WILLIAM P INGERSOLL TRUST XXXXX8005: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM P INGERSOLL TRUST XXXXX8005 (EIN 36-6584340)
- Tax period
- 2019-10-01 to 2020-09-30
- Filed
- 2021-02-04
- IRS object ID
- 202140359349100409
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-02-04T07:00:10-06:00 | ReturnTs |
| Tax Period End | 2020-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 155 N WACKER DRIVE | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 366584340 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILLIAM P INGERSOLL TRUST XXXXX8005 | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | INGE | BusinessNameControlTxt |
| Phone | 8004962583 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN IL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KRYSTAL ZEC | PersonNm |
| Person Title | Vice President | PersonTitleTxt |
| Phone | 8004962583 | PhoneNum |
| Signature | 2021-01-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JACOB ZEHNDER | PreparerPersonNm |
| PTIN | P01564049 | PTIN |
| Phone | 3128792000 | PhoneNum |
| Preparation | 2021-01-13 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $37,492,667 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $850,860 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $841,222 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,099,128 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $15,292,325 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,099,128 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $4,046 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $1,954,034 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,940,350 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $219,490 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $146,991 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $72,498 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $5,228 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $5,228 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $37,086 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $18,186 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $15 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $15 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $261,819 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $165,177 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $77,741 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,817,089 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,817,089 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,078,908 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $165,177 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,894,830 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$124,874 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,775,173 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $75,241 | CashBOYAmt |
| Cash EOY | $59,989 | CashEOYAmt |
| Cash EOYFMV | $59,989 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,038,587 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $679,703 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $679,703 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $18,482,787 | CorporateStockBOYAmt |
| Corporate Stock EOY | $18,859,678 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $21,389,369 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $9,671,084 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $9,741,863 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $10,282,251 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $5,165,465 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,947,936 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,081,355 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $34,433,164 | TotalAssetsBOYAmt |
| Total Assets EOY | $34,289,169 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $37,492,667 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $34,433,164 | CapitalStockBOYAmt |
| Capital Stock EOY | $34,289,169 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $34,433,164 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $34,289,169 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $34,433,164 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $34,289,169 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $34,433,164 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$124,874 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,983 | OtherIncreasesAmt |
| Subtotal | $34,310,273 | SubtotalAmt |
| Other Decreases | $21,104 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $34,289,169 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (383 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 3343. VANECK GOLD MINERS | 2019-01-02 | 2019-10-11 | $90,117 | $70,412 | $19,705 | $19,705 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-10-15 | $213 | $229 | -$16 | -$16 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-10-15 | $228 | $243 | -$15 | -$15 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-10-15 | $282 | $306 | -$24 | -$24 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-10-15 | $131 | $140 | -$9 | -$9 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-10-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-10-15 | $335 | $370 | -$35 | -$35 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-10-15 | $101 | $112 | -$11 | -$11 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-10-15 | $233 | $252 | -$19 | -$19 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-10-15 | $108 | $118 | -$10 | -$10 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-10-15 | $259 | $289 | -$30 | -$30 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-10-15 | $181 | $201 | -$20 | -$20 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-10-15 | $258 | $264 | -$6 | -$6 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-10-16 | $258 | $276 | -$18 | -$18 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-10-21 | $252 | $269 | -$17 | -$17 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-10-21 | $526 | $559 | -$33 | -$33 | |
| 50000. US TREAS 2.625% 08/15/20 | 2015-04-29 | 2019-10-21 | $50,393 | $52,292 | -$1,899 | -$1,899 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-10-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-10-25 | $172 | $171 | $1 | $1 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-10-25 | $149 | $164 | -$15 | -$15 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-10-25 | $146 | $152 | -$6 | -$6 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-10-25 | $381 | $402 | -$21 | -$21 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2019-10-25 | $106 | $114 | -$8 | -$8 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-10-25 | $401 | $423 | -$22 | -$22 | |
| 6098.584 CAUSEWAY INTERNATIONAL VALUE FUND | 2014-02-25 | 2019-10-29 | $93,674 | $99,529 | -$5,855 | -$5,855 | |
| 309. SPDR TR UNIT SER 1 | 2014-02-25 | 2019-10-29 | $93,647 | $57,093 | $36,554 | $36,554 | |
| 3000. AMAZON.COM INC SR NTS 2.6% 12/05/2019 DTD | 2014-12-02 | 2019-11-05 | $3,000 | $2,994 | $6 | $6 | |
