THE@FREDERICK B AND RAMONA E MIRABITO FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- THE@FREDERICK B AND RAMONA E MIRABITO FOUNDATION (EIN 16-1577124)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2025-07-31
- IRS object ID
- 202512129349100226
- Schema version
- 2023v6.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2025-07-31T15:51:52-05:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 331655350 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FARROW & LOCKE CPA ASSOCIATES PLLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 116 E MAIN STREET SUITE 3 | AddressLine1Txt |
| City | NORWICH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 161577124 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE FREDERICK B AND RAMONA E MIRABITO | BusinessNameLine1Txt |
| Business Name Line2 | FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | FRED | BusinessNameControlTxt |
| Phone | 6073349090 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 550 | AddressLine1Txt |
| City | NORWICH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD RUNYON | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6073161650 | PhoneNum |
| Signature | 2025-07-31 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (1) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL J FARROW | PreparerPersonNm |
| PTIN | P00850081 | PTIN |
| Phone | 6072334144 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Amended Return | Yes (X) | AmendedReturnInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,603,570 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $574,100 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $574,100 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$279,716 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,357,683 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $294,384 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $574,100 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $41,336 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $20,668 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $20,668 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,348 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,348 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $74,954 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $74,954 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $28,288 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $21,315 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $5,850 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $2,925 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $2,925 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,438 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,220 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,218 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $160,214 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $126,430 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $26,811 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $914,478 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $914,478 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,074,692 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $126,430 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $941,289 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$780,308 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $447,670 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $169,764 | CashBOYAmt |
| Cash EOY | $297,815 | CashEOYAmt |
| Cash EOYFMV | $297,815 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $981,400 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $282,696 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $282,696 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses EOY | $5,050 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $5,050 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $1,993,372 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,504,710 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,530,869 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $12,086,405 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,893,592 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,542,362 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $531,599 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $598,479 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $543,518 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $0 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $380,003 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $379,730 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $14,378 | OtherAssetsBOYAmt |
