RATHMANN FAMILY FOUNDATION: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization
RATHMANN FAMILY FOUNDATION (EIN 52-1757445)
Tax period
2020-01-01 to 2020-12-31
Filed
2021-06-28
IRS object ID
202121799349100502
Schema version
2020v4.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2021-06-28T08:29:06-05:00ReturnTs
Tax Period End2020-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN453768259PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1MARTINBROWN CPAS & ADVISORSBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line13411 TAMIAMI TRAIL NORTH SUITE 201AddressLine1Txt
CityNAPLESCityNm
State AbbreviationFLStateAbbreviationCd
ZIP34103ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2020-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN521757445EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1RATHMANN FAMILY FOUNDATIONBusinessNameLine1Txt
Business Name Line2C/O JAMES RATHMANNBusinessNameLine2Txt
FieldValueIRS element (for citing)
Business Name ControlRATHBusinessNameControlTxt
Phone2397898857PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1148 10TH AVENUE SOUTHAddressLine1Txt
CityNAPLESCityNm
State AbbreviationFLStateAbbreviationCd
ZIP34102ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonJAMES LOUIS RATHMANN DIRECTORPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone2397898857PhoneNum
Signature2021-06-22SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

FieldValueIRS element (for citing)
Person FirstJAMESPersonFirstNm
Person LastRATHMANNPersonLastNm
FieldValueIRS element (for citing)
SSN999009999SSN

