TREETOPS FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- TREETOPS FOUNDATION (EIN 13-4093466)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202133199349102108
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T09:05:23-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 390859910 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BAKER TILLY US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE PENN PLAZA SUITE 3000 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10119 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 134093466 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE TREETOPS FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | TREE | BusinessNameControlTxt |
| Phone | 2126976900 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | BAKER TILLY ONE PENN PLAZA NO 30 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10119 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MATTHEW BRONFMAN | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2126976900 | PhoneNum |
| Signature | 2021-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MATTHEW | PersonFirstNm |
| Person Last | BRONFMAN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DOUGLAS RICHARDSON | PreparerPersonNm |
| PTIN | P01270963 | PTIN |
| Phone | 2126976900 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $17,976,710 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $49,185 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $290,854 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $290,854 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,026,553 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,491,997 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,026,553 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$280,100 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,366,592 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,037,307 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $75,762 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $75,762 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $192,793 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $72,793 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $120,000 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $15,750 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,036 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $16,049 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $4,815 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $5,511 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $300,354 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $82,644 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $201,273 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,761,747 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,761,747 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,062,101 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $82,644 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,963,020 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$695,509 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $954,663 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $515,163 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $576,403 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $576,403 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $10,141 | AcctRcvblAmt |
| Acct Rcvbl BOY | $5,180 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $10,141 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $10,141 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $9,995,025 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,243,857 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,365,847 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $4,098,532 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,115,113 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,024,319 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $14,613,900 | TotalAssetsBOYAmt |
| Total Assets EOY | $13,945,514 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $17,976,710 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $171,472 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $198,595 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $171,472 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $198,595 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $14,442,428 | RetainedEarningBOYAmt |
| Retained Earning EOY | $13,746,919 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,442,428 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $13,746,919 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,613,900 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $13,945,514 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,442,428 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$695,509 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $13,746,919 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $13,746,919 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (274 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| PARKER HANNIFIN CORP | P | 2020-07-24 | 2020-12-14 | $75,519 | $50,444 | $25,075 | $25,075 |
| ADOBE INC. (DELAWARE) | P | 2019-01-09 | 2020-07-24 | $50,121 | $27,255 | $22,866 | $22,866 |
| AMAZON.COM | P | 2019-01-02 | 2020-12-14 | $178,487 | $86,608 | $91,879 | $91,879 |
| CORTEVA INC | P | 2015-04-20 | 2020-07-24 | $8,773 | $7,907 | $866 | $866 |
| COSTCO WHOLESALE CORP | P | 2019-04-04 | 2020-07-24 | $124,054 | $92,895 | $31,159 | $31,159 |
| DANAHER CORP | P | 2019-04-18 | 2020-07-24 | $75,094 | $49,643 | $25,451 | $25,451 |
| WALT DISNEY CO (HOLDING CO) DISNEY COM | P | 2019-01-04 | 2020-05-14 | $90,767 | $95,047 | -$4,280 | -$4,280 |
| OAKMARK INTL | P | 2018-12-14 | 2020-12-14 | $100,000 | $82,260 | $17,740 | $17,740 |
| MICROSOT CORP | P | 2018-12-21 | 2020-12-14 | $101,367 | $46,195 | $55,172 | $55,172 |
| THERMO FISHER SCIENTIFIC | P | 2019-04-18 | 2020-07-24 | $50,108 | $32,260 | $17,848 | $17,848 |
| THERMO FISHER SCIENTIFIC | P | 2019-04-18 | 2020-12-14 | $122,029 | $67,642 | $54,387 | $54,387 |
| CORTEVA INC | P | 2016-07-11 | 2020-07-24 | $19,722 | $17,826 | $1,896 | $1,896 |
