CHARLES A DANA FDN INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- CHARLES A DANA FDN INC (EIN 06-6036761)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-02
- IRS object ID
- 202123069349101152
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Applied To Prior Year Election
- Depreciation Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-02T12:58:06-00:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 066036761 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Charles A Dana Foundation Incorporated | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DANA | BusinessNameControlTxt |
| Phone | 2122234040 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 Rockefeller Plaza Room 16th Fl | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Burton Mirsky | PersonNm |
| Person Title | Treasurer | PersonTitleTxt |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | false | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Burton | PersonFirstNm |
| Person Last | Mirsky | PersonLastNm |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $248,257,333 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Dividends Rev And Expnss | $698,836 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $698,836 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $7,415,973 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $56,812,233 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,415,973 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $12,655,038 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $11,162,177 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $20,769,847 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $19,276,986 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $545,706 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $57,571 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $488,135 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $1,482,779 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $77,720 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $1,405,059 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | -$175,054 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $48,688 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $888,276 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $44,361 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $44,361 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $60,271 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $24,108 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $36,163 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $927,579 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $612,298 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $315,281 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $377,808 | TaxesRevAndExpnssAmt |
| Deprec And Dpltn Rev And Expnss | $39,874 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $3,987 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $853,674 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $85,367 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $837,429 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $9,138 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $9,138 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $48,580 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $48,580 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $267,742 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $26,774 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $153,367 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,482,458 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $936,513 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,225,789 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,078,103 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $6,226,156 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $9,560,561 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $936,513 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $10,451,945 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $11,209,286 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $18,340,473 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $5,850,479 | CashBOYAmt |
| Cash EOY | $14,891,493 | CashEOYAmt |
| Cash EOYFMV | $14,891,493 | CashEOYFMVAmt |
| Acct Rcvbl | $5,692 | AcctRcvblAmt |
| Acct Rcvbl BOY | $1,253 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $5,692 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $5,692 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $52,351,113 | CorporateStockBOYAmt |
| Corporate Stock EOY | $29,778,341 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $29,778,341 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $173,457,457 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $203,175,303 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $203,175,303 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $410,438 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $353,860 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $56,578 | LandBOYAmt |
| Land EOY | $16,704 | LandEOYAmt |
| Land EOYFMV | $16,704 | LandEOYFMVAmt |
| Other Assets BOY | $541,585 | OtherAssetsBOYAmt |
| Other Assets EOY | $389,800 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $389,800 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $232,258,465 | TotalAssetsBOYAmt |
| Total Assets EOY | $248,257,333 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $248,257,333 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $235,079 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $273,083 | AccountsPayableEOYAmt |