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonDANIEL J BROWN CPAPreparerPersonNm
PTINP00839712PTIN
Phone2392548306PhoneNum
Preparation2021-06-28PreparationDt
FieldValueIRS element (for citing)
Tax2020TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$32,511,458FMVAssetsEOYAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$504,226DividendsRevAndExpnssAmt
Dividends Net Invst Incm$502,201DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$1,303,391NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$7,492,509GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$1,303,391CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss$1,807,617TotalRevAndExpnssAmt
Total Net Invst Incm$1,805,592TotalNetInvstIncmAmt
Legal Fees Rev And Expnss$9,254LegalFeesRevAndExpnssAmt
Legal Fees Dsbrs Chrtbl$9,254LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss$19,867AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm$8,940AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps$10,927AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss$177,713OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$171,563OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl$6,150OtherProfFeesDsbrsChrtblAmt
Interest Rev And Expnss$577InterestRevAndExpnssAmt
Interest Net Invst Incm$577InterestNetInvstIncmAmt
Taxes Rev And Expnss$50,054TaxesRevAndExpnssAmt
Taxes Net Invst Incm$2,272TaxesNetInvstIncmAmt
Other Expenses Rev And Expnss$4,994OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$72OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$4,922OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$262,459TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$183,424TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$31,253TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$2,205,000ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$1,345,000ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$2,467,459TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$183,424TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$1,376,253TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$659,842ExcessRevenueOverExpensesAmt
Net Investment Income$1,622,168NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$1,634,619CashBOYAmt
Cash EOY$1,249,315CashEOYAmt
Cash EOYFMV$1,249,315CashEOYFMVAmt
Sav And Temp Cash Invst EOY$1,464,878SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$1,464,878SavAndTempCashInvstEOYFMVAmt
Prepaid Expenses BOY$6,150PrepaidExpensesBOYAmt
US Government Obligations BOY$990,346USGovernmentObligationsBOYAmt
Corporate Stock BOY$20,703,930CorporateStockBOYAmt
Corporate Stock EOY$24,909,297CorporateStockEOYAmt
Corporate Stock EOYFMV$24,909,297CorporateStockEOYFMVAmt
Corporate Bonds BOY$3,091,174CorporateBondsBOYAmt
Corporate Bonds EOY$2,851,231CorporateBondsEOYAmt
Corporate Bonds EOYFMV$2,851,231CorporateBondsEOYFMVAmt
Other Investments BOY$2,392,283OtherInvestmentsBOYAmt
Other Investments EOY$2,003,855OtherInvestmentsEOYAmt
Other Investments EOYFMV$2,003,855OtherInvestmentsEOYFMVAmt
Other Assets BOY$50,778OtherAssetsBOYAmt
Other Assets EOY$32,882OtherAssetsEOYAmt
Other Assets EOYFMV$32,882OtherAssetsEOYFMVAmt
Total Assets BOY$28,869,280TotalAssetsBOYAmt
Total Assets EOY$32,511,458TotalAssetsEOYAmt
Total Assets EOYFMV$32,511,458TotalAssetsEOYFMVAmt
Accounts Payable BOY$1,959AccountsPayableBOYAmt
Grants Payable BOY$390,000GrantsPayableBOYAmt
Grants Payable EOY$1,250,000GrantsPayableEOYAmt
Total Liabilities BOY$391,959TotalLiabilitiesBOYAmt
Total Liabilities EOY$1,250,000TotalLiabilitiesEOYAmt
Organization Follows FASB117Yes (X)OrganizationFollowsFASB117Ind
No Donor Rstr Net Assests BOY$28,477,321NoDonorRstrNetAssestsBOYAmt
No Donor Rstr Net Assests EOY$31,261,458NoDonorRstrNetAssestsEOYAmt
Tot Net Ast Or Fund Balances BOY$28,477,321TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$31,261,458TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$28,869,280TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$32,511,458TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$28,477,321TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$659,842ExcessRevenueOverExpensesAmt
Other Increases$3,443,979OtherIncreasesAmt
Subtotal$31,261,458SubtotalAmt
Tot Net Ast Or Fund Balances EOY$31,261,458TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdGross Sales PriceGrossSalesPriceAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmtCost Or Other BasisCostOrOtherBasisAmtAcquiredAcquiredDtSoldSoldDt
BROADOAK FUND III LLC - K1P$22,707$22,707$22,707
BROADOAK FUND III LLC - K1P$24,964$24,964$24,964
ARCH VENTURE FUND V LP - K1P$2$2$2
ARCH VENTURE FUND V LP - K1P-$25,895-$25,895$25,895
FFC EXECUTIVE PARTNERS III LP - K1P$65$65$65
SYMPHONY DYNAMO HOLDINGS LLCP$1,337$1,337$1,337
SEE ATTACHED - CHARLES SCHWAB 0875P$905,809-$270,584-$270,584$1,176,3932019-10-022020-06-04
SEE ATTACHED - CHARLES SCHWAB 0875P$2,994,338$227,986$227,986$2,766,3522018-12-272020-06-04
SEE ATTACHED - CHARLES SCHWAB 3735P$591,657-$29,633-$29,633$621,2902020-06-242020-07-06
SEE ATTACHED - CHARLES SCHWAB 3735P$2,125,774$777,692$777,692$1,348,0821994-10-032020-01-15
IMMUNOMIC THERAPEUTICSP$824,662$573,556$573,556$251,1062018-06-302020-09-08
FieldValueIRS element (for citing)
Capital Gain Net Income$1,303,391CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss-$277,508NetShortTermCapitalGainLossAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$22,548InvestmentIncomeExciseTaxAmt
Subtotal$22,548SubtotalAmt
Tax Based On Investment Income$22,548TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$52,000EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$52,000TotalPaymentsAndCreditsAmt
Overpayment$29,452OverpaymentAmt