| CORTEVA INC | P | 2016-07-20 | 2020-07-24 | $9,505 | $9,093 | $412 | $412 |
| CORTEVA INC | P | 2016-07-22 | 2020-07-24 | $9,505 | $9,128 | $377 | $377 |
| FIDELITY NEW MKT INC | P | 2019-04-01 | 2020-03-18 | $109 | $135 | -$26 | -$26 |
| FIDELITY NEW MKT INC | P | 2019-05-01 | 2020-03-18 | $101 | $122 | -$21 | -$21 |
| FIDELITY NEW MKT INC | P | 2019-06-03 | 2020-03-18 | $113 | $136 | -$23 | -$23 |
| FIDELITY NEW MKT INC | P | 2019-07-01 | 2020-03-18 | $101 | $124 | -$23 | -$23 |
| FIDELITY NEW MKT INC | P | 2019-08-01 | 2020-03-18 | $106 | $131 | -$25 | -$25 |
| FIDELITY NEW MKT INC | P | 2019-09-03 | 2020-03-18 | $105 | $126 | -$21 | -$21 |
| FIDELITY NEW MKT INC | P | 2019-10-01 | 2020-03-18 | $100 | $120 | -$20 | -$20 |
| FIDELITY NEW MKT INC | P | 2019-11-01 | 2020-03-18 | $103 | $123 | -$20 | -$20 |
| FIDELITY NEW MKT INC | P | 2019-12-02 | 2020-03-18 | $99 | $118 | -$19 | -$19 |
| FIDELITY NEW MKT INC | P | 2019-12-27 | 2020-03-18 | $27 | $32 | -$5 | -$5 |
| FIDELITY NEW MKT INC | P | 2020-01-02 | 2020-03-18 | $103 | $126 | -$23 | -$23 |
| FIDELITY NEW MKT INC | P | 2020-02-03 | 2020-03-18 | $100 | $123 | -$23 | -$23 |
| FIDELITY NEW MKT INC | P | 2020-03-02 | 2020-03-18 | $96 | $116 | -$20 | -$20 |
| PIMCO SHORT TERM FD INST CL | P | 2019-04-01 | 2020-03-20 | $180 | $188 | -$8 | -$8 |
| PIMCO SHORT TERM FD INST CL | P | 2019-05-01 | 2020-03-20 | $175 | $182 | -$7 | -$7 |
| PIMCO SHORT TERM FD INST CL | P | 2019-06-03 | 2020-03-20 | $187 | $195 | -$8 | -$8 |
| PIMCO SHORT TERM FD INST CL | P | 2019-07-01 | 2020-03-20 | $157 | $163 | -$6 | -$6 |
| PIMCO SHORT TERM FD INST CL | P | 2019-08-01 | 2020-03-20 | $162 | $169 | -$7 | -$7 |
| PIMCO SHORT TERM FD INST CL | P | 2019-09-03 | 2020-03-20 | $165 | $172 | -$7 | -$7 |
| PIMCO SHORT TERM FD INST CL | P | 2019-10-01 | 2020-03-20 | $139 | $145 | -$6 | -$6 |
| PIMCO SHORT TERM FD INST CL | P | 2019-11-01 | 2020-03-20 | $141 | $146 | -$5 | -$5 |
| PIMCO SHORT TERM FD INST CL | P | 2019-12-02 | 2020-03-20 | $145 | $151 | -$6 | -$6 |
| PIMCO SHORT TERM FD INST CL | P | 2019-12-27 | 2020-03-20 | $269 | $278 | -$9 | -$9 |
| PIMCO SHORT TERM FD INST CL | P | 2020-01-02 | 2020-03-20 | $143 | $148 | -$5 | -$5 |
| PIMCO SHORT TERM FD INST CL | P | 2020-02-03 | 2020-03-20 | $133 | $138 | -$5 | -$5 |
| PIMCO SHORT TERM FD INST CL | P | 2020-03-02 | 2020-03-20 | $116 | $121 | -$5 | -$5 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-02-01 | 2020-01-23 | $177 | $177 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-03-01 | 2020-01-23 | $185 | $185 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-04-01 | 2020-01-23 | $186 | $186 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-05-01 | 2020-01-23 | $88 | $88 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-06-03 | 2020-01-23 | $69 | $69 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-07-01 | 2020-01-23 | $71 | $71 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-08-01 | 2020-01-23 | $71 | $71 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-09-03 | 2020-01-23 | $71 | $71 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-10-01 | 2020-01-23 | $71 | $71 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-11-01 | 2020-01-23 | $71 | $71 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-12-02 | 2020-01-23 | $66 | $66 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-12-27 | 2020-01-23 | $9 | $9 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2020-01-02 | 2020-01-23 | $66 | $66 | $0 | $0 |
| SPDR S&P 500 TRUST | P | 2020-02-25 | 2020-12-10 | $9,152 | $7,884 | $1,268 | $1,268 |
| SPDR S&P 500 TRUST | P | 2020-03-03 | 2020-12-10 | $9,884 | $8,287 | $1,597 | $1,597 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-09-17 | 2020-08-24 | $364 | $392 | -$28 | -$28 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-10-16 | 2020-08-24 | $481 | $514 | -$33 | -$33 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-11-18 | 2020-08-24 | $516 | $551 | -$35 | -$35 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-12-17 | 2020-08-24 | $1,732 | $1,818 | -$86 | -$86 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2020-01-16 | 2020-08-24 | $558 | $591 | -$33 | -$33 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2020-02-19 | 2020-08-24 | $422 | $449 | -$27 | -$27 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2020-03-17 | 2020-08-24 | $294 | $302 | -$8 | -$8 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2020-04-16 | 2020-08-24 | $181 | $181 | $0 | $0 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2020-05-18 | 2020-08-24 | $277 | $280 | -$3 | -$3 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2020-06-16 | 2020-08-24 | $219 | $219 | $0 | $0 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2020-07-16 | 2020-08-24 | $229 | $230 | -$1 | -$1 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2020-08-18 | 2020-08-24 | $257 | $257 | $0 | $0 |
| FIDELITY NEW MKT INC | P | 2018-10-03 | 2020-03-18 | $8,372 | $9,999 | -$1,627 | -$1,627 |
| FIDELITY NEW MKT INC | P | 2018-10-16 | 2020-03-18 | $8,451 | $9,999 | -$1,548 | -$1,548 |
| FIDELITY NEW MKT INC | P | 2018-10-17 | 2020-03-18 | $8,451 | $9,999 | -$1,548 | -$1,548 |
| FIDELITY NEW MKT INC | P | 2018-11-01 | 2020-03-18 | $64 | $75 | -$11 | -$11 |
| FIDELITY NEW MKT INC | P | 2018-12-03 | 2020-03-18 | $110 | $125 | -$15 | -$15 |
| FIDELITY NEW MKT INC | P | 2018-12-10 | 2020-03-18 | $19 | $22 | -$3 | -$3 |
| FIDELITY NEW MKT INC | P | 2018-12-28 | 2020-03-18 | $4 | $4 | $0 | $0 |
| FIDELITY NEW MKT INC | P | 2019-01-02 | 2020-03-18 | $82 | $94 | -$12 | -$12 |
| FIDELITY NEW MKT INC | P | 2019-02-01 | 2020-03-18 | $110 | $133 | -$23 | -$23 |
| FIDELITY NEW MKT INC | P | 2019-03-01 | 2020-03-18 | $98 | $119 | -$21 | -$21 |
| PIMCO SHORT TERM FD INST CL | P | 2018-05-02 | 2020-03-20 | $20,000 | $20,122 | -$122 | -$122 |
| PIMCO SHORT TERM FD INST CL | P | 2018-05-02 | 2020-03-20 | $51,389 | $53,956 | -$2,567 | -$2,567 |
| PIMCO SHORT TERM FD INST CL | P | 2018-06-01 | 2020-03-20 | $270 | $283 | -$13 | -$13 |
| PIMCO SHORT TERM FD INST CL | P | 2018-07-02 | 2020-03-20 | $287 | $301 | -$14 | -$14 |