| Other Assets EOY | $21,530 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $21,530 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $15,776,918 | TotalAssetsBOYAmt |
| Total Assets EOY | $14,983,875 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,603,570 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $13,488 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $750 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $13,488 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $750 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $15,763,430 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $14,983,125 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,763,430 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $14,983,125 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,776,918 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $14,983,875 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,763,430 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$780,308 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3 | OtherIncreasesAmt |
| Subtotal | $14,983,125 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $14,983,125 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (112 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| JP ULTRA SHT INCOME | 2023-02-17 | $448,915 | $426,684 | $22,231 | $22,231 | ||
| LOCORR MACRO STR | 2023-05-04 | $409,318 | $448,948 | -$39,630 | -$39,630 | ||
| LOCORR LS CMDTY | 2023-09-01 | $35,827 | $34,972 | $855 | $855 | 2022-12-09 | |
| UST NOTE | 2023-05-31 | $250,000 | $236,127 | $13,873 | $13,873 | 2022-10-07 | |
| UST NOTE | 2023-05-31 | $350,000 | $329,465 | $20,535 | $20,535 | 2022-08-18 | |
| UST NOTE | 2023-05-15 | $350,000 | $328,436 | $21,564 | $21,564 | 2022-09-26 | |
| UST NOTE | 2023-06-30 | $350,000 | $323,424 | $26,576 | $26,576 | 2022-09-26 | |
| UST NOTE | 2023-10-02 | $200,000 | $185,110 | $14,890 | $14,890 | 2023-02-17 | |
| WSDMTREE FLTG | 2023-05-04 | $259,436 | $246,874 | $12,562 | $12,562 | ||
| ZIM INTEGRATED | 2023-10-03 | $11,446 | $21,175 | -$9,729 | -$9,729 | ||
| JPM EQ PREM | 2023-12-14 | $200,000 | $198,508 | $1,492 | $1,492 | 2021-02-09 | |
| LOCORR LS CMDTY | 2023-09-01 | $331,325 | $356,073 | -$24,748 | -$24,748 | 2022-08-03 | |
| ZIM INTEGRATED | 2023-10-03 | $97,003 | $478,987 | -$381,984 | -$381,984 | ||
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $227 | $230 | -$3 | -$3 | 2022-08-11 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $243 | $231 | $12 | $12 | 2022-11-11 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $256 | $252 | $4 | $4 | 2023-02-13 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $224 | $224 | $0 | $0 | 2023-05-11 | |
| FID ADV FLOATING RATE HIGH INCOME Z FIQSX XXX-XX-XXXX | 2023-04-04 | $14,375 | $13,947 | $428 | $428 | ||
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $438 | $608 | -$170 | -$170 | 2022-12-29 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $573 | $636 | -$63 | -$63 | 2023-03-30 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $689 | $646 | $43 | $43 | 2023-06-29 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $666 | $644 | $22 | $22 | 2023-09-28 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $730 | $875 | -$145 | -$145 | 2022-03-29 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $3,142 | $3,098 | $44 | $44 | 2022-06-28 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $3,328 | $2,807 | $521 | $521 | 2022-09-28 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $1,832 | $1,760 | $72 | $72 | 2022-12-28 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-17 | $26 | $25 | $1 | $1 | 2022-12-28 | |
| INVESCO ROCHESTER MUNI OPPORTUNITIES Y ORNYX 00141W703 | 2023-03-06 | $4,255 | $4,950 | -$695 | -$695 | ||
