AARON COPLAND FUND FOR MUSIC INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- AARON COPLAND FUND FOR MUSIC INC (EIN 13-3620909)
- Tax period
- 2019-07-01 to 2020-06-30
- Filed
- 2021-05-13
- IRS object ID
- 202131339349100223
- Schema version
- 2019v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-05-13T10:30:51-05:00 | ReturnTs |
| Tax Period End | 2020-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 844035400 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PTF SERVICES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1025 WESTCHESTER AVE SUITE 301 | AddressLine1Txt |
| City | WHITE PLAINS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133620909 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE AARON COPLAND FUND FOR MUSIC INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | AARO | BusinessNameControlTxt |
| Phone | 2124616950 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 254 W 31ST ST NO 15 FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES KENDRICK | PersonNm |
| Person Title | EXECUTIVE VP | PersonTitleTxt |
| Phone | 2124616950 | PhoneNum |
| Signature | 2021-05-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL ROUGHAN | PreparerPersonNm |
| PTIN | P00875856 | PTIN |
| Phone | 6099217997 | PhoneNum |
| Preparation | 2021-05-04 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $18,917,179 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $459,441 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $459,441 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $445,388 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,171,169 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $445,388 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,820,382 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,820,382 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,725,211 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,725,211 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $131,200 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $131,200 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $50,044 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $50,044 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $42,743 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $42,743 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $796,707 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $118,022 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $678,685 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $66,585 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,585 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $15,966 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $15,966 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,593 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,593 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $86,565 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $86,566 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,191,403 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $121,607 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,006,797 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,415,895 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,415,895 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,607,298 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $121,607 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,422,692 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $117,913 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,603,604 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1 | CashBOYAmt |
| Sav And Temp Cash Invst BOY | $1,267,920 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,519,847 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,519,847 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $10,830,159 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,555,543 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,740,962 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,155,137 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,210,223 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,239,917 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,290,195 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,375,712 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,416,453 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $17,543,412 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,661,325 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $18,917,179 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $17,374,908 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $17,493,382 | NoDonorRstrNetAssestsEOYAmt |
| Donor Rstr Net Assets BOY | $168,504 | DonorRstrNetAssetsBOYAmt |
| Donor Rstr Net Assets EOY | $167,943 | DonorRstrNetAssetsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,543,412 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,661,325 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,543,412 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,661,325 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,543,412 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $117,913 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $17,661,325 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $17,661,325 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (1167 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| POOL CORP COM | P | 2019-11-05 | 2020-06-24 | $1,577 | $1,215 | $362 | $362 |
| CANTEL MED CORP COM | P | 2019-11-05 | 2020-06-23 | $3,070 | $4,935 | -$1,865 | -$1,865 |
| NEENAH INC COM | P | 2019-11-05 | 2020-06-22 | $1,190 | $1,621 | -$431 | -$431 |
| POWER INTEGRATIONS INC COM | P | 2019-11-05 | 2020-06-19 | $2,642 | $2,096 | $546 | $546 |
| U S PHYSICAL THERAPY COM | P | 2019-11-05 | 2020-06-12 | $805 | $1,622 | -$817 | -$817 |
| CANTEL MED CORP COM | P | 2019-11-05 | 2020-06-12 | $161 | $295 | -$134 | -$134 |
| CANTEL MED CORP COM | P | 2020-05-01 | 2020-06-12 | $645 | $1,179 | -$534 | -$534 |
| POOL CORP COM | P | 2019-11-05 | 2020-06-10 | $2,622 | $2,025 | $597 | $597 |
| STANDARD MOTOR PRODS INC COM | P | 2019-11-05 | 2020-06-09 | $1,717 | $2,164 | -$447 | -$447 |
| ALGONQUIN PWR & UTILS CORP COM ISIN# CA0158571053 | P | 2019-11-05 | 2020-06-04 | $1,888 | $1,761 | $127 | $127 |
| STANDARD MOTOR PRODS INC COM | P | 2019-11-05 | 2020-06-03 | $1,622 | $2,055 | -$433 | -$433 |
| STANDARD MOTOR PRODS INC COM | P | 2019-11-05 | 2020-05-22 | $854 | $1,190 | -$336 | -$336 |
| U S PHYSICAL THERAPY COM | P | 2019-11-05 | 2020-05-20 | $1,059 | $2,065 | -$1,006 | -$1,006 |
| CANTEL MED CORP COM | P | 2020-05-01 | 2020-05-20 | $71 | $147 | -$76 | -$76 |
| CANTEL MED CORP COM | P | 2020-05-01 | 2020-05-20 | $886 | $1,853 | -$967 | -$967 |
| QUAKER CHEM CORP COM | P | 2019-11-05 | 2020-05-18 | $1,549 | $1,440 | $109 | $109 |
| CANTEL MED CORP COM | P | 2019-11-05 | 2020-05-15 | $1,347 | $2,946 | -$1,599 | -$1,599 |
| CANTEL MED CORP COM | P | 2019-11-06 | 2020-05-15 | $842 | $1,853 | -$1,011 | -$1,011 |
| U S PHYSICAL THERAPY COM | P | 2019-11-05 | 2020-05-07 | $1,401 | $2,950 | -$1,549 | -$1,549 |
| STANDARD MOTOR PRODS INC COM | P | 2019-11-05 | 2020-05-07 | $2,229 | $3,083 | -$854 | -$854 |
| COGENT COMMUNICATIONS HLDGS INC COM NEW | P | 2019-11-05 | 2020-04-27 | $1,610 | $1,034 | $576 | $576 |
| BADGER METER INC COM | P | 2019-11-05 | 2020-04-27 | $2,796 | $2,817 | -$21 | -$21 |
| QTS RLTY TR INC COM CL A | P | 2019-11-05 | 2020-04-24 | $3,373 | $2,854 | $519 | $519 |
| COMFORT SYS USA INC COM | P | 2019-11-05 | 2020-04-23 | $5,496 | $9,134 | -$3,638 | -$3,638 |
| NEWMARK GROUP INC CL A | P | 2020-02-26 | 2020-04-07 | $437 | $1,288 | -$851 | -$851 |
| NEWMARK GROUP INC CL A | P | 2020-02-14 | 2020-04-07 | $798 | $2,511 | -$1,713 | -$1,713 |
| NEWMARK GROUP INC CL A | P | 2020-02-21 | 2020-04-07 | $823 | $2,647 | -$1,824 | -$1,824 |
| SYNNEX CORP COM | P | 2019-11-05 | 2020-03-30 | $6,568 | $11,069 | -$4,501 | -$4,501 |
| POOL CORP COM | P | 2019-11-05 | 2020-03-24 | $3,089 | $3,443 | -$354 | -$354 |
| PARSLEY ENERGY INC CL A | P | 2019-11-05 | 2020-03-24 | $1,653 | $5,200 | -$3,547 | -$3,547 |
| PARSLEY ENERGY INC CL A | P | 2019-11-06 | 2020-03-24 | $939 | $2,963 | -$2,024 | -$2,024 |
| BLOOMIN BRANDS INC COM | P | 2019-11-05 | 2020-03-23 | $2,523 | $9,691 | -$7,168 | -$7,168 |
| RYMAN HOSPITALITY PPTYS INC COM | P | 2019-11-05 | 2020-03-19 | $2,265 | $9,733 | -$7,468 | -$7,468 |
| DELEK US HLDGS INC NEW COM | P | 2019-11-05 | 2020-03-16 | $2,593 | $9,922 | -$7,329 | -$7,329 |
| CABLE ONE INC COM | P | 2019-11-05 | 2020-02-21 | $7,038 | $5,283 | $1,755 | $1,755 |
| CABLE ONE INC COM | P | 2019-11-05 | 2020-02-18 | $9,003 | $6,604 | $2,399 | $2,399 |
| LOGMEIN INC COM | P | 2019-11-05 | 2020-02-06 | $10,350 | $8,344 | $2,006 | $2,006 |
| HEALTHCARE SVCS GROUP INC COM | P | 2019-11-05 | 2019-12-12 | $5,308 | $5,354 | -$46 | -$46 |
| PENNANT GROUP INC COM | P | 2019-11-05 | 2019-11-13 | $2,237 | $2,508 | -$271 | -$271 |
| SYNNEX CORP COM | P | 2019-11-05 | 2019-11-11 | $1,539 | $1,581 | -$42 | -$42 |
| COHEN & STEERS INC COM | P | 2019-11-05 | 2019-11-11 | $985 | $1,004 | -$19 | -$19 |
| CASEYS GEN STORES INC | P | 2019-11-05 | 2019-11-11 | $1,171 | $1,216 | -$45 | -$45 |
| ALGONQUIN PWR & UTILS CORP COM ISIN# CA0158571053 | P | 2019-11-05 | 2019-11-11 | $1,356 | $1,345 | $11 | $11 |
| WHITING PETE CORP COM NEW | P | 2019-07-15 | 2019-11-05 | $2,834 | $5,884 | -$3,050 | -$3,050 |
| WEIS MARKETS INC | P | 2019-03-19 | 2019-11-05 | $3,233 | $3,268 | -$35 | -$35 |
| TWIN DISC INC | P | 2019-05-23 | 2019-11-05 | $1,711 | $2,175 | -$464 | -$464 |
| TEXAS CAP BANCSHARES INC COM DELAWARE | P | 2019-02-12 | 2019-11-05 | $5,690 | $5,780 | -$90 | -$90 |
| STURM RUGER & CO INC | P | 2019-03-20 | 2019-11-05 | $3,959 | $4,385 | -$426 | -$426 |
| RPC INC COM | P | 2019-05-23 | 2019-11-05 | $1,126 | $2,032 | -$906 | -$906 |
| RPC INC COM | P | 2019-02-20 | 2019-11-05 | $3,635 | $8,979 | -$5,344 | -$5,344 |
| NATIONAL HEALTHCARE CORP COM | P | 2019-01-25 | 2019-11-05 | $5,553 | $5,148 | $405 | $405 |
| MARTEN TRANS LTD | P | 2019-05-23 | 2019-11-05 | $2,605 | $2,199 | $406 | $406 |
| UNIT CORP INC COM | P | 2018-08-23 | 2019-08-13 | $475 | $5,051 | -$4,576 | -$4,576 |
| CACI INTL INC CL A | P | 2020-03-13 | 2020-06-26 | $3,259 | $2,912 | $347 | $347 |
| SYNCHRONY FINL COM | P | 2020-06-08 | 2020-06-10 | $735 | $804 | -$69 | -$69 |
| PVH CORP COM | P | 2020-06-08 | 2020-06-10 | $719 | $815 | -$96 | -$96 |
| FORTUNE BRANDS HOMES & SEC INC COM | P | 2020-06-08 | 2020-06-10 | $308 | $325 | -$17 | -$17 |
| CITIZENS FINL GROUP INC COM | P | 2020-06-08 | 2020-06-10 | $728 | $781 | -$53 | -$53 |
| NOVOCURE LIMITED SHS ISIN#JE00BYSS4X48 | P | 2020-01-21 | 2020-06-09 | $479 | $671 | -$192 | -$192 |
| ZENDESK INC COM | P | 2020-02-25 | 2020-06-09 | $511 | $490 | $21 | $21 |
| WESTERN ALLIANCE BANCORPORATION COM | P | 2019-10-25 | 2020-06-09 | $669 | $742 | -$73 | -$73 |
| UNIVERSAL DISPLAY CORP COM | P | 2020-03-11 | 2020-06-09 | $659 | $620 | $39 | $39 |
| TELEDYNE TECHNOLOGIES INC COM | P | 2019-11-20 | 2020-06-09 | $367 | $348 | $19 | $19 |
| SEAWORLD ENTMT INC COM | P | 2019-08-19 | 2020-06-09 | $533 | $870 | -$337 | -$337 |
| PERFORMANCE FOOD GROUP CO COM | P | 2020-04-09 | 2020-06-09 | $362 | $365 | -$3 | -$3 |
| PAYCOM SOFTWARE INC COM | P | 2019-08-16 | 2020-06-09 | $990 | $726 | $264 | $264 |
| OKTA INC CL A | P | 2020-02-25 | 2020-06-09 | $1,097 | $735 | $362 | $362 |
| NEW YORK TIMES CO CL A | P | 2019-07-12 | 2020-06-09 | $856 | $741 | $115 | $115 |
| MAXIM INTEGRATED PRODUCTS INC | P | 2019-08-16 | 2020-06-09 | $790 | $703 | $87 | $87 |
| INSPERITY INC COM | P | 2019-07-22 | 2020-06-09 | $421 | $958 | -$537 | -$537 |
| IRHYTHM TECHNOLOGIES INC COM | P | 2020-01-21 | 2020-06-09 | $820 | $572 | $248 | $248 |
| HYATT HOTELS CORP COM CL A | P | 2020-04-22 | 2020-06-09 | $505 | $428 | $77 | $77 |
| HEICO CORP NEW CL A | P | 2020-02-25 | 2020-06-09 | $487 | $445 | $42 | $42 |
| GUARDANT HEALTH INC COM | P | 2020-03-12 | 2020-06-09 | $489 | $403 | $86 | $86 |
| GODADDY INC CL A | P | 2020-04-23 | 2020-06-09 | $664 | $535 | $129 | $129 |
| GENERAC HLDGS INC COM | P | 2020-04-15 | 2020-06-09 | $340 | $292 | $48 | $48 |
| EXACT SCIENCES CORP COM | P | 2020-04-16 | 2020-06-09 | $546 | $430 | $116 | $116 |
| EVERBRIDGE INC COM | P | 2020-03-10 | 2020-06-09 | $644 | $558 | $86 | $86 |
| DICKS SPORTING GOODS INC COM | P | 2020-04-23 | 2020-06-09 | $481 | $312 | $169 | $169 |
| COGENT COMMUNICATIONS HLDGS INC COM NEW | P | 2020-03-19 | 2020-06-09 | $231 | $244 | -$13 | -$13 |
| CARDINAL HEALTH INC COM | P | 2020-04-06 | 2020-06-09 | $575 | $495 | $80 | $80 |
| CACI INTL INC CL A | P | 2020-03-13 | 2020-06-09 | $513 | $388 | $125 | $125 |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC DEL COM | P | 2020-03-03 | 2020-06-09 | $522 | $628 | -$106 | -$106 |
| BLACKLINE INC COM | P | 2020-03-12 | 2020-06-09 | $385 | $282 | $103 | $103 |
| BIOMARIN PHARMACEUTICAL INC COM | P | 2020-01-21 | 2020-06-09 | $1,065 | $877 | $188 | $188 |
| BAUSCH HEALTH COS INC COM ISIN# CA0717341071 | P | 2019-12-06 | 2020-06-09 | $535 | $782 | -$247 | -$247 |
| BAUSCH HEALTH COS INC COM ISIN# CA0717341071 | P | 2020-01-21 | 2020-06-09 | $297 | $447 | -$150 | -$150 |
| ATRICURE INC COM | P | 2020-05-26 | 2020-06-09 | $344 | $347 | -$3 | -$3 |
| ARGENX SE SPONS ADS ISIN# US04016X1019 | P | 2019-12-06 | 2020-06-09 | $464 | $297 | $167 | $167 |
| AIMMUNE THERAPEUTICS INC COM | P | 2019-10-16 | 2020-06-09 | $502 | $683 | -$181 | -$181 |
| PORTOLA PHARMACEUTICALS INC COM | P | 2019-08-14 | 2020-05-21 | $820 | $1,416 | -$596 | -$596 |
| SERVICE CORP INTL | P | 2020-03-12 | 2020-05-18 | $2,822 | $3,269 | -$447 | -$447 |
| TELADOC HEALTH INC COM | P | 2019-05-02 | 2020-04-13 | $5,989 | $2,210 | $3,779 | $3,779 |
| WOODWARD INC COM | P | 2020-01-14 | 2020-04-06 | $2,846 | $5,998 | -$3,152 | -$3,152 |
| INPHI CORP COM | P | 2020-01-30 | 2020-03-31 | $4,330 | $4,193 | $137 | $137 |
| NOVOCURE LIMITED SHS ISIN#JE00BYSS4X48 | P | 2020-01-21 | 2020-01-31 | $971 | $1,151 | -$180 | -$180 |
| ZYNGA INC CL A | P | 2019-05-24 | 2020-01-31 | $1,279 | $1,289 | -$10 | -$10 |
| WOODWARD INC COM | P | 2020-01-14 | 2020-01-31 | $1,041 | $1,125 | -$84 | -$84 |
| WESTERN ALLIANCE BANCORPORATION COM | P | 2019-10-25 | 2020-01-31 | $222 | $198 | $24 | $24 |
| VERACYTE INC COM | P | 2019-06-03 | 2020-01-31 | $759 | $642 | $117 | $117 |
| TELEDYNE TECHNOLOGIES INC COM | P | 2019-11-20 | 2020-01-31 | $1,101 | $1,043 | $58 | $58 |
| SMITH A O CORP COMMON | P | 2019-02-25 | 2020-01-31 | $1,156 | $1,447 | -$291 | -$291 |
| SEMTECH CORP | P | 2019-03-18 | 2020-01-31 | $1,077 | $1,204 | -$127 | -$127 |
| SEAWORLD ENTMT INC COM | P | 2019-08-19 | 2020-01-31 | $1,493 | $1,385 | $108 | $108 |
| PORTOLA PHARMACEUTICALS INC COM | P | 2019-08-14 | 2020-01-31 | $868 | $2,063 | -$1,195 | -$1,195 |
| PAYCOM SOFTWARE INC COM | P | 2019-08-16 | 2020-01-31 | $1,593 | $1,210 | $383 | $383 |
| NEW YORK TIMES CO CL A | P | 2019-07-12 | 2020-01-31 | $1,544 | $1,695 | -$151 | -$151 |
| MOLINA HEALTHCARE INC COM | P | 2019-03-13 | 2020-01-31 | $1,366 | $1,555 | -$189 | -$189 |
| MAXIM INTEGRATED PRODUCTS INC | P | 2019-08-16 | 2020-01-31 | $1,578 | $1,407 | $171 | $171 |
| INSPERITY INC COM | P | 2019-07-22 | 2020-01-31 | $878 | $1,368 | -$490 | -$490 |
| INPHI CORP COM | P | 2020-01-30 | 2020-01-31 | $686 | $699 | -$13 | -$13 |
| IMMUNOMEDICS INC COM | P | 2019-03-29 | 2020-01-31 | $1,996 | $2,012 | -$16 | -$16 |
| IRHYTHM TECHNOLOGIES INC COM | P | 2020-01-21 | 2020-01-31 | $1,286 | $1,227 | $59 | $59 |
| FIBROGEN INC COM | P | 2019-02-04 | 2020-01-31 | $1,092 | $1,461 | -$369 | -$369 |
| EXELIXIS INC COM | P | 2019-02-05 | 2020-01-31 | $878 | $1,166 | -$288 | -$288 |
| EXELIXIS INC COM | P | 2019-04-02 | 2020-01-31 | $965 | $1,372 | -$407 | -$407 |
| ETSY INC COM | P | 2019-07-22 | 2020-01-31 | $1,175 | $1,598 | -$423 | -$423 |
| COGNEX CORP | P | 2019-02-25 | 2020-01-31 | $1,329 | $1,383 | -$54 | -$54 |
| BIOMARIN PHARMACEUTICAL INC COM | P | 2020-01-21 | 2020-01-31 | $1,724 | $1,841 | -$117 | -$117 |
| BAUSCH HEALTH COS INC COM ISIN# CA0717341071 | P | 2020-01-21 | 2020-01-31 | $1,529 | $1,637 | -$108 | -$108 |
| ARROWHEAD PHARMACEUTICALS INC COM | P | 2019-04-02 | 2020-01-31 | $2,181 | $971 | $1,210 | $1,210 |
| ARGENX SE SPONS ADS ISIN# US04016X1019 | P | 2019-12-06 | 2020-01-31 | $724 | $742 | -$18 | -$18 |
| AIMMUNE THERAPEUTICS INC COM | P | 2019-10-16 | 2020-01-31 | $1,943 | $1,593 | $350 | $350 |
| SAGE THERAPEUTICS INC COM | P | 2019-02-04 | 2020-01-21 | $1,110 | $2,197 | -$1,087 | -$1,087 |
| EXACT SCIENCES CORP COM | P | 2019-11-12 | 2020-01-21 | $2,251 | $2,142 | $109 | $109 |
| NUTANIX INC COM | P | 2019-07-22 | 2019-12-24 | $3,017 | $2,354 | $663 | $663 |
| NEW RELIC INC COM | P | 2018-12-26 | 2019-12-23 | $3,795 | $4,249 | -$454 | -$454 |
| NEW RELIC INC COM | P | 2019-03-06 | 2019-12-23 | $2,168 | $3,214 | -$1,046 | -$1,046 |
| WRIGHT MED GROUP N V ORDINARY SHS PAR VALUE EUR 0.03 PER SHARE ISIN#NL001132 | P | 2019-08-08 | 2019-12-06 | $4,148 | $3,048 | $1,100 | $1,100 |
| WRIGHT MED GROUP N V ORDINARY SHS PAR VALUE EUR 0.03 PER SHARE ISIN#NL001132 | P | 2018-12-12 | 2019-12-06 | $1,985 | $1,889 | $96 | $96 |
| VEEVA SYS INC CL A COM | P | 2019-04-02 | 2019-11-20 | $1,076 | $892 | $184 | $184 |
| KAR AUCTION SVCS INC COM | P | 2019-03-06 | 2019-11-20 | $2,154 | $1,882 | $272 | $272 |
| GENOMIC HEALTH INC COM C/A EFF 11/11/19 1 OLD / 0.45043 NEW CU 30063P105 EXA | P | 2019-02-05 | 2019-11-12 | $3,812 | $4,707 | -$895 | -$895 |
| EXACT SCIENCES CORP COM | P | 2019-11-12 | 2019-11-12 | $46 | $47 | -$1 | -$1 |
| WELLCARE HEALTH PLANS INC | P | 2019-03-13 | 2019-07-22 | $4,014 | $3,381 | $633 | $633 |
| WELLCARE HEALTH PLANS INC | P | 2018-09-28 | 2019-07-22 | $8,601 | $9,614 | -$1,013 | -$1,013 |
| WEIBO CORP SPONS ADR ISIN#US9485961018 | P | 2019-02-22 | 2019-07-22 | $4,530 | $7,859 | -$3,329 | -$3,329 |
| FERRARI N V SHS ISIN#NL0011585146 | P | 2020-05-07 | 2020-06-09 | $2,610 | $2,354 | $256 | $256 |
| ASML HLDG N V N Y REGISTRY SHS NEW 2012 | P | 2020-05-07 | 2020-06-09 | $3,842 | $3,295 | $547 | $547 |
| STERIS PLC REGISTERED SHS ISIN#IE00BFY8C754 | P | 2020-04-16 | 2020-06-09 | $2,103 | $2,008 | $95 | $95 |
| ICON PLC LTD SHS ISIN#IE0005711209 | P | 2020-05-07 | 2020-06-09 | $799 | $780 | $19 | $19 |
| ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 | P | 2020-05-07 | 2020-06-09 | $2,287 | $2,056 | $231 | $231 |
| TENCENT HLDGS LTD ADR ISIN#US88032Q1094 | P | 2020-05-07 | 2020-06-09 | $5,304 | $5,009 | $295 | $295 |
| TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003 | P | 2020-05-07 | 2020-06-09 | $5,350 | $4,982 | $368 | $368 |
| SMITH & NEPHEW P L C SPONSORED ADR NEW | P | 2019-09-26 | 2020-06-09 | $2,292 | $2,623 | -$331 | -$331 |
| SIKA AG ADR ISIN#US82674R1032 | P | 2020-01-10 | 2020-06-09 | $2,861 | $2,878 | -$17 | -$17 |
| SHOPIFY INC CL A ISIN#CA82509L1076 | P | 2020-05-07 | 2020-06-09 | $6,726 | $6,582 | $144 | $144 |
| RESMED INC COM | P | 2020-05-07 | 2020-06-09 | $3,889 | $3,867 | $22 | $22 |
| NESTLE SA SPONSORED ADR REPSTG REG SHS ISIN#US6410694060 | P | 2020-05-07 | 2020-06-09 | $4,212 | $4,039 | $173 | $173 |
| METTLER-TOLEDO INTL INC COM | P | 2020-05-07 | 2020-06-09 | $816 | $738 | $78 | $78 |
| MERCADOLIBRE INC COM | P | 2020-02-21 | 2020-06-09 | $867 | $737 | $130 | $130 |
| MERCADOLIBRE INC COM | P | 2020-05-07 | 2020-06-09 | $4,337 | $3,778 | $559 | $559 |
| LULULEMON ATHLETICA INC COM | P | 2020-03-04 | 2020-06-09 | $6,010 | $4,352 | $1,658 | $1,658 |
| LVMH MOET HENNESSY LOUIS VUITTON ADR | P | 2020-05-07 | 2020-06-09 | $3,233 | $2,708 | $525 | $525 |
| HDFC BK LTD ADR REPSTG 3 SHS | P | 2020-05-07 | 2020-06-09 | $1,008 | $953 | $55 | $55 |
| EXPERIAN PLC SPON ADR | P | 2020-05-07 | 2020-06-09 | $2,467 | $2,258 | $209 | $209 |
| DSV PANALPINA A/S ADR ISIN#US26251A1088 | P | 2020-05-07 | 2020-06-09 | $5,348 | $4,780 | $568 | $568 |
| CANADIAN PAC RY LTD COM ISIN#CA13645T1003 | P | 2020-05-07 | 2020-06-09 | $4,226 | $3,605 | $621 | $621 |
| CSL LTD SPONSORED ADR ISIN#US12637N2045 | P | 2020-05-07 | 2020-06-09 | $3,295 | $3,418 | -$123 | -$123 |
| ATLAS COPCO AB SPON ADR NEW REPSTG ISIN#US0492557063 COM SER A | P | 2020-05-07 | 2020-06-09 | $2,640 | $2,210 | $430 | $430 |
| AIA GROUP LTD SPONSORED ADR ISIN#US0013172053 | P | 2020-05-07 | 2020-06-09 | $5,564 | $5,132 | $432 | $432 |
| ASML HLDG N V N Y REGISTRY SHS NEW 2012 | P | 2019-02-19 | 2020-02-03 | $4,898 | $3,103 | $1,795 | $1,795 |
