PROTEUS FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- PROTEUS FOUNDATION (EIN 54-2013543)
- Tax period
- 2019-10-01 to 2020-09-30
- Filed
- 2021-03-08
- IRS object ID
- 202120679349100112
- Schema version
- 2019v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-03-08T11:36:16-06:00 | ReturnTs |
| Tax Period End | 2020-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 541149263 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | YOUNT HYDE & BARBOUR PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 2560 | AddressLine1Txt |
| City | WINCHESTER | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 226041760 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 542013543 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PROTEUS FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O YOUNT HYDE & BARBOUR PC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PROT | BusinessNameControlTxt |
| Phone | 5406623417 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 2560 | AddressLine1Txt |
| City | WINCHESTER | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22604 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CELIA RUTT | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 5406623417 | PhoneNum |
| Signature | 2021-02-27 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | GREGORY S CRAWFORD CPA | PreparerPersonNm |
| PTIN | P00357091 | PTIN |
| Phone | 5406623417 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $8,716,139 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $259,940 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $259,940 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $55,173 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,866,596 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $55,173 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $315,113 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $315,113 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $13,750 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $76,492 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $76,492 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $12,127 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,061 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $10,715 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $10,670 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $113,084 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $91,223 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $442,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $442,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $555,584 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $91,223 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $442,500 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$240,471 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $223,890 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $32,869 | CashBOYAmt |
| Cash EOY | $38,629 | CashEOYAmt |
| Cash EOYFMV | $38,629 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $737,883 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $272,234 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $272,234 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $7,097,547 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $7,316,965 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $8,405,276 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $12,571 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $12,571 | LandBldgEquipAccumDeprecAmt |
| Total Assets BOY | $7,868,299 | TotalAssetsBOYAmt |
| Total Assets EOY | $7,627,828 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $8,716,139 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $7,868,299 | RetainedEarningBOYAmt |
| Retained Earning EOY | $7,627,828 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,868,299 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $7,627,828 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,868,299 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $7,627,828 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,868,299 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$240,471 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $7,627,828 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $7,627,828 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (513 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|
| PASSTHROUGH GAIN/LOSS | $622 | $622 | $622 | |||
| NET PTP SALE ADJUSTMENTS | $126,517 | $126,517 | $126,517 | |||
| ENGIE SPON ADR | $2,359 | -$1,218 | -$1,218 | 2019-05-07 | 2020-04-01 | $3,577 |
| ENGIE SPON ADR | $783 | -$380 | -$380 | 2019-05-07 | 2020-04-08 | $1,163 |
| ENGIE SPON ADR | $3,814 | -$2,505 | -$2,505 | 2019-10-16 | 2020-04-08 | $6,319 |
| LAS VEGAS SANDS CORP | $1,867 | $13 | $13 | 2020-03-17 | 2020-04-22 | $1,854 |
| LLOYDS BNKNG GRP PLC ADR | $946 | -$1,072 | -$1,072 | 2019-12-23 | 2020-04-08 | $2,018 |
| SINGAPORE TELECOMM-ADR | $4,825 | -$140 | -$140 | 2020-04-08 | 2020-06-02 | $4,965 |
| DAIMLER AG UNSPON ADR | $1,123 | -$29 | -$29 | 2018-11-20 | 2019-11-14 | $1,152 |
| 8BROOKFIELD PPTY CL A | $6,852 | -$3,608 | -$3,608 | 2020-01-08 | 2020-08-19 | $10,460 |
| 8BROOKFIELD PPTY CL A | $3,468 | -$1,826 | -$1,826 | 2020-02-11 | 2020-08-19 | $5,294 |
| 8BROOKFIELD PPTY CL A | $2,868 | -$1,560 | -$1,560 | 2020-02-24 | 2020-08-19 | $4,428 |
| 8BROOKFIELD PPTY CL A | $5,280 | -$383 | -$383 | 2020-03-12 | 2020-08-19 | $5,663 |
| CARNIVAL CORP | $3,259 | -$515 | -$515 | 2019-03-27 | 2020-02-06 | $3,774 |
| CABOT OIL & GAS | $6,570 | -$282 | -$282 | 2020-01-03 | 2020-03-09 | $6,852 |
| CABOT OIL & GAS | $4,658 | $130 | $130 | 2020-01-03 | 2020-03-16 | $4,528 |
| CABOT OIL & GAS | $9,852 | $22 | $22 | 2020-01-03 | 2020-04-01 | $9,830 |
| CABOT OIL & GAS | $5,383 | $102 | $102 | 2020-01-08 | 2020-04-01 | $5,281 |
| CABOT OIL & GAS | $2,053 | $158 | $158 | 2020-01-21 | 2020-04-01 | $1,895 |
| DELTA AIR LINES INC NEW | $2,149 | -$2,988 | -$2,988 | 2019-10-10 | 2020-03-23 | $5,137 |
| OCCIDENTAL PETE CORP | $2,165 | -$6,632 | -$6,632 | 2019-08-05 | 2020-03-11 | $8,797 |
| OCCIDENTAL PETE CORP | $2,189 | -$5,622 | -$5,622 | 2019-08-14 | 2020-03-11 | $7,811 |
| ROYAL CARIBBEAN CRUISES | $4,943 | -$11,788 | -$11,788 | 2019-10-31 | 2020-03-16 | $16,731 |
| ROYAL CARIBBEAN CRUISES | $617 | -$2,534 | -$2,534 | 2019-10-31 | 2020-03-19 | $3,151 |
| ROYAL CARIBBEAN CRUISES | $2,447 | -$10,298 | -$10,298 | 2019-11-01 | 2020-03-19 | $12,745 |
| CARNIVAL CORP | $1,120 | -$428 | -$428 | 2018-11-20 | 2019-11-01 | $1,548 |
| CARNIVAL CORP | $560 | -$43 | -$43 | 2018-12-26 | 2019-11-01 | $603 |
| CARNIVAL CORP | $5,102 | -$326 | -$326 | 2018-12-26 | 2019-11-22 | $5,428 |
| PHILLIPS 66 | $2,340 | $510 | $510 | 2018-11-26 | 2019-11-22 | $1,830 |
| ABBVIE INC | $267 | $68 | $68 | 2019-09-09 | 2020-01-03 | $199 |
| ALASKA AIR GROUP INC | $6,724 | -$8,567 | -$8,567 | 2019-08-09 | 2020-04-22 | $15,291 |
| ALASKA AIR GROUP INC | $57 | -$77 | -$77 | 2020-01-03 | 2020-04-22 | $134 |
| BUNGE LTD | $15,235 | $3,324 | $3,324 | 2020-05-21 | 2020-09-11 | $11,911 |
| BRISTOL MYERS SQUIBB | $8,022 | $350 | $350 | 2019-11-21 | 2020-09-11 | $7,672 |