| Grants Payable BOY | $3,331,054 | GrantsPayableBOYAmt |
| Grants Payable EOY | $2,183,001 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $5,350,818 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $4,391,718 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $8,916,951 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $6,847,802 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $223,341,514 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $241,409,531 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $223,341,514 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $241,409,531 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $232,258,465 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $248,257,333 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $223,341,514 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $11,209,286 | ExcessRevenueOverExpensesAmt |
| Other Increases | $7,008,731 | OtherIncreasesAmt |
| Subtotal | $241,559,531 | SubtotalAmt |
| Other Decreases | $150,000 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $241,409,531 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (12 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| Priince Street Opp Liquidation | P | $347,634 | $347,634 | $347,634 | |
| Prince Street Inst Liquidation | P | $159,922 | $159,922 | $159,922 | |
| Wellington Fund Liquidation | P | $6,733,777 | $1,836,908 | $1,836,908 | $4,896,869 |
| King Street Liquidation | P | $7,020,829 | $2,020,829 | $2,020,829 | $5,000,000 |
| Harvest MLP Liquidation | P | $139,053 | $139,053 | $139,053 | |
| TIFF III Liquidation | P | $11,600 | $11,600 | $11,600 | |
| Vanguard Emerging Markets | P | $4,672,021 | -$629,713 | -$629,713 | $5,301,734 |
| Osterweiss Fund | P | $4,900,409 | -$516,838 | -$516,838 | $5,417,247 |
| Vanguard Short Term Treas Fund | P | $18,000,000 | $613,257 | $613,257 | $17,386,743 |
| Eagle Mng Acct | P | $10,956,165 | $3,040,647 | $3,040,647 | $7,915,518 |
| Harvest MLP Liquidation | P | $3,474,770 | -$2,679 | -$2,679 | $3,477,449 |
| Misc | P | -$700 | -$700 | $700 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,415,973 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $254,933 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $254,933 | SubtotalAmt |
| Tax Based On Investment Income | $254,933 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $260,240 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $260,240 | TotalPaymentsAndCreditsAmt |
| Original Return Tax Paid | $260,240 | OriginalReturnTaxPaidAmt |
| Overpayment | $5,307 | OverpaymentAmt |
| Refund | $5,307 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | false | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Org Report Or Register State | MD | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (true) | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | www.dana.org | WebsiteAddressTxt |
| Individual With Books | Burton M Mirsky | IndividualWithBooksNm |
| Phone | 2122234040 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 Rockefeller Plaza 16th Fl | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt |
|---|---|---|---|---|---|---|---|
| Steven E Hyman | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Chairman | 002.00 | $6,000 | |
| Burton M Mirsky | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | President | 026.00 | $460,281 | $70,937 |
| Barbara E Gill | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Exec VP | 003.00 | $37,425 | $9,225 |
| Charles A Dana III | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Director | 002.00 | $6,000 | $360 |
| Edward Blier | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Director | 002.00 | $6,000 | $945 |
| Wallace Cook | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Secretary Director | 002.00 | $6,000 | $745 |
| Hildegarde Mahoney | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Director | 002.00 | $6,000 | |
| Ann McLaughlin Korologus | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Director | 002.00 | $6,000 | $1,105 |
| Herbert J Siegel | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Director | 002.00 | $6,000 | $235 |
| Peter Nadosy | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Director | 002.00 | $6,000 | |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt |
|---|---|---|---|---|---|---|---|
| Carolyn Asbury | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Snr Consultant | 035.00 | $213,900 | $44,023 |
| James Rutt | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | CIO | 024.00 | $195,245 | $81,664 |
| Mary Lucas | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Grants Mgr | 035.00 | $121,000 | $46,521 |
| Steven Protass | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Finc Analyst | 032.00 | $97,275 | $48,046 |
| Patricia Mangini | |||||||
| 10 Rockefeller Plaza 16th Fl | New York | NY | 10020 | Dir HR | 032.00 | $93,000 | $43,360 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 7 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Cambridge Assoc | |||||
| 125 High Street | Boston | MA | 021102112 | Investment Advice | $302,812 |
| Eagle Management Advisors | |||||
| 700 Commodore Court Unit 2728 | Philadelphia | PA | 19146 | Investment Management | $180,369 |
| Spencer Stuart | |||||
| 272 Park Ave 32nd Fl | NY | NY | 10172 | Personnel Search | $133,607 |
| Wellington Trust Company | |||||
