MORGAN STANLEY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- MORGAN STANLEY FOUNDATION (EIN 13-6155650)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-11
- IRS object ID
- 202133159349102033
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-11T11:48:14-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105281633 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136155650 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MORG | BusinessNameControlTxt |
| Phone | 2127614000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1221 AVENUE OF THE AMERICAS 3RD FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100201001 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHARLES CHASIN | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2127614000 | PhoneNum |
| Signature | 2021-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | CHARLES | PersonFirstNm |
| Person Last | CHASIN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH L ALI CPA | PreparerPersonNm |
| PTIN | P02093808 | PTIN |
| Phone | 9143818900 | PhoneNum |
| Preparation | 2021-11-10 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 0 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $31,328,552 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $45 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $45 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $468,308 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $468,523 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $804,782 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $12,804,414 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $801,315 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,273,135 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,269,883 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $5,861 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $5,861 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Net Invst Incm | $1 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $78,718 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Net Invst Incm | $293 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $84,579 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $6,155 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,195,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,170,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,279,579 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $6,155 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,170,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$6,444 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,263,728 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $252,116 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $400,407 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $400,407 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,339,653 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,365,831 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,365,831 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $20,333,060 | CorporateStockBOYAmt |
| Corporate Stock EOY | $12,301,089 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,301,089 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $793,394 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,045,334 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,045,334 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $0 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $15,217,228 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $15,217,228 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $106,681 | OtherAssetsBOYAmt |
| Other Assets EOY | $998,663 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $998,663 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $22,824,904 | TotalAssetsBOYAmt |
| Total Assets EOY | $31,328,552 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $31,328,552 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $250,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $275,000 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $54,493 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $117,073 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $304,493 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $392,073 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $22,520,411 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $30,936,479 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $22,520,411 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $30,936,479 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $22,824,904 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $31,328,552 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $22,520,411 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$6,444 | ExcessRevenueOverExpensesAmt |
| Other Increases | $8,422,512 | OtherIncreasesAmt |
| Subtotal | $30,936,479 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $30,936,479 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SALES OF PUBLICLY TRADED SECURITIES | P | $12,340,684 | $11,999,632 | $341,052 | $341,052 |
| THRU INVESCO DB BASE METALS FUND K-1 | P | -$3,467 | -$3,467 | ||