| AMERICOLD REALTY TRUST | $7,979 | $1,001 | $1,001 | 2020-03-02 | 2020-09-11 | $6,978 |
| DELTA AIR LINES INC NEW | $14,234 | -$950 | -$950 | 2019-08-09 | 2020-01-31 | $15,184 |
| DELTA AIR LINES INC NEW | $112 | -$4 | -$4 | 2020-01-03 | 2020-01-31 | $116 |
| EQUITRANS MIDSTREAM CORP | $6 | $1 | $1 | 2020-06-17 | 2020-06-17 | $5 |
| EQUITRANS MIDSTREAM CORP | $4,062 | $348 | $348 | 2020-06-17 | 2020-09-11 | $3,714 |
| INTL BUSINESS MACH CORP | $11,013 | -$2,429 | -$2,429 | 2020-02-04 | 2020-09-11 | $13,442 |
| KINDER MORGAN INC DEL | $5,368 | -$2,950 | -$2,950 | 2019-12-09 | 2020-09-11 | $8,318 |
| MEDALLION BK VAR PERPTL | $3,923 | -$1,552 | -$1,552 | 2019-12-19 | 2020-09-11 | $5,475 |
| ONEOK INC NEW | $2,830 | -$4,964 | -$4,964 | 2019-12-09 | 2020-09-11 | $7,794 |
| RATTLER MIDSTREAM LP | $191 | $23 | $23 | 2019-11-27 | 2020-01-03 | $168 |
| RATTLER MIDSTREAM LP | $4,768 | -$5,687 | -$5,687 | 2019-11-27 | 2020-09-11 | $10,455 |
| SL GREEN RLTY CORP | $89 | $8 | $8 | 2019-07-11 | 2020-01-03 | $81 |
| TAUBMAN CENTERS INC | $10,156 | -$1,710 | -$1,710 | 2020-06-02 | 2020-09-11 | $11,866 |
| WISDOMTREE FLTG RATE ETF | $27,199 | $81 | $81 | 2019-09-25 | 2020-09-11 | $27,118 |
| VICI PPTYS INC | $101 | $13 | $13 | 2019-07-12 | 2020-01-03 | $88 |
| NOKIA CORP SPONSORED ADR | $7,110 | -$4,550 | -$4,550 | 2019-01-14 | 2019-11-01 | $11,660 |
| NOKIA CORP SPONSORED ADR | $6,271 | -$4,007 | -$4,007 | 2019-01-14 | 2019-11-01 | $10,278 |
| BRISTOL-MYERS RTS | $1,000 | $273 | $273 | 2019-11-21 | 2020-01-03 | $727 |
| GUGG MACRO OPPTYS INSTL | $290 | -$8 | -$8 | 2018-10-01 | 2019-10-01 | $298 |
| GUGG MACRO OPPTYS INSTL | $329 | -$8 | -$8 | 2018-11-01 | 2019-10-01 | $337 |
| GUGG MACRO OPPTYS INSTL | $320 | -$5 | -$5 | 2018-12-03 | 2019-10-01 | $325 |
| GUGG MACRO OPPTYS INSTL | $94 | -$1 | -$1 | 2018-12-21 | 2019-10-01 | $95 |
| GUGG MACRO OPPTYS INSTL | $84 | -$1 | -$1 | 2018-12-21 | 2019-10-01 | $85 |
| GUGG MACRO OPPTYS INSTL | $209 | -$1 | -$1 | 2019-01-02 | 2019-10-01 | $210 |
| GUGG MACRO OPPTYS INSTL | $293 | -$1 | -$1 | 2019-02-01 | 2019-10-01 | $294 |
| GUGG MACRO OPPTYS INSTL | $231 | -$1 | -$1 | 2019-03-01 | 2019-10-01 | $232 |
| GUGG MACRO OPPTYS INSTL | $49,731 | -$269 | -$269 | 2019-03-06 | 2019-10-01 | $50,000 |
| GUGG MACRO OPPTYS INSTL | $347 | -$2 | -$2 | 2019-04-01 | 2019-10-01 | $349 |
| GUGG MACRO OPPTYS INSTL | $440 | -$2 | -$2 | 2019-05-01 | 2019-10-01 | $442 |
| GUGG MACRO OPPTYS INSTL | $447 | -$3 | -$3 | 2019-06-03 | 2019-10-01 | $450 |
| GUGG MACRO OPPTYS INSTL | $393 | -$1 | -$1 | 2019-07-01 | 2019-10-01 | $394 |
| GUGG MACRO OPPTYS INSTL | $470 | -$1 | -$1 | 2019-08-01 | 2019-10-01 | $471 |
| GUGG MACRO OPPTYS INSTL | $408 | -$1 | -$1 | 2019-09-03 | 2019-10-01 | $409 |
| GUGG MACRO OPPTYS INSTL | $390 | $1 | $1 | 2019-10-01 | 2019-10-01 | $389 |
| DOUBLELINE CORE FI CL I | $650 | $2 | $2 | 2019-10-01 | 2020-07-13 | $648 |
| CORE LABORATORIES INC | $234 | -$1,036 | -$1,036 | 2019-05-29 | 2020-03-12 | $1,270 |
| EMCOR GROUP INC | $127 | $15 | $15 | 2020-05-14 | 2020-05-22 | $112 |
| FIRST HAWAIIAN INC | $240 | -$193 | -$193 | 2019-12-13 | 2020-05-22 | $433 |
| ACUSHNET HOLDINGS CORP | $712 | $146 | $146 | 2020-04-09 | 2020-05-22 | $566 |
| SIMPSON MANUFACTRNG INC | $300 | -$34 | -$34 | 2020-03-04 | 2020-05-22 | $334 |
| WABCO HOLDINGS INC | $11,152 | $333 | $333 | 2019-05-29 | 2020-04-29 | $10,819 |
| WABCO HOLDINGS INC | $671 | $19 | $19 | 2019-05-29 | 2020-04-30 | $652 |
| ALPS TR ETF | $20 | $20 | $20 | 2020-05-18 | 2020-05-18 | |
| ISHARES EDGE MSCI ETF | $14,858 | -$2,776 | -$2,776 | 2019-05-31 | 2020-03-13 | $17,634 |
| GLOBAL X FUND ETF | $31,831 | -$2,719 | -$2,719 | 2019-12-20 | 2020-02-18 | $34,550 |
| ISHARES EDGE MSCI ETF | $7,833 | $330 | $330 | 2020-03-13 | 2020-04-09 | $7,503 |
| SELECT FINANCIAL ETF | $6,915 | -$1,835 | -$1,835 | 2019-05-31 | 2020-05-13 | $8,750 |
| ISHARES CORE ETF | $140,706 | $26,306 | $26,306 | 2019-01-16 | 2019-12-20 | $114,400 |
| ISHARES EDGE MSCI ETF | $26,787 | $2,044 | $2,044 | 2019-01-16 | 2019-12-20 | $24,743 |
| AKRE FOCUS INSTITUTIONAL | $2,940 | -$93 | -$93 | 2019-12-20 | 2020-04-09 | $3,033 |
| BLACKROCK TECH OPP INST | $4,678 | $169 | $169 | 2020-03-13 | 2020-04-09 | $4,509 |
| DOUBLELINE SHILLER ENH I | $7,028 | -$1,623 | -$1,623 | 2019-12-20 | 2020-03-13 | $8,651 |
| DOUBLELINE SHILLER ENH I | $64,289 | -$30,914 | -$30,914 | 2019-12-20 | 2020-03-25 | $95,203 |
| DOUBLELINE SHILLER ENH I | $147 | -$70 | -$70 | 2020-01-02 | 2020-03-25 | $217 |
| DOUBLELINE SHILLER ENH I | $139 | -$66 | -$66 | 2020-02-03 | 2020-03-25 | $205 |
| DOUBLELINE SHILLER ENH I | $139 | -$49 | -$49 | 2020-03-02 | 2020-03-25 | $188 |
| MFS GLOBAL REAL ESTATE I | $7,292 | -$1,808 | -$1,808 | 2019-05-31 | 2020-03-26 | $9,100 |
| MFS GLOBAL REAL ESTATE I | $5,569 | -$1,431 | -$1,431 | 2019-06-03 | 2020-03-26 | $7,000 |
| MFS GLOBAL REAL ESTATE I | $2,211 | -$568 | -$568 | 2019-12-18 | 2020-03-26 | $2,779 |
| MFS GLOBAL REAL ESTATE I | $5,828 | -$587 | -$587 | 2020-03-13 | 2020-03-26 | $6,415 |
| MORGAN STANLEY GLBL FR I | $8,181 | -$1,076 | -$1,076 | 2019-12-20 | 2020-03-13 | $9,257 |
| T ROWE PRICE GLBL TECH | $12,823 | $573 | $573 | 2019-05-31 | 2020-03-13 | $12,250 |
| T ROWE PRICE GLBL TECH | $48 | -$5 | -$5 | 2019-12-18 | 2020-03-13 | $53 |
| T ROWE PRICE INTL DISCOV | $9,499 | -$1,001 | -$1,001 | 2019-05-31 | 2020-03-13 | $10,500 |
| T ROWE PRICE INTL DISCOV | $413 | -$91 | -$91 | 2019-12-18 | 2020-03-13 | $504 |
| T ROWE PRICE INTL DISCOV | $159 | -$36 | -$36 | 2019-12-18 | 2020-03-13 | $195 |
| MNGD PORT MLP & INSTL CL | $413 | -$106 | -$106 | 2019-05-24 | 2020-03-06 | $519 |
| MNGD PORT MLP & INSTL CL | $7,015 | -$1,607 | -$1,607 | 2019-05-31 | 2020-03-06 | $8,622 |
| MNGD PORT MLP & INSTL CL | $5,577 | -$1,321 | -$1,321 | 2019-06-03 | 2020-03-06 | $6,898 |
| MNGD PORT MLP & INSTL CL | $743 | -$115 | -$115 | 2019-11-29 | 2020-03-06 | $858 |
| MNGD PORT MLP & INSTL CL | $5,585 | -$1,281 | -$1,281 | 2019-12-20 | 2020-03-06 | $6,866 |
| MNGD PORT MLP & INSTL CL | $266 | -$62 | -$62 | 2019-12-30 | 2020-03-06 | $328 |
| VANGUARD DIV GRWTH CL IV | $9,950 | -$1,219 | -$1,219 | 2019-12-20 | 2020-04-09 | $11,169 |
| PGIM JENNISON MLP CL Z | $25,702 | -$2,096 | -$2,096 | 2019-01-16 | 2019-11-14 | $27,798 |
| PGIM JENNISON MLP CL Z | $400 | -$51 | -$51 | 2019-02-19 | 2019-11-14 | $451 |
| PGIM JENNISON MLP CL Z | $418 | -$58 | -$58 | 2019-05-20 | 2019-11-14 | $476 |
| PGIM JENNISON MLP CL Z | $8,042 | -$708 | -$708 | 2019-05-31 | 2019-11-14 | $8,750 |
| PGIM JENNISON MLP CL Z | $6,385 | -$615 | -$615 | 2019-06-03 | 2019-11-14 | $7,000 |
| PGIM JENNISON MLP CL Z | $746 | -$18 | -$18 | 2019-08-19 | 2019-11-14 | $764 |
| MFS GLOBAL REAL ESTATE I | $6,573 | $696 | $696 | 2019-01-16 | 2019-12-20 | $5,877 |
| VIRTUS KAR SMCP CORE I | $17,881 | $4,059 | $4,059 | 2019-01-16 | 2019-12-20 | $13,822 |
| T ROWE PRICE INTL DISCOV | $697 | $99 | $99 | 2019-01-16 | 2019-12-20 | $598 |
| VANGUARD HLTH CARE ADMRL | $2,386 | $134 | $134 | 2019-04-01 | 2019-12-20 | $2,252 |
| VANGUARD HLTH CARE ADMRL | $203 | $12 | $12 | 2019-04-01 | 2019-12-20 | $191 |
| VANGUARD HLTH CARE ADMRL | $35 | $2 | $2 | 2019-04-01 | 2019-12-20 | $33 |