| 280 Congress Street | Boston | MA | 02210 | Investment Management | $81,912 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | GRANTS ADMININISTRATION (see attached statement) | Description1Txt |
| Expenses1 | $2,043,470 | Expenses1Amt |
| Description2 | OUTREACH (see attached statement) | Description2Txt |
| Expenses2 | $1,163,002 | Expenses2Amt |
| Description3 | WEBSITE (see attached statement) | Description3Txt |
| Expenses3 | $1,019,317 | Expenses3Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | None | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $63,330,162 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $10,499,036 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $158,471,120 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $232,300,318 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $232,300,318 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,484,505 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $228,815,813 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $11,440,791 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $11,440,791 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $254,933 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $12,743 | IncomeTaxAmt |
| Total Tax | $267,676 | TotalTaxAmt |
| Distributable Before Adj | $11,173,115 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $11,173,115 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $11,173,115 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $10,451,945 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $10,451,945 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $10,451,945 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $11,173,115 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $2,809,543 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,405,195 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,937,388 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,923,051 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $792,285 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $10,867,462 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $10,451,945 | QualifyingDistributionsAmt |
| Applied To Current Year | $10,451,945 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $721,170 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $721,170 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $10,146,292 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $2,088,373 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $8,057,919 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,405,195 | ExcessFromYear4Amt |
| Excess From Year3 | $1,937,388 | ExcessFromYear3Amt |
| Excess From Year2 | $2,923,051 | ExcessFromYear2Amt |
| Excess From Year1 | $792,285 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | None | ContributingManagerNm |
| Shareholder Manager | None | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Celina Sooksatan | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 Rockefeller Plaza | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2122234040 | RecipientPhoneNum |
| Recipient Email Address | csooksatandana.org | RecipientEmailAddressTxt |
| Form And Info And Materials | A letter, fully describing the proposed request, including the proposed funding. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Grants are generally made under the Fndns neuroscience and society programs and Director grant rules. Recipients must be qualified orgs under the US tax laws. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (158 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd |
|---|---|---|---|---|---|---|---|---|---|
| Baylor College of Medicine | |||||||||
| Available Upon Request | Houston | TX | 77041 | PC | Research | $150,322 | |||
| Alvin Ailey American Dance Theatre | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $2,500 | |||
| Amer Acad of Arts & Sciences | |||||||||
| Available Upon Request | Cambridge | MA | 02114 | PC | Support | $10,000 | |||
| American Repertory Theater | |||||||||
| Available Upon Request | Cambridge | MA | 02114 | PC | Support | $25,000 | |||
| Anderson Ranch Arts Center | |||||||||
| Available Upon Request | Snowmass Village | CO | 81611 | PC | Support | $20,000 | |||
| Animal Medical Center | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $25,000 | |||
| Art Base | |||||||||
| Available Upon Request | Basalt | CO | 81611 | PC | Support | $5,000 | |||
| Arts Campus at Willits | |||||||||
| Available Upon Request | Basalt | CO | 81611 | PC | Support | $25,000 | |||
| ASPCA | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $25,000 | |||
| Aspen Music Festival and School | |||||||||
| Available Upon Request | Aspen | CO | 81611 | PC | Support | $15,000 | |||
| Frontotemporal Degeneration | |||||||||
| Available Upon Request | King of Prussia | PA | 19400 | PC | Support | $10,000 | |||
| Bath & Tennis Historic Pres Fnd | |||||||||
| Available Upon Request | Palm Beach | FL | 33480 | POF | Support | $1,000 | |||
| Bay Street Theater | |||||||||
| Available Upon Request | Sag Harbor | NY | 10020 | PC | Support | $2,500 | |||
| Boys' Club of New York | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Boys & Girls Club of PB County | |||||||||
| Available Upon Request | West Palm Beach | FL | 33480 | PC | Support | $15,000 | |||
| Breast Cancer Research Fnd Inc | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $110,000 | |||
| Bridgehampton Chamber Music | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $2,500 | |||
| Brunswick School | |||||||||
| Available Upon Request | Greenwich | CT | 06870 | PC | Support | $35,000 | |||