| 5000. BAKER HUGHES A GE CO LLC SR NTS 3.2% 08/15/2021 DTD | 2017-04-10 | 2019-11-07 | $5,127 | $5,152 | -$25 | -$25 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-11-15 | $184 | $198 | -$14 | -$14 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-11-15 | $192 | $205 | -$13 | -$13 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-11-15 | $167 | $181 | -$14 | -$14 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-11-15 | $174 | $186 | -$12 | -$12 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-11-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-11-15 | $190 | $210 | -$20 | -$20 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-11-15 | $103 | $114 | -$11 | -$11 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-11-15 | $234 | $253 | -$19 | -$19 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-11-15 | $93 | $101 | -$8 | -$8 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-11-15 | $280 | $313 | -$33 | -$33 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-11-15 | $133 | $148 | -$15 | -$15 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-11-15 | $384 | $393 | -$9 | -$9 | |
| 5000. LOCKHEED MARTIN CORP SR NOTES 4 1/4% NOV 15 2019 | 2013-02-28 | 2019-11-15 | $5,000 | $5,642 | -$642 | -$642 | |
| 5000. PPG INDUSTRIES INC SR NTS 2.3% 11/15/2019 DTD | 2017-04-20 | 2019-11-15 | $5,000 | $5,042 | -$42 | -$42 | |
| 10000. UTD TECHNOLOGIES CORP SR NTS 8.875% 11/15/2019 DTD | 2017-10-17 | 2019-11-15 | $10,000 | $11,367 | -$1,367 | -$1,367 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-11-18 | $217 | $232 | -$15 | -$15 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-11-20 | $307 | $328 | -$21 | -$21 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-11-20 | $812 | $863 | -$51 | -$51 | |
| 37729.932 JPM MANAGED INCOME - INSTL FUND 2119 | 2018-02-28 | 2019-11-20 | $379,186 | $377,299 | $1,887 | $1,887 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-11-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-11-25 | $172 | $171 | $1 | $1 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-11-25 | $385 | $425 | -$40 | -$40 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-11-25 | $109 | $115 | -$6 | -$6 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-11-25 | $405 | $426 | -$21 | -$21 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2019-11-25 | $93 | $101 | -$8 | -$8 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-11-25 | $596 | $628 | -$32 | -$32 | |
| 5000. BK OF MONTREAL SR NTS MTN 2.1% 12/12/2019 DTD | 2018-03-23 | 2019-12-12 | $5,000 | $4,930 | $70 | $70 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2019-12-16 | $187 | $201 | -$14 | -$14 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2019-12-16 | $181 | $193 | -$12 | -$12 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2019-12-16 | $197 | $214 | -$17 | -$17 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2019-12-16 | $111 | $119 | -$8 | -$8 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2019-12-16 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2019-12-16 | $160 | $177 | -$17 | -$17 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2019-12-16 | $103 | $114 | -$11 | -$11 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2019-12-16 | $362 | $390 | -$28 | -$28 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2019-12-16 | $98 | $107 | -$9 | -$9 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2019-12-16 | $270 | $301 | -$31 | -$31 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2019-12-16 | $176 | $195 | -$19 | -$19 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2019-12-16 | $492 | $502 | -$10 | -$10 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2019-12-16 | $235 | $251 | -$16 | -$16 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2019-12-20 | $231 | $246 | -$15 | -$15 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2019-12-20 | $783 | $832 | -$49 | -$49 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2019-12-26 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2019-12-26 | $704 | $700 | $4 | $4 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2019-12-26 | $129 | $143 | -$14 | -$14 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2019-12-26 | $53 | $55 | -$2 | -$2 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2019-12-26 | $398 | $420 | -$22 | -$22 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2019-12-26 | $94 | $101 | -$7 | -$7 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2019-12-26 | $458 | $482 | -$24 | -$24 | |
| 28861.27 THE ARBITRAGE FUND-I | 2017-11-10 | 2020-01-09 | $386,164 | $389,916 | -$3,752 | -$3,752 | |
| 211. INVESCO QQQ TRUST SERIES 1 | 2019-07-15 | 2020-01-09 | $46,120 | $40,968 | $5,152 | $5,152 | |
| 12833.868 PARNASSUS EQTY INCOME FD-INS | 2012-07-12 | 2020-01-09 | $611,405 | $387,250 | $224,155 | $224,155 | |
| 503. SPDR TR UNIT SER 1 | 2014-02-25 | 2020-01-09 | $164,112 | $92,938 | $71,174 | $71,174 | |
| 257. VANGUARD MID-CAP VIPERS | 2018-07-19 | 2020-01-09 | $46,123 | $41,784 | $4,339 | $4,339 | |
| . CARMAX AUTO OWNER TR 2018-1 2018-1 CL A3 2.48% 11/15/2022 DTD | 2019-06-06 | 2020-01-15 | $734 | $735 | -$1 | -$1 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2020-01-15 | $125 | $135 | -$10 | -$10 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2020-01-15 | $177 | $189 | -$12 | -$12 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2020-01-15 | $166 | $180 | -$14 | -$14 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2020-01-15 | $158 | $168 | -$10 | -$10 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2020-01-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2020-01-15 | $161 | $178 | -$17 | -$17 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2020-01-15 | $103 | $115 | -$12 | -$12 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2020-01-15 | $208 | $224 | -$16 | -$16 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2020-01-15 | $81 | $88 | -$7 | -$7 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2020-01-15 | $445 | $497 | -$52 | -$52 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2020-01-15 | $116 | $129 | -$13 | -$13 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2020-01-15 | $610 | $623 | -$13 | -$13 | |
| . SANTANDER DRIVE AUTO RECEIVABLES TR 2017-3 2017-3 CL C 2.76% 12/15/2 | 2019-02-13 | 2020-01-15 | $1,824 | $1,818 | $6 | $6 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2020-01-16 | $365 | $390 | -$25 | -$25 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2020-01-21 | $167 | $178 | -$11 | -$11 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2020-01-21 | $538 | $572 | -$34 | -$34 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2020-01-27 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2020-01-27 | $1,383 | $1,374 | $9 | $9 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2020-01-27 | $131 | $145 | -$14 | -$14 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2020-01-27 | $20 | $21 | -$1 | -$1 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2020-01-27 | $379 | $399 | -$20 | -$20 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2020-01-27 | $114 | $124 | -$10 | -$10 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2020-01-27 | $286 | $301 | -$15 | -$15 | |