| VANGUARD HLTH CARE ADMRL | $14,037 | $1,787 | $1,787 | 2019-05-31 | 2019-12-20 | $12,250 |
| VANGUARD HLTH CARE ADMRL | $4,577 | $46 | $46 | 2019-12-18 | 2019-12-20 | $4,531 |
| VANGUARD HLTH CARE ADMRL | $873 | $8 | $8 | 2019-12-18 | 2019-12-20 | $865 |
| VANGUARD HLTH CARE ADMRL | $276 | $3 | $3 | 2019-12-18 | 2019-12-20 | $273 |
| BROOKFIELD RENEWABLE | $22,587 | -$572 | -$572 | 2020-09-03 | 2020-09-11 | $23,159 |
| COMPASS 7.875% PERPTL | $5,228 | -$195 | -$195 | 2019-11-15 | 2020-09-11 | $5,423 |
| FORTRESS 9.375% PERPTL | $6,088 | -$547 | -$547 | 2020-02-14 | 2020-09-11 | $6,635 |
| FORTRESS 9.375% PERPTL | $924 | -$73 | -$73 | 2020-02-26 | 2020-09-11 | $997 |
| LANDMARK INFRA PARTN LP | $3,431 | -$2,130 | -$2,130 | 2019-12-03 | 2020-09-11 | $5,561 |
| NEW YORK MTG VAR PERPTL | $4,520 | -$1,062 | -$1,062 | 2019-11-01 | 2020-09-11 | $5,582 |
| ONTRAK INC 9.5% PERPTL | $5,316 | -$5 | -$5 | 2020-08-31 | 2020-09-11 | $5,321 |
| TRITON INTL LTD 8% PFD | $274 | $31 | $31 | 2019-06-20 | 2020-01-03 | $243 |
| GS FINL SQ PRIME OBLGS | $225,000 | $22 | $22 | 2019-10-01 | 2019-10-25 | $224,978 |
| GS FINL SQ PRIME OBLGS | $105,033 | $11 | $11 | 2019-10-01 | 2019-11-07 | $105,022 |
| FIDELITY PRIME INSTL | $309 | $0 | $0 | 2019-04-01 | 2020-03-25 | $309 |
| FIDELITY PRIME INSTL | $370 | -$1 | -$1 | 2019-05-01 | 2020-03-25 | $371 |
| FIDELITY PRIME INSTL | $377 | $0 | $0 | 2019-06-03 | 2020-03-25 | $377 |
| FIDELITY PRIME INSTL | $359 | $0 | $0 | 2019-07-01 | 2020-03-25 | $359 |
| FIDELITY PRIME INSTL | $369 | $0 | $0 | 2019-08-01 | 2020-03-25 | $369 |
| FIDELITY PRIME INSTL | $337 | $0 | $0 | 2019-09-03 | 2020-03-25 | $337 |
| FIDELITY PRIME INSTL | $315 | $0 | $0 | 2019-10-01 | 2020-03-25 | $315 |
| FIDELITY PRIME INSTL | $299 | -$1 | -$1 | 2019-11-01 | 2020-03-25 | $300 |
| FIDELITY PRIME INSTL | $263 | $0 | $0 | 2019-12-02 | 2020-03-25 | $263 |
| FIDELITY PRIME INSTL | $242 | $0 | $0 | 2020-01-02 | 2020-03-25 | $242 |
| FIDELITY PRIME INSTL | $178 | $0 | $0 | 2020-02-03 | 2020-03-25 | $178 |
| FIDELITY PRIME INSTL | $164 | $0 | $0 | 2020-03-02 | 2020-03-25 | $164 |
| FIDELITY PRIME INSTL | $58,548 | $0 | $0 | 2019-03-06 | 2019-12-20 | $58,548 |
| ASE TECH HOLDING CO ADR | $53 | $4 | $4 | 2017-02-23 | 2020-01-13 | $49 |
| ASTRAZENECA PLC SPON ADR | $2,994 | $1,323 | $1,323 | 2016-03-24 | 2020-01-08 | $1,671 |
| BAE SYSTEMS PLACE | $3,287 | -$557 | -$557 | 2014-02-19 | 2020-04-23 | $3,844 |
| BAE SYSTEMS PLACE | $5,319 | -$469 | -$469 | 2014-05-01 | 2020-04-23 | $5,788 |
| BCE INC | $681 | -$30 | -$30 | 2014-10-30 | 2020-06-02 | $711 |
| BCE INC | $43 | -$5 | -$5 | 2016-07-21 | 2020-06-02 | $48 |
| BOC HONG KONG HLDGS ADR | $2,773 | -$463 | -$463 | 2014-10-30 | 2020-05-26 | $3,236 |
| BOC HONG KONG HLDGS ADR | $3,113 | -$2,197 | -$2,197 | 2018-07-25 | 2020-05-26 | $5,310 |
| BOC HONG KONG HLDGS ADR | $2,667 | -$1,678 | -$1,678 | 2018-07-25 | 2020-06-02 | $4,345 |
| BOC HONG KONG HLDGS ADR | $1,280 | -$844 | -$844 | 2018-07-25 | 2020-07-20 | $2,124 |
| BNP PARIBAS ADR | $1,125 | -$1,172 | -$1,172 | 2014-10-30 | 2020-03-31 | $2,297 |
| DIAGEO PLC SPONS ADR NEW | $2,187 | $789 | $789 | 2016-01-27 | 2020-01-08 | $1,398 |
| DIAGEO PLC SPONS ADR NEW | $5,652 | $1,136 | $1,136 | 2016-01-27 | 2020-08-10 | $4,516 |
| ENGIE SPON ADR | $349 | -$211 | -$211 | 2017-08-15 | 2020-03-31 | $560 |
| ENGIE SPON ADR | $2,065 | -$1,394 | -$1,394 | 2017-08-15 | 2020-04-01 | $3,459 |
| HSBC HOLDINGS PLC-SPONS | $2,477 | -$1,232 | -$1,232 | 2014-02-19 | 2020-02-21 | $3,709 |
| HSBC HOLDINGS PLC-SPONS | $3,679 | -$1,503 | -$1,503 | 2014-05-01 | 2020-02-21 | $5,182 |
| HSBC HOLDINGS PLC-SPONS | $2,369 | -$1,428 | -$1,428 | 2014-05-01 | 2020-03-06 | $3,797 |
| HSBC HOLDINGS PLC-SPONS | $1,633 | -$514 | -$514 | 2016-12-14 | 2020-03-06 | $2,147 |
| LLOYDS BNKNG GRP PLC ADR | $1,112 | -$1,643 | -$1,643 | 2018-02-07 | 2020-03-31 | $2,755 |
| LLOYDS BNKNG GRP PLC ADR | $3,655 | -$5,715 | -$5,715 | 2018-02-07 | 2020-04-08 | $9,370 |
| MMC NORILSK NICKEL ADR | $1,377 | $347 | $347 | 2018-01-11 | 2020-06-12 | $1,030 |
| MMC NORILSK NICKEL ADR | $180 | $36 | $36 | 2018-01-11 | 2020-07-20 | $144 |
| MMC NORILSK NICKEL ADR | $3,502 | $968 | $968 | 2018-01-11 | 2020-08-18 | $2,534 |
| NN GRP NV UNSPON ADR | $1,265 | -$758 | -$758 | 2017-07-31 | 2020-04-23 | $2,023 |
| NOVARTIS AG | $2,268 | $540 | $540 | 2014-02-19 | 2020-01-08 | $1,728 |
| ROYAL DUTCH SHELL ADR B | $1,735 | -$2,570 | -$2,570 | 2014-10-30 | 2020-05-01 | $4,305 |
| ROYAL DUTCH SHELL ADR B | $5,087 | -$4,604 | -$4,604 | 2017-02-09 | 2020-05-01 | $9,691 |
| ROCHE HOLDINGS LTD ADR | $2,326 | $236 | $236 | 2014-05-01 | 2020-01-08 | $2,090 |
| SINGAPORE TELECOMM-ADR | $1,005 | -$700 | -$700 | 2014-10-30 | 2020-03-17 | $1,705 |
| SMITHS GROUP PLC SPN ADR | $1,655 | -$895 | -$895 | 2014-02-19 | 2020-04-09 | $2,550 |
| CHINA PETROLEUM & CHEM | $2,851 | -$2,222 | -$2,222 | 2018-02-07 | 2020-03-17 | $5,073 |
| CHINA PETROLEUM & CHEM | $4,160 | -$3,669 | -$3,669 | 2018-03-27 | 2020-03-17 | $7,829 |
| TELEFONICA BRASIL SA | $4,335 | -$2,685 | -$2,685 | 2018-01-19 | 2020-07-23 | $7,020 |
| VERMILION ENERGY INC | $1,513 | -$1,717 | -$1,717 | 2016-07-22 | 2019-10-16 | $3,230 |
| VERMILION ENERGY INC | $2,827 | -$4,656 | -$4,656 | 2016-10-13 | 2019-10-16 | $7,483 |
| VERMILION ENERGY INC | $672 | -$970 | -$970 | 2017-11-07 | 2019-10-16 | $1,642 |
| VERMILION ENERGY INC | $642 | -$923 | -$923 | 2017-11-08 | 2019-10-16 | $1,565 |
| BRITISH AMERN TOB PLC | $1,622 | -$996 | -$996 | 2014-10-30 | 2019-10-18 | $2,618 |
| DAIMLER AG UNSPON ADR | $7,606 | -$3,650 | -$3,650 | 2017-12-11 | 2019-11-14 | $11,256 |
| HONDA MOTOR CO LTD | $1,612 | -$254 | -$254 | 2015-02-27 | 2019-11-14 | $1,866 |
| HONDA MOTOR CO LTD | $6,478 | -$1,276 | -$1,276 | 2015-03-16 | 2019-11-14 | $7,754 |
| HONDA MOTOR CO LTD | $2,419 | -$178 | -$178 | 2018-08-08 | 2019-11-14 | $2,597 |
| ASTRAZENECA PLC SPON ADR | $7,194 | $3,184 | $3,184 | 2016-03-24 | 2019-12-23 | $4,010 |
| ABBVIE INC | $9,233 | $6,534 | $6,534 | 2011-05-11 | 2020-02-10 | $2,699 |
| ABBOTT LABORATORIES | $7,462 | $5,557 | $5,557 | 2011-05-11 | 2020-07-17 | $1,905 |
| ABBOTT LABORATORIES | $5,074 | $3,375 | $3,375 | 2013-09-30 | 2020-07-17 | $1,699 |
| CROWN CASTLE | $14,190 | $6,200 | $6,200 | 2017-01-31 | 2020-01-28 | $7,990 |
| CROWN CASTLE | $4,216 | $1,836 | $1,836 | 2017-01-31 | 2020-02-06 | $2,380 |
| CROWN CASTLE | $6,901 | $3,246 | $3,246 | 2017-01-31 | 2020-02-11 | $3,655 |
| CROWN CASTLE | $8,623 | $4,118 | $4,118 | 2017-01-31 | 2020-04-09 | $4,505 |
| CROWN CASTLE | $4,839 | $2,459 | $2,459 | 2017-01-31 | 2020-06-02 | $2,380 |
| CARNIVAL CORP | $6,959 | -$370 | -$370 | 2018-12-26 | 2020-02-06 | $7,329 |
| DELTA AIR LINES INC NEW | $10,107 | -$12,261 | -$12,261 | 2019-01-10 | 2020-03-20 | $22,368 |
| DELTA AIR LINES INC NEW | $4,035 | -$4,797 | -$4,797 | 2019-01-10 | 2020-03-23 | $8,832 |
| DELTA AIR LINES INC NEW | $6,514 | -$7,865 | -$7,865 | 2019-03-01 | 2020-03-23 | $14,379 |
| DELTA AIR LINES INC NEW | $1,426 | -$1,830 | -$1,830 | 2019-03-20 | 2020-03-23 | $3,256 |
| ENBRIDGE INC | $1,077 | $371 | $371 | 2012-12-31 | 2020-02-06 | $706 |
