (3)$500,000Medical Research
Dana-Farber Cancer Inst
Dana-Farber Cancer InstBostonMA02115042263040501 (C) (3)$242,291Medical Research
Duke Univ School Of Med
Duke Univ School Of MedDurhamNC27710560532129501 (C) (3)$500,000Medical Research
Harvard Medical School
Harvard Medical SchoolCambridgeMA02138042103580501 (C) (3)$1,941,707Medical Research
MIT
MITCambridgeMA02139042103594501 (C) (3)$1,368,915Medical Research
Oregon Health & Sci Foundation
Oregon Health Sci FoundationPortlandOR97205237083114501 (C) (3)$1,645,681Medical Research
Princeton Univ
Princeton UnivPrincetonNJ08540210634501501 (C) (3)$2,225,412Medical Research
Salk Institute
Salk InstituteLA JollaCA92037952160097501 (C) (3)$683,326Medical Research
St Jude Childrens Res Hos
St Jude Childrens Res HosMemphisTN38148620646012501 (C) (3)$917,448Medical Research
Stanford Univ Sch Of Med
Stanford Univ Sch Of MedStanfordCA943055119941156365501 (C) (3)$1,377,386Medical Research
Stanford University
Stanford UniversitySan FranciscoCA94139941156365501 (C) (3)$40,867Medical Research
UC - Los Angeles
UC - Los AngelesLos AngelesCA900246505956006143California$132,565Medical Research
UC - San Francisco Foundation
UC - San Francisco FoundationSan FranciscoCA94104942829914501 (C) (3)$1,483,004Medical Research
UC-San Diego
UC-San DiegoLa JollaCA92093956006144California$60,353Medical Research
Washington University
Washington UniversitySt LouisMO63130430653611501 (C) (3)$912,488Medical Research
Yale University
Yale UniversityNew HavenCT065081873060646973501 (C) (3)$961,749Medical Research
Univ Of MD Baltimore County
Univ Of MD Baltimore CountyBaltimoreMD21250526002033Maryland$750,000Science Education
iBIology Inc
iBIology IncSan FranciscoCA94143472404616501 (C) (3)$3,300,000Open Access
Brigham Young Univ
Brigham Young UnivProvoUT846021231870217280501 (C) (3)$111,000Science Education
Research America
Research AmericaArlingtonVA22202521609875501 (C) (3)$35,000Program Assessment
Amer SocCell Biology
Amer SocCell BiologyBethesdaMD20814396054285501 (C) (3)$112,155Science Education
Iup Research Institute
Iup Research InstituteIndianaPA15701571175778501 (C) (3)$1,000,000Science Education Alliance
James Madison Univ
James Madison UnivHarrisonburgVA228070001546001756Virginia$250,000Science Education Alliance
University Of Pittsburgh
University Of PittsburghPittsburghPA152517220250965591501 (C) (3)$3,325,000Science Education Alliance
New Venture Fund dba SPARC
New Venture Fund dba SPARCWashingtonDC20036205806345501 (C) (3)$250,000Science Philanthropy Alliance
Iowa State Univ
Iowa State UnivAmesIA50011426004224501 (C) (3)$74,584UNDERGRAD SCIENCE ED
National Academy Of Sciences
National Academy Of SciencesWashingtonDC20001530196932501 (C) (3)$228,000UNDERGRAD SCIENCE ED
FieldValueIRS element (for citing)
Total501c3 Org81Total501c3OrgCnt
Total Other Org0TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp

FieldValueIRS element (for citing)
Grant TypeGILLIAM FELLOWSHIPSGrantTypeTxt
Recipient87RecipientCnt
Cash Grant$6,931,923CashGrantAmt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule I, Part I, Line 2 Procedures for monitoring use of grant funds.FormAndLineReferenceDesc
ExplanationHHMI AWARDS INSTITUTIONAL GRANTS IN SUPPORT OF PRECOLLEGE, UNDERGRADUATE, AND GRADUATE EDUCATION IN THE US THROUGH PERIODIC NATIONAL COMPETITIONS FOR WHICH SELECT INSTITUTIONS ARE ELIGIBLE TO APPLY. EACH PROGRAM SETS OUT SPECIFIC CRITERIA AND OBJECTIVES, PROPOSALS ARE EVALUATED BY A PANEL OF EXPERTS WITH THE FINAL SELECTION MADE BY HHMI LEADERSHIP. THE INSTITUTE ALSO AWARDS FELLOWSHIPS TO DOCTORAL STUDENTS (THE GILLIAM FELLOWS). THESE GRANTS ARE ALSO AWARDED ON A COMPETITIVE BASIS. A SMALL NUMBER OF GRANTS ARE AWARDED BASED ON DIRECT APPLICATION TO HHMI FOR SPECIFIC INITIATIVES DIRECTLY RELATED TO SCIENCE EDUCATION. THE DISBURSEMENT OF FUNDS OCCURS PRINCIPALLY THROUGH BIOMEDICAL RESEARCH INSTITUTIONS, UNIVERSITIES, AND COLLEGES. HHMI GRANTEES ARE REQUIRED TO FILE ANNUAL PROGRESS REPORTS THAT DETAIL EXPENDITURES IN ACCORDANCE WITH THE TERMS OF THE GRANT, AS WELL AS FULL DESCRIPTION OF PROGRAM ACTIVITIES UNDERTAKEN WITH THE FUNDS. THESE ARE SUBJECT TO CAREFUL REVIEW AND ANALYSIS BY HHMI STAFF WITH MORE DETAILED REVIEW BY THE INSTITUTE AUDITORS AS WARRANTED. THE INSTITUTE CONTINUES TO ASSESS REPORTING REQUIREMENTS TO ENSURE THE QUALITY AND TIMELINESS OF BOTH FINANCIAL AND PROGRAMMATIC REPORTS. IN ADDITION TO SITE VISITS MADE BY HHMI STAFF, PROGRAM DIRECTORS MEET ON A REGULAR BASIS TO DISCUSS THEIR ACTIVITIES AND SHARE INFORMATION ABOUT BEST EDUCATIONAL PRACTICES.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Written Employment ContractYes (X)WrittenEmploymentContractInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentfalseSeverancePaymentInd
Supplemental Nonqual Rtr PlanfalseSupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgfalseCompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (true)AnyNonFixedPaymentsInd
Initial Contract ExceptionYes (true)InitialContractExceptionInd
Rebuttable Presumption ProcYes (true)RebuttablePresumptionProcInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (24 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
ERIN H O'SHEA PHD
PRESIDENT$1,370,202$0$0$0$22,422$0$28,000$0$29,747$0$1,450,371$0$0$0
SEAN B CARROLL PHD
VP FOR SCIENCE EDUCATION$739,693$0$0$0$22,468$0$28,000$0$27,923$0$818,084$0$0$0
DAVID CLAPHAM PHD
VP & CHIEF SCIENTIFIC OFFICER$669,434$0$0$0$150,448$0$28,000$0$40,129$0$888,011$0$0$0
HEIDI E HENNING ESQ
VP & GENERAL COUNSEL & SECRETARY$661,865$0$0$0$22,120$0$28,000$0$38,374$0$750,359$0$0$0
GERALD M RUBIN PHD
VP&EXEC DIR, JRC (UNTIL 1/20); SENIOR GROUP LEADER (AS OF 2/20)$771,767$0$15,000$0$63,174$0$28,000$0$89,423$0$967,364$0$0$0
RONALD VALE PHD
VP & EXEC DIR, JANELIA RESEARCH CAMPUS (AS OF 2/20)$464,995$0$45,000$0$3,216$0$28,000$0$33,448$0$574,659$0$0$0
LANDIS ZIMMERMAN
VP & CHIEF INVESTMENT OFFICER$1,041,595$0$0$0$26,506$0$28,000$0$34,004$0$1,130,105$0$0$0
BODO STERN PHD
CHIEF OF STRATEGIC INITIATIVES$360,258$0$0$0$19,898$0$28,000$0$14,604$0$422,760$0$0$0
STEPHEN JASKO
CHIEF FINANCIAL OFFICER & TREASURER (UNTIL 10/19)$370,153$0$33,000$0$52,094$0$28,000$0$12,865$0$496,112$0$0$0
SUSAN S PLOTNICK
DIRECTOR OF FINANCE & ASSISTANT TREASURER$247,301$0$0$0$1,653$0$25,783$0$35,820$0$310,557$0$0$0
MONIQUE L MARCUS
CONTROLLER$212,715$0$0$0$1,346$0$22,225$0$32,558$0$268,844$0$0$0
JEREMY COMPTON
ASSISTANT CONTROLLER$164,278$0$7,000$0$209$0$16,526$0$10,949$0$198,962$0$0$0
LAUREN T SPILIOTES ESQ
DEPUTY GENERAL COUNSEL & ASSISTANT SECRETARY$438,958$0$4,100$0$22,160$0$28,000$0$26,435$0$519,653$0$0$0
GREGORY DENINNO
MANAGING DIRECTOR, PRIVATE INVESTMENTS$450,475$0$0$0$20,142$0$28,000$0$23,971$0$522,588$0$0$0
ROBERT J KOLYER JR
MANAGING DIRECTOR, DIVERSIFYING ASSETS$540,417$0$0$0$22,912$0$28,000$0$31,417$0$622,746$0$0$0
RICHARD A PENDER
MANAGING DIRECTOR, GLOBAL EQUITIES$531,662$0$0$0$22,820$0$28,000$0$32,795$0$615,277$0$0$0
ERIC KANDEL MD
INVESTIGATOR$689,385$0$0$0$31,675$0$28,000$0$38,630$0$787,690$0$0$0
RICHARD AXEL MD
INVESTIGATOR$685,437$0$0$0$14,906$0$28,000$0$31,995$0$760,338$0$0$0
GLEN ZWICKER
MANAGING DIRECTOR & HEAD OF INVESTMENT OPS$424,919$0$250,171$0$19,703$0$28,000$0$37,509$0$760,302$0$0$0
TOM CECH PHD
INVESTIGATOR$656,810$0$0$0$33,684$0$28,000$0$35,537$0$754,031$0$0$0
RANDY W SCHEKMAN PHD
INVESTIGATOR$647,711$0$0$0$33,345$0$28,000$0$28,792$0$737,848$0$0$0
ROBERT TJIAN PHD
INVESTIGATOR/FORMER PRESIDENT$565,840$0$0$0$29,055$0$28,000$0$44,742$0$667,637$0$0$0
DENNIS MCKEARIN PHD
SENIOR SCIENTIFIC OFFICER/FORMER VP OF OPERATIONS$450,383$0$12,450$0$5,954$0$28,000$0$33,497$0$530,284$0$0$0
JOHN PALMISANO
CHIEF OF BUSINESS SOLUTIONS/FORMER VP FOR INFORMATION TECHNOLOGY$289,919$0$0$0$21,072$0$28,000$0$16,525$0$355,516$0$0$0