| 10000. AVALONBAY COMMUNITIES 3.450% 06/01/2025 DTD 05/13/2015 | 2019-07-12 | 2020-02-07 | $10,713 | $10,458 | $255 | $255 | |
| 2926.628 GATEWAY FUND-N | 2011-08-29 | 2020-02-11 | $102,812 | $75,384 | $27,428 | $27,428 | |
| 3616. ISHARES GOLD TRUST | 2018-03-16 | 2020-02-11 | $54,121 | $45,517 | $8,604 | $8,604 | |
| . CARMAX AUTO OWNER TR 2018-1 2018-1 CL A3 2.48% 11/15/2022 DTD | 2019-06-06 | 2020-02-18 | $1,238 | $1,241 | -$3 | -$3 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2020-02-18 | $124 | $134 | -$10 | -$10 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2020-02-18 | $163 | $174 | -$11 | -$11 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2020-02-18 | $245 | $266 | -$21 | -$21 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2020-02-18 | $170 | $181 | -$11 | -$11 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2020-02-18 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2020-02-18 | $335 | $370 | -$35 | -$35 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2020-02-18 | $105 | $116 | -$11 | -$11 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2020-02-18 | $286 | $309 | -$23 | -$23 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2020-02-18 | $91 | $99 | -$8 | -$8 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2020-02-18 | $260 | $290 | -$30 | -$30 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2020-02-18 | $115 | $128 | -$13 | -$13 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2020-02-18 | $382 | $390 | -$8 | -$8 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2020-02-18 | $181 | $193 | -$12 | -$12 | |
| . SANTANDER DRIVE AUTO RECEIVABLES TR 2017-3 2017-3 CL C 2.76% 12/15/2 | 2019-02-13 | 2020-02-18 | $3,360 | $3,347 | $13 | $13 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2020-02-20 | $196 | $209 | -$13 | -$13 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2020-02-20 | $469 | $498 | -$29 | -$29 | |
| 337. INVESCO QQQ TRUST SERIES 1 | 2019-07-15 | 2020-02-24 | $74,603 | $65,433 | $9,170 | $9,170 | |
| 3040. ISHARES MSCI ASIAN EX JAPAN | 2019-07-22 | 2020-02-24 | $209,968 | $211,876 | -$1,908 | -$1,908 | |
| 1160. ISHARES MSCI ASIAN EX JAPAN | 2015-12-11 | 2020-02-24 | $80,119 | $60,975 | $19,144 | $19,144 | |
| 2339. ISHARES MSCI ASIAN EX JAPAN | 2015-12-11 | 2020-02-24 | $161,683 | $122,950 | $38,733 | $38,733 | |
| 4000. ISHARES MSCI JAPAN ETF | 2019-10-29 | 2020-02-24 | $218,955 | $234,058 | -$15,103 | -$15,103 | |
| 2004. ISHARES MSCI JAPAN ETF | 2019-10-29 | 2020-02-24 | $109,816 | $117,252 | -$7,436 | -$7,436 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2020-02-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2020-02-25 | $348 | $346 | $2 | $2 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2020-02-25 | $237 | $262 | -$25 | -$25 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2020-02-25 | $2 | $2 | |||
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2020-02-25 | $369 | $389 | -$20 | -$20 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2020-02-25 | $102 | $110 | -$8 | -$8 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2020-02-25 | $343 | $361 | -$18 | -$18 | |
| 105000. US TREAS 3.125% 05/15/21 | 2016-03-28 | 2020-02-26 | $107,305 | $111,649 | -$4,344 | -$4,344 | |
| 11695. ISHARES MSCI INDIA ETF | 2015-04-10 | 2020-03-02 | $370,299 | $381,116 | -$10,817 | -$10,817 | |
| 18238.018 TORTOISE MLP & PIPELINE-INST | 2016-02-25 | 2020-03-03 | $197,153 | $229,099 | -$31,946 | -$31,946 | |
| 16075.766 PIMCO TOTAL RETURN FIND | 2019-02-04 | 2020-03-03 | $173,136 | $160,597 | $12,539 | $12,539 | |
| 10000. NOMURA HOLDINGS INC SR NTS 6.7% 03/04/2020 DTD | 2018-05-09 | 2020-03-04 | $10,000 | $10,596 | -$596 | -$596 | |
| 3306.92 PARNASSUS EQTY INCOME FD-INS | 2012-07-12 | 2020-03-04 | $152,184 | $91,635 | $60,549 | $60,549 | |
| 5373.321 PRIMECAP ODYSSEY STOCK FUND | 2012-07-12 | 2020-03-04 | $169,045 | $79,579 | $89,466 | $89,466 | |
| 33964.259 TORTOISE MLP & PIPELINE-INST | 2016-02-25 | 2020-03-10 | $275,790 | $294,275 | -$18,485 | -$18,485 | |
| 10349. SPDR S&P OIL & GAS EXP & PR | 2017-03-13 | 2020-03-13 | $97,770 | $376,180 | -$278,410 | -$278,410 | |
| 1801. SCHWAB U.S. TIPS ETF | 2017-08-02 | 2020-03-13 | $99,451 | $99,424 | $27 | $27 | |
| 34113.394 VANGUARD TOT BD MKT IDX-ADM | 2019-06-18 | 2020-03-13 | $383,093 | $370,813 | $12,280 | $12,280 | |
| 1791. VANGUARD MID-CAP VIPERS | 2018-06-19 | 2020-03-13 | $249,637 | $290,817 | -$41,180 | -$41,180 | |
| . CARMAX AUTO OWNER TR 2018-1 2018-1 CL A3 2.48% 11/15/2022 DTD | 2019-06-06 | 2020-03-16 | $1,138 | $1,141 | -$3 | -$3 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2020-03-16 | $151 | $163 | -$12 | -$12 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2020-03-16 | $172 | $183 | -$11 | -$11 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2020-03-16 | $201 | $218 | -$17 | -$17 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2020-03-16 | $99 | $105 | -$6 | -$6 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2020-03-16 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2020-03-16 | $224 | $247 | -$23 | -$23 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2020-03-16 | $222 | $246 | -$24 | -$24 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2020-03-16 | $262 | $283 | -$21 | -$21 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2020-03-16 | $74 | $80 | -$6 | -$6 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2020-03-16 | $236 | $264 | -$28 | -$28 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2020-03-16 | $122 | $136 | -$14 | -$14 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2020-03-16 | $438 | $448 | -$10 | -$10 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2020-03-16 | $177 | $189 | -$12 | -$12 | |
| . SANTANDER DRIVE AUTO RECEIVABLES TR 2017-3 2017-3 CL C 2.76% 12/15/2 | 2019-02-13 | 2020-03-16 | $3,264 | $3,252 | $12 | $12 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2020-03-20 | $179 | $191 | -$12 | -$12 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2020-03-20 | $364 | $387 | -$23 | -$23 | |
| . FNMA 2011-76 CL PL 4.0% 08/25/2041 DTD 07/01/2011 | 2018-08-28 | 2020-03-25 | $368 | $378 | -$10 | -$10 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2020-03-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2020-03-25 | $656 | $652 | $4 | $4 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2020-03-25 | $127 | $141 | -$14 | -$14 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2020-03-25 | |||||
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2020-03-25 | $381 | $402 | -$21 | -$21 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2020-03-25 | $99 | $107 | -$8 | -$8 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2020-03-25 | $345 | $364 | -$19 | -$19 | |
| 19736.051 DOUBLELINE TTL RTRN BND-I | 2015-08-04 | 2020-03-26 | $202,492 | $215,320 | -$12,828 | -$12,828 | |
| 2256. VANGUARD MID-CAP VIPERS | 2018-06-19 | 2020-03-26 | $299,944 | $362,902 | -$62,958 | -$62,958 | |
| 12967.074 PRIMECAP ODYSSEY STOCK FUND | 2012-07-12 | 2020-04-02 | $321,843 | $192,042 | $129,801 | $129,801 | |
| 588. SPDR TR UNIT SER 1 | 2014-02-25 | 2020-04-02 | $145,503 | $108,644 | $36,859 | $36,859 | |