| Cambridge in America | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $25,000 | |||
| Central Park Conservancy | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Citizens Committee for NYC | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Cold Spring Harbor Laboratory | |||||||||
| Available Upon Request | Cold Spring Harbor | NY | 10020 | PC | Support | $5,000 | |||
| Colorado Mountain College | |||||||||
| Available Upon Request | Glenwood Springs | CO | 81611 | PC | Support | $25,000 | |||
| Columbia Business School | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Columbia-Dep of Ophthalmology | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Comm Fnd for PB and Martin Cont | |||||||||
| Available Upon Request | Palm Beach | FL | 33480 | PC | Support | $2,500 | |||
| Concord Museum | |||||||||
| Available Upon Request | Concord | MA | 02114 | PC | Support | $5,000 | |||
| Cooper Union | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Dana-Farber Cancer Institute | |||||||||
| Available Upon Request | Boston | MA | 02114 | PC | Support | $5,000 | |||
| Dancesport Academy Inc | |||||||||
| Available Upon Request | West Palm Beach | FL | 33480 | PC | Support | $5,500 | |||
| Dartmouth College | |||||||||
| Available Upon Request | Hanover | NH | 03748 | PC | Support | $5,000 | |||
| E Hampton Healthcare Fnd | |||||||||
| Available Upon Request | East Hampton | NY | 10020 | PC | Support | $5,000 | |||
| Foundation Milanollo | |||||||||
| Support | $5,000 | Available Upon Request | Lausanne | SZ | |||||
| Friends Academy | |||||||||
| Available Upon Request | Locust Valley | NY | 10020 | PC | Support | $5,000 | |||
| Friends of St Francis Xavier U | |||||||||
| Available Upon Request | Belmont | MA | 02114 | PC | Support | $25,000 | |||
| Greenwich Academy | |||||||||
| Available Upon Request | Greenwich | CT | 06870 | PC | Support | $30,000 | |||
| Guild Hall of East Hampton | |||||||||
| Available Upon Request | East Hampton | NY | 10020 | PC | Support | $5,000 | |||
| Harlem Academy | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $30,000 | |||
| Harvard Art Museum | |||||||||
| Available Upon Request | Cambridge | MA | 02114 | PC | Support | $25,000 | |||
| Harvard-Mahoney Neuroscience | |||||||||
| Available Upon Request | Boston | MA | 02114 | PC | Support | $10,000 | |||
| Harvard Scholars at Risk | |||||||||
| Available Upon Request | Cambridge | MA | 02114 | PC | Support | $25,000 | |||
| Hospice Fnd of PB County Inc | |||||||||
| Available Upon Request | Palm Beach | FL | 33480 | PC | Support | $10,000 | |||
| Intl Sephardic Education Fnd | |||||||||
| Available Upon Request | New York | NY | 10020 | POF | Support | $2,500 | |||
| IYRS Sch of Tech and Trades | |||||||||
| Available Upon Request | Newport | RI | 02840 | PC | Support | $10,000 | |||
| Weill Med College of Cornell Univ | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Lincoln Center Theater | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $7,500 | |||
| Martha Graham Dance Company | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $2,500 | |||
| Massachusetts General Hospital | |||||||||
| Available Upon Request | Boston | MA | 02114 | PC | Support | $10,000 | |||
| Mayo Clinic | |||||||||
| Available Upon Request | Rochester | NY | 10020 | PC | Support | $30,000 | |||
| Middlebury College | |||||||||
| Available Upon Request | Middlebury | VT | 05753 | PC | Support | $5,000 | |||
| MEII | |||||||||
| Available Upon Request | Washington | DC | 20001 | PC | Support | $35,000 | |||
| Museum of Jewish Heritage | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| National Academy of Medicine | |||||||||
| Available Upon Request | Washington | DC | 20001 | PC | Support | $15,000 | |||
| Newport Hospital Foundation Inc | |||||||||
| Available Upon Request | Newport | RI | 02840 | PC | Support | $50,000 | |||
| Weill Cornell Medical Center | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| New York Presbyterian Hospital | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $30,000 | |||
| New York Stem Cell Foundation | |||||||||
| Available Upon Request | New York | NY | 10020 | POF | Support | $10,000 | |||
| Palm Beach Civic Association | |||||||||
| Available Upon Request | Palm Beach | FL | 33480 | PC | Support | $6,000 | |||
| Palm Beach Police Foundation Inc | |||||||||
| Available Upon Request | Palm Beach | FL | 33480 | PC | Support | $5,000 | |||
| Pardee Rand Graduate School | |||||||||
| Available Upon Request | Santa Monica | CA | 90291 | PC | Support | $25,000 | |||
| Penland School of Crafts | |||||||||
| Available Upon Request | Penland | NC | 28765 | PC | Support | $20,000 | |||
| Public Theater | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Kravis Ctr for the Performing Arts | |||||||||
| Available Upon Request | West Palm Beach | FL | 33480 | PC | Support | $5,000 | |||
| Rehab Ctr for Children and Adults | |||||||||
| Available Upon Request | Palm Beach | FL | 33480 | PC | Support | $3,000 | |||
| Reagan Presidential Fnd | |||||||||
| Available Upon Request | Simi Valley | CA | 90291 | POF | Support | $10,000 | |||
| Rose Island Lighthouse Foundation | |||||||||
| Available Upon Request | Newport | RI | 02840 | POF | Support | $5,000 | |||
| Rosemont College | |||||||||
| Available Upon Request | Rosemeont | PA | 19010 | PC | Support | $5,000 | |||
| Roxbury Latin School | |||||||||
| Available Upon Request | West Roxbury | MA | 02114 | PC | Support | $25,000 | |||
| Sail Newport | |||||||||
| Available Upon Request | Newport | RI | 02840 | PC | Support | $10,000 | |||
