RATHMANN FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- RATHMANN FAMILY FOUNDATION (EIN 52-1757445)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-06-28
- IRS object ID
- 202121799349100502
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-06-28T08:29:06-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 453768259 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARTINBROWN CPAS & ADVISORS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3411 TAMIAMI TRAIL NORTH SUITE 201 | AddressLine1Txt |
| City | NAPLES | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 34103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521757445 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RATHMANN FAMILY FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O JAMES RATHMANN | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RATH | BusinessNameControlTxt |
| Phone | 2397898857 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 148 10TH AVENUE SOUTH | AddressLine1Txt |
| City | NAPLES | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 34102 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES LOUIS RATHMANN DIRECTOR | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2397898857 | PhoneNum |
| Signature | 2021-06-22 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JAMES | PersonFirstNm |
| Person Last | RATHMANN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL J BROWN CPA | PreparerPersonNm |
| PTIN | P00839712 | PTIN |
| Phone | 2392548306 | PhoneNum |
| Preparation | 2021-06-28 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $32,511,458 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $504,226 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $502,201 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,303,391 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,492,509 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,303,391 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,807,617 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,805,592 | TotalNetInvstIncmAmt |
| Legal Fees Rev And Expnss | $9,254 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $9,254 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $19,867 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,940 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,927 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $177,713 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $171,563 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $6,150 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $577 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $577 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $50,054 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,272 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $4,994 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $72 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $4,922 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $262,459 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $183,424 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $31,253 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,205,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,345,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,467,459 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $183,424 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,376,253 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$659,842 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,622,168 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,634,619 | CashBOYAmt |
| Cash EOY | $1,249,315 | CashEOYAmt |
| Cash EOYFMV | $1,249,315 | CashEOYFMVAmt |
| Sav And Temp Cash Invst EOY | $1,464,878 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,464,878 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $6,150 | PrepaidExpensesBOYAmt |
| US Government Obligations BOY | $990,346 | USGovernmentObligationsBOYAmt |
| Corporate Stock BOY | $20,703,930 | CorporateStockBOYAmt |
| Corporate Stock EOY | $24,909,297 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $24,909,297 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,091,174 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,851,231 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,851,231 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,392,283 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,003,855 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,003,855 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $50,778 | OtherAssetsBOYAmt |
| Other Assets EOY | $32,882 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $32,882 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $28,869,280 | TotalAssetsBOYAmt |
| Total Assets EOY | $32,511,458 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $32,511,458 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $1,959 | AccountsPayableBOYAmt |
| Grants Payable BOY | $390,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $1,250,000 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $391,959 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,250,000 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $28,477,321 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $31,261,458 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $28,477,321 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $31,261,458 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $28,869,280 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $32,511,458 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $28,477,321 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$659,842 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3,443,979 | OtherIncreasesAmt |
