SEHGAL FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- SEHGAL FOUNDATION (EIN 42-1477858)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-05
- IRS object ID
- 202133099349100718
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-05T10:24:41-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 LOCUST STREET SUITE 640 | AddressLine1Txt |
| City | DES MOINES | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 503092354 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 421477858 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEHGAL FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SEHG | BusinessNameControlTxt |
| Phone | 5152880010 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 COURT AVE STE 211 | AddressLine1Txt |
| City | DES MOINES | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 503092213 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAY SEHGAL | PersonNm |
| Person Title | EXECUTIVE VICE PRESIDENT | PersonTitleTxt |
| Phone | 5152880010 | PhoneNum |
| Signature | 2021-11-03 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JAY | PersonFirstNm |
| Person Last | SEHGAL | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KATHY FAIRCHILD | PreparerPersonNm |
| PTIN | P00222608 | PTIN |
| Phone | 5152848660 | PhoneNum |
| Preparation | 2021-11-01 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $65,077,174 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,174,142 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $18,476 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $18,476 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,148,726 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,148,726 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $274,289 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,300,570 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $274,289 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,647 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $807 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,620,280 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,442,298 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $163,250 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $163,250 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $70,000 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $70,000 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $47,046 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $47,046 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,729 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,865 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $1,864 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $487,035 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $341,074 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $145,961 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $4 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $4 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $42,014 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $25,366 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $16,648 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $9,902 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $9,902 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $4,540 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $4,540 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $48,047 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $4,514 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $43,533 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $875,567 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $372,819 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $502,748 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,977,636 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,977,636 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,853,203 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $372,819 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,480,384 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $767,077 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,069,479 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $5,564,222 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,541,689 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,541,689 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $4,087,001 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $4,192,102 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $588,783 | CorporateStockBOYAmt |
| Corporate Stock EOY | $18,465,862 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $27,245,439 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $0 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,088,222 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,214,882 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $46,340,761 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $20,215,264 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $22,882,483 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $127,509 | OtherAssetsBOYAmt |
| Other Assets EOY | $579 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $579 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $52,621,275 | TotalAssetsBOYAmt |
| Total Assets EOY | $53,398,617 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $65,077,174 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $14,924 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $11,721 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $14,924 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $11,721 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $52,606,351 | RetainedEarningBOYAmt |
| Retained Earning EOY | $53,386,896 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $52,606,351 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $53,386,896 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $52,621,275 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $53,398,617 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $52,606,351 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $767,077 | ExcessRevenueOverExpensesAmt |
| Other Increases | $13,468 | OtherIncreasesAmt |
| Subtotal | $53,386,896 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $53,386,896 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $16,203,475 | $15,145,676 | $1,057,799 | $1,057,799 | |||
| JENSEN RUSSIAN REAL ESTATE FUND | $82,987 | $880,605 | -$797,618 | -$797,618 | P | 2008-07-01 | 2020-12-31 |
| CAPITAL GAIN DISTRIBUTIONS | $4,825 | $4,825 | $4,825 | P | |||
| LS POWER EQUITY PARTNERS II PIE A LP | $9,276 | $9,276 | $9,276 | P | |||
