FRANCES LEAR FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- FRANCES LEAR FOUNDATION (EIN 04-3489966)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-03-16
- IRS object ID
- 202140759349100114
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-03-16T15:26:30-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 043489966 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRANCES LEAR FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O PKF O'CONNOR DAVIES LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | FRAN | BusinessNameControlTxt |
| Phone | 2122862600 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MAGGIE LEAR | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2122862600 | PhoneNum |
| Signature | 2021-03-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MAGGIE | PersonFirstNm |
| Person Last | LEAR | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CHRISTOPHER PETERMANN | PreparerPersonNm |
| PTIN | P00097440 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2021-03-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $10,089,815 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $178,471 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $178,471 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $356,291 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,444,967 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $356,291 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $534,762 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $534,762 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $12,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $12,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $5,875 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $5,875 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $54,138 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $54,138 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $15,554 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,554 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $3,450 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $3,450 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $8,677 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $11 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $8,666 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $100,194 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $59,703 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $30,491 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $667,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $667,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $767,694 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $59,703 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $697,991 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$232,932 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $475,059 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $53,832 | CashBOYAmt |
| Cash EOY | $120,841 | CashEOYAmt |
| Cash EOYFMV | $120,841 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $150,523 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $349,486 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $349,486 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,242,752 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,298,360 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,298,360 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $4,323,397 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,432,696 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,432,696 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $825,234 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $858,826 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $858,826 