CHRISTIAN AND KATHARINE ROTH FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- CHRISTIAN AND KATHARINE ROTH FAMILY FOUNDATION (EIN 46-2942236)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202133199349105693
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T13:57:18-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 854218816 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARTIN DECRUZE | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET SUITE 401 | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 462942236 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE CHRISTIAN AND KATHARINE ROTH | BusinessNameLine1Txt |
| Business Name Line2 | FAMILY FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CHRI | BusinessNameControlTxt |
| Phone | 2038695061 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7 CALHOUN DRIVE | AddressLine1Txt |
| City | GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06831 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KATHARINE ROTH | PersonNm |
| Person Title | SECRETARY | PersonTitleTxt |
| Phone | 2038695061 | PhoneNum |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | KATHARINE | PersonFirstNm |
| Person Last | ROTH | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KATHLEEN M DECRUZE | PreparerPersonNm |
| PTIN | P00468653 | PTIN |
| Phone | 2033277151 | PhoneNum |
| Preparation | 2021-11-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $833,685 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $92,796 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $13,784 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $13,784 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $37,994 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $37,994 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $255,117 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $331,384 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $255,117 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $399,691 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $306,895 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,100 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,100 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $3,467 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,740 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $9,307 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,100 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $43,886 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $43,886 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $53,193 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,100 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $43,886 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $346,498 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $303,795 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $181,713 | CashBOYAmt |
| Cash EOY | $86,130 | CashEOYAmt |
| Cash EOYFMV | $86,130 | CashEOYFMVAmt |
| Corporate Stock BOY | $573,570 | CorporateStockBOYAmt |
| Corporate Stock EOY | $747,555 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $747,555 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $755,283 | TotalAssetsBOYAmt |
| Total Assets EOY | $833,685 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $833,685 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $755,283 | RetainedEarningBOYAmt |
| Retained Earning EOY | $833,685 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $755,283 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $833,685 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $755,283 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $833,685 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $755,283 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $346,498 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2 | OtherIncreasesAmt |
| Subtotal | $1,101,783 | SubtotalAmt |
| Other Decreases | $268,098 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $833,685 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 300 SHARES APPLE INC | P | 2013-02-26 | 2020-01-10 | $93,582 | $19,199 | $74,383 | $74,383 |
| 779 SHARES MORGAN STANLEY | P | 2012-07-31 | 2020-01-22 | $43,718 | $10,720 | $32,998 | $32,998 |
| 400 SHARES APPLE INC | P | 2013-02-26 | 2020-03-30 | $100,020 | $25,599 | $74,421 | $74,421 |
| 100 SHARES SBA COMMUNICATIONS CORP | P | 2012-12-20 | 2020-04-16 | $30,691 | $6,988 | $23,703 | $23,703 |
| 1000 SHARES MORGAN STANLEY | P | 2012-07-31 | 2020-11-27 | $63,373 | $13,761 | $49,612 | $49,612 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $255,117 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,223 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,223 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,223 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,560 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $2,560 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $1,663 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Org Report Or Register State | PA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHRISTIAN G ROTH | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2038695061 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7 CALHOUN DRIVE | AddressLine1Txt |
| City | GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06831 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CHRISTIAN G ROTH IV | ||||||||
| 7 CALHOUN DRIVE | GREENWICH | CT | 06831 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| KATHARINE M ROTH | ||||||||
| 7 CALHOUN DRIVE | GREENWICH | CT | 06831 | SECRETARY | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $668,771 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $72,615 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $741,386 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $741,386 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $11,121 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $730,265 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $36,513 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $36,513 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,223 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,223 | TotalTaxAmt |