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule J, Part I, Line 1a First-class or charter travelUnder HHMI policies, HHMI reimburses its Trustees for the reasonable cost of airfare one class above coach for domestic or international flights, and its President, Vice Presidents, and certain advisory group members for the reasonable cost of airfare at one class above coach for domestic or international flights of three hours or more. If a particular aircraft does not have a business class section, one class above coach may be first class. As an alternative, HHMI may reimburse for the cost of coach airfare plus the cost of an upgrade to travel at one level above coach for a flight of three hours or more. Such travel reimbursements are excluded from taxable compensation in accordance with HHMI's accountable plan. During fiscal year 2020, one officer, one trustee and one key employee flew first class.
Schedule J, Part I, Line 1a Housing allowance or residence for personal useIn fiscal year 2020, HHMI's President resides in an HHMI-owned house on the headquarters campus, for which she pays HHMI at a fair market rental rate. Because HHMI's President was also required to spend time at HHMI's Janelia campus, where she runs a research laboratory as well as attends meetings and participates in conferences, HHMI made an apartment available to her at that location. HHMI's Vice President and Executive Director, Janelia Research Campus, is required as a condition of employment to reside on the Janelia campus in housing built for that purpose. HHMI's Vice President and Chief Scientific Officer currently resides in an HHMI-owned apartment on the headquarters campus, for which he pays HHMI at a fair market rental rate. The Institute provides a housing assistance program for one individual who relocated to take a position with HHMI, which may be used to cover the individual's mortgage or rent payments. The housing assistance program is treated as additional taxable compensation.
Schedule J, Part I, Line 7 Non-fixed paymentsHHMI has an incentive compensation plan for its senior investment staff under which a portion of their compensation is determined based on performance of HHMI's portfolio against market benchmarks. HHMI also makes one-time payments to some of its other employees, including but not limited to officers, in recognition of exceptional performance.
Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exceptionWhen recruiting individuals for high-level positions, HHMI typically enters into initial contracts. HHMI has entered into initial contracts with a number of Vice Presidents. HHMI's standard practice is to have independent compensation consultants regularly review and confirm the reasonableness of compensation of HHMI's officers and key employees, regardless of whether the initial contract exception applies.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
LOUDOUN COUNTY IDA
A521310230545910AL52003-02-27$500,000,000FINANCE CONSTRUCTION OF JANELIA RESEARCH CAMPUSfalsefalsefalse
LOUDOUN COUNTY IDA
B521310230545910AP62009-10-02$23,000,000FINANCE CONSTRUCTION OF JANELIA APTfalsefalsefalse
LOUDOUN COUNTY IDA
C521310230545910AQ42013-05-15$33,130,000FINANCE CONSTRUCTION OF JANELIA APT Bfalsefalsefalse
MEDCO
D521376562574205FY12008-02-15$83,500,000FINANCE CONSTRUCTION OF HQ EXPANSIONfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$0$0$534,028,000$0$54,203,000$0$200,000$0$0$479,625,000$0$02006falsefalseYes (true)Yes (true)
B$0$0$23,022,042$0$904,914$0$0$0$43,305$22,073,823$0$02011falsefalseYes (true)Yes (true)
C$0$0$33,145,417$0$1,173,864$0$397,311$0$0$31,574,242$0$02015falsefalseYes (true)Yes (true)
D$0$0$84,953,297$0$5,954,687$0$631,673$0$0$78,366,937$0$02010falsefalseYes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalsefalseYes (true)Yes (true)Yes (true)Yes (true)0.00.00.0falsefalsefalse
BfalsefalseYes (true)Yes (true)false0.00.00.0falsefalsefalse
CfalsefalseYes (true)Yes (true)false0.00.00.0falsefalsefalse
DfalsefalseYes (true)Yes (true)false0.00.00.0falsefalsefalse

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueInd
WELLS FARGO
AYes (true)Yes (true)Yes (true)20.0falsefalsefalsefalseYes (true)
JPMORGAN CHASE
BfalseYes (true)Yes (true)30.0falsefalsefalsefalseYes (true)falsefalseYes (true)
WELLS FARGO BANK
CfalseYes (true)Yes (true)30.0falsefalsefalsefalseYes (true)falsefalseYes (true)
JP MORGAN
DfalseYes (true)Yes (true)30.0falsefalsefalsefalseYes (true)falsefalseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
Afalse
Bfalse
Cfalse
Dfalse