Applied To ES Tax$29,452AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateWAOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressWWW.RATHMANNFAMILYFOUNDATION.ORGWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1MARTINBROWN CPAS & ADVISORSBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone2392548306PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 11000AddressLine1Txt
CityNAPLESCityNm
State AbbreviationFLStateAbbreviationCd
ZIP34102ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsYes (true)BusinessHoldingsInd
Excess Business HoldingsfalseExcessBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht PymtfalseSubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
ALEXANDRA RATHMANN-NOONAN DIRECTOR
148 10TH AVENUE SOUTHNAPLESFL34102CHAIRPERSON1.00$0$0$0
JAMES LOUIS RATHMANN DIRECTOR
148 10TH AVENUE SOUTHNAPLESFL34102PRESIDENT5.00$0$0$0
ROBIN W RATHMANN-NOONAN DIRECTOR
148 10TH AVENUE SOUTHNAPLESFL34102SECRETARY1.00$0$0$0
ANDREW G RATHMANN-NOONAN DIRECTOR
148 10TH AVENUE SOUTHNAPLESFL34102TREASURER1.00$0$0$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$23,948,708AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$2,464,238AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$1,796,518FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$28,209,464TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast$28,209,464AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$423,142CashDeemedCharitableAmt
Net Vl Noncharitable Assets$27,786,322NetVlNoncharitableAssetsAmt
Minimum Investment Return$1,389,316MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$1,389,316MinimumInvestmentReturnAmt
Tax Based On Investment Income$22,548TaxBasedOnInvestmentIncomeAmt
Total Tax$22,548TotalTaxAmt
Distributable Before Adj$1,366,768DistributableBeforeAdjAmt
Distributable Before Ded$1,366,768DistributableBeforeDedAmt
Distributable As Adjusted$1,366,768DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$1,376,253ExpensesAndContributionsAmt
Qualifying Distributions$1,376,253QualifyingDistributionsAmt
Adjusted Qualifying Distri$1,376,253AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$1,366,768DistributableAsAdjustedAmt
Excess Distribution Cyov Yr2$7,113,457ExcessDistributionCyovYr2Amt
Total Excess Distribution Cyov$7,113,457TotalExcessDistributionCyovAmt
Qualifying Distributions$1,376,253QualifyingDistributionsAmt
Applied To Current Year$1,366,768AppliedToCurrentYearAmt
Remaining Distri From Corpus$9,485RemainingDistriFromCorpusAmt
Total Corpus$7,122,942TotalCorpusAmt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$7,122,942ExcessDistriCyovToNextYrAmt
Excess From Year2$7,113,457ExcessFromYear2Amt
Excess From Current Year$9,485ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtBusiness Name Line2RecipientBusinessName/BusinessNameLine2TxtAddress Line2RecipientUSAddress/AddressLine2Txt
AFRICAN PARKS FOUNDATION OF AMERICA
21 WEST 46TH STREETNEW YORKNY10036PCGENERAL OPERATING ACTIVITIES$175,000
ARTIS - NAPLES INC
5833 PELICAN BAY BLVDNAPLESFL34108PCGENERAL OPERATING ACTIVITIES$25,000
BROWN UNIVERSITY
350 EDDY STREETPROVIDENCERI02903PCSCHOLARSHIP FUND/ANNUAL FUND$30,000
CENTER FOR HEIRS
1535 SAM RITTENBURG BLVDCHARLESTONSC29407PCGENERAL OPERATING ACTIVITIES$40,000PROPERTY PRESERVATIONSUITE D
CORPORATION OF HAVERFORD COLLEGE
370 LANCASTER AVENUEHAVERFORDPA19041PCGENERAL OPERATING ACTIVITIES$50,000DBA HAVERFORD COLLEGE
DHARMA VOYAGE INC
PO BOX N104WESTPORTMA02790PCGENERAL OPERATING ACTIVITIES$15,000
HUERTA DEL VALLE
310 E PHILADELPHIA STREETONTARIOCA91761PCGENERAL OPERATING ACTIVITIES$100,000
NATIONAL AUDUBON SOCIETY INC
711 UNIVERSITY AVENUEANAHEIMCA92825PCCORKSCREW SWAMP REHABILITATION$25,000
NATIONAL AUDUBON SOCIETY INC
711 UNIVERSITY AVENUEANAHEIMCA92825PCCORKSCREW SWAMP REHABILITATION$50,000
NATIONAL SCIENCE AND TECHNOLOGY
3222 N STREET NWWASHINGTONDC20007PCGENERAL OPERATING ACTIVITIES$575,000MEDALS FOUNDATIONSUITE 300
NATIONAL SCIENCE AND TECHNOLOGY
3222 N STREET NWWASHINGTONDC20007PCGENERAL OPERATING ACTIVITIES$150,000MEDALS FOUNDATIONSUITE 300
TRUSTEES OF TRINITY COLLEGE
300 SUMMIT STREETHARTFORDCT06106PCSOFTBALL/BASEBALL/ANNUAL FUND$60,000
VOLUNTEERS OF LEGAL SERVICE
40 WORTH STREETNEW YORKNY10013PCIMMIGRATION PROJECT GEN SUPPORT$40,000
WESTPORT HISTORICAL SOCIETY
25 DRIFT ROADWESTPORTMA02790PCGENERAL OPERATING ACTIVITIES$10,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$1,345,000TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (6 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtBusiness Name Line2RecipientBusinessName/BusinessNameLine2TxtAddress Line2RecipientUSAddress/AddressLine2Txt
BUZZARDS BAY COALITION INC
114 FRONT STREETNEW BEDFORDMA02740PC2016-2020 WESTPORT ACTION PLAN$225,000
CENTER FOR HEIRS
1535 SAM RITTENBURG BLVDCHARLESTONSC29407PCGENERAL OPERATING ACTIVITIES$80,000PROPERTY PRESERVATIONSUITE D
DHARMA VOYAGE INC
PO BOX N104WESTPORTMA02790PCGENERAL OPERATING ACTIVITIES$15,000
HUERTA DEL VALLE
310 E PHILADELPHIA STREETONTARIOCA91761PCGENERAL OPERATING ACTIVITIES$200,000
NATIONAL SCIENCE AND TECHNOLOGY
3222 N STREET NWWASHINGTONDC20007PCGENERAL OPERATING ACTIVITIES$500,000MEDALS FOUNDATIONSUITE 300
VOLUNTEERS OF LEGAL SERVICE
40 WORTH STREETNEW YORKNY10013PCIMMIGRATION PROJECT GEN SUPPORT$80,000
FieldValueIRS element (for citing)
Total Grant Or Contri Apprv Fut$1,100,000TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$504,226ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$1,303,391ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$1,807,617ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$1,807,617TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryACCOUNTING FEESCategoryTxt
Amt$19,867Amt
Net Investment Income$8,940NetInvestmentIncomeAmt
Disbursements Charitable Prps$10,927DisbursementsCharitablePrpsAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
CHARLES SCHWAB - ACCT 3735 - CORP$996,460$996,460
CHARLES SCHWAB - ACCT 3735 - MUNI$1,854,771$1,854,771