| PIMCO SHORT TERM FD INST CL | P | 2018-08-01 | 2020-03-20 | $275 | $289 | -$14 | -$14 |
| PIMCO SHORT TERM FD INST CL | P | 2018-09-04 | 2020-03-20 | $332 | $348 | -$16 | -$16 |
| PIMCO SHORT TERM FD INST CL | P | 2018-10-01 | 2020-03-20 | $260 | $273 | -$13 | -$13 |
| PIMCO SHORT TERM FD INST CL | P | 2018-11-01 | 2020-03-20 | $289 | $304 | -$15 | -$15 |
| PIMCO SHORT TERM FD INST CL | P | 2018-12-03 | 2020-03-20 | $325 | $341 | -$16 | -$16 |
| PIMCO SHORT TERM FD INST CL | P | 2018-12-13 | 2020-03-20 | $80 | $83 | -$3 | -$3 |
| PIMCO SHORT TERM FD INST CL | P | 2018-12-13 | 2020-03-20 | $143 | $149 | -$6 | -$6 |
| PIMCO SHORT TERM FD INST CL | P | 2018-12-27 | 2020-03-20 | $225 | $234 | -$9 | -$9 |
| PIMCO SHORT TERM FD INST CL | P | 2019-01-02 | 2020-03-20 | $352 | $365 | -$13 | -$13 |
| PIMCO SHORT TERM FD INST CL | P | 2019-02-01 | 2020-03-20 | $161 | $168 | -$7 | -$7 |
| PIMCO SHORT TERM FD INST CL | P | 2019-03-01 | 2020-03-20 | $150 | $157 | -$7 | -$7 |
| PIMCO FDS INCOME FD INSTL | P | 2018-05-02 | 2020-02-27 | $25,000 | $25,125 | -$125 | -$125 |
| PIMCO FDS INCOME FD INSTL | P | 2018-05-02 | 2020-02-28 | $25,000 | $25,209 | -$209 | -$209 |
| PIMCO FDS INCOME FD INSTL | P | 2018-05-02 | 2020-03-03 | $25,000 | $25,125 | -$125 | -$125 |
| PIONEER SERIES TR IV MULTI ASSET INCOME FUND | P | 2018-05-02 | 2020-01-08 | $75,000 | $79,480 | -$4,480 | -$4,480 |
| PIONEER SERIES TR IV MULTI ASSET INCOME FUND | P | 2018-05-02 | 2020-02-19 | $50,000 | $53,179 | -$3,179 | -$3,179 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2018-05-02 | 2020-01-23 | $24,598 | $24,672 | -$74 | -$74 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2018-06-01 | 2020-01-23 | $274 | $275 | -$1 | -$1 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2018-07-02 | 2020-01-23 | $304 | $305 | -$1 | -$1 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2018-08-01 | 2020-01-23 | $304 | $305 | -$1 | -$1 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2018-09-04 | 2020-01-23 | $305 | $306 | -$1 | -$1 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2018-10-01 | 2020-01-23 | $306 | $307 | -$1 | -$1 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2018-11-01 | 2020-01-23 | $314 | $315 | -$1 | -$1 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2018-12-03 | 2020-01-23 | $289 | $289 | $0 | $0 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2018-12-27 | 2020-01-23 | $136 | $135 | $1 | $1 |
| PIONEER SER TR X MULTI-ASSET ULTRASHORT | P | 2019-01-02 | 2020-01-23 | $222 | $221 | $1 | $1 |
| SPDR S&P 500 TRUST | P | 2019-01-03 | 2020-01-16 | $36,608 | $24,428 | $12,180 | $12,180 |
| SPDR S&P 500 TRUST | P | 2019-01-07 | 2020-01-16 | $36,608 | $25,280 | $11,328 | $11,328 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-07-19 | 2020-01-16 | $4,627 | $4,979 | -$352 | -$352 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-07-25 | 2020-01-16 | $4,596 | $4,979 | -$383 | -$383 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-08-09 | 2020-01-16 | $4,577 | $4,979 | -$402 | -$402 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-08-10 | 2020-01-16 | $4,608 | $4,979 | -$371 | -$371 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-08-16 | 2020-01-16 | $100 | $106 | -$6 | -$6 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-08-29 | 2020-01-16 | $9,504 | $9,956 | -$452 | -$452 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-09-18 | 2020-01-16 | $126 | $131 | -$5 | -$5 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-10-16 | 2020-01-16 | $154 | $164 | -$10 | -$10 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-10-16 | 2020-01-16 | $1,707 | $1,830 | -$123 | -$123 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-10-16 | 2020-02-25 | $7,510 | $8,092 | -$582 | -$582 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-10-16 | 2020-02-25 | $9,202 | $9,915 | -$713 | -$713 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-11-16 | 2020-02-25 | $258 | $278 | -$20 | -$20 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-11-19 | 2020-02-25 | $8,031 | $8,601 | -$570 | -$570 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-11-19 | 2020-08-24 | $14,064 | $15,884 | -$1,820 | -$1,820 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-11-27 | 2020-08-24 | $21,483 | $24,327 | -$2,844 | -$2,844 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-12-10 | 2020-08-24 | $21,649 | $24,322 | -$2,673 | -$2,673 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2018-12-18 | 2020-08-24 | $633 | $713 | -$80 | -$80 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-01-16 | 2020-08-24 | $663 | $755 | -$92 | -$92 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-02-19 | 2020-08-24 | $549 | $632 | -$83 | -$83 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-03-18 | 2020-08-24 | $587 | $670 | -$83 | -$83 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-04-16 | 2020-08-24 | $572 | $654 | -$82 | -$82 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-05-16 | 2020-08-24 | $586 | $656 | -$70 | -$70 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-06-18 | 2020-08-24 | $518 | $581 | -$63 | -$63 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-07-16 | 2020-08-24 | $511 | $581 | -$70 | -$70 |
| TEMPLETON INCOME TR GLOBAL TOTAL RETURN FD | P | 2019-08-16 | 2020-08-24 | $508 | $549 | -$41 | -$41 |
| AERIE PHARMACEUTICALS INC | P | 2019-07-15 | 2020-07-15 | $7,784 | $14,895 | -$7,111 | -$7,111 |
| AERIE PHARMACEUTICALS INC | P | 2019-08-08 | 2020-07-15 | $1,423 | $2,356 | -$933 | -$933 |
| ARCHER DANIELS MIDLAND, ADM | P | 2019-12-11 | 2020-03-09 | $4,498 | $5,530 | -$1,032 | -$1,032 |
| ARCHER DANIELS MIDLAND, ADM | P | 2019-12-13 | 2020-03-09 | $22,130 | $27,692 | -$5,562 | -$5,562 |
| ARCHER DANIELS MIDLAND, ADM | P | 2019-05-21 | 2020-03-20 | $53,533 | $64,771 | -$11,238 | -$11,238 |
| ARCHER DANIELS MIDLAND, ADM | P | 2019-12-11 | 2020-03-20 | $16,428 | $21,900 | -$5,472 | -$5,472 |
| ARCHER DANIELS MIDLAND, ADM | P | 2019-05-21 | 2020-04-24 | $3,644 | $4,096 | -$452 | -$452 |
| BIOHAVEN PHARMACETUICAL HLDG CO LTD | P | 2020-01-13 | 2020-02-11 | $12,084 | $14,167 | -$2,083 | -$2,083 |
| BIOHAVEN PHARMACETUICAL HLDG CO LTD | P | 2020-01-13 | 2020-07-29 | $16,699 | $14,006 | $2,693 | $2,693 |