| ENBRIDGE INC | $4,062 | $1,358 | $1,358 | 2013-01-15 | 2020-02-06 | $2,704 |
| ENBRIDGE INC | $8,196 | $559 | $559 | 2013-01-15 | 2020-03-26 | $7,637 |
| ENBRIDGE INC | $6,039 | $500 | $500 | 2013-01-18 | 2020-03-26 | $5,539 |
| ENBRIDGE INC | $7,209 | $532 | $532 | 2013-01-18 | 2020-04-20 | $6,677 |
| ENBRIDGE INC | $1,905 | -$320 | -$320 | 2013-12-09 | 2020-04-20 | $2,225 |
| ENBRIDGE INC | $6,534 | $48 | $48 | 2015-08-05 | 2020-04-20 | $6,486 |
| ENBRIDGE INC | $7,031 | $17 | $17 | 2015-08-05 | 2020-04-20 | $7,014 |
| ENBRIDGE INC | $146 | -$3 | -$3 | 2016-03-29 | 2020-04-20 | $149 |
| GENERAL MOTORS CO | $6,317 | -$2,070 | -$2,070 | 2016-01-15 | 2020-04-27 | $8,387 |
| GENERAL MOTORS CO | $16,839 | -$4,955 | -$4,955 | 2016-01-15 | 2020-04-28 | $21,794 |
| GENERAL MOTORS CO | $6,024 | -$1,622 | -$1,622 | 2016-01-28 | 2020-04-28 | $7,646 |
| GENERAL MOTORS CO | $4,655 | -$1,133 | -$1,133 | 2016-02-03 | 2020-04-28 | $5,788 |
| GENERAL MOTORS CO | $388 | -$136 | -$136 | 2016-03-29 | 2020-04-28 | $524 |
| GENERAL MOTORS CO | $2,943 | -$1,435 | -$1,435 | 2018-10-03 | 2020-04-28 | $4,378 |
| MORGAN STANLEY & CO | $23,733 | -$11,719 | -$11,719 | 2018-10-16 | 2020-03-18 | $35,452 |
| MORGAN STANLEY & CO | $639 | -$279 | -$279 | 2018-10-23 | 2020-03-18 | $918 |
| MORGAN STANLEY & CO | $5,951 | -$2,224 | -$2,224 | 2018-10-23 | 2020-04-01 | $8,175 |
| MORGAN STANLEY & CO | $127 | -$26 | -$26 | 2018-12-26 | 2020-04-01 | $153 |
| MORGAN STANLEY & CO | $9,365 | -$1,442 | -$1,442 | 2018-12-26 | 2020-04-03 | $10,807 |
| MAXIM INTEGRATED PRODS | $5,047 | $2,990 | $2,990 | 2013-06-05 | 2020-07-13 | $2,057 |
| MAXIM INTEGRATED PRODS | $7,179 | $4,317 | $4,317 | 2013-12-09 | 2020-07-13 | $2,862 |
| MAXIM INTEGRATED PRODS | $11,104 | $6,655 | $6,655 | 2013-12-09 | 2020-09-02 | $4,449 |
| OCCIDENTAL PETE CORP | $5,254 | -$17,392 | -$17,392 | 2017-05-25 | 2020-03-10 | $22,646 |
| OCCIDENTAL PETE CORP | $895 | -$2,797 | -$2,797 | 2017-06-08 | 2020-03-10 | $3,692 |
| OCCIDENTAL PETE CORP | $1,181 | -$4,444 | -$4,444 | 2017-06-08 | 2020-03-11 | $5,625 |
| OCCIDENTAL PETE CORP | $1,980 | -$9,506 | -$9,506 | 2018-11-20 | 2020-03-11 | $11,486 |
| STARBUCKS CORP | $7,809 | $1,637 | $1,637 | 2018-01-26 | 2020-04-09 | $6,172 |
| STARBUCKS CORP | $1,801 | $474 | $474 | 2018-01-26 | 2020-07-29 | $1,327 |
| STARBUCKS CORP | $3,289 | $885 | $885 | 2018-01-26 | 2020-07-29 | $2,404 |
| UNITED PARCEL SERVICE-B | $9,527 | $5,178 | $5,178 | 2012-09-21 | 2020-08-07 | $4,349 |
| WELLS FARGO & CO NEW | $10,198 | -$5,532 | -$5,532 | 2015-01-13 | 2020-03-09 | $15,730 |
| WELLS FARGO & CO NEW | $6,483 | -$3,411 | -$3,411 | 2015-01-14 | 2020-03-09 | $9,894 |
| WELLS FARGO & CO NEW | $3,208 | -$1,345 | -$1,345 | 2016-03-29 | 2020-03-09 | $4,553 |
| WELLS FARGO & CO NEW | $7,631 | -$3,995 | -$3,995 | 2017-04-13 | 2020-03-09 | $11,626 |
| WELLS FARGO & CO NEW | $4,288 | -$2,693 | -$2,693 | 2018-07-13 | 2020-03-09 | $6,981 |
| CARNIVAL CORP | $20,922 | -$9,041 | -$9,041 | 2018-06-06 | 2019-10-31 | $29,963 |
| CARNIVAL CORP | $3,835 | -$1,596 | -$1,596 | 2018-06-06 | 2019-11-01 | $5,431 |
| CARNIVAL CORP | $7,886 | -$2,691 | -$2,691 | 2018-06-25 | 2019-11-01 | $10,577 |
| CARNIVAL CORP | $1,594 | -$486 | -$486 | 2018-10-23 | 2019-11-01 | $2,080 |
| CVS HEALTH CORP | $2,562 | $99 | $99 | 2016-11-08 | 2019-11-22 | $2,463 |
| PFIZER INCORPORATED | $17,060 | $7,974 | $7,974 | 2011-05-11 | 2019-11-25 | $9,086 |
| PFIZER INCORPORATED | $3,683 | $1,444 | $1,444 | 2012-11-15 | 2019-11-25 | $2,239 |
| PFIZER INCORPORATED | $4,847 | $903 | $903 | 2013-12-09 | 2019-11-25 | $3,944 |
| PFIZER INCORPORATED | $3,683 | $821 | $821 | 2016-03-29 | 2019-11-25 | $2,862 |
| WELLS FARGO & CO NEW | $8,390 | $265 | $265 | 2015-01-13 | 2019-12-02 | $8,125 |
| ABBVIE INC | $13,236 | $3,396 | $3,396 | 2019-09-09 | 2020-09-11 | $9,840 |
| AMERICAN TOWER CORP REIT | $22,726 | $12,581 | $12,581 | 2017-01-12 | 2020-07-28 | $10,145 |
| AMERICAN TOWER CORP REIT | $11,487 | $6,061 | $6,061 | 2017-01-12 | 2020-09-11 | $5,426 |
| ALEXANDRIA REAL ESTATE | $17,221 | $3,319 | $3,319 | 2018-01-05 | 2020-09-11 | $13,902 |
| CROWN CASTLE | $284 | $99 | $99 | 2017-05-15 | 2020-01-03 | $185 |
| CROWN CASTLE | $20,350 | $8,494 | $8,494 | 2017-05-15 | 2020-09-11 | $11,856 |
| CISCO SYS INC | $48 | $20 | $20 | 2014-12-30 | 2020-01-03 | $28 |
| CISCO SYS INC | $16,177 | $4,572 | $4,572 | 2014-12-30 | 2020-09-11 | $11,605 |
| ENBRIDGE INC | $1,030 | $199 | $199 | 2018-12-18 | 2020-01-03 | $831 |
| ENBRIDGE INC | $7,822 | -$229 | -$229 | 2018-12-18 | 2020-09-11 | $8,051 |
| EPR PPTYS | $1,318 | -$662 | -$662 | 2013-08-14 | 2020-09-11 | $1,980 |
| EPR PPTYS | $4,821 | -$2,359 | -$2,359 | 2013-08-15 | 2020-09-11 | $7,180 |
| EPR PPTYS | $1,125 | -$518 | -$518 | 2013-08-16 | 2020-09-11 | $1,643 |
| EQUINIX INC | $23,822 | $9,430 | $9,430 | 2018-01-05 | 2020-09-11 | $14,392 |
| EATON CORP PLC | $1,231 | $629 | $629 | 2013-04-01 | 2020-01-03 | $602 |
| EATON CORP PLC | $14,145 | $7,750 | $7,750 | 2013-04-01 | 2020-09-11 | $6,395 |
| GMNG & LSRE PROP INC | $16,629 | $2,459 | $2,459 | 2016-09-14 | 2020-09-11 | $14,170 |
| GARRETT MOTION INC | $2 | $1 | $1 | 2012-09-20 | 2020-01-03 | $1 |
| GARRETT MOTION INC | $95 | $32 | $32 | 2012-11-15 | 2020-01-03 | $63 |
| GARRETT MOTION INC | $5 | $0 | $0 | 2014-08-20 | 2020-01-03 | $5 |
| GARRETT MOTION INC | $109 | -$5 | -$5 | 2014-10-30 | 2020-01-03 | $114 |
| GARRETT MOTION INC | $9 | -$2 | -$2 | 2015-07-31 | 2020-01-03 | $11 |
| GARRETT MOTION INC | $3 | -$2 | -$2 | 2018-01-05 | 2020-01-03 | $5 |
| HONEYWELL INTERNATIONAL | $8,312 | $5,447 | $5,447 | 2012-11-15 | 2020-09-11 | $2,865 |
| HONEYWELL INTERNATIONAL | $831 | $373 | $373 | 2014-08-20 | 2020-09-11 | $458 |
| HONEYWELL INTERNATIONAL | $2,327 | $1,059 | $1,059 | 2014-10-30 | 2020-09-11 | $1,268 |
| INVITATION HOMES INC | $16,978 | $3,103 | $3,103 | 2018-01-05 | 2020-09-11 | $13,875 |
| L3HARRIS TECHNOLOGIES | $9,033 | $1,478 | $1,478 | 2018-07-09 | 2020-09-11 | $7,555 |
| NORTHROP GRUMMAN CORP | $9,467 | $660 | $660 | 2018-07-09 | 2020-09-11 | $8,807 |
| PFIZER INCORPORATED | $4,598 | $2,165 | $2,165 | 2011-05-11 | 2020-01-02 | $2,433 |
| PFIZER INCORPORATED | $2,338 | $1,014 | $1,014 | 2012-06-07 | 2020-01-02 | $1,324 |
| PFIZER INCORPORATED | $12,470 | $4,851 | $4,851 | 2012-11-15 | 2020-01-02 | $7,619 |
| PFIZER INCORPORATED | $1,559 | $403 | $403 | 2014-08-20 | 2020-01-02 | $1,156 |
| PFIZER INCORPORATED | $13,055 | $3,096 | $3,096 | 2014-10-30 | 2020-01-02 | $9,959 |
| RESIDEO TECHNOLOGIES | $4 | $1 | $1 | 2012-09-20 | 2020-01-03 | $3 |
| RESIDEO TECHNOLOGIES | $198 | $26 | $26 | 2012-11-15 | 2020-01-03 | $172 |
| RESIDEO TECHNOLOGIES | $10 | -$4 | -$4 | 2014-08-20 | 2020-01-03 | $14 |
| RESIDEO TECHNOLOGIES | $228 | -$84 | -$84 | 2014-10-30 | 2020-01-03 | $312 |
| RESIDEO TECHNOLOGIES | $20 | -$10 | -$10 | 2015-07-31 | 2020-01-03 | $30 |
| RESIDEO TECHNOLOGIES | $6 | -$7 | -$7 | 2018-01-05 | 2020-01-03 | $13 |
| SL GREEN RLTY CORP | $7,180 | -$6,019 | -$6,019 | 2019-07-11 | 2020-09-11 | $13,199 |
| TIMKEN COMPANY | $2,599 | $351 | $351 | 2017-05-15 | 2020-01-03 | $2,248 |
| TIMKEN COMPANY | $13,227 | $1,693 | $1,693 | 2017-05-15 | 2020-09-11 | $11,534 |