| GS CAPITAL PARTNERS V INSTITUTIONAL LP | $7 | $7 | $7 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $274,289 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $14,866 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $14,866 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $14,866 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $34,483 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $44,483 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $29,617 | OverpaymentAmt |
| Applied To ES Tax | $29,617 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JANET M GAGE | IndividualWithBooksNm |
| Phone | 5152880010 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 COURT AVENUE SUITE 211 | AddressLine1Txt |
| City | DES MOINES | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 50309 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SURINDER M SEHGAL | ||||||||
| 11550 PAIGE COURT | CAPTIVA | FL | 33924 | DIRECTOR, PRES. & TREAS. | 0.00 | $0 | $0 | $0 |
| EDDA G SEHGAL | ||||||||
| 11550 PAIGE COURT | CAPTIVA | FL | 33924 | DIRECTOR, V.PRES. & SEC. | 0.00 | $0 | $0 | $0 |
| KENAI K SEHGAL | ||||||||
| 172 MESEROLE ST APT 4B | BROOKLYN | NY | 11206 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| BERND U SEHGAL | ||||||||
| 716 JUDSON AVENUE | EVANSTON | IL | 60202 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| OLIVER S SEHGAL | ||||||||
| 100 COURT AVENUE SUITE 211 | DES MOINES | IA | 50309 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| VICKI D SEHGAL | ||||||||
| 5125 WELKER AVENUE | DES MOINES | IA | 50312 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| RYAN CLUTTER | ||||||||
| 5125 WELKER AVENUE | DES MOINES | IA | 50312 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| MAUREEN SMITH | ||||||||
| 716 JUDSON AVENUE | EVANSTON | IL | 60202 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| JAY SEHGAL | ||||||||
| 13432 LAKE SHORE DRIVE | CLIVE | IA | 50325 | EXECUTIVE VP | 40.00 | $164,042 | $34,301 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KHUSHBU SRIVASTAVA | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 COURT AVE STE 211 | AddressLine1Txt |
| City | DES MOINES | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 50309 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | DIRECTOR OF DEVELOPM | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $70,070 | CompensationAmt |
| Employee Benefits | $9,886 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| NORTHERN TRUST | |||||
| 50 LASALLE STREET B-10 | CHICAGO | IL | 60603 | INVESTMENT MANAGEMENT | $341,074 |
| HAKI CONSULTING | |||||
| 7635 113TH STREET 3B | FOREST HILLS | NY | 11375 | CONSULTING | $67,432 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $52,108,293 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,142,415 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $56,250,708 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $56,250,708 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $843,761 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $55,406,947 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,770,347 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,770,347 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $14,866 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $14,866 | TotalTaxAmt |
| Distributable Before Adj | $2,755,481 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,755,481 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,755,481 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,480,384 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,480,384 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,480,384 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,755,481 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $763,849 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,841,970 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,605,819 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,480,384 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,480,384 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $275,097 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $275,097 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,330,722 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,330,722 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $488,752 | ExcessFromYear2Amt |
| Excess From Year1 | $1,841,970 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | SURINDER M SEHGAL | ContributingManagerNm |
| Contributing Manager | EDDA G SEHGAL | ContributingManagerNm |
| Contributing Manager | KENAI K SEHGAL | ContributingManagerNm |
| Contributing Manager | BERND U SEHGAL | ContributingManagerNm |
| Contributing Manager | OLIVER S SEHGAL | ContributingManagerNm |
| Contributing Manager | VICKI D SEHGAL | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (30 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALLIANCE FOR THE GREAT LAKES | |||||||||||
| 17 N STATE STREET SUITE 1390 | CHICAGO | IL | 60602 | NONE | PUBLIC | CHARITABLE | $10,000 | ||||
| CAPTIVA ISLAND PROPERTY OWNER ASSOCIATION | |||||||||||
| PO BOX 72 | CAPTIVA | FL | 33924 | NONE | PUBLIC | CHARITABLE | $7,500 | ||||
| CATHEDRAL COUNSELING CENTER | |||||||||||
| 50 E WASHINGTON STREET SUITE 301 | CHICAGO | IL | 60602 | NONE | PUBLIC | CHARITABLE | $2,000 | ||||
| CCA FOUNDATION INC | |||||||||||
| PO BOX 775 11550 CHAPIN LANE | CAPTIVA | FL | 33924 | NONE | PUBLIC | CHARITABLE | $1,000 | ||||
| CHICAGO INDEPENDENT RADIO PROJECT CHIRP RADIO | |||||||||||
| 4045 N ROCKWELL ST | CHICAGO | IL | 60618 | NONE | PUBLIC | CHARITABLE | $1,000 | ||||
| CONNECTIONS FOR THE HOMELESS | |||||||||||
| 2010 DEWEY AVE 3RD FLOOR | EVANSTON | IL | 60201 | NONE | PUBLIC | CHARITABLE | $2,000 | ||||
| EVANSTON COMMUNITY FOUNDATION | |||||||||||
| 1560 SHERMAN AVENUE SUITE 535 | EVANSTON | IL | 60201 | NONE | PUBLIC | CHARITABLE | $5,000 | ||||
| HARVARD UNIVERSITY | |||||||||||
| 124 MOUNT AUBURN STREET | CAMBRIDGE | MA | 02138 | NONE | PUBLIC | EDUCATIONAL | $5,000 | ||||
| IOWA COUNCIL FOR INTERNATIONAL UNDERSTANDING | |||||||||||
| 929 THIRD STREET SUITE 203 | DES MOINES | IA | 50309 | NONE | PUBLIC | CHARITABLE | $30,000 | ||||
| S M SEHGAL FOUNDATION | |||||||||||
| NONE | FOREIGN | CHARITABLE | $1,840,000 | PLOT NO 34 SECTOR 44 | GURGAON | IN | 122002 | ||||
| SANIBEL-CAPTIVA CONSERVATION FOUNDATION | |||||||||||
| PO BOX 839 | SANIBEL | FL | 33957 | NONE | PUBLIC | CHARITABLE | $11,000 | ||||
| UNITED WAY OF LEE COUNTY | |||||||||||
| 7273 CONCOURSE DRIVE | FORT MEYERS | FL | 33908 | NONE | PUBLIC | CHARITABLE | $500 | ||||
| CAPTIVA ISLAND HISTORICAL SOCIETY | |||||||||||