| 13272.901 GATEWAY FUND-N | 2011-08-29 | 2020-04-09 | $422,211 | $341,881 | $80,330 | $80,330 | |
| 12574.488 NEUBERGER BERMAN MULTI CAP | 2014-05-30 | 2020-04-09 | $174,785 | $200,448 | -$25,663 | -$25,663 | |
| 23341.946 PRIMECAP ODYSSEY STOCK FUND | 2012-07-12 | 2020-04-09 | $635,601 | $345,694 | $289,907 | $289,907 | |
| 1361. VANGUARD MID-CAP VIPERS | 2018-03-29 | 2020-04-09 | $198,615 | $217,262 | -$18,647 | -$18,647 | |
| 3896. ISHARES MSCI ASIAN EX JAPAN | 2020-03-02 | 2020-04-14 | $246,519 | $266,127 | -$19,608 | -$19,608 | |
| 1922. ISHARES MSCI CHINA ETF | 2019-04-08 | 2020-04-14 | $115,092 | $124,703 | -$9,611 | -$9,611 | |
| 4761. ISHARES CORE MSCI EMERGING | 2020-01-09 | 2020-04-14 | $205,683 | $258,625 | -$52,942 | -$52,942 | |
| . CARMAX AUTO OWNER TR 2018-1 2018-1 CL A3 2.48% 11/15/2022 DTD | 2019-06-06 | 2020-04-15 | $1,122 | $1,124 | -$2 | -$2 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2020-04-15 | $151 | $163 | -$12 | -$12 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2020-04-15 | $177 | $189 | -$12 | -$12 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2020-04-15 | $155 | $168 | -$13 | -$13 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2020-04-15 | $38 | $40 | -$2 | -$2 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2020-04-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2020-04-15 | $146 | $161 | -$15 | -$15 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2020-04-15 | $110 | $122 | -$12 | -$12 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2020-04-15 | $134 | $145 | -$11 | -$11 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2020-04-15 | $79 | $86 | -$7 | -$7 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2020-04-15 | $352 | $393 | -$41 | -$41 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2020-04-15 | $112 | $125 | -$13 | -$13 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2020-04-15 | $626 | $640 | -$14 | -$14 | |
| . SANTANDER DRIVE AUTO RECEIVABLES TR 2017-3 2017-3 CL C 2.76% 12/15/2 | 2019-02-13 | 2020-04-15 | $3,205 | $3,193 | $12 | $12 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2020-04-16 | $245 | $261 | -$16 | -$16 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2020-04-20 | $174 | $186 | -$12 | -$12 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2020-04-20 | $418 | $444 | -$26 | -$26 | |
| 19071.794 DODGE & COX INCOME FUND | 2017-06-21 | 2020-04-27 | $269,675 | $264,526 | $5,149 | $5,149 | |
| 12539.214 DOUBLELINE TTL RTRN BND-I | 2015-08-04 | 2020-04-27 | $131,913 | $136,803 | -$4,890 | -$4,890 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2020-04-27 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2020-04-27 | $164 | $163 | $1 | $1 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2020-04-27 | $129 | $143 | -$14 | -$14 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2020-04-27 | |||||
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2020-04-27 | $394 | $415 | -$21 | -$21 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2020-04-27 | $99 | $107 | -$8 | -$8 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2020-04-27 | $358 | $377 | -$19 | -$19 | |
| 12854.154 MTRPLTN WST TTL RTRN BND-PLN | 2017-07-06 | 2020-04-27 | $137,025 | $128,542 | $8,483 | $8,483 | |
| 30401.817 PIMCO TOTAL RETURN FIND | 2019-02-04 | 2020-04-27 | $323,171 | $303,714 | $19,457 | $19,457 | |
| . FNMA 2011-76 CL PL 4.0% 08/25/2041 DTD 07/01/2011 | 2018-08-28 | 2020-04-30 | $877 | $901 | -$24 | -$24 | |
| 146. INVESCO QQQ TRUST SERIES 1 | 2020-03-26 | 2020-05-07 | $32,384 | $27,469 | $4,915 | $4,915 | |
| 1386. INVESCO QQQ TRUST SERIES 1 | 2019-07-15 | 2020-05-07 | $307,429 | $269,109 | $38,320 | $38,320 | |
| . CARMAX AUTO OWNER TR 2018-1 2018-1 CL A3 2.48% 11/15/2022 DTD | 2019-06-06 | 2020-05-15 | $1,006 | $1,008 | -$2 | -$2 | |
| 4545.064 DODGE & INTERNATIONAL STOCK FUND | 2019-08-06 | 2020-05-15 | $141,306 | $176,758 | -$35,452 | -$35,452 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2020-05-15 | $135 | $146 | -$11 | -$11 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2020-05-15 | $156 | $166 | -$10 | -$10 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2020-05-15 | $150 | $162 | -$12 | -$12 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2020-05-15 | $38 | $41 | -$3 | -$3 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2020-05-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2020-05-15 | $224 | $247 | -$23 | -$23 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2020-05-15 | $109 | $121 | -$12 | -$12 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2020-05-15 | $81 | $88 | -$7 | -$7 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2020-05-15 | $333 | $373 | -$40 | -$40 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2020-05-15 | $134 | $149 | -$15 | -$15 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2020-05-15 | $355 | $362 | -$7 | -$7 | |
| 6733.673 FIDELITY INTL INDX-INST PRM | 2018-01-29 | 2020-05-15 | $230,426 | $308,672 | -$78,246 | -$78,246 | |
| . SANTANDER DRIVE AUTO RECEIVABLES TR 2017-3 2017-3 CL C 2.76% 12/15/2 | 2019-02-13 | 2020-05-15 | $2,583 | $2,573 | $10 | $10 | |
| 80000. US TREAS 3.5% 05/15/20 | 2015-02-23 | 2020-05-15 | $80,000 | $87,556 | -$7,556 | -$7,556 | |
| 35000. WORLD FINL NETWORK CR CARD MASTER TR 2017-A CL A 2.12% 03/15/20 | 2019-03-12 | 2020-05-15 | $35,000 | $34,699 | $301 | $301 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2020-05-18 | $228 | $244 | -$16 | -$16 | |
| 10000. GEN ELEC CO NON-TRADEABLE ASSET | 2014-11-25 | 2020-05-19 | $10,250 | $11,168 | -$918 | -$918 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 2014-01-27 | 2020-05-20 | $95 | $102 | -$7 | -$7 | |
| . FHLMC GOLD B18471 5.5% 05/01/20 | 1960-11-11 | 2020-05-20 | |||||
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2020-05-20 | $228 | $243 | -$15 | -$15 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2020-05-20 | $637 | $677 | -$40 | -$40 | |
| 2247. ISHARES MSCI CHINA ETF | 2019-04-08 | 2020-05-22 | $132,689 | $145,790 | -$13,101 | -$13,101 | |
| 1200. ISHARES MSCI CHINA ETF | 2019-04-08 | 2020-05-22 | $70,921 | $77,858 | -$6,937 | -$6,937 | |
| 2200. ISHARES MSCI CHINA ETF | 2019-04-08 | 2020-05-22 | $129,821 | $142,740 | -$12,919 | -$12,919 | |
| . FNMA 2011-76 CL PL 4.0% 08/25/2041 DTD 07/01/2011 | 2018-08-28 | 2020-05-26 | $863 | $886 | -$23 | -$23 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2020-05-26 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2020-05-26 | $598 | $594 | $4 | $4 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2020-05-26 | $129 | $142 | -$13 | -$13 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2020-05-26 | |||||
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2020-05-26 | $357 | $376 | -$19 | -$19 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2020-05-26 | $92 | $100 | -$8 | -$8 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2020-05-26 | $327 | $344 | -$17 | -$17 | |
| 6018.956 DODGE & COX INCOME FUND | 2017-06-21 | 2020-05-27 | $86,673 | $83,483 | $3,190 | $3,190 | |
| 8153.619 DOUBLELINE TTL RTRN BND-I | 2015-08-04 | 2020-05-27 | $86,673 | $88,956 | -$2,283 | -$2,283 | |