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule K, Part I Part IThe bond issued February 27, 2003 also includes CUSIPS 545910AM3, 545910AG6, 545910AH4, 545910AJO, and 545910AK7.
Schedule K, Part II, Line 3 Part II, Line 3 - Total ProceedsThe bonds issued on 2/27/2003, 10/2/2009, 2/15/2008, 5/15/2013 and 6/6/2019 included investment proceeds that made up the difference between the amount of the bond issue and the total proceeds.
Schedule K, Part IV Part IV - Name of ProviderThe other counterparties pertaining to the bond issued on 2/27/2003 were Bank of America (30 years), Goldman Sachs (30 years) and JP Morgan (30 years.)
Schedule K, Part IV, Line 4a Part IV, Line 4aYes, for the bonds issued on 2/27/2003, 10/2/2009, 2/15/2008, 5/15/2008 and 5/15/2013.
Schedule K, Part IV, Line 2c COLUMN BIssuer name: LOUDOUN COUNTY IDA The calculation for computing no rebate due was performed on 10/07/2019
Schedule K, Part IV, Line 2c COLUMN CIssuer name: LOUDOUN COUNTY IDA The calculation for computing no rebate due was performed on 05/09/2018
Schedule K, Part IV, Line 2c COLUMN DIssuer name: MEDCO The calculation for computing no rebate due was performed on 02/19/2018

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
MEDCO
A521376562574205FZ82008-05-15$76,500,000REFUNDING OF ISSUE TO FINANCE HQ CONSTRUCTION ORIGINALLY ISSUED 11/08/1990falsefalsefalse
LOUDOUN COUNTY IDA
B52131023054601TAA42019-06-06$51,773,425FINANCE CONSTRUCTION OF JANELIA APT Cfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$0$0$76,500,000$0$0$0$0$0$0$0$76,500,000$01993Yes (true)falseYes (true)Yes (true)
B$0$0$52,378,424$0$0$0$772,575$0$0$39,113,585$0$12,494,807falsefalsefalseYes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCdPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0.00.00.0
B0.00.00.0falsefalseYes (true)Yes (true)falsefalsefalsefalse