| ALCON SA ACT NOM ISIN#CH0432492467 | P | 2019-05-03 | 2020-02-03 | $3,091 | $3,046 | $45 | $45 |
| SMITH & NEPHEW P L C SPONSORED ADR NEW | P | 2019-09-26 | 2020-02-03 | $2,152 | $2,186 | -$34 | -$34 |
| SIKA AG ADR ISIN#US82674R1032 | P | 2020-01-10 | 2020-02-03 | $2,308 | $2,313 | -$5 | -$5 |
| LULULEMON ATHLETICA INC COM | P | 2019-11-27 | 2020-02-03 | $2,964 | $2,724 | $240 | $240 |
| UBISOFT ENTMT SA ADR ISIN#US90348R1023 | P | 2019-05-16 | 2019-12-09 | $18,971 | $24,810 | -$5,839 | -$5,839 |
| METTLER-TOLEDO INTL INC COM | P | 2018-09-17 | 2019-08-28 | $11,008 | $10,359 | $649 | $649 |
| ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 | P | 2020-05-07 | 2020-06-09 | $3,106 | $2,772 | $334 | $334 |
| ZOETIS INC CL A | P | 2020-05-07 | 2020-06-09 | $2,804 | $2,482 | $322 | $322 |
| TEXAS INSTRUMENTS INC | P | 2020-05-07 | 2020-06-09 | $4,586 | $3,966 | $620 | $620 |
| STARBUCKS CORP COM | P | 2020-05-07 | 2020-06-09 | $2,905 | $2,599 | $306 | $306 |
| SHERWIN WILLIAMS CO COM | P | 2020-05-07 | 2020-06-09 | $3,501 | $3,176 | $325 | $325 |
| ROPER TECHNOLOGIES INC COM | P | 2020-05-18 | 2020-06-09 | $3,221 | $2,961 | $260 | $260 |
| NIKE INC CL B | P | 2020-05-07 | 2020-06-09 | $3,607 | $3,116 | $491 | $491 |
| MASTERCARD INC CL A COM | P | 2020-02-27 | 2020-06-09 | $3,111 | $2,926 | $185 | $185 |
| LOWES COS INC COM | P | 2020-05-07 | 2020-06-09 | $3,259 | $2,794 | $465 | $465 |
| FACTSET RESH SYS INC COM | P | 2020-05-07 | 2020-06-09 | $1,499 | $1,368 | $131 | $131 |
| CANADIAN NATL RY CO COM ISIN#CA1363751027 | P | 2020-05-07 | 2020-06-09 | $2,733 | $2,416 | $317 | $317 |
| AUTOMATIC DATA PROCESSING INC COM | P | 2020-05-07 | 2020-06-09 | $1,580 | $1,476 | $104 | $104 |
| AMERICAN TOWER CORP NEW COM | P | 2020-05-07 | 2020-06-09 | $3,974 | $3,556 | $418 | $418 |
| ABBVIE INC COM | P | 2019-10-21 | 2020-06-09 | $482 | $385 | $97 | $97 |
| ABBVIE INC COM | P | 2020-05-07 | 2020-06-09 | $1,929 | $1,711 | $218 | $218 |
| ABBVIE INC COM | P | 2019-10-21 | 2020-04-09 | $3,179 | $3,082 | $97 | $97 |
| KEYCORP NEW COM | P | 2019-04-05 | 2020-03-13 | $4,838 | $6,791 | -$1,953 | -$1,953 |
| CDW CORP COM | P | 2019-04-15 | 2020-01-30 | $7,978 | $6,474 | $1,504 | $1,504 |
| ABBVIE INC COM | P | 2019-10-21 | 2020-01-30 | $4,485 | $4,237 | $248 | $248 |
| FEDEX CORP COM | P | 2019-03-29 | 2019-10-21 | $9,219 | $10,874 | -$1,655 | -$1,655 |
| NIKE INC CL B | P | 2020-05-07 | 2020-06-12 | $380 | $356 | $24 | $24 |
| ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 | P | 2020-05-07 | 2020-06-09 | $4,368 | $3,889 | $479 | $479 |
| ZOETIS INC CL A | P | 2020-05-07 | 2020-06-09 | $3,370 | $2,983 | $387 | $387 |
| VISA INC COM CL A | P | 2020-05-07 | 2020-06-09 | $5,404 | $4,983 | $421 | $421 |
| STARBUCKS CORP COM | P | 2020-05-07 | 2020-06-09 | $2,075 | $1,863 | $212 | $212 |
| SERVICENOW INC COM | P | 2020-05-07 | 2020-06-09 | $4,357 | $4,097 | $260 | $260 |
| SALESFORCE.COM INC COM STOCK | P | 2020-01-09 | 2020-06-09 | $3,867 | $3,950 | -$83 | -$83 |
| REGENERON PHARMACEUTICALS INC | P | 2020-05-07 | 2020-06-09 | $3,047 | $2,826 | $221 | $221 |
| PAYPAL HLDGS INC COM | P | 2020-05-07 | 2020-06-09 | $4,267 | $3,941 | $326 | $326 |
| NIKE INC CL B | P | 2020-05-07 | 2020-06-09 | $2,894 | $2,495 | $399 | $399 |
| MICROSOFT CORP COM | P | 2020-05-07 | 2020-06-09 | $10,254 | $9,897 | $357 | $357 |
| MASTERCARD INC CL A COM | P | 2020-05-07 | 2020-06-09 | $5,312 | $4,780 | $532 | $532 |
| MSCI INC COM | P | 2020-05-07 | 2020-06-09 | $2,330 | $2,359 | -$29 | -$29 |
| GARTNER INC COM | P | 2020-05-07 | 2020-06-09 | $2,384 | $2,274 | $110 | $110 |
| FACEBOOK INC CL A | P | 2020-03-20 | 2020-06-09 | $957 | $625 | $332 | $332 |
| FACEBOOK INC CL A | P | 2020-05-07 | 2020-06-09 | $7,657 | $6,715 | $942 | $942 |
| DOLLAR GEN CORP NEW COM | P | 2020-05-07 | 2020-06-09 | $3,171 | $2,964 | $207 | $207 |
| AUTOMATIC DATA PROCESSING INC COM | P | 2020-05-07 | 2020-06-09 | $2,700 | $2,513 | $187 | $187 |
| AUTODESK INC COM | P | 2020-06-01 | 2020-06-09 | $4,441 | $4,197 | $244 | $244 |
| ALPHABET INC CL A | P | 2020-05-07 | 2020-06-09 | $2,916 | $2,720 | $196 | $196 |
| ALPHABET INC CAP STK CL C | P | 2020-05-07 | 2020-06-09 | $5,833 | $5,448 | $385 | $385 |
| ADOBE SYS INC COM | P | 2020-05-07 | 2020-06-09 | $6,815 | $6,235 | $580 | $580 |
| ABBOTT LABS COM | P | 2020-01-16 | 2020-06-09 | $547 | $526 | $21 | $21 |
| ABBOTT LABS COM | P | 2020-05-07 | 2020-06-09 | $4,742 | $4,821 | -$79 | -$79 |
| SERVICENOW INC COM | P | 2020-01-22 | 2020-01-30 | $3,411 | $3,146 | $265 | $265 |
| SALESFORCE.COM INC COM STOCK | P | 2020-01-09 | 2020-01-30 | $3,702 | $3,591 | $111 | $111 |
| PAYPAL HLDGS INC COM | P | 2019-02-28 | 2020-01-30 | $3,262 | $2,744 | $518 | $518 |
| MASTERCARD INC CL A COM | P | 2019-04-16 | 2020-01-30 | $6,775 | $5,040 | $1,735 | $1,735 |
| MSCI INC COM | P | 2019-08-14 | 2020-01-30 | $2,041 | $1,543 | $498 | $498 |
| FACEBOOK INC CL A | P | 2019-06-04 | 2020-01-30 | $839 | $664 | $175 | $175 |
| ALPHABET INC CAP STK CL C | P | 2019-06-04 | 2020-01-30 | $7,252 | $5,245 | $2,007 | $2,007 |
| ALIGN TECHNOLOGY INC COM | P | 2019-03-04 | 2020-01-30 | $2,618 | $2,556 | $62 | $62 |
| ABBOTT LABS COM | P | 2020-01-16 | 2020-01-30 | $3,369 | $3,334 | $35 | $35 |
| FACEBOOK INC CL A | P | 2019-06-04 | 2019-11-08 | $8,968 | $7,803 | $1,165 | $1,165 |
| FIAT CHRYSLER AUTOMOBILES N V SHS ISIN#NL0010877643 | P | 2020-04-30 | 2020-05-04 | $239 | $404 | -$165 | -$165 |
| FIAT CHRYSLER AUTOMOBILES N V SHS ISIN#NL0010877643 | P | 2020-04-30 | 2020-05-04 | $725 | $1,375 | -$650 | -$650 |
| FIAT CHRYSLER AUTOMOBILES N V SHS ISIN#NL0010877643 | P | 2019-05-22 | 2020-05-04 | $1,137 | $1,817 | -$680 | -$680 |
| FIAT CHRYSLER AUTOMOBILES N V SHS ISIN#NL0010877643 | P | 2020-01-29 | 2020-05-04 | $2,167 | $3,489 | -$1,322 | -$1,322 |
| FIAT CHRYSLER AUTOMOBILES N V SHS ISIN#NL0010877643 | P | 2019-11-26 | 2020-05-04 | $725 | $1,316 | -$591 | -$591 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-05-22 | 2020-05-04 | $2,273 | $2,186 | $87 | $87 |
| WIPRO LTD SPON ADR REPSTG 1 SH ISIN#US97651M1099 | P | 2020-04-30 | 2020-05-04 | $2,655 | $2,766 | -$111 | -$111 |
| WESTROCK CO COM | P | 2019-07-23 | 2020-05-04 | $1,806 | $2,190 | -$384 | -$384 |
| WESTERN UN CO COM | P | 2019-08-20 | 2020-05-04 | $2,538 | $2,919 | -$381 | -$381 |
| WESTERN UN CO COM | P | 2019-09-26 | 2020-05-04 | $2,593 | $3,138 | -$545 | -$545 |
| WESTERN UN CO COM | P | 2019-10-22 | 2020-05-04 | $722 | $947 | -$225 | -$225 |
| WALGREENS BOOTS ALLIANCE INC COM | P | 2020-03-24 | 2020-05-04 | $252 | $265 | -$13 | -$13 |
| VORNADO RLTY TR COM | P | 2020-04-30 | 2020-05-04 | $1,239 | $2,201 | -$962 | -$962 |
| VORNADO RLTY TR COM | P | 2019-11-26 | 2020-05-04 | $1,399 | $2,247 | -$848 | -$848 |
| VORNADO RLTY TR COM | P | 2019-12-23 | 2020-05-04 | $2,039 | $3,414 | -$1,375 | -$1,375 |
| VIACOMCBS INC CL B | P | 2019-06-18 | 2020-05-04 | $436 | $1,366 | -$930 | -$930 |
| VALERO ENERGY CORP NEW COM | P | 2020-04-03 | 2020-05-04 | $1,042 | $687 | $355 | $355 |
| VALERO ENERGY CORP NEW COM | P | 2019-12-23 | 2020-05-04 | $1,287 | $1,986 | -$699 | -$699 |
| TRAVELERS COS INC COM | P | 2020-04-30 | 2020-05-04 | $2,498 | $2,674 | -$176 | -$176 |
| TOTAL S A SPONSORED ADR | P | 2020-03-24 | 2020-05-04 | $230 | $224 | $6 | $6 |
| TOTAL S A SPONSORED ADR | P | 2020-04-03 | 2020-05-04 | $1,513 | $1,633 | -$120 | -$120 |
| TOTAL S A SPONSORED ADR | P | 2020-01-29 | 2020-05-04 | $1,843 | $2,851 | -$1,008 | -$1,008 |
| SYNCHRONY FINL COM | P | 2020-04-03 | 2020-05-04 | $2,407 | $1,729 | $678 | $678 |
| SYNCHRONY FINL COM | P | 2019-08-20 | 2020-05-04 | $1,058 | $1,947 | -$889 | -$889 |
| SYNCHRONY FINL COM | P | 2019-06-18 | 2020-05-04 | $1,094 | $2,078 | -$984 | -$984 |
| SYNCHRONY FINL COM | P | 2019-10-22 | 2020-05-04 | $547 | $1,048 | -$501 | -$501 |
| SYNCHRONY FINL COM | P | 2019-07-23 | 2020-05-04 | $547 | $1,079 | -$532 | -$532 |
| SYNCHRONY FINL COM | P | 2019-12-23 | 2020-05-04 | $1,331 | $2,669 | -$1,338 | -$1,338 |
| SUNCOR ENERGY INC NEW COM ISIN#CA8672241079 | P | 2020-03-24 | 2020-05-04 | $463 | $316 | $147 | $147 |
| SUNCOR ENERGY INC NEW COM ISIN#CA8672241079 | P | 2020-04-03 | 2020-05-04 | $810 | $782 | $28 | $28 |
| SUNCOR ENERGY INC NEW COM ISIN#CA8672241079 | P | 2020-04-30 | 2020-05-04 | $182 | $202 | -$20 | -$20 |
| SUNCOR ENERGY INC NEW COM ISIN#CA8672241079 | P | 2020-04-30 | 2020-05-04 | $695 | $1,296 | -$601 | -$601 |
| SUNCOR ENERGY INC NEW COM ISIN#CA8672241079 | P | 2020-02-25 | 2020-05-04 | $695 | $1,220 | -$525 | -$525 |
| STATE STR CORP COM | P | 2020-04-03 | 2020-05-04 | $2,623 | $2,297 | $326 | $326 |
| SOUTHWEST AIRLS CO COM | P | 2020-04-03 | 2020-05-04 | $1,462 | $1,618 | -$156 | -$156 |
| SOUTHWEST AIRLS CO COM | P | 2019-08-20 | 2020-05-04 | $1,137 | $2,101 | -$964 | -$964 |
| SOUTHWEST AIRLS CO COM | P | 2019-10-22 | 2020-05-04 | $866 | $1,695 | -$829 | -$829 |
| SOUTHWEST AIRLS CO COM | P | 2019-09-26 | 2020-05-04 | $1,326 | $2,678 | -$1,352 | -$1,352 |
| SONY CORP ADR AMERN SH NEW | P | 2020-03-24 | 2020-05-04 | $493 | $446 | $47 | $47 |
| SONY CORP ADR AMERN SH NEW | P | 2020-02-25 | 2020-05-04 | $985 | $1,017 | -$32 | -$32 |
| SONY CORP ADR AMERN SH NEW | P | 2020-01-29 | 2020-05-04 | $1,601 | $1,867 | -$266 | -$266 |
| REGENCY CTRS CORP COM | P | 2019-07-23 | 2020-05-04 | $1,397 | $2,298 | -$901 | -$901 |
| REGENCY CTRS CORP COM | P | 2019-05-22 | 2020-05-04 | $1,198 | $1,987 | -$789 | -$789 |
| REGENCY CTRS CORP COM | P | 2019-09-26 | 2020-05-04 | $958 | $1,634 | -$676 | -$676 |
| REGENCY CTRS CORP COM | P | 2019-06-18 | 2020-05-04 | $1,198 | $2,092 | -$894 | -$894 |
| PULTEGROUP INC COM | P | 2020-04-03 | 2020-05-04 | $1,325 | $900 | $425 | $425 |
| PULTEGROUP INC COM | P | 2019-09-26 | 2020-05-04 | $1,109 | $1,490 | -$381 | -$381 |
| PULTEGROUP INC COM | P | 2019-10-22 | 2020-05-04 | $2,083 | $3,002 | -$919 | -$919 |
| PULTEGROUP INC COM | P | 2019-11-26 | 2020-05-04 | $1,596 | $2,324 | -$728 | -$728 |
| PRUDENTIAL FINL INC COM | P | 2020-04-03 | 2020-05-04 | $2,095 | $1,640 | $455 | $455 |
| PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR | P | 2019-11-26 | 2020-05-04 | $1,228 | $2,817 | -$1,589 | -$1,589 |
| POSCO SPON ADR | P | 2020-04-03 | 2020-05-04 | $1,542 | $1,340 | $202 | $202 |
| POSCO SPON ADR | P | 2019-10-22 | 2020-05-04 | $1,004 | $1,341 | -$337 | -$337 |
| POSCO SPON ADR | P | 2019-11-26 | 2020-05-04 | $1,291 | $1,778 | -$487 | -$487 |
| OMNICOM GROUP INC COM | P | 2020-04-03 | 2020-05-04 | $588 | $552 | $36 | $36 |
| NUCOR CORP COM | P | 2020-04-03 | 2020-05-04 | $1,674 | $1,455 | $219 | $219 |
| NUCOR CORP COM | P | 2020-04-30 | 2020-05-04 | $571 | $583 | -$12 | -$12 |
| NIPPON TELEG & TELEPHONE CORP SPONSORED ADR ISIN# US6546241059 | P | 2019-05-22 | 2020-05-04 | $1,077 | $1,074 | $3 | $3 |
| NIPPON TELEG & TELEPHONE CORP SPONSORED ADR ISIN# US6546241059 | P | 2020-01-29 | 2020-05-04 | $718 | $825 | -$107 | -$107 |
| NETAPP INC COM | P | 2020-04-03 | 2020-05-04 | $1,567 | $1,475 | $92 | $92 |
| NETAPP INC COM | P | 2020-04-30 | 2020-05-04 | $1,848 | $2,022 | -$174 | -$174 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2019-05-22 | 2020-05-04 | $3,910 | $3,060 | $850 | $850 |
| MORGAN STANLEY COM NEW | P | 2020-04-03 | 2020-05-04 | $4,573 | $4,008 | $565 | $565 |
| MORGAN STANLEY COM NEW | P | 2020-04-30 | 2020-05-04 | $378 | $396 | -$18 | -$18 |
| MORGAN STANLEY COM NEW | P | 2020-04-30 | 2020-05-04 | $2,381 | $2,640 | -$259 | -$259 |
| MORGAN STANLEY COM NEW | P | 2019-08-20 | 2020-05-04 | $2,381 | $2,523 | -$142 | -$142 |
| MANULIFE FINL CORP COM ISIN#CA56501R1064 | P | 2020-04-03 | 2020-05-04 | $2,359 | $2,262 | $97 | $97 |
| MANULIFE FINL CORP COM ISIN#CA56501R1064 | P | 2019-10-22 | 2020-05-04 | $1,109 | $1,787 | -$678 | -$678 |
| LENNAR CORP CL A | P | 2020-04-03 | 2020-05-04 | $2,206 | $1,471 | $735 | $735 |
| LENNAR CORP CL A | P | 2020-04-30 | 2020-05-04 | $2,844 | $2,925 | -$81 | -$81 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2019-09-26 | 2020-05-04 | $804 | $822 | -$18 | -$18 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2020-01-29 | 2020-05-04 | $268 | $276 | -$8 | -$8 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2020-01-29 | 2020-05-04 | $1,072 | $1,118 | -$46 | -$46 |
| KB FINL GROUP INC SPONSORED ADR REPSTG 1 COM SH ISIN#US48241A1051 | P | 2020-04-30 | 2020-05-04 | $423 | $633 | -$210 | -$210 |
| KB FINL GROUP INC SPONSORED ADR REPSTG 1 COM SH ISIN#US48241A1051 | P | 2020-04-30 | 2020-05-04 | $1,876 | $2,913 | -$1,037 | -$1,037 |
| KB FINL GROUP INC SPONSORED ADR REPSTG 1 COM SH ISIN#US48241A1051 | P | 2019-09-26 | 2020-05-04 | $1,189 | $1,655 | -$466 | -$466 |
| KB FINL GROUP INC SPONSORED ADR REPSTG 1 COM SH ISIN#US48241A1051 | P | 2019-10-22 | 2020-05-04 | $1,057 | $1,499 | -$442 | -$442 |
| KB FINL GROUP INC SPONSORED ADR REPSTG 1 COM SH ISIN#US48241A1051 | P | 2019-07-23 | 2020-05-04 | $1,876 | $2,764 | -$888 | -$888 |
| JARDINE MATHESON HLDGS LTD ADR | P | 2020-04-30 | 2020-05-04 | $1,666 | $1,667 | -$1 | -$1 |
| INTERNATIONAL PAPER CO COM | P | 2019-06-18 | 2020-05-04 | $2,947 | $3,828 | -$881 | -$881 |
| INTERNATIONAL PAPER CO COM | P | 2019-07-23 | 2020-05-04 | $1,623 | $2,126 | -$503 | -$503 |
| INTERNATIONAL PAPER CO COM | P | 2019-05-22 | 2020-05-04 | $1,556 | $2,077 | -$521 | -$521 |
| HOST HOTELS & RESORTS INC COM | P | 2020-04-03 | 2020-05-04 | $889 | $723 | $166 | $166 |
| HOST HOTELS & RESORTS INC COM | P | 2020-01-29 | 2020-05-04 | $2,403 | $3,714 | -$1,311 | -$1,311 |
| HOST HOTELS & RESORTS INC COM | P | 2019-11-26 | 2020-05-04 | $1,108 | $1,754 | -$646 | -$646 |
| HOST HOTELS & RESORTS INC COM | P | 2019-12-23 | 2020-05-04 | $1,350 | $2,300 | -$950 | -$950 |
| HONDA MTR LTD ADR REPRESENTING 2 ORD SHS | P | 2019-05-22 | 2020-05-04 | $1,445 | $1,642 | -$197 | -$197 |
| HITACHI LTD ADR 10 COM NEW ISIN#US4335785071 | P | 2019-05-22 | 2020-05-04 | $57 | $67 | -$10 | -$10 |
| HEWLETT PACKARD ENTERPRISE CO COM | P | 2020-02-25 | 2020-05-04 | $1,295 | $1,879 | -$584 | -$584 |
| FUJITSU LTD ADR 5 COM | P | 2019-06-18 | 2020-05-04 | $1,801 | $1,339 | $462 | $462 |
| FUJITSU LTD ADR 5 COM | P | 2019-09-26 | 2020-05-04 | $4,310 | $3,737 | $573 | $573 |
| FUJIFILM HLDGS CORP ADR 2 ORD ISIN#US35958N1072 | P | 2020-03-24 | 2020-05-04 | $1,656 | $1,536 | $120 | $120 |
| FAIRFAX FINL HLDGS LTD SUB VTG ISIN#CA3039011026 | P | 2020-04-03 | 2020-05-04 | $993 | $1,082 | -$89 | -$89 |
| ECOPETROL S A SPONSORED ADS ISIN#US2791581091 | P | 2019-05-22 | 2020-05-04 | $1,031 | $1,936 | -$905 | -$905 |
| ECOPETROL S A SPONSORED ADS ISIN#US2791581091 | P | 2019-07-23 | 2020-05-04 | $589 | $1,130 | -$541 | -$541 |
| EASTMAN CHEM CO COM | P | 2020-04-03 | 2020-05-04 | $1,731 | $1,309 | $422 | $422 |
| EASTMAN CHEM CO COM | P | 2020-04-30 | 2020-05-04 | $895 | $1,135 | -$240 | -$240 |
| EASTMAN CHEM CO COM | P | 2019-08-20 | 2020-05-04 | $1,134 | $1,241 | -$107 | -$107 |
| EASTMAN CHEM CO COM | P | 2019-09-26 | 2020-05-04 | $2,566 | $3,115 | -$549 | -$549 |
| EASTMAN CHEM CO COM | P | 2019-10-22 | 2020-05-04 | $2,924 | $3,619 | -$695 | -$695 |
| CUMMINS INC | P | 2019-08-20 | 2020-05-04 | $4,455 | $4,273 | $182 | $182 |
| CUMMINS INC | P | 2019-09-26 | 2020-05-04 | $3,533 | $3,698 | -$165 | -$165 |
| CUMMINS INC | P | 2020-02-25 | 2020-05-04 | $2,458 | $2,584 | -$126 | -$126 |
| CUMMINS INC | P | 2020-01-29 | 2020-05-04 | $3,380 | $3,668 | -$288 | -$288 |
| CUMMINS INC | P | 2019-06-18 | 2020-05-04 | $1,690 | $1,841 | -$151 | -$151 |
| CUMMINS INC | P | 2019-07-23 | 2020-05-04 | $2,765 | $3,097 | -$332 | -$332 |
| CUMMINS INC | P | 2019-10-22 | 2020-05-04 | $3,687 | $4,141 | -$454 | -$454 |
| CUMMINS INC | P | 2019-12-23 | 2020-05-04 | $307 | $363 | -$56 | -$56 |
| CITIGROUP INC COM NEW ISIN#US1729674242 | P | 2020-04-03 | 2020-05-04 | $2,438 | $2,058 | $380 | $380 |
| CHINA UNICOM HONG KONG LTD ADR ISIN#US16945R1041 | P | 2020-04-30 | 2020-05-04 | $1,650 | $1,768 | -$118 | -$118 |
| CHINA TELECOM CORP LTD SPONSORED ADR REPSTG H SHS | P | 2020-04-03 | 2020-05-04 | $2,744 | $2,726 | $18 | $18 |
| CHINA TELECOM CORP LTD SPONSORED ADR REPSTG H SHS | P | 2020-04-30 | 2020-05-04 | $2,352 | $2,470 | -$118 | -$118 |
| CHINA MOBILE LTD SPON ADR S A ISIN#US16941M1099 | P | 2020-03-24 | 2020-05-04 | $1,618 | $1,553 | $65 | $65 |
| CHINA MOBILE LTD SPON ADR S A ISIN#US16941M1099 | P | 2020-01-29 | 2020-05-04 | $2,157 | $2,430 | -$273 | -$273 |
| CELANESE CORP DEL COM | P | 2019-07-23 | 2020-05-04 | $1,619 | $2,296 | -$677 | -$677 |
| CELANESE CORP DEL COM | P | 2019-08-20 | 2020-05-04 | $694 | $1,003 | -$309 | -$309 |
| CELANESE CORP DEL COM | P | 2019-10-22 | 2020-05-04 | $617 | $962 | -$345 | -$345 |
| CARDINAL HEALTH INC COM | P | 2020-03-24 | 2020-05-04 | $327 | $301 | $26 | $26 |
| CARDINAL HEALTH INC COM | P | 2019-08-20 | 2020-05-04 | $1,871 | $1,777 | $94 | $94 |
| CARDINAL HEALTH INC COM | P | 2020-04-03 | 2020-05-04 | $608 | $603 | $5 | $5 |
| CARDINAL HEALTH INC COM | P | 2019-09-26 | 2020-05-04 | $2,011 | $2,044 | -$33 | -$33 |
| CARDINAL HEALTH INC COM | P | 2020-04-30 | 2020-05-04 | $655 | $757 | -$102 | -$102 |
| CARDINAL HEALTH INC COM | P | 2019-10-22 | 2020-05-04 | $2,993 | $3,229 | -$236 | -$236 |
| CNOOC LTD SPONSORED ADR ISIN#US1261321095 | P | 2020-04-03 | 2020-05-04 | $528 | $555 | -$27 | -$27 |
| CNOOC LTD SPONSORED ADR ISIN#US1261321095 | P | 2020-02-25 | 2020-05-04 | $2,113 | $2,890 | -$777 | -$777 |
| CNOOC LTD SPONSORED ADR ISIN#US1261321095 | P | 2019-11-26 | 2020-05-04 | $2,219 | $3,201 | -$982 | -$982 |
| CNOOC LTD SPONSORED ADR ISIN#US1261321095 | P | 2020-01-29 | 2020-05-04 | $2,113 | $3,205 | -$1,092 | -$1,092 |
| CK HUTCHISON HLDGS LTD ADR ISIN#US12562Y1001 | P | 2020-04-30 | 2020-05-04 | $896 | $939 | -$43 | -$43 |
| BOSTON PPTYS INC COM | P | 2019-08-20 | 2020-05-04 | $1,697 | $2,434 | -$737 | -$737 |
| BOSTON PPTYS INC COM | P | 2019-09-26 | 2020-05-04 | $1,518 | $2,230 | -$712 | -$712 |
| BOSTON PPTYS INC COM | P | 2019-06-18 | 2020-05-04 | $1,697 | $2,624 | -$927 | -$927 |
| BOSTON PPTYS INC COM | P | 2020-01-29 | 2020-05-04 | $714 | $1,140 | -$426 | -$426 |
| AXA SA SPONS ADR ISIN#US0545361075 | P | 2020-04-30 | 2020-05-04 | $1,081 | $1,134 | -$53 | -$53 |
| ANGLO AMERN PLC SPONSORED ADR ISIN#US03485P3001 | P | 2020-04-03 | 2020-05-04 | $1,233 | $1,080 | $153 | $153 |
| ANGLO AMERN PLC SPONSORED ADR ISIN#US03485P3001 | P | 2019-08-20 | 2020-05-04 | $2,761 | $3,438 | -$677 | -$677 |
| ANGLO AMERN PLC SPONSORED ADR ISIN#US03485P3001 | P | 2019-09-26 | 2020-05-04 | $1,832 | $2,477 | -$645 | -$645 |
| ANGLO AMERN PLC SPONSORED ADR ISIN#US03485P3001 | P | 2019-05-22 | 2020-05-04 | $1,089 | $1,576 | -$487 | -$487 |
| ANGLO AMERN PLC SPONSORED ADR ISIN#US03485P3001 | P | 2019-10-22 | 2020-05-04 | $1,494 | $2,283 | -$789 | -$789 |
| AMERISOURCE BERGEN CORP COM | P | 2019-05-22 | 2020-05-04 | $2,591 | $2,420 | $171 | $171 |
| AMERISOURCE BERGEN CORP COM | P | 2019-09-26 | 2020-05-04 | $2,763 | $2,634 | $129 | $129 |
| AMERISOURCE BERGEN CORP COM | P | 2019-12-23 | 2020-05-04 | $2,245 | $2,214 | $31 | $31 |
| AMERISOURCE BERGEN CORP COM | P | 2019-10-22 | 2020-05-04 | $2,936 | $2,920 | $16 | $16 |
| AMERISOURCE BERGEN CORP COM | P | 2019-06-18 | 2020-05-04 | $1,554 | $1,550 | $4 | $4 |
| AMERISOURCE BERGEN CORP COM | P | 2019-08-20 | 2020-05-04 | $2,850 | $2,921 | -$71 | -$71 |
| AMERISOURCE BERGEN CORP COM | P | 2020-01-29 | 2020-05-04 | $2,159 | $2,256 | -$97 | -$97 |
| ALLY FINL INC COM | P | 2019-06-18 | 2020-05-04 | $1,396 | $2,740 | -$1,344 | -$1,344 |
| ALLIANZ SE ADR ISIN#US0188201000 | P | 2020-04-30 | 2020-05-04 | $607 | $804 | -$197 | -$197 |
| ALLIANZ SE ADR ISIN#US0188201000 | P | 2020-04-30 | 2020-05-04 | $1,643 | $2,280 | -$637 | -$637 |
| ALLIANZ SE ADR ISIN#US0188201000 | P | 2020-04-30 | 2020-05-04 | $339 | $479 | -$140 | -$140 |
| ALLIANZ SE ADR ISIN#US0188201000 | P | 2019-09-26 | 2020-05-04 | $607 | $781 | -$174 | -$174 |
| ALLIANZ SE ADR ISIN#US0188201000 | P | 2019-07-23 | 2020-05-04 | $1,643 | $2,217 | -$574 | -$574 |
| ALLIANZ SE ADR ISIN#US0188201000 | P | 2019-10-22 | 2020-05-04 | $339 | $467 | -$128 | -$128 |
| BANCO BILBAO VIZCAYA ARGENTARIA SA ISIN#US05946K1016 APONSORED ADR | P | 2019-08-20 | 2020-05-01 | $902 | $1,355 | -$453 | -$453 |
| BANCO BILBAO VIZCAYA ARGENTARIA SA ISIN#US05946K1016 APONSORED ADR | P | 2019-10-22 | 2020-05-01 | $434 | $758 | -$324 | -$324 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-05-22 | 2020-04-30 | $1,214 | $1,071 | $143 | $143 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-06-18 | 2020-04-30 | $1,163 | $1,036 | $127 | $127 |