| 2992.863 FIDELITY 500 INDEX-INST PRM | 2020-03-04 | 2020-05-27 | $315,867 | $325,893 | -$10,026 | -$10,026 | |
| 1185.745 FIDELITY 500 INDEX-INST PRM | 2019-07-15 | 2020-05-27 | $125,144 | $124,266 | $878 | $878 | |
| 8077.63 MTRPLTN WST TTL RTRN BND-PLN | 2017-07-06 | 2020-05-27 | $86,673 | $80,776 | $5,897 | $5,897 | |
| 8092.714 PIMCO TOTAL RETURN FIND | 2019-02-04 | 2020-05-27 | $86,673 | $80,846 | $5,827 | $5,827 | |
| 2324. VANGUARD MID-CAP VIPERS | 2018-03-29 | 2020-05-27 | $371,365 | $356,688 | $14,677 | $14,677 | |
| 14605.624 DODGE & COX INCOME FUND | 2017-06-21 | 2020-06-11 | $212,512 | $201,819 | $10,693 | $10,693 | |
| 9732. ISHARES GOLD TRUST | 2020-03-10 | 2020-06-11 | $160,355 | $153,935 | $6,420 | $6,420 | |
| . CARMAX AUTO OWNER TR 2018-1 2018-1 CL A3 2.48% 11/15/2022 DTD | 2019-06-06 | 2020-06-15 | $1,083 | $1,085 | -$2 | -$2 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2020-06-15 | $121 | $131 | -$10 | -$10 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2020-06-15 | $162 | $173 | -$11 | -$11 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2020-06-15 | $259 | $281 | -$22 | -$22 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2020-06-15 | $38 | $41 | -$3 | -$3 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2020-06-15 | $11 | $12 | -$1 | -$1 | |
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2020-06-15 | $152 | $168 | -$16 | -$16 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2020-06-15 | $233 | $258 | -$25 | -$25 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2020-06-15 | $57 | $62 | -$5 | -$5 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2020-06-15 | $199 | $222 | -$23 | -$23 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2020-06-15 | $176 | $196 | -$20 | -$20 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2020-06-15 | $425 | $434 | -$9 | -$9 | |
| 3225.824 FIDELITY 500 INDEX-INST PRM | 2019-07-15 | 2020-06-15 | $344,292 | $338,066 | $6,226 | $6,226 | |
| . SANTANDER DRIVE AUTO RECEIVABLES TR 2017-3 2017-3 CL C 2.76% 12/15/2 | 2019-02-13 | 2020-06-15 | $2,614 | $2,604 | $10 | $10 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2020-06-16 | $258 | $276 | -$18 | -$18 | |
| 10000. MORGAN STANLEY 2.800% 06/16/2020 DTD 06/16/2015 | 2016-03-04 | 2020-06-16 | $10,000 | $10,003 | -$3 | -$3 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2020-06-22 | $202 | $216 | -$14 | -$14 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2020-06-22 | $427 | $454 | -$27 | -$27 | |
| 10000. PRUDENTIAL FINL INC SR NTS MTN 5.375% 06/21/2020 DTD | 2013-11-25 | 2020-06-22 | $10,000 | $11,413 | -$1,413 | -$1,413 | |
| . FNMA 2011-76 CL PL 4.0% 08/25/2041 DTD 07/01/2011 | 2018-08-28 | 2020-06-25 | $1,112 | $1,142 | -$30 | -$30 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2020-06-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2020-06-25 | $502 | $499 | $3 | $3 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2020-06-25 | $258 | $285 | -$27 | -$27 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2020-06-25 | |||||
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2020-06-25 | $340 | $358 | -$18 | -$18 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2020-06-25 | $94 | $101 | -$7 | -$7 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2020-06-25 | $442 | $465 | -$23 | -$23 | |
| 10000. INTERCONTINENTALEXCHANGE 2.750% 12/01/2020 DTD 11/24/2015 | 2019-04-23 | 2020-06-25 | $10,084 | $9,994 | $90 | $90 | |
| 5000. FIFTH THIRD BANCORP 2.875% 07/27/2020 DTD 07/27/2015 | 2017-05-03 | 2020-06-29 | $5,000 | $5,099 | -$99 | -$99 | |
| 4932. VANGUARD MID-CAP VIPERS | 2018-03-28 | 2020-07-10 | $820,860 | $754,312 | $66,548 | $66,548 | |
| 585. INVESCO QQQ TRUST SERIES 1 | 2020-03-26 | 2020-07-14 | $152,306 | $110,064 | $42,242 | $42,242 | |
| 1090. ISHARES MSCI ASIAN EX JAPAN | 2020-03-02 | 2020-07-14 | $81,429 | $74,455 | $6,974 | $6,974 | |
| 6375.591 NEUBERGER BERMAN MULTI CAP | 2014-05-30 | 2020-07-14 | $98,758 | $101,244 | -$2,486 | -$2,486 | |
| . CARMAX AUTO OWNER TR 2018-1 2018-1 CL A3 2.48% 11/15/2022 DTD | 2019-06-06 | 2020-07-15 | $1,114 | $1,117 | -$3 | -$3 | |
| . DRIVE AUTO RECEIVABLES TR 2019-1 2019-1 CL B 3.41% 06/15/2023 DTD | 2019-10-22 | 2020-07-15 | $1,592 | $1,609 | -$17 | -$17 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2020-07-15 | $118 | $127 | -$9 | -$9 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2020-07-15 | $181 | $193 | -$12 | -$12 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2020-07-15 | $214 | $233 | -$19 | -$19 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2020-07-15 | $38 | $41 | -$3 | -$3 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2020-07-15 | $12 | $12 | |||
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2020-07-15 | $147 | $162 | -$15 | -$15 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2020-07-15 | $114 | $127 | -$13 | -$13 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2020-07-15 | $43 | $47 | -$4 | -$4 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2020-07-15 | $211 | $236 | -$25 | -$25 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2020-07-15 | $118 | $131 | -$13 | -$13 | |
| . SANTANDER DRIVE AUTO RECEIVABLES TR 2017-3 2017-3 CL C 2.76% 12/15/2 | 2019-02-13 | 2020-07-15 | $2,579 | $2,569 | $10 | $10 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2020-07-16 | $455 | $487 | -$32 | -$32 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2020-07-20 | $546 | $582 | -$36 | -$36 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2020-07-20 | $811 | $862 | -$51 | -$51 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2020-07-22 | $438 | $448 | -$10 | -$10 | |
| 5000. SIMON PPTY GROUP LP SR NTS 2.5% 09/01/2020 DTD | 2018-08-13 | 2020-07-22 | $5,000 | $4,973 | $27 | $27 | |
| 5000. AT&T INC SR NTS 3.0% 02/15/2022 DTD | 2017-04-10 | 2020-07-23 | $5,206 | $5,012 | $194 | $194 | |
| . FNMA 2011-76 CL PL 4.0% 08/25/2041 DTD 07/01/2011 | 2018-08-28 | 2020-07-27 | $1,005 | $1,032 | -$27 | -$27 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2020-07-27 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2020-07-27 | $188 | $187 | $1 | $1 | |
| . FNMA 256752 6% 06/01/27 | 2020-05-28 | 2020-07-27 | $764 | $853 | -$89 | -$89 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2020-07-27 | $123 | $136 | -$13 | -$13 | |
| . FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2020-07-27 | |||||
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2020-07-27 | $397 | $419 | -$22 | -$22 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2020-07-27 | $85 | $92 | -$7 | -$7 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2020-07-27 | $701 | $739 | -$38 | -$38 | |
| 7575.341 DODGE & INTERNATIONAL STOCK FUND | 2019-08-12 | 2020-08-10 | $279,757 | $294,378 | -$14,621 | -$14,621 | |
| 8628.895 DODGE & INTERNATIONAL STOCK FUND | 2009-09-17 | 2020-08-10 | $318,665 | $277,615 | $41,050 | $41,050 | |
| 10000. PNC FINL SERVICES SR NTS 4.375% 08/11/2020 DTD | 2014-02-03 | 2020-08-11 | $10,000 | $11,023 | -$1,023 | -$1,023 | |
| . CARMAX AUTO OWNER TR 2018-1 2018-1 CL A3 2.48% 11/15/2022 DTD | 2019-06-06 | 2020-08-17 | $1,140 | $1,143 | -$3 | -$3 | |