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

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Schedule L IRS990ScheduleL

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp

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Business Name BusinessName

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Business Name Line1VIKNESH SIVANATHANBusinessNameLine1Txt
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Relationship DescriptionSPOUSERelationshipDescriptionTxt
Transaction$137,607TransactionAmt
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Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule L, Part IV, Column (d) REPORTABLE BUSINESS TRANSACTIONSFormAndLineReferenceDesc
ExplanationAN OFFICER OF THE CORPORATION IS MARRIED TO A STAFF MEMBER.ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (12 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Form 990, Part I, Line 15 Salaries, other compensation, employee benefits - PY vs CYStarting in FY20, the Institute reports other components of periodic pension cost outside of operating expenses. These amounts are to be included in "other changes in net assets". The net effect of this change results in a large reduction in salaries and benefits expense on the Form 990, page 1, Part I, line 15, which is attributable to actuarial pension adjustments. The Institute included $124 million of other components of periodic pension cost on its fiscal year 2019 Form 990 that arose from the postretirement benefit plan. This loss is included on Part I, line 15 of the current year Form 990 in the prior year column. (See ASU 2017-07, Compensation - Retirement Benefits (Topic 715): Improving the Presentation of Net Periodic Pension Cost and Net Periodic Postretirement Benefit Cost)
Form 990, Part III, Line 4b Program Service DescriptionThrough its Science Education initiatives, HHMI invests in individuals, institutions, initiatives, and media that advance learning. HHMI also nourishes the public understanding of science by bringing important stories of scientific discovery to a wide variety of audiences. (A) Science Education Grant and Research Programs HHMI's Inclusive Excellence initiative aims to help colleges and universities increase their capacity for inclusion in science of all students, especially those students who come to college via non-traditional pathways. These "new majority" students include persons from groups excluded because of their ethnicity or race, first-generation college students, students who transfer from community colleges, and working adults with families. In two earlier rounds of competition, 812 proposals from 594 colleges and universities were submitted from which 57 institutions were selected to receive 5-year grants beginning in 2017 and 2018. In the spring of 2019, HHMI announced the third round of competition for the initiative, with the goal of adding up to 30 more schools to the program in the fall of 2021; 354 proposals were submitted. HHMI completed a pilot project with the University of Maryland, Baltimore County (UMBC), the Pennsylvania State University, and the University of North Carolina at Chapel Hill, in the collaborative Meyerhoff Adaptation Project. The pilot project aims to learn whether elements of UMBC's highly regarded Meyerhoff Scholars Program can be adapted and successfully implemented at other research universities. Building on what is being learned through the Meyerhoff Adaptation Project pilot, in 2019 HHMI announced a new initiative called Driving Change, with plans to make up to six grants to U.S. research universities beginning in the fall of 2021. In response to the call for proposals, 99 universities submitted Letters of Intent. Driving Change grantees will: (i) create and implement their version of UMBC's Meyerhoff Scholars Program; (ii) develop and implement activities aimed at creating a more inclusive STEM learning environment for all students; and (iii) actively participate in a learning community of Driving Change institutions. The HHMI Professors program empowers accomplished science faculty at leading research universities to apply the rigor and creativity that make them successful in research to important challenges in undergraduate science education. HHMI Professors model fundamental reform in the way undergraduate science is taught at research universities through innovative teaching and are encouraged to share ideas and collaborate with their peers to improve science education. In addition to their commitment to student learning, these highly visible scientists have developed new educational resources and implemented novel mentoring programs to support students. To date, 69 scientists have been named HHMI Professors. In 2020, the Science Education Alliance Phage Hunters Advancing Genomics and Evolutionary Science (SEA-PHAGES) added 16 colleges and universities to the alliance. SEA-PHAGES is a two-semester course-based research experience designed to replace the traditional introductory biology lab sequence in the undergraduate curriculum. Developed in 2008, the SEA-PHAGES program has been implemented at more than 150 colleges and universities and has produced more than 100 publications, many including SEA-PHAGES students and faculty as co-authors. In the fall of 2019, more than 6,000 students, primarily college freshmen and sophomores, participated in the program. HHMI's Gilliam Fellowships for Advanced Study Program supports PhD students who plan to pursue careers in academic science and who are committed to advancing diversity and inclusion in science. In FY20, HHMI made 45 new awards. Each award provides an annual payment of $50,000, which includes the fellow's stipend, a research allowance for the fellow, an institutional allowance to offset tuition and fees, and an allowance to support diversity and inclusion activities on the fellow's campus. In addition to supporting the graduate student, the award provides the Fellow's dissertation adviser training in culturally aware mentoring. In 2020, HHMI continued support of three laboratories that provide professional development to scientists. The three grantee institutions are the Cold Spring Harbor Laboratory on Long Island, New York, the Jackson Laboratory in Bar Harbor, Maine, and the Marine Biological Laboratory in Woods Hole, Massachusetts. Together, the three institutions are important resources for the scientific community, annually engaging hundreds of scientists at different levels of professional development-graduate students, postdoctoral scientists, and faculty members-in advanced courses and workshops, mainly during the summer. In 2020, HHMI continued support of K-12 science education activities in Maryland and Virginia. These local grantee organizations include: the Audubon Naturalist Society, the Chesapeake Bay Foundation, Loudoun County (Virginia) Public Schools, Montgomery County (Maryland) Public Schools, and Prince George's (Maryland) Public Schools. HHMI funded programs include: nature-based learning activities for students, parents, teachers, and principals; research internships for high school students; science curriculum development; professional development for middle school and high school teachers; and resource centers that enable teachers to provide authentic laboratory experiences for their students. (B) Educational Media Group HHMI BioInteractive, a resource for general high school biology, AP/IB biology, and college-level introductory biology teachers, has been in existence for nearly two decades and receives 3 million visitors per year through its website. The Educational Media Group produces the science education resources for BioInteractive, including interactive multimedia materials, scientific animations, videos, in-class activities, as well as award-winning, broadcast-quality short films. The resources are then made available to educators online, through the BioInteractive.org website and YouTube channel, and at workshops and conventions. In March 2020, the BioInteractive team met the challenge and transitioned its activities to the virtual world due to COVID 19 restrictions. On July 6-7, 2020, approximately 30 high school and higher education educators met virtually for the fourth annual HHMI Educator Professional Development Conference. The two-day conference focused on community building, implicit bias awareness and inclusive learning environments. The featured speaker was Dr. Mays Imad, Professor of Genetics, Biotechnology and Bioethics at Pima Community College. On July 20-21, 2020, BioInteractive convened the approximately 30 educators for a two-day virtual workshop to develop strategies and plans around inclusive teaching. Looking ahead, HHMI BioInteractive announced the selection of 30 educators for the first BioInteractive Ambassador Academy in September 2020. This 2020-2023 cohort will work with BioInteractive to spread inclusive and equitable science teaching practices. The Academy is a research-based professional development pathway focused on building professional learning leadership capacity and will include workshops, coaching, professional networking, and opportunities to participate in and present at science education conferences. In 2020 the Educational Media Group also developed and released two multipart animation series - one exploring the process of cellular respiration and one the biology of SARS-CoV-2 - and a short classroom film on evolution; Out of the Ashes: Dawn of the Age of Mammals.
Form 990, Part III, Line 4b Program Service Description (Continued)(C) Tangled Bank Studios Tangled Bank Studios, LLC, is a mission-driven production company dedicated to crafting compelling, immersive films about science and scientists for broadcast, theatrical, and digital distribution. As an extension of HHMI's longstanding science education mission, the studio aims to produce programs that capture compelling stories of discovery across all branches of scientific inquiry, with particular focus on the life sciences. Together with world class partners, the studio creates innovative outreach initiatives to amplify the reach and deepen the impact around each project. Despite enormous challenges presented by the global pandemic, Tangled Bank was able to move forward with planned productions, launches and events this year. New films released this year: NATURE'S FEAR FACTOR - This film exploring how fear affects animal behavior in different ecosystems debuted in October 2020 on NOVA/PBS and now streams for free on the PBS website. The film features exclusive footage of the reintroduction of wild dogs (or painted wolves) to Gorongosa National Park in Mozambique. Tangled Bank also screened the film at the Jackson Wild film festival, the Nature Environment Wildlife Filmmakers (NEWF) Congress, and the Society for Environmental Journalists virtual conference followed by panel discussions. OLIVER SACKS: HIS OWN LIFE - Scheduled to debut theatrically in the spring of 2020, after debuting at the Telluride Film Festival in 2019, the film ultimately launched theatrically in September. With most theaters closed, the film debuted in the U.S. and Canada mostly virtually through an innovative new platform called Kino Marquis that allowed patrons to watch the film at home. The NY Times selected the film as a "critic's pick" and wrote a glowing review of the film. The NYT review is one of a long list of positive reviews including Variety which called it "a tender and thrilling look at the sacred demons that drove the poetic neurologist of 'Awakenings,'" Science, AARP which listed it as one of the 20 must see films this Fall, and Gold Derby, which listed the film as a serious awards contender. Film Updates: THE SERENGETI RULES - The film, which debuted at the Tribeca film festival in 2018 and then aired on Nature/PBS in 2019 won the Emmy for Best Nature Documentary in 2020. The film continued to be shown at virtual film festivals and in classrooms and is available to stream for free on PBS. INVENTING TOMORROW - The film, which premiered at Sundance in 2018, was featured at film festivals around the world premiered on POV on PBS in July 2019, won the prestigious Peabody award in 2020. The film was screened at the NAAEE virtual conference and will be screened at the NABT virtual conference. SPILLOVER - Due to an increase in demand for information about viruses that spill over from animals to humans, PBS requested an additional broadcast of the film. It was rebroadcast on March 19 with a slate communicating to audiences that the science explored in the film applied to the coronavirus. OUR GORONGOSA - The film debuted theatrically at the Wild and Scenic Film Festival in January, was broadcast to virtual audiences at the Smithsonian's Earth Optimism Summit in April and the Wildscreen virtual film festival in October followed by panel discussions with scientists and filmmakers. The film won awards from the Portland Eco Film Festival and the Friday Harbor Film Festival and earned an honorable mention for the Inspiring Change award from the Silbersalz Science & Media Awards. The film was also distributed by Impact (Ed) international to more than 1900 learning centers that support school and club learning in Nigeria, Ghana and Kenya. Efforts to screen the film for the 200,000+ people who live in the Park's buffer zone were delayed by COVID but will get underway once it is safe to do so. (D) Hanna H. Gray Fellows Program In June 2016, HHMI announced a new program to recruit and retain early-career scientists who are from gender, racial, ethnic, and other groups underrepresented in the life sciences, including those from disadvantaged backgrounds. Through an open competition, HHMI selects scientists early in their training to become Hanna Gray Fellows. Each fellow will receive funding for up to eight years, with mentoring and active involvement within the HHMI community. In this two-phase program, fellows will be supported from early postdoctoral training through several years of a tenure-track faculty position. Through the current fiscal year, HHMI has selected 45 fellows to support, and will invest a total of up to $75 million for their support over eight years. A fourth competition is currently underway, with plans to select an additional 15 by the winter of 2020. (E) Faculty Scholars HHMI, together with the Simons Foundation, and the Bill & Melinda Gates Foundation continued to provide grant support to 66 Faculty Scholars during the current fiscal year, early-career scientists who have great potential to make unique contributions to their field. The scientists represent 36 institutions across the United States. Through the Faculty Scholars Program, HHMI and its partner philanthropies will spend up to $67.5 million over five years to support the scientists selected to receive grants. The range of five-year grant award totals is $600,000-$1.8 million, including indirect costs. Faculty Scholars are required to devote at least 50 percent of their total effort to the direct conduct of research. (F) eLife Open Access Journal HHMI, together with the Wellcome Trust and the Max Planck Society, continues to support a top tier scientific journal called eLife. The online journal follows an open access model and is directed by practicing scientists. eLife Sciences Publications, Ltd., is an independent non-profit entity governed by a separate board of directors. eLife began publishing research articles in late 2012 and is publishing articles online on a regular basis.
