UMSIZI FUND: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- UMSIZI FUND (EIN 46-1723396)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-12
- IRS object ID
- 202123169349101767
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Notes Loans Rcvbl Long Sch
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-12T08:49:03-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FOUNDATION SOURCE | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE HOLLOW LN STE 212 | AddressLine1Txt |
| City | LAKE SUCCESS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 461723396 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Umsizi Fund | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | UMSI | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | AMY BRAKEMAN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2021-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | AMY | PersonFirstNm |
| Person Last | BRAKEMAN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $10,337,334 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $114,398 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $2,650 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,650 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $71,516 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $71,516 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $21,985 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,313,195 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $126,723 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $134,463 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $134,463 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $345,012 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $335,352 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $950 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $950 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $216,804 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Dsbrs Chrtbl | $216,804 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,986 | TaxesRevAndExpnssAmt |
| Trav Conf Meeting Rev And Expnss | $8,379 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $8,379 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $43,525 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $370 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $43,155 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $273,644 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $370 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $269,288 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $277,746 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $277,746 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $551,390 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $370 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $547,034 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$206,378 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $334,982 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $290,138 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $521,498 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $521,498 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $3,103,438 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $2,603,438 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $3,103,438 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $2,884,488 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $4,278,555 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,178,606 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,278,590 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $1,145,616 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,150,827 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,164,258 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $2,331,500 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,488,500 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,488,500 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $10,649,247 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,442,869 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $10,337,334 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $10,649,247 | RetainedEarningBOYAmt |
| Retained Earning EOY | $10,442,869 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,649,247 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,442,869 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,649,247 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,442,869 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,649,247 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$206,378 | ExcessRevenueOverExpensesAmt |
| Subtotal | $10,442,869 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $10,442,869 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | Publicly-traded Securities | PropertyDesc |
| Gross Sales Price | $1,313,195 | GrossSalesPriceAmt |
| Cost Or Other Basis | $1,186,472 | CostOrOtherBasisAmt |
| Gain Or Loss | $126,723 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $126,723 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $126,723 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,656 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $4,656 | SubtotalAmt |
| Tax Based On Investment Income | $4,656 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $8,349 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $8,349 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $3,693 | OverpaymentAmt |
| Applied To ES Tax | $3,693 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Amy Brakeman | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Pres | 1.0 | $0 | $0 | $0 |
| Roy Edgar Brakeman III | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Sec, Treas, VP | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Kathryn Bunten-Wren | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 87 Tower Road | AddressLine1Txt |
| City | Boston | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02130 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Philanthropic | ServiceTypeTxt |
| Compensation | $117,295 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | GLOBAL PARTNERSHIPS/ELEOS SOCIAL VENTURE FUND LLC - PRI -TO INVEST IN SOCIAL ENTERPRISES TO DELIVER ESSENTIAL PRODUCTS AND SERVICES TO IMPOVERISHED HOUSEHOLDS IN EASTERN AFRICA | Description1Txt |
| Expenses1 | $157,000 | Expenses1Amt |
| Total | $157,000 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,766,239 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $382,770 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,959,265 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $8,108,274 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $8,108,274 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $121,624 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,986,650 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $399,333 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $399,333 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,656 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,656 | TotalTaxAmt |