| PUBLICIS S A NEW SPONS ADR ISIN#US74463M1062 | P | 2020-02-26 | 2020-04-30 | $1,209 | $1,677 | -$468 | -$468 |
| PUBLICIS S A NEW SPONS ADR ISIN#US74463M1062 | P | 2020-02-26 | 2020-04-30 | $801 | $1,232 | -$431 | -$431 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2019-05-22 | 2020-04-30 | $1,803 | $1,403 | $400 | $400 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2019-09-26 | 2020-04-30 | $798 | $708 | $90 | $90 |
| CUMMINS INC | P | 2019-12-23 | 2020-04-30 | $488 | $544 | -$56 | -$56 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2019-09-26 | 2020-04-30 | $1,496 | $2,379 | -$883 | -$883 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2019-11-26 | 2020-04-30 | $861 | $1,460 | -$599 | -$599 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2019-12-23 | 2020-04-30 | $1,899 | $3,368 | -$1,469 | -$1,469 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2019-10-22 | 2020-04-30 | $1,929 | $3,446 | -$1,517 | -$1,517 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-06-18 | 2020-04-03 | $1,252 | $1,216 | $36 | $36 |
| WPP PLC NEW ADR ISIN#US92937A1025 | P | 2019-08-20 | 2020-04-03 | $1,513 | $2,972 | -$1,459 | -$1,459 |
| WPP PLC NEW ADR ISIN#US92937A1025 | P | 2019-07-23 | 2020-04-03 | $1,455 | $2,890 | -$1,435 | -$1,435 |
| WPP PLC NEW ADR ISIN#US92937A1025 | P | 2019-10-22 | 2020-04-03 | $378 | $774 | -$396 | -$396 |
| WPP PLC NEW ADR ISIN#US92937A1025 | P | 2019-06-18 | 2020-04-03 | $1,018 | $2,163 | -$1,145 | -$1,145 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2019-09-26 | 2020-04-03 | $548 | $499 | $49 | $49 |
| LEAR CORP COM NEW | P | 2019-05-22 | 2020-04-03 | $1,070 | $1,945 | -$875 | -$875 |
| INTESA SANPAOLO S P A SPON ADR REPSTG ORD SHS | P | 2019-06-18 | 2020-04-03 | $1,052 | $1,523 | -$471 | -$471 |
| INTERNATIONAL CONS AIRLS GROUP SA SPONS ADR ISIN#US4593481082 | P | 2019-09-26 | 2020-04-03 | $767 | $1,809 | -$1,042 | -$1,042 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2020-02-25 | 2020-04-03 | $437 | $873 | -$436 | -$436 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2020-01-29 | 2020-04-03 | $714 | $1,478 | -$764 | -$764 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2019-11-26 | 2020-04-03 | $370 | $792 | -$422 | -$422 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2019-12-23 | 2020-04-03 | $1,680 | $3,752 | -$2,072 | -$2,072 |
| ENI SPA SPONSORED ADR | P | 2019-04-16 | 2020-02-25 | $644 | $870 | -$226 | -$226 |
| ALLIANZ SE ADR ISIN#US0188201000 | P | 2019-10-22 | 2020-02-25 | $1,020 | $1,080 | -$60 | -$60 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-03-20 | 2020-01-31 | $3,092 | $2,513 | $579 | $579 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-07-23 | 2020-01-31 | $2,520 | $2,083 | $437 | $437 |
| WESTROCK CO COM | P | 2019-07-23 | 2020-01-31 | $2,247 | $2,117 | $130 | $130 |
| WESTERN DIGITAL CORP COM | P | 2019-04-16 | 2020-01-31 | $330 | $271 | $59 | $59 |
| WESTERN DIGITAL CORP COM | P | 2019-07-23 | 2020-01-31 | $1,056 | $894 | $162 | $162 |
| WPP PLC NEW ADR ISIN#US92937A1025 | P | 2019-06-18 | 2020-01-31 | $1,182 | $1,174 | $8 | $8 |
| TEXTRON INC COM | P | 2019-02-13 | 2020-01-31 | $976 | $1,139 | -$163 | -$163 |
| REGENCY CTRS CORP COM | P | 2019-06-18 | 2020-01-31 | $434 | $488 | -$54 | -$54 |
| NIPPON TELEG & TELEPHONE CORP SPONSORED ADR ISIN# US6546241059 | P | 2020-01-29 | 2020-01-31 | $3,059 | $3,092 | -$33 | -$33 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2019-10-22 | 2020-01-31 | $960 | $900 | $60 | $60 |
| MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 | P | 2019-04-16 | 2020-01-31 | $2,437 | $2,629 | -$192 | -$192 |
| LEAR CORP COM NEW | P | 2019-02-13 | 2020-01-31 | $1,973 | $2,459 | -$486 | -$486 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2019-09-26 | 2020-01-31 | $320 | $324 | -$4 | -$4 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2019-10-22 | 2020-01-31 | $1,083 | $1,112 | -$29 | -$29 |
| KOHLS CORP COM | P | 2019-04-16 | 2020-01-31 | $1,001 | $1,614 | -$613 | -$613 |
| KB FINL GROUP INC SPONSORED ADR REPSTG 1 COM SH ISIN#US48241A1051 | P | 2019-07-23 | 2020-01-31 | $512 | $545 | -$33 | -$33 |
| HITACHI LTD ADR 10 COM NEW ISIN#US4335785071 | P | 2019-05-22 | 2020-01-31 | $2,574 | $2,263 | $311 | $311 |
| HITACHI LTD ADR 10 COM NEW ISIN#US4335785071 | P | 2019-07-23 | 2020-01-31 | $757 | $740 | $17 | $17 |
| EASTMAN CHEM CO COM | P | 2019-10-22 | 2020-01-31 | $849 | $886 | -$37 | -$37 |
| CARDINAL HEALTH INC COM | P | 2019-10-22 | 2020-01-31 | $412 | $404 | $8 | $8 |
| BEST BUY INC COM | P | 2019-08-20 | 2020-01-31 | $2,837 | $2,190 | $647 | $647 |
| BEST BUY INC COM | P | 2019-09-26 | 2020-01-31 | $1,031 | $800 | $231 | $231 |
| BEST BUY INC COM | P | 2019-06-18 | 2020-01-31 | $3,180 | $2,579 | $601 | $601 |
| ANGLO AMERN PLC SPONSORED ADR ISIN#US03485P3001 | P | 2019-10-22 | 2020-01-31 | $899 | $877 | $22 | $22 |
| AMERISOURCE BERGEN CORP COM | P | 2020-01-29 | 2020-01-31 | $694 | $722 | -$28 | -$28 |
| TEXTRON INC COM | P | 2019-02-13 | 2020-01-29 | $1,507 | $1,736 | -$229 | -$229 |
| PUBLICIS S A NEW SPONS ADR ISIN#US74463M1062 | P | 2019-09-26 | 2020-01-29 | $1,215 | $1,336 | -$121 | -$121 |
| LAM RESEARCH CORP | P | 2019-06-18 | 2020-01-29 | $5,409 | $3,266 | $2,143 | $2,143 |
| BANCO SANTANDER MEXICO S A INSTITUCION DE BANCA MULTIPLE GRUPO FIN SPONSORED | P | 2019-02-13 | 2019-12-23 | $347 | $337 | $10 | $10 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-07-23 | 2019-11-26 | $1,433 | $1,136 | $297 | $297 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-04-16 | 2019-11-26 | $3,524 | $2,976 | $548 | $548 |
| LAM RESEARCH CORP | P | 2019-06-18 | 2019-11-26 | $268 | $181 | $87 | $87 |
| LAM RESEARCH CORP | P | 2019-02-13 | 2019-11-26 | $537 | $365 | $172 | $172 |
| HOLLYFRONTIER CORP COM | P | 2018-12-12 | 2019-11-26 | $682 | $745 | -$63 | -$63 |
| FIFTH THIRD BANCORP COM | P | 2018-12-12 | 2019-10-22 | $1,522 | $1,348 | $174 | $174 |
| FIFTH THIRD BANCORP COM | P | 2018-11-13 | 2019-10-22 | $817 | $808 | $9 | $9 |
| DISCOVER FINL SVCS COM INC | P | 2018-12-12 | 2019-10-22 | $489 | $388 | $101 | $101 |
| MARATHON PETE CORP COM | P | 2018-12-12 | 2019-09-26 | $359 | $376 | -$17 | -$17 |
| KROGER CO COM | P | 2018-11-13 | 2019-09-26 | $441 | $536 | -$95 | -$95 |
| CONTINENTAL AG SPONS ADR | P | 2019-05-22 | 2019-09-26 | $1,189 | $1,305 | -$116 | -$116 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2018-10-11 | 2019-08-20 | $1,910 | $2,562 | -$652 | -$652 |
| WOORI FINL GROUP INC ADR ISIN#US9810641087 | P | 2019-03-20 | 2019-08-20 | $2,074 | $2,873 | -$799 | -$799 |
| WOORI FINL GROUP INC ADR ISIN#US9810641087 | P | 2018-09-12 | 2019-08-20 | $749 | $1,142 | -$393 | -$393 |
| UPM KYMMENE CORP SPONSORED ADR | P | 2019-06-18 | 2019-08-01 | $3,552 | $3,407 | $145 | $145 |
| UPM KYMMENE CORP SPONSORED ADR | P | 2019-05-22 | 2019-08-01 | $2,022 | $1,943 | $79 | $79 |
| RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 | P | 2018-08-08 | 2019-07-23 | $786 | $668 | $118 | $118 |
| UNITED STATES TREAS BILLS 0.000% 06/04/20 B/E DTD 12/05/19 | P | 2019-12-02 | 2020-06-04 | $198,418 | $198,418 | $0 | $0 |
| UNITED STATES TREAS BILLS 0.000% 01/16/20 B/E DTD 07/18/19 | P | 2019-07-15 | 2020-01-16 | $148,476 | $148,476 | $0 | $0 |
| UNITED STATES TREAS BILLS 0.000% 12/05/19 B/E DTD 12/06/18 | P | 2019-06-03 | 2019-12-05 | $543,730 | $543,730 | $0 | $0 |
| UNITED STATES TREAS BILLS 0.000% 09/05/19 B/E DTD 03/07/19 | P | 2019-03-04 | 2019-09-05 | $493,782 | $493,782 | $0 | $0 |
| SELECT SECTOR SPDR TR COMMUNICATION SVCS SELECT SECTOR SPDR FD | P | 2020-03-17 | 2020-06-11 | $13,740 | $10,735 | $3,005 | $3,005 |
| SELECT SECTOR SPDR TR INDL | P | 2020-04-29 | 2020-06-11 | $10,428 | $9,779 | $649 | $649 |
| SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY | P | 2020-03-17 | 2020-06-11 | $12,677 | $9,375 | $3,302 | $3,302 |
| PARNASSUS CORE EQUITY FUND INSTITUTIONAL CLASS | P | 2019-07-30 | 2020-06-11 | $30,000 | $32,764 | -$2,764 | -$2,764 |
| ISHARES TR MSCI EMERGING MKTS INDEX FD | P | 2019-06-25 | 2020-06-11 | $31,895 | $33,944 | -$2,049 | -$2,049 |
| FPA CRESCENT PORTFOLIO | P | 2019-06-27 | 2020-06-11 | $15,428 | $16,810 | -$1,382 | -$1,382 |
| FPA CRESCENT PORTFOLIO | P | 2019-12-18 | 2020-06-11 | $13,799 | $15,365 | -$1,566 | -$1,566 |
| AMG YACKTMAN FUND CLASS I | P | 2019-12-16 | 2020-06-11 | $26,380 | $29,055 | -$2,675 | -$2,675 |
| UNITED STATES TREAS BILLS 0.000% 01/16/20 B/E DTD 07/18/19 | P | 2019-07-15 | 2020-01-16 | $296,952 | $296,952 | $0 | $0 |
| UNITED STATES TREAS BILLS 0.000% 01/02/20 B/E DTD 01/03/19 | P | 2019-07-01 | 2020-01-02 | $247,436 | $247,436 | $0 | $0 |
| UNITED STATES TREAS BILLS 0.000% 12/05/19 B/E DTD 12/06/18 | P | 2019-06-03 | 2019-12-05 | $346,010 | $346,010 | $0 | $0 |
| UNITED STATES TREAS BILLS 0.000% 07/05/19 B/E DTD 01/03/19 | P | 2018-12-31 | 2019-07-05 | $246,817 | $246,817 | $0 | $0 |
| WEIS MARKETS INC | P | 2017-09-08 | 2019-11-05 | $1,334 | $1,389 | -$55 | -$55 |
| WEIS MARKETS INC | P | 2013-07-09 | 2019-11-05 | $3,637 | $4,256 | -$619 | -$619 |
| WEIS MARKETS INC | P | 2013-08-19 | 2019-11-05 | $1,132 | $1,357 | -$225 | -$225 |
| WEIS MARKETS INC | P | 2017-06-27 | 2019-11-05 | $970 | $1,166 | -$196 | -$196 |
| WEIS MARKETS INC | P | 2017-06-12 | 2019-11-05 | $1,819 | $2,367 | -$548 | -$548 |
| WEIS MARKETS INC | P | 2017-09-08 | 2019-11-05 | $2,708 | $3,836 | -$1,128 | -$1,128 |
| WEIS MARKETS INC | P | 2017-05-08 | 2019-11-05 | $1,051 | $1,508 | -$457 | -$457 |
| WEIS MARKETS INC | P | 2018-02-20 | 2019-11-05 | $3,233 | $3,040 | $193 | $193 |
| WEIS MARKETS INC | P | 2018-03-02 | 2019-11-05 | $2,627 | $2,486 | $141 | $141 |
| WEIS MARKETS INC | P | 2012-12-07 | 2019-11-05 | $4,849 | $4,638 | $211 | $211 |
| WEIS MARKETS INC | P | 2017-03-02 | 2019-11-05 | $606 | $899 | -$293 | -$293 |
| UTAH MED PRODS INC | P | 2012-12-07 | 2019-11-05 | $10,986 | $3,599 | $7,387 | $7,387 |
| UNITED FIRE GROUP INC COM | P | 2017-05-08 | 2019-11-05 | $2,635 | $2,449 | $186 | $186 |
| TWIN DISC INC | P | 2016-02-17 | 2019-11-05 | $3,278 | $2,640 | $638 | $638 |
| TWIN DISC INC | P | 2012-12-07 | 2019-11-05 | $44 | $69 | -$25 | -$25 |
| STURM RUGER & CO INC | P | 2014-12-16 | 2019-11-05 | $1,677 | $1,235 | $442 | $442 |
| STURM RUGER & CO INC | P | 2012-12-28 | 2019-11-05 | $1,863 | $1,751 | $112 | $112 |
| STURM RUGER & CO INC | P | 2014-10-30 | 2019-11-05 | $3,260 | $3,117 | $143 | $143 |
| STURM RUGER & CO INC | P | 2017-09-08 | 2019-11-05 | $745 | $736 | $9 | $9 |
| STURM RUGER & CO INC | P | 2017-09-08 | 2019-11-05 | $2,096 | $2,137 | -$41 | -$41 |
| STURM RUGER & CO INC | P | 2013-08-19 | 2019-11-05 | $6,054 | $6,536 | -$482 | -$482 |
| STURM RUGER & CO INC | P | 2012-12-07 | 2019-11-05 | $5,356 | $5,920 | -$564 | -$564 |
| SOLARIS OILFIELD INFRASTRUCTURE INC CL A | P | 2018-05-23 | 2019-11-05 | $2,348 | $3,382 | -$1,034 | -$1,034 |
| SIMPSON MFG INC COM | P | 2017-06-16 | 2019-11-05 | $9,444 | $4,932 | $4,512 | $4,512 |
| SANDERSON FARMS INC | P | 2012-12-07 | 2019-11-05 | $6,069 | $1,935 | $4,134 | $4,134 |
| RPC INC COM | P | 2012-12-07 | 2019-11-05 | $882 | $2,360 | -$1,478 | -$1,478 |
| POWELL INDS INC | P | 2017-07-20 | 2019-11-05 | $3,420 | $2,855 | $565 | $565 |
| POWELL INDS INC | P | 2012-12-07 | 2019-11-05 | $2,744 | $2,835 | -$91 | -$91 |
| PEAPACK-GLADSTONE FINL CORP COM | P | 2018-10-25 | 2019-11-05 | $5,062 | $4,589 | $473 | $473 |
| PARK AEROSPACE CORP COM | P | 2015-10-01 | 2019-11-05 | $3,709 | $3,590 | $119 | $119 |
| OIL STS INTL INC COM | P | 2016-09-08 | 2019-11-05 | $1,108 | $2,125 | -$1,017 | -$1,017 |
| OIL DRI CORP AMER COM | P | 2012-12-07 | 2019-11-05 | $3,367 | $2,172 | $1,195 | $1,195 |
| NORTHWEST PIPE CO COM | P | 2018-01-16 | 2019-11-05 | $4,847 | $2,960 | $1,887 | $1,887 |
| NICOLET BANKSHARES INC COM | P | 2018-02-06 | 2019-11-05 | $3,961 | $3,021 | $940 | $940 |
| NEXTIER OILFIELD SOLUTIONS INC COM | P | 2017-11-29 | 2019-11-05 | $1,292 | $4,261 | -$2,969 | -$2,969 |
| NATIONAL PRESTO INDS INC COM | P | 2013-08-19 | 2019-11-05 | $2,721 | $2,117 | $604 | $604 |
| NATIONAL PRESTO INDS INC COM | P | 2012-12-07 | 2019-11-05 | $4,082 | $3,497 | $585 | $585 |
| MONARCH CASINO + RESORT INC COM | P | 2012-12-07 | 2019-11-05 | $7,967 | $1,756 | $6,211 | $6,211 |
| MILLER INDS INC TENN COM NEW | P | 2013-10-21 | 2019-11-05 | $4,936 | $2,402 | $2,534 | $2,534 |
| MERIT MED SYS INC COM | P | 2013-08-19 | 2019-11-05 | $2,155 | $1,111 | $1,044 | $1,044 |
| MERIT MED SYS INC COM | P | 2012-12-07 | 2019-11-05 | $1,395 | $737 | $658 | $658 |
| MARTEN TRANS LTD | P | 2012-12-07 | 2019-11-05 | $4,738 | $1,511 | $3,227 | $3,227 |
| MARCUS CORP DEL COM | P | 2013-03-22 | 2019-11-05 | $6,146 | $2,081 | $4,065 | $4,065 |
| MARCUS CORP DEL COM | P | 2012-12-07 | 2019-11-05 | $8,316 | $2,826 | $5,490 | $5,490 |
| MARCUS CORP DEL COM | P | 2013-08-19 | 2019-11-05 | $4,158 | $1,437 | $2,721 | $2,721 |
| MARCUS CORP DEL COM | P | 2014-03-28 | 2019-11-05 | $9,039 | $3,947 | $5,092 | $5,092 |
| MYR GROUP INC DEL COM | P | 2017-08-03 | 2019-11-05 | $3,354 | $2,529 | $825 | $825 |
| MYR GROUP INC DEL COM | P | 2017-07-20 | 2019-11-05 | $5,256 | $4,811 | $445 | $445 |
| MSA SAFETY INC COM | P | 2012-12-07 | 2019-11-05 | $15,908 | $5,074 | $10,834 | $10,834 |
| MSA SAFETY INC COM | P | 2016-01-26 | 2019-11-05 | $10,524 | $3,444 | $7,080 | $7,080 |
| MKS INSTRS INC COM | P | 2012-12-07 | 2019-11-05 | $5,309 | $1,154 | $4,155 | $4,155 |
| M / I HOMES INC COM | P | 2018-03-14 | 2019-11-05 | $3,118 | $2,300 | $818 | $818 |
| M / I HOMES INC COM | P | 2018-02-07 | 2019-11-05 | $3,844 | $2,844 | $1,000 | $1,000 |
| M / I HOMES INC COM | P | 2018-01-17 | 2019-11-05 | $897 | $777 | $120 | $120 |
| LYDALL INC COM | P | 2018-10-23 | 2019-11-05 | $3,353 | $5,455 | -$2,102 | -$2,102 |
| KIMBALL ELECTRONICS INC COM | P | 2015-09-29 | 2019-11-05 | $1,158 | $878 | $280 | $280 |
| KIMBALL ELECTRONICS INC COM | P | 2015-09-28 | 2019-11-05 | $3,905 | $2,960 | $945 | $945 |
| KEWAUNEE SCIENTIFIC CORP COM | P | 2015-03-04 | 2019-11-05 | $1,179 | $1,265 | -$86 | -$86 |
| JOHNSON OUTDOORS INC CL A | P | 2012-12-07 | 2019-11-05 | $7,165 | $2,460 | $4,705 | $4,705 |
| J&J SNACK FOOD CORP | P | 2012-12-07 | 2019-11-05 | $19,377 | $6,507 | $12,870 | $12,870 |
| INSTEEL INDS INC COM | P | 2017-10-13 | 2019-11-05 | $245 | $322 | -$77 | -$77 |
| INSTEEL INDS INC COM | P | 2017-10-13 | 2019-11-05 | $3,144 | $4,165 | -$1,021 | -$1,021 |
| ICU MED INC COM | P | 2012-12-07 | 2019-11-05 | $4,357 | $1,565 | $2,792 | $2,792 |
| HOOKER FURNITURE CORP COM | P | 2014-03-28 | 2019-11-05 | $3,979 | $2,606 | $1,373 | $1,373 |
| HINGHAM INSTN SVGS MASS. | P | 2013-10-04 | 2019-11-05 | $6,282 | $2,227 | $4,055 | $4,055 |
| HAWKINS IN COM | P | 2013-08-19 | 2019-11-05 | $1,325 | $1,156 | $169 | $169 |
| HAWKINS IN COM | P | 2012-12-07 | 2019-11-05 | $2,385 | $2,127 | $258 | $258 |
| GULF IS FABRICATION INC COM | P | 2013-04-12 | 2019-11-05 | $597 | $2,454 | -$1,857 | -$1,857 |
| GULF IS FABRICATION INC COM | P | 2013-08-19 | 2019-11-05 | $572 | $2,647 | -$2,075 | -$2,075 |
| GULF IS FABRICATION INC COM | P | 2012-12-07 | 2019-11-05 | $468 | $2,182 | -$1,714 | -$1,714 |
| GRANITE CONSTR INC COM | P | 2013-08-19 | 2019-11-05 | $4,201 | $4,524 | -$323 | -$323 |
| GRANITE CONSTR INC COM | P | 2012-12-07 | 2019-11-05 | $7,913 | $9,112 | -$1,199 | -$1,199 |
| GRANITE CONSTR INC COM | P | 2018-08-23 | 2019-11-05 | $2,873 | $4,666 | -$1,793 | -$1,793 |
| GORMAN RUPP CO COM | P | 2012-12-07 | 2019-11-05 | $24,393 | $14,752 | $9,641 | $9,641 |
| GORMAN RUPP CO COM | P | 2015-08-07 | 2019-11-05 | $1,440 | $927 | $513 | $513 |
| GERMAN AMERN BANCORP INC COM | P | 2015-05-22 | 2019-11-05 | $5,870 | $3,318 | $2,552 | $2,552 |
| GERMAN AMERN BANCORP INC COM | P | 2017-05-18 | 2019-11-05 | $2,699 | $2,468 | $231 | $231 |
| FOSTER L B CO CL A | P | 2015-08-05 | 2019-11-05 | $3,008 | $3,318 | -$310 | -$310 |
| FOSTER L B CO CL A | P | 2012-12-07 | 2019-11-05 | $3,557 | $7,897 | -$4,340 | -$4,340 |
| FLOWERS FOODS INC COM | P | 2012-12-07 | 2019-11-05 | $4,460 | $3,302 | $1,158 | $1,158 |
| FIRST OF LONG ISLAND CORP | P | 2012-12-07 | 2019-11-05 | $4,178 | $2,199 | $1,979 | $1,979 |
| ESPEY MFG & ELECTRS | P | 2012-12-07 | 2019-11-05 | $2,025 | $2,457 | -$432 | -$432 |
| ESPEY MFG & ELECTRS | P | 2013-08-19 | 2019-11-05 | $563 | $695 | -$132 | -$132 |
| ESPEY MFG & ELECTRS | P | 2013-10-18 | 2019-11-05 | $608 | $822 | -$214 | -$214 |
| EAGLE BANCORP MONT INC COM | P | 2017-05-18 | 2019-11-05 | $3,927 | $4,057 | -$130 | -$130 |
| DULUTH HLDGS INC COM CL B | P | 2015-12-03 | 2019-11-05 | $1,379 | $2,187 | -$808 | -$808 |
| DULUTH HLDGS INC COM CL B | P | 2018-06-05 | 2019-11-05 | $2,035 | $3,844 | -$1,809 | -$1,809 |
| DRIL-QUIP INC COM | P | 2016-07-29 | 2019-11-05 | $816 | $961 | -$145 | -$145 |
| DRIL-QUIP INC COM | P | 2017-03-02 | 2019-11-05 | $3,987 | $5,134 | -$1,147 | -$1,147 |
| DRIL-QUIP INC COM | P | 2012-12-07 | 2019-11-05 | $1,948 | $3,044 | -$1,096 | -$1,096 |
| DIODES INC COM | P | 2018-03-14 | 2019-11-05 | $7,209 | $4,796 | $2,413 | $2,413 |
| CUBIC CORP COM | P | 2017-05-09 | 2019-11-05 | $3,321 | $2,149 | $1,172 | $1,172 |
| CUBIC CORP COM | P | 2012-12-07 | 2019-11-05 | $5,313 | $3,569 | $1,744 | $1,744 |
| COHU INC COM | P | 2018-03-14 | 2019-11-05 | $3,006 | $3,463 | -$457 | -$457 |
| CAL MAINE FOODS INC COM NEW | P | 2012-12-07 | 2019-11-05 | $5,882 | $3,216 | $2,666 | $2,666 |
| CSW INDUSTRIALS INC COM | P | 2017-02-10 | 2019-11-05 | $5,529 | $2,903 | $2,626 | $2,626 |
| BAR HBR BANKSHARES COM | P | 2012-12-07 | 2019-11-05 | $2,596 | $1,539 | $1,057 | $1,057 |
| BAR HBR BANKSHARES COM | P | 2013-08-19 | 2019-11-05 | $404 | $254 | $150 | $150 |
| BAR HBR BANKSHARES COM | P | 2017-05-19 | 2019-11-05 | $1,692 | $1,941 | -$249 | -$249 |
| AUBURN NATL BANCORP COM | P | 2017-05-25 | 2019-11-05 | $581 | $477 | $104 | $104 |
| AUBURN NATL BANCORP COM | P | 2017-06-15 | 2019-11-05 | $42 | $35 | $7 | $7 |
| ATRION CORP COM | P | 2012-12-07 | 2019-11-05 | $6,453 | $1,572 | $4,881 | $4,881 |
| ASTEC INDS INC COM | P | 2012-12-07 | 2019-11-05 | $3,543 | $2,821 | $722 | $722 |
| ASTEC INDS INC COM | P | 2013-04-23 | 2019-11-05 | $1,865 | $1,599 | $266 | $266 |
| APTARGROUP INC | P | 2012-12-07 | 2019-11-05 | $8,084 | $3,538 | $4,546 | $4,546 |
| APOGEE ENTERPRISES INC COM | P | 2012-12-07 | 2019-11-05 | $6,291 | $3,663 | $2,628 | $2,628 |
| AMES NATL CORP COM | P | 2016-06-27 | 2019-11-05 | $3,707 | $3,445 | $262 | $262 |
| AMES NATL CORP COM | P | 2017-05-19 | 2019-11-05 | $1,629 | $1,786 | -$157 | -$157 |
| UNIT CORP INC COM | P | 2015-02-23 | 2019-08-13 | $168 | $2,145 | -$1,977 | -$1,977 |
| UNIT CORP INC COM | P | 2014-12-03 | 2019-08-13 | $234 | $3,488 | -$3,254 | -$3,254 |
| UNIT CORP INC COM | P | 2014-11-19 | 2019-08-13 | $178 | $3,079 | -$2,901 | -$2,901 |
| UNIT CORP INC COM | P | 2012-12-07 | 2019-08-13 | $310 | $5,439 | -$5,129 | -$5,129 |
| PERMA-PIPE INTL HLDGS INC COM | P | 2012-12-07 | 2019-07-15 | $3,000 | $1,759 | $1,241 | $1,241 |
| HYSTER-YALE MATLS HANDLING INC CL A | P | 2014-10-01 | 2019-07-15 | $4,530 | $6,078 | -$1,548 | -$1,548 |
| ZYNGA INC CL A | P | 2019-05-24 | 2020-06-09 | $898 | $587 | $311 | $311 |
| WPX ENERGY INC COM | P | 2018-10-04 | 2020-06-09 | $221 | $579 | -$358 | -$358 |
| VIKING THERAPEUTICS INC COM | P | 2018-10-04 | 2020-06-09 | $168 | $345 | -$177 | -$177 |
| VERACYTE INC COM | P | 2019-06-03 | 2020-06-09 | $347 | $288 | $59 | $59 |
| VEEVA SYS INC CL A COM | P | 2015-11-20 | 2020-06-09 | $864 | $109 | $755 | $755 |
| TRACTOR SUPPLY CO COM | P | 2017-12-20 | 2020-06-09 | $1,101 | $657 | $444 | $444 |
| TELADOC HEALTH INC COM | P | 2019-05-02 | 2020-06-09 | $335 | $113 | $222 | $222 |
| SMITH A O CORP COMMON | P | 2019-02-25 | 2020-06-09 | $600 | $643 | -$43 | -$43 |
| SEMTECH CORP | P | 2019-03-18 | 2020-06-09 | $542 | $547 | -$5 | -$5 |
| REINSURANCE GROUP AMER INC COM NEW | P | 2017-05-10 | 2020-06-09 | $595 | $748 | -$153 | -$153 |
| QUALYS INC COM | P | 2018-08-31 | 2020-06-09 | $972 | $815 | $157 | $157 |
| POWER INTEGRATIONS INC COM | P | 2014-02-07 | 2020-06-09 | $588 | $293 | $295 | $295 |
| NORDSON CORP COM | P | 2012-11-27 | 2020-06-09 | $1,009 | $311 | $698 | $698 |
| MOLINA HEALTHCARE INC COM | P | 2019-03-13 | 2020-06-09 | $884 | $707 | $177 | $177 |
| LIVE NATION ENTMT INC COM | P | 2017-09-08 | 2020-06-09 | $600 | $447 | $153 | $153 |
| LIBERTY MEDIA CORP DEL COM SER C FORMULA ONE | P | 2017-11-06 | 2020-06-09 | $476 | $499 | -$23 | -$23 |
| IMMUNOMEDICS INC COM | P | 2019-03-29 | 2020-06-09 | $1,537 | $894 | $643 | $643 |
| HENRY JACK & ASSOC INC COM | P | 2018-06-29 | 2020-06-09 | $892 | $651 | $241 | $241 |