| PO BOX 163 | CAPTIVA | FL | 33924 | NONE | PUBLIC | CHARITABLE | $500 | ||||
| DALLAS COUNTY CONSERVATION | |||||||||||
| 14581 K AVE | PERRY | IA | 50220 | NONE | PUBLIC | CHARITABLE | $1,500 | ||||
| DES MOINES COMMUNITY PLAYHOUSE | |||||||||||
| 831 42ND STREET | DES MOINES | IA | 50312 | NONE | PUBLIC | CHARITABLE | $1,500 | ||||
| DES MOINES PUBLIC SCHOOLS | |||||||||||
| 2100 FLEUR DRIVE | DES MOINES | IA | 50321 | NONE | PUBLIC | CHARITABLE | $2,500 | ||||
| DING DARLING WILDLIFE SOCIETY | |||||||||||
| 1 WILDLIFE DR PO BOX 565 | SANIBEL ISLAND | FL | 33957 | NONE | PUBLIC | CHARITABLE | $5,000 | ||||
| THE EVERGLADES FOUNDATION | |||||||||||
| 18001 OLD CUTLER ROAD SUITE 625 | PALMETTO BAY | FL | 33157 | NONE | PUBLIC | CHARITABLE | $1,000 | ||||
| FOOD BANK OF IOWA | |||||||||||
| 2220 E 17TH STREET | DES MOINES | IA | 50316 | NONE | PUBLIC | CHARITABLE | $2,500 | ||||
| FRIENDS OF DES MOINES PARKS | |||||||||||
| 1551 E MARTIN LUTHER KING PARKWAY | DES MOINES | IA | 50317 | NONE | PUBLIC | CHARITABLE | $500 | ||||
| HINDU TEMPLE OF SW FLORIDA | |||||||||||
| 12552 PLANTATION ROAD | FORT MYERS | FL | 33966 | NONE | PUBLIC | CHARITABLE | $5,000 | ||||
| INDIA ASSOCIATION OF MINNESOTA | |||||||||||
| PO BOX 130158 | ST PAUL | MN | 55113 | NONE | PUBLIC | CHARITABLE | $1,000 | ||||
| NORTH SOUTH FOUNDATION | |||||||||||
| 2 MARISSA CT | BURR RIDGE | IL | 60527 | NONE | PUBLIC | CHARITABLE | $5,000 | ||||
| OPPORTUNITY ON DECK | |||||||||||
| 4420 104TH ST 11 | URBANDALE | IA | 50322 | NONE | PUBLIC | CHARITABLE | $1,500 | ||||
| RAAGA INC | |||||||||||
| PO BOX 61362 | FORT MYERS | FL | 33906 | NONE | PUBLIC | CHARITABLE | $1,000 | ||||
| SOLAR UNITED NEIGHBORS | |||||||||||
| 1350 CONNECTICUT AVE NW SUITE 412 | WASHINGTON | DC | 20036 | NONE | PUBLIC | CHARITABLE | $500 | ||||
| THE STATE UNIVERSITY OF IOWA FOUNDATION | |||||||||||
| ONE WEST OARK ROAD | IOWA CITY | IA | 52242 | NONE | PUBLIC | CHARITABLE | $30,000 | ||||
| VARIETY - THE CHILDREN'S CHARITY | |||||||||||
| 505 5TH AVE SUITE 310 | DES MOINES | IA | 50309 | NONE | PUBLIC | CHARITABLE | $1,036 | ||||
| WIKIMEDIA FOUNDATION INC | |||||||||||
| PO BOX 98204 | WASHINGTON | DC | 20090 | NONE | PUBLIC | CHARITABLE | $100 | ||||
| YOUTH AND SHELTER SERVICES INC | |||||||||||
| PO BOX 1628 | AMES | IA | 50010 | NONE | PUBLIC | CHARITABLE | $2,500 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,977,636 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $18,476 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,148,726 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $807 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $274,289 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | IA 1120 TAX REFUND | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,840 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,446,138 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,446,138 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (19 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Address Line1ContributorForeignAddress/AddressLine1Txt | CityContributorForeignAddress/CityNm | CountryContributorForeignAddress/CountryCd | Foreign PostalContributorForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|
| SURINDER & EDDA SEHGAL | ||||||||||
| 1 | 11550 PAIGE COURT | CAPTIVA | FL | 33924 | $300,000 | Yes (X) | ||||
| SHANKARAN & VYOMA NAIR | ||||||||||
| 2 | 4120 BARHEAD DRIVE 102 | BONITA SPRINGS | FL | 34134 | $27,352 | Yes (X) | ||||
| SUBHASH & SEEMA KSHTRAPAL | ||||||||||
| 3 | 8450 RIVIERA AVE | FORT MYERS | FL | 33919 | $10,000 | Yes (X) | ||||
| FRANK BABKA | ||||||||||
| 4 | 2220 S PLYMOUTH RD 110 | MINNETONKA | MN | 55305 | $5,500 | Yes (X) | ||||
| RAM GADA | ||||||||||
| 5 | 18668 FARMSTEAD CIRCLE | EDEN PRAIRIE | MN | 55347 | $5,000 | Yes (X) | ||||
| DR ARUN MAHESHWARI | ||||||||||
| 6 | 19713 TESORO WAY | FORT MYERS | FL | 33967 | $25,000 | Yes (X) | ||||
| DR RAZAK DOSANI | ||||||||||
| 7 | 1210 CLEBURNE DRIVE | FORT MYERS | FL | 33919 | $5,000 | Yes (X) | ||||
| HYTECH INTERNATIONAL LLC | ||||||||||
| 8 | 100 COURT AVE SUITE 211 | DES MOINES | IA | 50309 | $1,500,000 | Yes (X) | ||||
| SUNIL AND BHARTI LALLA | ||||||||||
| 9 | 3518 STUART CT | FORT MEYERS | FL | 33901 | $5,000 | Yes (X) | ||||
| JAN LEEMANS | ||||||||||
| 10 | $10,000 | Yes (X) | 515 CHEMIN DES VERGERS AU BAUX | BEDOIN | FR | 84410 | ||||
| RAJAT JAY AND VEENA SEHGAL | ||||||||||
| 11 | 13432 LAKE SHORE DRIVE | CLIVE | IA | 50325 | $25,000 | Yes (X) | ||||
| AMAL SRIVASTAVA | ||||||||||
| 12 | 1207 LANDER STREET | RENO | NV | 89509 | $25,000 | Yes (X) | ||||
| MANALONI MANISHI FOUNDATION | ||||||||||
| 13 | 5891 MARBLE CIRCLE | JOHNSTON | IA | 50131 | $27,211 | Yes (X) | ||||
| VICTOR GHYSELS | ||||||||||
| 14 | $50,000 | Yes (X) | HEIDESTRAAT 41-43 | B KESTER | BE | |||||
| NARAYAN H AMARNANI | ||||||||||
| 15 | 14401 PINE FOLLOW DR | ESTERO | FL | 33928 | $5,000 | Yes (X) | ||||
| PC PRASAD & SV ADVANI | ||||||||||
| 16 | 13962 SOUTH SHORE DRIVE | CLIVE | IA | 50325 | $7,500 | Yes (X) | ||||
| RYAN CLUTTER | ||||||||||
| 17 | 5125 WELKER AVENUE | DES MOINES | IA | 50312 | $50,000 | Yes (X) | ||||
| SANDEEP WALHA | ||||||||||
| 18 | 14189 REFLECTION LAKES DR | FORT MEYERS | FL | 33907 | $5,600 | Yes (X) | ||||
| BERND SEHGAL & MAUREEN SMITH | ||||||||||
| 19 | 716 JUDSON AVE | EVANSTON | IL | 60202 | $8,000 | Yes (X) | ||||
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $3,729 | Amt |
| Net Investment Income | $1,865 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,864 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | S M SEHGAL FOUNDATION - SEE STATEMENT 16 FOR ADDITIONAL DETAILS | BusinessNameLine1Txt |
Foreign Address ForeignAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PLOT 34 SECTOR 44 | AddressLine1Txt |
| City | GURGAON | CityNm |
| Country | IN | CountryCd |
| Foreign Postal | 122022 | ForeignPostalCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2020-12-31 | GrantDt |
| Grant | $1,840,000 | GrantAmt |
| Purpose Of Grant | SEE STATEMENT 16 FOR ADDITIONAL DETAILS | PurposeOfGrantTxt |
| Any Diversion By Grantee | NONE | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 3/31/2021 | DatesOfReportsByGranteeTxt |
