JOHN L NAU III FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- JOHN L NAU III FOUNDATION (EIN 20-8457303)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202133199349101548
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T09:10:28-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010687790 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BC CONSULTING PLLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 955 GEMINI STREET | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77058 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208457303 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NAU FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NAUF | BusinessNameControlTxt |
| Phone | 7138481884 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2229 SAN FELIPE STE 1250 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77019 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN L NAU III | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 7138481884 | PhoneNum |
| Signature | 2021-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JOHN | PersonFirstNm |
| Person Last | NAU III | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BRYAN F CLARK | PreparerPersonNm |
| PTIN | P00360796 | PTIN |
| Phone | 7132267800 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $39,029,023 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $415,169 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $415,169 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,642,587 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,141,361 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,642,587 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $33,090 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $33,090 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $2,090,846 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,090,846 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $7,100 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $5,325 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,775 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $33,551 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $33,551 | InterestNetInvstIncmAmt |
| Interest Adj Net Incm | $0 | InterestAdjNetIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $12,094 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,094 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $148,249 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $148,190 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $59 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $200,994 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $189,160 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,834 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $6,390,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $6,390,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,590,994 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $189,160 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $6,391,834 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,500,148 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,901,686 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $68,752 | CashBOYAmt |
| Cash EOY | $14,970 | CashEOYAmt |
| Cash EOYFMV | $14,970 | CashEOYFMVAmt |
| US Government Obligations BOY | $21,318,475 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $4,087,033 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $4,087,033 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $17,558,957 | CorporateStockBOYAmt |
| Corporate Stock EOY | $18,031,556 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $18,031,556 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $0 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,091,478 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,091,478 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,003,262 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $15,803,986 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $15,803,986 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $40,949,446 | TotalAssetsBOYAmt |
| Total Assets EOY | $39,029,023 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $39,029,023 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $40,949,446 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $39,029,023 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $40,949,446 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $39,029,023 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $40,949,446 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $39,029,023 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $40,949,446 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,500,148 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,579,725 | OtherIncreasesAmt |