| GUIDEWIRE SOFTWARE INC COM | P | 2017-03-28 | 2020-06-09 | $650 | $340 | $310 | $310 |
| GRACO INC | P | 2017-10-18 | 2020-06-09 | $641 | $507 | $134 | $134 |
| FORTINET INC COM | P | 2015-03-10 | 2020-06-09 | $1,222 | $296 | $926 | $926 |
| FIBROGEN INC COM | P | 2019-02-04 | 2020-06-09 | $377 | $618 | -$241 | -$241 |
| EXELIXIS INC COM | P | 2018-12-12 | 2020-06-09 | $341 | $329 | $12 | $12 |
| EXELIXIS INC COM | P | 2019-02-05 | 2020-06-09 | $750 | $755 | -$5 | -$5 |
| ETSY INC COM | P | 2018-08-20 | 2020-06-09 | $1,323 | $800 | $523 | $523 |
| ENVESTNET INC COM | P | 2018-08-31 | 2020-06-09 | $763 | $632 | $131 | $131 |
| ENTEGRIS INC COM | P | 2012-11-27 | 2020-06-09 | $1,011 | $140 | $871 | $871 |
| EMCOR GROUP INC COM | P | 2018-10-04 | 2020-06-09 | $707 | $740 | -$33 | -$33 |
| DOLBY LABORATORIES INC CL A | P | 2017-09-19 | 2020-06-09 | $918 | $814 | $104 | $104 |
| COPART INC COM | P | 2017-08-02 | 2020-06-09 | $798 | $281 | $517 | $517 |
| COGNEX CORP | P | 2019-02-25 | 2020-06-09 | $689 | $638 | $51 | $51 |
| CHURCHILL DOWNS INC | P | 2018-10-10 | 2020-06-09 | $593 | $374 | $219 | $219 |
| CHAMPIONX CORP COM | P | 2018-08-22 | 2020-06-09 | $452 | $1,482 | -$1,030 | -$1,030 |
| BROADRIDGE FINL SOLUTIONS INC COM | P | 2016-02-02 | 2020-06-09 | $746 | $318 | $428 | $428 |
| BLUEBIRD BIO INC COM | P | 2020-01-21 | 2020-06-09 | $475 | $1,100 | -$625 | -$625 |
| BERRY GLOBAL GROUP INC COM | P | 2018-08-07 | 2020-06-09 | $1,045 | $1,065 | -$20 | -$20 |
| BEIGENE LTD SPONSORED ADR ISIN#US07725L1026 | P | 2018-10-10 | 2020-06-09 | $513 | $404 | $109 | $109 |
| ARROWHEAD PHARMACEUTICALS INC COM | P | 2018-10-04 | 2020-06-09 | $319 | $144 | $175 | $175 |
| ARROWHEAD PHARMACEUTICALS INC COM | P | 2019-04-02 | 2020-06-09 | $497 | $261 | $236 | $236 |
| ADVANCED ENERGY INDS COM | P | 2016-04-07 | 2020-06-09 | $495 | $239 | $256 | $256 |
| ACI WORLDWIDE INC COM | P | 2015-06-15 | 2020-06-09 | $397 | $348 | $49 | $49 |
| ACI WORLDWIDE INC COM | P | 2018-03-08 | 2020-06-09 | $170 | $153 | $17 | $17 |
| CABLE ONE INC COM | P | 2017-08-23 | 2020-06-08 | $5,391 | $2,263 | $3,128 | $3,128 |
| PORTOLA PHARMACEUTICALS INC COM | P | 2019-01-11 | 2020-05-21 | $3,245 | $4,309 | -$1,064 | -$1,064 |
| PORTOLA PHARMACEUTICALS INC COM | P | 2019-01-31 | 2020-05-21 | $2,621 | $3,966 | -$1,345 | -$1,345 |
| CRANE COMPANY | P | 2017-07-28 | 2020-05-12 | $3,678 | $5,570 | -$1,892 | -$1,892 |
| CRANE COMPANY | P | 2017-10-17 | 2020-05-12 | $348 | $577 | -$229 | -$229 |
| DUNKIN BRANDS GROUP INC COM | P | 2016-10-04 | 2020-05-08 | $3,601 | $2,771 | $830 | $830 |
| DUNKIN BRANDS GROUP INC COM | P | 2015-05-18 | 2020-05-08 | $3,867 | $3,090 | $777 | $777 |
| BROADRIDGE FINL SOLUTIONS INC COM | P | 2016-02-02 | 2020-05-08 | $4,890 | $2,229 | $2,661 | $2,661 |
| IAA INC COM | P | 2019-03-06 | 2020-04-23 | $3,415 | $2,919 | $496 | $496 |
| IAA INC COM | P | 2018-06-28 | 2020-04-23 | $2,759 | $2,622 | $137 | $137 |
| IAC INTERACTIVECORP COM PAR | P | 2012-11-27 | 2020-04-23 | $10,520 | $2,008 | $8,512 | $8,512 |
| GRACO INC | P | 2017-10-18 | 2020-04-23 | $679 | $634 | $45 | $45 |
| GRACO INC | P | 2018-02-21 | 2020-04-23 | $1,630 | $1,622 | $8 | $8 |
| SPLUNK INC COM | P | 2014-10-09 | 2020-04-16 | $8,232 | $3,513 | $4,719 | $4,719 |
| CABLE ONE INC COM | P | 2017-08-23 | 2020-04-16 | $5,256 | $2,263 | $2,993 | $2,993 |
| TELADOC HEALTH INC COM | P | 2018-10-04 | 2020-04-13 | $768 | $398 | $370 | $370 |
| HELIX ENERGY SOLUTIONS GROUP INC COM | P | 2018-10-04 | 2020-04-09 | $635 | $3,777 | -$3,142 | -$3,142 |
| ENTEGRIS INC COM | P | 2012-11-27 | 2020-03-11 | $4,462 | $777 | $3,685 | $3,685 |
| CORNERSTONE ONDEMAND INC COM | P | 2018-12-28 | 2020-03-11 | $2,390 | $3,420 | -$1,030 | -$1,030 |
| LEGG MASON INC | P | 2018-07-26 | 2020-03-10 | $6,529 | $4,373 | $2,156 | $2,156 |
| LEGG MASON INC | P | 2018-07-26 | 2020-03-10 | $687 | $551 | $136 | $136 |
| LEGG MASON INC | P | 2018-03-28 | 2020-03-10 | $3,338 | $2,699 | $639 | $639 |
| TELADOC HEALTH INC COM | P | 2018-10-04 | 2020-02-28 | $2,334 | $1,434 | $900 | $900 |
| LIVE NATION ENTMT INC COM | P | 2017-09-08 | 2020-02-26 | $884 | $569 | $315 | $315 |
| LIVE NATION ENTMT INC COM | P | 2017-10-03 | 2020-02-26 | $4,925 | $3,318 | $1,607 | $1,607 |
| LIVE NATION ENTMT INC COM | P | 2018-01-16 | 2020-02-26 | $442 | $308 | $134 | $134 |
| SPLUNK INC COM | P | 2014-10-09 | 2020-02-25 | $4,680 | $1,728 | $2,952 | $2,952 |
| SPLUNK INC COM | P | 2015-03-20 | 2020-02-25 | $1,248 | $509 | $739 | $739 |
| EVERCORE INC CL A | P | 2017-04-20 | 2020-02-25 | $4,044 | $4,264 | -$220 | -$220 |
| COPART INC COM | P | 2017-08-02 | 2020-02-25 | $3,240 | $1,124 | $2,116 | $2,116 |
| WPX ENERGY INC COM | P | 2018-10-04 | 2020-01-31 | $713 | $1,242 | -$529 | -$529 |
| WESTERN ALLIANCE BANCORPORATION COM | P | 2017-10-04 | 2020-01-31 | $1,557 | $1,489 | $68 | $68 |
| VIKING THERAPEUTICS INC COM | P | 2018-10-04 | 2020-01-31 | $238 | $595 | -$357 | -$357 |
| VEEVA SYS INC CL A COM | P | 2015-11-20 | 2020-01-31 | $1,462 | $272 | $1,190 | $1,190 |
| TRACTOR SUPPLY CO COM | P | 2017-12-20 | 2020-01-31 | $1,458 | $1,168 | $290 | $290 |
| TELADOC HEALTH INC COM | P | 2018-10-04 | 2020-01-31 | $1,723 | $1,355 | $368 | $368 |
| SPLUNK INC COM | P | 2015-03-20 | 2020-01-31 | $1,870 | $764 | $1,106 | $1,106 |
| SPLUNK INC COM | P | 2015-05-28 | 2020-01-31 | $623 | $280 | $343 | $343 |
| REINSURANCE GROUP AMER INC COM NEW | P | 2017-05-10 | 2020-01-31 | $1,453 | $1,246 | $207 | $207 |
| QUALYS INC COM | P | 2018-08-31 | 2020-01-31 | $1,634 | $1,720 | -$86 | -$86 |
| POWER INTEGRATIONS INC COM | P | 2014-03-27 | 2020-01-31 | $1,211 | $773 | $438 | $438 |
| NORDSON CORP COM | P | 2012-11-27 | 2020-01-31 | $1,697 | $621 | $1,076 | $1,076 |
| LIVE NATION ENTMT INC COM | P | 2018-01-16 | 2020-01-31 | $2,620 | $1,670 | $950 | $950 |
| LIBERTY MEDIA CORP DEL COM SER C FORMULA ONE | P | 2017-11-06 | 2020-01-31 | $1,122 | $921 | $201 | $201 |
| LEGG MASON INC | P | 2018-03-28 | 2020-01-31 | $1,797 | $1,826 | -$29 | -$29 |
| IAA INC COM | P | 2018-06-28 | 2020-01-31 | $1,460 | $1,016 | $444 | $444 |
| IAC INTERACTIVECORP COM PAR | P | 2012-11-27 | 2020-01-31 | $1,957 | $342 | $1,615 | $1,615 |
| HENRY JACK & ASSOC INC COM | P | 2018-06-29 | 2020-01-31 | $1,503 | $1,303 | $200 | $200 |
| HELIX ENERGY SOLUTIONS GROUP INC COM | P | 2018-10-04 | 2020-01-31 | $760 | $934 | -$174 | -$174 |
| GUIDEWIRE SOFTWARE INC COM | P | 2017-03-28 | 2020-01-31 | $1,349 | $680 | $669 | $669 |
| GRACO INC | P | 2018-02-21 | 2020-01-31 | $1,658 | $1,397 | $261 | $261 |
| FORTINET INC COM | P | 2015-03-10 | 2020-01-31 | $1,966 | $560 | $1,406 | $1,406 |
| EVERCORE INC CL A | P | 2017-04-20 | 2020-01-31 | $616 | $620 | -$4 | -$4 |
| ETSY INC COM | P | 2018-08-20 | 2020-01-31 | $587 | $565 | $22 | $22 |
| ENVESTNET INC COM | P | 2018-08-31 | 2020-01-31 | $1,349 | $1,075 | $274 | $274 |
| ENTEGRIS INC COM | P | 2012-11-27 | 2020-01-31 | $2,507 | $419 | $2,088 | $2,088 |
| EMCOR GROUP INC | P | 2018-10-04 | 2020-01-31 | $1,982 | $1,776 | $206 | $206 |
| DUNKIN BRANDS GROUP INC COM | P | 2015-05-18 | 2020-01-31 | $1,395 | $959 | $436 | $436 |
| DOLBY LABORATORIES INC CL A | P | 2017-09-19 | 2020-01-31 | $485 | $407 | $78 | $78 |
| DOLBY LABORATORIES INC CL A | P | 2018-03-08 | 2020-01-31 | $1,247 | $1,180 | $67 | $67 |
| CRANE COMPANY | P | 2017-10-17 | 2020-01-31 | $1,106 | $1,071 | $35 | $35 |
| CORNERSTONE ONDEMAND INC COM | P | 2018-12-28 | 2020-01-31 | $700 | $603 | $97 | $97 |
| COPART INC COM | P | 2017-08-02 | 2020-01-31 | $2,536 | $780 | $1,756 | $1,756 |
| CHURCHILL DOWNS INC | P | 2018-10-10 | 2020-01-31 | $429 | $281 | $148 | $148 |
| CABLE ONE INC COM | P | 2017-08-23 | 2020-01-31 | $1,719 | $754 | $965 | $965 |
| BROADRIDGE FINL SOLUTIONS INC COM | P | 2016-04-20 | 2020-01-31 | $1,885 | $967 | $918 | $918 |
| BROADRIDGE FINL SOLUTIONS INC COM | P | 2017-10-25 | 2020-01-31 | $118 | $84 | $34 | $34 |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC DEL COM | P | 2018-10-10 | 2020-01-31 | $654 | $455 | $199 | $199 |
| BLUEBIRD BIO INC COM | P | 2018-10-04 | 2020-01-31 | $1,371 | $2,427 | -$1,056 | -$1,056 |
| BERRY GLOBAL GROUP INC COM | P | 2018-08-07 | 2020-01-31 | $257 | $290 | -$33 | -$33 |
| BERRY GLOBAL GROUP INC COM | P | 2017-02-02 | 2020-01-31 | $1,071 | $1,271 | -$200 | -$200 |
| BERRY GLOBAL GROUP INC COM | P | 2018-08-07 | 2020-01-31 | $857 | $1,044 | -$187 | -$187 |
| BEIGENE LTD SPONSORED ADR ISIN#US07725L1026 | P | 2018-10-10 | 2020-01-31 | $1,068 | $944 | $124 | $124 |
| APERGY CORP COM | P | 2018-08-22 | 2020-01-31 | $933 | $1,570 | -$637 | -$637 |
| ADVANCED ENERGY INDS COM | P | 2016-04-07 | 2020-01-31 | $843 | $411 | $432 | $432 |
| ACI WORLDWIDE INC COM | P | 2018-03-08 | 2020-01-31 | $1,488 | $1,097 | $391 | $391 |
| STERIS PLC REGISTERED SHS ISIN#IE00BFY8C754 | P | 2018-06-27 | 2020-01-22 | $13,571 | $9,152 | $4,419 | $4,419 |
| SAGE THERAPEUTICS INC COM | P | 2018-06-21 | 2020-01-21 | $814 | $1,772 | -$958 | -$958 |
| SAGE THERAPEUTICS INC COM | P | 2018-05-10 | 2020-01-21 | $1,480 | $3,229 | -$1,749 | -$1,749 |
| SAGE THERAPEUTICS INC COM | P | 2018-04-16 | 2020-01-21 | $1,776 | $3,989 | -$2,213 | -$2,213 |
| SAGE THERAPEUTICS INC COM | P | 2018-06-21 | 2020-01-21 | $222 | $525 | -$303 | -$303 |
| NUTANIX INC COM | P | 2017-10-25 | 2019-12-24 | $5,585 | $4,761 | $824 | $824 |
| WRIGHT MED GROUP N V ORDINARY SHS PAR VALUE EUR 0.03 PER SHARE ISIN#NL001132 | P | 2018-10-25 | 2019-12-06 | $7,378 | $6,884 | $494 | $494 |
| HUAZHU GROUP LTD SPONSORED ADR | P | 2016-05-18 | 2019-11-25 | $6,395 | $1,574 | $4,821 | $4,821 |
| VEEVA SYS INC CL A COM | P | 2015-11-20 | 2019-11-20 | $4,457 | $790 | $3,667 | $3,667 |
| TRIPADVISOR INC COM | P | 2018-03-08 | 2019-11-20 | $3,453 | $5,218 | -$1,765 | -$1,765 |
| TRIPADVISOR INC COM | P | 2018-06-21 | 2019-11-20 | $1,151 | $2,389 | -$1,238 | -$1,238 |
| KAR AUCTION SVCS INC COM | P | 2018-06-28 | 2019-11-20 | $2,416 | $2,346 | $70 | $70 |
| GLOBAL PMTS INC COM | P | 2012-11-27 | 2019-09-26 | $18,687 | $3,138 | $15,549 | $15,549 |
| GLOBAL PMTS INC COM | P | 2012-11-27 | 2019-09-18 | $76 | $12 | $64 | $64 |
| SUPERNUS PHARMACEUTICALS INC COM | P | 2015-06-15 | 2019-09-05 | $5,049 | $3,341 | $1,708 | $1,708 |
| DOMINOS PIZZA INC COM | P | 2017-07-28 | 2019-08-19 | $8,364 | $6,592 | $1,772 | $1,772 |
| MERCADOLIBRE INC COM | P | 2015-03-20 | 2019-08-16 | $8,184 | $1,617 | $6,567 | $6,567 |
| MERCADOLIBRE INC COM | P | 2015-02-10 | 2019-08-16 | $6,925 | $1,399 | $5,526 | $5,526 |
| UNITED RENTALS INC COM | P | 2016-10-19 | 2019-07-22 | $4,877 | $3,130 | $1,747 | $1,747 |
| UNITED RENTALS INC COM | P | 2016-09-13 | 2019-07-22 | $5,234 | $3,406 | $1,828 | $1,828 |
| ALCON SA ACT NOM ISIN#CH0432492467 | P | 2019-05-03 | 2020-06-09 | $1,789 | $1,699 | $90 | $90 |
| WAL MART DE MEXICO SA DE CV SPONS ADR ISIN#US93114W1071 REPSTG SER V SHS | P | 2012-11-12 | 2020-06-09 | $1,616 | $1,833 | -$217 | -$217 |
| TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003 | P | 2012-11-12 | 2020-06-09 | $56 | $16 | $40 | $40 |
| SHOPIFY INC CL A ISIN#CA82509L1076 | P | 2018-05-01 | 2020-06-09 | $747 | $125 | $622 | $622 |
| PERNOD RICARD S A ADR ISIN#US7142642070 | P | 2018-04-23 | 2020-06-09 | $2,295 | $2,306 | -$11 | -$11 |
| NESTLE SA SPONSORED ADR REPSTG REG SHS ISIN#US6410694060 | P | 2012-11-12 | 2020-06-09 | $1,108 | $633 | $475 | $475 |
| LVMH MOET HENNESSY LOUIS VUITTON ADR | P | 2015-04-28 | 2020-06-09 | $269 | $105 | $164 | $164 |
| EXPERIAN PLC SPON ADR | P | 2015-02-09 | 2020-06-09 | $916 | $469 | $447 | $447 |
| ESSILOR INTL S A SPONSORED ADR ISIN#US2972842007 | P | 2020-05-07 | 2020-06-09 | $2,005 | $2,005 | $0 | $0 |
| DSV PANALPINA A/S ADR ISIN#US26251A1088 | P | 2016-08-17 | 2020-06-09 | $281 | $123 | $158 | $158 |
| AMADEUS IT HLDG SA ADS ISIN#US02263T1043 | P | 2018-05-14 | 2020-06-09 | $1,421 | $1,837 | -$416 | -$416 |
| AIA GROUP LTD SPONSORED ADR ISIN#US0013172053 | P | 2017-06-22 | 2020-06-09 | $729 | $565 | $164 | $164 |
| CHUBB LTD COM ISIN#CH0044328745 | P | 2012-11-12 | 2020-05-15 | $25,004 | $19,785 | $5,219 | $5,219 |
| GEBERIT SHS UNSPON ADR REPR 1/10 SH | P | 2018-12-27 | 2020-05-05 | $20,843 | $18,685 | $2,158 | $2,158 |
| ESSILOR INTL S A SPONSORED ADR ISIN#US2972842007 | P | 2016-05-24 | 2020-04-15 | $743 | $840 | -$97 | -$97 |
| ESSILOR INTL S A SPONSORED ADR ISIN#US2972842007 | P | 2018-11-19 | 2020-04-15 | $10,979 | $12,736 | -$1,757 | -$1,757 |
| COMPASS GROUP PLC SPONSORED ADR NEW JUNE 2017 | P | 2015-09-24 | 2020-04-01 | $9,003 | $10,312 | -$1,309 | -$1,309 |
| COMPASS GROUP PLC SPONSORED ADR NEW JUNE 2017 | P | 2015-06-03 | 2020-04-01 | $11,926 | $15,271 | -$3,345 | -$3,345 |
| COMPASS GROUP PLC SPONSORED ADR NEW JUNE 2017 | P | 2017-01-11 | 2020-04-01 | $1,572 | $2,055 | -$483 | -$483 |
| ADIDAS SALOMON AG SPONSORED ADR | P | 2016-08-04 | 2020-03-19 | $9,917 | $8,613 | $1,304 | $1,304 |
| ADIDAS SALOMON AG SPONSORED ADR | P | 2016-08-04 | 2020-03-05 | $11,843 | $6,842 | $5,001 | $5,001 |
| SHOPIFY INC CL A ISIN#CA82509L1076 | P | 2018-05-01 | 2020-02-13 | $32,706 | $7,603 | $25,103 | $25,103 |
| CHUBB LTD COM ISIN#CH0044328745 | P | 2012-11-12 | 2020-02-03 | $2,460 | $1,241 | $1,219 | $1,219 |
| CHUBB LTD COM ISIN#CH0044328745 | P | 2015-03-20 | 2020-02-03 | $1,076 | $796 | $280 | $280 |
| STERIS PLC REGISTERED SHS ISIN#IE00BFY8C754 | P | 2018-08-10 | 2020-02-03 | $2,417 | $1,839 | $578 | $578 |
| ICON PLC LTD SHS ISIN#IE0005711209 | P | 2015-04-29 | 2020-02-03 | $1,874 | $694 | $1,180 | $1,180 |
| ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 | P | 2016-11-08 | 2020-02-03 | $4,148 | $2,404 | $1,744 | $1,744 |
| WAL MART DE MEXICO SA DE CV SPONS ADR ISIN#US93114W1071 REPSTG SER V SHS | P | 2012-11-12 | 2020-02-03 | $2,163 | $2,124 | $39 | $39 |
| TENCENT HLDGS LTD ADR ISIN#US88032Q1094 | P | 2018-11-06 | 2020-02-03 | $4,198 | $3,208 | $990 | $990 |
| TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003 | P | 2012-11-12 | 2020-02-03 | $4,549 | $1,366 | $3,183 | $3,183 |
| SHOPIFY INC CL A ISIN#CA82509L1076 | P | 2018-05-01 | 2020-02-03 | $3,708 | $997 | $2,711 | $2,711 |
| RESMED INC COM | P | 2018-12-24 | 2020-02-03 | $4,873 | $3,123 | $1,750 | $1,750 |
| PERNOD RICARD S A ADR ISIN#US7142642070 | P | 2018-04-23 | 2020-02-03 | $2,293 | $2,206 | $87 | $87 |
| NESTLE SA SPONSORED ADR REPSTG REG SHS ISIN#US6410694060 | P | 2012-11-12 | 2020-02-03 | $4,530 | $2,595 | $1,935 | $1,935 |
| METTLER-TOLEDO INTL INC COM | P | 2018-09-17 | 2020-02-03 | $2,277 | $1,828 | $449 | $449 |
| LVMH MOET HENNESSY LOUIS VUITTON ADR | P | 2015-04-28 | 2020-02-03 | $3,855 | $1,543 | $2,312 | $2,312 |
| HDFC BK LTD ADR REPSTG 3 SHS | P | 2015-09-18 | 2020-02-03 | $3,453 | $1,762 | $1,691 | $1,691 |
| GEBERIT SHS UNSPON ADR REPR 1/10 SH | P | 2018-12-27 | 2020-02-03 | $2,229 | $1,589 | $640 | $640 |
| EXPERIAN PLC SPON ADR | P | 2015-02-09 | 2020-02-03 | $383 | $198 | $185 | $185 |
| EXPERIAN PLC SPON ADR | P | 2016-08-03 | 2020-02-03 | $2,818 | $1,552 | $1,266 | $1,266 |
| EXPERIAN PLC SPON ADR | P | 2017-01-23 | 2020-02-03 | $1,357 | $761 | $596 | $596 |
| ESSILOR INTL S A SPONSORED ADR ISIN#US2972842007 | P | 2018-11-19 | 2020-02-03 | $3,672 | $3,250 | $422 | $422 |
| DSV PANALPINA A/S ADR ISIN#US26251A1088 | P | 2016-08-17 | 2020-02-03 | $4,452 | $1,997 | $2,455 | $2,455 |
| COMPASS GROUP PLC SPONSORED ADR NEW JUNE 2017 | P | 2017-01-11 | 2020-02-03 | $2,405 | $1,846 | $559 | $559 |
| CANADIAN PAC RY LTD COM ISIN#CA13645T1003 | P | 2013-09-06 | 2020-02-03 | $5,052 | $2,302 | $2,750 | $2,750 |
| CSL LTD SPONSORED ADR ISIN#US12637N2045 | P | 2015-02-18 | 2020-02-03 | $5,218 | $1,721 | $3,497 | $3,497 |
| ATLAS COPCO AB SPON ADR NEW REPSTG ISIN#US0492557063 COM SER A | P | 2017-06-22 | 2020-02-03 | $2,768 | $2,237 | $531 | $531 |
| AMADEUS IT HLDG SA ADS ISIN#US02263T1043 | P | 2018-05-14 | 2020-02-03 | $2,871 | $2,756 | $115 | $115 |
| ADIDAS SALOMON AG SPONSORED ADR | P | 2016-08-04 | 2020-02-03 | $2,050 | $1,046 | $1,004 | $1,004 |
| AIA GROUP LTD SPONSORED ADR ISIN#US0013172053 | P | 2017-06-22 | 2020-02-03 | $1,588 | $1,159 | $429 | $429 |
| AIA GROUP LTD SPONSORED ADR ISIN#US0013172053 | P | 2017-11-29 | 2020-02-03 | $3,869 | $3,218 | $651 | $651 |
| TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003 | P | 2012-11-12 | 2020-01-08 | $2,827 | $790 | $2,037 | $2,037 |
| SHOPIFY INC CL A ISIN#CA82509L1076 | P | 2018-05-01 | 2020-01-08 | $2,102 | $623 | $1,479 | $1,479 |
| EXPERIAN PLC SPON ADR | P | 2017-01-23 | 2020-01-08 | $1,801 | $1,054 | $747 | $747 |
| DSV PANALPINA A/S ADR ISIN#US26251A1088 | P | 2016-08-17 | 2020-01-08 | $1,748 | $764 | $984 | $984 |
| ATLAS COPCO AB SPON ADR NEW REPSTG ISIN#US0492557063 COM SER A | P | 2017-06-22 | 2020-01-08 | $2,344 | $1,685 | $659 | $659 |
| CHR HANSEN HLDG A/S SPONS ADR ISIN#US12545M2070 | P | 2014-10-21 | 2019-12-27 | $12,984 | $5,984 | $7,000 | $7,000 |
| CHR HANSEN HLDG A/S SPONS ADR ISIN#US12545M2070 | P | 2014-02-26 | 2019-12-27 | $6,929 | $3,603 | $3,326 | $3,326 |
| ADIDAS SALOMON AG SPONSORED ADR | P | 2016-08-04 | 2019-11-14 | $4,238 | $2,334 | $1,904 | $1,904 |
| ADIDAS SALOMON AG SPONSORED ADR | P | 2018-04-06 | 2019-11-14 | $7,745 | $6,643 | $1,102 | $1,102 |
| CHR HANSEN HLDG A/S SPONS ADR ISIN#US12545M2070 | P | 2014-02-26 | 2019-09-11 | $6,798 | $3,294 | $3,504 | $3,504 |
| SHOPIFY INC CL A ISIN#CA82509L1076 | P | 2018-05-01 | 2019-07-15 | $11,471 | $4,487 | $6,984 | $6,984 |
| LOWES COS INC COM | P | 2018-02-09 | 2020-06-09 | $1,304 | $953 | $351 | $351 |
| CDW CORP COM | P | 2019-04-15 | 2020-06-09 | $4,999 | $4,316 | $683 | $683 |
| TORO CO | P | 2016-05-20 | 2020-05-18 | $33,060 | $21,204 | $11,856 | $11,856 |
| UNITEDHEALTH GROUP INC COM | P | 2014-06-06 | 2020-04-28 | $2,899 | $798 | $2,101 | $2,101 |
| ESTEE LAUDER COMPANIES INC CL A | P | 2016-12-14 | 2020-04-28 | $8,455 | $3,922 | $4,533 | $4,533 |
| ESTEE LAUDER COMPANIES INC CL A | P | 2015-08-11 | 2020-04-28 | $27,057 | $14,433 | $12,624 | $12,624 |
| TJX COS INC NEW COM | P | 2012-10-26 | 2020-04-09 | $33,190 | $13,634 | $19,556 | $19,556 |
| HORMEL FOODS CORP COM | P | 2012-10-26 | 2020-03-26 | $5,102 | $1,685 | $3,417 | $3,417 |
| KEYCORP NEW COM | P | 2018-12-10 | 2020-03-13 | $2,242 | $3,055 | -$813 | -$813 |
| KEYCORP NEW COM | P | 2018-01-29 | 2020-03-13 | $18,289 | $33,856 | -$15,567 | -$15,567 |
| MEDTRONIC PLC SHS ISIN#IE00BTN1Y115 | P | 2015-01-27 | 2020-01-30 | $6,448 | $4,162 | $2,286 | $2,286 |
| ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 | P | 2012-10-26 | 2020-01-30 | $3,097 | $1,005 | $2,092 | $2,092 |
| ZOETIS INC CL A | P | 2018-04-05 | 2020-01-30 | $9,651 | $5,860 | $3,791 | $3,791 |
| TORO CO | P | 2016-05-20 | 2020-01-30 | $7,601 | $3,989 | $3,612 | $3,612 |
| TJX COS INC NEW COM | P | 2012-10-26 | 2020-01-30 | $4,218 | $1,424 | $2,794 | $2,794 |
| STARBUCKS CORP COM | P | 2017-03-09 | 2020-01-30 | $4,708 | $3,029 | $1,679 | $1,679 |
| SHERWIN WILLIAMS CO COM | P | 2016-02-25 | 2020-01-30 | $8,482 | $3,954 | $4,528 | $4,528 |
| NIKE INC CL B | P | 2012-10-26 | 2020-01-30 | $4,395 | $1,026 | $3,369 | $3,369 |
| MASTERCARD INC CL A COM | P | 2015-06-11 | 2020-01-30 | $16,044 | $4,733 | $11,311 | $11,311 |
| LOWES COS INC COM | P | 2018-02-09 | 2020-01-30 | $1,781 | $1,429 | $352 | $352 |
| ESTEE LAUDER COMPANIES INC CL A | P | 2015-08-11 | 2020-01-30 | $9,836 | $4,510 | $5,326 | $5,326 |
| KEYCORP NEW COM | P | 2018-01-29 | 2020-01-30 | $4,341 | $5,024 | -$683 | -$683 |
| HORMEL FOODS CORP COM | P | 2012-10-26 | 2020-01-30 | $3,819 | $1,172 | $2,647 | $2,647 |
| FACTSET RESH SYS INC COM | P | 2012-10-26 | 2020-01-30 | $4,306 | $1,364 | $2,942 | $2,942 |
| ZOETIS INC CL A | P | 2018-04-05 | 2019-10-21 | $7,568 | $5,023 | $2,545 | $2,545 |
| FEDEX CORP COM | P | 2017-08-03 | 2019-10-21 | $23,817 | $32,417 | -$8,600 | -$8,600 |
| NIKE INC CL B | P | 2011-10-05 | 2020-06-12 | $7,798 | $1,760 | $6,038 | $6,038 |
| ZOETIS INC CL A | P | 2018-01-22 | 2020-06-09 | $1,264 | $692 | $572 | $572 |
| ALIGN TECHNOLOGY INC COM | P | 2019-03-04 | 2020-06-09 | $2,827 | $2,556 | $271 | $271 |
| O REILLY AUTOMOTIVE INC NEW COM | P | 2014-08-06 | 2020-03-25 | $10,414 | $5,562 | $4,852 | $4,852 |
| O REILLY AUTOMOTIVE INC NEW COM | P | 2014-08-05 | 2020-03-25 | $5,911 | $3,160 | $2,751 | $2,751 |
| BOOKING HLDGS INC COM | P | 2014-12-02 | 2020-03-23 | $8,945 | $9,118 | -$173 | -$173 |
| ZOETIS INC CL A | P | 2018-01-22 | 2020-03-18 | $3,746 | $2,920 | $826 | $826 |
| VISA INC COM CL A | P | 2013-02-08 | 2020-03-17 | $13,422 | $3,348 | $10,074 | $10,074 |