| Distributable Before Adj | $32,290 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $32,290 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $32,290 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $43,886 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $43,886 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $43,886 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $32,290 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $22,919 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $26,740 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $18,316 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $67,296 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $12,848 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $148,119 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $43,886 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $32,290 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $11,596 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $159,715 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $22,919 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $136,796 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $26,740 | ExcessFromYear4Amt |
| Excess From Year3 | $18,316 | ExcessFromYear3Amt |
| Excess From Year2 | $67,296 | ExcessFromYear2Amt |
| Excess From Year1 | $12,848 | ExcessFromYear1Amt |
| Excess From Current Year | $11,596 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CHRISTIAN G ROTH IV | ContributingManagerNm |
| Contributing Manager | KATHARINE M ROTH | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ABILIS INC | |||||||
| 1150 SUMMER STREET | STAMFORD | CT | 06905 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $210 |
| AOPA FOUNDATION | |||||||
| 421 AVIATION WAY | FREDERICK | MD | 21701 | NONE | PUBLIC | GENERAL FUND CONTRIBUTIONGENERAL FUND CONTRIBUTION | $100 |
| BOOTHBAY REGION YMCA | |||||||
| 261 TOWNSEND AVENUE | BOOTHBAY HARBOR | ME | 04538 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $350 |
| BOOTHBAY REGION FOOD PANTRY | |||||||
| 71 EASYERN AVENUE | BOOTHBAY HARBOR | ME | 04538 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $500 |
| BRUNSWICK SCHOOL | |||||||
| 100 MAHER AVENUE | GREENWICH | CT | 06830 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $10,463 |
| CAMP O-AT-KA INC | |||||||
| 593 SEBAGO ROAD | SEBAGO | ME | 04029 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $1,000 |
| COASTAL MAINE BOTANICAL | |||||||
| 132 BOTANICAL GARDENS DRIVE | BOOTHBAY | ME | 04537 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $100 |
| UNIVERSITY OF PENNSYLVANIA | |||||||
| 3451 WALNUT STREET | PHILADELPHIA | PA | 19104 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $5,000 |
| FAMILY CENTERS INC | |||||||
| 60 PALMER AVE | STAMFORD | CT | 06902 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $103 |
| FLAGSHIP NIAGARA LEAGUE | |||||||
| 150 E FRONT ST SUITE 100 | ERIE | PA | 16507 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $200 |
| FLEUR DE LIS | |||||||
| 120 HOWEVILLE ROAD | FITZWILLIAM | NH | 03447 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $2,000 |
| FRIENDS OF MOUNTAIN RESCUE | |||||||
| PO BOX 1094 | EDWARDS | CO | 81632 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $257 |
| GREENWICH ACADEMY | |||||||
| 200 N MAPLE AVE | GREENWICH | CT | 06830 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $12,000 |
| HARBOR HEAT | |||||||
| 185 TOWNSEND AVE | BOOTHBAY HARBOR | ME | 04538 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $250 |
| OLIVER HAZARD PERRY | |||||||
| 11A BRIDGE STREET | NEWPORT | RI | 02840 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $250 |
| ST ANNE'S BELFIELD SCHOOL | |||||||
| 2132 IVY ROAD | CHARLOTTESVILLE | VA | 22903 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $2,703 |
| SWEET BRIAR COLLEGE | |||||||
| 134 CHAPEL RD | SWEET BRIAR | VA | 24595 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $500 |
| TRANSPORTATION ASSOCIATION OF GREENWICH | |||||||
| 13 RIVERSIDE AVENUE | RIVERSIDE | CT | 06878 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $500 |
| ROUNDABOUT THEATER CO | |||||||
| 231 WEST 39TH ST SUITE 1200 | NEW YORK | NY | 10018 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $1,320 |
| WNYC WQXR NJPR | |||||||
| 160 VARICK ST | NEW YORK | NY | 10013 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $600 |
| YMCA OF GREENWICH | |||||||
| 50 E PUTNAM AVE | GREENWICH | CT | 06830 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $280 |
| THE PUBLIC THEATER | |||||||
| 425 LAFAYETTE STREET | NEW YORK | NY | 10003 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $100 |
| TOWN HALL FOUNDATION | |||||||
| 123 W 43RD ST | NEW YORK | NY | 10036 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $100 |
| CONNECTICUT FOOD BANK | |||||||
| 229 MOUNTAIN GROVE ST | BRIDGEPORT | CT | 06605 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $2,500 |
| GOOD SHEPERD FOOD BANK | |||||||
| PO BOX 1807 | AUBURN | ME | 04211 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $43,886 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $13,784 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $37,994 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $255,117 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $306,895 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $306,895 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| CHRISTIAN & KATHARINE ROTH | ||||||
| 1 | 7 CALHOUN DRIVE | GREENWICH | CT | 06831 | $61,926 | Yes (X) |
| CHRISTIAN & KATHARINE ROTH | ||||||
| 2 | 7 CALHOUN DRIVE | GREENWICH | CT | 06831 | $30,870 | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 200 SHARES OF APPLE INC | $61,926 | 2020-01-09 |
| 2 | 100 SHARES OF SBC COMMUNICATIONS CORP NEW CLA | $30,870 | 2020-04-16 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $3,100 | Amt |
| Net Investment Income | $3,100 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| DOMESTIC EQUITIES | $403,656 | $403,656 |
| GLOBAL ASSET BACKED OP | $268,651 | $268,651 |
| RECURRENT INVESTMENT ADVISORS | $75,248 | $75,248 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS | Desc |
| Amt | $268,098 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER COSTS | Desc |
| Revenue And Expenses Per Books | $2,740 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ROUNDING | Desc |
| Amt | $2 | Amt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHRISTIAN AND KATHARINE ROTH | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7 CALHOUN DRIVE | AddressLine1Txt |
| City | GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06831 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ESTIMATED TAXES PAID | CategoryTxt |
| Amt | $3,467 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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