| VICI PPTYS INC | $14,370 | $1,185 | $1,185 | 2019-07-12 | 2020-09-11 | $13,185 |
| WILLIAMS COMPANIES | $117 | -$41 | -$41 | 2018-01-05 | 2020-01-03 | $158 |
| WILLIAMS COMPANIES INC | $8,516 | -$4,810 | -$4,810 | 2018-01-05 | 2020-09-11 | $13,326 |
| XILINX INC | $1,203 | $397 | $397 | 2018-07-09 | 2020-01-03 | $806 |
| XILINX INC | $21,590 | $4,591 | $4,591 | 2018-07-09 | 2020-01-31 | $16,999 |
| TC ENERGY CORP | $33,065 | $759 | $759 | 2018-01-05 | 2019-12-09 | $32,306 |
| CELANESE CORPORATION-A | $31,086 | $8,930 | $8,930 | 2017-05-15 | 2019-12-10 | $22,156 |
| CELANESE CORPORATION-A | $3,182 | $376 | $376 | 2018-01-05 | 2019-12-10 | $2,806 |
| EATON VANCE TAX MAN GLBL | $527 | $298 | $298 | 2012-06-07 | 2020-09-11 | $229 |
| EATON VANCE TAX MAN GLBL | $2,655 | $1,373 | $1,373 | 2012-11-15 | 2020-09-11 | $1,282 |
| ANGEL OAK MULTI INSTL | $200,000 | -$2,893 | -$2,893 | 2018-04-26 | 2019-10-01 | $202,893 |
| GUGG MACRO OPPTYS INSTL | $1,170 | -$34 | -$34 | 2015-06-30 | 2019-10-01 | $1,204 |
| GUGG MACRO OPPTYS INSTL | $3,406 | -$99 | -$99 | 2015-07-31 | 2019-10-01 | $3,505 |
| GUGG MACRO OPPTYS INSTL | $2,639 | -$50 | -$50 | 2015-08-31 | 2019-10-01 | $2,689 |
| GUGG MACRO OPPTYS INSTL | $2,468 | -$23 | -$23 | 2015-09-30 | 2019-10-01 | $2,491 |
| GUGG MACRO OPPTYS INSTL | $4,037 | -$6 | -$6 | 2015-10-30 | 2019-10-01 | $4,043 |
| GUGG MACRO OPPTYS INSTL | $2,897 | $17 | $17 | 2015-11-30 | 2019-10-01 | $2,880 |
| GUGG MACRO OPPTYS INSTL | $2,463 | $31 | $31 | 2015-12-03 | 2019-10-01 | $2,432 |
| GUGG MACRO OPPTYS INSTL | $3,305 | $86 | $86 | 2015-12-31 | 2019-10-01 | $3,219 |
| GUGG MACRO OPPTYS INSTL | $4,275 | $179 | $179 | 2016-01-29 | 2019-10-01 | $4,096 |
| GUGG MACRO OPPTYS INSTL | $3,651 | $197 | $197 | 2016-02-29 | 2019-10-01 | $3,454 |
| GUGG MACRO OPPTYS INSTL | $1,107 | $41 | $41 | 2016-04-01 | 2019-10-01 | $1,066 |
| GUGG MACRO OPPTYS INSTL | $4,900 | $131 | $131 | 2016-05-02 | 2019-10-01 | $4,769 |
| GUGG MACRO OPPTYS INSTL | $3,330 | $76 | $76 | 2016-06-01 | 2019-10-01 | $3,254 |
| GUGG MACRO OPPTYS INSTL | $3,054 | $57 | $57 | 2016-07-01 | 2019-10-01 | $2,997 |
| GUGG MACRO OPPTYS INSTL | $3,400 | $11 | $11 | 2016-08-01 | 2019-10-01 | $3,389 |
| GUGG MACRO OPPTYS INSTL | $4,777 | -$17 | -$17 | 2016-09-01 | 2019-10-01 | $4,794 |
| GUGG MACRO OPPTYS INSTL | $2,586 | -$18 | -$18 | 2016-10-03 | 2019-10-01 | $2,604 |
| GUGG MACRO OPPTYS INSTL | $2,454 | -$29 | -$29 | 2016-11-01 | 2019-10-01 | $2,483 |
| GUGG MACRO OPPTYS INSTL | $2,190 | -$30 | -$30 | 2016-12-01 | 2019-10-01 | $2,220 |
| GUGG MACRO OPPTYS INSTL | $1,847 | -$37 | -$37 | 2017-01-03 | 2019-10-01 | $1,884 |
| GUGG MACRO OPPTYS INSTL | $1,606 | -$41 | -$41 | 2017-02-01 | 2019-10-01 | $1,647 |
| GUGG MACRO OPPTYS INSTL | $1,008 | -$29 | -$29 | 2017-03-01 | 2019-10-01 | $1,037 |
| GUGG MACRO OPPTYS INSTL | $788 | -$23 | -$23 | 2017-04-03 | 2019-10-01 | $811 |
| GUGG MACRO OPPTYS INSTL | $727 | -$23 | -$23 | 2017-05-01 | 2019-10-01 | $750 |
| GUGG MACRO OPPTYS INSTL | $880 | -$25 | -$25 | 2017-06-01 | 2019-10-01 | $905 |
| GUGG MACRO OPPTYS INSTL | $483 | -$15 | -$15 | 2017-07-03 | 2019-10-01 | $498 |
| GUGG MACRO OPPTYS INSTL | $288 | -$9 | -$9 | 2017-08-01 | 2019-10-01 | $297 |
| GUGG MACRO OPPTYS INSTL | $361 | -$11 | -$11 | 2017-09-01 | 2019-10-01 | $372 |
| GUGG MACRO OPPTYS INSTL | $286 | -$10 | -$10 | 2017-10-02 | 2019-10-01 | $296 |
| GUGG MACRO OPPTYS INSTL | $200 | -$7 | -$7 | 2017-11-01 | 2019-10-01 | $207 |
| GUGG MACRO OPPTYS INSTL | $176 | -$6 | -$6 | 2017-12-01 | 2019-10-01 | $182 |
| GUGG MACRO OPPTYS INSTL | $28,948 | -$1,052 | -$1,052 | 2017-12-22 | 2019-10-01 | $30,000 |
| GUGG MACRO OPPTYS INSTL | $176 | -$6 | -$6 | 2018-01-02 | 2019-10-01 | $182 |
| GUGG MACRO OPPTYS INSTL | $221 | -$9 | -$9 | 2018-02-01 | 2019-10-01 | $230 |
| GUGG MACRO OPPTYS INSTL | $208 | -$7 | -$7 | 2018-03-01 | 2019-10-01 | $215 |
| GUGG MACRO OPPTYS INSTL | $227 | -$7 | -$7 | 2018-04-02 | 2019-10-01 | $234 |
| GUGG MACRO OPPTYS INSTL | $281 | -$8 | -$8 | 2018-05-01 | 2019-10-01 | $289 |
| GUGG MACRO OPPTYS INSTL | $267 | -$7 | -$7 | 2018-06-01 | 2019-10-01 | $274 |
| GUGG MACRO OPPTYS INSTL | $301 | -$8 | -$8 | 2018-07-02 | 2019-10-01 | $309 |
| GUGG MACRO OPPTYS INSTL | $347 | -$9 | -$9 | 2018-08-01 | 2019-10-01 | $356 |
| GUGG MACRO OPPTYS INSTL | $299 | -$8 | -$8 | 2018-09-04 | 2019-10-01 | $307 |
| BLCKRCK STR OPPTY INSTL | $33,096 | -$161 | -$161 | 2015-08-10 | 2019-11-08 | $33,257 |
| BLCKRCK STR OPPTY INSTL | $292 | -$2 | -$2 | 2015-08-10 | 2019-11-08 | $294 |
| BLCKRCK STR OPPTY INSTL | $742 | -$4 | -$4 | 2015-08-10 | 2019-11-08 | $746 |
| BLCKRCK STR OPPTY INSTL | $747 | -$4 | -$4 | 2015-08-10 | 2019-11-08 | $751 |
| BLCKRCK STR OPPTY INSTL | $438 | -$2 | -$2 | 2015-08-10 | 2019-11-08 | $440 |
| BLCKRCK STR OPPTY INSTL | $453 | -$3 | -$3 | 2015-08-10 | 2019-11-08 | $456 |
| BLCKRCK STR OPPTY INSTL | $17,151 | -$84 | -$84 | 2015-08-10 | 2019-11-08 | $17,235 |
| BLCKRCK STR OPPTY INSTL | $47,081 | -$229 | -$229 | 2015-08-10 | 2019-11-08 | $47,310 |
| PIMCO INCOME FD INSTL | $97,392 | -$750 | -$750 | 2017-02-03 | 2019-11-08 | $98,142 |
| PIMCO INCOME FD INSTL | $2,608 | -$22 | -$22 | 2017-02-15 | 2019-11-08 | $2,630 |
| TCW EMERGING MKTS INC I | $103,890 | $3,890 | $3,890 | 2018-06-11 | 2019-11-08 | $100,000 |
| TCW EMERGING MKTS INC I | $311 | $16 | $16 | 2018-07-02 | 2019-11-08 | $295 |
| TCW EMERGING MKTS INC I | $25,800 | $561 | $561 | 2018-07-26 | 2019-11-08 | $25,239 |
| BLCKRCK STR OPPTY INSTL | $55,551 | -$46 | -$46 | 2015-08-10 | 2019-12-30 | $55,597 |
| BLCKRCK STR OPPTY INSTL | $2,214 | $9 | $9 | 2015-08-31 | 2019-12-30 | $2,205 |
| BLCKRCK STR OPPTY INSTL | $552 | $3 | $3 | 2015-08-31 | 2019-12-30 | $549 |
| BLCKRCK STR OPPTY INSTL | $1,870 | $23 | $23 | 2015-09-30 | 2019-12-30 | $1,847 |
| BLCKRCK STR OPPTY INSTL | $466 | $6 | $6 | 2015-09-30 | 2019-12-30 | $460 |
| BLCKRCK STR OPPTY INSTL | $2,232 | $18 | $18 | 2015-10-30 | 2019-12-30 | $2,214 |
| BLCKRCK STR OPPTY INSTL | $556 | $4 | $4 | 2015-10-30 | 2019-12-30 | $552 |
| BLCKRCK STR OPPTY INSTL | $2,332 | $26 | $26 | 2015-11-30 | 2019-12-30 | $2,306 |
| BLCKRCK STR OPPTY INSTL | $581 | $6 | $6 | 2015-11-30 | 2019-12-30 | $575 |
| BLCKRCK STR OPPTY INSTL | $11,541 | $314 | $314 | 2015-12-24 | 2019-12-30 | $11,227 |
| BLCKRCK STR OPPTY INSTL | $2,876 | $78 | $78 | 2015-12-24 | 2019-12-30 | $2,798 |
| BLCKRCK STR OPPTY INSTL | $2,639 | $74 | $74 | 2015-12-31 | 2019-12-30 | $2,565 |
| BLCKRCK STR OPPTY INSTL | $658 | $19 | $19 | 2015-12-31 | 2019-12-30 | $639 |
| BLCKRCK STR OPPTY INSTL | $2,698 | $98 | $98 | 2016-01-29 | 2019-12-30 | $2,600 |
| BLCKRCK STR OPPTY INSTL | $672 | $24 | $24 | 2016-01-29 | 2019-12-30 | $648 |
| BLCKRCK STR OPPTY INSTL | $2,363 | $101 | $101 | 2016-02-29 | 2019-12-30 | $2,262 |
| BLCKRCK STR OPPTY INSTL | $589 | $25 | $25 | 2016-02-29 | 2019-12-30 | $564 |
| BLCKRCK STR OPPTY INSTL | $995 | $38 | $38 | 2016-04-01 | 2019-12-30 | $957 |
| BLCKRCK STR OPPTY INSTL | $8,616 | $300 | $300 | 2016-04-20 | 2019-12-30 | $8,316 |
| ARTISAN PARTNERS ASSET | $494 | -$256 | -$256 | 2014-10-01 | 2020-05-22 | $750 |
| APTARGROUP INC | $209 | $102 | $102 | 2012-02-08 | 2020-05-22 | $107 |
| ASPEN TECHNOLOGY INC | $376 | $234 | $234 | 2014-12-31 | 2020-05-22 | $142 |