| Shinnecock Hills Education Fund | |||||||||
| Available Upon Request | Southampton | NY | 10020 | PC | Support | $15,000 | |||
| Silvercrest Ctr- Nursing & Rehab | |||||||||
| Available Upon Request | Briarwood | NY | 10020 | PC | Support | $5,000 | |||
| Southampton Fresh Air Home | |||||||||
| Available Upon Request | Southampton | NY | 10020 | PC | Support | $5,000 | |||
| Southampton Hospital | |||||||||
| Available Upon Request | Southampton | NY | 10020 | PC | Support | $10,000 | |||
| St Andrew's Preservation Fnd | |||||||||
| Available Upon Request | Southampton | NY | 10020 | POF | Support | $10,000 | |||
| St George's School | |||||||||
| Available Upon Request | Newport | RI | 02840 | PC | Support | $50,000 | |||
| St Michael's Country Day School | |||||||||
| Available Upon Request | Newport | RI | 02840 | PC | Support | $50,000 | |||
| St Thomas More Play Group | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $10,000 | |||
| Syracuse- Newhouse Sch of Comm | |||||||||
| Available Upon Request | Syracuse | NY | 10020 | PC | Support | $25,000 | |||
| The Aspen Institute | |||||||||
| Available Upon Request | Washington | DC | 20001 | PC | Support | $15,000 | |||
| The Bone Marrow Foundation Inc | |||||||||
| Available Upon Request | New York | NY | 10020 | POF | Support | $10,000 | |||
| The Brearley School | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $40,000 | |||
| The City College of New York | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $7,500 | |||
| The Corning Museum of Glass | |||||||||
| Available Upon Request | Corning | NY | 10020 | PC | Support | $20,000 | |||
| The Council on Foreign Relations | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $25,000 | |||
| The Hotchkiss School | |||||||||
| Available Upon Request | Salisbury | CT | 06870 | PC | Support | $5,000 | |||
| The Nature Conservancy | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $50,000 | |||
| The Reading Team Inc | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $150,000 | |||
| The Society of the Four Arts | |||||||||
| Available Upon Request | Palm Beach | FL | 33480 | PC | Support | $10,000 | |||
| The Winsor School | |||||||||
| Available Upon Request | Boston | MA | 02114 | PC | Support | $25,000 | |||
| UJA | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $25,000 | |||
| University of Virginia | |||||||||
| Available Upon Request | Charlottesville | VA | 22901 | PC | Support | $25,000 | |||
| University of Virginia School of Law | |||||||||
| Available Upon Request | Charlottesville | VA | 22901 | PC | Support | $25,000 | |||
| UrbanGlass | |||||||||
| Available Upon Request | Brooklyn | NY | 10020 | PC | Support | $20,000 | |||
| Wheaton Arts and Cultural Center | |||||||||
| Available Upon Request | Millville | NJ | 08332 | PC | Support | $20,000 | |||
| Williams College | |||||||||
| Available Upon Request | Williamstown | MA | 02114 | PC | Support | $5,000 | |||
| 92nd Street Y | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $1,500 | |||
| Brooklyn Community Bail Fund | |||||||||
| Available Upon Request | Brooklyn | NY | 10020 | PC | Support | $4,400 | |||
| Wang Comm Health Center | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $600 | |||
| CHS North American Foundation | |||||||||
| Available Upon Request | New York | NY | 10020 | POF | Support | $8,100 | |||
| Cincinnati Shakespeare Company | |||||||||
| Available Upon Request | Cincinnati | OH | 45201 | PC | Support | $668 | |||
| GBS CIDP | |||||||||
| Available Upon Request | Conshohocken | PA | 19428 | PC | Support | $2,000 | |||
| Gilda's Club Westchester | |||||||||
| Available Upon Request | White Plains | NY | 10020 | PC | Support | $3,000 | |||
| Johns Hopkins- Sch of Pub Health | |||||||||
| Available Upon Request | Baltimore | MD | 21201 | PC | Support | $1,000 | |||
| Louis Armstrong House Museum | |||||||||
| Available Upon Request | Corona | NY | 10020 | PC | Support | $500 | |||
| Lupus Research Alliance | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Museum of Arts and Design | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $2,000 | |||
| MS Society NYC Southern NY | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Newport Festivals Foundation Inc | |||||||||
| Available Upon Request | Essex | MA | 02114 | POF | Support | $1,500 | |||
| Northern Light Blue Hill Hospl Fnd | |||||||||
| Available Upon Request | Blue Hill | ME | 04614 | POF | support | $3,000 | |||
| NQAPIA | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $7,600 | |||
| Philabundance | |||||||||
| Available Upon Request | Philadelphia | PA | 19019 | PC | Support | $600 | |||
| Philadelphia Orchestra | |||||||||
| Available Upon Request | Philadelphia | PA | 19019 | PC | Support | $2,000 | |||
| Play on Philly | |||||||||
| Available Upon Request | Philadelphia | PA | 19019 | PC | Support | $334 | |||
| Riverside Park Conservancy | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $1,000 | |||
| Rockland Community Foundation | |||||||||
| Available Upon Request | New York | NY | 10020 | POF | Support | $1,000 | |||
| Social Good Fund | |||||||||
| Available Upon Request | Richmond | CA | 94530 | PC | Support | $6,190 | |||
| St Claire of Assisi Church | |||||||||
| Available Upon Request | Bronx | NY | 10020 | PC | Support | $1,406 | |||
| The Brearley School | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $500 | |||
| College of Physicians of Phila | |||||||||
| Available Upon Request | Philadelphia | PA | 19019 | PC | Support | $3,334 | |||