| . DRIVE AUTO RECEIVABLES TR 2019-1 2019-1 CL B 3.41% 06/15/2023 DTD | 2019-10-22 | 2020-08-17 | $4,425 | $4,471 | -$46 | -$46 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2020-08-17 | $199 | $214 | -$15 | -$15 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2020-08-17 | $197 | $210 | -$13 | -$13 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2020-08-17 | $207 | $225 | -$18 | -$18 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2020-08-17 | $39 | $41 | -$2 | -$2 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2020-08-17 | $12 | $12 | |||
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2020-08-17 | $151 | $166 | -$15 | -$15 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2020-08-17 | $106 | $117 | -$11 | -$11 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2020-08-17 | $36 | $39 | -$3 | -$3 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2020-08-17 | $252 | $282 | -$30 | -$30 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2020-08-17 | $164 | $182 | -$18 | -$18 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2020-08-17 | $876 | $895 | -$19 | -$19 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2020-08-17 | $339 | $362 | -$23 | -$23 | |
| . SANTANDER DRIVE AUTO RECEIVABLES TR 2017-3 2017-3 CL C 2.76% 12/15/2 | 2019-02-13 | 2020-08-17 | $2,580 | $2,570 | $10 | $10 | |
| 50000. US TREAS 2.625% 08/15/20 | 2018-03-07 | 2020-08-17 | $50,000 | $50,311 | -$311 | -$311 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2020-08-20 | $371 | $396 | -$25 | -$25 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2020-08-20 | $918 | $975 | -$57 | -$57 | |
| . FNMA 2011-76 CL PL 4.0% 08/25/2041 DTD 07/01/2011 | 2018-08-28 | 2020-08-25 | $1,043 | $1,071 | -$28 | -$28 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2020-08-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2020-08-25 | $1,322 | $1,314 | $8 | $8 | |
| . FNMA 256752 6% 06/01/27 | 2020-05-28 | 2020-08-25 | $606 | $677 | -$71 | -$71 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2020-08-25 | $123 | $136 | -$13 | -$13 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2020-08-25 | $385 | $406 | -$21 | -$21 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2020-08-25 | $78 | $84 | -$6 | -$6 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2020-08-25 | $300 | $316 | -$16 | -$16 | |
| 55000. FNMA 2008-82 CL EY 5.0% 09/25/2023 DTD 08/01/2008 | 2015-12-09 | 2020-09-01 | |||||
| . CARMAX AUTO OWNER TR 2018-1 2018-1 CL A3 2.48% 11/15/2022 DTD | 2019-06-06 | 2020-09-15 | $1,077 | $1,079 | -$2 | -$2 | |
| . DRIVE AUTO RECEIVABLES TR 2019-1 2019-1 CL B 3.41% 06/15/2023 DTD | 2019-10-22 | 2020-09-15 | $4,228 | $4,272 | -$44 | -$44 | |
| . FHLMC GOLD G13180 5.5% 06/01/23 | 2013-11-26 | 2020-09-15 | $173 | $187 | -$14 | -$14 | |
| . FHLMC GOLD G13652 4.5% 09/01/24 | 2014-11-12 | 2020-09-15 | $206 | $220 | -$14 | -$14 | |
| . FHLMC GOLD G18234 5.5% 02/01/23 | 2014-02-10 | 2020-09-15 | $139 | $151 | -$12 | -$12 | |
| . FHLMC GOLD J06245 5% 10/01/21 | 2015-02-24 | 2020-09-15 | $39 | $41 | -$2 | -$2 | |
| . FHLMC GOLD J10018 4.5% 01/01/21 | 2012-03-01 | 2020-09-15 | $12 | $12 | |||
| . FHLMC GOLD E02402 6% 10/01/22 | 2014-04-08 | 2020-09-15 | $150 | $166 | -$16 | -$16 | |
| . FHLMC GOLD E02429 6% 12/01/22 | 2012-04-27 | 2020-09-15 | $127 | $140 | -$13 | -$13 | |
| . FHLMC GOLD G11851 5.5% 01/01/21 | 2011-11-08 | 2020-09-15 | $28 | $31 | -$3 | -$3 | |
| . FHLMC 2110 CL PG 6.0% 01/15/2029 DTD 01/01/1999 | 2017-02-24 | 2020-09-15 | $235 | $262 | -$27 | -$27 | |
| . FHLMC 2134 CL C 6.25% 03/15/2029 DTD 03/01/1999 | 2014-01-31 | 2020-09-15 | $142 | $157 | -$15 | -$15 | |
| . FHLMC 3775 CL UA 4.0% 06/15/2033 DTD 12/01/2010 | 2018-05-17 | 2020-09-15 | $652 | $666 | -$14 | -$14 | |
| . SANTANDER DRIVE AUTO RECEIVABLES TR 2017-3 2017-3 CL C 2.76% 12/15/2 | 2019-02-13 | 2020-09-15 | $2,276 | $2,268 | $8 | $8 | |
| . GNMA 2011-70 CL CA 4.0% 05/16/2041 DTD 05/01/2011 | 2016-03-02 | 2020-09-16 | $537 | $574 | -$37 | -$37 | |
| 10000. MANULIFE FINL CORP SR NTS 4.9% 09/17/2020 DTD | 2019-02-20 | 2020-09-17 | $10,000 | $10,280 | -$280 | -$280 | |
| . GNMA 2004-87 CL BC 4.5% 10/20/2034 DTD 10/01/2004 | 2017-09-18 | 2020-09-21 | $261 | $278 | -$17 | -$17 | |
| . GNMA 2009-42 CL MZ 5.0% 06/20/2039 DTD 06/01/2009 | 2018-03-07 | 2020-09-21 | $664 | $706 | -$42 | -$42 | |
| . FNMA 2011-76 CL PL 4.0% 08/25/2041 DTD 07/01/2011 | 2018-08-28 | 2020-09-25 | $1,247 | $1,281 | -$34 | -$34 | |
| . FNMA 2012-106 CL QN 3.5% 10/25/2042 DTD 09/01/2012 | 2017-03-21 | 2020-09-25 | $371 | $383 | -$12 | -$12 | |
| . FNMA 2012-147 CL TG 2.5% 01/25/2033 DTD 12/01/2012 | 2017-06-15 | 2020-09-25 | $1,151 | $1,145 | $6 | $6 | |
| . FNMA 256752 6% 06/01/27 | 2020-05-28 | 2020-09-25 | $490 | $547 | -$57 | -$57 | |
| . FNMA 257078 6% 02/01/23 | 2012-08-21 | 2020-09-25 | $124 | $137 | -$13 | -$13 | |
| . FNMA 2011-17 CL GK 4.0% 02/25/2026 DTD 02/01/2011 | 2016-02-08 | 2020-09-25 | $352 | $371 | -$19 | -$19 | |
| . FNMA 840576 10/01/20 | 2011-09-19 | 2020-09-25 | $51 | $55 | -$4 | -$4 | |
| . FNMA AD0568 4% 01/01/25 | 2016-06-20 | 2020-09-25 | $388 | $409 | -$21 | -$21 | |
| 5012. VANGUARD FINANCIALS VIPERS | 2019-07-25 | 2020-09-25 | $285,885 | $355,966 | -$70,081 | -$70,081 | |
| 5852.807 DODGE & COX INCOME FUND | 2019-05-07 | 2020-09-28 | $85,861 | $80,359 | $5,502 | $5,502 | |
| 11688.682 DOUBLELINE TTL RTRN BND-R6 | 2015-08-04 | 2020-09-28 | $126,004 | $127,450 | -$1,446 | -$1,446 | |
| 9474.032 VANGUARD TOT BD MKT IDX-ADM | 2020-07-10 | 2020-09-28 | $110,183 | $110,467 | -$284 | -$284 | |
| CAPITAL GAIN DIVIDENDS | $522,558 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,099,128 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,899,561 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $36,562,120 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.051954 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,867,377 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $38,596,126 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048382 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,950,547 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $35,834,914 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.054431 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,906,324 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $35,258,450 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.054067 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,960,956 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $38,055,697 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.051529 | DistributionYr5Rt |
| Total Distribution | 0.260363 | TotalDistributionRt |
| Average Distribution | 0.052073 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $36,212,370 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,885,687 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $17,752 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,903,439 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,894,830 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $35,503 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $35,503 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $35,503 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $43,340 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $43,340 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $7,837 | OverpaymentAmt |