Form 990, Part VI, Line 11b Review of form 990 by governing bodyThe Howard Hughes Medical Institute's Form 990 is initially prepared by its Tax Compliance Department, in coordination with other HHMI departments as needed. The draft return is reviewed by senior management of HHMI and by attorneys in HHMI's Office of the General Counsel. Following these reviews and the resolution of any questions that have been raised, the draft return is reviewed by HHMI's outside tax preparer. Finally, a copy of the return is provided to the members of HHMI's Board of Trustees so that they have an opportunity to review and comment on the return before it is filed.
Form 990, Part VI, Line 12c Conflict of interest policyIn addition to HHMI's code of conduct, which addresses conflicts of interest and applies to all HHMI employees, officers, Trustees, and advisors, HHMI has specific conflict of interest policies for different categories of personnel. Under the HHMI policies that apply to Trustees, officers, and key employees, these individuals must disclose annually interests that could give rise to conflicts of interest, and must certify annually their compliance with the conflict of interest policy that applies to them. Annual disclosures and certifications are reviewed by HHMI's Office of the General Counsel, and by other HHMI managers as needed. The conflict of interest policy covering HHMI's Trustees also requires each Trustee to disclose to the other Trustees any actual or apparent conflict of interest with respect to a proposed HHMI transaction. If the other Trustees decide that there is only the appearance of a conflict of interest, and that it could not reasonably be considered to affect the independent, unbiased judgment of the disclosing Trustee with respect to the transaction at issue, no further action is required to address the apparent conflict. In all other cases, including all actual conflicts of interest, the disclosing Trustee is not permitted to participate in the deliberation or decision regarding the transaction under consideration, and must leave the room during the deliberation and vote. The conflict of interest policies covering HHMI's officers and key employees require each covered individual to obtain supervisory approval up to the level of HHMI's President before entering into an affiliation with or acquiring an interest of 1% or more in any entity that is or may become a recipient of HHMI funds. HHMI's President, in consultation with HHMI's General Counsel, may permit the affiliation or interest if it would not interfere with the covered individual's performance of his or her HHMI responsibilities, would not create the appearance of a conflict of interest, and would be consistent with sound business judgment. HHMI's President may set conditions on approval, for example that there be no remuneration to the covered individual. Proposed affiliations and interests of 1% or more of HHMI's President are subject to the approval of the Chairman of the Trustees.
Form 990, Part VI, Line 15a Process to establish compensation of top management officialTHE COMPENSATION FOR HHMI'S PRESIDENT, OTHER OFFICERS, AND KEY EMPLOYEES IS SET USING THE FOLLOWING PROCEDURES: EVERY OTHER YEAR, THE AUDIT AND COMPENSATION COMMITTEE OF HHMI'S BOARD OF TRUSTEES ENGAGES ONE OR MORE INDEPENDENT COMPENSATION CONSULTANTS TO CONDUCT A STUDY OF COMPARABLE MARKET DATA. THE STUDY INCLUDES DATA FOR HHMI'S PRESIDENT, OTHER OFFICERS, AND KEY EMPLOYEES. THE INDEPENDENT COMPENSATION CONSULTANTS ALSO PROVIDE AN OPINION REGARDING THE REASONABLENESS OF THE COMPENSATION ARRANGEMENTS FOR THE POSITIONS INCLUDED IN THE STUDY. THE STUDY INCLUDES COMPARABLE MARKET DATA FOR ALL COMPONENTS OF COMPENSATION FOR EACH PERSON COVERED BY THE STUDY, INCLUDING BASE SALARY, INCENTIVE COMPENSATION (IF ANY), AND BENEFITS. THE BOARD OF TRUSTEES RELIES ON THE MARKET DATA AND OPINION PROVIDED BY THE COMPENSATION CONSULTANT IN MAKING COMPENSATION DECISIONS FOR HHMI'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES. THE DECISION IS MADE BY INDEPENDENT TRUSTEES. ANY TRUSTEE WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO A SPECIFIC OFFICER OR KEY EMPLOYEE MUST RECUSE HIMSELF OR HERSELF FROM THE DECISION ON THAT PERSON'S COMPENSATION, AND LEAVE THE MEETING ROOM DURING THE DEBATE AND VOTING ON IT. IN THE ALTERNATE YEARS WHEN A STUDY IS NOT DONE, THE TRUSTEES CONFIRM WITH THE INDEPENDENT COMPENSATION CONSULTANTS THAT THE RANGE OF ANY PROPOSED MERIT INCREASES FOR HHMI EMPLOYEES, INCLUDING SENIOR MANAGEMENT, IS REASONABLE COMPARED WITH GENERALLY PREVAILING COMPENSATION INCREASES IN THE MARKET OVER THE PAST YEAR. THE BOARD OF TRUSTEES RELIES ON THIS ADVICE IN MAKING COMPENSATION DECISIONS FOR HHMI'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES. RECUSAL PROCEDURES ARE THE SAME AS IN THE YEARS WHEN A STUDY IS DONE. IN EACH YEAR, MINUTES OF THE DISCUSSIONS AND DECISIONS REGARDING COMPENSATION ARE PREPARED AFTER EACH MEETING AND ARE SUBMITTED FOR APPROVAL AT THE NEXT MEETING. APPROVED MINUTES ARE KEPT IN HHMI'S RECORDS. ALL MINUTES INCLUDE THE DATE OF THE MEETING, IDENTIFY THOSE TRUSTEES WHO ATTENDED AND VOTED ON THE COMPENSATION ARRANGEMENTS, AND NOTE ANY RECUSALS OF TRUSTEES WITH A CONFLICT OF INTEREST. THE COMPARABILITY STUDIES AND OPINIONS RELIED ON AT THE MEETING ARE REFERENCED IN THE MINUTES, AND COPIES OF THESE MATERIALS ARE ALSO KEPT IN HHMI'S RECORDS. HHMI'S BOARD OF TRUSTEES FOLLOWED THIS PROCESS IN AUGUST 2018 AND AUGUST 2019 IN DETERMINING COMPENSATION FOR THE FOLLOWING POSITIONS FOR FISCAL YEAR 2020: PRESIDENT, VICE PRESIDENTS, AND MANAGING DIRECTORS - INVESTMENTS.
Form 990, Part VI, Line 15b Process to establish compensation of other employeesTHE COMPENSATION FOR HHMI'S PRESIDENT, OTHER OFFICERS, AND KEY EMPLOYEES IS SET USING THE FOLLOWING PROCEDURES: EVERY OTHER YEAR, THE AUDIT AND COMPENSATION COMMITTEE OF HHMI'S BOARD OF TRUSTEES ENGAGES ONE OR MORE INDEPENDENT COMPENSATION CONSULTANTS TO CONDUCT A STUDY OF COMPARABLE MARKET DATA. THE STUDY INCLUDES DATA FOR HHMI'S PRESIDENT, OTHER OFFICERS, AND KEY EMPLOYEES. THE INDEPENDENT COMPENSATION CONSULTANTS ALSO PROVIDE AN OPINION REGARDING THE REASONABLENESS OF THE COMPENSATION ARRANGEMENTS FOR THE POSITIONS INCLUDED IN THE STUDY. THE STUDY INCLUDES COMPARABLE MARKET DATA FOR ALL COMPONENTS OF COMPENSATION FOR EACH PERSON COVERED BY THE STUDY, INCLUDING BASE SALARY, INCENTIVE COMPENSATION (IF ANY), AND BENEFITS. THE BOARD OF TRUSTEES RELIES ON THE MARKET DATA AND OPINION PROVIDED BY THE COMPENSATION CONSULTANT IN MAKING COMPENSATION DECISIONS FOR HHMI'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES. THE DECISION IS MADE BY INDEPENDENT TRUSTEES. ANY TRUSTEE WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO A SPECIFIC OFFICER OR KEY EMPLOYEE MUST RECUSE HIMSELF OR HERSELF FROM THE DECISION ON THAT PERSON'S COMPENSATION, AND LEAVE THE MEETING ROOM DURING THE DEBATE AND VOTING ON IT. IN THE ALTERNATE YEARS WHEN A STUDY IS NOT DONE, THE TRUSTEES CONFIRM WITH THE INDEPENDENT COMPENSATION CONSULTANTS THAT THE RANGE OF ANY PROPOSED MERIT INCREASES FOR HHMI EMPLOYEES, INCLUDING SENIOR MANAGEMENT, IS REASONABLE COMPARED WITH GENERALLY PREVAILING COMPENSATION INCREASES IN THE MARKET OVER THE PAST YEAR. THE BOARD OF TRUSTEES RELIES ON THIS ADVICE IN MAKING COMPENSATION DECISIONS FOR HHMI'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES. RECUSAL PROCEDURES ARE THE SAME AS IN THE YEARS WHEN A STUDY IS DONE. IN EACH YEAR, MINUTES OF THE DISCUSSIONS AND DECISIONS REGARDING COMPENSATION ARE PREPARED AFTER EACH MEETING AND ARE SUBMITTED FOR APPROVAL AT THE NEXT MEETING. APPROVED MINUTES ARE KEPT IN HHMI'S RECORDS. ALL MINUTES INCLUDE THE DATE OF THE MEETING, IDENTIFY THOSE TRUSTEES WHO ATTENDED AND VOTED ON THE COMPENSATION ARRANGEMENTS, AND NOTE ANY RECUSALS OF TRUSTEES WITH A CONFLICT OF INTEREST. THE COMPARABILITY STUDIES AND OPINIONS RELIED ON AT THE MEETING ARE REFERENCED IN THE MINUTES, AND COPIES OF THESE MATERIALS ARE ALSO KEPT IN HHMI'S RECORDS. HHMI'S BOARD OF TRUSTEES FOLLOWED THIS PROCESS IN AUGUST 2018 AND AUGUST 2019 IN DETERMINING COMPENSATION FOR THE FOLLOWING POSITIONS FOR FISCAL YEAR 2020: PRESIDENT, VICE PRESIDENTS, AND MANAGING DIRECTORS - INVESTMENTS.
Form 990, Part VI, Line 19 Required documents available to the publicHHMI's practice has been to make a copy of its charter and by-laws available on request. HHMI's code of conduct, which addresses conflicts of interest, is available to the public on the HHMI website. A downloadable copy of HHMI's most recent audited financial statements is also available to the public on the website.
Form 990, Part VIII, Line 11d Other Miscellaneous Revenue- Total Revenue: 22279, Related or Exempt Function Revenue: , Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: 22279;
Form 990, Part XI, Line 9 Other changes in net assets or fund balancesGrant write-offs - 1992632; Grant refunds - 1552109; Deferred tax benefit - -9367421; Pension Actuarial Adjustments - XXX-XX-XXXX;
Schedule A, Part I, Line 4 List of Hospital AffiliationsList of hospital affiliations for e-filing: Hospital, City, State, Zip Code- Baylor-affil hosps, Houston, TX 77030/ Brandeis-affil hsps, Waltham, MA 02254/ CalTech-affil hosps, Pasadena, CA 91125/ Carnegie-affil hsps, Baltimore, MD 21218/ Children's Hosp, Boston, MA 02115/ Children's Hosp, Cincinnati, OH 45229/ Columbia-affil hsps, New York, NY 10027/ Cornell-affil hosps, New York, NY 14853/ CSHL-affil hosps, Cold Spring Harbor, NY 11724/ Dana-Farber, Boston, MA 02115/ Duke-affil hosps, Durham, NC 27706/ Fred Hutch , Seattle, WA 98109/ Harvard-affil hosps, Cambridge, MA 02138/ Indiana-affil hosp, Bloomington, IN 47405/ JHopkins Hosp, Baltimore, MD 21205/ JHU-affil hosps, Baltimore, MD 21218/ Mass Gen Hosp, Boston, MA 02129/ MichSU-affil hosps, Lansing, MI 48824/ MIT-affil hosps, Boston, MA 02139/ MSKCC-affil hosps, New York, NY 10021/ NWU-affil hosps, Evanston, IL 60208/ NYU-NYU Hosps, New York, NY 10016/ OHSU-OHSU Hosp, Portland, OR 97239/ Princeton-affil hosps, Princeton, NJ 08544/ PSU-affil hosps, State College, PA 16802/ Rockefeller-Hosp, New York, NY 10021/ Salk-affil hosps, La Jolla, CA 92093/ Scripps-affil hosps, La Jolla, CA 92037/ St. Jude, Memphis, TN 38105/ Stanford-affil hosps, Palo Alto, CA 94305/ Stowers-affil hosps, Kansas City, MO 64110/ TJL-affil hosps, Bar Harbor, ME 04609/ UCB-affil hosps, Berkeley, CA 94720/ UC-Davis-affil hsp, Davis, CA 95616/ UChi-affil hosp, Chicago, IL 60637/ UCLA-Med Ctr-affil hosps, Los Angeles, CA 90095/ UColo-affil hosp, Boulder, CO 80309/ UColo-affil hosp, Denver, CO 80204/ UCSC-affil hosps, Santa Cruz, CA 95064/ UCSD-affil hosps, San Diego, CA 92093/ UCSF-UCSF Hosps, San Francisco, CA 94143/ UIllinois-affil hsp, Urbana, IL 61801/ UIowa-UIowa Hosps, Iowa City, IA 52242/ UMass-Med Ctr, Worcester, MA 01605/ UMD-affil hosp, Baltimore, MD 21201/ UMD-affil hosp, College Park, MD 20742/ UMich-UMich Hosp, Ann Arbor, MI 48109/ UMinn-affil hosps, Minneapolis, MN 55414/ UNC-affil hosps, Chapel Hill, NC 27599/ UOregon-affil hsp, Eugene, OR 97403/ UPenn-UPenn Hosp, Philadelphia, PA 19104/ UT-Austin-UT Hosp, Austin, TX 78712/ UTSW-UTSW Hosps, Dallas, TX 75390/ UUtah-UUtah Hosps, Salt Lake City, UT 84112/ UWash-Med Ctr, Seattle, WA 98195/ UWisc-affil hosps, Madison, WI 53706/ WashU-affil hosp, St. Louis, MO 63130/ Whitehead-affil hosps, Cambridge, MA 02138/ YaleU-affil hosp, New Haven, CT 06520
Schedule A, Part I, Line 4 MRO QualificationThe Institute is a medical research organization for its taxable year ended August 31, 2020, as its expenditures of $797,911,575 on a cash basis for the year ended August 31 , 2019 exceeded the MRO requirement of $726,736,514 (3.5% of the HHMI endowment).