| Intl Myeloma Foundation | |||||||||
| Available Upon Request | North Hollywood | CA | 94530 | POF | Support | $1,000 | |||
| The Wetlands Institute | |||||||||
| Available Upon Request | Stone Harbor | NJ | 08247 | PC | Support | $200 | |||
| American Brain Coalition | |||||||||
| Available Upon Request | Maple Grove | MN | 55311 | PC | Resaerch | $10,000 | |||
| Amer Museum of Natural History | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| BioBus | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $4,000 | |||
| BAW | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Research | $73,000 | |||
| Brain Mind EYOL | |||||||||
| Available Upon Request | Watertown | MA | 02114 | PC | Research | $35,000 | |||
| Broolyn Botanical Garden | |||||||||
| Available Upon Request | Brooklyn | NY | 10020 | PC | Support | $2,500 | |||
| FENS | |||||||||
| Support | $35,000 | Available Upon Request | D Berlin | GM | |||||
| Frick Collection | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| IBRO Interntl Brain Research Org | |||||||||
| Research | $35,000 | Available Upon Request | Paris | FR | |||||
| International Brain Bee | |||||||||
| Available Upon Request | Washington | DC | 20001 | PC | Support | $75,000 | |||
| International Neuroethics Society | |||||||||
| Available Upon Request | Philadelphia | PA | 19019 | PC | Research | $104,000 | |||
| INCF Karolinska Institutet | |||||||||
| Research | $200,000 | Available Upon Request | Stockholm | SW | |||||
| Metropolitan Museum of Art | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $3,000 | |||
| Metropolitan Opera Association | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $2,750 | |||
| Morgan Library & Museum | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $7,500 | |||
| Museum of Modern Art | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Museum of the City of New York | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $2,500 | |||
| Neue Galerie New York | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| New York Botanical Garden | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $2,500 | |||
| New York Philharmonic | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Nonprofit New York | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $25,000 | |||
| ResearchAmerica | |||||||||
| Available Upon Request | Alexandria | VA | 22206 | PC | Support | $20,000 | |||
| Rockefeller University | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $500 | |||
| Royal Society | |||||||||
| Research | $112,000 | Available Upon Request | London | UK | |||||
| Rubin Museum of Art | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Science Live Productions Inc | |||||||||
| Available Upon Request | Brooklyn | NY | 10020 | PC | Support | $8,000 | |||
| Society for Neuroscience (SfN) | |||||||||
| Available Upon Request | Washington | DC | 20001 | PC | Research | $160,000 | |||
| Solomon R Guggenheim Foundation | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| The Aspen Institute | |||||||||
| Available Upon Request | Washington | DC | 20001 | PC | Research | $75,000 | |||
| The Brooklyn Museum | |||||||||
| Available Upon Request | Brooklyn | NY | 10020 | PC | Support | $2,500 | |||
| The Jewish Museum | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| University of Minnesota | |||||||||
| Available Upon Request | Duluth | MN | 55802 | PC | Research | $42,000 | |||
| University of Washington | |||||||||
| Available Upon Request | Seattle | WA | 98101 | PC | Research | $20,000 | |||
| Whitney Museum of American Art | |||||||||
| Available Upon Request | New York | NY | 10020 | PC | Support | $5,000 | |||
| Wildlife Conservation Society | |||||||||
| Available Upon Request | Bronx | NY | 10020 | PC | Support | $5,000 | |||
| Dana Alliance for Brain Initiatives | |||||||||
| Available Upon Request | New York | NY | 10020 | POF | Support | $2,327,792 | |||
| Net Refunds | |||||||||
| Available Upon Request | New York | NY | 10020 | Support | -$185,693 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,078,103 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $698,836 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $7,415,973 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionAmt |
|---|---|---|---|
| Partnership Investments | 900099 | $70,676 | $12,582,992 |
| Misc Income | $1,370 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $70,676 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $20,699,171 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $20,769,847 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OConnor Davies et al | $56,321 | $23,713 | $32,608 |
| Preferred Pension | $3,950 | $395 | $3,555 |
Applied To Prior Year Election AppliedToPriorYearElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | The Dana Foundation hereby elects under Reg Sec 53-4942a-3d2 to apply 721,170 from the undistributed income from tax year 2015. | ElectionDesc |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | Leasehold Improvements NYO | PropertyDesc |
| Acquired | 2010-01-01 | AcquiredDt |
| Cost Or Other Basis | $410,438 | CostOrOtherBasisAmt |
| Prior Year Depreciation | $353,860 | PriorYearDepreciationAmt |
| Computation Method | various | ComputationMethodTxt |
| Life | 0000000010.000000000000 | LifeRt |
| Current Year Expense | $39,874 | CurrentYearExpenseAmt |
| Net Investment Income | $3,987 | NetInvestmentIncomeAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Dana Alliance for Brain Initiatives Inc (aka DABI) | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 Rockefeller Plaza 16th Fl | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2020-12-31 | GrantDt |