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
CHARLES SCHWAB - ACCT 0875$10,569,430$10,569,430
CHARLES SCHWAB - ACCT 3735$8,402,142$8,402,142
APPLE INC$1,713,293$1,713,293
MICROSOFT CORP$1,565,392$1,565,392
VISA INC$517,953$517,953
ALPHABET INC$649,947$649,947
AMAZON.COM INC$934,739$934,739
TEXAS INSTRUMENTS$556,401$556,401
BANK OF AMERICA CORP
JP MORGAN CHASE & CO

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (15 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
LUCENT MEDICALFMV$10,000$10,000
ACUMARK / CARE DXFMV$51,250$51,250
ARCH VENTURE FUND VFMV$144,180$144,180
BROADOAK FUND IIIFMV$361,469$361,469
CELLERANT THERAPEUTICSFMV$175,000$175,000
FFC EXECUTIVE PARTNERS IIIFMV$9,127$9,127
FFC PARTNERS IIFMV$17,557$17,557
IMMUNOMIC THERAPEUTICSFMV
PRESIDOFMV$500$500
SYMPHONY EVOLUTION HOLDINGS LLCFMV$21,351$21,351
LAB CONNECTFMV$153,781$153,781
CROWN CASTLE INTL COFMV$240,218$240,218
BROADOAK FUND IVFMV$569,380$569,380
BROADOAK CAPITAL 2019C-INFUSEFMV$249,953$249,953
SYMPHONY DYNAMO HOLDINGS LLCFMV$89$89

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

FieldValueIRS element (for citing)
CategoryLEGAL FEESCategoryTxt
Legal Fees$9,254LegalFeesAmt
Disbursements Charitable Prps$9,254DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

FieldValueIRS element (for citing)
DescACCRUED INTEREST RECEIVABLESDesc
BOY Book Value$50,778BOYBookValueAmt
EOY Book Value$32,882EOYBookValueAmt
EOYFMV$32,882EOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmtNet Investment IncomeNetInvestmentIncomeAmt
EXPENSES
DUES AND SUBSCRIPTIONS$120$120
INSURANCE$4,273$4,273
LICENSES AND FEES$241$241
COMMUNICATION AND INFO TECH$360$288$72

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

FieldValueIRS element (for citing)
DescUNREALIZED GAIN ON INVESTMENTSDesc
Amt$3,443,979Amt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (11 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT MGMT - BROADOAK FUND$5,238$5,238
INVESTMENT MGMG - ARCH VENTURE F$63$63
INVESTMENT MGMT - BROADOAK FUND$16,481$16,481
INVESTMENT MGMT - FFC PARTNERS I$585$585
INVESTMENT MGMT - FFC PARTNERS I$257$257
INVESTMENT MGMT - SYMPHONY EVOLU$26$26
INVESTMENT MGMT - BROADOAK 2016A$266$266
INVESTMENT MGMT - BROADOAK INFUS
INVESTMENT MGMG - SYMPHONY DYNAM$45$45
INVESTMENT MGMT - OTHER$148,602$148,602
OTHER PROFESSIONAL FEES$6,150$6,150

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmt
FOREIGN TAX PAID - CHARLES SCH 0$1,385$1,385
FOREIGN TAX PAID - CHARLES SCH 3$887$887
FEDERAL TAX PAID$47,782

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