Schedule R IRS990ScheduleR

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HHMI V LLC
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HHMI VIII LLC
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HHMI XII LLC
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HHMI XIII LLC
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HHMI XIV LLC
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HHMI XV LLC
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HHMI-SA LLC
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JANELIA FARM HOLDING LLC
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LSV ADVANTAGE INTERNATIONAL III LLC
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LSV ADVANTAGE INTERNATIONAL III-B LLC
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LSV ADVANTAGE INTL III (CAYMAN) LTD
INVESTMENTHHMI$217,945$3,196,49789 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205980689621CJ
LSV ADVANTAGE INTL III-B (CAYMAN) LTD
INVESTMENTHHMI$3,295,317$59,161,93989 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205981087158CJ
MISSING LINK PRODUCTIONS LLC
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PSG LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI
SELDEN ISLAND HOLDING LLC
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SPRUGOS INVESTMENTS II LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI
SPRUGOS INVESTMENTS III LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI-$9,500,461$403,789,514
SPRUGOS INVESTMENTS IX LLC
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4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI
SPRUGOS INVESTMENTS VI LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI
SPRUGOS INVESTMENTS VII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI-$10,001,168$272,051,214
SPRUGOS INVESTMENTS VIII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI$30,414,050$220,963,530
SPRUGOS INVESTMENTS X LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI
SPRUGOS INVESTMENTS XI LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI-$11,188,295$134,315,696
SPRUGOS INVESTMENTS XII LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815INVESTMENTDEHHMI$11,638$172,033
TANGLED BANK STUDIOS LLC
4000 JONES BRIDGE ROADCHEVY CHASEMD20815FILM PRODDEHHMI