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,911,166 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,029,606 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,029,606 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $9,506,904 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,089,815 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $10,089,815 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $9,506,904 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $10,089,815 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,506,904 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,089,815 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,506,904 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,089,815 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,506,904 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$232,932 | ExcessRevenueOverExpensesAmt |
| Other Increases | $815,843 | OtherIncreasesAmt |
| Subtotal | $10,089,815 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,089,815 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SALE OF PUBLICLY TRADED SECURITIES | P | $3,392,913 | $3,088,676 | $304,237 | $304,237 |
| CAPITAL GAINS DIVIDENDS | P | $52,054 | $52,054 | $52,054 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $356,291 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,603 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,603 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,603 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $7,619 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $7,619 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $1,016 | OverpaymentAmt |
| Applied To ES Tax | $1,016 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | PKF O'CONNOR DAVIES LLP | IndividualWithBooksNm |
| Phone | 2122862600 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| KATE BRECKIR LEAR | |||||||||
| C/O PKF OCONNOR DAVIES LLP 665 | FIFTH AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| MAGGIE LEAR | |||||||||
| C/O PKF OCONNOR DAVIES LLP 665 | FIFTH AVENUE | NEW YORK | NY | 10022 | PRESIDENT | 1.00 | $12,500 | $0 | $0 |
| DANIEL R KATZ | |||||||||
| C/O PKF OCONNOR DAVIES LLP 665 | FIFTH AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| DR JONATHAN LAPOOK | |||||||||
| C/O PKF OCONNOR DAVIES LLP 665 | FIFTH AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CAPITAL GROUP PRIVATE CLIENT SERVICES | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE PERSHING PLACE | AddressLine1Txt |
| City | JERSEY CITY | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 07399 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $54,138 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE FOUNDATION PURCHASED 500 FACE MASKS WHICH WERE DISTRIBUTED TO WOMEN IN PRISON. | Description1Txt |
| Expenses1 | $1,500 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,901,416 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $520,739 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $8,422,155 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $8,422,155 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $126,332 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $8,295,823 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $414,791 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $414,791 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,603 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,603 | TotalTaxAmt |