| BOEING CO COM | P | 2019-12-31 | 2020-01-21 | $52,340 | $55,101 | -$2,761 | -$2,761 |
| BRUNSWICK CORP | P | 2020-04-09 | 2020-05-26 | $2,481 | $1,641 | $840 | $840 |
| BRUNSWICK CORP | P | 2020-04-17 | 2020-05-26 | $17,703 | $11,908 | $5,795 | $5,795 |
| BRUNSWICK CORP | P | 2020-04-09 | 2020-06-15 | $26,870 | $18,047 | $8,823 | $8,823 |
| CAPITAL SENIOR LIVING CORP | P | 2019-04-29 | 2020-04-24 | $1,447 | $7,097 | -$5,650 | -$5,650 |
| CAPITAL SENIOR LIVING CORP | P | 2019-04-29 | 2020-04-28 | $845 | $5,305 | -$4,460 | -$4,460 |
| CAPITAL SENIOR LIVING CORP | P | 2019-04-30 | 2020-04-28 | $2,057 | $12,404 | -$10,347 | -$10,347 |
| COOPER-STANDARD HOLDINGS INC | P | 2019-05-02 | 2020-03-09 | $3,064 | $12,213 | -$9,149 | -$9,149 |
| COOPER-STANDARD HOLDINGS INC | P | 2019-11-25 | 2020-03-09 | $3,188 | $6,772 | -$3,584 | -$3,584 |
| CORNING INC | P | 2019-11-22 | 2020-01-28 | $9,395 | $9,565 | -$170 | -$170 |
| CORNING INC | P | 2019-11-25 | 2020-01-28 | $9,390 | $9,757 | -$367 | -$367 |
| CORNING INC | P | 2019-11-25 | 2020-01-28 | $3,781 | $3,926 | -$145 | -$145 |
| CORNING INC | P | 2019-11-22 | 2020-03-18 | $2,891 | $4,021 | -$1,130 | -$1,130 |
| DEERE & CO | P | 2020-05-26 | 2020-12-29 | $70,870 | $39,219 | $31,651 | $31,651 |
| DISH NETWORK CORPORATION | P | 2019-12-05 | 2020-09-18 | $8,006 | $8,493 | -$487 | -$487 |
| DISH NETWORK CORPORATION | P | 2019-12-27 | 2020-09-18 | $24,681 | $28,199 | -$3,518 | -$3,518 |
| DISH NETWORK CORPORATION | P | 2019-12-05 | 2020-09-21 | $7,444 | $8,325 | -$881 | -$881 |
| DISH NETWORK CORPORATION | P | 2019-12-05 | 2020-10-15 | $16,796 | $21,116 | -$4,320 | -$4,320 |
| DISH NETWORK CORPORATION | P | 2020-04-01 | 2020-10-15 | $7,503 | $5,297 | $2,206 | $2,206 |
| DISH NETWORK CORPORATION | P | 2020-04-01 | 2020-11-18 | $15,200 | $8,577 | $6,623 | $6,623 |
| DISH NETWORK CORPORATION | P | 2020-04-01 | 2020-12-29 | $14,385 | $8,596 | $5,789 | $5,789 |
| GRACE (W.R.) & CO | P | 2020-04-07 | 2020-05-06 | $25,630 | $21,652 | $3,978 | $3,978 |
| KRAFT HEINZ CO | P | 2020-03-30 | 2020-07-23 | $31,137 | $22,632 | $8,505 | $8,505 |
| KRAFT HEINZ CO | P | 2020-03-30 | 2020-12-29 | $31,662 | $22,632 | $9,030 | $9,030 |
| LIVE NATION ENTERTAINMENT INC | P | 2020-05-08 | 2020-05-13 | $17,026 | $18,467 | -$1,441 | -$1,441 |
| OCCIDENTAL PETE CORP | P | 2019-08-09 | 2020-03-09 | $9,049 | $24,359 | -$15,310 | -$15,310 |
| OCCIDENTAL PETE CORP | P | 2019-12-27 | 2020-03-09 | $24,068 | $56,462 | -$32,394 | -$32,394 |
| OCCIDENTAL PETE CORP | P | 2019-11-25 | 2020-06-08 | $14,896 | $25,272 | -$10,376 | -$10,376 |
| OCCIDENTAL PETE CORP | P | 2019-12-27 | 2020-06-08 | $141 | $242 | -$101 | -$101 |
| OCCIDENTAL PETE CORP | P | 2019-11-14 | 2020-10-12 | $7,373 | $26,789 | -$19,416 | -$19,416 |
| OCCIDENTAL PETE CORP | P | 2019-11-25 | 2020-10-12 | $6,227 | $23,397 | -$17,170 | -$17,170 |
| OCCIDENTAL PETE CORP | P | 2020-08-03 | 2020-08-06 | $1 | $1 | $0 | $0 |
| OCCIDENTAL PETE CORP | P | 2020-08-03 | 2020-11-12 | $493 | $792 | -$299 | -$299 |
| PITNEY BOWES INC | P | 2019-12-31 | 2020-03-18 | $4,292 | $5,847 | -$1,555 | -$1,555 |
| PRIMO WATER CORPORATION CANADA | P | 2020-01-22 | 2020-03-16 | $38,593 | $50,979 | -$12,386 | -$12,386 |
| PRIMO WATER CORPORATION CANADA | P | 2020-01-21 | 2020-03-18 | $26,356 | $55,149 | -$28,793 | -$28,793 |
| PRIMO WATER CORPORATION CANADA | P | 2020-01-22 | 2020-03-18 | $2,503 | $5,237 | -$2,734 | -$2,734 |
| PRIMO WATER CORPORATION CANADA | P | 2020-01-14 | 2020-03-20 | $10,487 | $16,997 | -$6,510 | -$6,510 |
| PRIMO WATER CORPORATION CANADA | P | 2020-01-21 | 2020-03-20 | $615 | $1,059 | -$444 | -$444 |
| SPDR S&P500 ETF TRUST | P | 2020-03-25 | 2020-04-30 | $16,881 | $14,343 | $2,538 | $2,538 |
| SPDR S&P500 ETF TRUST | P | 2020-03-25 | 2020-05-12 | $87,303 | $74,190 | $13,113 | $13,113 |
| UNITED STATES TREAS NTS NOTE 2.62500% | P | 2019-07-31 | 2020-03-16 | $453,340 | $451,017 | $2,323 | $2,323 |
| VERIZON COMMUNICATIONS INC | P | 2020-05-20 | 2020-12-29 | $20,098 | $18,639 | $1,459 | $1,459 |
| VIACOMCBS INC CL B | P | 2019-12-31 | 2020-06-09 | $13,659 | $21,003 | -$7,344 | -$7,344 |
| VIACOMCBS INC CL B | P | 2019-12-31 | 2020-08-18 | $11,366 | $17,656 | -$6,290 | -$6,290 |
| VIACOMCBS INC CL B | P | 2020-02-20 | 2020-08-18 | $20,200 | $22,486 | -$2,286 | -$2,286 |
| VIACOMCBS INC CL B | P | 2020-03-13 | 2020-08-18 | $18,449 | $11,314 | $7,135 | $7,135 |
| WILLIAMS COMPANIES INC | P | 2019-12-05 | 2020-03-12 | $8,575 | $12,942 | -$4,367 | -$4,367 |
| WILLIAMS COMPANIES INC | P | 2019-12-05 | 2020-03-09 | $152 | $218 | -$66 | -$66 |
| WILLIAMS COMPANIES INC | P | 2020-01-21 | 2020-03-09 | $18,148 | $27,719 | -$9,571 | -$9,571 |
| WILLIAMS COMPANIES INC | P | 2019-12-05 | 2020-03-19 | $5,197 | $12,942 | -$7,745 | -$7,745 |
| AERIE PHARMACEUTICALS INC | P | 2019-05-24 | 2020-07-15 | $3,650 | $10,855 | -$7,205 | -$7,205 |
| AERIE PHARMACEUTICALS INC | P | 2019-05-28 | 2020-07-15 | $4,133 | $12,028 | -$7,895 | -$7,895 |
| DUPONT DE NEMOURS INC COM | P | 2019-03-21 | 2020-09-22 | $47,141 | $90,842 | -$43,701 | -$43,701 |
| DUPONT DE NEMOURS INC COM | P | 2019-03-21 | 2020-10-02 | $5,497 | $9,172 | -$3,675 | -$3,675 |
| DUPONT DE NEMOURS INC COM | P | 2019-04-01 | 2020-10-02 | $10,507 | $16,342 | -$5,835 | -$5,835 |
| DUPONT DE NEMOURS INC COM | P | 2019-04-01 | 2020-11-02 | $19,245 | $28,171 | -$8,926 | -$8,926 |
| MACQUARIE INFRASTRUCTURE CORP | P | 2019-03-04 | 2020-03-12 | $16,340 | $23,889 | -$7,549 | -$7,549 |
| SUNRUN INC | P | 2018-11-14 | 2020-03-02 | $11,467 | $7,529 | $3,938 | $3,938 |
| SUNRUN INC | P | 2018-11-14 | 2020-09-04 | $7,512 | $1,879 | $5,633 | $5,633 |
| ZAYO GROUP HLDGS INC | P | 2018-12-26 | 2020-01-02 | $63,895 | $39,673 | $24,222 | $24,222 |
| ALCOA CORP | P | 2018-03-22 | 2020-04-24 | $11,576 | $61,074 | -$49,498 | -$49,498 |
| APPLE INC | P | 2018-03-22 | 2020-08-18 | $99,613 | $14,810 | $84,803 | $84,803 |
| BARRICK GOLD CORP | P | 2018-03-22 | 2020-02-28 | $33,970 | $24,285 | $9,685 | $9,685 |
| BAXTER INTERNATIONALINC | P | 2018-03-22 | 2020-03-18 | $10,451 | $3,737 | $6,714 | $6,714 |
| CORNING INC | P | 2018-03-22 | 2020-03-18 | $13,628 | $6,547 | $7,081 | $7,081 |