| Subtotal | $31,261,458 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $31,261,458 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| BROADOAK FUND III LLC - K1 | P | $22,707 | $22,707 | $22,707 | |||
| BROADOAK FUND III LLC - K1 | P | $24,964 | $24,964 | $24,964 | |||
| ARCH VENTURE FUND V LP - K1 | P | $2 | $2 | $2 | |||
| ARCH VENTURE FUND V LP - K1 | P | -$25,895 | -$25,895 | $25,895 | |||
| FFC EXECUTIVE PARTNERS III LP - K1 | P | $65 | $65 | $65 | |||
| SYMPHONY DYNAMO HOLDINGS LLC | P | $1,337 | $1,337 | $1,337 | |||
| SEE ATTACHED - CHARLES SCHWAB 0875 | P | $905,809 | -$270,584 | -$270,584 | $1,176,393 | 2019-10-02 | 2020-06-04 |
| SEE ATTACHED - CHARLES SCHWAB 0875 | P | $2,994,338 | $227,986 | $227,986 | $2,766,352 | 2018-12-27 | 2020-06-04 |
| SEE ATTACHED - CHARLES SCHWAB 3735 | P | $591,657 | -$29,633 | -$29,633 | $621,290 | 2020-06-24 | 2020-07-06 |
| SEE ATTACHED - CHARLES SCHWAB 3735 | P | $2,125,774 | $777,692 | $777,692 | $1,348,082 | 1994-10-03 | 2020-01-15 |
| IMMUNOMIC THERAPEUTICS | P | $824,662 | $573,556 | $573,556 | $251,106 | 2018-06-30 | 2020-09-08 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,303,391 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$277,508 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $22,548 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $22,548 | SubtotalAmt |
| Tax Based On Investment Income | $22,548 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $52,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $52,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $29,452 | OverpaymentAmt |
| Applied To ES Tax | $29,452 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | WA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.RATHMANNFAMILYFOUNDATION.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARTINBROWN CPAS & ADVISORS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2392548306 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 11000 | AddressLine1Txt |
| City | NAPLES | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 34102 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEXANDRA RATHMANN-NOONAN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | CHAIRPERSON | 1.00 | $0 | $0 | $0 |
| JAMES LOUIS RATHMANN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| ROBIN W RATHMANN-NOONAN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | SECRETARY | 1.00 | $0 | $0 | $0 |
| ANDREW G RATHMANN-NOONAN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | TREASURER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $23,948,708 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,464,238 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,796,518 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $28,209,464 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $28,209,464 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $423,142 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $27,786,322 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,389,316 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,389,316 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $22,548 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $22,548 | TotalTaxAmt |
| Distributable Before Adj | $1,366,768 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,366,768 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,366,768 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,376,253 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,376,253 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $1,376,253 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,366,768 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr2 | $7,113,457 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $7,113,457 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,376,253 | QualifyingDistributionsAmt |
| Applied To Current Year | $1,366,768 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $9,485 | RemainingDistriFromCorpusAmt |
| Total Corpus | $7,122,942 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $7,122,942 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $7,113,457 | ExcessFromYear2Amt |
| Excess From Current Year | $9,485 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AFRICAN PARKS FOUNDATION OF AMERICA | ||||||||
| 21 WEST 46TH STREET | NEW YORK | NY | 10036 | PC | GENERAL OPERATING ACTIVITIES | $175,000 | ||
| ARTIS - NAPLES INC | ||||||||
| 5833 PELICAN BAY BLVD | NAPLES | FL | 34108 | PC | GENERAL OPERATING ACTIVITIES | $25,000 | ||
| BROWN UNIVERSITY | ||||||||
| 350 EDDY STREET | PROVIDENCE | RI | 02903 | PC | SCHOLARSHIP FUND/ANNUAL FUND | $30,000 | ||
| CENTER FOR HEIRS | ||||||||
| 1535 SAM RITTENBURG BLVD | CHARLESTON | SC | 29407 | PC | GENERAL OPERATING ACTIVITIES | $40,000 | PROPERTY PRESERVATION | SUITE D |
| CORPORATION OF HAVERFORD COLLEGE | ||||||||
| 370 LANCASTER AVENUE | HAVERFORD | PA | 19041 | PC | GENERAL OPERATING ACTIVITIES | $50,000 | DBA HAVERFORD COLLEGE | |
| DHARMA VOYAGE INC | ||||||||
| PO BOX N104 | WESTPORT | MA | 02790 | PC | GENERAL OPERATING ACTIVITIES | $15,000 | ||
| HUERTA DEL VALLE | ||||||||
| 310 E PHILADELPHIA STREET | ONTARIO | CA | 91761 | PC | GENERAL OPERATING ACTIVITIES | $100,000 | ||