| Distributable Before Adj | $408,188 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $408,188 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $408,188 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $697,991 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $697,991 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $697,991 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $408,188 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $415,724 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $265,677 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $215,799 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $205,535 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $218,651 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,321,386 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $697,991 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $408,188 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $289,803 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,611,189 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $415,724 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,195,465 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $265,677 | ExcessFromYear4Amt |
| Excess From Year3 | $215,799 | ExcessFromYear3Amt |
| Excess From Year2 | $205,535 | ExcessFromYear2Amt |
| Excess From Year1 | $218,651 | ExcessFromYear1Amt |
| Excess From Current Year | $289,803 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (27 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| A LITTLE PIECE OF LIGHT | |||||||
| 521 ST MARKS AVENUE 3B | BROOKLYN | NY | 11213 | N/A | PC | GENERAL SUPPORT | $15,000 |
| AHA ATTITUDE HARMONY ACHIEVEMENT | |||||||
| 1209 DE LA VINA STREET SUITE A | SANTA BARBARA | NY | 93101 | N/A | PC | GENERAL SUPPORT | $7,500 |
| ALLIANCE OF FAMILIES FOR JUSTICE | |||||||
| 8 W 126TH STREET 3RD FL | NEW YORK | NY | 10027 | N/A | PC | GENERAL SUPPORT | $5,000 |
| BALLET HISPANICO OF NEW YORK INC | |||||||
| 167 WEST 89TH STREET | NEW YORK | NY | 10024 | N/A | PC | GENERAL SUPPORT | $202,500 |
| CAMPAIGN FOR THE FAIR SENTENCING OF YOUTH | |||||||
| 1319 F STREET NW NO 303 | WASHINGTON | DC | 20004 | N/A | PC | GENERAL SUPPORT | $10,000 |
| COLLEGE AND COMMUNITY FELLOWSHIPS | |||||||
| 475 RIVERSIDE DRIVE SUITE 1626 | NEW YORK | NY | 10115 | N/A | PC | GENERAL SUPPORT | $10,000 |
| COMMON JUSTICE | |||||||
| 540 ATLANTIC AVE 4TH FLOOR | BROOKLYN | NY | 11217 | N/A | PC | GENERAL SUPPORT | $15,000 |
| DAUGHTERS BEYOND INCARCERATION | |||||||
| PO BOX 791351 | NEW ORLEANS | LA | 70179 | N/A | PC | GENERAL SUPPORT | $17,500 |
| GEORGIA ALLIANCE EDUCATION FUND INC | |||||||
| PO BOX 170495 | ATLANTA | GA | 30317 | N/A | PC | GENERAL SUPPORT | $15,000 |
| GOOD CALL | |||||||
| 150 COURT ST SUITE 2 | BROOKLYN | NY | 11201 | N/A | PC | GENERAL SUPPORT | $10,000 |
| GOOD NATION FOUNDATION | |||||||
| 601 W 26TH STREET | NEW YORK | NY | 10001 | N/A | PC | ONE FOR DEMOCRACY | $50,000 |
| HEALTHCORPS INC | |||||||
| 191 7TH AVE APT 2N | NEW YORK | NY | 10011 | N/A | PC | GENERAL SUPPORT | $12,500 |
| NEO PHILANTHROPY | |||||||
| 45 WEST 36TH STREET 6TH FLOOR | NEW YORK | NY | 10018 | N/A | PC | FREE HER | $20,000 |
| NEW YORK WOMEN'S FOUNDATION | |||||||
| 39 BROADWAY 2300 | NEW YORK | NY | 10006 | N/A | PC | THE JUSTICE FUND | $20,000 |
| NYU SCHOOL OF MEDICINE | |||||||
| 550 FIRST AVENUE | NEW YORK | NY | 10016 | N/A | PC | THE EMPATHY PROJECT | $50,000 |
| PAL-O-MINE EQUESTRIAN INC | |||||||
| 829 OLD NICHOLS ROAD | ISLANDIA | NY | 11749 | N/A | PC | GENERAL SUPPORT | $20,000 |
| RAINFOREST ALLIANCE | |||||||
| 665 BROADWAY SUITE 500 | NEW YORK | NY | 10012 | N/A | PC | GENERAL SUPPORT | $75,000 |
| THE BROOKLYN COMMUNITY BAIL FUND | |||||||
| 195 MONTAGUE STREET FLOOR 14 | BROOKLYN | NY | 11201 | N/A | PC | GENERAL SUPPORT | $10,000 |
| THE NEW PRESS | |||||||
| 120 WALL STREET NO 31 FL | NEW YORK | NY | 10005 | N/A | PC | GENERAL SUPPORT | $2,500 |
| THE PRAXIS PROJECT | |||||||
| 7731 ALASKA AVE NW | WASHINGTON | DC | 20012 | N/A | PC | UNDOCUBLACK | $2,500 |