| CAPITAL GAINS DIVIDENDS | P | $463,730 | $463,730 | $463,730 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $801,315 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $17,566 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $17,566 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $17,566 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $93,154 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $93,154 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $75,588 | OverpaymentAmt |
| Applied To ES Tax | $75,588 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GISELLE G LOPEZ | IndividualWithBooksNm |
| Phone | 2127629626 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1221 AVENUE OF THE AMERICAS 3RD FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100201001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (17 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CRAIG ABRUZZO | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | FINANCE CHAIR, TRUSTEE | 0.50 | $0 | $0 | $0 |
| CHARLES CHASIN | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | CHAIRPERSON, TRUSTEE | 0.50 | $0 | $0 | $0 |
| WILLIAM DOTSON | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| MARYALICE DUNNE | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE UNTIL DECEMBER 2020 | 0.25 | $0 | $0 | $0 |
| JEN EASTERLY | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| LISA GOLIA | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| CARLA HARRIS | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| WILLIAM HIRSHORN | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| WESLEY MCDADE | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE AS OF JANUARY 2020 | 0.25 | $0 | $0 | $0 |
| JONATHAN PRUZAN | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| SUSAN REID | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| ROSE-ANNE RICHTER | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| ANDY SAPERSTEIN | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| TATIANA SEGAL | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE AS OF DECEMBER 2020 | 0.25 | $0 | $0 | $0 |
| MATTHEW SLOVIK | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| DAVID STARK | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| JOAN STEINBERG | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | PRESIDENT | 8.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,214,789 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $296,997 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $26,511,786 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $26,511,786 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $397,677 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $26,114,109 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,305,705 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,305,705 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $17,566 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $17,566 | TotalTaxAmt |
| Distributable Before Adj | $1,288,139 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,288,139 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,288,139 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,170,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,170,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,170,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,288,139 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $5,016,628 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $5,881,219 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $437,159 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $10,012 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $11,345,018 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,170,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,170,000 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $118,139 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $118,139 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $11,226,879 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $4,898,489 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $6,328,390 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $5,881,219 | ExcessFromYear4Amt |
| Excess From Year3 | $437,159 | ExcessFromYear3Amt |
| Excess From Year2 | $10,012 | ExcessFromYear2Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (42 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| A BETTER CHANCE INC | ||||||||
| 253 W 35TH ST FL 6 | NEW YORK | NY | 10001 | N/A | PC | SCHOLARSHIP PROGRAM | $150,000 | |
| AMERICAN INDIAN COLLEGE FUND | ||||||||
| 8333 GREENWOOD BOULEVARD | DENVER | CO | 80221 | N/A | PC | SCHOLARSHIP PROGRAM | $20,000 | |
| BABSON COLLEGE | ||||||||
| 231 FOREST STREET | BABSON PARK | MA | 02457 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| BARUCH COLLEGE FUND | ||||||||
| ONE BERNARD BARUCH WAY BOX A-1603 | NEW YORK | NY | 10010 | N/A | PC | SCHOLARSHIP PROGRAM | $30,000 | |
| BROWN UNIVERSITY | ||||||||
| 164 ANGELL STREET BOX 1877 | PROVIDENCE | RI | 02912 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| BRYN MAWR COLLEGE | ||||||||
| 101 N MERION AVE DEVELOPMENT | BRYN MAWR | PA | 19010 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| CARNEGIE MELLON UNIVERSITY | ||||||||