| Results Of Verification | SEHGAL FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE, THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | ResultsOfVerificationTxt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| EXPENDITURE RESPONSIBILITY STATEMENT | FORM 990PF PART VII-B LINE 5C | PURSUANT TO IRC REGULATION 53.4945-5(D)(2), THE SEHGAL FOUNDATION PROVIDES THE FOLLOWING INFORMATION: (I) GRANTEE: S M SEHGAL FOUNDATION PLOT NO 34, SECTOR 44 GURGAON, INDIA 122022 (II) AMOUNT OF GRANTS: 1) A PROJECT GRANT IN THE AMOUNT OF INR 3,945,153 WAS APPROVED ON 6/5/17 AND THE FUNDS REMITTED ON 6/14/2017 (USD REMITTED $61,412). AS REPORTED ON THE 12/31/2019 EXPENDITURE RESPONSIBILITY STATEMENT, AS OF 3/31/2020 (THE GRANTEE'S YEAR END) THE FULL AMOUNT OF THE GRANT HAD BEEN EXPENDED. 2) A PROJECT GRANT IN THE AMOUNT OF INR 3,653,902 WAS APPROVED ON 10/5/17 AND THE INITIAL INSTALLMENT OF INR 2,370,343 WAS REMITTED ON 10/10/2017 (USD $36,495). THE SECOND INSTALLMENT OF INR 641,780 (USD $9,688) WAS REMITTED ON 6/4/2018. THE FINAL PAYMENT OF INR 641,779 WAS REMITTED 5/21/2019 (USD $9,277). 3) A PROJECT GRANT IN THE AMOUNT OF INR 25,600,000 WAS APPROVED ON 5/31/18 AND THE FUNDS REMITTED ON 6/4/2018 (USD $386,426). 4) A PROJECT GRANT IN THE AMOUNT OF INR 19,500,400 WAS APPROVED ON 5/31/18 AND THE INITIAL INSTALLMENT OF INR 8,956,000 (USD $135,188) WAS REMITTED ON 6/4/2018, AN INSTALLMENT OF INR 5,094,000 (USD $73,635) WAS REMITTED ON 5/21/2019 AND AN INSTALLMENT OF INR 5,094,000 (USD $68,288) WAS REMITTED ON 7/29/2020. 5) A PROJECT GRANT IN THE AMOUNT OF INR 40,670,000 WAS APPROVED ON 3/8/2018 AND THE FUNDS REMITTED ON 3/12/2018 (USD REMITTED $628,000). AN ADDENDUM TO THIS GRANT FOR ADDITIONAL FUNDING OF INR 58,930,000 WAS APPROVED 5/21/2019. THIS AMOUNT WAS REMITTED IN 2 INSTALLMENTS ON 5/21/2019 AND 7/29/2019 (USD $856,080). 6) A PROJECT GRANT IN THE AMOUNT OF INR 37,450,000 WAS APPROVED ON 5/17/2019 AND THE INITIAL INSTALLMENT OF INR 18,725,000 WAS REMITTED ON 5/21/2019 (USD $270,675). THE FINAL INSTALLMENT OF INR 18,725,000 WAS REMITTED ON 7/29/2019 (USD $273,364). 7) A PROJECT GRANT IN THE AMOUNT OF INR 19,600,209 WAS APPROVED ON 12/12/2019 AND THE FUNDS REMITTED ON 12/17/2019 (USD $280,000). 8) A PROGRAM GRANT COVERING THE GRANTEE'S FYE 4/1/2020 - 3/31/2021 WAS APPROVED IN MAY 2020. THE TOTAL GRANT WAS INR 128,079,000 (INDIAN RUPEES) AND THE FUNDS WERE TO BE REMITTED IN EQUIVALENT USD ON THE FOLLOWING DATES. THE UNSPENT FUNDS FROM THE PROGRAM GRANT FOR THE GRANTEES'S PRIOR FYE OF INR 870,807 WERE APPLIED AGAINST THE FUNDING OF THIS GRANT. IN ADDITION, AFTER REVIEWING THE GRANT EXPENDITURES THROUGH DECEMBER 2020, THE GRANTOR AND GRANTEE AGREED TO REDUCE THE OVERALL GRANT AND NOT FUND THE FINAL GRANT INSTALLMENT. DATE INR (PER GRANT) INR REMITTED USD REMITTED PRIOR YR UNSPENT 870,807 5/13/2020 38,745,000 39,232,114 520,000 7/15/2020 32,709,000 32,204,135 431,712 10/1/2020 28,865,000 29,000,721 393,925 1/6/2021 27,760,000 - - 9) A PROJECT GRANT IN THE AMOUNT OF INR 1,367,520 WAS APPROVED ON 9/21/2020 AND THE FUNDS REMITTED ON 9/23/2020 (USD $18,575). 10) A PROJECT GRANT IN THE AMOUNT OF INR 42,920,033 WAS APPROVED ON 9/21/2020 AND THE INITIAL INSTALLMENT OF INR 30,000,000 WAS REMITTED ON 9/23/2020 (USD $407,500). (III) PURPOSE OF GRANTS: 1) THE PROJECT GRANT WAS IN SUPPORT OF IMPROVING THE AVAILABILITY OF WATER THROUGH THE CONSTRUCTION OF THREE CHECK DAM SITES IN VILLAGES IN INDIA. 2) THE PROJECT GRANT WAS IN SUPPORT OF A THREE YEAR PROJECT ON AGRICULTURAL DEVELOPMENT IN TEN VILLAGES IN INDIA. THE PROJECT AIMS TO BENEFIT APPROXIMATELY 2000 WOMEN FARMERS. 3) THE PROJECT GRANT WAS IN SUPPORT OF RENOVATING NINE GOVERNMENT SCHOOLS IN ALWAR DISTRICT, HARYANA INDIA. THIS INCLUDES INSTALLING RAINWATER HARVESTING SYSTEMS TO PROVIDE POTABLE DRINKING WATER FOR THE STUDENTS AND PROVIDING DIGITAL LITERACY TRAINING AND LIFE SKILLS EDUCATION TO THE SCHOOLCHILDREN. IN ADDITION, RAINWATER HARVESTING SYSTEMS WILL BE INSTALLED IN TWO SCHOOLS IN NUH DISTRICT IN INDIA. 4)THE PROJECT GRANT WAS IN SUPPORT OF PROVIDING DIGITAL LITERACY AND LIFE SKILLS EDUCATION TO 3,600 ADOLESCENT GIRLS ACROSS THE STATES OF HARYANA, RAJASTHAN, TELANGANA, AND ANDHRA PRADESH IN INDIA. 5) THE PROJECT GRANT WAS IN SUPPORT OF BUILDING A COLD ROOM STORAGE FACILITY FOR STORAGE OF GERMPLASM. THIS IS USED AS PART OF THE GRANTEE'S CROP IMPROVEMENT PROGRAM WHICH COLLECTS AND ENHANCES PUBLICLY AVAILABLE MAIZE GERMPLASM FOR INCREASING THE PRODUCTIVITY OF FARMERS IN RURAL INDIA. A LONG-TERM COLD STORAGE FACILITY IS REQUIRED TO MAINTAIN THE LONGEVITY OF THE GERMPLASM. 6) THE PROJECT GRANT WAS IN SUPPORT OF RENOVATING TWELVE GOVERNMENT SCHOOLS IN STATES OF RAJASTHAN, TELANGANA, ANDHRA PRADESH & HARYANA IN INDIA. THIS INCLUDES INSTALLING RAINWATER HARVESTING SYSTEMS TO PROVIDE POTABLE DRINKING WATER AND PROVIDING DIGITAL LITERACY TRAINING AND LIFE SKILLS EDUCATION TO THE SCHOOLCHILDREN. 7) THE PROJECT GRANT WAS IN SUPPORT OF RENOVATING SIX GOVERNMENT SCHOOLS IN THE STATES OF RAJASTHAN, TELANGANA, & HARYANA IN INDIA. THIS INCLUDES INSTALLING RAINWATER HARVESTING SYSTEMS TO PROVIDE POTABLE DRINKING WATER AND PROVIDING DIGITAL LITERACY TRAINING AND LIFE SKILLS EDUCATION TO THE SCHOOLCHILDREN. 8) THE PROGRAM GRANT WAS IN SUPPORT OF THE PROGRAMS UNDERTAKEN BY THE GRANTEE TO RURAL COMMUNITIES IN INDIA TO INCREASE AGRICULTURAL PRODUCTIVITY, MANAGE WATER RESOURCES, STRENGTHEN GRASSROOTS DEMOCRACY, AND FACILITATE CITIZEN PARTICIPATION THROUGH GOOD RURAL GOVERNANCE. 9) THE PROJECT GRANT WAS IN SUPPORT OF RENOVATING ONE GOVERNMENT SCHOOL IN THE STATE OF MAHARASHTRA IN INDIA. THIS INCLUDES INSTALLING RAINWATER HARVESTING SYSTEMS TO PROVIDE POTABLE DRINKING WATER AND PROVIDING DIGITAL LITERACY TRAINING AND LIFE SKILLS EDUCATION TO THE SCHOOLCHILDREN. 10) THE PROJECT GRANT WAS IN SUPPORT OF RENOVATING TWELVE GOVERNMENT SCHOOLS IN STATES OF RAJASTHAN, TELANGANA, MAHARASHTRA & HARYANA IN INDIA. THIS INCLUDES INSTALLING RAINWATER HARVESTING SYSTEMS TO PROVIDE POTABLE DRINKING WATER AND PROVIDING DIGITAL LITERACY TRAINING AND LIFE SKILLS EDUCATION TO THE SCHOOLCHILDREN. (IV) AND (IV) REPORTS: THE GRANTEE SUBMITTED FULL AND COMPLETE REPORTS AS FOLLOWS. 1) THE REPORT FOR THIS PROJECT INDICATES THAT ALL THREE OF THE CHECK DAMS ARE IN GOOD CONDITION AND CONTINUE TO INCREASE GROUNDWATER LEVELS. 2) THE REPORTS RECEIVED FOR THIS PROJECT INDICATE THAT INR 2,274,707 INR HAD BEEN SPENT AS OF 3/31/2020 AND AN ADDITIONAL INR 35,094 WAS SPENT AS OF 3/31/2021. THE REMAINING FUNDS WILL BE SPENT ON THE GRANT PROJECT AND THE GRANTEE WILL CONTINUE TO REPORT ON THE PROJECT UNTIL THE FUNDS ARE EXPENDED. 3) THE REPORTS FOR THIS PROJECT GRANT INDICATE THAT INR 23,446,508 HAD BEEN SPENT AS OF THE 3/31/2019 (THE GRANTEE'S FYE) AND AN ADDITIONAL INR 1,471,214 WAS SPENT AS OF 3/31/2020. THE REMAINING GRANT FUNDS OF INR 682,281 WERE EXPENDED DURING GRANTEE'S 3/31/2021 FYE. 4) REPORTS FOR THIS PROJECT INDICATE THAT INR 5,400,822 HAD BEEN SPENT AS OF 3/31/2019 (THE GRANTEE'S FYE), INR 2,981,965 WAS SPENT IN FYE 3/31/2020 AND EXPENSES OF INR 1,895,389 WERE INCURRED DURING THE 3/31/2021 FYE. THE REMAINING FUNDS WILL BE SPENT ON THE GRANT PROJECT AND THE GRANTEE WILL CONTINUE TO REPORT ON THE PROJECT UNTIL THE FUNDS ARE EXPENDED. 