| THE PUBLIC THEATER | |||||||
| 425 LAFAYETTE STREET | NEW YORK | NY | 10003 | N/A | PC | GENERAL SUPPORT | $7,500 |
| TIDES FOUNDATION | |||||||
| PO BOX 29903 | SAN FRANCISCO | CA | 94129 | N/A | PC | YOUTH JUSTICE FUNDING COLLABORATIVE | $5,000 |
| VAYLA | |||||||
| 13235 CHEF MENTEUR HWY STE A | NEW ORLEANS | LA | 70129 | N/A | PC | GENERAL SUPPORT | $25,000 |
| WEST SIDE COALITION AGAINST HUNGER | |||||||
| 263 WEST 86TH STREET | NEW YORK | NY | 10024 | N/A | PC | GENERAL SUPPORT | $5,000 |
| WOMEN'S REFUGEE COMMISSION | |||||||
| 15 WEST 37TH STREET 9TH FLOOR | NEW YORK | NY | 10018 | N/A | PC | GENERAL SUPPORT | $5,000 |
| YOUTH REPRESENT | |||||||
| 342 BROADWAY | NEW YORK | NY | 10013 | N/A | PC | GENERAL SUPPORT | $40,000 |
| YOUTH REPRESENT | |||||||
| 342 BROADWAY | NEW YORK | NY | 10013 | N/A | PC | GENERAL SUPPORT | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $667,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $178,471 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $356,291 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $534,762 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $534,762 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PKF O'CONNOR DAVIES, LLP | CategoryTxt |
| Amt | $5,875 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $5,875 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (146 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS FXD RT SR NT 3.750% | $3,515 | $3,515 |
| ADOBE INC CT 1.900% | $4,230 | $4,230 |
| AIR PRODS & CHEMS INC NT 1.500% | $4,169 | $4,169 |
| AIR PRODS & CHEMS INC NT 1.850% | $2,117 | $2,117 |
| ALEXANDRIA REAL ESTATE EQUITIES INC SR NT 1.875% | $1,997 | $1,997 |
| ALLSTATE CORP SR NT 0.750% | $2,010 | $2,010 |
| ALLSTATECORPFXDRT SRNT 3.280% | $5,708 | $5,708 |
| ALPHABET INC NT 1.100% | $5,918 | $5,918 |
| ALTRIA GROUP IN GTD NT 2.350% | $4,250 | $4,250 |
| ALTRIA GROUP IN GTD NT 3.400% | $4,488 | $4,488 |
| AMAZON COM INC NT 0.800% | $6,088 | $6,088 |
| AMAZON COM INC NT 1.200% | $5,101 | $5,101 |
| AMERICAN CAMPUS CMNTYS OPER PARTNERSHIP LPGTDSR FXD RT NT 4.125% | $5,457 | $5,457 |
| AMERICAN INTL GROUP INC NT 2.500% | $7,525 | $7,525 |
| AMERICAN INTL GROUP INC NT 3.400% | $4,583 | $4,583 |
| AMERICAN HONDA FINCORPMEDTERM NTS FX DRT SRNT SERA 3.500% | $5,762 | $5,762 |
| ANHEUSERBUSCH INBEV WORLD WIDE INC GTD NT 4.150% | $3,416 | $3,416 |
| APPLE INC NT 1.125% 05/11/25 B/E DTD 05/11/20 | $3,085 | $3,085 |
| ASTRAZENECA PLC 3.375% | $5,613 | $5,613 |
| AT&T INC GLOBAL NT 1.650% | $5,101 | $5,101 |
| AT&T INC GLOBAL NT 2.250% | $5,072 | $5,072 |
| AT&T INC GLOBAL NT 2.300% | $4,266 | $4,266 |
| B AT CAP CORP GTD NT 2.726 | $9,322 | $9,322 |
| BANK AMER CORP SR NT FIXED/ FLTG 1.192% | $6,079 | $6,079 |
| BANK AMER CORP SR NT FIXED/ FLTG 1.197% | $5,067 | $5,067 |
| BOARDWALK PIPELINES LP GTD FXD RT NTS4.950% | $11,161 | $11,161 |
| BOEING CO SR NT 3.250% | $10,729 | $10,729 |
| BOEING CO SR NT 5.040% | $4,676 | $4,676 |
| BOSTON SCIENTIFIC CORP FXDRT SRNT 3.450% | $5,416 | $5,416 |
| BOSTONS CIENTIFIC CORP FXDRT SRNT 3.750% | $5,674 | $5,674 |
| BP CAP MKTS AMERINC GTD FIXED RATES RNOTES4.234% | $2,390 | $2,390 |
| CANADIAN NAT RES LTD NT 2.050% | $5,245 | $5,245 |
| CARMAX AUTO OWNER TR 2020-1 ASSET BACKED NT CL A-2 | $3,493 | $3,493 |
| CARMAX AUTO OWNER TR2019-2 ASSET BACKEDNT CL A-42.770% | $5,259 | $5,259 |
| CARMAX AUTO OWNER TR2019-2 ASSET BACKEDNT CL C3.160% | $5,242 | $5,242 |
| CARMAX AUTO OWNERTR2019-2 ASSET BACKEDNT CL A-2A 2.690% | $656 | $656 |
| CARMAX AUTO OWNERTR2019-2 ASSET BACKEDNT CL A-32.680% | $5,117 | $5,117 |
| CHARTER COMMUNICATIONS OPER LLC 4.908% | $2,323 | $2,323 |
| CHARTER COMMUNICATIONS OPER LLC 2.800% | $2,115 | $2,115 |
| CITI GROUP INC FXD RT SUB NT 4.450% | $2,364 | $2,364 |