| FINANCIAL AID OFFICE | PITTSBURGH | PA | 15213 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| CORNELL UNIVERSITY | ||||||||
| 341 PINE TREE RD | ITHACA | NY | 14850 | N/A | PC | SCHOLARSHIP PROGRAM | $30,000 | |
| DARTMOUTH COLLEGE | ||||||||
| 6066 DEVELOPMENT OFFICE | HANOVER | NH | 03755 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| DUKE UNIVERSITY | ||||||||
| BOX 90581 ALUMNI DEVELOPMENT | DURHAM | NC | 27708 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | RECORDS |
| GEORGIA INSTITUTE OF TECHNOLOGY | ||||||||
| 190 NORTH AVENUE | ATLANTA | GA | 30313 | N/A | GOV | SCHOLARSHIP PROGRAM | $15,000 | |
| GETTYSBURG COLLEGE | ||||||||
| 300 N WASHINGTON STREET BOX 426 | GETTYSBURG | PA | 17325 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| HARVARD UNIVERSITY | ||||||||
| 124 MOUNT AUBURN STREET - ROOM 430N | CAMBRIDGE | MA | 02138 | N/A | PC | SCHOLARSHIP PROGRAM | $30,000 | |
| HISPANIC FEDERATION INC | ||||||||
| 55 EXCHANGE PLACE SUITE 501 | NEW YORK | NY | 10005 | N/A | PC | SCHOLARSHIP PROGRAM | $125,000 | |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||
| 600 MEMORIAL DRIVE W98-200 | CAMBRIDGE | MA | 02139 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| MERCY COLLEGE | ||||||||
| 555 BROADWAY | DOBBS FERRY | NY | 10522 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| NEW YORK UNIVERSITY | ||||||||
| FINANCIAL AID OFFICE - 25 WEST 4TH | NEW YORK | NY | 10012 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | STREET |
| NEW YORK UNIVERSITY | ||||||||
| FINANCIAL AID OFFICE - 25 WEST 4TH | NEW YORK | NY | 10012 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | STREET |
| PREP FOR PREP | ||||||||
| 328 WEST 71ST STREET | NEW YORK | NY | 10023 | N/A | PC | SCHOLARSHIP PROGRAM | $75,000 | |
| RUTGERS UNIVERSITY | ||||||||
| 120 ALBANY STREET PLAZA | NEW BRUNSWICK | NJ | 08901 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| SPONSORS FOR EDUCATIONAL OPPORTUNITY | ||||||||
| 55 EXCHANGE PLACE SUITE 601 | NEW YORK | NY | 100053301 | N/A | PC | SCHOLARSHIP PROGRAM | $25,000 | |
| STANFORD UNIVERSITY | ||||||||
| 326 GALVEZ STREET | STANFORD | CA | 94305 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| THE NEW YORK WOMEN'S FOUNDATION | ||||||||
| 39 BROADWAY 23RD FLOOR | NEW YORK | NY | 10006 | N/A | PC | SCHOLARSHIP PROGRAM | $25,000 | |
| THE UNIVERSITY OF ARIZONA | ||||||||
| 1303 E UNIVERSITY BLVD BOX 5 | TUCSON | AZ | 85719 | N/A | GOV | SCHOLARSHIP PROGRAM | $15,000 | |
| TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK | ||||||||
| 622 WEST 113TH STREET MC 4524 | NEW YORK | NY | 10025 | N/A | PC | SCHOLARSHIP PROGRAM | $60,000 | |
| TRUSTEES OF TUFTS UNIVERSITY | ||||||||
| 80 GEORGE STREET STE 200 | MEDFORD | MA | 02155 | N/A | PC | SCHOLARSHIP PROGRAM | $30,000 | |
| TRUSTEES OF UNION COLLEGE | ||||||||
| 807 UNION ST | SCHENECTADY | NY | 12308 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| TULANE UNIVERSITY | ||||||||
| PO BOX 61075 | NEW ORLEANS | LA | 70161 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| UNIVERSITY OF FLORIDA | ||||||||
| PO BOX 113201 | GAINESVILLE | FL | 32611 | N/A | GOV | SCHOLARSHIP PROGRAM | $15,000 | |
| UNIVERSITY OF KANSAS CENTER FOR RESEARCH INC | ||||||||
| 2385 IRVING HILL RD | LAWRENCE | KS | 66045 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| UNIVERSITY OF MARYLAND BALTIMORE FOUNDATION INC | ||||||||
| 620 W LEXINGTON ST | BALTIMORE | MD | 21201 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| UNIVERSITY OF MARYLAND COLLEGE PARK FOUNDATION | ||||||||
| 4603 CALVERT ROAD | COLLEGE PARK | MD | 20740 | N/A | PC | SCHOLARSHIP PROGRAM | $30,000 | |
| UNIVERSITY OF MARYLAND SYSTEM (TOWSON UNIVERSITY) | ||||||||
| 8000 YORK ROAD | BALTIMORE | MD | 21252 | N/A | GOV | SCHOLARSHIP PROGRAM | $15,000 | |
| UNIVERSITY OF MIAMI | ||||||||
| PO BOX 025388 | CORAL GABLES | FL | 33102 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| UNIVERSITY OF MICHIGAN | ||||||||
| 3003 S STATE ST | ANN ARBOR | MI | 48109 | N/A | GOV | SCHOLARSHIP PROGRAM | $15,000 | |
| UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL | ||||||||
| OFFICE OF SCHOLARSHIPS AND STUDENT | CHAPEL HILL | NC | 27514 | N/A | GOV | SCHOLARSHIP PROGRAM | $30,000 | AID |
| UNIVERSITY OF PENNSYLVANIA | ||||||||
| 2929 WALNUT ST SUITE 300 | PHILADELPHIA | PA | 19104 | N/A | PC | SCHOLARSHIP PROGRAM | $60,000 | |
| UNIVERSITY OF SOUTHERN CALIFORNIA | ||||||||
| 1150 S OLIVE STREET | LOS ANGELES | CA | 90015 | N/A | PC | SCHOLARSHIP PROGRAM | $15,000 | |
| UNIVERSITY OF TEXAS AT SAN ANTONIO | ||||||||
| 1 UTSA CIRCLE | SAN ANTONIO | TX | 78249 | N/A | GOV | SCHOLARSHIP PROGRAM | $15,000 | |
| UNIVERSITY OF VIRGINIA | ||||||||
| PO BOX 400807 | CHARLOTTESVILLE | VA | 22904 | N/A | GOV | SCHOLARSHIP PROGRAM | $15,000 | |
| WILLIAMS COLLEGE | ||||||||
| 75 PARK STREET | WILLIAMSTOWN | MA | 01267 | N/A | PC | SCHOLARSHIP PROGRAM | $30,000 | |
| YALE UNIVERSITY | ||||||||
| PO BOX 2038 | NEW HAVEN | CT | 06521 | N/A | PC | SCHOLARSHIP PROGRAM | $30,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,170,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| A BETTER CHANCE INC | |||||||