| Applied To ES Tax | $7,837 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8004962583 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MCIL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MCIL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $219,490 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $35,779,443 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $984,384 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $36,763,827 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $36,763,827 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $551,457 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $36,212,370 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,810,619 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,810,619 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $35,503 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $35,503 | TotalTaxAmt |
| Distributable Before Adj | $1,775,116 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,775,116 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,775,116 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,894,830 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,894,830 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,894,830 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,775,116 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $93,745 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $157,727 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $194,523 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $120,331 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $566,326 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,894,830 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,775,116 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $119,714 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $686,040 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $93,745 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $592,295 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $157,727 | ExcessFromYear4Amt |
| Excess From Year3 | $194,523 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $120,331 | ExcessFromYear1Amt |
| Excess From Current Year | $119,714 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| ELK'S CRIPPLED KIDDIE FUND OF | ||||||||
| READING LODGE NO115 | 2210 HAMPDEN BLVD | READING | PA | 196041325 | NONE | PC | GENERAL | $95,636 |
| GRAHAM HOSPITAL | ||||||||
| C/O BOB SENNEFF | 210 W WALNUT ST | CANTON | IL | 615202497 | NONE | PC | GENERAL | $95,636 |
| AMERICAN RED CROSS | ||||||||
| FULTON COUNTY CHAPTER | 431 18TH ST NW | WASHINGTON | DC | 200065310 | NONE | PC | GENERAL | $95,636 |
| FIRST CONGREGATIONAL CHURCH | ||||||||
| C/O CHARLOTTE ANN MYERS | 159 N 2ND AVE | CANTON | IL | 615202758 | NONE | PC | GENERAL | $95,636 |
| WESLEY UNITED METHODIST CHURCH | ||||||||
| C/O SAMANTHA KLINEDINST | 120 N AVENUE A | CANTON | IL | 615202504 | NONE | PC | GENERAL | $95,636 |
| FIRST CHRISTIAN CHURCH | ||||||||
| ATTN DON HELLER | 215 W ELM ST | CANTON | IL | 615202419 | NONE | PC | GENERAL | $95,636 |
| TRINITY LUTHERAN CHURCH | ||||||||
| TREASURER | 301 E CHESTNUT ST | CANTON | IL | 615202732 | NONE | PC | GENERAL | $38,255 |
| MT CARMEL BAPTIST CHURCH | ||||||||
| PO BOX 9044 | PEORIA | IL | 616129044 | NONE | PC | GENERAL | $38,255 | |
| CANTON PARK DISTRICT | ||||||||
| C/O JON E JOHNSON | 250 S AVENUE D | CANTON | IL | 615201698 | NONE | PC | GENERAL | $286,909 |
| FIRST PRESBYTERIAN CHURCH | ||||||||
| 275 LINDEN ST | CANTON | IL | 615201115 | NONE | PC | GENERAL | $95,636 | |
| ST PETERS EPISCOPAL CHURCH | ||||||||
| C/O TREASURER | PO BOX 371 | CANTON | IL | 615200371 | NONE | PC | GENERAL | $38,255 |
| CANTON YMCA | ||||||||
| ATTN PAULA GRIGSBY | 1325 E ASH ST | CANTON | IL | 615201504 | NONE | PC | GENERAL | $191,273 |
| THE SALVATION ARMY | ||||||||
| ATTN LEGAL DEPARTMENT | 5550 PRAIRIE STONE PKWY | HOFFMAN ESTATES | IL | 601923713 | NONE | PC | GENERAL | $95,636 |
| THE FIRST BAPTIST CHURCH | ||||||||
| 301 E ELM ST | CANTON | IL | 615202739 | NONE | PC | GENERAL | $95,636 | |
| YWCA | ||||||||
| C/O BROOKE DENNISTON | 111 N AVENUE A | CANTON | IL | 615202503 | NONE | PC | GENERAL | $95,636 |
| WD BOYCE COUNCIL INC#138 | ||||||||
| 614 NE MADISON AVENUE | PEORIA | IL | 616033833 | NONE | PC | GENERAL | $267,782 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,817,089 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $850,860 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,099,128 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $4,046 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,954,034 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,954,034 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (126 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 256210105 DODGE & COX INCOME | $679,993 | $735,172 |
| 258620103 DOUBLELINE TOTL RET | ||
| 592905764 MTRPLTN WST TTL RTRN | $685,198 | $768,175 |
| 808524870 SCHWAB U.S. TIPS ETF | $621,007 | $706,711 |
| 912828ND8 US TREAS 3.5% 05/15/ | ||
| 912828NT3 US TREAS 2.625% 08/1 | ||
| 912828PC8 US TREAS 2.625% 11/1 | $98,917 | $95,292 |
| 912828QN3 US TREAS 3.125% 05/1 | ||
| 912828WZ9 US TREAS 1.75% 04/30 | $93,943 | $97,415 |
| 912828M80 US TREAS 2% 11/30/22 | $99,980 | $104,015 |
| 312971MU5 FHLMC GOLD B18471 5. | ||
| 31407T2H2 FNMA 840576 5% 10/01 | $30 | $27 |
| 3128PPAT0 FHLMC GOLD J10018 4. | $37 | $37 |
| 31336WBT5 FHLMC GOLD G11851 5. | $52 | $48 |
| 3128PH5E7 FHLMC GOLD J06245 5% | $260 | $257 |
| 31294LU35 FHLMC GOLD E02402 6% | $3,550 | $3,320 |
| 31294LVW0 FHLMC GOLD E02429 6% | $2,571 | $2,400 |
| 3128MMHL0 FHLMC GOLD G18234 5. | $3,719 | $3,574 |
| 31371NQ73 FNMA 257078 6% 02/01 | $3,564 | $3,355 |
| 3128MBXH5 FHLMC GOLD G13180 5. | $2,948 | $2,855 |
| 31397MWQ6 FNMA 2008-82 CL EY 5 | ||
| 3128MCH57 FHLMC GOLD G13652 4. | $4,851 | $4,836 |
| 31418MT28 FNMA AD0568 4% 01/01 | $10,618 | $10,687 |
| 31397QE87 FNMA 2011-17 CL GK 4 | $5,834 | $5,667 |
| 3133THLK1 FHLMC 2110 CL PG 6.0 | $17,750 | $18,044 |
| 3133TJY98 FHLMC 2134 CL C 6.25 | $7,322 | $7,306 |
| 3136ABDK6 FNMA 2012-147 CL TG | $24,129 | $25,803 |
| 38374JMC7 GNMA 2004-87 CL BC 4 | $14,365 | $14,815 |
| 38377WKR4 GNMA 2011-70 CL CA 4 | $16,013 | $16,350 |
| 3136A9BK3 FNMA 2012-106 CL QN | $21,290 | $22,289 |
| 539830AT6 LOCKHEED MARTIN CORP | ||
| 693506BH9 PPG INDUSTRIES INC 2 | ||
| 023135AL0 AMAZON.COM INC 2.600 | ||
| 61761JB32 MORGAN STANLEY 2.800 | ||
| 74432QBM6 PRUDENTIAL FINANCIAL | ||
| 316773CT5 FIFTH THIRD BANCORP | ||
| 693476BL6 PNC FUNDING CORP 4 3 | ||
| 36962G4Y7 GENERAL ELEC CAP COR | ||
| 94974BFR6 WELLS FARGO & CO SR | $10,085 | $10,085 |
| 446150AJ3 HUNTINGTON BANCSHARE | $5,056 | $5,054 |
| 49326EED1 KEYCORP SR NTS MTN 5 | $5,480 | $5,114 |
| 89114QBG2 TORONTO-DOMINION BK | $2,995 | $3,030 |
| 06051GEH8 BK OF AMER CORP SR N | $5,573 | $5,143 |
| 369550AR9 GEN DYNAMICS CORP 3. | $5,360 | $5,098 |
| 057224BC0 BAKER HUGHES INC 3.2 | ||
| 867914BM4 TRUIST FINL CORP SR | $4,996 | $5,146 |