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $402 | $490 | -$88 | -$88 | 2022-12-13 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $480 | $494 | -$14 | -$14 | 2023-03-13 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $493 | $498 | -$5 | -$5 | 2023-06-13 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $8,128 | $7,436 | $692 | $692 | 2023-07-05 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-20 | $400 | $512 | -$112 | -$112 | 2022-07-28 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-20 | $498 | $529 | -$31 | -$31 | 2022-10-28 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-20 | $464 | $538 | -$74 | -$74 | 2023-01-30 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-20 | $502 | $543 | -$41 | -$41 | 2023-04-27 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-24 | $3 | $4 | -$1 | -$1 | 2023-04-27 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $52,338 | $43,408 | $8,930 | $8,930 | 2020-04-15 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $187 | $171 | $16 | $16 | 2020-08-13 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $169 | $172 | -$3 | -$3 | 2020-11-12 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $188 | $216 | -$28 | -$28 | 2021-02-11 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $203 | $216 | -$13 | -$13 | 2021-05-13 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $195 | $217 | -$22 | -$22 | 2021-08-12 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $187 | $218 | -$31 | -$31 | 2021-11-11 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $198 | $229 | -$31 | -$31 | 2022-02-11 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-24 | $236 | $229 | $7 | $7 | 2022-05-12 | |
| ABBOTT LABORATORIES ABT XXX-XX-XXXX | 2023-05-26 | $29 | $31 | -$2 | -$2 | 2020-11-12 | |
| AZEK CO INC CL A AZEK 05478C105 | 2023-05-24 | $16,340 | $17,180 | -$840 | -$840 | 2022-04-04 | |
| DEERE & CO DE XXX-XX-XXXX | 2023-03-01 | $54,535 | $19,771 | $34,764 | $34,764 | 2020-03-06 | |
| DIAGEO ADR EACH REPR4 ORD GBX28.935185 DEO 25243Q205 | 2023-07-21 | $17,723 | $15,194 | $2,529 | $2,529 | 2020-12-11 | |
| FID ADV FLOATING RATE HIGH INCOME Z FIQSX XXX-XX-XXXX | 2023-04-04 | $224,048 | $217,371 | $6,677 | $6,677 | ||
| FIDELITY REAL ESTATEINCOME FRIFX XXX-XX-XXXX | 2023-10-24 | $20,000 | $22,767 | -$2,767 | -$2,767 | 2020-02-24 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $1,664 | $1,676 | -$12 | -$12 | 2020-06-02 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $1,664 | $1,675 | -$11 | -$11 | 2020-06-02 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $8,322 | $8,376 | -$54 | -$54 | 2020-06-02 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $1,664 | $1,677 | -$13 | -$13 | 2020-06-02 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $1,664 | $1,677 | -$13 | -$13 | 2020-06-02 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $18,308 | $18,453 | -$145 | -$145 | 2020-06-02 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $560 | $495 | $65 | $65 | 2020-09-30 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $393 | $503 | -$110 | -$110 | 2020-12-30 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $308 | $529 | -$221 | -$221 | 2021-03-31 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $310 | $534 | -$224 | -$224 | 2021-06-30 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $303 | $538 | -$235 | -$235 | 2021-09-30 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $296 | $543 | -$247 | -$247 | 2021-12-30 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $338 | $588 | -$250 | -$250 | 2022-03-31 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $399 | $594 | -$195 | -$195 | 2022-06-30 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-04 | $435 | $600 | -$165 | -$165 | 2022-09-29 | |