| 253 W 35TH ST FL 6 | NEW YORK | NY | 10001 | N/A | PC | SCHOLARSHIP PROGRAM | $150,000 |
| HISPANIC FEDERATION INC | |||||||
| 55 EXCHANGE PLACE SUITE 501 | NEW YORK | NY | 10005 | N/A | PC | SCHOLARSHIP PROGRAM | $125,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $275,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $45 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $468,308 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $804,782 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,273,135 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,273,135 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (36 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 10000 QUANTITY OF BOSTON PROPERTIES LP CPN:2.750% DUE:10/1/2026 | $10,903 | $10,903 |
| 10000 QUANTITY OF ENBRIDGE INC CPN:4.000% DUE:10/1/2023 | $10,877 | $10,877 |
| 10000 QUANTITY OF ENTERPRISE PRODUCTS OPERATING LLC CPN:3.125% DUE:7/31/2029 | $11,085 | $11,085 |
| 10000 QUANTITY OF RAYTHEON TECHNOLOGIES CORP CPN:3.125% DUE:5/4/2027 | $2,156 | $2,156 |
| 15000 QUANTITY OF SIMON PROPERTY GROUP LP CPN:3.375% DUE:10/1/2024 | $16,311 | $16,311 |
| 15000 QUANTITY OF XCEL ENERGY INC CPN: 4.000% DUE:6/15/2028 | $17,659 | $17,659 |
| 2000 QUANTITY OF RAYTHEON TECHNOLOGIES CORP CPN:3.650% DUE:8/16/2023 | $11,217 | $11,217 |
| 20000 QUANTITY OF ANTHEM INC CPN:3.650% DUE:12/1/2027 | $23,063 | $23,063 |
| 20000 QUANTITY OF AON CORP CPN:2.800% DUE:5/15/2030 | $21,819 | $21,819 |
| 20000 QUANTITY OF BP CAPITAL MARKETS AMERICA INC CPN:4.234% DUE:11/6/2028 | $23,902 | $23,902 |
| 20000 QUANTITY OF EXXON MOBIL CORP CPN:2.992% DUE:3/19/2025 | $21,890 | $21,890 |
| 20000 QUANTITY OF NEXTERA ENERGY CAPITAL HOLDINGS INC CPN:3.550% DUE:5/1/27 | $22,772 | $22,772 |
| 20000 QUANTITY OF SCHLUMBERGER INVESTMENT SA CPN:3.650% DUE:12/1/2023 | $21,713 | $21,713 |
| 25000 QUANTITY OF ANHEUSER-BUSCH INBEV WORLDWIDEINC CPN:4.000% DUE:4/13/2028 | $29,474 | $29,474 |
| 25000 QUANTITY OF AT&T INC CPN:4.125% DUE:2/17/2026 | $28,932 | $28,932 |
| 25000 QUANTITY OF GENERAL MILLS INC CPN:3.700% DUE:10/17/2023 | $27,227 | $27,227 |
| 25000 QUANTITY OF GOLDMAN SACHS GROUP INC/THE CPN:3.625% DUE:1/22/2023 | $26,678 | $26,678 |
| 25000 QUANTITY OF HOME DEPOT INC/THE CPN:2.950% DUE:6/15/2029 | $28,417 | $28,417 |
| 25000 QUANTITY OF VERIZON COMMUNICATIONS INC CPN:5.150% DUE:9/15/2023 | $28,171 | $28,171 |
| 25000 QUANTITY OF WESTPAC BANKING CORP CPN:2.500% DUE:6/28/2022 | $25,852 | $25,852 |
| 30000 QUANTITY OF CITIGROUP INC CPN:3.200% DUE:10/21/2026 | $33,530 | $33,530 |
| 30000 QUANTITY OF DEERE & CO CPN:2.600% DUE:6/8/2022 | $30,860 | $30,860 |
| 30000 QUANTITY OF MORGAN STANLEY CPN:2.750% DUE:5/19/2022 | $30,982 | $30,982 |
| 35000 QUANTITY OF BANK OF AMERICA CORP FXD 1.8980% CPN:1.898% DUE:7/23/2031 | $35,362 | $35,362 |
| 35000 QUANTITY OF MERCK & CO INC CPN:3.400% DUE:3/7/2029 | $40,718 | $40,718 |
| 35000 QUANTITY OF PEPSICO INC CPN:2.750% DUE:3/19/2030 | $39,189 | $39,189 |
| 35000 QUANTITY OF UNITEDHEALTH GROUP INC CPN:3.750% DUE:7/15/2025 | $39,877 | $39,877 |
| 35000 QUANTITY OF WALT DISNEY CO/THE CPN:2.000% DUE:9/1/2029 | $36,581 | $36,581 |
| 45000 QUANTITY OF APPLE INC CPN:2.400% DUE:5/3/2023 | $47,203 | $47,203 |
| 45000 QUANTITY OF COMCAST CORP CPN:3.150% DUE:3/1/2026 | $50,241 | $50,241 |
| 45000 QUANTITY OF EQUINOR ASA CPN:2.450% DUE:1/17/2023 | $46,922 | $46,922 |
| 45000 QUANTITY OF JPMORGAN CHASE & CO CPN:2.950% DUE:10/1/2026 | $49,925 | $49,925 |
| 45000 QUANTITY OF MICROSOFT CORP CPN:2.700% DUE:2/12/2025 | $48,885 | $48,885 |
| 45000 QUANTITY OF SANOFI CPN:3.375% DUE:6/19/2023 | $48,264 | $48,264 |
| 45000 QUANTITY OF WELLS FARGO & CO CPN:2.625% DUE:7/22/2022 | $46,580 | $46,580 |
| 9000 QUANTITY OF VISA INC CPN:3.150% DUE:12/14/2025 | $10,097 | $10,097 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (316 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1008 SHARES OF SONOVA HLDG AG UNSP ADR (SONVY) | $33,576 | $33,576 |
| 102 SHARES OF TETRA TECH INC (TTEK) | $15,977 | $15,977 |
| 1031 SHARES OF RIO TINTO PLC SPON ADR (RIO) | $44,100 | $44,100 |
| 1037 SHARES OF UNITED BANKSHARES INC W VA (UBSI) | $8,618 | $8,618 |
| 105 SHARES OF FIVE9 INC COM (FIVN) | $41,775 | $41,775 |
| 105 SHARES OF IRHYTHM TECHNOLOGIES INC (IRTC) | $5,553 | $5,553 |
| 1063 SHARES OF BANCORPSOUTH INC (BXS) | $29,182 | $29,182 |
| 1079 SHARES OF LONZA GROUP AG ZUERICH ADR (LZAGY) | $7,719 | $7,719 |
| 109 SHARES OF RENEWABLE ENERGY GP INC (REGI) | $59,525 | $59,525 |
| 110 SHARES OF STERIS PLC (STE) | $12,370 | $12,370 |
| 1115 SHARES OF THE REALREAL INC (REAL) | $118,536 | $118,536 |
| 1117 SHARES OF SYSMEX CORP UNSPON ADR (SSMXY) | $17,059 | $17,059 |
| 112 SHARES OF AMEDISYS INC (AMED) | $105,384 | $105,384 |
| 112 SHARES OF M/I HOMES INC COM (MHO) | $7,049 | $7,049 |
| 1121 SHARES OF SGS SA ADR (SGSOY) | $24,247 | $24,247 |
| 11368 SHARES OF RECRUIT HOLDINGS CO. LTD. ADR (RCRUY) | $6,913 | $6,913 |
| 114 SHARES OF AVERY DENNISON CORPORATION (AVY) | $30,615 | $30,615 |
| 114 SHARES OF HANNON ARMSTRONG SUS INFRA CAP (HASI) | $8,524 | $8,524 |
| 114 SHARES OF ZENDESK INC (ZEN) | $10,528 | $10,528 |
| 1140 SHARES OF CHR HANSEN HLDG A/S (CHYHY) | $53,116 | $53,116 |
| 1145 SHARES OF BRIGHTVIEW HLDGS INC (BV) | $18,312 | $18,312 |