| Subtotal | $39,029,023 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $39,029,023 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (187 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| APPLE INC | P | 2005-05-02 | 2020-10-07 | $115,042 | $1,299 | $113,743 | $113,743 |
| CAMBIAR INTERNATIONAL | P | 2013-08-28 | 2020-02-10 | $114,349 | $100,000 | $14,349 | $14,349 |
| CAMBIAR INTERNATIONAL | P | 2013-12-30 | 2020-02-10 | $275 | $268 | $7 | $7 |
| CAMBIAR INTERNATIONAL | P | 2014-05-27 | 2020-02-10 | $103,846 | $100,000 | $3,846 | $3,846 |
| CAMBIAR INTERNATIONAL | P | 2014-06-05 | 2020-02-10 | $103,271 | $100,000 | $3,271 | $3,271 |
| CAMBIAR INTERNATIONAL | P | 2014-12-30 | 2020-02-10 | $5,562 | $4,933 | $629 | $629 |
| CAMBIAR INTERNATIONAL | P | 2015-12-16 | 2020-02-10 | $917 | $863 | $54 | $54 |
| CAMBIAR INTERNATIONAL | P | 2015-12-30 | 2020-02-10 | $1,891 | $1,789 | $102 | $102 |
| CAMBIAR INTERNATIONAL | P | 2016-12-29 | 2020-02-10 | $5,837 | $5,326 | $511 | $511 |
| CAMBIAR INTERNATIONAL | P | 2017-12-21 | 2020-02-10 | $2,704 | $2,966 | -$262 | -$262 |
| CAMBIAR INTERNATIONAL | P | 2017-12-28 | 2020-02-10 | $4,712 | $5,113 | -$401 | -$401 |
| CAMBIAR INTERNATIONAL | P | 2018-12-20 | 2020-02-10 | $666 | $590 | $76 | $76 |
| CAMBIAR INTERNATIONAL | P | 2018-12-28 | 2020-02-10 | $3,293 | $2,886 | $407 | $407 |
| CAMBIAR INTERNATIONAL | P | 2019-12-30 | 2020-02-10 | $12,223 | $12,461 | -$238 | -$238 |
| EPAM SYSTEMS INC | P | 2017-05-23 | 2020-10-07 | $119,470 | $28,956 | $90,514 | $90,514 |
| OCCIDENTAL PETROLEUM CRP | P | 2013-09-13 | 2020-08-11 | $16,437 | $92,101 | -$75,664 | -$75,664 |
| OCCIDENTAL PETROLEUM CRP | P | 2015-08-26 | 2020-08-11 | $3,131 | $13,356 | -$10,225 | -$10,225 |
| OCCIDENTAL PETROLEUM CRP | P | 2015-10-29 | 2020-08-11 | $7,827 | $37,053 | -$29,226 | -$29,226 |
| OCCIDENTAL PETROLEUM CRP | P | 2017-10-03 | 2020-08-11 | $3,914 | $16,024 | -$12,110 | -$12,110 |
| PAYPAL HOLDINGS INC | P | 2014-07-30 | 2020-10-07 | $97,332 | $16,065 | $81,267 | $81,267 |
| WALT DISNEY CO (HOLDING | P | 2017-10-03 | 2020-05-19 | $116,284 | $100,789 | $15,495 | $15,495 |
| AMERIPRISE FINANCIALINC COM USD0.01 AMP 03076C106 | P | 2020-02-26 | 2020-12-21 | $280 | $238 | $42 | $42 |
| AMERIPRISE FINANCIALINC COM USD0.01 AMP 03076C106 | P | 2020-05-27 | 2020-12-21 | $328 | $256 | $72 | $72 |
| AMERIPRISE FINANCIALINC COM USD0.01 AMP 03076C106 | P | 2020-08-19 | 2020-12-21 | $304 | $258 | $46 | $46 |
| AMERIPRISE FINANCIALINC COM USD0.01 AMP 03076C106 | P | 2020-11-18 | 2020-12-21 | $207 | $207 | $0 | $0 |
| AMERIPRISE FINANCIALINC COM USD0.01 AMP 03076C106 | P | 2020-11-18 | 2020-12-23 | $53 | $53 | $0 | $0 |
| AMETEK INC COM AME XXX-XX-XXXX | P | 2020-03-27 | 2020-12-21 | $109 | $64 | $45 | $45 |
| AMETEK INC COM AME XXX-XX-XXXX | P | 2020-06-26 | 2020-12-21 | $89 | $64 | $25 | $25 |
| AMETEK INC COM AME XXX-XX-XXXX | P | 2020-09-28 | 2020-12-21 | $39 | $33 | $6 | $6 |
| AMETEK INC COM AME XXX-XX-XXXX | P | 2020-09-28 | 2020-12-23 | $38 | $32 | $6 | $6 |
| AMPHENOL CORP CLASS A COM USD0.001 APH XXX-XX-XXXX | P | 2020-04-06 | 2020-12-21 | $128 | $73 | $55 | $55 |
| AMPHENOL CORP CLASS A COM USD0.001 APH XXX-XX-XXXX | P | 2020-07-06 | 2020-12-21 | $97 | $74 | $23 | $23 |
| AMPHENOL CORP CLASS A COM USD0.001 APH XXX-XX-XXXX | P | 2020-10-05 | 2020-12-21 | $34 | $29 | $5 | $5 |
| AMPHENOL CORP CLASS A COM USD0.001 APH XXX-XX-XXXX | P | 2020-10-05 | 2020-12-23 | $52 | $45 | $7 | $7 |
| ASHLAND GLOBAL HLDGSINC COM ASH XXX-XX-XXXX | P | 2020-03-12 | 2020-12-21 | $81 | $53 | $28 | $28 |
| ASHLAND GLOBAL HLDGSINC COM ASH XXX-XX-XXXX | P | 2020-06-11 | 2020-12-21 | $63 | $53 | $10 | $10 |
| ASHLAND GLOBAL HLDGSINC COM ASH XXX-XX-XXXX | P | 2020-09-11 | 2020-12-21 | $56 | $53 | $3 | $3 |
| ASHLAND GLOBAL HLDGSINC COM ASH XXX-XX-XXXX | P | 2020-12-11 | 2020-12-21 | $32 | $31 | $1 | $1 |
| ASHLAND GLOBAL HLDGSINC COM ASH XXX-XX-XXXX | P | 2020-12-11 | 2020-12-23 | $23 | $22 | $1 | $1 |
| BROWN-FORMAN CORP COM USD0.15 CLASS B BFB XXX-XX-XXXX | P | 2020-03-30 | 2020-12-24 | $56 | $40 | $16 | $16 |
| BROWN-FORMAN CORP COM USD0.15 CLASS B BFB XXX-XX-XXXX | P | 2020-06-29 | 2020-12-24 | $21 | $17 | $4 | $4 |
| BROWN-FORMAN CORP COM USD0.15 CLASS B BFB XXX-XX-XXXX | P | 2020-06-29 | 2020-12-29 | $29 | $23 | $6 | $6 |
| BROWN-FORMAN CORP COM USD0.15 CLASS B BFB XXX-XX-XXXX | P | 2020-09-29 | 2020-12-29 | $41 | $41 | $0 | $0 |
| CARRIER GLOBAL CORPORATION COM CARR 14448C104 | P | 2020-03-06 | 2020-12-24 | $239 | $146 | $93 | $93 |
| CARRIER GLOBAL CORPORATION COM CARR 14448C104 | P | 2020-07-16 | 2020-12-24 | $122 | $86 | $36 | $36 |