| CDW CORPORATION | $320 | $224 | $224 | 2014-06-24 | 2020-05-22 | $96 |
| CORE LABORATORIES INC | $72 | -$839 | -$839 | 2015-01-07 | 2020-03-12 | $911 |
| CORE LABORATORIES INC | $388 | -$3,461 | -$3,461 | 2015-01-29 | 2020-03-12 | $3,849 |
| DONALDSON COMPANY INC | $133 | $44 | $44 | 2016-02-05 | 2020-05-22 | $89 |
| DRIL-QUIP INC | $133 | -$268 | -$268 | 2015-04-30 | 2020-05-22 | $401 |
| FACTSET RESEARCH SYS INC | $290 | $199 | $199 | 2012-07-10 | 2020-05-22 | $91 |
| JACK HENRY & ASSOC INC | $185 | $153 | $153 | 2011-05-11 | 2020-05-22 | $32 |
| MANHATTAN ASSOCIATES INC | $2,778 | $1,095 | $1,095 | 2017-05-23 | 2020-05-22 | $1,683 |
| MOELIS & CO | $323 | -$201 | -$201 | 2018-03-13 | 2020-05-22 | $524 |
| MOELIS & CO | $59 | -$37 | -$37 | 2018-03-14 | 2020-05-22 | $96 |
| MARKETAXESS HOLDINGS INC | $954 | $841 | $841 | 2014-08-14 | 2020-05-22 | $113 |
| MARKETAXESS HOLDINGS INC | $13,202 | $11,624 | $11,624 | 2014-08-14 | 2020-05-26 | $1,578 |
| MARKETAXESS HOLDINGS INC | $11,506 | $10,097 | $10,097 | 2014-08-14 | 2020-05-27 | $1,409 |
| MARKETAXESS HOLDINGS INC | $3,962 | $3,455 | $3,455 | 2014-08-14 | 2020-09-18 | $507 |
| MARKETAXESS HOLDINGS INC | $3,082 | $1,569 | $1,569 | 2019-01-16 | 2020-09-18 | $1,513 |
| MARKETAXESS HOLDINGS INC | $3,522 | $1,789 | $1,789 | 2019-01-17 | 2020-09-18 | $1,733 |
| MARKETAXESS HOLDINGS INC | $1,321 | $481 | $481 | 2019-05-29 | 2020-09-18 | $840 |
| MARKETAXESS HOLDINGS INC | $16,232 | $5,872 | $5,872 | 2019-05-29 | 2020-09-21 | $10,360 |
| OLD DOMINION FRGHT LINE | $2,025 | $1,427 | $1,427 | 2016-10-04 | 2020-05-22 | $598 |
| OLD DOMINION FRGHT LINE | $7,287 | $5,262 | $5,262 | 2016-10-04 | 2020-05-27 | $2,025 |
| OLD DOMINION FRGHT LINE | $994 | $714 | $714 | 2016-10-05 | 2020-05-27 | $280 |
| OLD DOMINION FRGHT LINE | $6,459 | $4,634 | $4,634 | 2016-10-06 | 2020-05-27 | $1,825 |
| OLD DOMINION FRGHT LINE | $3,478 | $2,495 | $2,495 | 2016-10-07 | 2020-05-27 | $983 |
| OLD DOMINION FRGHT LINE | $6,624 | $4,732 | $4,732 | 2016-10-25 | 2020-05-27 | $1,892 |
| OLD DOMINION FRGHT LINE | $8,510 | $6,098 | $6,098 | 2016-10-25 | 2020-05-28 | $2,412 |
| OLD DOMINION FRGHT LINE | $4,188 | $3,195 | $3,195 | 2016-10-25 | 2020-09-09 | $993 |
| OLD DOMINION FRGHT LINE | $979 | $743 | $743 | 2016-10-25 | 2020-09-10 | $236 |
| OLD DOMINION FRGHT LINE | $7,438 | $4,022 | $4,022 | 2019-05-29 | 2020-09-10 | $3,416 |
| OLD DOMINION FRGHT LINE | $8,812 | $4,767 | $4,767 | 2019-05-29 | 2020-09-11 | $4,045 |
| OLD DOMINION FRGHT LINE | $8,332 | $4,467 | $4,467 | 2019-05-29 | 2020-09-14 | $3,865 |
| POOL CORP | $711 | $620 | $620 | 2011-05-11 | 2020-05-22 | $91 |
| PRIMERICA INC | $650 | $369 | $369 | 2014-06-11 | 2020-05-22 | $281 |
| PRICESMART INC | $1,276 | -$650 | -$650 | 2015-05-15 | 2020-05-22 | $1,926 |
| RIGHTMOVE PLC UNSP ADR | $833 | $26 | $26 | 2018-01-24 | 2020-05-22 | $807 |
| TELEDYNE TECHNOLOGIES IN | $1,349 | $914 | $914 | 2015-04-10 | 2020-05-22 | $435 |
| TORO COMPANY | $336 | $188 | $188 | 2014-10-01 | 2020-05-22 | $148 |
| WABCO HOLDINGS INC | $8,295 | $942 | $942 | 2016-08-23 | 2020-03-17 | $7,353 |
| WABCO HOLDINGS INC | $1,923 | $132 | $132 | 2016-12-08 | 2020-03-17 | $1,791 |
| WABCO HOLDINGS INC | $3,606 | $359 | $359 | 2016-12-19 | 2020-03-17 | $3,247 |
| WABCO HOLDINGS INC | $2,164 | -$157 | -$157 | 2018-04-24 | 2020-03-17 | $2,321 |
| WABCO HOLDINGS INC | $3,628 | $147 | $147 | 2018-04-24 | 2020-04-29 | $3,481 |
| ISHARES CORE ETF | $2,895 | -$147 | -$147 | 2019-01-16 | 2020-03-13 | $3,042 |
| ISHARES CORE ETF | $17,463 | $783 | $783 | 2019-01-16 | 2020-04-09 | $16,680 |
| ISHARES EDGE MSCI ETF | $40,813 | -$6,068 | -$6,068 | 2019-01-16 | 2020-03-13 | $46,881 |
| SELECT FINANCIAL ETF | $2,100 | -$517 | -$517 | 2018-11-12 | 2020-03-13 | $2,617 |
| SELECT FINANCIAL ETF | $539 | -$75 | -$75 | 2018-11-12 | 2020-04-09 | $614 |
| SELECT FINANCIAL ETF | $19,547 | -$5,744 | -$5,744 | 2018-11-12 | 2020-05-13 | $25,291 |
| CONSUMR DISC SECTOR ETF | $860 | -$7 | -$7 | 2018-11-12 | 2020-04-09 | $867 |
| ISHS RUSSL 1000 GRW ETF | $12,598 | $2,243 | $2,243 | 2018-03-14 | 2019-12-20 | $10,355 |
| SELECT FINANCIAL ETF | $10,144 | $1,357 | $1,357 | 2018-11-12 | 2019-12-20 | $8,787 |
| CONSUMR DISC SECTOR ETF | $7,972 | $1,036 | $1,036 | 2018-11-12 | 2019-12-20 | $6,936 |
| CALVERT EMRG MKTS EQTY I | $26,824 | -$1,253 | -$1,253 | 2018-10-12 | 2020-04-08 | $28,077 |
| CALVERT EMRG MKTS EQTY I | $18,896 | -$772 | -$772 | 2018-10-12 | 2020-04-09 | $19,668 |
| MORGAN STNLY GLBL OPP I | $9,192 | $1,180 | $1,180 | 2018-11-13 | 2020-03-13 | $8,012 |
| MFS GLOBAL REAL ESTATE I | $19,075 | -$2,612 | -$2,612 | 2019-01-16 | 2020-03-26 | $21,687 |
| VIRTUS KAR SMCP CORE I | $20,536 | $2,377 | $2,377 | 2019-01-16 | 2020-04-09 | $18,159 |
| T ROWE PRICE GLBL TECH | $415 | $4 | $4 | 2017-02-06 | 2020-03-13 | $411 |
| T ROWE PRICE GLBL TECH | $5,708 | -$924 | -$924 | 2017-12-19 | 2020-03-13 | $6,632 |
| T ROWE PRICE GLBL TECH | $1,771 | -$287 | -$287 | 2017-12-19 | 2020-03-13 | $2,058 |
| T ROWE PRICE GLBL TECH | $3,976 | -$617 | -$617 | 2018-04-02 | 2020-03-13 | $4,593 |
| T ROWE PRICE GLBL TECH | $1,925 | $347 | $347 | 2018-12-18 | 2020-03-13 | $1,578 |
| T ROWE PRICE GLBL TECH | $1,544 | $278 | $278 | 2018-12-18 | 2020-03-13 | $1,266 |
| T ROWE PRICE GLBL TECH | $29,319 | $3,295 | $3,295 | 2019-01-16 | 2020-03-13 | $26,024 |
| T ROWE PRICE GLBL TECH | $5,131 | $21 | $21 | 2019-03-05 | 2020-03-13 | $5,110 |
| T ROWE PRICE INTL DISCOV | $25,466 | -$1,142 | -$1,142 | 2019-01-16 | 2020-03-13 | $26,608 |
| VIRTUS KAR SMCP GRW FD I | $3,281 | $149 | $149 | 2018-06-26 | 2020-04-09 | $3,132 |
| VIRTUS KAR SMCP GRW FD I | $6,377 | $377 | $377 | 2018-06-28 | 2020-04-09 | $6,000 |
| VIRTUS KAR SMCP GRW FD I | $210 | $32 | $32 | 2018-12-18 | 2020-04-09 | $178 |
| VIRTUS KAR SMCP GRW FD I | $117 | $18 | $18 | 2018-12-18 | 2020-04-09 | $99 |
| VIRTUS KAR SMCP GRW FD I | $7,290 | $996 | $996 | 2019-01-16 | 2020-04-09 | $6,294 |
| MNGD PORT MLP & INSTL CL | $22,516 | -$4,340 | -$4,340 | 2019-01-16 | 2020-03-06 | $26,856 |
| MNGD PORT MLP & INSTL CL | $624 | -$152 | -$152 | 2019-03-05 | 2020-03-06 | $776 |
| CALVERT EMRG MKTS EQTY I | $30,947 | $5,029 | $5,029 | 2018-10-12 | 2019-12-20 | $25,918 |
| MORGAN STNLY GLBL OPP I | $36,997 | $7,297 | $7,297 | 2018-10-12 | 2019-12-20 | $29,700 |
| MORGAN STNLY GLBL OPP I | $35,649 | $7,855 | $7,855 | 2018-11-13 | 2019-12-20 | $27,794 |
| VIRTUS KAR SMCP CORE I | $11,520 | $1,337 | $1,337 | 2018-06-26 | 2019-12-20 | $10,183 |
| VIRTUS KAR SMCP CORE I | $5,712 | $712 | $712 | 2018-06-28 | 2019-12-20 | $5,000 |
| VIRTUS KAR SMCP CORE I | $554 | $134 | $134 | 2018-12-18 | 2019-12-20 | $420 |
| VIRTUS KAR SMCP CORE I | $152 | $37 | $37 | 2018-12-18 | 2019-12-20 | $115 |
| VIRTUS KAR SMCP CORE I | $24 | $6 | $6 | 2018-12-18 | 2019-12-20 | $18 |
| T ROWE PRICE GLBL TECH | $2,322 | $252 | $252 | 2017-02-06 | 2019-12-20 | $2,070 |
| T ROWE PRICE INTL DISCOV | $10,716 | -$506 | -$506 | 2017-12-21 | 2019-12-20 | $11,222 |
| T ROWE PRICE INTL DISCOV | $4,592 | -$339 | -$339 | 2018-04-02 | 2019-12-20 | $4,931 |
| T ROWE PRICE INTL DISCOV | $771 | $139 | $139 | 2018-12-18 | 2019-12-20 | $632 |