| NESTLE SA SPONSORED ADR REPSTG REG SHS ISIN#US6410694060 | P | 2015-08-20 | 2020-03-11 | $19,199 | $14,012 | $5,187 | $5,187 |
| NESTLE SA SPONSORED ADR REPSTG REG SHS ISIN#US6410694060 | P | 2014-05-15 | 2020-03-11 | $1,356 | $1,034 | $322 | $322 |
| ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 | P | 2012-10-19 | 2020-01-30 | $4,772 | $1,562 | $3,210 | $3,210 |
| ZOETIS INC CL A | P | 2018-01-22 | 2020-01-30 | $5,795 | $3,228 | $2,567 | $2,567 |
| VISA INC COM CL A | P | 2013-02-08 | 2020-01-30 | $7,864 | $1,497 | $6,367 | $6,367 |
| STARBUCKS CORP COM | P | 2012-10-19 | 2020-01-30 | $2,825 | $751 | $2,074 | $2,074 |
| REGENERON PHARMACEUTICALS INC | P | 2014-08-04 | 2020-01-30 | $2,355 | $2,276 | $79 | $79 |
| O REILLY AUTOMOTIVE INC NEW COM | P | 2014-08-05 | 2020-01-30 | $2,933 | $1,053 | $1,880 | $1,880 |
| NIKE INC CL B | P | 2011-10-05 | 2020-01-30 | $3,422 | $751 | $2,671 | $2,671 |
| NESTLE SA SPONSORED ADR REPSTG REG SHS ISIN#US6410694060 | P | 2014-05-15 | 2020-01-30 | $2,340 | $1,670 | $670 | $670 |
| MICROSOFT CORP COM | P | 2018-01-16 | 2020-01-30 | $7,787 | $4,048 | $3,739 | $3,739 |
| MICROSOFT CORP COM | P | 2018-06-04 | 2020-01-30 | $1,903 | $1,117 | $786 | $786 |
| GARTNER INC COM | P | 2013-04-10 | 2020-01-30 | $2,767 | $967 | $1,800 | $1,800 |
| FACEBOOK INC CL A | P | 2018-11-19 | 2020-01-30 | $5,455 | $3,494 | $1,961 | $1,961 |
| DOLLAR GEN CORP NEW COM | P | 2016-10-14 | 2020-01-30 | $2,341 | $1,037 | $1,304 | $1,304 |
| DOLLAR GEN CORP NEW COM | P | 2016-10-13 | 2020-01-30 | $1,092 | $484 | $608 | $608 |
| BOOKING HLDGS INC COM | P | 2014-12-02 | 2020-01-30 | $1,869 | $1,140 | $729 | $729 |
| AUTOMATIC DATA PROCESSING INC COM | P | 2013-09-11 | 2020-01-30 | $3,300 | $1,220 | $2,080 | $2,080 |
| ALPHABET INC CL A | P | 2012-07-18 | 2020-01-30 | $1,449 | $290 | $1,159 | $1,159 |
| ADOBE SYS INC COM | P | 2015-03-06 | 2020-01-30 | $6,034 | $1,315 | $4,719 | $4,719 |
| O REILLY AUTOMOTIVE INC NEW COM | P | 2014-08-05 | 2020-01-22 | $8,745 | $3,009 | $5,736 | $5,736 |
| NESTLE SA SPONSORED ADR REPSTG REG SHS ISIN#US6410694060 | P | 2014-05-15 | 2020-01-15 | $9,056 | $6,680 | $2,376 | $2,376 |
| NIKE INC CL B | P | 2011-10-05 | 2020-01-09 | $10,771 | $2,275 | $8,496 | $8,496 |
| DOLLAR GEN CORP NEW COM | P | 2016-10-13 | 2020-01-09 | $8,570 | $3,875 | $4,695 | $4,695 |
| MICROSOFT CORP COM | P | 2018-06-04 | 2019-11-19 | $6,318 | $4,266 | $2,052 | $2,052 |
| ORACLE CORP COM | P | 2010-06-03 | 2019-10-31 | $31,311 | $13,125 | $18,186 | $18,186 |
| ORACLE CORP COM | P | 2010-05-20 | 2019-10-31 | $54 | $23 | $31 | $31 |
| STARBUCKS CORP COM | P | 2012-10-19 | 2019-08-12 | $16,671 | $3,983 | $12,688 | $12,688 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2016-02-12 | 2020-05-04 | $800 | $1,115 | -$315 | -$315 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2016-01-08 | 2020-05-04 | $1,600 | $2,425 | -$825 | -$825 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2016-03-09 | 2020-05-04 | $587 | $900 | -$313 | -$313 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2015-09-08 | 2020-05-04 | $587 | $905 | -$318 | -$318 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2017-07-26 | 2020-05-04 | $2,922 | $2,052 | $870 | $870 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2017-09-26 | 2020-05-04 | $1,855 | $1,333 | $522 | $522 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2017-11-02 | 2020-05-04 | $4,453 | $3,518 | $935 | $935 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2017-11-28 | 2020-05-04 | $1,994 | $1,715 | $279 | $279 |
| WALGREENS BOOTS ALLIANCE INC COM | P | 2019-03-20 | 2020-05-04 | $336 | $504 | -$168 | -$168 |
| WALGREENS BOOTS ALLIANCE INC COM | P | 2018-08-08 | 2020-05-04 | $1,135 | $1,787 | -$652 | -$652 |
| WALGREENS BOOTS ALLIANCE INC COM | P | 2018-09-12 | 2020-05-04 | $1,093 | $1,820 | -$727 | -$727 |
| WALGREENS BOOTS ALLIANCE INC COM | P | 2018-10-11 | 2020-05-04 | $1,598 | $2,774 | -$1,176 | -$1,176 |
| WALGREENS BOOTS ALLIANCE INC COM | P | 2018-11-13 | 2020-05-04 | $378 | $740 | -$362 | -$362 |
| VIACOMCBS INC CL B | P | 2019-02-13 | 2020-05-04 | $332 | $996 | -$664 | -$664 |
| VIACOMCBS INC CL B | P | 2018-08-08 | 2020-05-04 | $1,043 | $3,149 | -$2,106 | -$2,106 |
| VIACOMCBS INC CL B | P | 2018-12-12 | 2020-05-04 | $1,062 | $3,346 | -$2,284 | -$2,284 |
| VIACOMCBS INC CL B | P | 2019-01-16 | 2020-05-04 | $910 | $2,881 | -$1,971 | -$1,971 |
| VIACOMCBS INC CL B | P | 2018-05-08 | 2020-05-04 | $995 | $3,167 | -$2,172 | -$2,172 |
| VIACOMCBS INC CL B | P | 2018-07-11 | 2020-05-04 | $421 | $1,346 | -$925 | -$925 |
| SYNCHRONY FINL COM | P | 2018-12-12 | 2020-05-04 | $875 | $1,188 | -$313 | -$313 |
| SYNCHRONY FINL COM | P | 2018-10-11 | 2020-05-04 | $1,003 | $1,664 | -$661 | -$661 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2019-01-16 | 2020-05-04 | $1,566 | $1,914 | -$348 | -$348 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2019-02-13 | 2020-05-04 | $2,708 | $3,625 | -$917 | -$917 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2018-09-12 | 2020-05-04 | $1,010 | $1,474 | -$464 | -$464 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2018-07-11 | 2020-05-04 | $302 | $449 | -$147 | -$147 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2018-06-07 | 2020-05-04 | $594 | $993 | -$399 | -$399 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2018-05-08 | 2020-05-04 | $255 | $454 | -$199 | -$199 |
| REPSOL YPF SA SPONS ADR ISIN#US76026T2050 | P | 2018-12-12 | 2020-05-04 | $1,572 | $3,136 | -$1,564 | -$1,564 |
| REPSOL YPF SA SPONS ADR ISIN#US76026T2050 | P | 2018-11-13 | 2020-05-04 | $168 | $353 | -$185 | -$185 |
| REPSOL YPF SA SPONS ADR ISIN#US76026T2050 | P | 2018-01-03 | 2020-05-04 | $1,000 | $2,212 | -$1,212 | -$1,212 |
| PRUDENTIAL FINL INC COM | P | 2018-12-12 | 2020-05-04 | $1,630 | $2,344 | -$714 | -$714 |
| PRUDENTIAL FINL INC COM | P | 2018-07-11 | 2020-05-04 | $989 | $1,625 | -$636 | -$636 |
| PRUDENTIAL FINL INC COM | P | 2018-09-12 | 2020-05-04 | $757 | $1,256 | -$499 | -$499 |
| POSCO SPON ADR | P | 2019-03-20 | 2020-05-04 | $574 | $914 | -$340 | -$340 |
| POSCO SPON ADR | P | 2019-01-16 | 2020-05-04 | $897 | $1,459 | -$562 | -$562 |
| POSCO SPON ADR | P | 2018-09-12 | 2020-05-04 | $430 | $776 | -$346 | -$346 |
| POSCO SPON ADR | P | 2018-04-05 | 2020-05-04 | $932 | $2,003 | -$1,071 | -$1,071 |
| POSCO SPON ADR | P | 2018-05-08 | 2020-05-04 | $968 | $2,243 | -$1,275 | -$1,275 |
| PJSC LUKOIL SPONSORED ADR ISIN#US69343P1057 | P | 2016-02-12 | 2020-05-04 | $2,195 | $1,034 | $1,161 | $1,161 |
| PJSC LUKOIL SPONSORED ADR ISIN#US69343P1057 | P | 2015-08-03 | 2020-05-04 | $8,910 | $5,446 | $3,464 | $3,464 |
| PJSC LUKOIL SPONSORED ADR ISIN#US69343P1057 | P | 2016-05-23 | 2020-05-04 | $65 | $40 | $25 | $25 |
| OMNICOM GROUP INC COM | P | 2020-04-30 | 2020-05-04 | $481 | $678 | -$197 | -$197 |
| OMNICOM GROUP INC COM | P | 2018-09-12 | 2020-05-04 | $1,069 | $1,376 | -$307 | -$307 |
| OMNICOM GROUP INC COM | P | 2018-10-11 | 2020-05-04 | $1,176 | $1,533 | -$357 | -$357 |
| NIPPON TELEG & TELEPHONE CORP SPONSORED ADR ISIN# US6546241059 | P | 2019-02-13 | 2020-05-04 | $1,301 | $1,204 | $97 | $97 |
| NIPPON TELEG & TELEPHONE CORP SPONSORED ADR ISIN# US6546241059 | P | 2019-04-16 | 2020-05-04 | $2,602 | $2,436 | $166 | $166 |
| NIPPON TELEG & TELEPHONE CORP SPONSORED ADR ISIN# US6546241059 | P | 2019-03-20 | 2020-05-04 | $2,960 | $2,829 | $131 | $131 |
| NIPPON TELEG & TELEPHONE CORP SPONSORED ADR ISIN# US6546241059 | P | 2018-09-12 | 2020-05-04 | $2,332 | $2,292 | $40 | $40 |
| NIPPON TELEG & TELEPHONE CORP SPONSORED ADR ISIN# US6546241059 | P | 2018-05-08 | 2020-05-04 | $4,306 | $4,645 | -$339 | -$339 |
| NIPPON TELEG & TELEPHONE CORP SPONSORED ADR ISIN# US6546241059 | P | 2018-01-30 | 2020-05-04 | $1,839 | $1,992 | -$153 | -$153 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2019-04-16 | 2020-05-04 | $3,969 | $2,868 | $1,101 | $1,101 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2019-03-20 | 2020-05-04 | $2,411 | $1,824 | $587 | $587 |
| METLIFE INC COM | P | 2018-12-12 | 2020-05-04 | $2,607 | $3,074 | -$467 | -$467 |
| METLIFE INC COM | P | 2019-02-13 | 2020-05-04 | $1,388 | $1,814 | -$426 | -$426 |
| MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 | P | 2018-12-12 | 2020-05-04 | $1,814 | $2,312 | -$498 | -$498 |
| MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 | P | 2019-03-20 | 2020-05-04 | $1,851 | $2,507 | -$656 | -$656 |
| MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 | P | 2018-11-13 | 2020-05-04 | $2,177 | $3,009 | -$832 | -$832 |
| MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 | P | 2019-01-16 | 2020-05-04 | $2,213 | $3,087 | -$874 | -$874 |
| MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 | P | 2019-02-13 | 2020-05-04 | $2,286 | $3,226 | -$940 | -$940 |
| MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 | P | 2018-09-12 | 2020-05-04 | $943 | $1,366 | -$423 | -$423 |
| LAM RESEARCH CORP | P | 2019-01-16 | 2020-05-04 | $4,199 | $2,544 | $1,655 | $1,655 |
| KROGER CO COM | P | 2018-06-07 | 2020-05-04 | $2,174 | $1,675 | $499 | $499 |
| KROGER CO COM | P | 2018-07-11 | 2020-05-04 | $1,882 | $1,629 | $253 | $253 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2018-05-08 | 2020-05-04 | $3,800 | $3,569 | $231 | $231 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2018-03-06 | 2020-05-04 | $2,631 | $2,483 | $148 | $148 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2018-06-07 | 2020-05-04 | $3,508 | $3,401 | $107 | $107 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2018-04-05 | 2020-05-04 | $6,139 | $6,031 | $108 | $108 |
| KONINKLIJKE AHOLD NV SPONSORED ADR NEW 2016 ISIN#US5004675014 | P | 2018-07-11 | 2020-05-04 | $1,583 | $1,590 | -$7 | -$7 |
| INTERNATIONAL PAPER CO COM | P | 2019-04-16 | 2020-05-04 | $2,517 | $3,345 | -$828 | -$828 |
| INTERNATIONAL PAPER CO COM | P | 2018-12-12 | 2020-05-04 | $2,483 | $3,364 | -$881 | -$881 |
| INTERNATIONAL PAPER CO COM | P | 2019-03-20 | 2020-05-04 | $2,252 | $3,071 | -$819 | -$819 |
| INTERNATIONAL PAPER CO COM | P | 2018-11-13 | 2020-05-04 | $993 | $1,387 | -$394 | -$394 |
| INTERNATIONAL PAPER CO COM | P | 2019-02-13 | 2020-05-04 | $364 | $516 | -$152 | -$152 |
| HONDA MTR LTD ADR REPRESENTING 2 ORD SHS | P | 2019-02-13 | 2020-05-04 | $1,941 | $2,323 | -$382 | -$382 |
| HONDA MTR LTD ADR REPRESENTING 2 ORD SHS | P | 2018-09-12 | 2020-05-04 | $1,580 | $1,975 | -$395 | -$395 |
| HONDA MTR LTD ADR REPRESENTING 2 ORD SHS | P | 2018-11-13 | 2020-05-04 | $1,512 | $1,897 | -$385 | -$385 |
| HONDA MTR LTD ADR REPRESENTING 2 ORD SHS | P | 2019-01-16 | 2020-05-04 | $1,896 | $2,483 | -$587 | -$587 |
| HONDA MTR LTD ADR REPRESENTING 2 ORD SHS | P | 2018-05-08 | 2020-05-04 | $361 | $532 | -$171 | -$171 |
| HONDA MTR LTD ADR REPRESENTING 2 ORD SHS | P | 2018-04-05 | 2020-05-04 | $1,219 | $1,888 | -$669 | -$669 |
| HITACHI LTD ADR 10 COM NEW ISIN#US4335785071 | P | 2018-09-12 | 2020-05-04 | $1,308 | $1,479 | -$171 | -$171 |
| HITACHI LTD ADR 10 COM NEW ISIN#US4335785071 | P | 2019-01-16 | 2020-05-04 | $1,364 | $1,549 | -$185 | -$185 |
| CITIGROUP INC COM NEW ISIN#US1729674242 | P | 2019-01-16 | 2020-05-04 | $1,286 | $1,803 | -$517 | -$517 |
| CITIGROUP INC COM NEW ISIN#US1729674242 | P | 2019-02-13 | 2020-05-04 | $2,793 | $3,980 | -$1,187 | -$1,187 |
| CITIGROUP INC COM NEW ISIN#US1729674242 | P | 2018-10-11 | 2020-05-04 | $887 | $1,398 | -$511 | -$511 |
| CHINA MOBILE LTD SPON ADR S A ISIN#US16941M1099 | P | 2018-11-13 | 2020-05-04 | $1,464 | $1,819 | -$355 | -$355 |
| CHINA MOBILE LTD SPON ADR S A ISIN#US16941M1099 | P | 2018-12-12 | 2020-05-04 | $2,658 | $3,393 | -$735 | -$735 |
| CHINA MOBILE LTD SPON ADR S A ISIN#US16941M1099 | P | 2018-10-11 | 2020-05-04 | $2,465 | $3,159 | -$694 | -$694 |
| CELANESE CORP DEL COM | P | 2019-04-16 | 2020-05-04 | $1,774 | $2,403 | -$629 | -$629 |
| BOSTON PPTYS INC COM | P | 2019-04-16 | 2020-05-04 | $1,875 | $2,856 | -$981 | -$981 |
| BEST BUY INC COM | P | 2016-04-12 | 2020-05-04 | $6,182 | $2,531 | $3,651 | $3,651 |
| BEST BUY INC COM | P | 2016-07-12 | 2020-05-04 | $1,398 | $602 | $796 | $796 |
| BEST BUY INC COM | P | 2015-08-03 | 2020-05-04 | $5,225 | $2,260 | $2,965 | $2,965 |
| BEST BUY INC COM | P | 2016-05-10 | 2020-05-04 | $1,766 | $787 | $979 | $979 |
| BEST BUY INC COM | P | 2016-03-09 | 2020-05-04 | $3,165 | $1,473 | $1,692 | $1,692 |
| BEST BUY INC COM | P | 2015-06-11 | 2020-05-04 | $4,342 | $2,030 | $2,312 | $2,312 |
| AMERIPRISE FINL INC COM | P | 2016-10-19 | 2020-05-04 | $1,327 | $1,179 | $148 | $148 |
| AMERIPRISE FINL INC COM | P | 2016-09-13 | 2020-05-04 | $2,433 | $2,195 | $238 | $238 |
| AMERIPRISE FINL INC COM | P | 2016-11-16 | 2020-05-04 | $1,769 | $1,817 | -$48 | -$48 |
| AMERIPRISE FINL INC COM | P | 2018-12-12 | 2020-05-04 | $1,769 | $1,821 | -$52 | -$52 |
| AMERIPRISE FINL INC COM | P | 2018-11-13 | 2020-05-04 | $2,212 | $2,553 | -$341 | -$341 |
| AMERIPRISE FINL INC COM | P | 2017-06-28 | 2020-05-04 | $2,986 | $3,475 | -$489 | -$489 |
| AMERIPRISE FINL INC COM | P | 2019-02-13 | 2020-05-04 | $1,991 | $2,337 | -$346 | -$346 |
| AMERIPRISE FINL INC COM | P | 2018-10-11 | 2020-05-04 | $221 | $278 | -$57 | -$57 |
| ALLSTATE CORP COM | P | 2018-12-12 | 2020-05-04 | $1,600 | $1,331 | $269 | $269 |
| ALLIANZ SE ADR ISIN#US0188201000 | P | 2020-04-30 | 2020-05-04 | $89 | $104 | -$15 | -$15 |
| ALLIANZ SE ADR ISIN#US0188201000 | P | 2018-12-12 | 2020-05-04 | $1,143 | $1,283 | -$140 | -$140 |
| WESTERN DIGITAL CORP COM | P | 2019-03-20 | 2020-04-30 | $2,214 | $2,266 | -$52 | -$52 |
| WESTERN DIGITAL CORP COM | P | 2019-04-16 | 2020-04-30 | $2,214 | $2,600 | -$386 | -$386 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2018-05-08 | 2020-04-30 | $974 | $1,631 | -$657 | -$657 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2018-04-05 | 2020-04-30 | $2,843 | $4,798 | -$1,955 | -$1,955 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2017-11-02 | 2020-04-30 | $874 | $1,489 | -$615 | -$615 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2019-01-16 | 2020-04-30 | $1,123 | $903 | $220 | $220 |
| KOHLS CORP COM | P | 2018-12-12 | 2020-04-30 | $833 | $2,792 | -$1,959 | -$1,959 |
| KOHLS CORP COM | P | 2018-01-30 | 2020-04-30 | $568 | $1,975 | -$1,407 | -$1,407 |
| KOHLS CORP COM | P | 2018-03-06 | 2020-04-30 | $227 | $791 | -$564 | -$564 |
| CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS | P | 2017-11-28 | 2020-04-30 | $1,114 | $1,590 | -$476 | -$476 |
| CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS | P | 2017-11-02 | 2020-04-30 | $2,582 | $3,776 | -$1,194 | -$1,194 |
| BEST BUY INC COM | P | 2015-06-11 | 2020-04-30 | $2,025 | $895 | $1,130 | $1,130 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2020-04-03 | 2020-04-30 | $672 | $1,484 | -$812 | -$812 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2020-02-26 | 2020-04-30 | $171 | $367 | -$196 | -$196 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2020-02-26 | 2020-04-30 | $696 | $1,499 | -$803 | -$803 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2017-09-26 | 2020-04-30 | $1,532 | $3,419 | -$1,887 | -$1,887 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2020-04-03 | 2020-04-30 | $317 | $694 | -$377 | -$377 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2017-11-02 | 2020-04-30 | $672 | $1,515 | -$843 | -$843 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-03-20 | 2020-04-03 | $695 | $698 | -$3 | -$3 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2019-02-13 | 2020-04-03 | $369 | $732 | -$363 | -$363 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2019-01-16 | 2020-04-03 | $927 | $2,317 | -$1,390 | -$1,390 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2018-11-13 | 2020-04-03 | $283 | $777 | -$494 | -$494 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-03-21 | 2020-04-03 | $837 | $3,110 | -$2,273 | -$2,273 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-11-28 | 2020-04-03 | $892 | $3,359 | -$2,467 | -$2,467 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2018-04-05 | 2020-04-03 | $575 | $2,300 | -$1,725 | -$1,725 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-11-02 | 2020-04-03 | $124 | $501 | -$377 | -$377 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2018-04-05 | 2020-04-03 | $1,529 | $1,394 | $135 | $135 |
| LEAR CORP COM NEW | P | 2019-03-20 | 2020-04-03 | $856 | $1,637 | -$781 | -$781 |
| LEAR CORP COM NEW | P | 2019-02-13 | 2020-04-03 | $713 | $1,537 | -$824 | -$824 |
| KOHLS CORP COM | P | 2018-03-06 | 2020-04-03 | $413 | $2,439 | -$2,026 | -$2,026 |
| KOHLS CORP COM | P | 2019-01-16 | 2020-04-03 | $145 | $866 | -$721 | -$721 |
| INTERNATIONAL CONS AIRLS GROUP SA SPONS ADR ISIN#US4593481082 | P | 2018-03-06 | 2020-04-03 | $277 | $975 | -$698 | -$698 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2017-02-22 | 2020-04-03 | $794 | $1,779 | -$985 | -$985 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2018-07-11 | 2020-04-03 | $1,773 | $4,142 | -$2,369 | -$2,369 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2017-05-24 | 2020-04-03 | $1,310 | $3,597 | -$2,287 | -$2,287 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2017-06-28 | 2020-04-03 | $384 | $1,061 | -$677 | -$677 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2018-05-08 | 2020-04-03 | $384 | $1,068 | -$684 | -$684 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2018-04-05 | 2020-04-03 | $1,561 | $4,437 | -$2,876 | -$2,876 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2018-01-03 | 2020-04-03 | $1,323 | $3,795 | -$2,472 | -$2,472 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2020-01-29 | 2020-04-03 | $304 | $890 | -$586 | -$586 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2020-01-29 | 2020-04-03 | $146 | $427 | -$281 | -$281 |
| AEGON N V ORD AMER REG | P | 2017-06-28 | 2020-04-03 | $1,420 | $3,091 | -$1,671 | -$1,671 |
| DELTA AIRLINES INC COM NEW | P | 2018-07-11 | 2020-03-24 | $2,117 | $3,867 | -$1,750 | -$1,750 |
| DELTA AIRLINES INC COM NEW | P | 2018-05-08 | 2020-03-24 | $950 | $1,829 | -$879 | -$879 |
| DELTA AIRLINES INC COM NEW | P | 2018-06-07 | 2020-03-24 | $1,764 | $3,462 | -$1,698 | -$1,698 |
| TEXTRON INC COM | P | 2019-01-16 | 2020-02-26 | $3,671 | $4,070 | -$399 | -$399 |
| TEXTRON INC COM | P | 2019-02-13 | 2020-02-26 | $43 | $54 | -$11 | -$11 |
| METLIFE INC COM | P | 2019-02-13 | 2020-02-25 | $2,640 | $2,433 | $207 | $207 |
| METLIFE INC COM | P | 2018-10-11 | 2020-02-25 | $1,824 | $1,702 | $122 | $122 |
| FAIRFAX FINL HLDGS LTD SUB VTG ISIN#CA3039011026 | P | 2018-12-12 | 2020-02-25 | $1,397 | $1,369 | $28 | $28 |
| FAIRFAX FINL HLDGS LTD SUB VTG ISIN#CA3039011026 | P | 2019-02-13 | 2020-02-25 | $1,863 | $1,948 | -$85 | -$85 |
| ENI SPA SPONSORED ADR | P | 2019-01-16 | 2020-02-25 | $1,263 | $1,592 | -$329 | -$329 |
| ENI SPA SPONSORED ADR | P | 2019-02-13 | 2020-02-25 | $1,933 | $2,513 | -$580 | -$580 |
| CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS | P | 2017-11-02 | 2020-02-25 | $719 | $1,036 | -$317 | -$317 |
| CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS | P | 2017-09-26 | 2020-02-25 | $873 | $1,284 | -$411 | -$411 |
| WESTROCK CO COM | P | 2019-01-16 | 2020-01-31 | $1,782 | $1,845 | -$63 | -$63 |
| WALGREENS BOOTS ALLIANCE INC COM | P | 2018-11-13 | 2020-01-31 | $257 | $411 | -$154 | -$154 |
| WALGREENS BOOTS ALLIANCE INC COM | P | 2018-12-12 | 2020-01-31 | $1,181 | $1,900 | -$719 | -$719 |
| VIACOMCBS INC CL B | P | 2018-07-11 | 2020-01-31 | $1,121 | $1,684 | -$563 | -$563 |
| VIACOMCBS INC CL B | P | 2018-04-05 | 2020-01-31 | $2,906 | $4,424 | -$1,518 | -$1,518 |
| VIACOMCBS INC CL B | P | 2018-09-20 | 2020-01-31 | $585 | $913 | -$328 | -$328 |
| VIACOMCBS INC CL B | P | 2018-10-11 | 2020-01-31 | $1,695 | $2,665 | -$970 | -$970 |
| VIACOMCBS INC CL B | P | 2018-11-13 | 2020-01-31 | $1,206 | $1,931 | -$725 | -$725 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2017-11-02 | 2020-01-31 | $589 | $805 | -$216 | -$216 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2017-05-23 | 2020-01-31 | $1,666 | $2,280 | -$614 | -$614 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2018-03-06 | 2020-01-31 | $839 | $1,153 | -$314 | -$314 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-11-02 | 2020-01-31 | $1,691 | $2,914 | -$1,223 | -$1,223 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-04-25 | 2020-01-31 | $1,749 | $3,041 | -$1,292 | -$1,292 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-06-29 | 2020-01-31 | $1,297 | $2,256 | -$959 | -$959 |
| REPSOL YPF SA SPONS ADR ISIN#US76026T2050 | P | 2018-01-03 | 2020-01-31 | $923 | $1,246 | -$323 | -$323 |