| CARRIER GLOBAL CORPORATION COM CARR 14448C104 | P | 2020-11-19 | 2020-12-24 | $67 | $69 | -$2 | -$2 |
| CARRIER GLOBAL CORPORATION COM CARR 14448C104 | P | 2020-11-19 | 2020-12-29 | $17 | $17 | $0 | $0 |
| CDW CORP COM USD0.01 CDW 12514G108 | P | 2020-03-06 | 2020-12-24 | $46 | $40 | $6 | $6 |
| CDW CORP COM USD0.01 CDW 12514G108 | P | 2020-06-08 | 2020-12-24 | $40 | $40 | $0 | $0 |
| CDW CORP COM USD0.01 CDW 12514G108 | P | 2020-09-08 | 2020-12-24 | $43 | $37 | $6 | $6 |
| CDW CORP COM USD0.01 CDW 12514G108 | P | 2020-09-08 | 2020-12-29 | $3 | $2 | $1 | $1 |
| CDW CORP COM USD0.01 CDW 12514G108 | P | 2020-12-08 | 2020-12-29 | $41 | $42 | -$1 | -$1 |
| CONCHO RESOURCES INCCOM USD0.001 CXO 20605P101 | P | 2020-03-25 | 2020-12-24 | $43 | $33 | $10 | $10 |
| CONCHO RESOURCES INCCOM USD0.001 CXO 20605P101 | P | 2020-06-24 | 2020-12-24 | $36 | $33 | $3 | $3 |
| CONCHO RESOURCES INCCOM USD0.001 CXO 20605P101 | P | 2020-09-24 | 2020-12-24 | $34 | $27 | $7 | $7 |
| CONCHO RESOURCES INCCOM USD0.001 CXO 20605P101 | P | 2020-09-24 | 2020-12-29 | $9 | $7 | $2 | $2 |
| CONCHO RESOURCES INCCOM USD0.001 CXO 20605P101 | P | 2020-12-16 | 2020-12-29 | $31 | $34 | -$3 | -$3 |
| ECOLAB INC ECL XXX-XX-XXXX | P | 2020-04-13 | 2020-12-24 | $278 | $228 | $50 | $50 |
| ECOLAB INC ECL XXX-XX-XXXX | P | 2020-07-13 | 2020-12-24 | $239 | $229 | $10 | $10 |
| ECOLAB INC ECL XXX-XX-XXXX | P | 2020-10-13 | 2020-12-24 | $121 | $116 | $5 | $5 |
| ECOLAB INC ECL XXX-XX-XXXX | P | 2020-10-13 | 2020-12-29 | $119 | $114 | $5 | $5 |
| EOG RESOURCES INC EOG 26875P101 | P | 2020-01-29 | 2020-12-24 | $193 | $298 | -$105 | -$105 |
| EOG RESOURCES INC EOG 26875P101 | P | 2020-04-28 | 2020-12-24 | $425 | $390 | $35 | $35 |
| EOG RESOURCES INC EOG 26875P101 | P | 2020-07-29 | 2020-12-24 | $408 | $393 | $15 | $15 |
| EOG RESOURCES INC EOG 26875P101 | P | 2020-10-28 | 2020-12-24 | $556 | $369 | $187 | $187 |
| EOG RESOURCES INC EOG 26875P101 | P | 2020-10-28 | 2020-12-29 | $41 | $27 | $14 | $14 |
| HEXCEL CORP HXL XXX-XX-XXXX | P | 2020-02-19 | 2020-12-29 | $37 | $57 | -$20 | -$20 |
| IHS MARKIT LTD COM USD0.01 ISIN #BMG4756 INFO G47567105 | P | 2020-02-18 | 2020-12-29 | $86 | $79 | $7 | $7 |
| IHS MARKIT LTD COM USD0.01 ISIN #BMG4756 INFO G47567105 | P | 2020-05-18 | 2020-12-29 | $101 | $79 | $22 | $22 |
| IHS MARKIT LTD COM USD0.01 ISIN #BMG4756 INFO G47567105 | P | 2020-08-17 | 2020-12-29 | $77 | $72 | $5 | $5 |
| IHS MARKIT LTD COM USD0.01 ISIN #BMG4756 INFO G47567105 | P | 2020-08-17 | 2020-12-31 | $8 | $8 | $0 | $0 |
| IHS MARKIT LTD COM USD0.01 ISIN #BMG4756 INFO G47567105 | P | 2020-11-17 | 2020-12-31 | $76 | $80 | -$4 | -$4 |
| KAR AUCTION SERVICESINC COM USD0.01 KAR 48238T109 | P | 2020-04-01 | 2020-12-28 | $181 | $111 | $70 | $70 |
| KAR AUCTION SERVICESINC COM USD0.01 KAR 48238T109 | P | 2020-04-01 | 2020-12-30 | $4 | $3 | $1 | $1 |
| KINDER MORGAN INC COM USD0.01 KMI 49456B101 | P | 2020-02-13 | 2020-12-24 | $386 | $592 | -$206 | -$206 |
| KINDER MORGAN INC COM USD0.01 KMI 49456B101 | P | 2020-05-13 | 2020-12-24 | $607 | $629 | -$22 | -$22 |
| KINDER MORGAN INC COM USD0.01 KMI 49456B101 | P | 2020-08-13 | 2020-12-24 | $635 | $652 | -$17 | -$17 |
| KINDER MORGAN INC COM USD0.01 KMI 49456B101 | P | 2020-11-12 | 2020-12-24 | $710 | $667 | $43 | $43 |
| KINDER MORGAN INC COM USD0.01 KMI 49456B101 | P | 2020-11-12 | 2020-12-29 | $10 | $9 | $1 | $1 |
| KLA CORP COM NEW KLAC XXX-XX-XXXX | P | 2020-03-03 | 2020-12-29 | $116 | $71 | $45 | $45 |
| KLA CORP COM NEW KLAC XXX-XX-XXXX | P | 2020-05-29 | 2020-12-29 | $104 | $72 | $32 | $32 |
| KLA CORP COM NEW KLAC XXX-XX-XXXX | P | 2020-08-28 | 2020-12-29 | $34 | $27 | $7 | $7 |
| KLA CORP COM NEW KLAC XXX-XX-XXXX | P | 2020-08-28 | 2020-12-31 | $60 | $49 | $11 | $11 |
| KLA CORP COM NEW KLAC XXX-XX-XXXX | P | 2020-11-27 | 2020-12-31 | $76 | $77 | -$1 | -$1 |
| LAM RESEARCH CORP COM USD0.001 LRCX XXX-XX-XXXX | P | 2020-04-06 | 2020-12-29 | $307 | $158 | $149 | $149 |
| LAM RESEARCH CORP COM USD0.001 LRCX XXX-XX-XXXX | P | 2020-07-06 | 2020-12-29 | $165 | $117 | $48 | $48 |
| LAM RESEARCH CORP COM USD0.001 LRCX XXX-XX-XXXX | P | 2020-07-06 | 2020-12-31 | $59 | $42 | $17 | $17 |
| LAM RESEARCH CORP COM USD0.001 LRCX XXX-XX-XXXX | P | 2020-10-12 | 2020-12-31 | $229 | $180 | $49 | $49 |
| L3HARRIS TECHNOLOGIES INC COM LHX XXX-XX-XXXX | P | 2020-03-25 | 2020-12-28 | $111 | $100 | $11 | $11 |
| L3HARRIS TECHNOLOGIES INC COM LHX XXX-XX-XXXX | P | 2020-06-12 | 2020-12-28 | $96 | $101 | -$3 | -$3 |
| L3HARRIS TECHNOLOGIES INC COM LHX XXX-XX-XXXX | P | 2020-09-18 | 2020-12-28 | $102 | $101 | $1 | $1 |
| L3HARRIS TECHNOLOGIES INC COM LHX XXX-XX-XXXX | P | 2020-12-02 | 2020-12-28 | $65 | $66 | -$1 | -$1 |
| L3HARRIS TECHNOLOGIES INC COM LHX XXX-XX-XXXX | P | 2020-06-12 | 2020-12-30 | $35 | $37 | -$2 | -$2 |