| DIAGEO ADR EACH REPR4 ORD | P | 2018-03-22 | 2020-12-29 | $37,846 | $8,555 | $29,291 | $29,291 |
| KINDER MORGAN INC | P | 2018-03-22 | 2020-02-28 | $100,465 | $118,420 | -$17,955 | -$17,955 |
| KINDER MORGAN INC | P | 2018-03-22 | 2020-02-28 | $11,809 | $13,919 | -$2,110 | -$2,110 |
| MACQUARIE INFRASTRUCTURE CORP | P | 2018-03-22 | 2020-03-12 | $5,492 | $8,229 | -$2,737 | -$2,737 |
| MICROSOFT CORP | P | 2018-03-22 | 2020-04-24 | $87,348 | $15,521 | $71,827 | $71,827 |
| MICROSOFT CORP | P | 2018-03-22 | 2020-08-04 | $64,182 | $9,220 | $54,962 | $54,962 |
| MICROSOFT CORP | P | 2018-03-22 | 2020-08-28 | $38,840 | $5,225 | $33,615 | $33,615 |
| NOVAGOLD RES INC | P | 2018-03-22 | 2020-03-12 | $3,351 | $2,076 | $1,275 | $1,275 |
| NOVAGOLD RES INC | P | 2018-03-22 | 2020-05-05 | $11,382 | $3,737 | $7,645 | $7,645 |
| PFIZER INC, | P | 2018-03-22 | 2020-03-02 | $10,020 | $4,833 | $5,187 | $5,187 |
| PFIZER INC, | P | 2018-03-22 | 2020-03-11 | $12,422 | $6,516 | $5,906 | $5,906 |
| PFIZER INC, | P | 2018-03-22 | 2020-03-18 | $4,345 | $2,300 | $2,045 | $2,045 |
| PFIZER INC, | P | 2018-03-22 | 2020-06-01 | $24,454 | $11,532 | $12,922 | $12,922 |
| TIFFANY &CO | P | 2018-03-22 | 2020-04-24 | $212,044 | $107,646 | $104,398 | $104,398 |
| VIACOMCBS INC CL B, | P | 2018-03-22 | 2020-06-09 | $11,591 | $20,174 | -$8,583 | -$8,583 |
| VIATRIS INC | P | 2018-03-22 | 2020-11-20 | $2 | $2 | $0 | $0 |
| VIATRIS INC | P | 2018-03-22 | 2020-11-27 | $2,929 | $2,628 | $301 | $301 |
| XCEL ENERGY INC | P | 2018-03-22 | 2020-08-18 | $36,648 | $11,680 | $24,968 | $24,968 |
| EXCESS GAIN ON DISTRIBUTION RIVER PARTNERS 2004-BROWN, LLC | D | 2020-12-31 | $9,440 | $9,440 | $9,440 | ||
| EXCESS GAIN ON DISTRIBUTION RIVER PARTNERS 2006-AF06, LLC | D | 2020-12-31 | $13,761 | $13,761 | $13,761 | ||
| EXCESS GAIN ON DISTRIBUTION RIVER PARTNERS 2007-AF07, LLC | D | 2020-12-31 | $905 | $905 | $905 | ||
| EXCESS GAIN ON DISTRIBUTION RIVER PARTNERS 2007-HPC, LLC | D | 2020-12-31 | $2,465 | $2,465 | $2,465 | ||
| EXCESS GAIN ON DISTRIBUTION RIVER PARTNERS 2007-LEE LLC | D | 2020-12-31 | $6,807 | $6,807 | $6,807 | ||
| EXCESS GAIN ON DISTRIBUTION RIVER PARTNERS 2007-MSRE LLC | D | 2020-12-31 | $31,009 | $31,009 | $31,009 | ||
| EXCESS GAIN ON DISTRIBUTION RIVER PARTNERS 2010-CREF LLC | D | 2020-12-31 | $11,136 | $11,136 | $11,136 | ||
| EXCESS GAIN ON DISTRIBUTION RIVER PARTNERS 2007-HPC, LLC | D | 2020-12-31 | $2,485 | $2,485 | $2,485 | ||
| EXCESS GAIN ON DISTRIBUTIONS - OFF ROAD | D | 2020-12-31 | $252 | $252 | $252 | ||
| RIVER PARTNERS 2000-4, LLC | D | 2020-12-31 | $131 | $131 | $131 | ||
| RIVER PARTNERS 2001-BBI, LLC | D | 2020-12-31 | $1,630 | $1,630 | $1,630 | ||
| RIVER PARTNERS 2002-NCH, LLC | D | 2020-12-31 | $51 | -$51 | -$51 | ||
| RIVER PARTNERS 2003-NEA, LP | D | 2020-12-31 | $125 | $125 | $125 | ||
| RIVER PARTNERS 2006-AF06, LLC | D | 2020-12-31 | $2 | $2 | $2 | ||
| RIVER PARTNERS 2007-TCG, LLC | D | 2020-12-31 | $460 | $460 | $460 | ||
| TINICUM PARALLEL LP | D | 2020-12-31 | $2,440 | $2,440 | $2,440 | ||
| RIVER PARTNERS 2000-3, LLC | D | 2020-12-31 | $50 | $50 | $50 | ||
| RIVER PARTNERS 2000-4, LLC | D | 2020-12-31 | $1,646 | $1,646 | $1,646 | ||
| RIVER PARTNERS 2001-BBI, LLC | D | 2020-12-31 | $8,810 | $8,810 | $8,810 | ||
| RIVER PARTNERS 2002-NCH, LLC | D | 2020-12-31 | $152 | $152 | $152 | ||
| RIVER PARTNERS 2003-NEA, LP | D | 2020-12-31 | $855 | $855 | $855 | ||
| RIVER PARTNERS 2005-NCH2, LLC | D | 2020-12-31 | $124 | $124 | $124 | ||
| RIVER PARTNERS 2006-OLIF, LLC | D | 2020-12-31 | $748 | $748 | $748 | ||
| RIVER PARTNERS 2006-WRIF, LLC | D | 2020-12-31 | $53 | $53 | $53 | ||
| RIVER PARTNERS 2007-AP, LLC | D | 2020-12-31 | $61,172 | $61,172 | $61,172 | ||
| RIVER PARTNERS 2007-TCG, LLC | D | 2020-12-31 | $3,460 | $3,460 | $3,460 | ||
| LHC LP | D | 2020-12-31 | $9,009 | $9,009 | $9,009 | ||
| ACQUISITION FUND FOUR L.P. | D | 2020-12-31 | $12 | -$12 | -$12 | ||
| OVERSEAS ACQUISITION FUND TWO, L.P. | D | 2020-12-31 | $20 | -$20 | -$20 | ||
| TINICUM PARALLEL LP | D | 2020-12-31 | $249,416 | $249,416 | $249,416 | ||
| DELOS INVESTMENT FUND, LP | D | 2020-12-31 | $33,264 | $33,264 | $33,264 | ||
| STRONGHOLD LMP I LP | D | 2020-12-31 | $1,277 | -$1,277 | -$1,277 | ||
| OFF ROAD LI1 LLC | D | 2020-12-31 | $71,328 | $71,328 | $71,328 | ||
| RIVER PARTNERS 2000-4, LLC - 1231 GAIN | D | 2020-12-31 | $1 | $1 | $1 | ||
| RIVER PARTNERS 2002-NCH, LLC - 1231 LOSS | D | 2020-12-31 | $25 | -$25 | -$25 | ||
| RIVER PARTNERS 2006-LS, LLC - 1231 GAIN | D | 2020-12-31 | $2,386 | $2,386 | $2,386 | ||
| RIVER PARTNERS 2007-AF07, LLC - 1231 GAIN | D | 2020-12-31 | $160 | $160 | $160 | ||
| RIVER PARTNERS 2007-AP, LLC - 1231 GAIN | D | 2020-12-31 | $1,604 | $1,604 | $1,604 | ||
| BGT INVESTOR LLC - 1231 LOSS | D | 2020-12-31 | $69 | -$69 | -$69 | ||
| TINICUM PARALLEL LP - 1231 LOSS | D | 2020-12-31 | $20,139 | -$20,139 | -$20,139 | ||
| TRILANTIC CAPITAL PARTNERS VI ( NORTH AMERICA) L.P. - 1231 GAIN | D | 2020-12-31 | $3 | $3 | $3 | ||
| RIVER PARTNERS 2000-4, LLC - 1256 LOSS | D | 2020-12-31 | $47 | -$47 | -$47 | ||
| SURBURBAN PROPANE PARTNERS, L.P. - 1231 LOSS | D | 2020-12-31 | $29 | -$29 | -$29 | ||
| ENERGY TRANSFER L.P. - 1231 LOSS | D | 2020-12-31 | $5 | -$5 | -$5 | ||
| ENERGY TRANSFER L.P. - 1256 GAIN | D | 2020-12-31 | $43 | $43 | $43 | ||
| AMOUNT CLASSIFIED AS UBTI FROM PASS-THROUGH ENTITIES | P | $0 | $0 | ||||
| CAPITAL GAINS DIVIDENDS | P | $6,310 | $6,310 | $6,310 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,026,553 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $13,270 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $13,270 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $13,270 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $14,139 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $20,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $34,139 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $13 | EsPenaltyAmt |
| Overpayment | $20,856 | OverpaymentAmt |
| Applied To ES Tax | $20,856 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | BAKER TILLY US LLP | IndividualWithBooksNm |