| FINANCIAL INSTITUTIONS INC FISI XXX-XX-XXXX | 2023-10-06 | $15 | $15 | $0 | $0 | 2020-06-02 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-13 | $18,847 | $19,403 | -$556 | -$556 | 2019-11-14 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-13 | $121 | $129 | -$8 | -$8 | 2019-12-27 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-13 | $16,909 | $17,855 | -$946 | -$946 | 2020-02-13 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-13 | $121 | $98 | $23 | $23 | 2020-03-30 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-13 | $43,079 | $37,885 | $5,194 | $5,194 | 2020-04-29 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-13 | $580 | $547 | $33 | $33 | 2020-06-29 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-13 | $1,116 | $1,128 | -$12 | -$12 | 2020-09-14 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $37,887 | $39,129 | -$1,242 | -$1,242 | 2020-09-14 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $366 | $374 | -$8 | -$8 | 2020-09-28 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $14,369 | $16,352 | -$1,983 | -$1,983 | 2020-12-22 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $37,622 | $42,814 | -$5,192 | -$5,192 | 2020-12-22 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $364 | $427 | -$63 | -$63 | 2020-12-29 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $566 | $670 | -$104 | -$104 | 2021-03-29 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $1,136 | $1,459 | -$323 | -$323 | 2021-06-28 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $848 | $1,066 | -$218 | -$218 | 2021-09-28 | |
| FIRST TR EXCHANGE-TRADED FD III RIVERFRO RFDI 33739P608 | 2023-03-15 | $3,106 | $4,095 | -$989 | -$989 | 2021-12-29 | |
| FLUOR CORP NOTE CALL MAKE WHOLE4.25000% 343412AF9 | 2023-04-11 | $27,607 | $28,968 | -$1,361 | -$1,361 | 2021-03-12 | |
| ILLUMINA INC COM USD0.01 ILMN XXX-XX-XXXX | 2023-06-26 | $19,376 | $22,830 | -$3,454 | -$3,454 | 2022-05-31 | |
| INVESCO ROCHESTER MUNI OPPORTUNITIES Y ORNYX 00141W703 | 2023-03-06 | $83,241 | $96,832 | -$13,591 | -$13,591 | ||
| ISHARES CORE US AGGREGATE BOND ETF AGG XXX-XX-XXXX | 2023-09-12 | $38,217 | $44,978 | -$6,761 | -$6,761 | 2020-10-14 | |
| JPMORGAN INCOME BUILDER FUND CLASS I JNBSX 4812A3254 | 2023-11-08 | $10,000 | $11,286 | -$1,286 | -$1,286 | 2019-12-13 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-07-18 | $460 | $386 | $74 | $74 | 2020-06-11 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-07-18 | $17,064 | $13,738 | $3,326 | $3,326 | 2020-09-11 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-07-18 | $483 | $389 | $94 | $94 | 2020-09-11 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-07-18 | $16,121 | $12,162 | $3,959 | $3,959 | 2020-09-22 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $17,670 | $13,584 | $4,086 | $4,086 | 2020-09-22 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $851 | $778 | $73 | $73 | 2020-12-11 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $666 | $785 | -$119 | -$119 | 2021-03-11 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $729 | $790 | -$61 | -$61 | 2021-06-11 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $849 | $825 | $24 | $24 | 2021-09-13 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $794 | $832 | -$38 | -$38 | 2021-12-13 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $767 | $838 | -$71 | -$71 | 2022-03-11 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $834 | $844 | -$10 | -$10 | 2022-06-13 | |
| NBT BANCORP INC COM NBTB XXX-XX-XXXX | 2023-10-26 | $827 | $912 | -$85 | -$85 | 2022-09-13 | |
| SUNCOR ENERGY INC NEW COM ISIN #CA867224 SU XXX-XX-XXXX | 2023-12-19 | $32,092 | $31,220 | $872 | $872 | 2020-01-02 | |
| UNITED STATES TREAS SER AB-2023 2.75000% 912828Y61 | 2023-07-31 | $50,000 | $47,424 | $2,576 | $2,576 | 2022-07-14 | |
| UNITED STATES TREAS SER AE-2023 2.87500% 9128285K2 | 2023-10-31 | $50,000 | $46,916 | $3,084 | $3,084 | 2022-10-12 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-20 | $26,978 | $42,053 | -$15,075 | -$15,075 | 2021-03-02 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-20 | $302 | $478 | -$176 | -$176 | 2021-07-29 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-20 | $330 | $493 | -$163 | -$163 | 2021-10-28 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-20 | $340 | $499 | -$159 | -$159 | 2022-01-28 | |
| VERIZON COMMUNICATIONS INC VZ 92343V104 | 2023-07-20 | $367 | $505 | -$138 | -$138 | 2022-04-28 | |
| WASH SALE ADJUSTMENT | 2023-06-30 | $1,080 | $1,080 | $1,080 | 2021-01-01 | ||
| CAPITAL GAINS DIVIDENDS | $23,738 | $23,738 | $23,738 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$279,716 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,223 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,223 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,223 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $11,043 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $5,993 | TotalPaymentsAndCreditsAmt |