| MASCO CORP COM USD1.00 MAS XXX-XX-XXXX | P | 2020-02-06 | 2020-12-23 | $96 | $85 | $11 | $11 |
| MASCO CORP COM USD1.00 MAS XXX-XX-XXXX | P | 2020-05-07 | 2020-12-23 | $114 | $85 | $29 | $29 |
| MASCO CORP COM USD1.00 MAS XXX-XX-XXXX | P | 2020-08-06 | 2020-12-23 | $84 | $85 | -$1 | -$1 |
| MASCO CORP COM USD1.00 MAS XXX-XX-XXXX | P | 2020-11-05 | 2020-12-23 | $43 | $45 | -$2 | -$2 |
| MASCO CORP COM USD1.00 MAS XXX-XX-XXXX | P | 2020-11-05 | 2020-12-28 | $42 | $44 | -$2 | -$2 |
| MERCK &CO. INC COM MRK 58933Y105 | P | 2020-04-03 | 2020-12-24 | $520 | $498 | $22 | $22 |
| MERCK &CO. INC COM MRK 58933Y105 | P | 2020-07-02 | 2020-12-24 | $509 | $502 | $7 | $7 |
| MERCK &CO. INC COM MRK 58933Y105 | P | 2020-10-05 | 2020-12-24 | $489 | $496 | -$7 | -$7 |
| MERCK &CO. INC COM MRK 58933Y105 | P | 2020-10-05 | 2020-12-29 | $10 | $10 | $0 | $0 |
| MONDELEZ INTL INC COM NPV MDLZ XXX-XX-XXXX | P | 2020-01-10 | 2020-12-24 | $1,053 | $998 | $55 | $55 |
| MONDELEZ INTL INC COM NPV MDLZ XXX-XX-XXXX | P | 2020-04-09 | 2020-12-24 | $1,103 | $1,003 | $100 | $100 |
| MONDELEZ INTL INC COM NPV MDLZ XXX-XX-XXXX | P | 2020-07-10 | 2020-12-24 | $1,134 | $1,008 | $126 | $126 |
| MONDELEZ INTL INC COM NPV MDLZ XXX-XX-XXXX | P | 2020-10-12 | 2020-12-24 | $1,070 | $1,091 | -$21 | -$21 |
| MONDELEZ INTL INC COM NPV MDLZ XXX-XX-XXXX | P | 2020-10-12 | 2020-12-29 | $29 | $29 | $0 | $0 |
| PIONEER NATURAL RESOURCES CO COM USD0.01 PXD XXX-XX-XXXX | P | 2020-01-10 | 2020-12-28 | $216 | $293 | -$77 | -$77 |
| PIONEER NATURAL RESOURCES CO COM USD0.01 PXD XXX-XX-XXXX | P | 2020-04-09 | 2020-12-28 | $515 | $367 | $148 | $148 |
| PIONEER NATURAL RESOURCES CO COM USD0.01 PXD XXX-XX-XXXX | P | 2020-07-10 | 2020-12-28 | $445 | $370 | $75 | $75 |
| PIONEER NATURAL RESOURCES CO COM USD0.01 PXD XXX-XX-XXXX | P | 2020-10-12 | 2020-12-28 | $371 | $296 | $75 | $75 |
| PIONEER NATURAL RESOURCES CO COM USD0.01 PXD XXX-XX-XXXX | P | 2020-10-12 | 2020-12-30 | $95 | $76 | $19 | $19 |
| ROSS STORES INC ROST XXX-XX-XXXX | P | 2020-03-27 | 2020-12-21 | $116 | $83 | $33 | $33 |
| ROSS STORES INC ROST XXX-XX-XXXX | P | 2020-03-27 | 2020-12-23 | $42 | $30 | $12 | $12 |
| T-MOBILE US INC RTS EXP 07/27/2020 XXX-XX-XXXX | P | 2020-06-26 | 2020-08-07 | $426 | -$426 | -$426 | |
| TJX COMPANIES INC TJX XXX-XX-XXXX | P | 2020-03-03 | 2020-12-28 | $478 | $431 | $47 | $47 |
| TJX COMPANIES INC TJX XXX-XX-XXXX | P | 2020-03-03 | 2020-12-30 | $13 | $12 | $1 | $1 |
| V F CORP COM NPV VFC XXX-XX-XXXX | P | 2020-03-18 | 2020-12-21 | $777 | $492 | $285 | $285 |
| V F CORP COM NPV VFC XXX-XX-XXXX | P | 2020-06-18 | 2020-12-21 | $660 | $497 | $163 | $163 |
| V F CORP COM NPV VFC XXX-XX-XXXX | P | 2020-09-17 | 2020-12-21 | $517 | $459 | $58 | $58 |
| WASTE CONNECTIONS INC (CA) COM NPV WCN 94106B101 | P | 2020-03-13 | 2020-12-21 | $374 | $305 | $69 | $69 |
| WASTE CONNECTIONS INC (CA) COM NPV WCN 94106B101 | P | 2020-05-20 | 2020-12-21 | $336 | $306 | $30 | $30 |
| WASTE CONNECTIONS INC (CA) COM NPV WCN 94106B101 | P | 2020-08-19 | 2020-12-21 | $311 | $306 | $5 | $5 |
| WASTE CONNECTIONS INC (CA) COM NPV WCN 94106B101 | P | 2020-11-27 | 2020-12-21 | $302 | $311 | -$9 | -$9 |
| WASTE CONNECTIONS INC (CA) COM NPV WCN 94106B101 | P | 2020-11-27 | 2020-12-23 | $28 | $29 | -$1 | -$1 |
| WASTE MANAGEMENT INC WM 94106L109 | P | 2020-03-18 | 2020-12-21 | $451 | $392 | $59 | $59 |
| WASTE MANAGEMENT INC WM 94106L109 | P | 2020-06-17 | 2020-12-21 | $432 | $395 | $37 | $37 |
| WASTE MANAGEMENT INC WM 94106L109 | P | 2020-09-16 | 2020-12-21 | $389 | $397 | -$7 | -$7 |
| WASTE MANAGEMENT INC WM 94106L109 | P | 2020-12-16 | 2020-12-21 | $353 | $354 | -$1 | -$1 |
| WASTE MANAGEMENT INC WM 94106L109 | P | 2020-09-16 | 2020-12-23 | $44 | $45 | -$1 | -$1 |
| ZOETIS INC ZTS 98978V103 | P | 2020-02-28 | 2020-12-21 | $206 | $167 | $39 | $39 |
| ZOETIS INC ZTS 98978V103 | P | 2020-05-28 | 2020-12-21 | $193 | $167 | $26 | $26 |
| ZOETIS INC ZTS 98978V103 | P | 2020-08-28 | 2020-12-21 | $169 | $167 | $2 | $2 |
| ZOETIS INC ZTS 98978V103 | P | 2020-11-27 | 2020-12-21 | $75 | $75 | $0 | $0 |
| ZOETIS INC ZTS 98978V103 | P | 2020-11-27 | 2020-12-23 | $93 | $93 | $0 | $0 |
| MONDELEZ INTL INC COM NPV MDLZ XXX-XX-XXXX | P | 2012-01-05 | 2020-12-24 | $200,810 | $84,086 | $116,724 | $116,724 |
| PALOMAR HLDGS INC COM PLMR 69753M105 | P | 2019-10-24 | 2020-12-24 | $179,553 | $85,960 | $93,593 | $93,593 |
| PALOMAR HLDGS INC COM PLMR 69753M105 | P | 2019-11-01 | 2020-12-24 | $179,553 | $90,800 | $88,753 | $88,753 |
| PALOMAR HLDGS INC COM PLMR 69753M105 | P | 2019-11-05 | 2020-12-24 | $179,553 | $85,946 | $93,607 | $93,607 |
| WASTE CONNECTIONS INC (CA) COM NPV WCN 94106B101 | P | 2016-01-21 | 2020-12-21 | $110,201 | $42,183 | $68,018 | $68,018 |