| 115 SHARES OF LIVE OAK BANCSHARES INC (LOB) | $16,839 | $16,839 |
| 1155 SHARES OF COMMSCOPE HOLDING COMPANY INC (COMM) | $34,927 | $34,927 |
| 1157 SHARES OF AIR LIQUIDE ADR (AIQUY) | $67,188 | $67,188 |
| 117 SHARES OF LITTELFUSE INC (LFUS) | $174,901 | $174,901 |
| 117 SHARES OF OXFORD INDUSTRIES INC (OXM) | $52,509 | $52,509 |
| 11725 SHARES OF BANCO BILBAO VIZ ARG SA ADS (BBVA) | $11,810 | $11,810 |
| 1175 SHARES OF GLATFELTER CORPORATION (GLT) | $27,376 | $27,376 |
| 118 SHARES OF COLUMBIA SPORTSWEAR CO (COLM) | $116,922 | $116,922 |
| 118 SHARES OF TREX COMPANY INC (TREX) | $62,450 | $62,450 |
| 1201 SHARES OF INFINEON TECHNOLOGIES AG (IFNNY) | $57,010 | $57,010 |
| 1225 SHARES OF CRH PLC ADR (CRH) | $12,377 | $12,377 |
| 124 SHARES OF LIVE PERSON INC (LPSN) | $36,922 | $36,922 |
| 1246 SHARES OF TENCENT HLDGS LTD UNSPON ADR (TCEHY) | $129,105 | $129,105 |
| 125 SHARES OF BRIGHT HORIZONS FAMILY SOLUT (BFAM) | $7,239 | $7,239 |
| 125 SHARES OF CIRRUS LOGIC INC (CRUS) | $91,691 | $91,691 |
| 1253 SHARES OF DEUTSCHE POST AG SPONSORED ADR (DPSGY) | $66,156 | $66,156 |
| 1276 SHARES OF MOWI ASA ADR (MHGVY) | $3,965 | $3,965 |
| 1277 SHARES OF SONY CORP ADR 1974 NEW (SNE) | $24,871 | $24,871 |
| 1283 SHARES OF DBS GROUP HOLDINGS LTD SP (DBSDY) | $37,224 | $37,224 |
| 1286 SHARES OF TWITTER INC (TWTR) | $10,451 | $10,451 |
| 1291 SHARES OF COCA COLA CO (KO) | $5,688 | $5,688 |
| 1298 SHARES OF UNILEVER PLC (NEW) ADS (UL) | $32,213 | $32,213 |
| 130 SHARES OF FRANKLIN ELECTRIC CO (FELE) | $14,416 | $14,416 |
| 1309 SHARES OF TENCENT HLDGS LTD UNSPON ADR (TCEHY) | $33,677 | $33,677 |
| 131 SHARES OF BADGER METER INC (BMI) | $41,033 | $41,033 |
| 131 SHARES OF INPHI CORP (IPHI) | $22,789 | $22,789 |
| 132 SHARES OF LOVESAC CO (LOVE) | $4,737 | $4,737 |
| 132 SHARES OF REYNOLDS CONSUMER PRODS INC (REYN) | $80,267 | $80,267 |
| 1349 SHARES OF JOHNSON CTLS INTL PLC (JCI) | $9,235 | $9,235 |
| 13491 SHARES OF AMBEV S A SPONSORED ADR (ABEV) | $89,575 | $89,575 |
| 135 SHARES OF CHOICE HOTELS INTL INC NEW (CHH) | $21,542 | $21,542 |
| 138 SHARES OF ULTRAGENYX PHARMACEUTICAL INC (RARE) | $11,001 | $11,001 |
| 141 SHARES OF AVERY DENNISON CORPORATION (AVY) | $35,875 | $35,875 |
| 1437 SHARES OF L OREAL CO ADR (LRLCY) | $84,948 | $84,948 |
| 144 SHARES OF CORESITE REALTY CORP (COR) | $17,683 | $17,683 |
| 145 SHARES OF MID AMER APART COMM INC (MAA) | $21,022 | $21,022 |
| 1453 SHARES OF FANUC CORPORATION UNSP ADR (FANUY) | $9,879 | $9,879 |
| 146 SHARES OF COGENT COMM GROUP (CCOI) | $25,496 | $25,496 |
| 147 SHARES OF ALLEGION PUB LTD CO (ALLE) | $158,178 | $158,178 |
| 1476 SHARES OF FUCHS PETROLUB AG UNSPON ADR (FUPBY) | $31,582 | $31,582 |
| 150 SHARES OF REDFIN CORP (RDFN) | $29,018 | $29,018 |
| 151 SHARES OF HILLROM HOLDINGS (HRC) | $5,130 | $5,130 |
| 1510 SHARES OF LONZA GROUP AG ZUERICH ADR (LZAGY) | $58,187 | $58,187 |
| 1513 SHARES OF ALFA LAVAL AB-UNSPONS ADR (ALFVY) | $174,682 | $174,682 |
| 152 SHARES OF QTS RLTY TR INC COM CL A (QTS) | $38,763 | $38,763 |
| 156 SHARES OF SITEONE LANDSCAPE SUPPLY INC (SITE) | $27,226 | $27,226 |
| 159 SHARES OF DINE BRANDS GLOBAL INC (DIN) | $51,349 | $51,349 |
| 1602 SHARES OF TAIWAN SMCNDCTR MFG CO LTD ADR (TSM) | $72,067 | $72,067 |
| 161 SHARES OF CENTURY COMMUNITIES INC (CCS) | $7,417 | $7,417 |
| 161 SHARES OF KEMPER CORP DEL COM (KMPR) | $37,019 | $37,019 |
| 162 SHARES OF CARDIOVASCULAR SYSTEMS INC (CSII) | $66,850 | $66,850 |
| 162 SHARES OF HANOVER INSURANCE GROUP INC (THG) | $14,793 | $14,793 |
| 163 SHARES OF VARONIS SYSTEMS INC (VRNS) | $29,856 | $29,856 |
| 164 SHARES OF ADVANCED DRAIN SYS INC (WMS) | $8,782 | $8,782 |
| 1660 SHARES OF FANUC CORPORATION UNSP ADR (FANUY) | $62,892 | $62,892 |
| 1665 SHARES OF SUNTORY BEVERAGE AND FOOD LTD (STBFY) | $33,636 | $33,636 |
| 168 SHARES OF LIBERTY MEDIA CORP SER C (FWONK) | $36,692 | $36,692 |
| 1703 SHARES OF PRUDENTIAL PLC ADR (PUK) | $16,610 | $16,610 |
| 1756 SHARES OF GLAXOSMITHKLINE PLC ADR (GSK) | $27,042 | $27,042 |
| 179 SHARES OF CARTER'S (CRI) | $8,997 | $8,997 |
| 1791 SHARES OF EBARA CORP ADR (EBCOY) | $64,561 | $64,561 |
| 1820 SHARES OF SYMRISE AG UNSPONS ADR (SYIEY) | $24,121 | $24,121 |
| 1842 SHARES OF NITORI HLDGS CO LTD ADR (NCLTY) | $10,860 | $10,860 |
| 185 SHARES OF FIVE BELOW (FIVE) | $75,649 | $75,649 |
| 1853 SHARES OF ZURICH INSURANCE GRP LTD ADR (ZURVY) | $60,542 | $60,542 |
| 186 SHARES OF ALIBABA GROUP HLDG LTD (BABA) | $25,100 | $25,100 |
| 1867 SHARES OF KOMATSU LTD SPON ADR NEW (KMTUY) | $5,772 | $5,772 |
| 187 SHARES OF 2U INC COM (TWOU) | $7,473 | $7,473 |
| 187 SHARES OF PACIRA BIOSCIENCES (PCRX) | $10,275 | $10,275 |
| 188 SHARES OF ASML HOLDING NV NY REG NEW (ASML) | $15,360 | $15,360 |
| 188 SHARES OF INGREDION INC COM (INGR) | $21,235 | $21,235 |
| 190 SHARES OF FMC CORP NEW (FMC) | $23,104 | $23,104 |
| 192 SHARES OF SAGE THERAPEUTICS INC (SAGE) | $60,736 | $60,736 |
| 1920 SHARES OF ARMADA HOFFLER PROPERTIES INC (AHH) | $21,380 | $21,380 |
| 195 SHARES OF EVERCORE INC CLASS A (EVR) | $12,486 | $12,486 |
| 197 SHARES OF BLUEBIRD BIO INC (BLUE) | $95,248 | $95,248 |
| 198 SHARES OF SCHNITZER STEEL A (SCHN) | $42,743 | $42,743 |
| 1997 SHARES OF ROCHE HOLDINGS ADR (RHHBY) | $122,567 | $122,567 |