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (29 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtPredominant Income TypePredominantIncomeTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtDisproportionate AllocationsDisproportionateAllocationsIndUBI Code VUBICodeVAmtGeneral Or Managing PartnerGeneralOrManagingPartnerIndOwnershipOwnershipPctAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdAddress Line2USAddress/AddressLine2TxtAddress Line2ForeignAddress/AddressLine2Txt
AGHAP FEEDER LLC
601 CARLSON PKWY STE 200MINNETONKAMN55305822892485INVESTMENTDEHHMIExcluded$7,014,029$20,920,655false-$863,524false0.64
ALVENTO CO-INVEST 1 LTD
INVESTMENTHHMIExcluded$0$0falsefalse0PO BOX 309 UGLAND HOUSEGEORGE TOWNGRAND CAYMANCJKY11104CJ
APCM OPPORTUNITY FUND LP
530 FIFTH AVENUE 20TH FLOORNEW YORKNY10036841808166INVESTMENTDEHHMIExcluded-$52,507$61,572,800falsefalse0.99
CERBERUS HH PARTNERS LP
981102879INVESTMENTHHMIExcluded$7,131,594$42,232,984falsefalse0.86190 ELGIN AVENUEGEORGE TOWNGRAND CAYMANCJKY19005CJ
COLHM STRATEGIC PARTNERS LP
515 South Flower St 44th FlLos AngelesCA90071453436140INVESTMENTCAHHMIExcluded$1,725,043$37,662,108falsefalse1
CVI HH INVESTMENTS LP
9320 EXCELSIOR BLVDHOPKINSMN55343901010136INVESTMENTMNHHMIExcluded$6,505,495$0falsefalse0MS144-7-2
DARK ROAST CAPITAL LP
130 W 42ND ST 20TH FLNEW YORKNY10036INVESTMENTDEHHMIExcluded$0$0falsefalse0.97
DIAKRISIS FUND LP
2777 SUMMER STREET SUITE 301STAMFORDCT06905352577920INVESTMENTCTHHMIExcluded$1,050,355$65,847,244falsefalse0.58
ECHO STREET GOODCO SELECT II LP
10 EAST 53RD STREETNEW YORKNY10022474827277INVESTMENTNYHHMIExcluded$31,456,203$605,224,164falsefalse0.3332ND FLOOR
EJF DO FUND (CAYMAN) LP
981043181INVESTMENTHHMIExcluded-$2,910,185$0falsefalse027 HOSPITAL ROADGEORGE TOWNGRAND CAYMANCJKY19008CJ
ENDEAVOR CAPITAL PRIVATE INVESTMENTS I LP
410 GREENWICH AVENUEGREENWICHCT06830823123572INVESTMENTCTHHMIExcluded$523,570$72,471,473falsefalse0.76
FINANCIAL HYBRID OPPORTUNITY SPV I LLC
1313 DOLLEY MADISON BLVDMCLEANVA22101825280920INVESTMENTVAHHMIExcluded$5,316,434$93,843,691falsefalse0.98SUITE 306
GEM BVP CO-INV-A LP
900 NORTH MICHIGAN AVENUECHICAGOIL60611472251559INVESTMENTILHHMIExcluded$3,899,941$24,864falsefalse1SUITE 1450
GEM NPL CO-INV FUND LP
900 NORTH MICHIGAN AVENUECHICAGOIL60611464232021INVESTMENTILHHMIExcluded$0$0falsefalse0SUITE 1450
HH ELLINGTON MASTER FUND II LTD
INVESTMENTHH ELLINGTON FUND II LTDExcluded$0$0falsefalse1WALKER HOUSE 87 MARY STGEORGE TOWNGRAND CAYMANCJKY11104CJ
HH ELLINGTON MASTER FUND LTD
981020904INVESTMENTHH ELLINGTON FUND LTDExcluded$29,399,310$478,240,228falsefalse0.94WALKER HOUSE 87 MARY STGEORGE TOWNGRAND CAYMANCJKY11104CJ
HH HOLDCO CO-INVESTMENT FUND LP
32 BROADWAY SUITE 1201NEW YORKNY10017300864915INVESTMENTNYHHMIExcluded$2,674,414$2,845,066falsefalse0.9
IG4 CAPITAL INFRASTRUCTURE CO-INVESTMENTS A LP
INVESTMENTHHMIExcluded$0$0falsefalse0.8JE
IG4 CAPITAL PRIVATE EQUITY INVESTMENTS II-A LP
INVESTMENTHHMIExcluded$2,111$545,984falsefalse0.78JE
IG4 CAPITAL PRIVATE EQUITY INVESTMENTS II-B LP
INVESTMENTHHMIExcluded$2,111$546,055falsefalse0.78JE
IG4 CAPITAL PRIVATE EQUITY INVESTMENTS II-C LP
INVESTMENTHHMIExcluded$2,111$546,055falsefalse0.78JE
MADISON ACQUISITION 4 LP
540 MADISON AVENUE 33RD FLNEW YORKNY10022364705548INVESTMENTDELSV ADVANTAGE INTERNATIONAL III-B LLCExcluded-$26,199$4,513,987falsefalse0.66
MONARCH SPECIAL OPPORTUNITIES MASTER FUND LTD
INVESTMENTMSOF HOLDINGS LTDExcluded$23,523,107$150,908,221falsefalse0.92CJ
MSOF HOLDINGS LTD
INVESTMENTMONARCH SPECIAL OPPORTUNITIES FUND LTDExcluded$22,649,123$144,272,934falsefalse0.96CJ
RCH OIL AND GAS MIDSTREAM FUND
3953 MAPLE AVENUEDALLASTX75219831010065INVESTMENTTXHHMIExcluded-$8,678,345$177,820,263falsefalse1SUITE 180
SERENGETI MULTI-SERIES INTERMEDIATE LLC SERIES HH
INVESTMENTDESERENGETI SEGREGATED PORTFOLIO COMPANY LTD PORTFOLIO HHExcluded$7,187,385$57,348,652falsefalse12 BLOOR STREET EASTTORONTOONTARIOCAM4W1A8SUITE 2700
SERENGETI MULTI-SERIES MASTER LLC SERIES HH
INVESTMENTDESERENGETI SEGREGATED PORTFOLIO COMPANY LTD PORTFOLIO HHExcluded$7,187,385$57,348,652falsefalse12 BLOOR STREET EASTTORONTOONTARIOCAM4W1A8SUITE 2700
SOLUS OPPORTUNITIES FUND 2 LP
410 PARK AVENUE 11TH FLOORNEW YORKNY10022463541945INVESTMENTNYHHMIExcluded$1,539,053$28,168,455falsefalse0.94
TOURMALET MATAWIN OFFSHORE FUND VI-A LP
INVESTMENTHHMIExcluded-$1,861,223$1,591,085falsefalse189 NEXUS WAY CAMANA BAYGEORGE TOWNGRAND CAYMANCJKY19007CJ

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (23 entries)