| CITIGROUP INC FIXED/FLTG 2.572% | $5,329 | $5,329 |
| CITIGROUP INC FIXED/FLTG RATE 2.66% | $4,291 | $4,291 |
| COCA COLA NT 1.000% | $6,034 | $6,034 |
| COMCAST CORP ST NT 1.950% | $3,081 | $3,081 |
| COMCAST CORPGTDFXDRT SRNOTE3.950% | $8,042 | $8,042 |
| CONNETICUT LT & PWR CO FIRST REF MTG BD 2020 SER A 0.075% | $10,114 | $10,114 |
| CONSTELLATION BRANDS INC GTDFXDRT SRNT 3.200% | $2,113 | $2,113 |
| CORPORATE OFFICE PPTYSL PGTDSRFXDRT 5.250% | $5,526 | $5,526 |
| COSTCO WHOLESALE CORP NEW 1.375% | $2,061 | $2,061 |
| COSTCO WHOLESALE CORP NEW FXDRT SRNT 2.300% | $5,132 | $5,132 |
| CVS HEALTH CORP SR NT 1.300% | $6,028 | $6,028 |
| DOW DUPONT INCFXDRT SRNOTES 4.205% | $5,516 | $5,516 |
| DRIVE AUTO RECEIVABLES TR 2020-1 ASSET BACKED NT CL A 1.990% | $264 | $264 |
| DRIVE AUTO RECEIVABLES TR 2020-1 ASSET BACKED NT CL B 2.080% | $10,146 | $10,146 |
| DRIVE AUTO RECEIVABLES TR 2020-1 ASSET BACKED NT CL C 2.360% | $9,210 | $9,210 |
| DUKE ENERGY PROGRESS LLC FIXED RT 1ST MTGBD3.375% | $7,531 | $7,531 |
| EMERSON ELEC CO SR NT 1.800% | $5,284 | $5,284 |
| EQUINIX INC SR NT 1.250% | $2,040 | $2,040 |
| EQUINIX INC SR NT 1.800% | $2,059 | $2,059 |
| EQUINIX INC SR NT 2.900% | $5,468 | $5,468 |
| ERP OPER LTD PARTNERSHIP FIXED RT NT 4.625% | $3,086 | $3,086 |
| ESSEX PORTFOLIO L P GTD FXDRT SRNT 3.500% | $11,080 | $11,080 |
| FEDERAL HOME LN MTG CORP MEDIUM TERM NTS FED 0.375% | $42,929 | $42,929 |
| FEDERAL HOME LN MTG CORP PARTN CTFS POOL | $1,029 | $1,029 |
| FEDERAL HOME LN MTG CORP REFERENCE NTS 0.250% | $13,028 | $13,028 |
| FEDERAL NATL MTG ASSN 0.875% | $9,814 | $9,814 |
| FEDERAL NATL MTG ASSN BENCHMARK 2.375% | $25,099 | $25,099 |
| FEDERAL NATL MTGASSNBENCHMARK2.625% | $21,752 | $21,752 |
| FHLMC MULTI CLASS MTG PARTN CTFSGTD SER 3272 CL PA 6.000% | $3,014 | $3,014 |
| FHLMC MULTI CLASS MTG PARTN CTFSGTD2.791% | $15,303 | $15,303 |
| FHLMC MULTI CLASS MTG PARTN CTFSGTD3.974% | $4,109 | $4,109 |
| FIRSTENERGY CORP NT SE A 2.050% | $2,988 | $2,988 |
| FISERV INC SR NT 2.250% | $5,329 | $5,329 |
| FISERV INCSRNT 3.200% | $4,481 | $4,481 |
| FISERV INCSRNT 3.500% | $2,284 | $2,284 |
| FNMA GTDMTGPASSTHRUCTFSPOOL # AI5236 5.000% | $9,788 | $9,788 |
| FNMA GTDREMICPASSTHRUTRREMICTR2007-33 CL-HE5.500% | $3,860 | $3,860 |
| FNMA GTDREMICPASSTHRUTRREMICTR2017-M7 CL-A2 VAR RATE2.961% | $6,685 | $6,685 |
| FORD CR AUTO OWNER TR 2020-A ASSET BACKED NT CLA-3 1.040% | $2,024 | $2,024 |
| FREDDIE MAC SEASONED CR RISK TRANSFER TRSER2017-4 CL HT SET UP 2.25% | $3,526 | $3,526 |
| FREDDIE MAC SEASONED CR RISK TRANSFER TRSER2017-4 CL MT 3.500% | $3,764 | $3,764 |
| FREDDIE MAC SEASONED CR RISK TRANSFER TRSER2019-2 CL MA 3.500% | $8,701 | $8,701 |
| FREDDIE MAC SEASONED CR RISK TRANSFER TRSER2019-4 CL MA 3.000% | $8,079 | $8,079 |
| FREDDIE MAC SEASONED LNS STRUCTURED TRANSACTION TR 3.500% | $8,921 | $8,921 |
| GENERAL MTRSCOFXDRT SRNT 4.200% | $4,533 | $4,533 |
| GM FINL AUTOMOBILE LEASING TR2020-2 NT CL A-2-A 0.710% | $924 | $924 |
| GM FINL AUTOMOBILE LEASING TR2020-2 NT CL A-3-A 0.800% | $1,008 | $1,008 |
| GM FINL AUTOMOBILE LEASINGTR2019-2 NT CL A-3 2.670% | $6,982 | $6,982 |
| GM FINL AUTOMOBILE LEASINGTR2019-2 NT CL A-4 2.720% | $2,027 | $2,027 |
| GNMA II GTDMTG PASSTHRU CTFSPOOL # AA7554 6.640% | $419 | $419 |
| GOLDMAN SACHS GROUP INC FIXED TO FLTG RATE NOTES 3.272% | $7,668 | $7,668 |
| HONDA AUTO RECEIVABLES 2019-2 OWNER TR NT CLA A-3 2.520% | $5,093 | $5,093 |
| HONEYWELL INTL INCFXDRT NT 2.150% | $5,133 | $5,133 |
| HONEYWELL INTL INCFXDRT SRNT 2.300% | $2,131 | $2,131 |
| JPMORGAN CHASE & CO FXD TOFLTGRT SRNOTE3.559% | $5,359 | $5,359 |
| JPMORGAN CHASE & CO NT FIXED TO FLTG RATE 2.522% | $11,823 | $11,823 |
| KEURIG DR PEPPER INC SR NT 3.200% | $7,926 | $7,926 |
| KIMBERLY CLARK CORP NT 1.050% | $5,068 | $5,068 |