| T ROWE PRICE INTL DISCOV | $94 | $17 | $17 | 2018-12-18 | 2019-12-20 | $77 |
| T ROWE PRICE INTL DISCOV | $89 | $16 | $16 | 2018-12-18 | 2019-12-20 | $73 |
| VANGUARD HLTH CARE ADMRL | $119 | $2 | $2 | 2016-04-18 | 2019-12-20 | $117 |
| VANGUARD HLTH CARE ADMRL | $4,893 | $282 | $282 | 2016-06-27 | 2019-12-20 | $4,611 |
| VANGUARD HLTH CARE ADMRL | $1,574 | $172 | $172 | 2016-12-27 | 2019-12-20 | $1,402 |
| VANGUARD HLTH CARE ADMRL | $365 | $40 | $40 | 2016-12-27 | 2019-12-20 | $325 |
| VANGUARD HLTH CARE ADMRL | $112 | $13 | $13 | 2016-12-27 | 2019-12-20 | $99 |
| VANGUARD HLTH CARE ADMRL | $3,025 | $256 | $256 | 2017-01-06 | 2019-12-20 | $2,769 |
| VANGUARD HLTH CARE ADMRL | $5,319 | $551 | $551 | 2017-01-24 | 2019-12-20 | $4,768 |
| VANGUARD HLTH CARE ADMRL | $13,546 | $940 | $940 | 2017-02-07 | 2019-12-20 | $12,606 |
| VANGUARD HLTH CARE ADMRL | $1,425 | $60 | $60 | 2017-03-29 | 2019-12-20 | $1,365 |
| VANGUARD HLTH CARE ADMRL | $195 | $8 | $8 | 2017-03-29 | 2019-12-20 | $187 |
| VANGUARD HLTH CARE ADMRL | $20 | $1 | $1 | 2017-03-29 | 2019-12-20 | $19 |
| VANGUARD HLTH CARE ADMRL | $2,013 | $32 | $32 | 2017-12-21 | 2019-12-20 | $1,981 |
| VANGUARD HLTH CARE ADMRL | $619 | $10 | $10 | 2017-12-21 | 2019-12-20 | $609 |
| VANGUARD HLTH CARE ADMRL | $161 | $2 | $2 | 2017-12-21 | 2019-12-20 | $159 |
| VANGUARD HLTH CARE ADMRL | $1,123 | $40 | $40 | 2018-04-02 | 2019-12-20 | $1,083 |
| VANGUARD HLTH CARE ADMRL | $82 | $3 | $3 | 2018-04-02 | 2019-12-20 | $79 |
| VANGUARD HLTH CARE ADMRL | $41 | $2 | $2 | 2018-04-02 | 2019-12-20 | $39 |
| VANGUARD HLTH CARE ADMRL | $6,765 | $410 | $410 | 2018-04-02 | 2019-12-20 | $6,355 |
| VANGUARD HLTH CARE ADMRL | $12,194 | -$427 | -$427 | 2018-11-13 | 2019-12-20 | $12,621 |
| VANGUARD HLTH CARE ADMRL | $3,419 | $260 | $260 | 2018-12-19 | 2019-12-20 | $3,159 |
| VANGUARD HLTH CARE ADMRL | $810 | $61 | $61 | 2018-12-19 | 2019-12-20 | $749 |
| VANGUARD HLTH CARE ADMRL | $221 | $16 | $16 | 2018-12-19 | 2019-12-20 | $205 |
| PEPSICO INCORPORATED | $5,837 | $3,384 | $3,384 | 2010-06-29 | 2020-02-19 | $2,453 |
| PEPSICO INCORPORATED | $4,086 | $2,369 | $2,369 | 2010-06-30 | 2020-02-19 | $1,717 |
| BLACKSTONE GROUP INC A | $21,049 | $7,874 | $7,874 | 2017-08-31 | 2020-09-11 | $13,175 |
| ENTERPRISE PRODUCTS | $9,228 | -$4,000 | -$4,000 | 2016-03-24 | 2020-09-11 | $13,228 |
| EQM MIDSTREAM PARTNER LP | $178 | -$250 | -$250 | 2016-03-28 | 2020-01-03 | $428 |
| EQM MIDSTREAM PARTNER LP | $3,706 | -$8,632 | -$8,632 | 2016-03-28 | 2020-06-17 | $12,338 |
| EQM MIDSTREAM PARTNER LP | $4,220 | -$10,275 | -$10,275 | 2016-06-14 | 2020-06-17 | $14,495 |
| EQM MIDSTREAM PARTNER LP | $964 | -$2,399 | -$2,399 | 2018-01-05 | 2020-06-17 | $3,363 |
| ENERGY TRANSFER LP | $520 | -$58 | -$58 | 2016-03-24 | 2020-01-03 | $578 |
| ENERGY TRANSFER LP | $4,212 | -$6,537 | -$6,537 | 2016-03-24 | 2020-09-11 | $10,749 |
| FARMLAND PART 6% PERPTL | $2,482 | -$174 | -$174 | 2017-09-27 | 2020-01-03 | $2,656 |
| FARMLAND PART 6% PERPTL | $5,887 | -$563 | -$563 | 2017-09-27 | 2020-09-11 | $6,450 |
| MAGELLAN MIDSTREAM PRTNS | $499 | -$45 | -$45 | 2016-03-28 | 2020-01-03 | $544 |
| MAGELLAN MIDSTREAM PRTNS | $6,366 | -$5,322 | -$5,322 | 2016-03-28 | 2020-09-11 | $11,688 |
| MPLX LP | $5,728 | -$3,679 | -$3,679 | 2016-03-24 | 2020-09-11 | $9,407 |
| MPLX LP | $6,573 | -$5,429 | -$5,429 | 2016-06-14 | 2020-09-11 | $12,002 |
| NUSTAR ENER VAR% PERPTL | $266 | -$23 | -$23 | 2016-12-20 | 2020-01-03 | $289 |
| NUSTAR ENER VAR% PERPTL | $11,213 | -$4,711 | -$4,711 | 2016-12-20 | 2020-09-11 | $15,924 |
| NUSTAR ENER VAR% PERPTL | $1,628 | -$662 | -$662 | 2016-12-20 | 2020-09-11 | $2,290 |
| TRITON INTL LTD 8%PERPTL | $5,178 | $182 | $182 | 2019-06-20 | 2020-09-11 | $4,996 |
| HOLLY ENERGY PARTNERS LP | $18,882 | -$8,872 | -$8,872 | 2016-06-14 | 2019-12-09 | $27,754 |
| HOLLY ENERGY PARTNERS LP | $1,830 | -$890 | -$890 | 2018-01-05 | 2019-12-09 | $2,720 |
| EATON VANCE TAX MAN GLBL | $4,738 | $282 | $282 | 2011-05-11 | 2020-09-11 | $4,456 |
| EATON VANCE TAX-MANAGED | $73 | $15 | $15 | 2011-05-11 | 2020-01-03 | $58 |
| FIDELITY PRIME INSTL | $40,177 | $0 | $0 | 2019-03-06 | 2020-03-13 | $40,177 |
| FIDELITY PRIME INSTL | $81,259 | -$16 | -$16 | 2019-03-06 | 2020-03-25 | $81,275 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $55,173 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $320,000 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $8,700,920 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.036778 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $548,488 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,064,137 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.060512 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $320,000 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $8,846,855 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.036171 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $360,089 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $8,506,919 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.042329 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $465,326 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $8,743,507 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.053220 | DistributionYr5Rt |
| Total Distribution | 0.229010 | TotalDistributionRt |
| Average Distribution | 0.045802 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $8,758,202 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $401,143 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,239 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $403,382 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $442,500 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,239 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,239 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,239 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,800 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $5,800 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $3,561 | OverpaymentAmt |
| Applied To ES Tax | $3,561 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | VA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CELIA W RUTT | IndividualWithBooksNm |
| Phone | 5406623417 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O YHB PO BOX 2560 | AddressLine1Txt |
| City | WINCHESTER | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES P RUTT | ||||||||
| C/O YHB / PO BOX 2560 | WINCHESTER | VA | 22604 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| CELIA W RUTT | ||||||||
| C/O YHB / PO BOX 2560 | WINCHESTER | VA | 22604 | DIRECTOR | 10.00 | $0 | $0 | $0 |
| KATHLEEN WALKER | ||||||||