5) REPORTS FOR THIS PROJECT GRANT INDICATES THAT THE FULL AMOUNT OF THE INITIAL GRANT HAD BEEN EXPENDED IN FULFILLMENT OF THE CHARITABLE PURPOSE AS OF 3/31/2019 (GRANTEE'S FYE). ADDITIONAL FUNDING OF INR 58,930,000 WAS RECEIVED AS OF 3/31/2020 AND GRANT EXPENSES OF INR 5,092,215 WERE INCURRED DURING THE SAME PERIOD. GRANT EXPENSES OF INR 36,938,326 WERE EXPENDED DURING THE 3/31/2021 FYE. THE REMAINING FUNDS WILL BE SPENT ON THE GRANT PROJECT AND THE GRANTEE WILL CONTINUE TO REPORT ON THE PROJECT UNTIL THE FUNDS ARE FULLY EXPENDED. 6 & 7) THE GRANTEE PROVIDED COMBINED REPORTS FOR THE SCHOOLS COVERED UNDER BOTH THE MAY 2019 AND DECEMBER 2019 SCHOOL PROJECT GRANTS. AS OF THE 3/31/2020 (THE GRANTEE'S FYE) GRANT EXPENSES OF INR 34,534,052 HAD BEEN EXPENDED. AN ADDITIONAL INR 23,853,452 WAS SPENT DURING FYE 3/31/2021. THE REMAINING FUNDS WILL BE SPENT ON THE GRANT PROJECT AND THE GRANTEE WILL CONTINUE TO REPORT ON THE PROJECT UNTIL THE FUNDS ARE FULLY EXPENDED. 8) THE REPORT FOR THE PROGRAM GRANT INDICATES THAT, AS OF THE END OF THE GRANTEE'S |
| CONTROLLED FOREIGN ENTITY REPORTING | FORM 990PF | CONTROLLED FOREIGN CORPORATION REPORTING:THE TAXPAYER IS NOT REQUIRED TO FILE FORM 5471 FOR THE FOREIGN CORPORATIONS LISTED BELOW UNDER THE CONSTRUCTIVEOWNERS FILING EXCEPTION TO TREASURY REGULATION SECTION 1.6038-2(J)(2).THE TAXPAYER HAS A PARTNERSHIP INTEREST IN:LS POWER EQUITY PARTNERS PIE I, LPFEIN: 20-26139421700 BROADWAY, 35TH FLOORNEW YORK, NY 10019 LS POWER EQUITY PARTNERS PIE I, LP INVESTS DIRECTLY IN THE FOLLOWING FOREIGN CORPORATIONS:LSP CAL EB I, LTDTHE REQUIRED INFORMATION WAS FILED BY LS POWER EQUITY PARTNERS PIE I, LP.IRS SERVICE CENTER WHERE RETURN WAS FILED: E-FILECONTROLLED FOREIGN CORPORATION REPORTING:THE TAXPAYER IS NOT REQUIRED TO FILE FORM 5471 FOR THE FOREIGN CORPORATIONS LISTED BELOW UNDER THE CONSTRUCTIVEOWNERS FILING EXCEPTION TO TREASURY REGULATION SECTION 1.6038-2(J)(2). THE TAXPAYER HAS A PARTNERSHIP INTEREST IN:LS POWER EQUITY PARTNERS II PIE, LPFEIN: 20-57214391700 BROADWAY, 35TH FLOORNEW YORK, NY 10019LS POWER EQUITY PARTNERS II PIE, LP INVESTS DIRECTLY IN THE FOLLOWING FOREIGN CORPORATIONS:LSP COLUMBUS EB II, LTDLSP CAL EB II, LTDTHE REQUIRED INFORMATION WAS FILED BY LS POWER EQUITY PARTNERS II PIE, LP.IRS SERVICE CENTER WHERE RETURN WAS FILED: E FILE |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (72 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BANK N S HALIFAX 4.375% DUE 01-13-2021 | $25,242 | $25,023 |
| WESTPAC BKG 2.35% DUE 02-19-2025 | $49,986 | $53,694 |
| NIKE INC 2.75% DUE 03-27-2027 | $76,546 | $82,989 |
| SIMON PPTY GROUP L FIXED 2.45% 09-13-2029 | $73,394 | $78,782 |
| JOHNSON & JOHNSON .95% DUE 09-01-2027 | $100,153 | $100,496 |
| ESTEE LAUDER COS INC 2.0% DUE 12-01-2024 | $90,066 | $89,797 |
| BANK NOVA SCOTIA B C 1.3% DUE 06-11-2025BEO | $25,645 | $25,651 |
| SHELL INTL FIN B V 2% DUE 11-07-2024 | $49,858 | $52,686 |
| JPMORGAN CHASE & FLTG RT 1.514% DUE 06-01-2024 | $75,031 | $77,002 |
| PHARMACIA CORP DEB 6.6 DUE 12-01-2028 BEO | $29,991 | $34,847 |
| CHEVRON CORP NEW FIXED 1.141% DUE 05-11-2023 | $75,000 | $76,579 |
| APPLE INC 1.65% DUE 05-11-2030 | $99,691 | $102,992 |
| BLACKROCK INC 2.4% DUE 04-30-2030 | $50,139 | $54,666 |
| BRISTOL MYERS SQUIBB CO 1.45% DUE 11-13-2030 | $74,961 | $75,370 |
| PPG INDS INC 2.4% DUE 08-15-2024 | $50,080 | $52,964 |
| SCHWAB CHARLES 1.65% DUE 03-11-2031 | $74,853 | $75,735 |
| NOVARTIS CAP CORP FIXED 2% DUE 02-14-2027 | $99,909 | $106,725 |
| AUTO DATA 1.25% DUE 09-01-2030 | $74,810 | $74,863 |
| VISA INC 1.9% DUE 04-15-2027 REG | $107,224 | $106,432 |
| MEAD JOHNSON 4.125% DUE 11-15-2025 | $76,448 | $80,767 |
| PEPSICO INC .75% DUE 05-01-2023 | $101,415 | $101,426 |
| PFIZER INC .8% DUE 05-28-2025 | $59,726 | $61,071 |
| UNITEDHEALTH GROUP INC 2.0% 05-15-2030 | $74,502 | $79,552 |
| SANTANDER UK PLC 2.1% DUE 01-13-2023 | $74,954 | $77,496 |
| ALPHABET INC 1.1% DUE 08-15-2030 | $119,671 | $118,359 |
| UNILEVER CAP CORP 1.375% DUE 09-14-2030 REG | $75,107 | $75,334 |
| HERSHEY CO FIXED .9% DUE 06-01-2025 | $59,974 | $60,930 |
| 3M CO 2.65% DUE 04-15-2025 | $14,988 | $16,292 |
| INTERCONTINENTAL 2.1% DUE 06-15-2030 | $106,983 | $104,091 |
| ABBOTT LABS 1.15% DUE 01-30-2028 | $103,175 | $101,468 |
| UNITEDHEALTH GROUP 1.25% DUE 01-15-2026 | $25,915 | $25,772 |
| US BANCORP FIXED 1.375% DUE 07-22-2030 | $101,692 | $100,238 |
| PRAXAIR INC NT 1.1% 08-10-2030 | $99,840 | $98,955 |
| BP CAP MKTS AMER INC 3.119% 05-04-2026 | $76,796 | $83,037 |
| EMERSON ELEC CO FIXED 1.8% DUE 10-15-2027 | $75,095 | $79,256 |
| ORACLE CORP 2.95% DUE 05-15-2025 | $76,664 | $82,370 |
| GOLDMAN SACHS GROUP INC 2.6% DUE 02-07-2030 | $49,983 | $53,783 |
| BK NOVA SCOTIA B C 2.7% DUE 08-03-2026 | $49,870 | $55,127 |
| TEXAS INSTRS INC 1.375% DUE 03-12-2025/03-12-2020 REG | $26,043 | $25,927 |
| HORMEL FOODS CORP 1.8% DUE 06-11-2030 | $105,674 | $103,424 |
| GLAXOSMITHKLINE 2.85 DUE 05-08-2022 | $50,432 | $51,712 |
| HOME DEPOT INC 2.5% DUE 04-15-2027 | $39,963 | $43,895 |
| COCA COLA CO 1.45% DUE 06-01-2027 | $100,326 | $103,292 |
| INTEL CORP 2.7% DUE 12-15-2022 | $50,566 | $52,365 |
| CME GROUP INC 3% DUE 09-15-2022 | $76,307 | $78,439 |
| VISA INC 1.1% DUE 02-15-2031 | $49,907 | $49,297 |
| KIMBERLY CLARK 1.05% DUE 09-15-2027 | $75,160 | $76,019 |
| ALLSTATE CORP 1.45% DUE 12-15-2030 | $74,748 | $74,858 |
| MERCK & CO INC NEW .75% DUE 02-24-2026 | $74,623 | $75,847 |
| TARGET CORP 2.25% DUE 04-15-2025 | $50,109 | $53,523 |
| AVALONBAY CMNTYS INC MEDIUM TERM NTS 2.3% DUE 03-01-2030 | $99,866 | $106,655 |
| AMAZON COM INC 1.5% DUE 06-03-2030 | $75,284 | $76,276 |
| BURL NORTHN SANTA 7% DUE 12-15-2025 | $23,035 | $25,829 |
| MASTERCARD INC 2% DUE 03-03-2025 | $107,373 | $106,105 |
| S&P GLOBAL INC 1.25% DUE 08-15-2030 | $74,891 | $73,938 |
| MORGAN STANLEY 2.188% DUE 04-28-2026 | $75,145 | $79,218 |
| GRAINGER W W INC 1.85% DUE 02-15-2025 | $74,792 | $78,992 |
| COSTCO WHSL CORP FIXED 1.375% DUE 06-20-2027 | $74,960 | $77,272 |
| COMCAST CORP NEW 1.95% DUE 01-15-2031 | $74,962 | $77,021 |
| PHILIP MORRIS INTL 1.5% DUE 05-01-2025 | $99,512 | $103,579 |
| HONEYWELL INTL INC 1.35% DUE 06-01-2025 REG | $29,997 | $31,083 |
| TORONTO DOMINION BK SR MEDIUM TERM BK NT 1.15% DUE 06-12-2025 | $74,996 | $76,583 |
| WELLS FARGO & COMPANY 4.6 MTN TRANCHE # SR 00116 DUE 04-01-2021 | $60,554 | $60,634 |
| BANK MONTREAL MEDIUM TERM SR NTS 1.85% 05-01-2025 | $49,962 | $52,491 |
| TRUIST FINANCIAL CORP MTN 1.125% 08-03-2027 | $60,339 | $60,393 |
| PRUDENTIAL FINL INC MEDIUM TERM NTS BOOK1.5% 03-10-2026 | $104,206 | $103,758 |