| POSCO SPON ADR | P | 2018-05-08 | 2020-01-31 | $1,038 | $1,911 | -$873 | -$873 |
| POSCO SPON ADR | P | 2018-06-07 | 2020-01-31 | $45 | $85 | -$40 | -$40 |
| PJSC LUKOIL SPONSORED ADR ISIN#US69343P1057 | P | 2016-05-23 | 2020-01-31 | $6,457 | $2,495 | $3,962 | $3,962 |
| OMNICOM GROUP INC COM | P | 2018-10-11 | 2020-01-31 | $2,114 | $1,951 | $163 | $163 |
| OMNICOM GROUP INC COM | P | 2018-04-05 | 2020-01-31 | $604 | $581 | $23 | $23 |
| NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 | P | 2018-04-05 | 2020-01-31 | $537 | $500 | $37 | $37 |
| METLIFE INC COM | P | 2018-10-11 | 2020-01-31 | $2,208 | $1,971 | $237 | $237 |
| METLIFE INC COM | P | 2019-01-16 | 2020-01-31 | $1,004 | $897 | $107 | $107 |
| MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 | P | 2018-09-12 | 2020-01-31 | $863 | $893 | -$30 | -$30 |
| LAM RESEARCH CORP | P | 2019-01-16 | 2020-01-31 | $601 | $283 | $318 | $318 |
| LAM RESEARCH CORP | P | 2018-09-12 | 2020-01-31 | $3,303 | $1,650 | $1,653 | $1,653 |
| KROGER CO COM | P | 2018-07-11 | 2020-01-31 | $2,072 | $2,135 | -$63 | -$63 |
| KROGER CO COM | P | 2018-08-08 | 2020-01-31 | $709 | $787 | -$78 | -$78 |
| KOHLS CORP COM | P | 2019-01-16 | 2020-01-31 | $1,001 | $1,532 | -$531 | -$531 |
| KOHLS CORP COM | P | 2018-11-13 | 2020-01-31 | $479 | $886 | -$407 | -$407 |
| INTERNATIONAL CONS AIRLS GROUP SA SPONS ADR ISIN#US4593481082 | P | 2018-03-06 | 2020-01-31 | $1,289 | $1,470 | -$181 | -$181 |
| CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS | P | 2017-09-26 | 2020-01-31 | $2,890 | $4,155 | -$1,265 | -$1,265 |
| BEST BUY INC COM | P | 2015-06-11 | 2020-01-31 | $430 | $172 | $258 | $258 |
| BEST BUY INC COM | P | 2016-10-19 | 2020-01-31 | $430 | $197 | $233 | $233 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2018-01-03 | 2020-01-31 | $613 | $873 | -$260 | -$260 |
| BNP PARIBAS SPONSORED ADR REPSTG .25 SHS | P | 2017-11-28 | 2020-01-31 | $293 | $419 | -$126 | -$126 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2017-11-02 | 2020-01-31 | $733 | $964 | -$231 | -$231 |
| AVIVA PLC ADR ISIN#US05382A1043 | P | 2018-01-03 | 2020-01-31 | $1,194 | $1,575 | -$381 | -$381 |
| AMERIPRISE FINL INC COM | P | 2018-10-11 | 2020-01-31 | $1,660 | $1,391 | $269 | $269 |
| AMERIPRISE FINL INC COM | P | 2018-09-12 | 2020-01-31 | $5,645 | $4,805 | $840 | $840 |
| AEGON N V ORD AMER REG | P | 2017-06-28 | 2020-01-31 | $455 | $562 | -$107 | -$107 |
| VIACOMCBS INC CL B | P | 2018-11-13 | 2020-01-29 | $906 | $1,409 | -$503 | -$503 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2018-03-06 | 2020-01-29 | $1,007 | $1,377 | -$370 | -$370 |
| SUBARU CORP ADR ISIN# US86428V1044 | P | 2017-09-26 | 2020-01-29 | $2,316 | $3,365 | -$1,049 | -$1,049 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-06-29 | 2020-01-29 | $1,172 | $1,998 | -$826 | -$826 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-08-31 | 2020-01-29 | $1,508 | $2,581 | -$1,073 | -$1,073 |
| REPSOL YPF SA SPONS ADR ISIN#US76026T2050 | P | 2018-01-03 | 2020-01-29 | $380 | $502 | -$122 | -$122 |
| REPSOL YPF SA SPONS ADR ISIN#US76026T2050 | P | 2018-10-11 | 2020-01-29 | $1,590 | $2,162 | -$572 | -$572 |
| PJSC LUKOIL SPONSORED ADR ISIN#US69343P1057 | P | 2016-05-23 | 2020-01-29 | $317 | $119 | $198 | $198 |
| PJSC LUKOIL SPONSORED ADR ISIN#US69343P1057 | P | 2016-03-21 | 2020-01-29 | $3,063 | $1,191 | $1,872 | $1,872 |
| METLIFE INC COM | P | 2019-01-16 | 2020-01-29 | $1,017 | $897 | $120 | $120 |
| METLIFE INC COM | P | 2018-11-13 | 2020-01-29 | $3,863 | $3,488 | $375 | $375 |
| LAM RESEARCH CORP | P | 2018-09-12 | 2020-01-29 | $1,202 | $600 | $602 | $602 |
| CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS | P | 2017-09-26 | 2020-01-29 | $1,375 | $1,889 | -$514 | -$514 |
| CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS | P | 2018-01-03 | 2020-01-29 | $2,915 | $4,056 | -$1,141 | -$1,141 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-08-31 | 2019-12-23 | $644 | $1,048 | -$404 | -$404 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-09-26 | 2019-12-23 | $2,973 | $4,879 | -$1,906 | -$1,906 |
| SOCIETE GENERALE FRANCE SPON ADR | P | 2017-05-24 | 2019-12-23 | $499 | $823 | -$324 | -$324 |
| MACYS INC COM | P | 2018-03-06 | 2019-12-23 | $1,391 | $2,577 | -$1,186 | -$1,186 |
| MACYS INC COM | P | 2018-12-12 | 2019-12-23 | $1,604 | $3,126 | -$1,522 | -$1,522 |
| CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS | P | 2018-01-03 | 2019-12-23 | $1,183 | $1,531 | -$348 | -$348 |
| CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS | P | 2017-08-31 | 2019-12-23 | $2,071 | $2,687 | -$616 | -$616 |
| BANCO SANTANDER MEXICO S A INSTITUCION DE BANCA MULTIPLE GRUPO FIN SPONSORED | P | 2018-11-13 | 2019-12-23 | $2,657 | $2,355 | $302 | $302 |
| BANCO SANTANDER MEXICO S A INSTITUCION DE BANCA MULTIPLE GRUPO FIN SPONSORED | P | 2018-12-12 | 2019-12-23 | $2,876 | $2,580 | $296 | $296 |
| BANCO SANTANDER MEXICO S A INSTITUCION DE BANCA MULTIPLE GRUPO FIN SPONSORED | P | 2018-05-08 | 2019-12-23 | $602 | $588 | $14 | $14 |
| BANCO SANTANDER MEXICO S A INSTITUCION DE BANCA MULTIPLE GRUPO FIN SPONSORED | P | 2018-04-05 | 2019-12-23 | $439 | $466 | -$27 | -$27 |
| VIACOMCBS INC CL B | P | 2018-11-13 | 2019-12-05 | $15 | $21 | -$6 | -$6 |
| SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 | P | 2019-02-13 | 2019-11-26 | $478 | $398 | $80 | $80 |
| VIACOM INC NEW CL B | P | 2018-11-13 | 2019-11-26 | $72 | $97 | -$25 | -$25 |
| VIACOM INC NEW CL B | P | 2018-03-06 | 2019-11-26 | $1,659 | $2,360 | -$701 | -$701 |
| VIACOM INC NEW CL B | P | 2018-07-11 | 2019-11-26 | $841 | $1,248 | -$407 | -$407 |
| SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 | P | 2016-02-10 | 2019-11-26 | $4,077 | $3,446 | $631 | $631 |
| HOLLYFRONTIER CORP COM | P | 2018-11-13 | 2019-11-26 | $1,626 | $1,895 | -$269 | -$269 |
| BANCO SANTANDER MEXICO S A INSTITUCION DE BANCA MULTIPLE GRUPO FIN SPONSORED | P | 2018-04-05 | 2019-11-26 | $1,307 | $1,517 | -$210 | -$210 |
| AEGON N V ORD AMER REG | P | 2017-06-28 | 2019-11-26 | $1,273 | $1,421 | -$148 | -$148 |
| AEGON N V ORD AMER REG | P | 2017-05-23 | 2019-11-26 | $223 | $251 | -$28 | -$28 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2015-09-08 | 2019-10-22 | $87 | $82 | $5 | $5 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2015-12-10 | 2019-10-22 | $1,745 | $1,755 | -$10 | -$10 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2015-03-30 | 2019-10-22 | $3,315 | $3,336 | -$21 | -$21 |
| SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 | P | 2016-02-10 | 2019-10-22 | $2,085 | $1,781 | $304 | $304 |
| SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 | P | 2016-04-12 | 2019-10-22 | $3,128 | $2,712 | $416 | $416 |
| RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 | P | 2017-09-26 | 2019-10-22 | $6,742 | $6,014 | $728 | $728 |
| RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 | P | 2018-09-12 | 2019-10-22 | $105 | $94 | $11 | $11 |
| PRUDENTIAL FINL INC COM | P | 2018-09-12 | 2019-10-22 | $1,097 | $1,159 | -$62 | -$62 |
| PRUDENTIAL FINL INC COM | P | 2018-10-11 | 2019-10-22 | $4,846 | $5,300 | -$454 | -$454 |
| OMNICOM GROUP INC COM | P | 2018-04-05 | 2019-10-22 | $6,766 | $6,460 | $306 | $306 |
| FIFTH THIRD BANCORP COM | P | 2018-10-11 | 2019-10-22 | $2,255 | $2,218 | $37 | $37 |
| DISCOVER FINL SVCS COM INC | P | 2018-10-11 | 2019-10-22 | $5,139 | $4,758 | $381 | $381 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2015-03-30 | 2019-09-26 | $5,061 | $5,093 | -$32 | -$32 |
| TELSTRA LTD SPON ADR FINAL INSTALLMENT RPSTG 5 SHS COM | P | 2018-09-12 | 2019-09-26 | $1,468 | $1,439 | $29 | $29 |
| SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 | P | 2016-04-12 | 2019-09-26 | $466 | $413 | $53 | $53 |
| SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 | P | 2016-06-14 | 2019-09-26 | $1,644 | $1,485 | $159 | $159 |
| SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 | P | 2016-05-10 | 2019-09-26 | $1,088 | $991 | $97 | $97 |
| SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 | P | 2016-11-16 | 2019-09-26 | $822 | $769 | $53 | $53 |
| SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 | P | 2016-09-13 | 2019-09-26 | $977 | $933 | $44 | $44 |
| RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 | P | 2018-09-12 | 2019-09-26 | $1,501 | $1,369 | $132 | $132 |
| RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 | P | 2017-11-28 | 2019-09-26 | $3,261 | $3,052 | $209 | $209 |
| RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 | P | 2017-11-02 | 2019-09-26 | $569 | $542 | $27 | $27 |
| PJSC LUKOIL SPONSORED ADR ISIN#US69343P1057 | P | 2016-03-21 | 2019-09-26 | $2,663 | $1,314 | $1,349 | $1,349 |
| MITSUI & CO LTD ADR ISIN#US6068272029 | P | 2018-09-12 | 2019-09-26 | $5,431 | $5,340 | $91 | $91 |
| MITSUI & CO LTD ADR ISIN#US6068272029 | P | 2018-04-05 | 2019-09-26 | $1,018 | $1,016 | $2 | $2 |
| MARATHON PETE CORP COM | P | 2018-09-20 | 2019-09-26 | $359 | $489 | -$130 | -$130 |
| MARATHON PETE CORP COM | P | 2018-09-12 | 2019-09-26 | $1,017 | $1,424 | -$407 | -$407 |
| KROGER CO COM | P | 2018-08-08 | 2019-09-26 | $1,791 | $2,090 | -$299 | -$299 |
| KROGER CO COM | P | 2018-09-12 | 2019-09-26 | $3,192 | $3,852 | -$660 | -$660 |
| ARCELORMITTAL SA NY REGISTERED SHS ISIN#US03938L2034 | P | 2018-09-12 | 2019-09-26 | $1,449 | $3,055 | -$1,606 | -$1,606 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2015-03-30 | 2019-08-20 | $441 | $527 | -$86 | -$86 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2017-09-26 | 2019-08-20 | $1,690 | $2,283 | -$593 | -$593 |
| WOORI FINL GROUP INC ADR ISIN#US9810641087 | P | 2018-07-11 | 2019-08-20 | $1,037 | $1,627 | -$590 | -$590 |
| WOORI FINL GROUP INC ADR ISIN#US9810641087 | P | 2018-08-08 | 2019-08-20 | $1,123 | $1,768 | -$645 | -$645 |
| RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 | P | 2017-11-02 | 2019-08-20 | $2,307 | $2,315 | -$8 | -$8 |
| OMNICOM GROUP INC COM | P | 2018-04-05 | 2019-08-20 | $387 | $363 | $24 | $24 |
| OMNICOM GROUP INC COM | P | 2018-05-08 | 2019-08-20 | $1,859 | $1,769 | $90 | $90 |
| OMNICOM GROUP INC COM | P | 2018-03-06 | 2019-08-20 | $2,013 | $1,953 | $60 | $60 |
| MITSUI & CO LTD ADR ISIN#US6068272029 | P | 2018-04-05 | 2019-08-20 | $3,702 | $4,064 | -$362 | -$362 |
| MITSUI & CO LTD ADR ISIN#US6068272029 | P | 2018-07-11 | 2019-08-20 | $2,468 | $2,712 | -$244 | -$244 |
| FREEPORT-MCMORAN INC CL B | P | 2018-08-08 | 2019-08-20 | $2,098 | $3,530 | -$1,432 | -$1,432 |
| AXA SA SPONS ADR ISIN#US0545361075 | P | 2017-05-23 | 2019-08-20 | $1,541 | $1,761 | -$220 | -$220 |
| AXA SA SPONS ADR ISIN#US0545361075 | P | 2017-06-28 | 2019-08-20 | $1,636 | $1,918 | -$282 | -$282 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2017-09-26 | 2019-07-23 | $856 | $992 | -$136 | -$136 |
| LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | P | 2017-11-02 | 2019-07-23 | $2,824 | $3,435 | -$611 | -$611 |
| RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 | P | 2017-11-02 | 2019-07-23 | $1,754 | $1,428 | $326 | $326 |
| MITSUI & CO LTD ADR ISIN#US6068272029 | P | 2018-07-11 | 2019-07-23 | $1,325 | $1,356 | -$31 | -$31 |
| MITSUI & CO LTD ADR ISIN#US6068272029 | P | 2018-05-08 | 2019-07-23 | $3,643 | $3,882 | -$239 | -$239 |
| INTERNATIONAL CONS AIRLS GROUP SA SPONS ADR ISIN#US4593481082 | P | 2018-03-06 | 2019-07-23 | $536 | $821 | -$285 | -$285 |
| INTERNATIONAL CONS AIRLS GROUP SA SPONS ADR ISIN#US4593481082 | P | 2018-04-05 | 2019-07-23 | $704 | $1,088 | -$384 | -$384 |
| INTERNATIONAL BUSINESS MACHS CORP COM | P | 2016-02-10 | 2019-07-23 | $2,089 | $1,724 | $365 | $365 |
| INTERNATIONAL BUSINESS MACHS CORP COM | P | 2016-01-08 | 2019-07-23 | $3,282 | $2,919 | $363 | $363 |
| INTERNATIONAL BUSINESS MACHS CORP COM | P | 2015-12-10 | 2019-07-23 | $1,343 | $1,234 | $109 | $109 |
| AXA SA SPONS ADR ISIN#US0545361075 | P | 2017-06-28 | 2019-07-23 | $579 | $611 | -$32 | -$32 |
| AXA SA SPONS ADR ISIN#US0545361075 | P | 2018-03-06 | 2019-07-23 | $2,291 | $2,484 | -$193 | -$193 |
| AXA SA SPONS ADR ISIN#US0545361075 | P | 2017-09-26 | 2019-07-23 | $1,158 | $1,284 | -$126 | -$126 |
| AXA SA SPONS ADR ISIN#US0545361075 | P | 2017-07-26 | 2019-07-23 | $2,449 | $2,733 | -$284 | -$284 |
| BECTON DICKINSON & CO | P | 2017-09-18 | 2020-06-11 | $52,375 | $53,057 | -$682 | -$682 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2020-06-05 | $107 | $106 | $1 | $1 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2020-05-07 | $109 | $108 | $1 | $1 |
| BECTON DICKINSON & CO | P | 2017-09-18 | 2020-05-01 | $211 | $201 | $10 | $10 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2020-04-07 | $111 | $110 | $1 | $1 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2020-03-06 | $113 | $112 | $1 | $1 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2020-02-07 | $115 | $114 | $1 | $1 |
| COCA-COLA ENTERPRISES INC NEW FIXED RT NT 3.250% 08/19/21 B/E DTD 08/19/11 | P | 2012-04-23 | 2020-02-06 | $51,229 | $50,135 | $1,094 | $1,094 |
| UNITED STATES TREAS BILLS 0.000% 01/30/20 B/E DTD 01/31/19 | P | 2019-01-29 | 2020-01-30 | $487,285 | $473,635 | $13,650 | $13,650 |
| CATERPILLAR FINL SVCS CORP MEDIUM TERM NTS- FXD RT NT SER H 2.100% 01/10/20 | P | 2017-06-28 | 2020-01-10 | $200,000 | $200,000 | $0 | $0 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2020-01-08 | $117 | $116 | $1 | $1 |
| BLACKROCK INC FIXED RT 5.000% 12/10/19 B/E DTD 12/10/09 | P | 2009-12-09 | 2019-12-10 | $70,000 | $70,000 | $0 | $0 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2019-12-06 | $119 | $119 | $0 | $0 |
| WESTPAK BKG CORP NTS ISIN#US961214BK83 4.875% 11/19/19 B/E DTD 11/19/09 MAT | P | 2009-11-18 | 2019-11-19 | $25,000 | $25,000 | $0 | $0 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2019-11-07 | $121 | $121 | $0 | $0 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2019-10-07 | $124 | $123 | $1 | $1 |
| BERKLEY W R CORP FIXED RT SR NT 7.375% 09/15/19 B/E DTD 09/14/09 | P | 2011-03-03 | 2019-09-16 | $25,000 | $25,000 | $0 | $0 |
| BERKLEY W R CORP FIXED RT SR NT 7.375% 09/15/19 B/E DTD 09/14/09 | P | 2011-03-01 | 2019-09-16 | $35,000 | $35,000 | $0 | $0 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2019-09-09 | $126 | $125 | $1 | $1 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2019-08-07 | $128 | $127 | $1 | $1 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E DTD | P | 2012-09-14 | 2019-07-08 | $130 | $130 | $0 | $0 |
| COMCAST CORP NT 5.700% 07/01/19 B/E DTD 06/18/09 | P | 2009-06-16 | 2019-07-01 | $50,000 | $50,000 | $0 | $0 |
| MATTHEWS ASIAN GROWTH & INCOME FUND INVESTOR CLASS | P | 2018-11-30 | 2020-06-11 | $30,000 | $32,722 | -$2,722 | -$2,722 |
| FPA CRESCENT PORTFOLIO | P | 2016-12-21 | 2020-06-11 | $32,524 | $35,428 | -$2,904 | -$2,904 |
| FPA CRESCENT PORTFOLIO | P | 2016-12-21 | 2020-06-11 | $331 | $360 | -$29 | -$29 |
| FPA CRESCENT PORTFOLIO | P | 2017-07-05 | 2020-06-11 | $10,424 | $11,731 | -$1,307 | -$1,307 |
| FPA CRESCENT PORTFOLIO | P | 2018-07-03 | 2020-06-11 | $6,756 | $7,654 | -$898 | -$898 |
| FPA CRESCENT PORTFOLIO | P | 2017-12-20 | 2020-06-11 | $20,737 | $23,679 | -$2,942 | -$2,942 |
| AMG YACKTMAN FUND CLASS I | P | 2015-12-29 | 2020-06-11 | $23,620 | $27,033 | -$3,413 | -$3,413 |
| VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETF | P | 2015-12-22 | 2019-08-14 | $153,871 | $148,168 | $5,703 | $5,703 |
| SPDR SER TR S&P BK ETF | P | 2014-09-26 | 2019-08-14 | $121,239 | $96,150 | $25,089 | $25,089 |
| SPDR SER TR S&P REGL BKG ETF | P | 2018-05-22 | 2019-08-14 | $49,569 | $65,432 | -$15,863 | -$15,863 |
| CAPITAL GAINS DIVIDENDS | P | $133,990 | $133,990 | $133,990 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $445,388 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,398,153 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $18,455,895 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.129940 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,368,452 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $18,842,765 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.125696 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,543,821 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $18,279,040 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.139166 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,459,585 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $17,953,242 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.136999 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,585,616 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $19,189,877 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.134739 | DistributionYr5Rt |
| Total Distribution | 0.666540 | TotalDistributionRt |
| Average Distribution | 0.133308 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,731,770 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,497,095 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $26,036 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,523,131 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,422,692 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $52,072 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $52,072 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $52,072 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $60,833 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $50,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $110,833 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $58,761 | OverpaymentAmt |
| Applied To ES Tax | $58,761 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.COPLANDFUND.ORG | WebsiteAddressTxt |
| Individual With Books | PTF SERVICES LLC | IndividualWithBooksNm |
| Phone | 9142866900 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1025 WESTCHESTER AVENUE SUITE 301 | AddressLine1Txt |
| City | WHITE PLAINS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (11 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEX SHAPIRO | ||||||||
| 685 SPRING STREET SUITE 226 | FRIDAY HARBOR | WA | 98250 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| AUGUSTA READ THOMAS | ||||||||
| 330 SOUTH MICHIGAN AVENUE APT 1804 | CHICAGO | IL | 60604 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| CHRIS THEOFANIDIS | ||||||||
| 655 ORANGE STREET APT 1 | NEW HAVEN | CT | 06511 | FIRST VICE PRESIDENT/DIRECTOR | 1.00 | $0 | $0 | $0 |
| DAVID DEL TREDICI | ||||||||
| 463 WEST ST APT G121 | NEW YORK | NY | 10014 | VICE PRESIDENT/DIRECTOR | 1.00 | $0 | $0 | $0 |
| ELLEN TAAFFE ZWILICH | ||||||||
| 5 RIVERSIDE DR APT 11E | NEW YORK | NY | 10023 | VICE PRESIDENT/DIRECTOR | 5.00 | $0 | $0 | $0 |
| JAMES M KENDRICK ESQ | ||||||||
| 254 WEST 31ST ST 15TH FL | NEW YORK | NY | 10001 | EXEC VP/SECY/DIRECTOR | 15.00 | $0 | $0 | $0 |
| JOHN CORIGLIANO | ||||||||
| 365 WEST END AVE APT 1003 | NEW YORK | NY | 10024 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| NORMAN FEIT | ||||||||
| 710 PARK AVENUE APT 21A | NEW YORK | NY | 10021 | TREASURER | 1.00 | $0 | $0 | $0 |
| ROBERT BEASER | ||||||||
| 104 BIRD STREET | NEEDHAM | MA | 02492 | PRESIDENT/DIRECTOR | 1.00 | $0 | $0 | $0 |
| URSULA OPPENS | ||||||||
| 600 WEST 115TH ST APT 114 | NEW YORK | NY | 10025 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| BROOKE LARIMER | ||||||||
| 2186 CRUGER AVENUE APT 3G | BRONX | NY | 10462 | ASSISTANT SECRETARY/ADMINISTRATOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| SCHOTT MUSIC CORPORATION | |||||
| 254 W 31ST ST 15TH FL | NEW YORK | NY | 10001 | GRANT PROGRAM ADMINISTRATION | $531,046 |
| PHILIP ROTHMAN MUSIC & CONSULTING | |||||
| 35 W 96TH ST 2-B | NEW YORK | NY | 10025 | GRANT PROGRAM ADMINISTRATION/CONSULTING | $147,489 |
| LAW OFFICES OF JAMES M KENDRICK LLC | |||||
| 254 W 31ST ST 15TH FL | NEW YORK | NY | 10001 | LEGAL/ADMINISTRATIVE FEES | $50,044 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,973,483 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,043,542 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $19,017,025 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $19,017,025 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $285,255 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,731,770 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $936,589 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $936,589 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $52,072 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $52,072 | TotalTaxAmt |