| Original Return Overpayment | -$5,050 | OriginalReturnOverpaymentAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $230 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TRUSTEE | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6073161650 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 34 HAYES STREET UNIT 1 | AddressLine1Txt |
| City | NORWICH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD RUNYON | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 550 | AddressLine1Txt |
| City | NORWICH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 6.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $41,336 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $14,279,784 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $781,739 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $15,061,523 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $15,061,523 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $225,923 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $14,835,600 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $741,780 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $741,780 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,223 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,223 | TotalTaxAmt |
| Distributable Before Adj | $735,557 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $735,557 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $735,557 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $941,289 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $941,289 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $735,557 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $69,522 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $204,248 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $42,440 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $316,210 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $941,289 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $735,557 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $205,732 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $521,942 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $521,942 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $69,522 | ExcessFromYear4Amt |
| Excess From Year2 | $204,248 | ExcessFromYear2Amt |
| Excess From Year1 | $42,440 | ExcessFromYear1Amt |
| Excess From Current Year | $205,732 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| CHRISTIAN NEIGHBORHOOD CENTER | ||||||
| PO BOX 509 | NORWICH | NY | 13815 | PC | PROGRAMMING, PAINTING, FURNITURE | $49,100 |
| NORWICH BUILDING TOMORROW FOUNDATION | ||||||
| 52 SOUTH BROAD ST | NORWICH | NY | 13815 | PC | CURB APPEAL PROGRAM | $575,000 |
| THE IMPACT PROJECT | ||||||
| 4 CLINTON ST | GREENE | NY | 13778 | PC | MATERIALS AND OPERATIONS FOR HOME IMPROVEMENT PROJECT | $90,000 |
| COLORSCAPE CHENANGO ARTS FESTIVAL | ||||||
| PO BOX 624 | NORWICH | NY | 13815 | PC | COLORSCAPE | $5,000 |
| BROAD STREET UNITED METHODIST CHURCH | ||||||
| 74 N BROAD ST | NORWICH | NY | 13815 | PC | PURCHASE FOOD VOUCHERS | $7,500 |
| CHENANGO COUNTY BLUES ASSOCIATION | ||||||
| 54 BORDEN AVE | NORWICH | NY | 13815 | PC | BLUES FESTIVAL | $17,500 |
| CHURCH OF ST BARTHOLOMEW | ||||||
| 73 EAST MAIN STREET | NORWICH | NY | 13815 | PC | NEW SIGNAGE FOR SOUP KITCHEN/PARISH CENTER | $45,666 |
| CATHOLIC SCHOOLS OF CHENANGO COUNTY | ||||||
| 3 OHARA DRIVE | NORWICH | NY | 13815 | PC | PURCHASE FOOD | $24,000 |
| IMPROVE NORWICH NOW | ||||||
| PO BOX 161 | NORWICH | NY | 13815 | PC | TO BENEFIT THE OPERATIONS OF AUNT MARY'S HOUSE | $39,329 |
| CITY OF NORWICH YOUTH BUREAU | ||||||
| 5 COURT ST | NORWICH | NY | 13815 | PC | PICKLE BALL COURTS AT WEILER PARK | $37,600 |
| UNITED CHURCH OF OXFORD | ||||||
| 16 FORT HILL PARK | OXFORD | NY | 13830 | PC | PLAYGROUND EQUIPMENT | $4,783 |
| ACHIEVE | ||||||
| 125 CUTLER POND RD | BINGHAMTON | NY | 13905 | PC | HOYER LIFT AND TRACK SYSTEM | $19,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $914,478 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Related Or Exempt Function Incm | $574,100 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Related Or Exempt Function Incm | -$279,716 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $0 | ExclusionAmt |