| CATERPILLAR FINL 1.45% DUE 05-15-2025 | $103,685 | $103,873 |
| ROYAL BK CDA GLOBAL MEDIUM TERM SR BK NT1.15% DUE 06-10-2025 | $99,652 | $102,187 |
| BANK OF AMERICA CORP MTN 1.197% 10-24-2026 | $75,000 | $75,999 |
| NATIONAL RURAL UTILS COOP FIN CORP 2.9% 03-15-2021 | $100,460 | $100,502 |
| BB&T CORP SR 2.2% DUE 03-16-2023 | $24,982 | $25,951 |
| TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK 1.15% DUE 05-26-2022 | $25,334 | $25,328 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (348 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ADR HDFC BK LTD ADR REPSTG 3 SHS | $83,525 | $154,925 |
| ADR SMITH & NEPHEW GROUP P L C SPONSOREDADR NEW | $98,162 | $91,382 |
| ADR NESTLE S A SPONSORED ADR REPSTG REG SH | $69,683 | $110,614 |
| ADR AIA GROUP LTD SPONSORED ADR | $112,296 | $182,371 |
| ADR AMADEUS IT GROUP S A ADS | $104,532 | $104,670 |
| ADR ADYEN N V ADR | $78,613 | $92,614 |
| ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM SER A | $54,576 | $101,241 |
| ADR TENCENT HLDGS LTD ADR | $41,075 | $107,404 |
| ADR ASML HLDG NV NY REG 2012 (POST REV SPLIT) | $65,695 | $175,091 |
| SIKA AG ADR | $67,409 | $97,429 |
| ADR LVMH MOET HENNESSY LOUIS VUITTON ADR | $52,559 | $157,409 |
| ADR PERNOD RICARD S A ADR . | $66,107 | $80,036 |
| ADR LONZA GROUP AG ADR | $103,861 | $107,206 |
| ADR TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADS | $51,278 | $236,944 |
| ADR DSV A/S ADR UNSP EACH REPR 0.5 ORD | $40,157 | $134,768 |
| ADR CSL LTD SPONSORED ADR | $59,249 | $165,005 |
| EXPERIAN PLC | $73,574 | $140,604 |
| ADR BAE SYS PLC SPONSORED ADR | $89,285 | $87,722 |
| ADR MUNICH RE GROUP ADR | $55,813 | $84,703 |
| ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104 | $56,784 | $81,849 |
| ADR NIPPON TELEG & TEL CORP SPONSORED ADR | $68,826 | $78,102 |
| ADR SMURFIT KAPPA GROUP PLC ADR | $83,147 | $130,256 |
| ADR NESTLE S A SPONSORED ADR REPSTG REG SH | $67,690 | $102,015 |
| ADR ABB LTD SPONSORED ADR | $75,068 | $95,427 |
| DIAGEO PLC SPONSORED ADR NEW | $20,238 | $24,774 |
| ADR UPM KYMMENE CORP ADR | $62,968 | $89,932 |
| ADR MMC NORILSK NICKEL PJSC SPONSORED ADR | $15,590 | $27,671 |
| ADR ENEL SOCIETA PER AZIONI ADR | $71,009 | $101,967 |
| ADR VALE S A ADR | $77,572 | $111,035 |
| ADR IBERDROLA S A SPONSORED ADR REPSTG 1ORD SHS | $59,488 | $102,408 |
| ADR UNITED OVERSEAS BK LTD SPONSORED ADRISIN #US9112713022 | $60,148 | $69,502 |
| ADR ADR SONIC HEALTHCARE SPON ADR EACH REP 1 ORD SHS | $63,401 | $93,338 |
| ADR SINGAPORE TELECOMMUNICATIONS LTD SPONSORED ADR NEW 2006 | $8,907 | $8,161 |
| SVENSKA HANDELSBANKEN AB ADR | $66,196 | $64,874 |
| DEUTSCHE POST AG SPONSORED ADR | $57,533 | $60,356 |
| ADR COMPAGNIE DE ST GOBAIN ADR | $66,930 | $64,574 |
| ADR GLAXOSMITHKLINE PLC SPONSORED ADR | $24,575 | $24,362 |
| ASE TECHNOLOGY HOLDING CO LTD ADR | $53,781 | $62,155 |
| ADR BNP PARIBAS SPONSORED ADR REPSTG | $91,858 | $100,160 |
| ADR ZURICH INS GROUP LTD SPONSORED | $89,013 | $125,267 |
| ADR NN GROUP NV ADR | $78,226 | $86,154 |
| ADR SIEMENS AG COM DM50 (NEW) | $76,895 | $92,107 |
| ADR SOFTBANK CORP ADR | $73,482 | $69,524 |
| ADR NOVARTIS AG | $73,385 | $100,662 |
| ADR TOYOTA MTR CORP SPONSORED ADR | $101,833 | $118,246 |
| ADR MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN ADR | $79,861 | $91,846 |
| ADR BRITVIC PLC SPONSORED ADR | $25,018 | $39,874 |
| ADR ORKLA A S SPONSORED ADR | $7,331 | $8,264 |
| ADR UNILEVER PLC SPONSORED ADR NEW | $59,318 | $81,546 |
| ADR ALLIANZ SE UNSPON ADS EACH REP 1/10 ORD SHARES | $53,375 | $76,144 |
| ADR BRIT AMERN TOB PLC SPONSORED | $97,038 | $80,941 |
| SANOFI SPONSORED ADR | $84,390 | $92,904 |
| ADR IMPERIAL BRANDS PLC SPONSORED ADR | $56,809 | $32,623 |
| ADR TOTALENERGIES SE SPONSORED ADR | $102,385 | $98,405 |
| ADR PERSIMMON ADR | $66,638 | $78,708 |
| ADR DEUTSCHE TELEKOM AG SPONSORED ADR | $67,954 | $72,642 |
| SERVICENOW INC COM | $90,248 | $193,751 |
| GARTNER INC COM | $69,135 | $105,085 |
| ALPHABET INC CAPITAL STOCK USD0.001 CL A | $43,430 | $92,890 |
| DOLLAR GEN CORP NEW COM | $52,393 | $129,965 |
| ZOETIS INC COM USD0.01 CL 'A' | $96,283 | $193,139 |
| UNITEDHEALTH GROUP INC COM | $111,587 | $128,700 |
| STARBUCKS CORP COM | $95,501 | $148,488 |
| ILLUMINA INC COM | $84,525 | $95,460 |
| ALPHABET INC CAP STK USD0.001 CL C | $144,676 | $297,820 |
| MASTERCARD INC CL A | $85,448 | $208,810 |
| ALIGN TECHNOLOGY INC COM | $26,269 | $132,526 |
| NIKE INC CL B | $38,555 | $101,010 |
| ACCENTURE PLC SHS CL A NEW | $95,389 | $196,952 |
| INTUITIVE SURGICAL INC COM NEW STK | $81,156 | $91,627 |
| AUTODESK INC COM | $99,707 | $201,524 |
| MICROSOFT CORP COM | $125,688 | $342,082 |
| REGENERON PHARMACEUTICALS INC COM | $74,434 | $102,419 |
| ABBOTT LAB COM | $162,962 | $228,834 |
| PAYPAL HLDGS INC COM | $69,584 | $184,784 |
| SALESFORCE COM INC COM STK | $123,712 | $168,233 |
| ADOBE SYS INC COM | $73,832 | $303,073 |
| MSCI INC COMMON | $45,443 | $87,073 |
| VISA INC COM CL A STK | $98,360 | $210,637 |
| FACEBOOK INC COM USD0.000006 CL 'A' | $188,082 | $352,376 |
| CONAGRA BRANDS INC COM USD5 | $78,757 | $101,963 |
| WALT DISNEY CO | $84,939 | $150,198 |
| JOHNSON & JOHNSON COM USD1 | $82,861 | $110,166 |
| ORACLE CORP COM | $82,778 | $120,000 |
| CIGNA CORP NEW COM | $98,052 | $115,540 |
| MERCK & CO INC NEW COM | $81,296 | $101,268 |
| AT&T INC COM | $116,025 | $94,218 |
| DOLLAR TREE INC COM STK | $86,889 | $112,578 |
| EDISON INTL COM | $115,203 | $116,531 |
| DISCOVER FINL SVCS COM STK | $117,309 | $128,009 |
| CARDINAL HLTH INC | $119,572 | $119,599 |
| VIATRIS INC | $116,604 | $122,147 |
| AMERICAN INTERNATIONAL GROUP INC COM | $135,808 | $124,029 |
| LOWES COS INC COM | $52,035 | $103,529 |
| HONEYWELL INTL INC COM STK | $114,490 | $117,198 |
| COGNIZANT TECH SOLUTIONS CORP CL A | $85,396 | $123,417 |
| DUPONT DE NEMOURS INC COMMON STOCK | $133,094 | $140,727 |
| BROADCOM INC COM | $74,498 | $126,539 |
| TRUIST FINL CORP COM | $119,376 | $136,217 |
| ARCHER-DANIELS-MIDLAND CO COM | $90,091 | $111,457 |
| RAYTHEON TECHNOLOGIES CORP | $103,094 | $112,271 |
| CVS HEALTH CORP COM | $124,325 | $123,486 |
| CISCO SYSTEMS INC | $81,575 | $117,066 |
| ALLSTATE CORP COM | $87,899 | $117,405 |
| NORTHROP GRUMMAN CORP COM | $88,524 | $99,948 |
| MONDELEZ INTL INC COM | $95,820 | $117,876 |
| MOTOROLA SOLUTIONS INC | $105,695 | $113,430 |
| CONOCOPHILLIPS COM | $122,562 | $117,051 |
| COMCAST CORP NEW-CL A | $85,006 | $127,280 |
| INTEL CORP COM | $95,738 | $104,572 |
| CATERPILLAR INC COM | $91,547 | $135,787 |
| VERIZON COMMUNICATIONS COM | $97,892 | $107,806 |
| HOULIHAN LOKEY INC CL A CL A | $21,702 | $28,035 |
| SENSATA TECHNOLOGIES B V HOLDING | $27,655 | $33,912 |
| STIFEL FINL CORP COM | $20,131 | $31,538 |