| 00206RBD3 AT&T INC 3% FEB 15 2 | ||
| 25468PCT1 TWDC ENTERPRISES 18 | $4,931 | $5,146 |
| 845437BM3 S WESTN ELEC PWR SR | $5,160 | $5,162 |
| 14040HBL8 CAP ONE FINL CO SR N | $5,014 | $5,165 |
| 025816BM0 AMERN EXPRESS CO SR | $9,992 | $10,355 |
| 375558BC6 GILEAD SCIENCES INC | $5,206 | $5,243 |
| 037833DC1 APPLE INC SR NTS 2.1 | $5,000 | $5,166 |
| 670346AL9 NUCOR CORP SR NTS 4. | $5,356 | $5,303 |
| 06051GEU9 BK OF AMER CORP SR N | $6,154 | $6,370 |
| 26884ABA0 ERP OPER LP SR NTS 3 | $5,139 | $5,263 |
| 001055AL6 AFLAC INC SR NTS 3.6 | $5,213 | $5,423 |
| 80281LAD7 SANTANDER UK GROUP H | $5,036 | $5,035 |
| 89152UAF9 TOTAL CAP SA 4.125% | $5,333 | $5,061 |
| 25152R5F6 DEUTSCHE BK AG SR NT | $5,025 | $5,058 |
| 404280AN9 HSBC HOLDINGS PLC SR | $10,508 | $10,500 |
| 86562MAQ3 SUMITOMO MITSUI FINL | $5,013 | $5,196 |
| 46132FAB6 INVESCO FIN PLC 4.0% | $5,338 | $5,466 |
| 48121A415 JPM MANAGED INCOME F | $178,886 | $179,781 |
| 06367TPX2 BANK OF MONTREAL MTN | ||
| 65535HAB5 NOMURA HOLDINGS INC | ||
| 828807CU9 SIMON PROPERTY GROUP | ||
| 136069XY2 CANADIAN IMPERIAL BK | $4,945 | $5,042 |
| 064159HM1 BK OF NOVA SCOTIA SR | $4,891 | $5,051 |
| 10112RAS3 BOSTON PROPERTIES LP | $5,276 | $5,065 |
| 38141GWC4 GOLDMAN SACHS GROUP | $10,877 | $11,159 |
| 68389XAP0 ORACLE CORP SR NTS 2 | $9,966 | $10,424 |
| 00287YAP4 ABBVIE INC SR NTS 3. | $10,146 | $10,531 |
| 94973VBA4 ANTHEM INC SR NTS 3. | $10,146 | $10,591 |
| 949746SK8 WELLS FARGO & COMPAN | $10,150 | $10,314 |
| 257375AE5 DOMINION ENERGY GAS | $4,965 | $5,397 |
| 03076CAG1 AMERIPRISE FINL INC | $5,151 | $5,579 |
| 05531FBB8 BB&T CORPORATION MTN | $9,580 | $10,835 |
| 3137A4VS3 FHLMC 3775 CL UA 4.0 | $34,886 | $38,216 |
| 38374UWN7 GNMA 2009-42 CL MZ 5 | $31,165 | $33,343 |
| 3136A0WR4 FNMA 2011-76 CL PL 4 | $44,654 | $48,118 |
| 693390700 PIMCO TOTAL RETURN F | $936,984 | $1,025,506 |
| 921937603 VANGUARD TOT BD MKT | $3,471,890 | $3,604,204 |
| 008117AP8 AETNA INC SR NTS 2.7 | $4,804 | $5,203 |
| 05348EAV1 AVALONBAY COMMUNITIE | ||
| 06051GGE3 BK OF AMER CORP SR N | $4,013 | $4,130 |
| 10373QAF7 BP CAP MARKETS AMER | $5,094 | $5,000 |
| 112585AH7 BROOKFIELD ASSET MAN | $10,592 | $11,214 |
| 14314AAC3 CARMAX AUTO OWNER TR | $10,373 | $10,441 |
| 20030NBS9 COMCAST CORP 3.150% | $10,329 | $11,113 |
| 200340AS6 COMERICA INC SR NTS | $10,094 | $10,830 |
| 24422EUA5 JOHN DEERE CAP CORP | $4,836 | $5,254 |
| 45866FAC8 INTERCONTINENTALEXCH | ||
| 534187BD0 LINCOLN NATL CORP SR | $5,108 | $5,458 |
| 56501RAB2 MANULIFE FINANCIAL C | ||
| 582839AH9 MEAD JOHNSON NUTRITI | $10,845 | $11,554 |
| 606822AL8 MITSUBISHI UFJ FIN G | $10,113 | $10,334 |
| 718172BU2 PHILIP MORRIS INTL I | $9,890 | $10,360 |
| 80284YAF1 SANTANDER DRIVE AUTO | $10,675 | $10,762 |
| 857477AT0 ST STR CORP SR NTS 3 | $10,554 | $11,328 |
| 9128284M9 US TREAS 2.875% 04/3 | $52,033 | $55,973 |
| 912828G38 US TREAS 2.25% 11/15 | $35,226 | $37,898 |
| 912828VB3 US TREAS 1.75% 05/15 | $49,285 | $52,084 |
| 912828X70 US TREAS 2% 04/30/24 | $42,959 | $47,898 |
| 913017AR0 UNITED TECHNOLOGIES | ||
| 981464FZ8 WORLD FINANCIAL NETW | ||
| 05723KAD2 BAKER HUGHES LLC/CO- | $5,074 | $5,228 |
| 059165EG1 BALTIMORE GAS & ELEC | $5,439 | $5,427 |
| 198280AF6 COLUMBIA PIPELINE GR | $5,493 | $5,766 |
| 258620566 DOUBLELINE TTL RTRN | $641,074 | $640,349 |
| 26208NAE4 DRIVE AUTO RECEIVABL | $19,962 | $19,849 |
| 31371NEZ4 FNMA 256752 6% 06/01 | $26,772 | $26,756 |
| 34528QFY5 FORD CR FLOORPLAN MA | $10,150 | $10,158 |
| 722005816 PIMCO INV GRD CRD BN | $922,820 | $968,553 |
| 89114QCK2 TORONTO-DOMINION BK | $4,988 | $4,985 |
| 9128286F2 US TREAS 2.5% 02/28/ | $16,696 | $16,754 |
| 9128286Z8 US TREAS 1.75% 06/30 | $67,828 | $67,705 |
| 912828P46 US TREAS 1.625% 02/1 | $107,321 | $112,284 |
| 912828R36 US TREAS 1.625% 05/1 | $32,123 | $32,135 |
| 912828T26 US TREAS 1.375% 09/3 | $51,891 | $51,814 |
| 912828XB1 US TREAS 2.125% 05/1 | $51,250 | $54,283 |
| 912828YY0 US TREAS 1.75% 12/31 | $15,385 | $15,962 |
| 91282CAF8 US TREAS 0.125% 08/1 | $84,904 | $84,913 |
| 961214EH2 WESTPAC BNKG CORP SR | $5,025 | $5,335 |
| 981464HC7 WORLD FINL NETWORK C | $25,384 | $25,769 |
| 98162HAC4 WORLD OMNI AUTO RECE | $9,999 | $10,204 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (27 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 256206103 DODGE & COX INTL STO | ||
| 413838723 OAKMARK INTERNATIONA | $1,373,255 | $1,194,158 |
| 464288182 ISHARES MSCI ALL COU | $507,407 | $742,375 |
| 64122Q309 NEUBERGER BER MU/C O | $899,336 | $933,882 |
| 701769408 PARNASSUS CORE EQUIT | $737,432 | $1,360,963 |
| 74160Q301 PRIMECAP ODYSSEY STO | ||
| 78462F103 SPDR S&P 500 ETF TRU | ||
| 78464A730 SPDR S&P OIL & GAS E | ||
| 14949P208 CAUSEWAY INTERNATL V | $930,851 | $810,342 |
| 46429B598 ISHARES MSCI INDIA E | $342,240 | $381,805 |
| 315911750 FIDELITY 500 INDEX-I | $2,967,833 | $3,727,786 |
| 922908629 VANGUARD MID-CAP ETF | ||
| 315911727 FIDELITY INTL INDX-I | $1,511,292 | $1,405,126 |
| 46434G822 ISHARES MSCI JAPAN E | $695,559 | $737,430 |
| 46434G103 ISHARES CORE MSCI EM | $1,215,240 | $1,243,968 |
| 46090E103 INVESCO QQQ TRUST SE | $1,221,642 | $1,757,894 |
| 46429B671 ISHARES MSCI CHINA E | ||
| 92189F106 VANECK GOLD MINERS | $495,428 | $735,503 |
| 92204A405 VANGUARD FINANCIALS | $1,247,816 | $1,136,070 |
| 0075W0759 EDGEWOOD GROWTH FUND | $1,170,020 | $1,351,074 |
| 464286400 ISHARES MSCI BRAZIL | $335,631 | $316,818 |
| 464287598 ISHARES RUSSELL 1000 | $353,682 | $364,667 |
| 464288372 ISHARES GLOBAL INFRA | $375,377 | $317,243 |
| 577130818 MATTHEWS CHINA FUND- | $429,500 | $554,895 |
| 77956H286 T ROWE PR JAPAN FUND | $388,401 | $485,365 |
| 77956H385 T ROWE PRICE NEW ASI | $485,501 | $558,545 |
| 81369Y209 HEALTH CARE SELECT S | $1,176,235 | $1,273,460 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 367829777 GATEWAY FUND-N | AT COST | $270,460 | $363,198 |
| 56166Y404 TORTOISE MLP & PIPEL | |||
| 09257V508 BLACKSTONE ALT MULTI | AT COST | $2,175,072 | $2,044,961 |
| 64128R608 NEUBERGER BERMAN LON | AT COST | $674,554 | $767,596 |
| 03875R205 THE ARBITRAGE FD-I | |||
| 464285105 ISHARES GOLD TRUST | AT COST | $699,750 | $985,672 |
| 72201P175 PIMCO COMMODITYPL ST | AT COST | $390,300 | $327,945 |
| 191912708 COHEN & STEERS REAL | AT COST | $737,800 | $591,983 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| LEGAL FEES - PRINCIPAL (ALLOCA | $2,614 | $2,614 |
| LEGAL FEES - INCOME (ALLOCABLE | $2,614 | $2,614 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| RETURN OF CAPITAL ADJUSTMENT | $21,086 |
| ROUNDING | $15 |
| PURCHASE ACCRUED INTEREST | $3 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ATTORNEY GENERAL FEE | Desc |
| Revenue And Expenses Per Books | $15 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $15 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $4,046 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| OID CASH RECEIVED | $1,672 |
| 2019 TRANSACTION POSTED IN 2018 | $311 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL ESTIMATES - INCOME | $18,900 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $15,943 | $15,943 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $2,243 | $2,243 | $0 |
Comments