| Phone | 2126976900 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE PENN PLAZA - SUITE 3000 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10119 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MATTHEW BRONFMAN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O BT US LLP 1 PENN PLAZA - STE | AddressLine1Txt |
| Address Line2 | 3000 | AddressLine2Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10119 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 0.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ALMOG GEVA | |||||
| 487 CUMBERLAND AVENUE | TEANECK | NJ | 07666 | CONSULTING | $120,000 |
| BAKER TILLY US | |||||
| BAKER TILLY ONE PENN PLAZA STE 3000 | NEW YORK | NY | 10119 | ACCOUNTING | $75,012 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $12,155,690 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $871,675 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $4,754,735 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $17,782,100 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $17,782,100 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $266,732 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $17,515,368 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $875,768 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $875,768 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $13,270 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $43,992 | IncomeTaxAmt |
| Total Tax | $57,262 | TotalTaxAmt |
| Distributable Before Adj | $818,506 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $818,506 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $818,506 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,963,020 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,963,020 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,963,020 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $818,506 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $18,269 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $469,704 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $580,104 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $61,736 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,129,813 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,963,020 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $818,506 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,144,514 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,274,327 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,274,327 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $18,269 | ExcessFromYear4Amt |
| Excess From Year3 | $469,704 | ExcessFromYear3Amt |
| Excess From Year2 | $580,104 | ExcessFromYear2Amt |
| Excess From Year1 | $61,736 | ExcessFromYear1Amt |
| Excess From Current Year | $1,144,514 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MATTHEW BRONFMAN | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (32 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 5TH AVENUE SYNAGOGUE | ||||||||||||
| 5 E 62ND ST | NEW YORK | NY | 10065 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $7,000 | |||||
| AMERICAN FRIENDS OF SHEBA | ||||||||||||
| 205 W 86TH ST APT 511A | NEW YORK | NY | 10024 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $50,000 | |||||
| AMERICAN FRIENDS OF THE ISRAEL MUSEUM | ||||||||||||
| 500 FIFTH AVENUE SUITE 2540 | NEW YORK | NY | 10110 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $50,000 | |||||
| AMERICAN FRIENDS OF THE OPEN UNIVERSITY OF ISRAEL | ||||||||||||
| 120 EAST 56 STREET SUITE 900 | NEW YORK | NY | 10022 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $26,800 | |||||
| AMERICAN FRIENDS OF THE PHILHARMONIC ORCHESTRA | ||||||||||||
| 122 EAST 42ND STREET SUITE 4507 | NEW YORK | NY | 10168 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $336,920 | |||||
| CHILD MIND INSTITUTE | ||||||||||||
| 101 EAST 56TH STREET | NEW YORK | NY | 10022 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $2,500 | |||||
| FRIENDS NYC NURSE-FAMILY-PTNRSHP | ||||||||||||
| 1035 5TH AVE 10B | NEW YORK | NY | 10028 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $360 | |||||
| FRIENDS OF ISRAEL INIATIVE INC | ||||||||||||
| 2950 SW 27TH AVE STE 300 | MIAMI | FL | 33133 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $72,000 | |||||
| FROM PASSTHROUGH ENTITIES | ||||||||||||
| C/O BAKER TILLY ONE PENN PLAZA - | NEW YORK | NY | 10119 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $59 | SUITE 3000 | ||||
| GEORGETOWN UNIVERSITY | ||||||||||||
| 37TH AND O STS NW | WASHINGTON | DC | 20007 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $2,500 | |||||
| GIVE BACK FOUNDATION | ||||||||||||
| 2302 INTERNATIONAL LANE | MADISON | WI | 53704 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $280 | |||||
| HEBREW PUBLIC | ||||||||||||
| 729 7TH AVE 9TH FLOOR | NEW YORK | NY | 10019 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $2,500 | |||||
| JEWISH NATIONAL FUND | ||||||||||||
| 42 E 69TH STREET | NEW YORK | NY | 10021 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $730 | |||||
| JGIVE - FRIENDS OF ASOR | ||||||||||||
| NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $6,500 | 24 HEBRON RD JVP MEDIA QUARTER | JERUSALEM | IS | 9354212 | |||||
| KIDS RESEARCH FOUNDATION | ||||||||||||
| 1 NORTH LEXINGTON AVENUE 7TH FLOOR | WHITE PLAINS | NY | 10601 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $50 | |||||
| METROPOLITAN MUSEUM OF ART | ||||||||||||
| 1000 FIFTH AVENUE | NEW YORK | NY | 10028 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $600 | |||||
| MONTEFIORE | ||||||||||||
| 111 EAST 210TH STREET | BRONX | NY | 10467 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $50 | |||||
| NEW YORK LANDMARKS CONSERVANCY | ||||||||||||
| 1 WHITEHALL ST | NEW YORK | NY | 10004 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $1,000 | |||||
| NY PRESBYTERIAN | ||||||||||||
| 622 W 168TH ST | NEW YORK | NY | 10032 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $50 | |||||
| NY RESTORATION PROJECT | ||||||||||||
| 254 WEST 31ST STREET 10TH FLOOR | NEW YORK | NY | 10001 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $500 | |||||
| NYU | ||||||||||||