| Related Or Exempt Function Incm | $294,384 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $294,384 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 4 | INVESTMENT EARNINGS USED TO MAKE GRANTS |
| 8 | INVESTMENT EARNINGS USED TO MAKE GRANTS |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX PREPARATION | CategoryTxt |
| Amt | $3,348 | Amt |
| Net Investment Income | $3,348 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | AMENDED RETURN | IdentifierTxt |
| Form And Line Reference | FORM 990-PF, ITEM G | FormAndLineReferenceDesc |
| Medium Explanation | AMENDING RETURN TO REVISE THE FOLLOWING ITEMS:1) REVISE PART I, LINE 4, COLUMNS A & B TO ADJUST DIVIDEND AND INTEREST EARNINGS2) REVISE PART I, LINE 6, COLUMN A FOR ADJUSTMENTS REPORTED TO CAPITAL GAIN DISTRIBUTIONS AND CAPITAL GAINS ON INVESTMENT SALES. SEE DETAILED ADJUSTMENTS IN PART IV.3) REVISE PART I, LINES 13, 16, 20 & 23 TO REPORT CORRECTED BALANCES AND ALLOCATIONS BETWEEN INVESTMENT AND CHARITABLE ACTIVITIES.4) REVISE PART II, LINES 1 & 2 CASH AND SAVINGS BALANCES UNDER COLUMNS B & C.5) REVISE PART II, LINES 10 & 13 INVESTMENT BOOK AND MARKET VALUES UNDER COLUMNS B & C. DETAILS ARE REPORTED IN STATEMENTS 1 - 4.6) RECORD ACCRUED INCOME ON LINE 15, COLUMNS B & C.7) REVISE PREPAID EXPENSES REPORTED IN PART II, LINE 9, COLUMNS B & C.8) REVISE NET ASSETS IN PART II, LINE 24, COLUMN B TO CONFORM WITH CHANGES LISTED ABOVE. 9) REPORT INCREASED INVESTMENT TAX ON PART V, LINE 5 IN ACCORDANCE WITH CHANGES LISTED ABOVE.10) REVISE PART III, LINE 2 TO AGREE WITH PART I, LINE 27, COLUMNS A & B.11) REVISE PART X, LINE 2 TO AGREE WITH INVESTMENT TAX CALCULATION ADJUSTED IN PART V, LINE 5.12) REVISE PART XI, LINE 1 AND XII LINE 5 TO REPORT CORRECTED QUALIFIED DISTRIBUTIONS AND CARRYOVERS.13) ADD EXCLUSION CODES FOR INCOME PRODUCING ACTIVITIES REPORTED IN PART XVA, LINES 4 & 8, COLUMN C. | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (20 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BLOCK FINL LLC NOTE CALL MAKE WHOLE | $30,677 | $27,436 |
| BOEING CO NOTE CALL MAKE WHOLE 2.500% | $30,023 | $29,027 |
| CITIGROUP INC SER G MTN 2.500% | $27,375 | $22,727 |
| FEDEX CORP NOTE CALL MAKE WHOLE 3.900% | $30,506 | $27,399 |
| GENERAL MTRS FINL CO INC NOTE 4.300% | $28,291 | $28,898 |
| GOLDMAN SACHS GROUP INC SER F MTN | $30,002 | $30,377 |
| HP INC NOTE CALL MAKE WHOLE 4.000% | $29,754 | $29,087 |
| JOHNSON & JOHNSON NOTE CALL MAKE WHOLE | $30,565 | $26,580 |
| JPMORGAN CHASE & CO SER E MTN 2.000% | $28,503 | $20,875 |
| KRAFT HEINZ FOODS CO NOTE CALL MAKE | $30,997 | $30,165 |
| LAS VEGAS SANDS CORP NOTE CALL MAKE | $30,516 | $27,642 |
| LOCKHEED MARTIN CORP NOTE CALL MAKE | $30,512 | $27,470 |
| M&T BANK CORP BOND 3.5% | $30,152 | $22,016 |
| MARRIOTT INTL INC NEW SER V NOTE | $30,081 | $29,494 |
| ORACLE CORP NOTE CALL MAKE WHOLE | $30,659 | $26,575 |
| PARAMOUNT GLOBAL NOTE CALL MAKE WHOLE | $31,394 | $28,450 |
| ROYAL BANK CDA SER I MTN 5.250% | $30,002 | $28,817 |
| SOUTHERN CO SER 2020B NOTE 4.000% | $30,760 | $28,525 |
| SYSCO CORP NOTE CALL MAKE WHOLE 2.400% | $27,639 | $26,462 |
| UNITED HEALTH GROUP INC NOTE 3.500% | $30,071 | $25,496 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (74 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALPHABET INC CAP STK CL C | $58,794 | $112,744 |
| ALPS ETF TR RIVERFRONT DYM | $220,136 | $192,356 |
| ALPS ETF TRUST RIVERFRONT DYNAMIC US | $137,982 | $171,243 |
| ALPS ETF TRUST RIVERFRONT STRATEGIC | $193,169 | $181,476 |
| AMAZON | $63,339 | $60,776 |
| AMERICAN STRATEGIC BOND FUND F2 | $152,224 | $146,396 |
| AT&T INC | $167,237 | $161,278 |
| BANK AMERICA CORP NON CUML PERPETL CONV PFD SER L | $284,594 | $247,484 |
| BERKSHIRE HATHAWAY | $45,672 | $80,248 |
| BLACKROCK 60/40 TARGET ALLOCATION INSTL | $281,132 | $260,829 |
| BLACKROCK TAXABLE MUNICIPAL BOND FD | $110,651 | $75,303 |
| BUNGE LIMITED COM STK USD0.01 | $44,258 | $41,562 |
| CALUMET SPECIALTY PRODS PARTNE UT LTD | $40,274 | $44,675 |
| CARETRUST REIT | $22,678 | $26,980 |
| CARRILLON REAMS CORE PLUS BOND CL | $253,348 | $216,386 |
| CHAUTAQUA INTL GROWTH FUND CL I | $80,177 | $83,479 |
| CHEVRON CORP NEW | $52,583 | $46,742 |
| CME GROUP INC | $81,744 | $95,392 |
| COCA COLA CO | $53,196 | $65,059 |