| Distributable Before Adj | $394,677 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $394,677 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $394,677 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $547,034 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $157,000 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $704,034 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $704,034 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $394,677 | DistributableAsAdjustedAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $157,015 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,779,751 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $178,268 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $348,131 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $112,642 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,575,807 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $704,034 | QualifyingDistributionsAmt |
| Applied To Current Year | $394,677 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $309,357 | RemainingDistriFromCorpusAmt |
| Total Corpus | $3,885,164 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $157,015 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,728,149 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,779,751 | ExcessFromYear4Amt |
| Excess From Year3 | $178,268 | ExcessFromYear3Amt |
| Excess From Year2 | $348,131 | ExcessFromYear2Amt |
| Excess From Year1 | $112,642 | ExcessFromYear1Amt |
| Excess From Current Year | $309,357 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Amy Brakeman | ContributingManagerNm |
| Contributing Manager | Roy Edgar Brakeman III | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd |
|---|---|---|---|---|---|---|---|---|---|---|
| 1TO4 | ||||||||||
| 5225 E CAMINO CIELO | SANTA BARBARA | CA | 93105 | N/A | PC | General & Unrestricted | $10,000 | |||
| EDUCATION FOR EMPLOYMENT | ||||||||||
| PO BOX 117 | NEW YORK | NY | 10150 | N/A | PC | General & Unrestricted | $106,102 | |||
| EDUCATION FOR EMPLOYMENT | ||||||||||
| PO BOX 117 | NEW YORK | NY | 10150 | N/A | PC | leadership coaching program | $10,000 | |||
| HARVARD COLLEGE | ||||||||||
| 124 MOUNT AUBURN ST 4TH FLOOR | CAMBRIDGE | MA | 02138 | N/A | PC | Harvard T. H. Chan School of Public Health - Dr. Wafaie Fawzi collaboration with the African Leadership Academy | $45,644 | |||
| SHUJAAZINC LIMITED | ||||||||||
| N/A | NC | Expenditure Responsibility Grant | $100,000 | KAREN OFC PARK KAREN | NAIROBI | KE | ||||
| TONIIC INSTITUTE | ||||||||||
| PO BOX 6866 | BEND | OR | 97708 | N/A | PC | General & Unrestricted | $6,000 | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $277,746 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,650 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $71,516 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $21,985 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| K-1 Inc/Loss | 14 | -$11,924 |
| INTEREST INCOME FROM NOTES | 14 | $146,387 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $230,614 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $230,614 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | SAGE Brakeman LLC | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o R E Brakeman III PO Box 566 | AddressLine1Txt |
| City | Sausalito | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 949665800 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $114,398 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | IQVIA HOLDINGS INC IQV, 702 sh. | NoncashPropertyDesc |
| Fair Market Value | $114,398 | FairMarketValueAmt |
| Received | 2020-02-21 | ReceivedDt |
Depreciation Schedule DepreciationSchedule
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHUJAAZINC LIMITED | BusinessNameLine1Txt |
Foreign Address ForeignAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | KAREN OFFICE PARK | AddressLine1Txt |
| City | KAREN NAIROBI | CityNm |
| Country | KE | CountryCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2020-09-18 | GrantDt |
| Grant | $100,000 | GrantAmt |
| Purpose Of Grant | To support the COVID 19 response strategy | PurposeOfGrantTxt |
| Expended By Grantee | $0 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | NO | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 8/30/21 | DatesOfReportsByGranteeTxt |
| Results Of Verification | NONE NECESSARY | ResultsOfVerificationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | JP MORGAN SHORT DURATION BOND | StockNm |
| EOY Book Value | $3,178,606 | EOYBookValueAmt |
| EOYFMV | $3,278,590 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ADOBE MEZZANINE FUND II LP | $150,827 | $133,348 |
| ADVANCE TRADE GROWTH OFFSHORE | $1,000,000 | $1,030,910 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General Consultations | CategoryTxt |
| Legal Fees | $950 | LegalFeesAmt |
| Disbursements Charitable Prps | $950 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PRI - GLOBAL PARTNERSHIPS/ELEO | $488,500 | $488,500 |
| PRI - MCE SOCIAL CAPITAL - 2.5 | $500,000 | $500,000 |
| PRI - MCE SOCIAL CAPITAL - 2.5 | $500,000 | $500,000 |
| PRI - MCE SOCIAL CAPITAL - 2.5 | $500,000 | $500,000 |
| PRI - MCE SOCIAL CAPITAL - 2.7 | $500,000 | $500,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $37,587 | $37,587 | |
| Bank Charges | $60 | $60 | |
| K-1 Exp ADOBE MEZZANINE FUND I | $310 | $310 | |
| State or Local Filing Fees | $25 | $25 | |
| TRAINING & PROFESIONAL DEVELO | $5,441 | $5,441 | |
| Website Hosting/Support | $102 | $102 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss ADOBE MEZZANINE FUND II LP | -$11,924 | -$11,924 |
| Interest Income from Notes | $146,387 | $146,387 |
Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch
Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp (6 entries)
| Loan OriginalLoanOriginalAmt | Balance DueBalanceDueAmt | NoteNoteDt | Loan MaturityLoanMaturityDt | InterestInterestRt | Security Provided BorrowerSecurityProvidedBorrowerTxt | Loan PurposeLoanPurposeTxt | Lender ConsiderationLenderConsiderationDesc | Consideration FMVConsiderationFMVAmt | Repayment TermsRepaymentTermsTxt |
|---|---|---|---|---|---|---|---|---|---|
| CAPRIA VENTURES LLC | |||||||||
| $250,000 | $250,000 | 2019-11 | 2031-12 | 0.1667 | NONE | BUSINESS OPERATIONS | CASH CASH CASH CASH CASH LINE OF CREDIT | $250,000 | |
| LOW INCOME INV FD - 3YR | |||||||||
| $1,000,000 | $1,000,000 | 2019-07 | 2022-07 | 2. | NONE | INVESTMENT | CASH CASH CASH CASH CASH LINE OF CREDIT | $1,000,000 | INTEREST ANNUAL, PRINCIPAL DUE UPON MATURITY |
| LOW INCOME INV FD - 5YR | |||||||||
| $1,000,000 | $1,000,000 | 2019-07 | 2024-07 | 3. | NONE | INVESTMENT | CASH CASH CASH CASH CASH LINE OF CREDIT | $1,000,000 | INTEREST ANNUAL, PRINCIPAL DUE UPON MATURITY |
| MRI - OPEN CAPITAL GROUP LTD | |||||||||
| $250,000 | $250,000 | 2018-12 | 2023-12 | 5. | NONE | BUSINESS OPERATIONS | CASH CASH CASH CASH CASH LINE OF CREDIT | $250,000 | PRINCIPAL AND INTEREST UPON MATURITY |
| MRI - WATER MADE BLUE | |||||||||
| $113,475 | $103,438 | 2019-03 | 2022-03 | 6. | NONE | INVESTMENT | CASH CASH CASH CASH CASH LINE OF CREDIT | $113,475 | PAYMENTS MADE QUARTERLY |
| MRI - XPERTSEA FINANCE INC | |||||||||
| $500,000 | $500,000 | 2020-05 | 2021-04 | 3.75 | NONE | SHRIMP TRADING INITIATIVE | CASH CASH CASH CASH CASH LINE OF CREDIT | $500,000 | INTEREST QUARTERLY, PRINCIPAL UPON MATURITY |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| Employee Recruiting/Temp Agenc | $9,900 | $9,900 |
| Philanthropic Consulting Srvcs | $204,999 | $204,999 |
| Website Development | $1,905 | $1,905 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| 990-PF Estimated Tax for 2020 | $3,700 |
| 990-PF Extension for 2019 | $286 |
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