| C/O YHB / PO BOX 2560 | WINCHESTER | VA | 22604 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | TO SUPPORT LOCAL CHARITIES IN HIGHLAND COUNTY, VIRGINIA, STAUNTON, VIRGINIA, AND PITTSBURGH, PENNSYLVANIA. TO PROMOTE CONSERVATION PROGRAMS AND ACTIVITIES. COMPUTER PROGRAMMING IN SUPPORT OF ACADEMIC RESEARCH IN THE AREA OF COMPLEX ADAPTIVE SYSTEMS. ONCE COMPLETE, PROTEUS PLANS TO PUBLISH SCIENTIFIC PAPERS ON THESE FINDINGS. | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,473,127 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $418,449 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $8,891,576 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $8,891,576 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $133,374 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $8,758,202 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $437,910 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $437,910 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,239 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,239 | TotalTaxAmt |
| Distributable Before Adj | $435,671 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $435,671 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $435,671 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $442,500 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $442,500 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,239 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $440,261 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $435,671 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $34,357 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $34,357 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $442,500 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $435,671 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $6,829 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $41,186 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $41,186 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $34,357 | ExcessFromYear2Amt |
| Excess From Current Year | $6,829 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES P RUTT | ContributingManagerNm |
| Contributing Manager | CELIA W RUTT | ContributingManagerNm |
| Contributing Manager | KATHLEEN WALKER | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | CELIA W RUTT | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O YOUNT HYDE BARBOUR PC PO BOX | AddressLine1Txt |
| Address Line2 | 2560 | AddressLine2Txt |
| City | WINCHESTER | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 5406623417 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN REQUEST INCLUDING DETAILS OF PURPOSE AND ESTABLISHED NEED. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (23 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICAN RED CROSS - CENTRAL VIRGINIA CHAPTER | |||||||
| 1105 ROSE HILL DRIVE | CHARLOTTESVILLE | VA | 22903 | NONE | PUBLIC CHARITY | SUPPORT DISASTER RELIEF | $5,000 |
| AMERICAN SHAKESPEARE CENTER | |||||||
| 20 SOUTH NEW STREET 4TH FLOOR | STAUNTON | VA | 24401 | NONE | PUBLIC CHARITY | SUPPORT THEATRES AND EDUCATIONAL PROGRAMS | $5,000 |
| CENTER FOR OPEN SCIENCE | |||||||
| 210 RIDGE MCINTIRE RD STE 500 | CHARLOTTESVILLE | VA | 22903 | NONE | PUBLIC CHARITY | SUPPORT SCIENTIFIC RESEARCH | $25,000 |
| CIVILIZATION RESEARCH INITIATIVE CP | |||||||
| 1095 OLIVE CREST DR | ENCINITAS | CA | 92024 | NONE | PUBLIC CHARITY | SUPPORT SCIENTIFIC RESEARCH | $50,000 |
| COMMUNITY FOUNDATION OF CENTRAL BLUE RIDGE | |||||||
| PO BOX 815 | STAUNTON | VA | 24402 | NONE | PUBLIC CHARITY | FOR SCHOLARSHIP FUND AND YOUTH PHILANTHROPY COUNCIL | $80,000 |
| GMU QUANT SOCIAL SCIENCE PROJECT | |||||||
| 4400 UNIVERSITY DRIVE | FAIRFAX | VA | 22030 | NONE | PUBLIC CHARITY | SUPPORT HIGHER EDUCATION | $15,000 |
| GROW PITTSBURGH | |||||||
| 6587 HAMILTON AVENUE 2W | PITTSBURGH | PA | 15206 | NONE | PUBLIC CHARITY | SUPPORT FOOD GROWTH AND GARDENING EDUCATION FOR THE COMMUNITY | $50,000 |
| HEIFETZ MUSIC INSTITUTE | |||||||
| 107 E BEVERLY STREET | STAUNTON | VA | 24401 | NONE | PUBLIC CHARITY | SUPPORT MUSIC EDUCATION | $5,000 |
| HIGHLAND COUNTY VOLUNTEER RESCUE SQUAD INC | |||||||
| PO BOX 268 | MONTEREY | VA | 24465 | NONE | PUBLIC CHARITY | SUPPORT RESCUE EFFORTS | $5,000 |
| HIGHLAND MEDICAL CENTER INC | |||||||
| PO BOX 490 | MONTEREY | VA | 24465 | NONE | PUBLIC HOSPITAL | SUPPORT COUNTY HEALTH CARE | $5,000 |
| HISTORIC STAUNTON FOUNDATION | |||||||
| 20 SOUTH NEW STREET | STAUNTON | VA | 24401 | NONE | PUBLIC CHARITY | SUPPORT HISTORIC RESOURCES | $5,000 |
| MCDOWELL VOLUNTEER FIRE COMPANY | |||||||
| 102 BULLPASTURE RIVER ROAD | MCDOWELL | VA | 24458 | NONE | PUBLIC CHARITY | SUPPORT FIRE AND RESCUE EFFORTS | $5,000 |
| MIT BRAIN AND COGNITIVE SCIENCES | |||||||
| 77 MASSACHUSETTS AVENUE | CAMBRIDGE | MA | 02139 | NONE | PUBLIC CHARITY | SUPPORT HIGHER EDUCATION | $25,000 |
| NEW MEXICO SCHOOL FOR ARTS | |||||||
| 275 EAST ALAMEDA | SANTA FE | NM | 87501 | NONE | PUBLIC CHARITY | SUPPORT PUBLIC EDUCATION | $10,000 |
| PROJECT GROWS | |||||||
| 16 WEST BEVERLY STREET | STAUNTON | VA | 24401 | NONE | PUBLIC CHARITY | SUPPORT PUBLIC CONSERVATION PROGRAMS | $12,500 |
| RIVERS OF STEEL | |||||||
| 623 EAST EIGTH AVENUE | HOMESTEAD | PA | 15120 | NONE | PUBLIC CHARITY | SHOWCASE THE ARTISTRY AND INNOVATION OF THE COMMUNITY'S INDUSTRIAL AND CULTURAL HERITAGE | $10,000 |
| SANTA FE INSTITUTE | |||||||
| 1399 HYDE PARK ROAD | SANTA FE | NM | 87501 | NONE | PUBLIC CHARITY | FUND INTERDISCIPLINARY SCIENTIFIC RESEARCH | $50,000 |
| SQUIRREL HILL URBAN COALITION | |||||||
| 5604 SOLWAY STREET | PITTSBURGH | PA | 15217 | NONE | PUBLIC CHARITY | SUPPORT URBAN INITATIVES | $30,000 |
| STAUNTON MUSIC FESTIVAL | |||||||
| PO BOX 3111 | STAUNTON | VA | 24402 | NONE | PUBLIC CHARITY | SUPPORT THE PERFORMANCE OF CHAMBER WORKS THROUGHOUT STAUNTON | $5,000 |
| TREE PITTSBURGH | |||||||
| 32 62ND ST | PITTSBURGH | PA | 15201 | NONE | PUBLIC CHARITY | SUPPORT URBAN FOREST GROWTH | $10,000 |
| VIRGINIA FOODSHED CAPITAL | |||||||
| 101 DEVON RD | CHARLOTTESVILLE | VA | 22903 | NONE | PUBLIC CHARITY | SUPPORT LOCAL FARMS AND FOOD ENTERPRISES | $25,000 |
| VIRGINIA TECH FOUNDATION | |||||||
| 902 PRICES FORK ROAD | BLACKSBURG | VA | 24061 | NONE | PUBLIC CHARITY | SUPPORT HIGHER EDUCATION | $5,000 |
| WMRAWEMC NATIONAL PUBLIC RADIO | |||||||
| 983 RESERVOIR STREET | HARRISONBURG | VA | 22801 | NONE | PUBLIC CHARITY | SUPPORT COMMUNITY FOCUSED BROADCAST PROGRAMS | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $442,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $259,940 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $55,173 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $315,113 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $315,113 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $13,750 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALLEGHANY HIGHLANDS AG CENTER LLC | AT COST | $16,157 | $16,157 |
| WELLS FARGO EQUITIES | AT COST | $3,422,635 | $4,264,769 |
| WELLS FARGO MUTUAL FUNDS | AT COST | $3,800,765 | $4,057,550 |
| WELLS FARGO BONDS | AT COST | $77,408 | $66,800 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISCELLANEOUS PASSTHROUGH EXPENSES | $210 | $210 | $0 |
| STATE CORPORATION COMMISSION | $25 | $0 | $0 |
| BANK FEES | $20 | $0 | $0 |
| ALLEGHANY HIGHLANDS - ORDINARY LOSS | $2,911 | $2,911 | $0 |
| PASSTHROUGH PTP LOSSES | $7,549 | $7,549 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | CategoryTxt |
| Amt | $76,492 | Amt |
| Net Investment Income | $76,492 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES ON DIVIDENDS | $4,061 | $4,061 | $0 |
| FEDERAL EXCISE TAX | $8,066 | $0 | $0 |
Comments