| Distributable Before Adj | $884,517 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $884,517 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $884,517 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,422,692 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,422,692 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,422,692 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $884,517 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,674,787 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,604,026 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,678,951 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,478,506 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,530,254 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $7,966,524 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,422,692 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $884,517 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,538,175 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $9,504,699 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,674,787 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $7,829,912 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,604,026 | ExcessFromYear4Amt |
| Excess From Year3 | $1,678,951 | ExcessFromYear3Amt |
| Excess From Year2 | $1,478,506 | ExcessFromYear2Amt |
| Excess From Year1 | $1,530,254 | ExcessFromYear1Amt |
| Excess From Current Year | $1,538,175 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | AARON COPLAND FUND FOR MUSIC | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 254 WEST 31ST STREET 15TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2124616956 | RecipientPhoneNum |
| Recipient Email Address | ONLINEGRANTS@COPLANDFUND.ORG | RecipientEmailAddressTxt |
| Form And Info And Materials | SEE DETAILS AT - HTTPS://COPLANDFUND.ORG/PROGRAMS/PERFORMANCE-PROGRAM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | SEE DETAILS AT - HTTPS://COPLANDFUND.ORG/PROGRAMS/PERFORMANCE-PROGRAM | SubmissionDeadlinesTxt |
| Restrictions On Awards | SEE DETAILS AT - HTTPS://COPLANDFUND.ORG/PROGRAMS/PERFORMANCE-PROGRAM | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (235 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| AFRO LATIN JAZZ ALLIANCE OF NY INC | |||||
| 254 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| AKROPOLIS QUINTET INC | |||||
| 255 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| ALARM WILL SOUND INC | |||||
| 256 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $15,000 |
| ALBANY SYMPHONY ORCHESTRA | |||||
| 257 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $25,000 |
| AMERICAS SOCIETY INC | |||||
| 258 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| ANDPLAY INC | |||||
| 259 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,000 |
| ANGEL CITY ARTS | |||||
| 260 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,500 |
| ARS NOVA WORKSHOP INC | |||||
| 261 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| BALTIMORE SYMPHONY ORCHESTRA | |||||
| 262 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| BANG ON A CAN INC | |||||
| 263 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $39,000 |
| BBC SYMPHONY ORCHESTRA | |||||
| 264 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| BD OF TRUSTEES LELAND STANDORD U | |||||
| 265 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| BETH MORRISON PROJECTS INC | |||||
| 266 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $8,000 |
| BLACK MOUNTAIN COLLEGE ARTS MUSIC | |||||
| 267 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| BMOP | |||||
| 268 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $28,500 |
| BOSTON MUSICA VIVA INC | |||||
| 269 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| BOWERBIRD INC | |||||
| 270 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| BRIGHTWORK NEWMUSIC | |||||
| 271 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| BROOKLYN ACADEMY OF MUSIC | |||||
| 272 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| BROOKLYN YOUTH CHORUS ACADEMY | |||||
| 273 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $9,000 |
| CAPPELLA ROMANA INC | |||||
| 274 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| CARLSBAD MUSIC FESTIVAL | |||||
| 275 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| CARNEGIE HALL SOCIETY | |||||
| 276 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $22,500 |
| CASSATT STRING QUARTET | |||||
| 277 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,500 |
| CATHARSIS | |||||
| 278 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,000 |
| CHICAGO COMPOSERS' CONSORTIUM | |||||
| 279 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,000 |
| CHICAGO COMPOSERS ORCHESTRA | |||||
| 280 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,500 |
| CITYMUSIC CLEVELAND | |||||
| 281 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| COLLABORATIVE ARTS INST CHICAGO | |||||
| 282 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| COLLEGE DANCE THEATRE | |||||
| 283 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,500 |
| COLORADO MUSIC FEST & CENTER | |||||
| 284 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| COMFORT STATION NFP | |||||
| 285 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| COMPOSERS NOW | |||||
| 286 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| CONNECTION WORKS INC | |||||
| 287 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,500 |
| CONTEMPORANEOUS INC | |||||
| 288 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| CONTEMPORARY ARTS CENTER | |||||
| 289 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,500 |
| COPLAND HOUSE INC | |||||
| 290 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| DA CAMERA SOCIETY OF TEXAS | |||||
| 291 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| DA CAPO CHAMBER PLAYERS INC | |||||
| 292 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| DALLAS SYMPHONY ORCHESTRA | |||||
| 293 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| DEL SOL PERFORMING ARTS ORG | |||||
| 294 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| DEPAUX UNIVERSITY | |||||
| 295 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| DETROIT SYMPHONY ORCHESTRA | |||||
| 296 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $7,000 |
| DINOSAUR ANNEX MUSIC ENSEMBLE | |||||
| 297 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| DITHER | |||||
| 298 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,500 |
| EKMELES | |||||
| 299 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| ELISE M CHRISTIANSON YOUNG MUSIC FDN | |||||
| 300 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| ENO | |||||
| 301 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| ENSEMBLE DAL NIENTE | |||||
| 302 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,500 |
| ENSEMBLENEWSRQ | |||||
| 303 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| EXPERIMENTAL INTERMEDIA FDTN | |||||
| 304 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| FEAR NO MUSIC | |||||
| 305 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| FRACTURED ATLAS INC | |||||
| 306 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $8,000 |
| FULCRUM ARTS | |||||
| 307 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| GLIMMERGLASS OPERA INC | |||||
| 308 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $8,500 |
| GOLDEN HORNET PROJECT INC | |||||
| 309 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| GREAT LAKES CHAMBER MUSIC FESTIVAL | |||||
| 310 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| GUERILLA OPERA | |||||
| 311 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| HEAR NOW FESTIVAL | |||||
| 312 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,500 |
| HERE | |||||
| 313 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| HOUSE FOUNDATION FOR THE ARTS | |||||
| 314 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| HYPERCUBE ENSEMBLE INC | |||||
| 315 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,000 |
| INDIANA SYMPHONY SOCIETY INC | |||||
| 316 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| INT'L CONTEMP ENSEMBLE FOUNDATIION | |||||
| 317 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $23,000 |
| INTERMOUNTAIN OPERA ASSN BOZEMAN | |||||
| 318 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| JACK MUSIC INC | |||||
| 319 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $12,000 |
| JAZZ COMPOSERS ALLIANCE | |||||
| 320 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,500 |
| JOYCE THEATER FOUNDATION INC | |||||
| 321 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| KALEIDOSCOPE CHEMBER ORCHESTRA | |||||
| 322 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| KANSAS CITY SYMPHONY | |||||
| 323 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| KAUFMAN MUSIC CENTER | |||||
| 324 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $9,000 |
| KITKA INC | |||||
| 325 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,500 |
| KNOXVILLE JAZZ ORCHESTRA | |||||
| 326 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,500 |
| KRONOS PERFORMING ARTS ASSOCIATION | |||||
| 327 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $12,000 |
| KUUMBWA JAZZ SOCIETY | |||||
| 328 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,500 |
| LA OPERA | |||||
| 329 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $9,000 |
| LAMPO INC | |||||
| 330 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,000 |
| LEAGUE OF COMPOSERS ISCM INC | |||||
| 331 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| LEFT COAST CHAMBER ENSEMBLE | |||||
| 332 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| LINE UPON LINE PERCUSSION INC | |||||
| 333 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,500 |
| LOADBANG INC | |||||
| 334 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| LOOK & LISTEN INC | |||||
| 335 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,500 |
| LORELAI ENSEMBLE INC | |||||
| 336 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| LOS ANGELES MASTER CHORALE ASSN | |||||
| 337 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| MATA | |||||
| 338 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| MEGALOPOLIS INC | |||||
| 339 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,000 |
| METROPOLIS ENSEMBLE | |||||
| 340 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,500 |
| MILLER THEATER AT COLUMBIA UNIV | |||||
| 341 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $20,000 |
| MINNESOTA OPERA | |||||
| 342 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $8,000 |
| MONDAY EVENING CONCERTS | |||||
| 343 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| MONTCLAIR STATE UNIVERSITY | |||||
| 344 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| MUSIC FORWARD | |||||
| 345 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| MUSIC FROM CHINA INC | |||||
| 346 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| MUSIC ON THE EDGE | |||||
| 347 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,500 |
| MUSICAL TRADITIONS | |||||
| 348 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $12,000 |
| MUSIQA | |||||
| 349 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| NC NEWMUSIC INITIATIVE | |||||
| 350 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| NETWORK FOR NEW MUSIC | |||||
| 351 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| NEW HAVEN SYMPHONY ORCHESTRA | |||||
| 352 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| NEW MUSIC INSTITUTE OF KANSAS CITY | |||||
| 353 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| NEW MUSIC ON THE POINT FESTIVAL | |||||
| 354 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| NEW REVOLUTION ARTS INC | |||||
| 355 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,000 |
| NEW WORLD SYMPHONY INC | |||||
| 356 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| NEW YORK NEW MUSIC ENSEMBLE | |||||
| 357 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| NIEF-NORF | |||||
| 358 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| NORTH CORNER CHAMBER ORCHESTRA | |||||
| 359 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,000 |
| OCCASIONAL SYMPHONY INC | |||||
| 360 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,500 |
| OMAHA UNDER THE RADAR | |||||
| 361 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| OPERA PARALLELE | |||||
| 362 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $12,000 |
| OPERA THEATER OF ST LOUIS | |||||
| 363 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $10,000 |
| ORCHESTRA 2001 INC | |||||
| 364 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| ORIGINAL MUSIC WORKSHOP | |||||
| 365 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| OTHER MINDS | |||||
| 366 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| PERFORMANCE ZONE INC | |||||
| 367 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| PHILHARMONIC-SYMPHONY SOC NY | |||||
| 368 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| PIANO SPHERES | |||||
| 369 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| PITTSBURGH NEW MUSIC ENSEMBLE | |||||
| 370 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| PUBLIQUARTET | |||||
| 371 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,500 |
| QUINCE NEW MUSIC | |||||
| 372 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| RAGA MASSIVE INC | |||||
| 373 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| REGENTS OF U CALIFORNIA BERKELEY | |||||
| 374 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| RESONANT BODIES FESTIVAL | |||||
| 375 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| RIVER OAKS CHAMBER ORCHESTRA | |||||
| 376 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| RIVERSIDE SYMPHONY INC | |||||
| 377 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| ROULETTE | |||||
| 378 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $11,500 |
| SAINT PAUL CHAMBER ORCHESTRA SOC | |||||
| 379 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| SAN FRANCISCO BALLET ASSOCIATION | |||||
| 380 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| SAN FRANCISCO CONTEMPORARY MUS | |||||
| 381 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $8,000 |
| SAN FRANCISCO GIRLS CHORUS | |||||
| 382 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| SAN FRANCISCO PERFORMANCES INC | |||||
| 383 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| SAN FRANCISCO SYMPHONY | |||||
| 384 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $7,000 |
| SANTA FE OPERA | |||||
| 385 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $14,000 |
| SEATTLE MODERN ORCHESTRA | |||||
| 386 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,500 |
| SEATTLE SYMPHONY ORCHESTRA INC | |||||
| 387 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $15,000 |
| SFJAZZ | |||||
| 388 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| SO PERCUSSION INC | |||||
| 389 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $11,000 |
| SOCIETY FOR NEW MUSIC (SYRACUSE) | |||||
| 390 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $13,000 |
| SOLI CHAMBER ENSEMBLE | |||||
| 391 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| SONOMA STATE UNIVERSITY | |||||
| 392 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| SPEKTRAL QUARTET NFP | |||||
| 393 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,000 |
| SPHINX ORGANIZATION INC | |||||
| 394 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| STANFORD JAZZ WORKSHOP | |||||
| 395 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,500 |
| TAK ENSEMBLE | |||||
| 396 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| TALEA ENSEMBLE INC | |||||
| 397 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,500 |
| THE BIG EARS FESTIVAL | |||||
| 398 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $10,000 |
| THE CROSSING | |||||
| 399 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| THE DEAN AND CHAPTER OF EXETER | |||||
| 400 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| THE INDUSTRY | |||||
| 401 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| THE JAZZ GALLERY | |||||
| 402 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $9,000 |
| THE LIVING EARTH SHOW | |||||
| 403 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,000 |
| THE SINGERS-MINN CHORAL ARTISTS | |||||
| 404 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| THE WULF | |||||
| 405 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $1,500 |
| THINGNY INC | |||||
| 406 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| THIRD ANGLE NEW MUSIC ENSEMBLE | |||||
| 407 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| THIRD COAST PERCUSSION NFP | |||||
| 408 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $10,000 |
| UNIVERSITY ENTERPRISES INC | |||||
| 409 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $2,500 |
| VOLTI | |||||
| 410 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,500 |
| WASHINGTON NATIONAL OPERA | |||||
| 411 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $6,000 |
| WEST EDGE OPERA | |||||
| 412 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $3,000 |
| WET INK MUSIC PRODUCTIONS INC | |||||
| 413 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $5,500 |
| YARNWIRE | |||||
| 414 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,500 |
| YOUNG PEOPLES CHORUS OF NYC | |||||
| 415 WEST 31ST STREET | NEW YORK | NY | 10001 | PERFORMING GRANT | $4,000 |
| BOSTON MODERN ORCHESTRA PROJECT | |||||
| 416 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $9,000 |
| CANTALOUPE MUSIC | |||||
| 417 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $8,000 |
| CEDILLE RECORDS NFP | |||||
| 418 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $6,000 |
| DUNYA | |||||
| 419 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $5,000 |
| EKMELES | |||||
| 420 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $4,200 |
| ENSEMBLE DAL NIENTE | |||||
| 421 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $5,000 |
| INT'L CONTEMP ENSEMBLE FOUNDATIION | |||||
| 422 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $17,000 |
| LATITUDE 49 NEW MUSIC ENSEMBLE | |||||
| 423 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $5,500 |
| MODE RECORDS | |||||
| 424 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $3,000 |
| PI RECORDS INC | |||||
| 425 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $33,500 |
| THE JAZZ GALLERY | |||||
| 426 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $6,500 |
| VOLTI | |||||
| 427 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT | $7,000 |
| ALBANY SYMPHONY ORCHESTRA | |||||
| 428 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $5,000 |
| AMERICAN ACADEMY IN ROME | |||||
| 429 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $9,000 |
| AMERICAN COMPOSERS ALLIANCE | |||||
| 430 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $2,000 |
| AMERICAN COMPOSERS FORUM | |||||
| 431 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $14,500 |
| AMERICAN COMPOSERS ORCHESTRA INC | |||||
| 432 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $10,000 |
| AMERICAN LYRIC THEATER CENTER | |||||
| 433 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $5,500 |
| AMERICAN OPERA PROJECTS INC | |||||
| 434 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $8,500 |
| AMERICAN PUBLIC MEDIA | |||||
| 435 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $2,500 |
| MUSIC ASSOCIATES OF ASPEN INC | |||||
| 436 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $8,000 |
| BLANK FORMS INC | |||||
| 437 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $2,000 |
| THE BOGLIASCO FOUNDATION INC | |||||
| 438 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $6,500 |
| BOSTON SYMPHONY ORCHESTRA | |||||
| 439 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $27,000 |
| BOWDOIN INT'L MUSIC FESTIVAL | |||||
| 440 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $6,000 |
| CABRILLO FESTIVAL OF CONTEMP MUSIC | |||||
| 441 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $6,000 |
| CHAMBER MUSIC AMERICA INC | |||||
| 442 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $9,000 |
| CHAMBER MUSIC CONF & COMPS | |||||
| 443 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $2,000 |
| THE CHARLES IVES SOCIETY INC | |||||
| 444 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $3,000 |
| CHOSEN VALE CTR ADV MUS STUDIES | |||||
| 445 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $1,500 |
| CLASSICAL 981 | |||||
| 446 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $2,500 |