| 200 SHARES OF BIOTELEMETRY INC COM (BEAT) | $65,755 | $65,755 |
| 201 SHARES OF IAA INC (IAA) | $8,762 | $8,762 |
| 2025 SHARES OF KASIKORNBANK PUB CO LTD UNSPON (KPCPY) | $95,605 | $95,605 |
| 203 SHARES OF ALLY FINANCIAL INC (ALLY) | $18,545 | $18,545 |
| 205 SHARES OF ARCUS BIOSCIENCES, INC. (RCUS) | $19,448 | $19,448 |
| 206 SHARES OF ONE GAS INC (OGS) | $24,907 | $24,907 |
| 2073 SHARES OF CORTEVA INC (CTVA) | $4,960 | $4,960 |
| 212 SHARES OF SUN COMMUNITIES INC (SUI) | $15,815 | $15,815 |
| 213 SHARES OF CACTUS INC CLASS-A (WHD) | $32,853 | $32,853 |
| 213 SHARES OF EASTGROUP PROPERTIES INC (EGP) | $45,092 | $45,092 |
| 213 SHARES OF LINDE PLC (LIN) | $61,576 | $61,576 |
| 214 SHARES OF LINDE PLC (LIN) | $78,347 | $78,347 |
| 2144 SHARES OF AXA ADS (AXAHY) | $32,585 | $32,585 |
| 2145 SHARES OF AIA GROUP LTD SPON ADR (AAGIY) | $56,033 | $56,033 |
| 2148 SHARES OF SHIONOGI & CO LTD UNSPONS ADR (SGIOY) | $8,006 | $8,006 |
| 2159 SHARES OF ELANCO ANIMAL HEALTH INC (ELAN) | $10,643 | $10,643 |
| 2168 SHARES OF PING AN INSURANCE ADR (PNGAY) | $38,823 | $38,823 |
| 217 SHARES OF IROBOT (IRBT) | $10,788 | $10,788 |
| 217 SHARES OF ONEMAIN HLDGS INC (OMF) | $48,331 | $48,331 |
| 219 SHARES OF MDC HOLDINGS INC (MDC) | $12,151 | $12,151 |
| 221 SHARES OF PENTAIR PLC (PNR) | $13,570 | $13,570 |
| 2210 SHARES OF MAGNOLIA OIL & GAS CORP CL A (MGY) | $14,790 | $14,790 |
| 2250 SHARES OF VALEO SPONSORED ADR (VLEEY) | $29,587 | $29,587 |
| 2287 SHARES OF FIRST HORIZON CORPORATION (FHN) | $18,941 | $18,941 |
| 2289 SHARES OF ATLAS COPCO AS A ADR A NEW (ATLKY) | $94,104 | $94,104 |
| 2320 SHARES OF PING AN INSURANCE ADR (PNGAY) | $29,146 | $29,146 |
| 234 SHARES OF CURTISS WRIGHT CORP (CW) | $23,138 | $23,138 |
| 236 SHARES OF ADOBE INC (ADBE) | $65,939 | $65,939 |
| 236 SHARES OF ENCORE CAP GRP INC (ECPG) | $9,741 | $9,741 |
| 2360 SHARES OF ROCHE HOLDINGS ADR (RHHBY) | $26,668 | $26,668 |
| 2380 SHARES OF TOPCON CP NPV (TOPCF) | $20,849 | $20,849 |
| 2409 SHARES OF PAN PAC INTL HLDGS CORP ADR (DQJCY) | $87,548 | $87,548 |
| 242 SHARES OF BRIGHTHOUSE FINL INC (BHF) | $32,870 | $32,870 |
| 242 SHARES OF TRUPANION INC (TRUP) | $54,154 | $54,154 |
| 2420 SHARES OF MICHELIN COMPAGNIE GENERALE DE (MGDDY) | $18,370 | $18,370 |
| 243 SHARES OF ENTEGRIS INC (ENTG) | $7,231 | $7,231 |
| 247 SHARES OF HASBRO INC (HAS) | $20,600 | $20,600 |
| 2473 SHARES OF VIVENDI SA UNSPON ADR (VIVHY) | $79,789 | $79,789 |
| 248 SHARES OF MARTIN MARIETTA MATERIALS (MLM) | $88,805 | $88,805 |
| 249 SHARES OF ICF INTL INC (ICFI) | $13,061 | $13,061 |
| 2497 SHARES OF RELX PLC SPONSORED ADR (RELX) | $103,530 | $103,530 |
| 251 SHARES OF PLEXUS CORP (PLXS) | $60,321 | $60,321 |
| 257 SHARES OF CARDLYTICS, INC. (CDLX) | $80,932 | $80,932 |
| 26 SHARES OF IGM BIOSCIENCES INC (IGMS) | $17,312 | $17,312 |
| 268 SHARES OF CHILDREN'S PLACE INC (PLCE) | $22,665 | $22,665 |
| 269 SHARES OF FLOOR & DECOR HLDGS INC CL-A (FND) | $5,375 | $5,375 |
| 27 SHARES OF CAVCO INDUSTRIES INC (CVCO) | $116,416 | $116,416 |
| 2706 SHARES OF INFORMA PLC (IFJPY) | $9,788 | $9,788 |
| 272 SHARES OF PARKER HANNIFIN CORP (PH) | $35,161 | $35,161 |
| 273 SHARES OF PREMIER INC CL A (PINC) | $10,311 | $10,311 |
| 274 SHARES OF EDITAS MEDICINE INC (EDIT) | $57,922 | $57,922 |
| 277 SHARES OF DARLING INGREDIENTS INC (DAR) | $10,966 | $10,966 |
| 278 SHARES OF VOYA FINL INC (VOYA) | $19,210 | $19,210 |
| 2786 SHARES OF AIA GROUP LTD SPON ADR (AAGIY) | $19,260 | $19,260 |
| 2796 SHARES OF ST JAMES PLACE PLC (STJPF) | $24,206 | $24,206 |
| 2815 SHARES OF BAYER AG SPON ADR (BAYRY) | $12,550 | $12,550 |
| 287 SHARES OF WYNDHAM HOTELS & RESORTS INC (WH) | $28,363 | $28,363 |
| 2925 SHARES OF EPIROC AKTIEBOLAG ADR (EPOKY) | $75,916 | $75,916 |
| 294 SHARES OF AVIS BUDGET GROUP COM (CAR) | $49,419 | $49,419 |
| 294 SHARES OF CONCENTRIX CORP (CNXC) | $21,003 | $21,003 |
| 294 SHARES OF SYNNEX CORP (SNX) | $44,776 | $44,776 |
| 295 SHARES OF ARENA PHARMA INC (ARNA) | $11,949 | $11,949 |
| 303 SHARES OF GENL DYNAMICS CORP (GD) | $31,445 | $31,445 |
| 308 SHARES OF M K S INSTRUMENTS (MKSI) | $40,495 | $40,495 |
| 310 SHARES OF ARCOSA INC (ACA) | $29,589 | $29,589 |
| 3120 SHARES OF CHUGAI PHARMACEUTIC UNSP ADR (CHGCY) | $30,262 | $30,262 |
| 3123 SHARES OF SCHNEIDER ELEC SA UNSP ADR (SBGSY) | $16,349 | $16,349 |
| 313 SHARES OF PAYPAL HLDGS INC COM (PYPL) | $81,989 | $81,989 |
| 314 SHARES OF CHUBB LTD (CB) | $69,142 | $69,142 |
| 317 SHARES OF EMCOR GROUP INC (EME) | $19,247 | $19,247 |
| 3182 SHARES OF SWEDBANK AB SPONS ADR (SWDBY) | $24,746 | $24,746 |
| 320 SHARES OF ANSYS INC (ANSS) | $5,458 | $5,458 |
| 324 SHARES OF TOLL BROTHERS (TOL) | $97,572 | $97,572 |
| 326 SHARES OF INTERSECT ENT INC (XENT) | $30,191 | $30,191 |
| 335 SHARES OF HYATT HOTELS CORP COM CL A (H) | $21,624 | $21,624 |
| 337 SHARES OF CANADIAN NATL RAILWAY CO (CNI) | $44,814 | $44,814 |
| 3409 SHARES OF ADYEN N V UNSPONSRED ADR (ADYEY) | $23,943 | $23,943 |
| 341 SHARES OF DIAGEO PLC SPON ADR NEW (DEO) | $29,553 | $29,553 |
| 343 SHARES OF ENCOMPASS HEALTH CORP (EHC) | $64,621 | $64,621 |
| 344 SHARES OF AMERIPRISE FINCL INC (AMP) | $56,391 | $56,391 |
| 345 SHARES OF SEMTECH CORP (SMTC) | $67,601 | $67,601 |
| 345 SHARES OF STIFEL FINANCIAL CORPORATION (SF) | $51,683 | $51,683 |