| KINDER MORGAN INCDEL 3.150% | $5,259 | $5,259 |
| KREDITANSTALT FUR WIEDERAUBAU KFW GLOBAL BD 0.375% | $3,990 | $3,990 |
| LYB INTL FIN III LLC GTD NT 1.250% | $4,070 | $4,070 |
| LYB INTL FIN III LLC GTD NT 2.250% | $4,115 | $4,115 |
| MARCH & MCLENNAN COS INC SR NT 2.250% | $3,176 | $3,176 |
| MARSH& MCLENNAN COS INC SRNT 3.875% | $5,515 | $5,515 |
| MORGAN STANLEY FIXED/FLTGSRNT 2.720% | $5,348 | $5,348 |
| MORGAN STANLEY NT 0.985% | $6,045 | $6,045 |
| NEXTERA ENERGY CAP HLDGS INC TD DEB 2.250% | $5,242 | $5,242 |
| NIKEINCFXDRT NT 2.375% | $10,937 | $10,937 |
| NOVARTIS CAP CORP 1.750% | $4,196 | $4,196 |
| ONEOK INC NEW GTD FXD RT NT 4.550% | $3,433 | $3,433 |
| PACIFIC GAS & ELEC CO 1ST MTG BD 2.100% | $3,053 | $3,053 |
| PACIFIC GAS & ELEC CO 1ST MTG BD 2.500% | $10,037 | $10,037 |
| PAYPAL HLDGS INC SR NT 1.650% | $3,134 | $3,134 |
| PEPSICO INC SR NT 1.400% | $2,014 | $2,014 |
| PHILIP MORRIS INT INC NT 1.500% | $4,143 | $4,143 |
| PHILLIPA 66 GTD SR NT 3.850% | $5,609 | $5,609 |
| PROCTER & GAMBLE CO NT 0.550% | $5,044 | $5,044 |
| QUEBEC PROV CDA GLOBAL NT SE RA ISIN | $6,025 | $6,025 |
| ROYAL BK CDA GLOBAL MED TERM NTS BOOK 1.150% | $3,066 | $3,066 |
| SANTANDER DRIVE AUTO RECEIVABLE STR2019-3 ASSET BACKED NT CL A-2-A 2.280% | $5,039 | $5,039 |
| SANTANDER DRIVE AUTO RECEIVABLES TR2019-3 ASSET BACKED NT CL C 2.490% | $5,103 | $5,103 |
| SIMONPPTYGROUPL PGTDFXDRT SRNT 2.500% | $5,029 | $5,029 |
| SOUTHERN CALIF EDISON CO 1ST REF MTG BD SER 2019C 2.850 | $5,440 | $5,440 |
| SOUTHERN CALIF EDISON CO FXDRT 1ST - | $11,219 | $11,219 |
| STARBUCKS CORP FIXED RT SRNT 3.800% | $7,966 | $7,966 |
| TORONTO DOMINION BK SR MEDIUM TERM 1.150% | $5,106 | $5,106 |
| TORONTO DOMINION BK SR MEDIUM TERM 2.650% | $5,358 | $5,358 |
| TORONTO -DOMINOION BANK 09/11/23 B/E DTD 09/11/20 | $5,014 | $5,014 |
| TOTOTA MTR CR CORP MEDIUM TERM NTS 3.000% | $5,498 | $5,498 |
| TOYOTA AUTORECEIVABLES 2019- A OWNER TRASSET BKD NT CL A-4 4.3000% | $7,336 | $7,336 |
| TOYOTA AUTORECEIVABLES 2019-BOWNERTRASSET BACKEDCTF CL A-2 A 2.590% | $1,477 | $1,477 |
| TOYOTA AUTORECEIVABLES 2019-BOWNERTRASSET BACKEDCTF CL A-3 2.570% | $7,133 | $7,133 |
| TOYOTA MTR CR CORP MEDIUM TERM NTSFXDRT NT SERB 2.250% | $5,261 | $5,261 |
| UNITED HEALTH GROUP INC FXD RT NT 3.750% | $11,393 | $11,393 |
| UNITED HEALTH GROUP INC FXDRT NT 3.350% | $5,241 | $5,241 |
| VERIZON COMMUNICATIONS INC NT 0.850% | $10,079 | $10,079 |
| VIRGINIA ELEC& PWRCOFXDRT SRNT 2015 SERA 3.100% | $10,934 | $10,934 |
| VOLKSWAGEN AUTO LEASE TR 2019-A NT CL A-3 1.990% | $6,089 | $6,089 |
| VOLKSWAGEN AUTO LEASE TR 2019-A NT CLA A-2A 2.000% | $2,210 | $2,210 |
| WALMART INCFXDRATESRNOTE 3.125% | $4,055 | $4,055 |
| WALMART INCFXDRT SRNT 3.400% | $5,370 | $5,370 |
| WALMART INCNT 2.850% | $5,409 | $5,409 |
| WELLS FARGO & CO MEDIUM TERM SR NT 2.572% | $10,611 | $10,611 |
| WORLD OMNI SELECT AUTOTR2019-A ASSET BACKEDNT CL A-2A 2.060% | $3,374 | $3,374 |
| XCEL ENERGY INC FXD RT SR NT 3.350% | $4,512 | $4,512 |
| ZIMMERBIOMET HLDGSINCFXDRT SRNT 3.150% | $10,284 | $10,284 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (148 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABB LTD ZUDERICH NAMEN AKT SHS ISIN | $45,506 | $45,506 |
| ABBOTT LABS COM | $49,161 | $49,161 |
| ACTIVISION BLIZZARD INC COM | $65,924 | $65,924 |
| ADEVINTA ASA REGISTERED SHS | $9,069 | $9,069 |
| ADOBE SYS INC COM | $6,502 | $6,502 |
| AENHEUSER BUSCH INBEV SA NV SHS SISN | $36,268 | $36,268 |
| AESCORPCOM | $9,729 | $9,729 |
| AIA GROUPLTD HONGKONGS | $94,568 | $94,568 |
| AIR PRODS & CHEMS INC COM | $12,022 | $12,022 |
| AIRBUS SE BEARER | $58,214 | $58,214 |
| ALPHABET INC CAP STK CL C | $8,759 | $8,759 |
| ALPHABET INC CL A | $29,795 | $29,795 |
| AMAZON COM INC | $35,826 | $35,826 |
| AMERICA MOVIL SABDECV SPONSOREDA | $28,426 | $28,426 |