| NATIONAL AUDUBON SOCIETY INC | ||||||||
| 711 UNIVERSITY AVENUE | ANAHEIM | CA | 92825 | PC | CORKSCREW SWAMP REHABILITATION | $25,000 | ||
| NATIONAL AUDUBON SOCIETY INC | ||||||||
| 711 UNIVERSITY AVENUE | ANAHEIM | CA | 92825 | PC | CORKSCREW SWAMP REHABILITATION | $50,000 | ||
| NATIONAL SCIENCE AND TECHNOLOGY | ||||||||
| 3222 N STREET NW | WASHINGTON | DC | 20007 | PC | GENERAL OPERATING ACTIVITIES | $575,000 | MEDALS FOUNDATION | SUITE 300 |
| NATIONAL SCIENCE AND TECHNOLOGY | ||||||||
| 3222 N STREET NW | WASHINGTON | DC | 20007 | PC | GENERAL OPERATING ACTIVITIES | $150,000 | MEDALS FOUNDATION | SUITE 300 |
| TRUSTEES OF TRINITY COLLEGE | ||||||||
| 300 SUMMIT STREET | HARTFORD | CT | 06106 | PC | SOFTBALL/BASEBALL/ANNUAL FUND | $60,000 | ||
| VOLUNTEERS OF LEGAL SERVICE | ||||||||
| 40 WORTH STREET | NEW YORK | NY | 10013 | PC | IMMIGRATION PROJECT GEN SUPPORT | $40,000 | ||
| WESTPORT HISTORICAL SOCIETY | ||||||||
| 25 DRIFT ROAD | WESTPORT | MA | 02790 | PC | GENERAL OPERATING ACTIVITIES | $10,000 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,345,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| BUZZARDS BAY COALITION INC | ||||||||
| 114 FRONT STREET | NEW BEDFORD | MA | 02740 | PC | 2016-2020 WESTPORT ACTION PLAN | $225,000 | ||
| CENTER FOR HEIRS | ||||||||
| 1535 SAM RITTENBURG BLVD | CHARLESTON | SC | 29407 | PC | GENERAL OPERATING ACTIVITIES | $80,000 | PROPERTY PRESERVATION | SUITE D |
| DHARMA VOYAGE INC | ||||||||
| PO BOX N104 | WESTPORT | MA | 02790 | PC | GENERAL OPERATING ACTIVITIES | $15,000 | ||
| HUERTA DEL VALLE | ||||||||
| 310 E PHILADELPHIA STREET | ONTARIO | CA | 91761 | PC | GENERAL OPERATING ACTIVITIES | $200,000 | ||
| NATIONAL SCIENCE AND TECHNOLOGY | ||||||||
| 3222 N STREET NW | WASHINGTON | DC | 20007 | PC | GENERAL OPERATING ACTIVITIES | $500,000 | MEDALS FOUNDATION | SUITE 300 |
| VOLUNTEERS OF LEGAL SERVICE | ||||||||
| 40 WORTH STREET | NEW YORK | NY | 10013 | PC | IMMIGRATION PROJECT GEN SUPPORT | $80,000 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,100,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $504,226 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,303,391 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,807,617 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,807,617 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $19,867 | Amt |
| Net Investment Income | $8,940 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,927 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CHARLES SCHWAB - ACCT 3735 - CORP | $996,460 | $996,460 |
| CHARLES SCHWAB - ACCT 3735 - MUNI | $1,854,771 | $1,854,771 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CHARLES SCHWAB - ACCT 0875 | $10,569,430 | $10,569,430 |
| CHARLES SCHWAB - ACCT 3735 | $8,402,142 | $8,402,142 |
| APPLE INC | $1,713,293 | $1,713,293 |
| MICROSOFT CORP | $1,565,392 | $1,565,392 |
| VISA INC | $517,953 | $517,953 |
| ALPHABET INC | $649,947 | $649,947 |
| AMAZON.COM INC | $934,739 | $934,739 |
| TEXAS INSTRUMENTS | $556,401 | $556,401 |
| BANK OF AMERICA CORP | ||
| JP MORGAN CHASE & CO |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (15 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| LUCENT MEDICAL | FMV | $10,000 | $10,000 |
| ACUMARK / CARE DX | FMV | $51,250 | $51,250 |
| ARCH VENTURE FUND V | FMV | $144,180 | $144,180 |
| BROADOAK FUND III | FMV | $361,469 | $361,469 |
| CELLERANT THERAPEUTICS | FMV | $175,000 | $175,000 |
| FFC EXECUTIVE PARTNERS III | FMV | $9,127 | $9,127 |
| FFC PARTNERS II | FMV | $17,557 | $17,557 |
| IMMUNOMIC THERAPEUTICS | FMV | ||
| PRESIDO | FMV | $500 | $500 |
| SYMPHONY EVOLUTION HOLDINGS LLC | FMV | $21,351 | $21,351 |
| LAB CONNECT | FMV | $153,781 | $153,781 |
| CROWN CASTLE INTL CO | FMV | $240,218 | $240,218 |
| BROADOAK FUND IV | FMV | $569,380 | $569,380 |
| BROADOAK CAPITAL 2019C-INFUSE | FMV | $249,953 | $249,953 |
| SYMPHONY DYNAMO HOLDINGS LLC | FMV | $89 | $89 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $9,254 | LegalFeesAmt |
| Disbursements Charitable Prps | $9,254 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INTEREST RECEIVABLES | Desc |
| BOY Book Value | $50,778 | BOYBookValueAmt |
| EOY Book Value | $32,882 | EOYBookValueAmt |
| EOYFMV | $32,882 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| EXPENSES | |||
| DUES AND SUBSCRIPTIONS | $120 | $120 | |
| INSURANCE | $4,273 | $4,273 | |
| LICENSES AND FEES | $241 | $241 | |
| COMMUNICATION AND INFO TECH | $360 | $288 | $72 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $3,443,979 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (11 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MGMT - BROADOAK FUND | $5,238 | $5,238 | |
| INVESTMENT MGMG - ARCH VENTURE F | $63 | $63 | |
| INVESTMENT MGMT - BROADOAK FUND | $16,481 | $16,481 | |
| INVESTMENT MGMT - FFC PARTNERS I | $585 | $585 | |
| INVESTMENT MGMT - FFC PARTNERS I | $257 | $257 | |
| INVESTMENT MGMT - SYMPHONY EVOLU | $26 | $26 | |
| INVESTMENT MGMT - BROADOAK 2016A | $266 | $266 | |
| INVESTMENT MGMT - BROADOAK INFUS | |||
| INVESTMENT MGMG - SYMPHONY DYNAM | $45 | $45 | |
| INVESTMENT MGMT - OTHER | $148,602 | $148,602 | |
| OTHER PROFESSIONAL FEES | $6,150 | $6,150 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX PAID - CHARLES SCH 0 | $1,385 | $1,385 |
| FOREIGN TAX PAID - CHARLES SCH 3 | $887 | $887 |
| FEDERAL TAX PAID | $47,782 |
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