| COSTCO WHOLESALE CORP | $47,417 | $66,620 |
| CVR ENERGY INC | $39,674 | $34,851 |
| DEERE & COMPANY | $48,524 | $114,315 |
| DIAGEO ADR EACH REPR 4 | $52,322 | $47,127 |
| EATON VANCE SHT DUR STRATEGIC INC FD | $245,428 | $231,970 |
| EDGEWOOD GROWTH FUND | $140,022 | $139,286 |
| ELEVANCE HEALTH INC | $32,447 | $50,232 |
| EXELON CORP COM NPV | $81,135 | $99,369 |
| EXXON MOBIL CORP | $287,727 | $485,997 |
| FIDELITY ADVISOR MULTI-ASSET INCOME | $268,514 | $256,665 |
| FIDELITY REAL ESTATE INCOME | $63,634 | $57,967 |
| FIRST EAGLE GLOBAL CLASS I | $142,293 | $132,235 |
| FIRST TR EXCHANGE-TRADED FD VI RISING DIVIDENDS | $578,712 | $591,269 |
| FIRST TRUST RIVERFRONT DYNAMIC | $115,394 | $110,828 |
| FLAHERTY AND CRUMRINE PREFERRED | $90,116 | $58,308 |
| FRANK VALUE FUND - INSTITUTIONAL | $126,415 | $138,234 |
| FRANKLIN INCOME ADVISOR CLASS | $120,045 | $127,288 |
| FREEPORT-MCMORAN INC | $30,550 | $43,224 |
| FS MULTI STRATEGY ALT CL I | $580,381 | $584,443 |
| ISHARES CORE US AGGREGATE BOND | $121,739 | $103,743 |
| ISHARES CORE MSCI EAFE ETF | $681,287 | $713,207 |
| ISHARES CORE MSCI EMERGING MARKETS | $218,256 | $221,739 |
| ISHARES CORE S&P SMALL CAP ETF | $100,159 | $101,474 |
| ISHARES CORE S&P MID CAP ETF | $111,079 | $111,337 |
| ISHARES TR 7-10 YR TRSY BD | $259,432 | $244,368 |
| ISHARES TR PFD AND INCM SEC | $66,840 | $57,632 |
| JPMORGAN ACTIVE GROWTH ETF | $391,208 | $428,308 |
| JPMORGAN EQUITY PREMIUM INCOME CL I | $614,333 | $596,534 |
| JPMORGAN INCOME BUILDER FUND CLASS I | $242,206 | $218,544 |
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME | $350,932 | $370,449 |
| KAYNE ANDERSON MLP INVT CO | $68,908 | $55,068 |
| LOCKHEED MARTIN CORP COM USD1.00 | $79,468 | $82,500 |
| MERCK & CO NEW COM | $75,757 | $97,183 |
| MFS GROWTH FUND CLASS I | $145,436 | $181,536 |
| MFS INTERNATIONAL DIVERSIFICATION CL I | $125,393 | $135,657 |
| NATIONAL GRID SPON ADR EACH REP | $43,018 | $46,600 |
| NBT BANCORP | $57,631 | $74,985 |
| NUVEEN PREFERRED INCOME OPPORTUNITY | $48,416 | $35,604 |
| NUVEEN TAXABLE MUNICIPAL INCM FD | $107,232 | $78,691 |
| ORGANON & CO COMMON STOCK | $45,666 | $30,533 |
| PACER FDS TR DEVELOPED MRKT | $74,007 | $79,331 |
| PATHFINDER BANCORP INC MD | $36,486 | $43,649 |
| PFIZER INC | $87,375 | $67,104 |
| REGENERON PHARMACEUTICALS INC | $57,338 | $87,829 |
| ROYCE VALUE TR INC COM | $18,424 | $19,927 |
| SIEMENS AG SPON ADR | $47,254 | $56,124 |
| SOUTHERN CO SER 2020B | $45,350 | $55,924 |
| SPDR S&P 500 ETF | $508,616 | $627,512 |
| SUNCOR ENERGY COM NPV NEW ISIN | $47,761 | $76,545 |
| VERIZON COMMUNICATIONS | $330,426 | $346,538 |
| WALMART INC COM | $76,345 | $81,340 |
| WASTE MANAGEMENT INC | $108,285 | $163,116 |
| WATERSTONE FINANCIAL INC | $57,318 | $46,847 |
| WELLS FARGO & COMPANY PERPETUAL PFD | $289,966 | $241,333 |
| WEST HILLS TACTICAL CORE FUND | $720,307 | $882,915 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,504,710 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,530,869 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BEAL BK USA LAS VEGAS NEV CD 5.500% | FMV | $50,000 | $50,126 |
| CAPITAL ONE NATL ASSN VA CD 4.950% | FMV | $50,001 | $50,073 |
| MORGAN STANLEY BK NA CD 5.000% | FMV | $40,000 | $39,957 |
| SALLIE MAE BK MURRAY UTAH CD 4.800% | FMV | $50,001 | $49,924 |
| SYNCHRONY BANK CD 4.350% | FMV | $40,001 | $39,442 |
| TRUSTMARK NATL BK JACKSON MISS CD | FMV | $50,000 | $50,028 |
| WELLS FARGO BANK NATL ASSN CD 5.300% | FMV | $50,000 | $50,033 |
| WELLS FARGO BANK NATL ASSN CD 5.100% | FMV | $50,000 | $50,147 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED EARNINGS | Desc |
| BOY Book Value | $14,378 | BOYBookValueAmt |
| EOY Book Value | $21,530 | EOYBookValueAmt |
| EOYFMV | $21,530 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE SUPPLIES, POSTAGE AND MAILING | $5,791 | $2,896 | $2,895 |
| INSURANCE | $647 | $324 | $323 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ROUNDING | Desc |
| Amt | $3 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | CategoryTxt |
| Amt | $74,954 | Amt |
| Net Investment Income | $74,954 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $21,315 | $21,315 | $0 |
| EXCISE TAXES | $6,223 | $0 | $0 |
| STATE FILING FEES | $750 | $0 | $0 |
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