| ANSYS INC COM | $20,348 | $59,663 |
| PROGRESSIVE CORP OH COM | $20,556 | $45,485 |
| ALBEMARLE CORP COM | $20,668 | $34,520 |
| RAYMOND JAMES FNCL INC COM STK | $23,536 | $30,614 |
| SYNEOS HEALTH INC COM | $15,621 | $27,593 |
| WOODWARD INC COM | $20,228 | $36,094 |
| DARDEN RESTAURANTS INC COM | $26,324 | $47,648 |
| D R HORTON INC COM | $22,674 | $49,485 |
| DOVER CORP COM USD1.00 | $14,726 | $27,775 |
| AKAMAI TECHNOLOGIES INC COM STK | $15,638 | $21,733 |
| TJX COS INC COM NEW | $20,710 | $39,540 |
| INTUIT COM | $9,073 | $19,372 |
| AIR LEASE CORP CL A CL A | $18,218 | $21,277 |
| GLOBAL PMTS INC COM | $24,629 | $57,302 |
| CUMMINS INC | $20,462 | $33,384 |
| REPUBLIC SVCS INC COM | $30,841 | $48,246 |
| CBRE GROUP INC CL A CL A | $23,263 | $43,214 |
| LAB CORP AMER HLDGS COM NEW | $15,917 | $24,019 |
| EATON VANCE CORP COM | $20,619 | $34,373 |
| CONTINENTAL RES INC COM | $23,722 | $16,479 |
| GENERAL DYNAMICS CORP COM | $20,650 | $18,305 |
| SEALED AIR CORP NEW COM STK | $21,106 | $21,979 |
| CIMAREX ENERGY CO | $19,685 | $22,994 |
| BIO RAD LABS INC CL A | $15,528 | $40,806 |
| CMC MATLS INC COM | $22,912 | $28,898 |
| XILINX INC COM | $23,000 | $52,030 |
| PACKAGING CORP AMER COM | $17,309 | $27,168 |
| SCOTTS MIRACLE-GRO CLASS'A'COM NPV | $17,153 | $35,845 |
| AUTODESK INC COM | $19,796 | $60,763 |
| WEC ENERGY GROUP INC COM | $22,666 | $31,566 |
| SYNOPSYS INC COM | $21,086 | $69,736 |
| KEYSIGHT TECHNOLOGIES INC COM | $17,937 | $49,137 |
| STERICYCLE INC COM | $30,115 | $35,289 |
| MASCO CORP COM | $22,301 | $37,078 |
| EASTMAN CHEM CO COM | $18,684 | $25,872 |
| KEYCORP NEW COM | $20,872 | $22,531 |
| SKYWORKS SOLUTIONS INC COM | $31,037 | $54,884 |
| BLACK KNIGHT INC COM USD0.0001 WI | $17,996 | $38,079 |
| APPLIED MATERIALS INC COM | $26,940 | $55,577 |
| AGILENT TECHNOLOGIES INC COM | $18,863 | $41,827 |
| ACTIVISION BLIZZARD INC COM STK | $26,874 | $45,868 |
| CSX CORP COM STK | $15,463 | $32,761 |
| INTERCONTINENTAL EXCHANGE INC COM | $28,851 | $53,379 |
| GATX CORP COM | $15,725 | $22,708 |
| SYSCO CORP COM | $22,143 | $29,927 |
| REINSURANCE GROUP AMER INC COM NEW STK | $23,669 | $25,150 |
| DENTSPLY SIRONA INC COM | $25,468 | $28,222 |
| ARROW ELECTR INC COM | $16,263 | $21,601 |
| AMERISOURCEBERGEN CORP COM | $18,040 | $20,823 |
| SNAP-ON INC COM | $27,199 | $28,067 |
| RENAISSANCE RE HLDGS LTD COM | $16,956 | $20,230 |
| MERCADOLIBRE INC COM STK | $83,220 | $227,830 |
| SHOPIFY INC CL A SHOPIFY INC | $15,399 | $110,931 |
| CANADIAN PAC RY LTD COM NPV | $69,726 | $158,091 |
| STERIS PLC ORD USD0.001 | $61,160 | $94,770 |
| FERRARI N V FERRARI N V COMMON S TOCK | $55,126 | $81,021 |
| LULULEMON ATHLETICA INC COM | $73,751 | $116,590 |
| ACCENTURE PLC SHS CL A NEW | $64,535 | $142,098 |
| ALCON AG COM USD0.04 WI | $92,218 | $104,842 |
| METTLER-TOLEDO INTL INC COM | $53,785 | $101,432 |
| ICON PLC COM | $23,327 | $54,009 |
| AON PLC | $65,286 | $68,029 |
| RESMED INC COM | $74,218 | $143,053 |
| LAS VEGAS SANDS CORP COM STK | $25,851 | $33,257 |
| BCE INC COM NEW | $70,257 | $71,348 |
| MANULIFE FINL CORP COM | $84,668 | $83,683 |
| UBS GROUP AG COMMON STOCK | $99,034 | $99,941 |
| EXPEDITORS INTL WASH INC COM | $27,477 | $29,865 |
| CHEVRON CORP COM | $10,931 | $11,992 |
| BOOKING HLDGS INC COM | $13,559 | $17,818 |
| 1ST CTZNS BANCSHARES INC N C CL A | $22,002 | $29,288 |
| JOHNSON & JOHNSON COM USD1 | $84,602 | $100,416 |
| ELI LILLY & CO COM | $46,243 | $68,718 |
| ROYAL GOLD INC COM STK USD0.01 | $20,213 | $19,996 |
| GILEAD SCIENCES INC | $42,585 | $36,529 |
| BLACKROCK INC COM STK | $11,386 | $14,431 |
| ORACLE CORP COM | $27,231 | $32,863 |
| MARSH & MCLENNAN CO'S INC COM | $32,700 | $32,643 |
| INTERNATIONAL BUSINESS MACHS CORP COM | $9,169 | $8,686 |
| TEXAS INSTRUMENTS INC COM | $21,856 | $28,066 |
| MERCK & CO INC NEW COM | $59,265 | $60,205 |
| AT&T INC COM | $69,974 | $57,808 |
| PEPSICO INC COM | $21,772 | $25,508 |
| CHEMED CORP NEW COM | $26,234 | $27,696 |
| THERMO FISHER CORP | $8,909 | $12,576 |
| WHITE MOUNTAINS INSURANCE GROUP COM STOCK | $28,849 | $29,019 |
| ALPHABET INC CAPITAL STOCK USD0.001 CL A | $121,263 | $161,243 |
| SOUTHERN CO COM STK | $36,573 | $36,612 |
| AUTOZONE INC COM | $24,380 | $28,451 |
| OLD DOMINION FREIGHT LINE INC COM | $27,690 | $29,277 |
| QUALCOMM INC COM | $3,911 | $7,922 |
| S&P GLOBAL INC COM | $15,792 | $21,696 |
| AMERICAN EXPRESS CO | $39,238 | $42,681 |
| EXELON CORP COM | $29,294 | $27,443 |
| INTUIT COM | $37,431 | $54,319 |
| ZOETIS INC COM USD0.01 CL 'A' | $1,706 | $1,821 |
| UNITEDHEALTH GROUP INC COM | $43,149 | $64,525 |
| MC DONALDS CORP COM | $9,365 | $10,085 |
| 3M CO COM | $2,559 | $2,971 |
| WASTE MGMT INC DEL COM STK | $30,247 | $32,902 |
| CHUBB LTD ORD CHF24.15 | $19,535 | $19,856 |
| HAWAIIAN ELEC INDS INC COM | $23,868 | $19,429 |
| VIATRIS INC | $831 | $1,031 |
| VERTEX PHARMACEUTICALS INC COM | $28,630 | $24,579 |
| ALTRIA GROUP INC COM | $1,701 | $1,681 |
| ANTHEM INC COM | $35,031 | $43,989 |
| TARGET CORP COM STK | $35,910 | $48,722 |
| MASTERCARD INC CL A | $69,700 | $93,161 |
| HERSHEY COMPANY COM STK USD1 | $28,216 | $28,029 |
| COCA COLA CO COM | $69,276 | $73,211 |
| WELLS FARGO & CO NEW COM STK | $5,074 | $4,104 |
| CREDIT ACCEP CORP MICH COM | $22,245 | $18,692 |
| HANOVER INS GROUP INC COM | $24,342 | $23,150 |
| NEWMARKET CORP COM | $27,826 | $25,889 |
| ACCENTURE PLC SHS CL A NEW | $28,910 | $41,010 |
| WEC ENERGY GROUP INC COM | $28,458 | $27,609 |
| LOWES COS INC COM | $5,764 | $9,149 |
| HONEYWELL INTL INC COM STK | $3,816 | $6,806 |
| PAYCHEX INC COM | $9,412 | $11,834 |
| CITIGROUP INC COM NEW COM NEW | $10,153 | $9,866 |
| BROADCOM INC COM | $5,978 | $9,633 |
| JACK HENRY & ASSOC INC COM | $24,664 | $23,975 |
| UNION PAC CORP COM | $27,795 | $36,647 |
| MICROSOFT CORP COM | $177,281 | $235,988 |
| ABBVIE INC COM USD0.01 | $6,886 | $10,179 |
| KROGER CO COM | $28,614 | $25,662 |
| ABBOTT LAB COM | $28,283 | $32,738 |
| CINTAS CORP COM | $5,486 | $9,190 |
| DUKE ENERGY CORP NEW COM NEW COM NEW | $1,690 | $1,831 |
| AON PLC | $11,107 | $13,310 |
| AMAZON COM INC COM | $76,487 | $127,020 |
| BERKSHIRE HATHAWAY INC-CL B | $9,186 | $10,666 |
| AMEREN CORP COM | $11,372 | $10,850 |
| PINNACLE W. CAP CORP COM | $24,996 | $22,306 |
| COLGATE-PALMOLIVE CO COM | $32,651 | $39,420 |
| PFIZER INC COM | $15,125 | $16,380 |
| PHILIP MORRIS INTL COM STK NPV | $7,462 | $8,113 |
| CISCO SYSTEMS INC | $17,032 | $15,260 |
| NEWMONT CORPORATION | $32,191 | $27,609 |
| AMGEN INC COM | $63,625 | $62,078 |
| CHARTER COMMUNICATIONS INC NEW CL A | $42,997 | $58,216 |
| HOME DEPOT INC COM | $66,480 | $82,077 |
| HUNT J B TRANS SVCS INC COM | $26,796 | $27,877 |