| 351 SHARES OF ADIDAS AG (ADDYY) | $33,861 | $33,861 |
| 352 SHARES OF AMGEN INC (AMGN) | $29,795 | $29,795 |
| 353 SHARES OF RYANAIR HLDGS PLC ADR (RYAAY) | $90,411 | $90,411 |
| 354 SHARES OF ADAPTIVE BIOTECHNOLOGIES CORP (ADPT) | $9,808 | $9,808 |
| 354 SHARES OF ALIBABA GROUP HLDG LTD (BABA) | $73,305 | $73,305 |
| 3541 SHARES OF ICICI BANK LTD (IBN) | $28,970 | $28,970 |
| 355 SHARES OF BANCORPSOUTH INC (BXS) | $82,386 | $82,386 |
| 359 SHARES OF BANKUNITED INC (BKU) | $43,288 | $43,288 |
| 365 SHARES OF PLUG POWER INC (PLUG) | $8,741 | $8,741 |
| 366 SHARES OF ATMOS ENERGY CP (ATO) | $40,985 | $40,985 |
| 368 SHARES OF NATL INSTRUMS CP (NATI) | $13,427 | $13,427 |
| 372 SHARES OF REXFORD INDL REALTY INC (REXR) | $18,040 | $18,040 |
| 374 SHARES OF ALASKA AIR GROUP INCORPORATED (ALK) | $118,028 | $118,028 |
| 377 SHARES OF DOUGLAS EMMETT INC (DEI) | $12,322 | $12,322 |
| 3864 SHARES OF ALLIANZ SE ADR (ALIZY) | $130,277 | $130,277 |
| 396 SHARES OF BRUNSWICK CORP (BC) | $21,837 | $21,837 |
| 3979 SHARES OF CONTL AG SPONS ADR (CTTAY) | $56,840 | $56,840 |
| 400 SHARES OF WOLTERS KLUWER NV SPON ADR (WTKWY) | $56,130 | $56,130 |
| 419 SHARES OF HELLA KGAA HUECK & CO (HLKHF) | $100,240 | $100,240 |
| 420 SHARES OF MEITUAN ADR (MPNGY) | $18,269 | $18,269 |
| 421 SHARES OF BRUKER CORPORATION (BRKR) | $41,282 | $41,282 |
| 425 SHARES OF CLEARWAY ENERGY INC CL C (CWEN) | $23,602 | $23,602 |
| 426 SHARES OF PERSIMMON PLC UNSPONS ADR (PSMMY) | $103,462 | $103,462 |
| 427 SHARES OF SUZUKI MTR CORP ADR (SZKMY) | $29,428 | $29,428 |
| 428 SHARES OF AGIOS PHARMACEUTICALS INC COM (AGIO) | $64,229 | $64,229 |
| 43 SHARES OF BEYOND MEAT INC (BYND) | $17,108 | $17,108 |
| 433 SHARES OF STEEL DYNAMICS INC (STLD) | $110,404 | $110,404 |
| 436 SHARES OF US ECOLOGY INC (ECOL) | $20,865 | $20,865 |
| 437 SHARES OF QTS RLTY TR INC COM CL A (QTS) | $62,850 | $62,850 |
| 443 SHARES OF SANGAMO THERAPEUTICS INC (SGMO) | $52,161 | $52,161 |
| 444 SHARES OF PNC FINL SVCS GP (PNC) | $39,014 | $39,014 |
| 446 SHARES OF FULLER H B & COMPANY (FUL) | $44,151 | $44,151 |
| 4537 SHARES OF INFINEON TECHNOLOGIES AG (IFNNY) | $69,637 | $69,637 |
| 46 SHARES OF NEVRO CORP (NVRO) | $14,409 | $14,409 |
| 461 SHARES OF DIAGEO PLC SPON ADR NEW (DEO) | $9,582 | $9,582 |
| 464 SHARES OF ALCON INC (ALC) | $74,096 | $74,096 |
| 464 SHARES OF PROCTER & GAMBLE (PG) | $11,253 | $11,253 |
| 467 SHARES OF EQUITY LIFESTYLE PROPERTIES (ELS) | $79,187 | $79,187 |
| 471 SHARES OF LEGGETT & PLATT INC (LEG) | $46,299 | $46,299 |
| 473 SHARES OF CHEFS' WAREHOUSE INC COM (CHEF) | $17,028 | $17,028 |
| 473 SHARES OF TRIMBLE INC (TRMB) | $17,822 | $17,822 |
| 4745 SHARES OF CREDIT SUISSE GROUP (CS) | $19,631 | $19,631 |
| 48 SHARES OF U S PHYSICAL THERAPY INC (USPH) | $9,222 | $9,222 |
| 481 SHARES OF MEREDITH CORPORATION (MDP) | $13,735 | $13,735 |
| 484 SHARES OF YANDEX N.V. A (YNDX) | $78,234 | $78,234 |
| 488 SHARES OF BROOKS-AUTOMATION INC (BRKS) | $24,977 | $24,977 |
| 489 SHARES OF THALES SA EUR 3 ORD (THLEF) | $43,322 | $43,322 |
| 490 SHARES OF CULLEN FROST BANKERS INC (CFR) | $15,603 | $15,603 |
| 490 SHARES OF HORACE MANN EDUCATORS CP (HMN) | $24,874 | $24,874 |
| 493 SHARES OF SERVICE CORP INTL (SCI) | $30,416 | $30,416 |
| 497 SHARES OF DANAHER CORPORATION (DHR) | $9,194 | $9,194 |
| 497 SHARES OF SYNEOS HEALTH INC CL A (SYNH) | $63,114 | $63,114 |
| 502 SHARES OF WORLD WRESTLING ENTMNT (WWE) | $28,993 | $28,993 |
| 510 SHARES OF ACADIA PHARMACEUTICALS INC (ACAD) | $27,265 | $27,265 |
| 516 SHARES OF MICROSOFT CORP (MSFT) | $28,225 | $28,225 |
| 518 SHARES OF INDEPENDENT BK MASS (INDB) | $52,619 | $52,619 |
| 532 SHARES OF JPMORGAN CHASE & CO (JPM) | $7,785 | $7,785 |
| 549 SHARES OF NOVOZYMES A/S UNSPONS APR (NVZMY) | $15,840 | $15,840 |
| 56 SHARES OF NORDSON CP (NDSN) | $29,161 | $29,161 |
| 565 SHARES OF ALLEGION PUB LTD CO (ALLE) | $56,128 | $56,128 |
| 571 SHARES OF FRESENIUS MEDICAL CARE AG&CO (FMS) | $9,406 | $9,406 |
| 572 SHARES OF KUBOTA CP ADR (KUBTY) | $19,103 | $19,103 |
| 582 SHARES OF DASSAULT SYSTEMS SA ADS (DASTY) | $14,084 | $14,084 |
| 588 SHARES OF L OREAL CO ADR (LRLCY) | $10,295 | $10,295 |
| 590 SHARES OF COMMERCE BANCSHARES (CBSH) | $46,339 | $46,339 |
| 591 SHARES OF ATHENE HOLDING LTD CLASS A (ATH) | $60,174 | $60,174 |
| 591 SHARES OF PHILLIPS 66 COM (PSX) | $7,963 | $7,963 |
| 593 SHARES OF ALTRA INDL MOTION CORP (AIMC) | $53,177 | $53,177 |
| 595 SHARES OF SYNOVUS FINANCIAL CORP (SNV) | $109,428 | $109,428 |
| 596 SHARES OF CASELLA WASTE SYS INC CL A (CWST) | $23,731 | $23,731 |
| 60 SHARES OF ENPHASE ENERGY (ENPH) | $29,169 | $29,169 |
| 601 SHARES OF CINCINNATI FINANCIAL OHIO (CINF) | $96,761 | $96,761 |
| 602 SHARES OF BORG WARNER INC (BWA) | $32,371 | $32,371 |
| 606 SHARES OF NOVARTIS AG ADR (NVS) | $16,170 | $16,170 |
| 608 SHARES OF WALGREENS BOOTS ALLIANCE INC (WBA) | $7,665 | $7,665 |
| 61 SHARES OF AMERICAS CAR-MART INC (CRMT) | $136,876 | $136,876 |
| 611 SHARES OF HDFC BANK LTD ADR (HDB) | $9,108 | $9,108 |
| 623 SHARES OF TRONOX HOLDINGS PLC (TROX) | $73,211 | $73,211 |
| 628 SHARES OF R P M INC (RPM) | $73,561 | $73,561 |
| 64 SHARES OF LANDSTAR SYSTEM INC (LSTR) | $7,089 | $7,089 |