| WASTE CONNECTIONS INC (CA) COM NPV WCN 94106B101 | P | 2019-07-26 | 2020-12-21 | $113,661 | $106,112 | $7,549 | $7,549 |
| CRAFT BREW ALLIANCE INC *CASH MERGER AT XXX-XX-XXXX | P | 2011-06-22 | 2020-10-01 | $92,400 | $49,185 | $43,215 | $43,215 |
| ALEXION PHARMACEUTICALS INC ALXN XXX-XX-XXXX | D | 2019-01-01 | 2020-12-21 | $32,458 | $26,484 | $5,974 | $5,974 |
| AMERIPRISE FINANCIALINC COM USD0.01 AMP 03076C106 | D | 2019-01-01 | 2020-12-21 | $45,720 | $30,100 | $15,620 | $15,620 |
| AMETEK INC COM AME XXX-XX-XXXX | D | 2019-01-01 | 2020-12-21 | $42,148 | $20,272 | $21,876 | $21,876 |
| AMPHENOL CORP CLASS A COM USD0.001 APH XXX-XX-XXXX | D | 2019-01-01 | 2020-12-21 | $37,952 | $15,904 | $22,048 | $22,048 |
| ASHLAND GLOBAL HLDGSINC COM ASH XXX-XX-XXXX | D | 2019-01-01 | 2020-12-21 | $14,838 | $12,228 | $2,610 | $2,610 |
| AUTOZONE INC COM USD0.01 AZO XXX-XX-XXXX | D | 2019-01-01 | 2020-12-21 | $76,901 | $39,378 | $37,523 | $37,523 |
| BERRY GLOBAL GROUP INC BERY 08579W103 | D | 2019-01-01 | 2020-12-21 | $27,386 | $13,286 | $14,100 | $14,100 |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC BFAM XXX-XX-XXXX | D | 2019-01-01 | 2020-12-21 | $23,733 | $13,171 | $10,562 | $10,562 |
| BROWN-FORMAN CORP COM USD0.15 CLASS B BFB XXX-XX-XXXX | D | 2019-01-01 | 2020-12-24 | $17,836 | $8,331 | $9,505 | $9,505 |
| CARRIER GLOBAL CORPORATION COM CARR 14448C104 | D | 2019-01-01 | 2020-04-07 | $5 | $9 | -$4 | -$4 |
| CARRIER GLOBAL CORPORATION COM CARR 14448C104 | D | 2019-01-01 | 2020-12-24 | $40,226 | $28,803 | $11,423 | $11,423 |
| CDW CORP COM USD0.01 CDW 12514G108 | D | 2019-01-01 | 2020-12-24 | $13,380 | $12,225 | $1,155 | $1,155 |
| CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX | D | 2019-01-01 | 2020-12-24 | $9,043 | $3,452 | $5,591 | $5,591 |
| CONCHO RESOURCES INCCOM USD0.001 CXO 20605P101 | D | 2019-01-01 | 2020-12-24 | $9,391 | $13,739 | -$4,348 | -$4,348 |
| CROWN HLDGS INC COM CCK XXX-XX-XXXX | D | 2019-01-01 | 2020-12-24 | $42,331 | $21,177 | $21,154 | $21,154 |
| ECOLAB INC ECL XXX-XX-XXXX | D | 2019-01-01 | 2020-12-24 | $103,246 | $87,268 | $15,978 | $15,978 |
| EOG RESOURCES INC EOG 26875P101 | D | 2019-01-01 | 2020-12-24 | $51,127 | $81,739 | -$30,612 | -$30,612 |
| EPAM SYS INC COM USD0.001 EPAM 29414B104 | D | 2019-01-01 | 2020-12-24 | $130,524 | $23,447 | $107,077 | $107,077 |
| FISERV INC FISV XXX-XX-XXXX | D | 2019-01-01 | 2020-12-29 | $92,128 | $38,337 | $53,791 | $53,791 |
| FISERV INC FISV XXX-XX-XXXX | D | 2019-01-01 | 2020-12-29 | $140,889 | $58,627 | $82,262 | $82,262 |
| GLOBAL BLOOD THERAPEUTICS INC COM GBT 37890U108 | D | 2019-01-01 | 2020-12-24 | $8,043 | $12,952 | -$4,909 | -$4,909 |
| HD SUPPLY HLDGS INC COM 40416M105 | D | 2019-01-01 | 2020-12-23 | $31,923 | $17,649 | $14,274 | $14,274 |
| HEXCEL CORP HXL XXX-XX-XXXX | D | 2019-01-01 | 2020-12-24 | $16,031 | $18,639 | -$2,608 | -$2,608 |
| IAA INC COM IAA XXX-XX-XXXX | D | 2019-01-01 | 2020-12-23 | $31,742 | $18,497 | $13,245 | $13,245 |
| IHS MARKIT LTD COM USD0.01 ISIN #BMG4756 INFO G47567105 | D | 2019-01-01 | 2020-12-29 | $40,846 | $20,102 | $20,744 | $20,744 |
| JONES LANG LASALLE INC COM USD0.01 JLL 48020Q107 | D | 2019-01-01 | 2020-12-29 | $17,744 | $15,381 | $2,363 | $2,363 |
| KAR AUCTION SERVICESINC COM USD0.01 KAR 48238T109 | D | 2019-01-01 | 2020-12-28 | $10,835 | $12,899 | -$2,064 | -$2,064 |
| KEYSIGHT TECHNOLOGIES INC COMUSD0.01 WD KEYS 49338L103 | D | 2019-01-01 | 2020-12-28 | $49,566 | $33,752 | $15,814 | $15,814 |
| KINDER MORGAN INC COM USD0.01 KMI 49456B101 | D | 2019-01-01 | 2020-12-24 | $33,772 | $38,691 | -$4,919 | -$4,919 |
| KLA CORP COM NEW KLAC XXX-XX-XXXX | D | 2019-01-01 | 2020-12-29 | $21,264 | $13,577 | $7,687 | $7,687 |
| LAM RESEARCH CORP COM USD0.001 LRCX XXX-XX-XXXX | D | 2019-01-01 | 2020-12-29 | $64,696 | $27,553 | $37,143 | $37,143 |
| L3HARRIS TECHNOLOGIES INC COM LHX XXX-XX-XXXX | D | 2019-01-01 | 2020-12-28 | $22,049 | $23,736 | -$1,687 | -$1,687 |
| MASCO CORP COM USD1.00 MAS XXX-XX-XXXX | D | 2019-01-01 | 2020-12-23 | $35,317 | $24,492 | $10,825 | $10,825 |
| MERCK &CO. INC COM MRK 58933Y105 | D | 2019-01-01 | 2020-12-24 | $65,215 | $40,585 | $24,630 | $24,630 |
| OTIS WORLDWIDE CORP COM OTIS 68902V107 | D | 2019-01-01 | 2020-04-07 | $7 | $10 | -$3 | -$3 |
| PIONEER NATURAL RESOURCES CO COM USD0.01 PXD XXX-XX-XXXX | D | 2019-01-01 | 2020-12-28 | $9,396 | $12,968 | -$3,572 | -$3,572 |
| PIONEER NATURAL RESOURCES CO COM USD0.01 PXD XXX-XX-XXXX | D | 2019-01-01 | 2020-12-28 | $64,223 | $80,974 | -$16,751 | -$16,751 |
| ROSS STORES INC ROST XXX-XX-XXXX | D | 2019-01-01 | 2020-12-21 | $45,922 | $15,048 | $30,874 | $30,874 |
| TJX COMPANIES INC TJX XXX-XX-XXXX | D | 2019-01-01 | 2020-12-28 | $131,312 | $83,191 | $48,121 | $48,121 |