| 25 WEST 4TH STREET 4TH FLOOR | NEW YORK | NY | 10012 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $28,000 | |||||
| NYU-BRONFMAN CENTER ENDOWMENT FUND | ||||||||||||
| PO BOX 6706 | HAGERSTOWN | MD | 21741 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $200,000 | |||||
| OHR TORAH STONE | ||||||||||||
| 49 WEST 45TH STREET 701 | NEW YORK | NY | 10036 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $25,000 | |||||
| PARK AVENUE SYNAGOGUE | ||||||||||||
| 50 EAST 87TH STREET | NEW YORK | NY | 10128 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $101,748 | |||||
| PAYPAL GIVING FUND | ||||||||||||
| 1250 I STREET NW SUITE 120 | WASHINGTON | DC | 20005 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $1,100 | |||||
| PROJECT INSPIRE INC | ||||||||||||
| 915 CLIFTON AVE STE 7 | CLIFTON | NJ | 07013 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $18,000 | |||||
| THE ALLEN STEVENSON SCHOOL | ||||||||||||
| 132 EAST 78TH STREET | NEW YORK | NY | 10075 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $1,800 | |||||
| THE EAGLEBROOK SCHOOL | ||||||||||||
| 271 PINE NOOK RD | DEERFIELD | MA | 01342 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $16,300 | |||||
| THE PRESERVATION SOCIETY | ||||||||||||
| 174 EAST 80TH STREET | NEW YORK | NY | 10075 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $500 | |||||
| VENETIAN HERITAGE INC | ||||||||||||
| 232 E 59TH ST | NEW YORK | NY | 10022 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $7,700 | |||||
| WHITNEY MUSEUM OF AMERICAN ART | ||||||||||||
| 99 GANSEVOORT ST | NEW YORK | NY | 10014 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $1,200 | |||||
| YOUNG MEN'S & YOUNG WOMEN'S HEBREW ASSOC | ||||||||||||
| 54 NAGLE AVENUE | NEW YORK | NY | 10040 | NONE | 501(C)(3) TAX EXEMPT | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | $800,000 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,761,747 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $290,854 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,026,553 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,317,407 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,317,407 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANN L BRONFMAN CHARITABLE TRUST | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O BAKER TILLY ONE PENN PLAZA - SU | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10119 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $45,195 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $75,762 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $75,762 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JGIVE - FRIENDS OF ASOR | BusinessNameLine1Txt |
Foreign Address ForeignAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 HEBRON RD JVP MEDIA QUARTER | AddressLine1Txt |
| City | JERUSALEM | CityNm |
| Country | IS | CountryCd |
| Foreign Postal | 9354212 | ForeignPostalCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2020-09-30 | GrantDt |
| Grant | $6,500 | GrantAmt |
| Purpose Of Grant | GENERAL CHARITABLE SUPPORT - NO DESIGNATION | PurposeOfGrantTxt |
| Expended By Grantee | $6,500 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | NO | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 09/30/20 | DatesOfReportsByGranteeTxt |
| Verification | 2020-09-30 | VerificationDt |
| Results Of Verification | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED ON THE REPORT FURNISHED BY THE GRANTEE, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | ResultsOfVerificationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (101 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| SIMPLY GOOD FOODS CO | $0 | $19,820 |
| SELECT SECTOR SPDR F ETF | $9,056 | $16,078 |
| ENERGY SELECT SECTOR SPDR | $11,257 | $7,580 |
| SPDR S&P BIOTECH ETF | $14,117 | $28,156 |
| BARON SELECT FUNDS EM FD | $15,000 | $19,162 |
| LIVE NATION ENTERTAINMENT INC | $18,507 | $33,874 |
| EXCHANGE TRADED CONCEPTS TR EMQQ | $22,271 | $41,327 |
| JANUS HENDERSON GLOBAL TECHNOLOGY FUND | $22,529 | $30,828 |
| LAZARD FDS INC | $35,333 | $38,699 |
| ABBVIE INC | $36,191 | $46,825 |
| BERKSHIRE HATHAWAY INC | $41,723 | $54,489 |
| THORNBURG INVT TR INVT INCOME BUILDER FD CL I | $44,661 | $42,218 |
| ISHARES MSCI CHINA | $59,409 | $72,873 |
| HESS CORP | $72,872 | $90,060 |
| SECTOR SPDR TR | $76,112 | $113,768 |
| BRUNSWICK CORP | $91,520 | $209,126 |
| PRIMO WATER CORP (FKA COTT CORP) | $130,776 | $142,406 |
| GRACE (WR) & CO | $133,452 | $140,613 |
| HP PONIT72 LTD | $1,000,000 | $1,095,511 |
| IGENE BIOTECHNOLOGY | $1,358 | $348 |
| CATERPILLAR INC | $24,385 | $60,613 |
| NESTLE SA | $4,533 | $30,315 |
| ANTERO MIDSTREAM CORP | $13,299 | $10,046 |
| SUNRUN INC | $5,637 | $31,429 |
| NOVAGOLD RES INC | $14,949 | $37,597 |
| FACEBOOK INC - CLASS A | $23,738 | $47,803 |
| ALPHABET INC CAP STK CL C | $23,784 | $122,632 |
| ALPHABET INC CAP STK CL A | $23,861 | $122,685 |
| COHEN & STEERS FUNDS LOW DURATION PRF | $36,794 | $36,842 |
| COHEN & STEERS PFD SECS & INCOME FUND | $63,983 | $72,138 |
| MARSH & MCLENNAN | $31,410 | $119,340 |
| ALGER GROWTH SM CAP FOCUS FD - AGOZX | $43,381 | $67,531 |
| MARKEL CORP | $43,352 | $103,330 |
| BLACKSTONE GROUP | $43,078 | $97,215 |
| TANGER FACTORY OUTLET CENTERS INC | $44,907 | $19,920 |
| PFIZER INC | $20,485 | $51,055 |
| WP CAREY | $48,887 | $56,464 |
| STARWOOD PROPERTY TRUST INC | $49,378 | $48,250 |
| JPMORGAN TR I HEDGED EQUITY FD - JHEQX | $50,887 | $59,551 |
| BLACKROCK HEALTH SCIENCES OPP | $65,376 | $79,007 |
| NESTLE A SPONSORED ADR | $53,731 | $117,948 |
| AMAZON.COM | $54,422 | $100,965 |
| INVESCO QQQ TR | $60,404 | $117,653 |
| VORNADO RLTY TRUST | $58,880 | $36,593 |
| INVESCO EMERGING MKTS LOCAL DEBT FD | $61,626 | $68,532 |
| JOHNSON & JOHNSON | $63,100 | $157,380 |
| MONDELEZ INT'L INC | $63,605 | $74,666 |
| SCHLUMBERGER LTD | $67,274 | $37,962 |
| SERVICE PROPERTIES TR | $67,596 | $36,768 |
| MERCK & CO. INC. | $70,100 | $163,600 |
| ROYAL DUTCH SHELL | $71,046 | $36,862 |
| PHILLIP MORRIS INTL | $72,579 | $91,069 |
| APPLE INC | $61,273 | $463,884 |
| MICROSOFT CORP | $47,024 | $340,303 |
| O REILLY AUTOMOTIVE INC | $77,032 | $87,346 |