| AMERICAN TOWER CORP NEW COM | $34,567 | $34,567 |
| AMETEK INC NEW COM | $38,096 | $38,096 |
| ANTHEM INCCOM | $12,844 | $12,844 |
| AON PLC SHS | $38,029 | $38,029 |
| APPLE INC COM | $90,893 | $90,893 |
| ASAHI KASEI CORPSHSIS | $35,870 | $35,870 |
| ASML HOLDINGNV | $107,486 | $107,486 |
| ASTRAZENECA PLC SHS | $75,750 | $75,750 |
| B&M EUROPEAN VALUE RETAIL SA REG SHS ISIN | $24,445 | $24,445 |
| BEIGENE LTD SPONSORED ADR | $20,154 | $20,154 |
| BRITISH AMERICAN TOBACCO PLC ORD | $36,196 | $36,196 |
| BROADCOM INCCOM | $116,906 | $116,906 |
| CARLSBERGR NATIONAL | $64,699 | $64,699 |
| CHARTER COMMUNICATION INC NEW CL A | $28,447 | $28,447 |
| CHEVRON CORP NEW COM | $35,469 | $35,469 |
| CHINA TOWER CORPORATION LIMITED | $8,234 | $8,234 |
| CHUBB LTDCOM | $12,775 | $12,775 |
| CIE FINANCEIRE RICHEMONT AZ ZUG NAMEN AKT | $37,587 | $37,587 |
| CIGNA CORP NEW COM | $4,580 | $4,580 |
| CITIZENS FNL GROUP INC COM | $47,203 | $47,203 |
| CME GROUP INC COM | $39,687 | $39,687 |
| COMCAST CORP CL A | $51,090 | $51,090 |
| COMPAGNIE FINANCIERE RICHEMONT SA | $213 | $213 |
| COSTCO WHOLESALE CORP NEW COM | $46,344 | $46,344 |
| CROWN CASTLEINTL CORPNEW | $29,450 | $29,450 |
| CSX CORP COM | $35,846 | $35,846 |
| DANAHER CORP COM | $39,985 | $39,985 |
| DBS CROUP HLDGS DBSH ISIN | $13,266 | $13,266 |
| DEUTSCHE BOERSE AG FRANKURT AM MAIN NAMENS AKT | $11,226 | $11,226 |
| DIAGEO PLC ORD SHS | $19,273 | $19,273 |
| DKSH HOLDING AG ZUERICH NAMEN AKT | $9,338 | $9,338 |
| DNB ASA SHS | $29,832 | $29,832 |
| DSV PANALPINA | $12,437 | $12,437 |
| ELECTRONIC ARTS INC COM | $18,955 | $18,955 |
| ENEL SOCIETA PERAZIONI AZ | $65,447 | $65,447 |
| EQUINIX INC COM | $23,568 | $23,568 |
| ESSILOR LUXXOTICA SA | $46,501 | $46,501 |
| EURONET WORLDWIDE INC | $18,840 | $18,840 |
| FACEBOOK INC CL A | $21,033 | $21,033 |
| FIDELITY NATL INFORMATION SVCS INC COM | $21,219 | $21,219 |
| FIRST REP BK SAN FRANCISCO CALIF NEW COM | $6,171 | $6,171 |
| GALAPAGOS NV SHS | $1,575 | $1,575 |
| GENMAB A/SSHS | $31,806 | $31,806 |
| GILEAD SCIENCES INC | $22,721 | $22,721 |
| GIVAUDAN AG DUEBENDORF | $8,144 | $8,144 |
| GLOBAL PMTS INC COM | $10,125 | $10,125 |
| GODADDY INC CL A | $51,014 | $51,014 |
| GRIFOLS SA SHS A ISIN | $22,700 | $22,700 |
| GROUP DANONE SHS | $18,876 | $18,876 |
| HAMAMATSU PHOTONICS | $32,642 | $32,642 |
| HDFC BK LTD ADR REPSTG3 SHS | $11,778 | $11,778 |
| HEICO CORP NEW CL A | $7,609 | $7,609 |
| HEICO CORP NEW COM | $6,752 | $6,752 |
| HENRY JACK & ASSOC INC COM | $21,383 | $21,383 |
| HERMES INTL | $16,142 | $16,142 |
| HILTON WORLD WIDE HLDGS INC COM | $20,917 | $20,917 |
| HONEYWELL INTL INC COM | $31,905 | $31,905 |
| HYUNDAI MTRCO SPONSORED GDR | $8,454 | $8,454 |
| IBERDROLA SA BILBAO | $26,724 | $26,724 |
| INDUSTRIA DE DISENO TEXTIL INDITES | $42,243 | $42,243 |
| INTEL CORP COM | $26,106 | $26,106 |
| INTERCONTINENTAL EXCHANGE INC COM | $46,347 | $46,347 |
| JOHNSON & JOHNSON COM | $18,571 | $18,571 |
| JPMORGAN CHASE& CO COM | $50,955 | $50,955 |
| KERING SA SHS | $37,087 | $37,087 |
| KEYENCE CORP EDSHS | $62,696 | $62,696 |
| KLA CORP COM | $37,024 | $37,024 |
| KONINKLIJKE PHILIPS NV | $7,963 | $7,963 |
| KONINKLIJKEKPNNV | $20,081 | $20,081 |
| L'AIRLIQUIDECOLTDSHSIS | $11,004 | $11,004 |
| LAS VEGAS SANDS CORP | $9,178 | $9,178 |
| LILLYELI & COCOM | $17,559 | $17,559 |
| LINDEPLCSH I | $9,486 | $9,486 |
| LINK REAL ESTATE INVESTMENT TRUST | $7,904 | $7,904 |
| LONDON STOCK EXCHGROUP PLC LONDON | $27,331 | $27,331 |
| LOREAL SHS | $44,487 | $44,487 |
| LVMH (MOET HENNESSY LOUIS VUITTON) | $10,626 | $10,626 |
| MARSH& MCLENNAN COS INC COM | $25,038 | $25,038 |
| MERCK& COINCNEW COM | $30,675 | $30,675 |
| MICROSOFT CORPCOM | $75,623 | $75,623 |
| MONDELEZ INTL INCCL A | $12,454 | $12,454 |