| ULTA BEAUTY INC COM ULTA 90384S303 | D | 2019-01-01 | 2020-12-21 | $14,926 | $9,525 | $5,401 | $5,401 |
| V F CORP COM NPV VFC XXX-XX-XXXX | D | 2019-01-01 | 2020-12-21 | $87,143 | $56,809 | $30,334 | $30,334 |
| WASTE MANAGEMENT INC WM 94106L109 | D | 2019-01-01 | 2020-12-21 | $83,604 | $79,814 | $3,790 | $3,790 |
| ZOETIS INC ZTS 98978V103 | D | 2019-01-01 | 2020-12-21 | $134,052 | $84,754 | $49,298 | $49,298 |
| CAPITAL GAIN FROM PASSTHROUGH - CONTEXT PARTNERS OFFSHORE FUND | P | 2020-01-01 | 2020-12-31 | $201,946 | $201,946 | $201,946 | |
| CAPITAL GAIN FROM PASSTHROUGH - CONTEXT PARTNERS OFFSHORE FUND | P | 2019-01-01 | 2020-12-31 | $49,726 | $49,726 | $49,726 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,642,587 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $26,433 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $26,433 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $26,433 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $13,713 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $30,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $43,713 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $17,280 | OverpaymentAmt |
| Applied To ES Tax | $17,280 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CAROLINE BAKER | IndividualWithBooksNm |
| Phone | 7138481884 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2229 SAN FELIPE STE 1250 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN L NAU III | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ELIZABETH NAU STEPANIAN | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| VICTORIA NAU JOHNSON | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| ROBERT BOBLITT | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | SECRETARY, DIRECTOR | 0.00 | $0 | $0 | $0 |
| ROXANN NEUMANN | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WL GRAY JR | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 900 20TH AVE SOUTH SUITE 1305 | AddressLine1Txt |
| City | NASHVILLE | CityNm |
| State Abbreviation | TN | StateAbbreviationCd |
| ZIP | 37212 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY SERVICES | ServiceTypeTxt |
| Compensation | $114,797 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $37,878,386 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $7,756 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $37,886,142 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $37,886,142 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $568,292 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $37,317,850 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,865,893 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,865,893 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $26,433 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $26,433 | TotalTaxAmt |
| Distributable Before Adj | $1,839,460 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,839,460 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,839,460 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $6,391,834 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $6,391,834 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $6,391,834 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,839,460 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $93,496 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $252,108 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $560,997 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $204,717 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $444,307 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,555,625 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $6,391,834 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,839,460 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $4,552,374 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $6,107,999 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $93,496 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $6,014,503 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $252,108 | ExcessFromYear4Amt |
| Excess From Year3 | $560,997 | ExcessFromYear3Amt |
| Excess From Year2 | $204,717 | ExcessFromYear2Amt |
| Excess From Year1 | $444,307 | ExcessFromYear1Amt |
| Excess From Current Year | $4,552,374 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN L NAU III | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| SUL ROSS BORDERLAND RESEARCH | ||||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $150,000 | |
| THE COLLEGE FOUNDATION OF UVA | ||||||||
| PO BOX 400807 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $465,000 | |
| THE UT FOUNDATION | ||||||||