Address Line1ForeignAddress/AddressLine1TxtProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtEntity TypeEntityTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndAddress Line2ForeignAddress/AddressLine2TxtCityForeignAddress/CityNmAddress Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINLegal Domicile StateLegalDomicileStateCd
BLANTYRE MULANJ SPC
PO BOX 309 UGLAND HOUSEGRAND CAYMANCJKY11104INVESTMENTCJHHMIC Corporation$0$00.61Yes (true)
BLANTYRE SPECIAL SITUATION FUND I LIMITED
PO BOX 309 UGLAND HOUSEGRAND CAYMANCJKY11104INVESTMENTCJHHMIC Corporation-$310,454$51,434,2270.59Yes (true)
BROWNING WEST CAYMAN FUND LP
Walkers Corporate LtdGRAND CAYMANCJKY19009INVESTMENTCJHHMIC Corporation$0$00.66Yes (true)27 Hospital RdGeorge Town
EJF IB FINANCING LP
Walkers Corporate LtdGrand CaymanCJKY19008INVESTMENTCJHHMIC Corporation$2,125,586$25,720,8001Yes (true)27 Hospital RdGeorge Town
HH ELLINGTON FUND LTD
Walker House 87 Mary StreetGrand CaymanCJKY11104INVESTMENTCJHHMIC Corporation$29,393,557$122,025,1991Yes (true)George Town
HH ELLINGTON FUND II LTD
Walker House 87 Mary StreetGrand CaymanCJKY11104INVESTMENTCJHHMIC Corporation$0$01Yes (true)George Town
HHMI CAYMAN I COMPANY
INVESTMENTCJHHMIC Corporation$0$00Yes (true)
HHMI REAL ESTATE INC
INVESTMENTHHMIC Corporation$0$00Yes (true)4000 JONES BRIDGE ROADCHEVY CHASEMD20815203967202DE
LSV ADVANTAGE INTERNATIONAL III LTD
89 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205INVESTMENTCJHHMIC Corporation$169,803$569,6561Yes (true)981300995
LSV ADVANTAGE INTERNATIONAL III-B LTD
89 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205INVESTMENTCJHHMIC Corporation$1,845,856$16,968,4411Yes (true)981315328
LSV ADVANTAGE INTERNATIONAL III-C LTD
89 NEXUS WAY 2/F CAMANA BAYGRAND CAYMANCJKY11205INVESTMENTCJHHMIC Corporation$2,433,048$32,598,5351Yes (true)981331158
MALTA MARKET NEUTRAL OFFSHORE FUND II LTD
INVESTMENTCJHHMIC Corporation-$1,000,328$25,372,6340Yes (true)
MONARCH SPECIAL OPPORTUNITIES FUND LTD
INVESTMENTCJHHMIC Corporation$22,649,123$144,272,9340.96Yes (true)
NEWFOUNDLAND TERRANOVA OFFSHORE FUND
89 NEXUS WAY CAMANA BAYGRAND CAYMANCJKY19007INVESTMENTCJHHMIC Corporation$11,832,148$228,017,1060.93Yes (true)
PLEASANT VALLEY INVESTMENTS LP
INVESTMENTCJHHMIC Corporation$0$660,3460Yes (true)980586696
PORTSEA FUND SICAV PLC
INVESTMENTMTHHMIC Corporation$980,977$207,413,2810.52Yes (true)
PRISMA CAPITAL SPECIAL SITUATIONS FEEDER I LP
199 BAY ST 5300 COMMERCE COURT WESTONTARIOCAM5L1B9INVESTMENTCAHHMIC Corporation-$592,456$28,041,8771Yes (true)TORONTO
SERENGETI SEGREGATED PORTFOLIO COMPANY LTD PORTFOLIO HH
2 BLOOR STREET EAST STE 2700ONTARIOCAM4W1A8INVESTMENTCJHHMIC Corporation$7,187,385$57,214,4101Yes (true)TORONTO
SPECIAL SITUATIONS HH CARRY LP
PO BOX 309 UGLAND HOUSEGRAND CAYMANCJKY11104INVESTMENTCJHHMIC Corporation$0$01Yes (true)
SPRUGOS MAURITIUS I LTD
INVESTMENTMPHHMIC Corporation$0$01Yes (true)
STAR ASIA JAPAN SPECIAL SITUATIONS III FEEDER LP
INVESTMENTCJHHMIC Corporation$105,460,127$44,484,7851Yes (true)125 GAITHER DR STE LMOUNT LAURELNJ08054611892450
STAR ASIA JAPAN SPECIAL SITUATIONS IV FEEDER LP
INVESTMENTCJHHMIC Corporation$29,561,159$246,317,3511Yes (true)125 GAITHER DR STE LMOUNT LAURELNJ08054981520753
WILLA A LP
INVESTMENTJEHHMIC Corporation$0$13,937,7681Yes (true)981380677
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsfalseReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (true)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgfalseGiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth OrgfalseLoansOrGuaranteesFromOthOrgInd
Div Related OrganizationfalseDivRelatedOrganizationInd
Asset Sale To Other OrgfalseAssetSaleToOtherOrgInd
Asset Purchase From Other OrgfalseAssetPurchaseFromOtherOrgInd
Asset ExchangefalseAssetExchangeInd
Rental Of Facilities To Oth OrgfalseRentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth OrgfalseRentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgfalsePerformOfServicesForOthOrgInd
Perform Of Services By Other OrgfalsePerformOfServicesByOtherOrgInd
Sharing Of FacilitiesfalseSharingOfFacilitiesInd
Paid Employees SharingfalsePaidEmployeesSharingInd
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgfalseReimbursementPaidByOtherOrgInd
Transfer To Other OrgfalseTransferToOtherOrgInd
Transfer From Other OrgYes (true)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (44 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
Alvento Coinvest 1 Ltd
S$26,689,456FMV
APCM OPPORTUNITY FUND LP
B$70,000,000FMV
Blantyre Mulanje SPC
B$10,008,058FMV
Blantyre Special Situation Fund I Limited
B$77,106,295FMV
Blantyre Special Situation Fund I Limited
S$13,460,450FMV
Browning West Cayman Fund LP
B$100,000,000FMV
Cerberus HH Partners LP
S$7,828,639FMV
ColHM Strategic Partners LP
S$6,989,053FMV
CVI HH Investments LP
S$23,500,000FMV
Dark Roast Capital LP
B$25,000,000FMV
Diakrisis Fund LP
B$90,000,000FMV
Echo Street Goodco Select II LP
S$125,000,000FMV
EJF IB Financing
B$8,173,206FMV
EJF IB Financing
S$18,165,470FMV
Endeavour Capital Private Investments I LP
B$40,000,000FMV
HH Ellington Fund II Ltd
B$200,000,000FMV
HH Holdco Co-Investment Fund LP
S$75,678FMV
IG4 Capital Infrastructure Co-Investments A LP
B$19,200,000FMV
IG4 Capital Private Equity Investments II-A LP
B$26,513,028FMV
IG4 Capital Private Equity Investments II-A LP
S$201,055FMV
IG4 Capital Private Equity Investments II-B LP
B$26,513,028FMV
IG4 Capital Private Equity Investments II-B LP
S$201,055FMV
IG4 Capital Private Equity Investments II-C LP
B$26,513,028FMV
IG4 Capital Private Equity Investments II-C LP
S$201,055FMV
LSV Advantage International III Ltd
B$72,116FMV
LSV Advantage International III Ltd
S$275,033FMV
LSV Advantage International III-B Ltd
B$677,266FMV
LSV Advantage International III-B Ltd
S$3,753,521FMV
LSV Advantage International III-C Ltd
B$6,556,111FMV
LSV Advantage International III-C Ltd
S$8,634,119FMV
Madison Acquisition 4 LP
B$215,361FMV
Madison Acquisition 4 LP
S$1,149,153FMV
MALTA MARKET NEUTRAL OFFSHORE FUND II LTD
S$24,697,250FMV
Monarch Special Opportunities Fund Ltd - Series A Series B
B$131,000,000FMV
Monarch Special Opportunities Fund Ltd - Series A Series B
S$18,470,777FMV
Pleasant Valley Investments LP
S$591,919FMV
Prisma Capital Special Situations Feeder I LP
B$48,275,543FMV
Prisma Capital Special Situations Feeder I LP
S$9,775,784FMV
Serengeti Segregated Portfolio Company Ltd Portfolio HH
S$11,944,150FMV
Star Asia Japan Special Situations III Feeder LP
S$3,912,320FMV
Star Asia Japan Special Situations IV Feeder LP
B$27,715,306FMV
Star Asia Japan Special Situations IV Feeder LP
S$5,421,085FMV
Tourmalet Matawin Offshore Fund VI-A LP
S$2,000,000FMV
Willa A LP
B$2,326,037FMV

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