| C H ROBINSON WORLDWIDE INC COM | $24,306 | $23,843 |
| PROCTER & GAMBLE COM NPV | $27,594 | $31,446 |
| LANDSTAR SYS INC COM | $26,572 | $28,413 |
| COMCAST CORP NEW-CL A | $15,910 | $18,969 |
| ADOBE SYS INC COM | $46,647 | $83,020 |
| ACTIVISION BLIZZARD INC COM STK | $1,713 | $1,857 |
| APPLE INC COM STK | $108,498 | $259,011 |
| VISA INC COM CL A STK | $78,478 | $99,303 |
| T-MOBILE US INC COM | $16,414 | $20,497 |
| LOCKHEED MARTIN CORP COM | $2,864 | $3,195 |
| ECOLAB INC COM STK USD1 | $31,456 | $34,185 |
| POOL CORP COM STK | $18,591 | $30,918 |
| BERKLEY W R CORP COM | $23,520 | $23,446 |
| INTEL CORP COM | $19,181 | $19,629 |
| FACEBOOK INC COM USD0.000006 CL 'A' | $49,448 | $65,012 |
| CATERPILLAR INC COM | $2,996 | $4,551 |
| COMM BANCSHARES INC COM | $4,943 | $6,373 |
| VERIZON COMMUNICATIONS COM | $79,384 | $81,369 |
| IDACORP INC COM | $26,149 | $23,623 |
| WALMART INC COM | $69,182 | $78,706 |
| AUTOMATIC DATA PROCESSING INC COM | $20,195 | $22,025 |
| SPROUT SOCIAL INC COM CL A COM CL A | $17,032 | $15,848 |
| NATERA INC COM | $21,942 | $62,996 |
| ACUSHNET HLDGS CORP COM | $14,576 | $22,540 |
| COLUMBIA BKG SYS INC COM | $19,386 | $20,822 |
| SAIA INC COM STK | $11,869 | $29,109 |
| KIRBY CORP COM | $25,067 | $27,729 |
| CHEESECAKE FACTORY INC COM | $27,596 | $37,208 |
| ENCORE WIRE CORP COM | $17,990 | $20,230 |
| U S PHYSICAL THERAPY COM | $19,123 | $32,227 |
| WW INTL INC COM | $21,283 | $20,520 |
| GOOSEHEAD INS INC COM CL A COM CL A | $11,081 | $31,564 |
| KNOWLES CORP COM | $18,726 | $20,513 |
| MATERION CORP COM | $20,668 | $26,380 |
| LIVENT CORP COM | $18,456 | $40,770 |
| CALIFORNIA WTR SVC GROUP COM | $20,083 | $20,856 |
| PHREESIA INC COM | $25,921 | $43,625 |
| H & E EQUIP SVCS INC COM | $27,615 | $35,891 |
| HALOZYME THERAPEUTICS INC COM | $17,555 | $45,913 |
| NATIONAL BK HLDGS CORP CL A COM STK | $18,863 | $17,723 |
| PAPA JOHNS INTL INC COM | $11,263 | $21,043 |
| CERENCE INC COM | $26,392 | $59,082 |
| DMC GLOBAL INC COM | $19,261 | $23,182 |
| MEDALLIA INC COM | $23,587 | $32,157 |
| HILTON GRAND VACATIONS INC COM | $20,468 | $32,385 |
| CBIZ INC COM | $22,372 | $29,324 |
| CENTRAL PAC FINL CORP COM NEW | $23,706 | $19,162 |
| KRATOS DEFENSE & SECURITY SOLUTIONS INC | $35,364 | $44,107 |
| SKYWEST INC COM | $12,676 | $11,690 |
| HUB GROUP INC CL A | $15,896 | $22,800 |
| INTER PARFUMS INC COM | $34,665 | $35,931 |
| VISTEON CORP COM NEW COM NEW | $17,962 | $37,279 |
| LIVEPERSON INC COM STK ISIN# US5381461012 | $30,443 | $65,528 |
| SIGNET JEWELERS LTD ORD USD0.18 | $20,367 | $22,661 |
| EVERCORE INC | $20,570 | $36,949 |
| CAPRI HOLDINGS LTD COM NPV | $19,875 | $42,798 |
| SITEONE LANDSCAPE SUPPLY INC COM | $27,473 | $63,611 |
| CELSIUS HLDGS INC COM NEW COM NEW | $17,835 | $45,078 |
| DESCARTES SYS GROUP INC COM | $20,852 | $33,217 |
| MARCUS & MILLICHAP INC COM | $14,443 | $17,126 |
| CAREDX INC COM | $14,877 | $45,064 |
| BOINGO WIRELESS INC CASH MERGER 06-02-2021 | $30,514 | $27,488 |
| NEVRO CORP COM | $17,784 | $28,042 |
| LIONS GATE ENTMT CORP VOTING SHARES CL A | $23,175 | $27,481 |
| TOPBUILD CORP COM | $14,563 | $34,607 |
| VERACYTE INC COM | $22,744 | $40,522 |
| METHANEX CORP COM STK | $23,292 | $45,343 |
| NEOGENOMICS INC COM NEW COM NEW | $22,778 | $52,171 |
| BEACON ROOFING SUPPLY INC COM | $21,527 | $26,927 |
| BROOKS AUTOMATION INC COM | $14,456 | $27,140 |
| VICOR CORP COM | $18,208 | $36,335 |
| OLIN CORP COM | $20,217 | $31,486 |
| MARTEN TRANS LTD COM | $15,148 | $22,072 |
| HEALTHSTREAM INC COM STK ISIN#US42222N1037 | $19,606 | $16,664 |
| CRYOPORT INC COM PAR $0.001 COM PAR $0.001 | $17,046 | $26,196 |
| INSPIRE MED SYS INC COM | $10,431 | $28,402 |
| HERCULES CAPITAL INC | $19,787 | $22,856 |
| TTEC HLDGS INC COM USD0.01 | $15,949 | $30,193 |
| EQTY RESDNTL EFF 5/15/02 | $114,322 | $106,289 |
| SBA COMMUNICATIONS CORP | $24,706 | $29,624 |
| AMERICOLD RLTY TR COM | $28,805 | $32,776 |
| BSTN PPTYS INC | $20,178 | $19,001 |
| PUB STORAGE COM | $31,473 | $30,945 |
| LIFE STORAGE INC COM | $23,527 | $28,295 |
| AMERICAN TOWER CORP | $52,812 | $53,197 |
| RETAIL OPPORTUNITY INVTS CORP COM STK | $23,253 | $25,227 |
| TERRENO RLTY CORP | $20,423 | $23,931 |
| MONMOUTH REAL ESTATE CORP MD | $15,195 | $20,039 |
| KYTO BIOPHMARACEUTICALS | $3,588 | $3,588 |
| PAXTON CORPORATION | $2,826,331 | $4,552,875 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $4,087,001 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $4,192,102 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GOLDMAN SACHS | AT COST | $1,342,278 | $173,589 |
| MFC SPDR DOW JONES INDL AVERAGE ETF | AT COST | $6,756,057 | $9,760,817 |
| MFO INVESCO DEVELOPING MARKETS FUND | AT COST | $2,502,964 | $3,509,458 |
| MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL | AT COST | $2,508,627 | $2,547,670 |
| MFC FLEXSHARES TR STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FD | AT COST | $694,845 | $742,802 |
| MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | AT COST | $1,900,317 | $2,039,379 |
| MFO DFA INVT DIMENSIONS GROUP INC REAL ESTATE SECS PORTFOLIO | AT COST | $571,372 | $545,482 |
| LS POWER EQUITY PTRS II PIE-A | AT COST | $75,966 | $44,218 |
| LS POWER EQUITY PTRS II PIE LP | AT COST | $1,771,916 | $206,789 |
| LS POWER FUND III FEEDER 2 LP | AT COST | $1,505,727 | $2,877,971 |
| AT COST | $585,195 | $434,308 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REDEMPTION/DISTR. REC - GARGOYLE HEDGE VALUE FUND LTD | Desc |
| BOY Book Value | $127,509 | BOYBookValueAmt |
| EOY Book Value | $579 | EOYBookValueAmt |
| EOYFMV | $579 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER PORFOLIO EXPENSES FROM PASSTHROUGHS | $4,514 | $4,514 | $0 |
| PAYROLL SERVICE FEE | $1,516 | $0 | $1,516 |
| POSTAGE AND SHIPPING | $260 | $0 | $260 |
| OFFICE EXPENSE | $89 | $0 | $89 |
| BANK FEES | $169 | $0 | $169 |
| FUNDRAISING EXPENSE | $40,119 | $0 | $40,119 |
| OFFICE INSURANCE | $390 | $0 | $390 |
| DUES & SUBSCRIPTIONS | $42 | $0 | $42 |
| INTERNET SERVICE FEE | $918 | $0 | $918 |
| MEALS & ENTERTAINMENT | $30 | $0 | $30 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| BLACKROCK SERVICE FEE REBATE | $455 | $455 | $455 |
| BOOK SALES | $33 | $33 | $33 |
| CLASS ACTION SETTLEMENTS | $319 | $319 | $319 |
| IA 1120 TAX REFUND | $3,840 | $3,840 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK TO TAX TIMING DIFFERENCES | Desc |
| Amt | $13,468 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NORTHERN TRUST | $341,074 | $341,074 | $0 |
| CONSULTING FEES | $145,961 | $0 | $145,961 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NT MGD EQ ACCTS FOREIGN TAXES | $25,366 | $25,366 | $0 |
| PAYROLL TAXES | $16,648 | $0 | $16,648 |
Comments