| COMPOSERS CONF & CHAMBER MUS | |||||
| 447 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $2,000 |
| CONCERTS ARTISTS GUILD INC | |||||
| 448 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $2,500 |
| CONNECTICUT SUMMERFEST INC | |||||
| 449 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $1,500 |
| COPLAND HOUSE INC | |||||
| 450 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $35,000 |
| CORPORATION OF YADDO | |||||
| 451 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $5,000 |
| FIFTH HOUSE ENSEMBLE | |||||
| 452 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $2,500 |
| FOUNDATION FOR CONTEMPORARY ARTS | |||||
| 453 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $3,500 |
| FROM THE TOP INC | |||||
| 454 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $6,000 |
| GLIMMERGLASS OPERA INC | |||||
| 455 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $6,500 |
| HARVESTWORKS INC | |||||
| 456 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $3,000 |
| ISSUE PROJECT ROOM INC | |||||
| 457 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $5,000 |
| JOHN SIMON GUGGENHEIM MEM FN | |||||
| 458 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $20,000 |
| UNIVERSITY OF BUFFALO FOUNDATION | |||||
| 459 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $13,000 |
| AMERICAN SYMPHONY ORCHESTRA LEA | |||||
| 460 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $15,000 |
| MACDOWELL COLONY INC | |||||
| 461 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $6,000 |
| NATIONAL FLUTE ASSOCIATION | |||||
| 462 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $3,000 |
| NEW MUSIC USA | |||||
| 463 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $75,000 |
| NEW YORK YOUTH SYMPHONY | |||||
| 464 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $9,000 |
| FRACTURED ATLAS INC | |||||
| 465 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $5,695 |
| OPERA AMERICA INC | |||||
| 466 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $7,500 |
| ST LUKE'S CHAMBER ENSEMBLE INC | |||||
| 467 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $5,000 |
| SONGFEST | |||||
| 468 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $3,500 |
| THE VIRGINIA ARTS FESTIVAL INC | |||||
| 469 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $9,000 |
| THE WALDEN SCHOOL LTD | |||||
| 470 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $3,000 |
| WMHT EDUCATIONAL TELECOM | |||||
| 471 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $4,500 |
| YOUNG CONCERT ARTISTS INC | |||||
| 472 WEST 31ST STREET | NEW YORK | NY | 10001 | SUPPLEMENTAL GRANT | $5,000 |
| AMERICAN ACADEMY IN ROME | |||||
| 473 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $1,000 |
| AMERICAN SYMPHONY ORCHESTRA LEA | |||||
| 474 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $1,000 |
| BOSTON MODERN ORCHESTRA PROJECT | |||||
| 475 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $150 |
| BROOKLYN ACADEMY OF MUSIC | |||||
| 476 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $150 |
| CABRILLO FESTIVAL OF CONTEMP MUSIC | |||||
| 477 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $21,500 |
| CARNEGIE HALL CORPORATION | |||||
| 478 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $3,000 |
| CHAMBER MUSIC CONF & COMPS | |||||
| 479 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $1,000 |
| COPLAND HOUSE | |||||
| 480 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $250 |
| MINNESOTA ORCHESTRAL ASSOCIATION | |||||
| 481 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $500 |
| NATIONAL SAWDUST | |||||
| 482 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $150 |
| NEW MUSIC USA | |||||
| 483 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $20,000 |
| NEW YORK YOUTH SYMPHONY | |||||
| 484 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $150 |
| OPERA AMERICA INC | |||||
| 485 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $2,500 |
| ORCHESTRA OF ST LUKE'S | |||||
| 486 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $500 |
| PHILHARMONIC-SYMPHONY SOC NY | |||||
| 487 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $2,500 |
| YOUNG PEOPLES CHORUS OF NYC | |||||
| 488 WEST 31ST STREET | NEW YORK | NY | 10001 | SPECIAL GRANT | $150 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,415,895 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (35 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| BRIDGE RECORDS | |||||
| 489 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $10,000 |
| GREENLEAF MUSIC INC | |||||
| 490 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $6,000 |
| JACK MUSIC INC | |||||
| 491 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $8,000 |
| ROOMFUL OF TEETH VOCAL ARTS PROJECT INC | |||||
| 492 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $7,500 |
| SPEKTRAL QUARTET | |||||
| 493 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $10,000 |
| THE INDUSTRY PRODUCTION INC | |||||
| 494 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $10,000 |
| THINGNY | |||||
| 495 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $7,500 |
| BIOPHILIA RECORDS | |||||
| 496 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $5,000 |
| BMOP | |||||
| 497 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $10,000 |
| FRACTURED ATLAS INC | |||||
| 498 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $4,000 |
| IN A CIRCLE RECORDS | |||||
| 499 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $8,000 |
| MODE RECORDS | |||||
| 500 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $2,500 |
| NONESUCH RECORDS | |||||
| 501 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $20,000 |
| A FAR CRY | |||||
| 502 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $8,000 |
| CAL POLY POMONA FOUNDATION INC | |||||
| 503 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $5,000 |
| PRISM QUARTET INCORPORATED | |||||
| 504 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $8,000 |
| ARETE LIVING ARTS FOUNDATION | |||||
| 505 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $5,500 |
| BROOKLYN YOUTH CHORUS ACADEMY | |||||
| 506 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $500 |
| NEW YORK LIVE ARTS INC | |||||
| 507 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $3,000 |
| AVALOCH FARM MUSIC INSTITUTE INC | |||||
| 508 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $6,045 |
| CLASSICAL MUSIC INC | |||||
| 509 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $4,000 |
| CLASSICAL RECORDING FOUNDATION | |||||
| 510 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $5,000 |
| BOSTON MODERN ORCHESTRA PROJECT INC | |||||
| 511 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $7,500 |
| FRACTURED ATLAS INC | |||||
| 512 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $5,000 |
| CALDER QUARTET | |||||
| 513 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $3,000 |
| SUSAN ALLEN'S SUMMER HARP COURSE | |||||
| 514 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $4,500 |
| BOSTON SECESSION | |||||
| 515 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $6,000 |
| NEW CENTURY SAXOPHONE QUARTET | |||||
| 516 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $1,500 |
| SEATTLE SYMPHONY | |||||
| 517 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $15,000 |
| SPECULUM MUSICAE | |||||
| 518 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $10,000 |
| SPHINX ORGANIZATION INC | |||||
| 519 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $15,000 |
| NEWBAND INC | |||||
| 520 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $8,000 |
| THREETWO | |||||
| 521 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $12,000 |
| UNASSIGNED - FORMERLY APPOVED AS COMPOSERS RECORDINGS INC | |||||
| 522 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $23,436 |
| 20TH CENTURY CONSORT | |||||
| 523 WEST 31ST STREET | NEW YORK | NY | 10001 | RECORDING GRANT PAYABLE | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $269,481 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $459,441 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 15 | ExclusionCd |
| Exclusion | $1,820,382 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $445,388 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,725,211 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,725,211 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $42,743 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $42,743 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (21 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BP CAPITAL MARKETS GTD NT 3.24 5%22 | $10,000 | $10,430 |
| BROADCOM CORP SR NT 2.500% 08/15/22 B/EDTD 02/15/13 CLB | $49,886 | $50,119 |
| CBS CORP NEW NOTE 3.375% 3/01/22 | $74,884 | $77,644 |
| DISCOVERY COMMUNICATIONS LLC GTD SR NT 3.300% 05/15/22 REG | $74,899 | $77,586 |
| FIFTH THIRD BANCORP SR NT 3.500% 03/15/22 B/EDTD 03/07/12 CLB | $39,913 | $41,861 |
| FNMA GTD REMIC PASS THRU TR REMIC TR 2005-29 CL-WC 4.750% 04/25/35 B/E | $4,674 | $5,170 |
| LAKELAND FINCL CORP | $8,316 | $8,200 |
| LANDSTAR STSYEMS | $6,507 | $6,739 |
| LEMAITRE VASCULAR | $8,726 | $6,996 |
| LITTLEFUSE INC | $9,902 | $9,043 |
| LUMINEX CORP | $6,404 | $7,384 |
| MGP INGREDIENTS | $7,542 | $7,121 |
| PIONEER NAT RES CO SR NT 3.950% 07/15/22 B/EDTD 06/26/12 CLB | $25,205 | $26,006 |
| UIL HLDG CORP FIXED RATE SR NTS 4.625% 10/01/20 B/EDTD 10/07/10 CLB | $50,108 | $50,284 |
| UNITED STATES TREAS BILLS 0% 01/30/2020 | $492,467 | $499,515 |
| UNITED STATES TREAS BILLS 0% 01/30/2020 | $248,060 | $249,975 |
| UNITED STATES TREAS BILLS 0% 01/30/2020 | $246,234 | $249,758 |
| UNITED STATES TREAS BILLS 0% 02/28/19 | $199,988 | $203,054 |
| UNITED STATES TREAS BILLS 0% 07/18/2019 | $148,840 | $149,993 |
| UNITED STATES TREAS BILLS 0% 07/18/2019 | $297,680 | $299,985 |
| UNITED STATES TREAS NTS 2.5% 02/28/2021 | $199,988 | $203,054 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (199 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AARONS INC COM | $12,284 | $10,260 |
| ABBVIE INC CO | $34,669 | $44,181 |
| ACCELERON PHARMA | $5,244 | $5,145 |
| ACCENTURE LTD BERMUDA CL A | $15,842 | $45,091 |
| ACCENTURE LTD BERMUDA CL A | $14,750 | $45,521 |
| ACCENTURE LTD BERMUDA CL A | $28,590 | $52,606 |
| ACI WORLDWIDE INC | $5,767 | $6,451 |
| ADOBE SYS INC | $13,591 | $74,003 |
| ADVANCED ENERGY IND | $2,463 | $4,881 |
| AIA GROUP LIMITED SPON ADR EA REPR 4 ORD SHS | $31,092 | $44,955 |
| AIMMUNE THERAPEUTICS | $6,217 | $5,297 |
| ALCON AG ORD SHS | $38,530 | $38,566 |
| ALGONQUIN PWR | $9,117 | $8,738 |
| ALIGN TECHNOLOGY INC | $9,252 | $25,797 |
| ALPHABET INC CAP STK CL C | $17,772 | $67,853 |
| ALPHABET INC CLASS A | $29,804 | $44,489 |
| ALPS CORECOMMODITY MANAGEMENT COMPLETECOMMODITIES STRATEGY FUND CLASS I | $251,383 | $155,054 |
| AMADEUS IT HOLDING SAUNSPONSORED ADS | $29,617 | $21,242 |
| AMERICAN STS | $9,858 | $8,649 |
| AMERICAN TOWER CORP | $35,304 | $41,366 |
| AMERICOLD RLTY | $10,175 | $9,728 |
| AMERISAFE INC COM | $7,834 | $6,850 |
| AMG YACKTMAN FUND FUND CLASS SVC | $452,926 | $441,549 |
| ARGENX SE SPONS | $3,856 | $5,856 |
| ARROWHEAD RESEARCH CORP | $4,312 | $11,661 |
| ASML HOLDING N V N Y REGISTRY SHS | $27,712 | $58,517 |
| ATLAS COPCO A ADR NEW F SPONSORED ADR | $23,422 | $36,850 |
| ATRICURE INC | $4,011 | $3,641 |
| AUTOMATIC DATA PROCESSING INC COM | $11,222 | $25,758 |
| AUTOMATIC DATA PROCESSING INC COM | $38,284 | $40,200 |
| BAUSCH HEALTH | $10,845 | $8,514 |
| BECTON DICKINSON & CO PFD SHS CONV A | $58,346 | $59,818 |
| BEIGENE LTD SPONSORED ADR | $4,988 | $6,971 |
| BERRY PLASTICS GROUPINC COM | $10,686 | $11,390 |
| BIOMARIN PHARMACEUTICAL | $8,341 | $13,197 |
| BLACKLINE INC | $3,214 | $4,726 |
| BLUEBIRD BIO INC COM | $11,150 | $5,372 |
| BRIGHT HORIZONS FAM SOL IN DEL COM | $5,818 | $5,508 |
| BROADRIDGE FIN SOL | $3,343 | $7,950 |
| BWX TECH | $12,269 | $11,271 |
| CANADIAN NATIONAL RAILWAY CO | $22,472 | $42,071 |
| CANADIAN PAC RAILWAYLTD | $18,720 | $33,114 |
| CARDINAL HEALTH INC | $5,244 | $5,532 |
| CATALYST/MILLBURN HEDGE STRATEGY FUND CLASS I | $487,141 | $445,433 |
| CDW CORP COM | $37,190 | $40,082 |
| CHAMPIONX CORP | $7,611 | $3,562 |
| CHESAPEAKE UTIL | $6,224 | $6,048 |
| CHURCHILL DOWNS INC | $3,836 | $5,459 |
| CITIZENS FINL GROUP | $7,583 | $7,547 |
| COGENT COMMUNICATIONS | $2,947 | $2,785 |
| COGNEX CORP | $6,839 | $8,241 |
| COGNEX CORP | $6,133 | $8,200 |
| COHEN & STEERS INC | $11,023 | $11,296 |
| COPART INC | $3,087 | $8,244 |
| CORE MARK | $8,701 | $6,663 |
| DICKS SPORTING GOODS | $3,356 | $5,323 |
| DOLBY LABORATORIES INC | $5,166 | $9,749 |
| DOLLAR GEN CORP | $12,206 | $33,149 |
| DOLLAR GEN CORP | $41,986 | $44,770 |
| DOUBLELINE CORE FIXED INCOME FUND CLASS I | $600,000 | $604,632 |
| DOUBLELINE EMERGING MRTKS FIXED INC I | $556,015 | $539,833 |
| DOUBLELINE FLOATING RATE FUND CL I #2054 | $600,000 | $551,248 |
| DSV PANALPINA AS UNSPONSORED ADR | $22,360 | $55,771 |
| EMCOR GROUP INC | $7,271 | $7,937 |
| ENCOMPASS | $12,589 | $11,209 |
| ENSIGN GROUP INC | $11,393 | $11,174 |
| ENTEGRIS INC | $1,554 | $8,957 |
| ENVESTNET INC COM | $5,663 | $7,501 |
| ESSILOR INTERNATIONAL SA ADR CMN | $22,276 | $22,251 |
| ETSY INC COM | $8,407 | $19,759 |
| EVERBRIDGE INC | $5,508 | $7,887 |
| EVERCORE PARTNERS INC CL | $8,995 | $6,776 |
| EXACT SCIENCE CORP | $4,876 | $5,912 |
| EXELIXIS INC CMN | $11,890 | $12,915 |
| EXPERIAN GROUP LTD ADR F SPONSORED ADR | $29,454 | $59,702 |
| EXPONENT INC | $8,984 | $11,330 |
| FACEBOOK INC CL A | $40,594 | $82,426 |
| FACTSET RESEARCH SYS INC | $14,097 | $47,628 |
| FEDERAL AGRICULTURE | $9,663 | $7,041 |
| FERRARI N V COM | $22,866 | $26,261 |
| FIBROGEN INC COM | $7,360 | $5,431 |
| FORTINET INC COM | $3,028 | $12,629 |
| FORTUNE BRANDS | $4,285 | $4,219 |
| FPA CRESCENT INST SHARE | $1,209,861 | $1,202,052 |
| GARTNER INC CL A | $9,999 | $22,446 |
| GENERAC HLDGS INC | $3,403 | $4,268 |
| GODADDY | $5,883 | $6,453 |
| GRACO INC COM | $5,327 | $6,047 |
| GUARDANT HEALTH | $4,486 | $5,436 |
| GUGGENHEIM TOTAL RETURN BOND FUND INSTITUTIONAL CLASS | $200,000 | $209,703 |
| GUGGENHEIM TOTAL RETURN BOND FUND INSTITUTIONAL CLASS | $550,000 | $584,783 |
| GUIDEWIRE SOFTWARE INC | $3,722 | $7,316 |
| HDFC BK LTD ADR REPSTG 3 SHS | $20,415 | $32,231 |
| HEICO CORP | $4,802 | $4,387 |
| HENRY JACK & ASSOC INC | $7,165 | $10,122 |
| HOME BANCSHARES | $8,963 | $7,259 |
| HORMEL FOODS CORP COM | $17,741 | $42,719 |
| HYATT HOTELS | $4,494 | $4,224 |
| ICON PLC SHS | $8,602 | $22,237 |
| IMMUNOMEDICS INC | $9,462 | $19,705 |
| INNOVATIVE INDL | $2,265 | $2,112 |
| INSPERITY INC | $7,900 | $4,919 |
| IRHYTHM TECHNOLOGIES INC COM | $5,788 | $9,503 |
| J&J SNACK FOODS CP | $4,256 | $7,755 |
| KENNEDY WILSON HOLDINGS | $9,970 | $6,514 |
| LIBERTY MEDIA CORP SERIES C | $5,488 | $4,535 |
| LIVE NATION, INC. | $5,206 | $5,674 |
| LOWES COS INC COM | $31,434 | $44,599 |
| LULULEMON | $52,698 | $73,634 |
| LVMH MOET HENNESSY LOUIS VUITTON ADR | $18,157 | $48,813 |
| MANTECH INTL | $8,590 | $7,465 |
| MASTERCARD INC | $20,618 | $48,495 |
| MASTERCARD INC | $16,049 | $41,398 |
| MATTHEW ASIAN GROWTHAND INCOME INST'L | $159,974 | $150,236 |
| MATTHEWS ASIAN GROWTH & INCOME FUND | $152,004 | $129,985 |
| MAXIM INTEGRATED | $7,413 | $8,304 |
| MAXIMUS INC | $7,080 | $8,172 |
| MEDTRONIC PLC SHS | $33,397 | $38,514 |
| MERCADOLIBRE INC | $37,622 | $58,160 |
| METTLER TOLEDO INTL INCF | $22,364 | $31,416 |
| MICROSOFT | $41,536 | $110,913 |
| MOLINA HEALTHCARE INC | $8,074 | $10,501 |
| MONRO MUFFLER | $10,269 | $7,747 |
| MORNING STAR INC | $10,017 | $8,740 |
| MSC INDL DIRECT | $10,624 | $10,121 |
| MSCI INC COM | $16,645 | $25,037 |
| MUZINICH CREDIT OPPORTUNITIES FUND SUPRA INSTITUTIONAL CLASS | $448,568 | $585,018 |
| NEENAH INC COM | $6,349 | $4,649 |
| NESTLE S A REG B ADR F 1 ADR REPS 1 ORD | $25,616 | $44,728 |
| NEW YORK TIMES | $8,496 | $10,465 |
| NEXPOINT RESIDENCIAL | $5,598 | $6,398 |
| NEXSTAR MEDIA GROUP | $8,670 | $8,536 |
| NIKE INC CLASS B | $4,249 | $19,414 |
| NIKE INC CLASS B | $9,908 | $41,181 |
| NORDSON CORP | $3,604 | $11,003 |
| NOVOCURE LIMITED | $6,870 | $4,744 |
| OKTA INC | $7,296 | $12,214 |
| PARNASSUS CORE EQUITY | $288,561 | $276,217 |
| PAYCOM SOFTWARE | $6,052 | $7,743 |
| PAYPAL HLDGS INC COM | $24,025 | $46,868 |
| PERFORMANCE FOOD GROUP | $4,043 | $3,876 |
| PERNOD RICARD ADR EACH REPR 0.20 ORD | $28,588 | $28,385 |
| PIMCO ALL ASSET I | $937,033 | $827,230 |
| PIMCO SHORT TERM | $400,000 | $401,746 |
| PIMCO SHORT TERM | $400,000 | $403,087 |
| POOL CORP COM | $6,480 | $8,700 |
| POWER INTEGRATIONS INC | $3,735 | $7,560 |
| PVH CORP | $7,568 | $7,159 |
| QTS RLTY TR | $8,044 | $9,549 |
| QUAKER CHEM CORP | $7,200 | $8,354 |
| QUALYS INC | $8,797 | $10,610 |
| REGENERON PHARMACEUTICALS INC | $19,749 | $37,419 |
| REINSURANCE GROUP AMER INC | $7,784 | $4,942 |
| RESMED INC | $30,159 | $55,488 |
| ROPER TECHNOLOGIES | $39,236 | $41,156 |
| RYDER SYSTEM | $10,543 | $7,915 |
| S&P GLOBAL | $36,855 | $44,480 |
| SALESFORCE | $19,259 | $22,854 |
| SALESFORCE | $35,157 | $39,714 |
| SEAWORLD | $7,830 | $4,428 |
| SEMTECH CORP COM | $6,184 | $5,901 |
| SERVICESNOW | $30,611 | $44,152 |
| SHERWIN WILLIAMS CO COM | $19,509 | $41,605 |
| SHOPIFY INC CL A | $9,972 | $75,936 |
| SIKA AG ADR | $26,770 | $28,443 |
| SMITH & NEPHEW PCL | $43,028 | $35,147 |
| SMITH A O CORP | $7,387 | $6,597 |
| STANDEX INTERNATIONAL | $10,830 | $8,748 |
| STARBUCKS CORP | $15,731 | $28,406 |
| STARBUCKS CORP | $29,485 | $38,267 |
| STERIS CORP | $25,783 | $32,990 |
| SYNCHRONY FINANCIAL COM | $7,415 | $7,557 |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | $14,633 | $50,469 |
| TELADOC HEALTH INC COM | $1,700 | $5,725 |
| TELEDYNE TECHNOLOGIES | $5,215 | $4,664 |
| TEMPLETON INCOME TR GLB BD ADVSOR | $442,530 | $363,190 |
| TENCENT HLDGS LTD | $9,986 | $55,360 |
| TETRA TECH | $12,721 | $11,393 |
| TEXAS INSTRS INC COM | $35,024 | $41,900 |
| TRACTOR SUPPLY CO | $7,156 | $12,915 |
| UNIFIRST CORP | $7,848 | $8,053 |
| UNITEDHEALTH GROUP | $13,285 | $41,293 |
| UNIVERSAL DISPLAY CORP | $7,481 | $1,549 |
| UNIVERSAL DISPLAY CORP | $6,070 | $5,985 |
| US BANCORP DEP SHS B REP 1/1000 SER B PFD | $149,600 | $149,600 |
| US PHYSICAL THERAPY | $5,246 | $2,998 |
| VANGUARD SHORT-TERM INVESTMENT-GRADE FUND ADMIRAL SHARES | $706,262 | $792,077 |
| VANGUARD SHORT-TERM INVESTMENT-GRADE FUND ADMIRAL SHARES | $100,000 | $101,767 |
| VEEVA SYSTEMS INC COM CL A | $1,362 | $11,721 |
| VERACYTE INC COM | $3,363 | $6,937 |
| VIKING THERAPEUTICS INC COM | $3,837 | $1,766 |
| VISA INC | $11,982 | $52,349 |
| WAL-MART DE MEXICO S A DE C V SPONS ADR REPSTG SER V SHS | $21,720 | $22,525 |
| WESTERN ALLIANCE BANCORP | $7,922 | $6,324 |
| WPX ENERGY INC | $5,216 | $2,022 |
| ZENDESK INC | $4,999 | $5,666 |
| ZOETIS INC COM CL A | $23,122 | $44,949 |
| ZOETIS INC COM CL A | $26,138 | $41,797 |
| ZYNGA INC | $6,242 | $10,570 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ABBOTT LABS 2% 03/15/2020 | FMV | $47,447 | $53,761 |
| ISHARES 1-3 YR TREASURY BOND ETF | FMV | $619,988 | $556,850 |
| ISHARES MSCI EMERGING MARKETS ETF | FMV | $281,887 | $271,932 |
| ISHARES MSCI FLOATING RATE NOT E FUNDING ETF | FMV | $179,428 | $251,055 |
| ISHARES TIPS BOND ETF | FMV | $460,078 | $492,000 |
| SELECT SECTOR COMMUNICATION | FMV | $92,321 | $116,186 |
| SELECT SECTOR CONSUMER | FMV | $93,752 | $127,710 |
| SELECT SECTOR INDL | FMV | $88,015 | $92,745 |
| SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | FMV | $237,218 | $167,105 |
| SPDR GOLD ETF | FMV | $179,428 | $185,224 |
| SPDR SERIES TRUST KBW BK ETF | FMV | $96,150 | $101,885 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $50,044 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $50,044 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISCELLANEOUS | $11,437 | $0 | $11,437 |
| GRANT PROGRAM SOFTWARE COSTS | $16,435 | $0 | $16,435 |
| OTHER GRANT PROGRAM EXPENSES | $6,216 | $0 | $6,217 |
| HONORARIA | $37,300 | $0 | $37,300 |
| ENGRAVING FEES | $15,177 | $0 | $15,177 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ROYALTY INCOME | $1,820,111 | $1,820,111 | $1,820,111 |
| MISCELLANEOUS | $271 | $271 | $271 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $118,022 | $118,022 | $0 |
| GRANT PROGRAM ADMIN FEES | $678,685 | $0 | $678,685 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $63,000 | $0 | $0 |
| FOREIGN TAXES | $3,585 | $3,585 | $0 |
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