| Grant | $2,327,792 | GrantAmt |
| Purpose Of Grant | Provide for the general support of DABI to enable it to carry out it charitable purposes. | PurposeOfGrantTxt |
| Expended By Grantee | $2,257,416 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | No | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | July 2021 | DatesOfReportsByGranteeTxt |
| Verification | 2021-07-01 | VerificationDt |
| Results Of Verification | Auditors Report | ResultsOfVerificationTxt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|
| Form 990-PF, Part IX-ASummary of Four Largest Direct Charitable Activities Grants Administration-2,0 | Form 990-PF, Part IX-ASummary of Four Largest Direct Charitable Activities Grants Administration-2,043,470 The Foundation administers programs that support its Neuroscience and Society focus, through the specifically designated ojectives established by the foundations Board of Directors. The Foundations principal interest is in neuroscience, but also supports qualified civic and cultural organizations and maintains a matching charitable gifts program for its employees, OUTREACH- 1,163,002 The Dana Fnd is a private philanthropic org. dedicated to advancing understanding about the brain in health and disease through grants and public outreach. The Fnd funds and coordinates programs on a range of brain and brain health topics for diverse audiences. The signature outreach initiative is Brain Awareness Week , a global campaign coordinated by the Fnd to foster public enthusiasm and support for brain science. Every March, ptrs host imaginative activities in their communities that share the wonders of the brain, and the impact brain science has on our everyday lives. Currently, this annual global campaign includes more than 5,000 ptrs in 120 countries. The Dana Alliance DA, supported entirely by the Fnd, is a worldwide membership org. of neuroscientists and clinicians who have a proven history of and commitment to advancing public awareness about the progress and promise of brain research. Currently, the DA includes 670 members, including 45 Nobel laureates, in 45 countries. The Fnd is a resource for journalists for neuroscience information, providing background and access to experts in the field. The Fnd. publishes Cerebrum, an on-line journal, briefing papers and other electronic literature, and presents neuroscience-oriented podcasts, briefing papers, author interviews, and other neuroscience related materials. WEBSITE- 1,019,317 The Dana Foundation website features regular stories on neuroscience blog posts a user-friendly search engine grants information subscription features links to social media and all Foundation publications. The website includes regularly edited resource sections, including audience pages for kids, seniors, educators, and patients and caregivers, as well as sections on neuroeducation and neuro-ethics. The European Dana Alliance for the Brain website provides access to publications in multiple languages and links to international neuroscience research organizations. The Brain Awareness Week website offers partners and the public access to the international calendar free downloadable materials educational resources and information about the annual campaign. Part VII-A Line 11Controlled EntityThe Dana Alliance for Brain Initiatives, Inc.EIN 06-1360140Description of Transfer Cash grant paid during the year.Amount of Transfer 2,327,792 Part XV- GrantsWith regard to all grantsmade to any foreign grantees,an equivalancy determination wasmade. |
| Treatment of Qualifying Distributions Election Pursuant to IRC Section 4942h2and Reg. 53.4942a-3d2, | Treatment of Qualifying Distributions Election Pursuant to IRC Section 4942h)2)and Reg. 53.4942a)3d)2) the Foundation elects to treat qualifying distributions not treated as made out of the undistributed income of the immediately preceding tax year as made out of undistributed income from the tax year ended December 31 2015. |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Eagle Acct Equities | $17,270,728 | $17,270,728 |
| Vanguard Inter Term Treasury Fund | $10,329,569 | $10,329,569 |
| Vanguard Short Term Treasury Fund | $2,178,044 | $2,178,044 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (47 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Adage Capital | FMV | $51,414,283 | $51,414,283 |
| Davidson Kempner | FMV | $16,390,092 | $16,390,092 |
| King Street Capital | FMV | $1,676,584 | $1,676,584 |
| Adamas Opportunities | FMV | $616,720 | $616,720 |
| Adamas Partners | FMV | $1,218,923 | $1,218,923 |
| Silchester | FMV | $6,491,830 | $6,491,830 |
| 1607 Capital Partners | FMV | $13,306,549 | $13,306,549 |
| Abbott Capital Fund IV | FMV | $114,830 | $114,830 |
| Abbott Capital Fund V | FMV | $774,940 | $774,940 |
| Abbott Capital Fund VI | FMV | $2,834,214 | $2,834,214 |
| Commonfund PE VI | FMV | $762,325 | $762,325 |
| Commonfund PEVII | FMV | $2,623,518 | $2,623,518 |
| Commonfund Intl Ptrs VI | FMV | $1,451,341 | $1,451,341 |
| Commonfund Venture Ptrs VIII | FMV | $4,206,422 | $4,206,422 |
| Knightsbridge VC | FMV | $3,433,687 | $3,433,687 |
| Cantillon Global | FMV | $11,412,041 | $11,412,041 |
| Whale Rock Long Opp | FMV | $5,739,647 | $5,739,647 |
| Overlook Ptrs Fund | FMV | $5,000,000 | $5,000,000 |
| Diameter Offshore | FMV | $5,892,053 | $5,892,053 |
| Viking Global Opp | FMV | $10,000,000 | $10,000,000 |
| Rennaissance Ridge | FMV | $4,937,290 | $4,937,290 |