| 640 SHARES OF PILGRIMS PRIDE CORP NEW COM (PPC) | $70,798 | $70,798 |
| 643 SHARES OF MICROCHIP TECHNOLOGY INC (MCHP) | $28,844 | $28,844 |
| 6511 SHARES OF MITSUBISHI UFJ FINCL GRP ADS (MUFG) | $12,101 | $12,101 |
| 657 SHARES OF CADENCE BANCORPORATION CL A (CADE) | $6,700 | $6,700 |
| 658 SHARES OF QUALCOMM INC (QCOM) | $57,225 | $57,225 |
| 667 SHARES OF CHECK POINT SOFTWARE TECH LTD (CHKP) | $21,787 | $21,787 |
| 67 SHARES OF MARRIOTT VACATIONS WORLDWIDE (VAC) | $88,651 | $88,651 |
| 676 SHARES OF MEDTRONIC PLC SHS (MDT) | $114,769 | $114,769 |
| 678 SHARES OF TCF FINANCIAL CORPORATION (TCF) | $33,984 | $33,984 |
| 680 SHARES OF UNITED NAT FOODS INC (UNFI) | $39,909 | $39,909 |
| 696 SHARES OF NESTLE SPON ADR REP REG SHR (NSRGY) | $33,599 | $33,599 |
| 708 SHARES OF CAPITAL ONE FINANCIAL CORP (COF) | $7,717 | $7,717 |
| 708 SHARES OF XYLEM INC COM (XYL) | $11,190 | $11,190 |
| 721 SHARES OF TYSON FOODS INC CL A (TSN) | $12,192 | $12,192 |
| 736 SHARES OF ACI WORLDWIDE INC (ACIW) | $23,352 | $23,352 |
| 746 SHARES OF REALOGY HOLDINGS CORP (RLGY) | $15,477 | $15,477 |
| 749 SHARES OF ALCON INC (ALC) | $86,469 | $86,469 |
| 75 SHARES OF ADDUS HOMECARE CORP COM (ADUS) | $20,932 | $20,932 |
| 75 SHARES OF INNOVATIVE INDL PPTYS INC CL A (IIPR) | $33,111 | $33,111 |
| 750 SHARES OF TOMRA SYS A/S ADR NEW (TMRAY) | $15,965 | $15,965 |
| 753 SHARES OF RITE AID CORP (RAD) | $11,081 | $11,081 |
| 760 SHARES OF ASSOC BRITISH FDS PLC ADR-NEW (ASBFY) | $11,733 | $11,733 |
| 760 SHARES OF CHEMOURS CO COM (CC) | $5,322 | $5,322 |
| 7779 SHARES OF NATWEST GROUP PLC ADR 2 (NWG) | $77,552 | $77,552 |
| 779 SHARES OF NOVARTIS AG ADR (NVS) | $11,920 | $11,920 |
| 7801 SHARES OF TECHNOPRO HLDGS INC ADR (TCCPY) | $100,898 | $100,898 |
| 787 SHARES OF EAST WEST BANCORP (EWBC) | $70,425 | $70,425 |
| 793 SHARES OF TAIWAN SMCNDCTR MFG CO LTD ADR (TSM) | $52,950 | $52,950 |
| 794 SHARES OF SAP AG (SAP) | $6,318 | $6,318 |
| 81 SHARES OF ACUITY BRANDS INC (AYI) | $28,284 | $28,284 |
| 81 SHARES OF ALBEMARLE CORPORATION (ALB) | $13,707 | $13,707 |
| 81 SHARES OF MSA SAFETY INC (MSA) | $7,465 | $7,465 |
| 817 SHARES OF PEBBLEBROOK HOTEL TR COM (PEB) | $17,423 | $17,423 |
| 84 SHARES OF CRACKER BARREL OLD CTRY STORE (CBRL) | $21,871 | $21,871 |
| 84 SHARES OF LAMB WESTON HLDGS INC COM (LW) | $69,986 | $69,986 |
| 849 SHARES OF OVINTIV INC (OVV) | $82,992 | $82,992 |
| 853 SHARES OF LA Z BOY INCORPORATED (LZB) | $2,296 | $2,296 |
| 865 SHARES OF LENNAR CORPORATION (LEN) | $62,242 | $62,242 |
| 87 SHARES OF WALKER & DUNLOP INC (WD) | $66,217 | $66,217 |
| 875 SHARES OF US FOODS HOLDING CORP (USFD) | $29,407 | $29,407 |
| 88 SHARES OF YETI HOLDINGS INC (YETI) | $9,192 | $9,192 |
| 8858 SHARES OF UNICHARM CORP UNSPON ADR (UNICY) | $6,025 | $6,025 |
| 90 SHARES OF HUB GROUP INC CL A (HUBG) | $23,261 | $23,261 |
| 912 SHARES OF ALCON INC (ALC) | $7,157 | $7,157 |
| 934 SHARES OF TOYOTA INDUSTRIES CORP ADR (TYIDY) | $17,409 | $17,409 |
| 94 SHARES OF MERITAGE HOME CORPORATION (MTH) | $18,840 | $18,840 |
| 940 SHARES OF SAP AG (SAP) | $79,383 | $79,383 |
| 9468 SHARES OF BARCLAYS PLC ADR (BCS) | $41,335 | $41,335 |
| 962 SHARES OF ANTERO MIDSTREAM CORP (AM) | $38,054 | $38,054 |
| 964 SHARES OF UNILEVER PLC (NEW) ADS (UL) | $16,316 | $16,316 |
| 965 SHARES OF THE SIMPLY GOOD FOODS COMPANY (SMPL) | $6,614 | $6,614 |
| 97 SHARES OF LANCASTER COLONY CRP (LANC) | $37,835 | $37,835 |
| 99 SHARES OF ICU MEDICAL INC (ICUI) | $18,508 | $18,508 |
| 9905 SHARES OF ITAU UNIBANCO MULTIPLE ADR (ITUB) | $46,461 | $46,461 |
| 998 SHARES OF SONY CORP ADR 1974 NEW (SNE) | $31,331 | $31,331 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $885,103 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $885,103 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $480,728 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $480,728 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 12039 SHARES OF SPDR S&P 500 ETF TRUST (SPY) | FMV | $4,501,141 | $4,501,141 |
| 125441.308 SHARES OF VAN ECK EMERGING MARKETS Y (EMRYX) | FMV | $2,675,663 | $2,675,663 |
| 1469 SHARES OF ISHARES MSCI FRANCE ETF (EWQ) | FMV | $48,859 | $48,859 |
| 206133.878 SHARES OF TIAA CREF CORE IMPACT BD ADV (TSBHX) | FMV | $2,234,491 | $2,234,491 |
| 52079.135 SHARES OF MSIF GROWTH I (MSEQX) | FMV | $4,763,678 | $4,763,678 |
| 95795.158 SHARES OF BLACKROCK STRATEGIC INC OPP I (BSIIX) | FMV | $993,396 | $993,396 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDEND AND INTEREST INCOME RECEIVABLE | $14,617 | $14,738 | $14,738 |
| RECEIVABLE DUE FROM CHARITABLE AFFILIATE | $0 | $908,000 | $908,000 |
| PREPAID FEDERAL EXCISE TAX | $92,064 | $75,925 | $75,925 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | $4,502,160 |
| ADJUSTMENT FOR PRIOR YEAR UNREALIZED GAIN | $3,920,352 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED FEDERAL EXCISE TAX LIABILITY | Desc |
| BOY Book Value | $54,493 | BOYBookValueAmt |
| EOY Book Value | $117,073 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CUSTODIAN FEES | CategoryTxt |
| Amt | $5,861 | Amt |
| Net Investment Income | $5,861 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL EXCISE TAX | CategoryTxt |
| Amt | $78,718 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Comments