| ISHARES CORE MSCI EAFE - IEFA | $79,987 | $94,861 |
| LAUDER ESTEE COS | $80,145 | $126,174 |
| BARRICK GOLD CORP | $56,447 | $97,954 |
| DOW INC. | $85,835 | $92,463 |
| KINDER MORGAN INC | $88,331 | $30,429 |
| HONEYWELL INTL INC | $93,370 | $151,655 |
| DANAHER CORP | $50,279 | $87,745 |
| MEDTRONIC | $100,061 | $131,197 |
| JOHNSON & JOHNSON | $105,767 | $449,192 |
| ISHARES INC CORE MSCI | $110,918 | $142,692 |
| THORNBURG INT'L GROWTH FUND | $122,919 | $170,029 |
| JP MORGAN CHASE & CO | $125,535 | $264,398 |
| DOWDUPONT | $125,964 | $118,469 |
| EATON VANCE GLOBAL MACRO ABSOLUTE - EIGMX | $133,100 | $132,000 |
| UNITEDHEALTH GROUP INC | $129,817 | $183,055 |
| BANK OF NEW YORK MELLON CORP | $134,069 | $256,762 |
| ADOBE INC | $111,366 | $237,057 |
| ISHARES RUSSELL 2000 ETF - IWM | $145,474 | $206,843 |
| MICROSOFT CORP | $100,154 | $226,646 |
| ISHARES EDGE MSCI | $157,194 | $193,458 |
| GENERAL MOTORS | $177,493 | $208,242 |
| PIMCO FUNDS INCOME FD - PIMIX | $92,889 | $94,865 |
| VISA INC | $164,884 | $264,663 |
| INTEL CORP | $169,893 | $184,633 |
| JP MORGAN | $177,356 | $381,210 |
| AERIE PHARMACEUTICALS INC | $141,717 | $97,299 |
| DUPONT DE NEMOURS INC | $72,335 | $95,501 |
| ALPHABET INC CL A | $189,184 | $315,475 |
| INTL BUSINESS MACH | $191,473 | $174,973 |
| ISHARES CORE MSCI EMERGING - IEMG | $240,017 | $313,612 |
| PIONEER SERIES TR IV - PMFYX | $235,573 | $224,224 |
| OAKMARK INTL FUND | $327,951 | $402,143 |
| CITIGROUP INC | $703,565 | $910,718 |
| SPDR S&P REGIONAL BNKG ETF | $9,262 | $10,390 |
| TRULIEVE CANNABIS CORP | $20,134 | $28,904 |
| INTERNATIONAL FLAVORS & FRAGRANCES | $36,432 | $34,938 |
| VOLKSWAGEN AG PFD | $38,816 | $45,890 |
| CONCORD ACQUISITION CORP | $45,509 | $46,343 |
| COMCAST CORP | $47,475 | $57,954 |
| MERCK & CO INC, | $47,868 | $48,344 |
| ROCKWELL AUTOMATION INC. | $49,920 | $55,178 |
| INTERCONTINENTALEXCHANGE GROUP | $50,074 | $59,951 |
| FACEBOOK INC | $74,058 | $87,411 |
| AMERICAN TOWER CORP | $74,895 | $65,093 |
| CITIGROUP INC. | $114,255 | $143,175 |
| AES CORP | $152,157 | $172,584 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (36 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| RIVER PARTNERS 2005 -- SAK LLC | AT COST | $0 | $52 |
| DELOS INVESTMENT FUND LP | AT COST | $189,806 | $97,931 |
| ACQUISITION FUND FOUR LP | AT COST | $0 | $1,140 |
| RIVER PARTNERS 2002 -- EDGE LLC | AT COST | $89 | $1,495 |
| L & R EXPLORATION VENTURE | AT COST | $1,250 | $1,250 |
| OVERSEAS ACQUISITION FUND TWO LP | AT COST | $3,201 | $431 |
| SURBURBAN PROPANE PARTNERS, L.P. | AT COST | $4,269 | $22,290 |
| STRONGHOLD LMP I LP | AT COST | $1,346 | $1,349 |
| LHC LIMITED PARTNERSHIP | AT COST | $3,295 | $1,641 |
| LAT ASSOCIATES, LLC | AT COST | $10,108 | $0 |
| L ONE CANAL PLACE, LLC | AT COST | $12,712 | $8,814 |
| LAA ASSOCIATES, LLC | AT COST | $15,779 | $0 |
| RIVER PARTNERS 2005 -- NCH2 LLC | AT COST | $15,268 | $24,031 |
| PRINCETON LR LLC AND PRINCETON LR II, LLC | AT COST | $14,723 | $2,861 |
| RIVER PARTNERS 2002 -- NCH LLC | AT COST | $18,471 | $16,876 |
| RIVER PARTNERS 2004 -- CVL LLC | AT COST | $18,102 | $19,876 |
| RIVER PARTNERS 2006 -- WRIF LLC | AT COST | $27,982 | $42,727 |
| RIVER PARTNERS 2007 -- AP LLC | AT COST | $27,828 | $42,404 |
| RIVER PARTNERE 2006 -- OLIF LLC | AT COST | $35,602 | $47,916 |
| RIVER PARTNERS 2006 -- LS LLC | AT COST | $40,348 | $61,481 |
| RIVER PARTNERS 2003 -- NEA LLC | AT COST | $39,580 | $58,146 |
| LOEB HOLDING CORP A | AT COST | $54,893 | $54,893 |
| RIVER PARTNERS 2004 -- BRN LLC | AT COST | $0 | $5,103 |
| BHB GE LLC | AT COST | $68,445 | $68,445 |
| RIVER PARTNERS 2001 -- BBI LLC | AT COST | $96,817 | $177,070 |
| TRILANTIC CAPITAL PARTNERS VI (NORTH AMERICA) LP | AT COST | $83,742 | $78,697 |
| RIVER PARTNERS 2007 -- TCG LLC | AT COST | $35,320 | $44,833 |
| RIVER PARTNERS 2000-4 LLC | AT COST | $4,544 | $30,323 |
| RIVER PARTNERS 2012-CBX LLC | AT COST | $222,735 | $222,735 |
| CHARLES LANE HOLDINGS LLC | AT COST | $188,949 | $188,949 |
| LOEB HOLDING CORP B | AT COST | $384,250 | $384,250 |
| BROOKDALE GLOBAL OPPORTUNITY FUND | AT COST | $500,000 | $694,060 |
| TINICUM PARALLEL LP | AT COST | $1,035,690 | $1,041,398 |
| MUSE CAPITAL LP | AT COST | $226,670 | $210,009 |
| BLACK RIFLE COFFEE CO (BRCC) (AUTHENTIC BRANDS) | AT COST | $355,521 | $360,265 |
| BROADSCALE PT INVESTORS LP | AT COST | $377,778 | $10,578 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $426 | $0 | $426 |
| FROM K-1 ACTIVITIES - NON-DEDUCTIBLE EXP | $436 | $0 | $0 |
| MEALS | $514 | $0 | $514 |
| OFFICE EXPENSE | $961 | $0 | $961 |
| TRAVEL | $3,610 | $0 | $3,610 |
| INVESTMENT INCOME/LOSS FROM PUBLICLY TRADED ENTITIES | $4,815 | $4,815 | $0 |
| INVESTMENT INCOME/LOSS FROM PASS-THROUGH ENTITIES | $5,287 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|
| AMOUNT CLASSIFIED AS UBTI FROM PUBLICLY TRADED ENTITIES | -$5,283 |
| AMOUNT CLASSIFIED AS UBTI FROM PASS-THROUGH ENTITIES | -$274,817 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (12 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| PRESIDENTIAL ESTATES ASSOCIATES | $86,095 | $88,664 |
| LA STOUGHTON, LLC | $36,474 | $40,117 |
| PARK HILL LANE ASSOCIATES LP | $36,510 | $37,124 |
| BGT INVESTORS LLC | $9,876 | $21,032 |
| RIVER PARTNERS 2006 -- AF06 LLC | $0 | $6,575 |
| RIVER PARTNERS 2007 -- AF07 LLC | $0 | $2,795 |
| ENERGY TRANSFER LP | $0 | $1,578 |
| RIVER PARTNERS 2000-3 (HIGHFIELDS) LLC | $531 | $471 |
| RIVER PARTNERS 2007 -- HPC LLC | $0 | $174 |
| RIVER PARTNERS 2007-RCG LLC | $32 | $43 |
| RIVER PARTNERS 2004 -- CCH LLC | $0 | $22 |
| RIVER PARTNERS 2007 -- MSRE LLC | $1,954 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY FEES | $72,793 | $72,793 | $0 |
| CONSULTING FEES | $120,000 | $0 | $120,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| DAVENPORT & CO LLC - 1415 - FOREIGN TAXES | $301 | $301 | $0 |
| FIDELITY- FOREIGN TAXES | $2,030 | $2,030 | $0 |
| FROM PASS-THROUGH K-1S & PTPS - FOREIGN TAXES | $528 | $528 | $0 |
| WELLS FARGO- FOREIGN TAXES | $1,078 | $1,078 | $0 |
| FEDERAL TAX | $10,714 | $0 | $0 |
| UBS - FOREIGN TAXES | $1,099 | $1,099 | $0 |
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