| MOODYS CORP COM | $43,246 | $43,246 |
| MSCI INC COM | $24,559 | $24,559 |
| MURATA MFG CO LTD FIRST SECTION | $13,340 | $13,340 |
| NESTLE SA CHAM ET VEVEYSHSCOM | $55,173 | $55,173 |
| NEUROCRINE BIOSCIENCES INC COM | $5,080 | $5,080 |
| NIKE INC CL B | $13,723 | $13,723 |
| NORFOLK SOUTH CORP COM | $14,969 | $14,969 |
| NORTHROP GRUMMAN | $36,871 | $36,871 |
| NOVO NORDISK AS VORMALS NOVO INDUSTRI ASALMINDELIG | $79,730 | $79,730 |
| NTT NIPPON TELEGRAPH & TELEPHON CORP | $5,210 | $5,210 |
| OBIC CO LTD TOKYO | $20,081 | $20,081 |
| PERNOD RICARD ORD SHS | $24,362 | $24,362 |
| PHILIP MORRIS INTL | $28,977 | $28,977 |
| PROSUS NV ADRISIN | $4,446 | $4,446 |
| RECKITT BENCKISER GROUP PLC SLOUGHSH | $54,540 | $54,540 |
| RELX PLC SHS ISIN | $6,639 | $6,639 |
| RENAISSANCE RE HOLDINGS LTD COM | $11,773 | $11,773 |
| RIO TINTO PLC SHS | $11,289 | $11,289 |
| ROYAL CARIBBEAN GROUP ISIN | $29,876 | $29,876 |
| ROYAL PHILIPS NV SHSIS | $34,439 | $34,439 |
| RYAN AIR HLDGS PLC SPONSORED ADR NEW | $25,845 | $25,845 |
| SAFRANSA PARIS SH | $83,268 | $83,268 |
| SAMSUNG ELECTRS LTD | $43,420 | $43,420 |
| SAP AG SYSTEME ANWENDUNGEN PRODUKTEINDER | $45,872 | $45,872 |
| SARTORIUS AG VORZ AKT OHNE STIMMRECHT | $10,929 | $10,929 |
| SEAGEN INC COM | $65,152 | $65,152 |
| SEMPRA ENERGYCOM | $9,046 | $9,046 |
| SERVICE NOW INC COM | $22,568 | $22,568 |
| SHIN ETSU CHEMICAL CO | $45,734 | $45,734 |
| SHIONOGI & COLTDSH | $5,525 | $5,525 |
| SMC CORP | $38,288 | $38,288 |
| SOFTBANK GROUP CORP | $9,909 | $9,909 |
| STATE STR CORP COM | $6,550 | $6,550 |
| STRAUMANN HOLDING AG WALDENBURG NAMENAKT | $4,761 | $4,761 |
| SVENSKA HANDELSBAKEN AB | $3,869 | $3,869 |
| TAIWAN SEMICONDUCTOR MFGCO SPONSORED ADR | $155,055 | $155,055 |
| TC ENERGY CORPORATION REGISTERED SHSH ISIN | $10,360 | $10,360 |
| TENCENT HLDGSLTD | $58,920 | $58,920 |
| TERUMO CORP SHS | $21,305 | $21,305 |
| TOTAL SA EUR SHSH ISIN | $20,168 | $20,168 |
| TRANSDIGM GROUP INC COM | $19,803 | $19,803 |
| TRIMBLE INC COM | $13,354 | $13,354 |
| UBS GROUP AG SHS ISIN | $22,113 | $22,113 |
| UNI CHARM CORPSHS | $9,641 | $9,641 |
| UNILEVER PLC SHS ISIN | $14,706 | $14,706 |
| UNITED HEALTH GROUP INC COM | $69,084 | $69,084 |
| V F CORP COM | $11,530 | $11,530 |
| VERTEX PHARMACEUTICALS INC COM | $10,872 | $10,872 |
| VISA INCCOM CL A | $90,554 | $90,554 |
| WABTEC COM | $21,740 | $21,740 |
| WASTE CONNECTIONS INC COM | $14,960 | $14,960 |
| YUM BRANDSINCCOM | $12,484 | $12,484 |
| ZIMMERBIOMET HLDGS INC COM | $15,563 | $15,563 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,277,413 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,277,413 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $20,947 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $20,947 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AMERICAN FUNDS DEVELOPING WORLD GROWTH AND INCOME FUND CLASSF3 | FMV | $510,916 | $510,916 |
| AMERICANHIGH-INCOMETRUST CLASSF3 | FMV | $471,698 | $471,698 |
| FUNDAMENTAL INVESTORS CLASS F3 | FMV | $1,010,129 | $1,010,129 |
| THE GROWTH FUND OF AMERICA CLASS F3 | FMV | $1,036,863 | $1,036,863 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| COMPUTER SOFTWARE | $6,516 | $0 | $6,516 |
| OTHER CHARITABLE EXPENDITURES | $1,500 | $0 | $1,500 |
| POSTAGE | $650 | $0 | $650 |
| FOREIGN FEES | $11 | $11 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CHANGE IN UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $815,843 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CUSTODIAN & MANAGEMENT FEES | CategoryTxt |
| Amt | $54,138 | Amt |
| Net Investment Income | $54,138 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES PAID | $5,554 | $5,554 | $0 |
| EXCISE TAX PAID | $10,000 | $0 | $0 |
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