| TIFF Ptrs III | FMV | $66,741 | $66,741 |
| TIFF Ptrs IV | FMV | $19,965 | $19,965 |
| Aberdeen Real Assets | FMV | $573,520 | $573,520 |
| Commonfund NR IX | FMV | $1,613,491 | $1,613,491 |
| Dover Street IX | FMV | $1,742,609 | $1,742,609 |
| Dover Street X | FMV | $556,729 | $556,729 |
| Encap Flatrock Midstream V | FMV | $432,231 | $432,231 |
| Truebridge Cap V | FMV | $2,909,450 | $2,909,450 |
| Truebridge Cap VI | FMV | $341,021 | $341,021 |
| Kline Hill Ptrs II | FMV | $959,246 | $959,246 |
| Kline Hill Ptrs III | FMV | $245,653 | $245,653 |
| Kline Hill Ptrs Opp Fund III | FMV | $84,832 | $84,832 |
| Qiming VC | FMV | $556,273 | $556,273 |
| CA Resources | FMV | $558,938 | $558,938 |
| Rubicon Tech Ptrs III | FMV | $509,527 | $509,527 |
| Lead Edge Cap V | FMV | $57,187 | $57,187 |
| Moonrise China Ptrs II | FMV | $236,105 | $236,105 |
| Warburg Pincus Global Growth | FMV | $1,250,218 | $1,250,218 |
| Warburg Pincus Global Growth Europa | FMV | $1,879,564 | $1,879,564 |
| Warburg Pincus Global Growth EP 2 | FMV | $173 | $173 |
| Himilaya Cap | FMV | $6,538,592 | $6,538,592 |
| Doddington Emerg Mkts | FMV | $9,852,242 | $9,852,242 |
| Arrowstreet ACWI | FMV | $7,012,023 | $7,012,023 |
| Elliot Fund | FMV | $557,426 | $557,426 |
| Gold Bullion | FMV | $14,306,438 | $14,306,438 |
| Blacl Light Power | FMV | $17,820 | $17,820 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | Leasehold Improvements | CategoryOrItemTxt |
| Cost Or Other Basis | $410,438 | CostOrOtherBasisAmt |
| Accumulated Depreciation | $353,860 | AccumulatedDepreciationAmt |
| Book Value | $16,704 | BookValueAmt |
| EOYFMV | $16,704 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (5 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| Epstein Becker, Green | $5,765 | $5,765 |
| CT Corp | $1,105 | $1,105 |
| Robinson Cole | $12,291 | $12,291 |
| Mavride Moyal et al | $21,700 | $21,700 |
| MMPS | $3,500 | $3,500 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Prepaid Expenses | $136,180 | $84,464 | $84,464 |
| Security Deposits | $130,405 | $198,872 | $198,872 |
| Prepaid Taxes | $275,000 | $106,464 | $106,464 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Change in Deferred Excise Taxes | Desc |
| Amt | $150,000 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Insurance | $78,188 | $7,819 | $70,369 |
| Computers | $120,278 | $12,028 | $108,250 |
| Dues/Subscription | $5,759 | $575 | $5,184 |
| Copiers | $18,305 | $1,831 | $16,474 |
| Prof Devel | $413 | $44 | $369 |
| Office Expense | $7,465 | $747 | $6,718 |
| Miscellaneous | $9,272 | $927 | $8,345 |
| Telephone-Fax-Copier | $27,626 | $2,763 | $24,863 |
| Cash To Accrual Adj, | -$80,748 | ||
| FedEx Postage | $436 | $40 | $396 |
| Expenses Deducted on Form 990T | -$6,853 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (39 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Knightsbridge VC | $534,475 | $517,579 |
| Abbott Cap Fund IV | -$50,339 | -$98,402 |
| Abbott Cap Fund V | -$190,280 | -$58,325 |
| Abbott Cap Fund VI | $698,994 | $659,257 |
| Adamas Opp | -$2,430 | $345,532 |
| 976847 | -$2,601 | $75,940 |
| Davidson Kempner | $976,847 | $976,847 |
| TIFF Ptrs III | -$7,252 | -$13,944 |
| TIFF Ptrs IV | -$28,220 | -$25,407 |
| Silchester | -$430,130 | -$430,130 |
| Commonfund PE VI | $95,481 | $95,481 |
| Commonfund PE VII | $537,114 | $537,114 |
| Commonfund Intl. Ptrs | $267,896 | $267,896 |
| Commonfund Venture Ptrs VIII | $1,502,186 | $1,502,186 |
| Adage Capital | $6,926,428 | $6,926,428 |
| 1607 Ptrs | $818,157 | $1,421,876 |
| Aberdeen Realty | -$131,236 | -$23,870 |
| Commonfund Natural Resources IX | $156,898 | $156,898 |
| Wellington CFT | $47,560 | $427,689 |
| Truebridge Capital V | -$21,078 | -$72,228 |
| Encap Flayrock Midstream IV | -$83,657 | -$89,340 |
| Warburg Pincus | -$84,866 | -$84,866 |
| Kline Hill II | -$83 | $25,696 |
| Doddington Emerging Mkts | $162,291 | $162,291 |
| Arrowstreet ACWI | $448,215 | $448,215 |
| Truebridge Capital VI | -$23,091 | -$47,480 |
| Renisassance Ridge | -$2,299,197 | -$2,299,197 |
| Kline Hill III | -$3,039 | $3,451 |
| Kline Hill Opport | $151 | $4,797 |
| Rubicon Technologies | -$44,212 | -$44,212 |
| Qiming Venture Ptr VII | -$15,533 | -$15,533 |
| Moonrise Ptrs II | -$5,156 | -$7,238 |
| Lead Edge Capital V | -$6,555 | -$6,555 |
| Forester Capital B | $2,061 | |
| Warburg Pincus EP2 | $490 | |
| P/Y Adj of F/S Partnership Inc to Inc 2019 K-1s | $2,909,930 | |
| Misc Inc | $1,370 | $1,370 |
| UBIT Per K-1s | -$70,676 | |
| KPS | -$9,514 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Change in Net Unrealized Appreciation in Investment Assets | Desc |
| Amt | $7,008,731 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| Deferred Taxes | $525,000 | $675,000 |
| Deferred Rent | $97,923 | $28,801 |
| Post Retirement Benefit Obligation | $4,727,895 | $3,687,917 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (11 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Dr Blakemore | $50,000 | $50,000 | |
| Dr Magistetti | $35,000 | $35,000 | |
| Eagle Management Advisors | $180,369 | $180,369 | |
| PWC | $15,000 | $15,000 | |
| Cambridge Assoc | $302,812 | $302,812 | |
| JP Morgan Chase | $13,387 | $13,387 | |
| Silchester | $33,818 | $33,818 | |
| Wellington | $81,912 | $81,912 | |
| Spencer Stuart | $133,607 | $133,607 | |
| Misc Honoraria 41 people2,500 | $56,200 | $56,200 | |
| HighTower | $25,474 | $25,474 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| US Excise Tax | $375,000 |
| US UBiT | $666 |
| NYS Tax | $2,142 |
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