| ONE UTSA CIRCLE NORTH PASEO | SAN ANTONIO | TX | 78249 | N/A | PUBLIC CHARITY | EDUCATION | $200,000 | BUILDING 5102 |
| METHODIST HOSPITAL FOUNDATION | ||||||||
| 1707 SUNSET BLVD | HOUSTON | TX | 77005 | N/A | PUBLIC CHARITY | EDUCATION | $375,000 | |
| UNIVERSITY OF VIRGINIA | ||||||||
| PO BOX 400331 | CHARLOTTESVILLE | VA | 229044331 | N/A | PUBLIC CHARITY | EDUCATION | $5,200,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $6,390,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| SUL ROSS BORDERLAND RESEARCH | ||||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $900,000 | |
| THE COLLEGE FOUNDATION OF UVA | ||||||||
| PO BOX 400110 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $945,000 | |
| THE UT FOUNDATION | ||||||||
| ONE UTSA CIRCLE NORTH PASEO | SAN ANTONIO | TX | 78249 | N/A | PUBLIC CHARITY | EDUCATION | $800,000 | BUILDING 5102 |
| METHODIST HOSPITAL FOUNDATION | ||||||||
| 1707 SUNSET BLVD | HOUSTON | TX | 77005 | N/A | PUBLIC CHARITY | EDUCATION | $375,000 | |
| UNIVERSITY OF VIRGINIA | ||||||||
| PO BOX 400331 | CHARLOTTESVILLE | VA | 229044331 | N/A | PUBLIC CHARITY | EDUCATION | $22,300,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $25,320,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $415,169 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $33,090 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,642,587 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,090,846 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,090,846 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $7,100 | Amt |
| Net Investment Income | $5,325 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $1,775 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (6 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CITIGROUP INC BOND | $256,898 | $256,898 |
| ENERGY TRANSFER OPERATING L P BOND | $101,400 | $101,400 |
| ENERGY TRANSFER OPERATING LP BOND | $285,000 | $285,000 |
| FIFTH THIRD BANCORP BOND | $202,930 | $202,930 |
| HUNTINGTON BANCSHARES INC BOND | $100,500 | $100,500 |
| MPLX LP BOND | $144,750 | $144,750 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (121 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ADOBE INC COM | $172,041 | $172,041 |
| ALIBABA GROUP HLDG LTD SPON ADR | $174,548 | $174,548 |
| ALPHABET INC CAP STK CL A | $380,323 | $380,323 |
| ALPHABET INC CAP STK CL C | $639,436 | $639,436 |
| AMAZON.COM INC | $667,671 | $667,671 |
| AMERICAN TOWER CORP COM | $109,651 | $109,651 |
| ANALOG DEVICES INC COM | $134,043 | $134,043 |
| ANSYS INC COM | $61,482 | $61,482 |
| APPLE INC | $79,614 | $79,614 |
| APPLE INC COM | $1,314,751 | $1,314,751 |
| APTIV PLC COM | $38,920 | $38,920 |
| AUTODESK INC COM | $87,938 | $87,938 |
| AUTOMATIC DATA PROCESSING INC COM | $136,190 | $136,190 |
| BANK OF AMERICA CORP | $218,512 | $218,512 |
| BERKSHIRE HATHAWAY INC CL B | $301,431 | $301,431 |
| BERKSHIRE HATHAWAY INC COM | $115,935 | $115,935 |
| BLACKROCK INC COM | $424,208 | $424,208 |
| BLACKSTONE GROUP INC COM CL A | $131,171 | $131,171 |
| BOEING CO COM | $157,409 | $157,409 |
| BORG WARNER INC | $14,316 | $14,316 |
| CAPITAL ONE FINANCIAL CORP COM | $60,683 | $60,683 |
| CARLSBERG AS SPON ADR EACH REP | $96,183 | $96,183 |
| CARNIVAL CORP NEW | $21,660 | $21,660 |
| CARTERS INC COM | $22,196 | $22,196 |
| CHEVRON CORP NEW COM | $67,805 | $67,805 |
| CHURCH & DWIGHT COM | $23,323 | $23,323 |
| CIGNA CORP NEW COM | $157,627 | $157,627 |
| CINTAS CORP | $26,055 | $26,055 |
| CISCO SYS INC COM | $144,233 | $144,233 |
| CISCO SYSTEMS INC | $89,500 | $89,500 |
| CITIGROUP INC COM | $126,671 | $126,671 |
| CITRIX SYS INC COM | $17,089 | $17,089 |
| CME GROUP INC. | $36,410 | $36,410 |
| COMCAST CORP NEW CL A | $151,671 | $151,671 |
| CONSTELLATION BRANDS INC COM | $445,233 | $445,233 |
| COOPER COS INC COM | $25,437 | $25,437 |
| COSTAR GROUP INC COM | $32,350 | $32,350 |
| COSTCO WHOLESALE CORP COM | $389,987 | $389,987 |
| DIAGEO PLC NEW GB SPON ADR | $79,405 | $79,405 |
| DISNEY WALT CO | $75,552 | $75,552 |
| DOLLAR GEN CORP NEW COM | $105,311 | $105,311 |
| DOLLAR TREE INC COM | $45,053 | $45,053 |
| DOMINOS PIZZA INC COM | $29,386 | $29,386 |
| DUPONT DE NEMOURS INC COM | $40,292 | $40,292 |
| EDWARDS LIFESCIENCES CORP | $54,191 | $54,191 |
| ENCOMPASS HEALTH CORP COM | $49,090 | $49,090 |
| EPAM SYSTEMS INC | $143,340 | $143,340 |
| EQUINIX INC COM | $53,694 | $53,694 |
| EURONET WORLDWIDE INC | $61,156 | $61,156 |
| EXACT SCIENCES CORP | $50,479 | $50,479 |
| FIDELITY NATL INFORMATION SERVICES COM | $274,902 | $274,902 |
| FLEETCOR TECHNOLOGIES INC COM | $32,194 | $32,194 |
| FMC CORP COM | $38,374 | $38,374 |
| GENPACT LIMITED COM STK | $20,797 | $20,797 |
| GLOBAL PMTS INC COM | $93,480 | $93,480 |
| HCA HEALTHCARE INC COM | $34,046 | $34,046 |
| HEALTH CARE SVCS GROUP INC. | $35,125 | $35,125 |
| HEINEKEN N V SPONSORED ADR | $167,418 | $167,418 |
| HOME DEPOT INC COM | $711,759 | $711,759 |
| HONEYWELL INTERNATIONAL INC COM | $551,059 | $551,059 |
| HUBBELL INC COM | $36,441 | $36,441 |
| HUMANA INC | $36,745 | $36,745 |
| INCYTE CORP | $43,490 | $43,490 |
| INTERCONTINENTAL EXCHANGE INC COM | $242,731 | $242,731 |
| JAZZ PHARMACEUTICALS PLC COM | $23,767 | $23,767 |
| JOHNSON & JOHNSON COM | $214,207 | $214,207 |
| KANSAS CITY SOUTHERN COM | $39,187 | $39,187 |
| KINDER MORGAN INC. | $95,690 | $95,690 |
| LINDE PLC COM | $159,765 | $159,765 |
| LIVENT CORP COM | $17,050 | $17,050 |
| LVMH MOET HENNESSY LOUIS VUITTON | $155,028 | $155,028 |
| MAIN STREET CAPITAL CORP COM | $174,367 | $174,367 |
| MARRIOTT INTERNATIONAL INC COM | $31,717 | $31,717 |
| MARRIOTT VACTINS WORLDWID CORP COM | $18,775 | $18,775 |
| MASTERCARD INC CL A | $722,962 | $722,962 |
| MEDTRONIC PLC | $187,089 | $187,089 |
| MICROCHIP TECHNOLOGY COM | $67,208 | $67,208 |
| MICROSOFT CORP | $1,052,914 | $1,052,914 |
| MOHAWK INDUSTRIES COM | $14,236 | $14,236 |
| MONSTER BEVERAGE CORP NEW COM | $37,454 | $37,454 |
| MSCI INC COM | $48,629 | $48,629 |
| NEXTERA ENERGY INC COM | $67,486 | $67,486 |
| ORACLE CORP COM | $65,288 | $65,288 |
| OREILLY AUTOMOTIVE INC | $33,943 | $33,943 |
| OTIS WORLDWIDE CORP COM | $36,489 | $36,489 |
| PAYPAL HLDGS INC COM | $234,200 | $234,200 |
| PAYPAL HOLDINGS INC | $117,100 | $117,100 |
| PENTAIR PLC SHS | $13,239 | $13,239 |
| PEPSICO INC | $144,477 | $144,477 |
| PRA HEALTH SCIENCES INC COM | $34,872 | $34,872 |
| PROGRESSIVE CORP OHIO | $98,880 | $98,880 |
| PTC INC OCM | $59,446 | $59,446 |
| QUALCOMM INC | $266,012 | $266,012 |
| RAYONIER ADVANCED MATLS INC COM | $16,300 | $16,300 |
| RAYTHEON CO COM NEW | $227,758 | $227,758 |
| REXNORD CORPORATION COM | $18,908 | $18,908 |
| ROPER TECNHOLOGIES INC | $53,311 | $53,311 |
| SBA COMMUNICATIONS CORP NEW CL A | $60,784 | $60,784 |
| SCHWAB CHARLES CORP COM | $126,411 | $126,411 |
| SKYWORKS SOLUTIONS INC OCM | $31,180 | $31,180 |
| SPROUTS FMRS MKT INC COM | $16,623 | $16,623 |
| STRYKER CORP | $97,158 | $97,158 |
| T MOBILE US INC COM | $221,154 | $221,154 |
| TARGET CORP COM | $450,371 | $450,371 |
| TELEFLEX INC | $40,490 | $40,490 |
| TEXAS INSTRUMENTS INC COM | $105,510 | $105,510 |
| THERMO FISHER SCIENTIFIC INC | $194,097 | $194,097 |
| TRACTOR SUPPLY CO | $30,176 | $30,176 |
| TRANSUNION COM | $40,923 | $40,923 |
| UNION PACIFIC CORP COM | $142,237 | $142,237 |
| UNITED HEALTH GROUP | $244,306 | $244,306 |
| UNIVERSAL HEALTH SVCS INC CL B | $26,591 | $26,591 |
| US BANCORP DEL COM | $134,486 | $134,486 |
| V F CORM COM | $555 | $555 |
| VISA INC COM | $915,978 | $915,978 |
| VODAFONE GROUP PLC SPON ADR | $28,840 | $28,840 |
| WELLS FARGO CO NEW COM | $50,860 | $50,860 |
| WESTERN ALLIANCE BANCORP | $33,546 | $33,546 |
| WEX INC OCM | $29,919 | $29,919 |
| XILINX INC | $35,245 | $35,245 |
| XYLEM INC COM | $27,149 | $27,149 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $4,087,033 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $4,087,033 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CLASS F2 | FMV | $209,862 | $209,862 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | FMV | $241,854 | $241,854 |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS FUND CLASS F2 | FMV | $188,905 | $188,905 |
| FIRST EAGLE GLOBAL FUNDS CLASS I | FMV | $341,598 | $341,598 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | FMV | $252,115 | $252,115 |
| NATIXIS VAUGHAN NELSON VALUE OPP FUND CLASS Y | FMV | $171,229 | $171,229 |
| OAKMARK EQUITY & INCOME FUND CLASS I | FMV | $170,055 | $170,055 |
| VANGUARD FTSE EMERGING MARKETS ETF | FMV | $250,550 | $250,550 |
| WARRANTS OCCIDENTAL PETROLEUM | FMV | $1,703 | $1,703 |
| FIDELITY CONSERVATIV INCOME BOND FD CL | FMV | $10,030,614 | $10,030,614 |
| ARMISTICE CAPITAL OFFSHORE FUND | FMV | $1,051,650 | $1,051,650 |
| CONTEXT PARTNERS OFFSHORE, LTD | FMV | $2,893,851 | $2,893,851 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES | $135,001 | $135,001 | $0 | $0 |
| BANK CHARGES | $59 | $0 | $0 | $59 |
| OTHER DEDUCTIONS FROM PASSTRHOUGH - CONTEXT PARTNERS OFFSHORE FUND | $13,189 | $13,189 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CAPITAL GAIN DISTRIBUTION | $44,063 | $44,063 |
| ORDINARY INCOME FROM PASSTHROUGH - ARMISTICE CAPITAL OFFSHORE FUND LTD. | $63,914 | $63,914 |
| OTHER INCOME FROM PASSTHROUGH - CONTEXT PARTNERS OFFSHORE FUND | -$74,887 | -$74,887 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $2,579,725 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FOREIGN TAXES PAID | $2,094 | $2,094 | $0 | $0 |
| FEDERAL TAXES PAID | $10,000 | $0 | $0 | $0 |
Comments