JAMES LEE SORENSON FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- JAMES LEE SORENSON FAMILY FOUNDATION (EIN 45-6794415)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202113199349109486
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T19:20:33-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 456794415 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | James Lee Sorenson Family Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 8014901013 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2755 E Cottonwood Pkwy No 500 | AddressLine1Txt |
| City | Salt Lake City | CityNm |
| State Abbreviation | UT | StateAbbreviationCd |
| ZIP | 84121 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | James Lee Sorenson | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 8014901013 | PhoneNum |
| Signature | 2021-11-15 | SignatureDt |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | James | PersonFirstNm |
| Person Last | Lee Sorenson | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $60,658,896 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,178,174 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,335,162 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,097,377 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $15,345,606 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,340,813 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $105,176 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$51,225 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $2,380,727 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,624,750 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $23,792 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $23,792 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $34,868 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $34,868 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $215,934 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $198,365 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $54,782 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $18,143 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $510 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $329,886 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $216,508 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $58,660 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,405,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,405,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,735,386 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $216,508 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,464,160 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$354,659 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,408,242 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $4,570 | CashBOYAmt |
| Cash EOY | $26,916 | CashEOYAmt |
| Cash EOYFMV | $26,916 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,985,737 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,857,786 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,857,786 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $4,871,554 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $4,631,907 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $4,631,907 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $37,058,342 | CorporateStockBOYAmt |
| Corporate Stock EOY | $38,455,955 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $38,455,955 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,415,652 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,783,529 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,783,529 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $5,247,524 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $7,078,676 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $7,606,669 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $4,499,823 | OtherAssetsBOYAmt |
| Other Assets EOY | $4,296,134 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,296,134 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $57,083,202 | TotalAssetsBOYAmt |
| Total Assets EOY | $60,130,903 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $60,658,896 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $57,083,202 | RetainedEarningBOYAmt |
| Retained Earning EOY | $60,130,903 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $57,083,202 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $60,130,903 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $57,083,202 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $60,130,903 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $57,083,202 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$354,659 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3,402,360 | OtherIncreasesAmt |
| Subtotal | $60,130,903 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $60,130,903 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly Traded Securities | $15,340,500 | $13,600,636 | $1,739,864 | $1,739,864 | |||
| Graduation Alliance Stock | $5,106 | $500,000 | -$494,894 | -$494,894 | P | 2015-06-01 | 2020-02-25 |
| K-1 passthru | $395,843 | $395,843 | P | ||||
| Better World Wiresless | $300,000 | -$300,000 | -$300,000 | P | 2016-10-28 | 2020-01-31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,340,813 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $2,135,707 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $33,475 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $33,475 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $33,475 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $83,235 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $83,235 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $49,760 | OverpaymentAmt |
| Applied To ES Tax | $49,760 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | UT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Jim Sorenson | IndividualWithBooksNm |
| Phone | 8014901013 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2755 E Cottonwood Pkwy 500 | AddressLine1Txt |
| City | Salt Lake City | CityNm |
| State Abbreviation | UT | StateAbbreviationCd |
| ZIP | 84121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Exempt Interest | $0 | TaxExemptInterestAmt |
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | James Lee Sorenson | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2755 E Cottonwood Pkwy 500 | AddressLine1Txt |
| City | Salt Lake City | CityNm |
| State Abbreviation | UT | StateAbbreviationCd |
| ZIP | 84121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Trustee | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 5.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Sepio Capital | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 California Street Suite 3525 | AddressLine1Txt |
| City | San Francisco | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment advice | ServiceTypeTxt |
| Compensation | $198,365 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | University of Utah - UVF II: Educating students in social impact entrepreneurship and promoting community development in low and moderate-income households. | Description1Txt |
| Expenses1 | $303,999 | Expenses1Amt |
| Description2 | Element3 Health Inc: Development of health solutions for seniors, reducing anxiety, depression, and related issues | Description2Txt |
| Expenses2 | $250,000 | Expenses2Amt |
| All Other Program Rltd Invst Tot | $297,084 | AllOtherProgramRltdInvstTotAmt |
| Total | $851,083 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $45,076,081 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,193,546 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $4,969,760 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $52,239,387 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $52,239,387 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $783,591 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $51,455,796 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,572,790 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,572,790 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $33,475 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $39 | IncomeTaxAmt |
| Total Tax | $33,514 | TotalTaxAmt |
| Distributable Before Adj | $2,539,276 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $256,458 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,795,734 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,795,734 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,464,160 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $851,083 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,315,243 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,315,243 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,795,734 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $2,972,233 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,315,243 | QualifyingDistributionsAmt |
| Applied To Year1 | $2,972,233 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $343,010 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $2,452,724 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | James Lee Sorenson | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (37 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Choice Humanitarian | |||||||
| 7879 South 1530 West Suite 200 | Salt Lake City | UT | 84088 | None | PC | Event Sponsorship | $5,000 |
| The Church of Jesus Christ of LDS | |||||||
| 50 E North Temple | Salt Lake City | UT | 84150 | None | PC | General support | $1,250,500 |
| University of Utah | |||||||
| 85 Fort Douglas Blvd Bldg 602 | Salt Lake City | UT | 84113 | None | GOV | Impact investing initiative and OZ field buidling | $250,000 |
| Salt Lake Chamber of Commerce | |||||||
| 201 S Main Street 2300 | Salt Lake City | UT | 84111 | None | PC | Annaul event sponsorship | $2,500 |
| Utah Sports Commission Foundation | |||||||
| 201 S Main Street 2125 | Salt Lake City | UT | 84111 | None | PC | State of Sport Awards Event | $2,500 |
| New Venture Fund | |||||||
| 1828 L Street NW 300-A | Washington | DC | 20036 | None | PC | Economic innovation | $100,000 |
| Intentional Media LLC | |||||||
| 6 Mercer Street Suite 24 | Princeton | NJ | 08540 | None | NC | Impact Investing Conference Sponsorship | $25,000 |
| Doctors Without Borders | |||||||
| 40 Rector St 16th Floor | New York | NY | 10006 | None | PC | Treament of Tropical Diseases | $500 |
| Juvenile Diabetes Research Foundation | |||||||
| 200 Vesey Street 28th Floor | New York | NY | 10281 | None | PC | General Support | $500 |
| Days For Girls | |||||||
| PO Box 2622 | Mt Vernon | WA | 98273 | None | PC | Period Pod & Education | $500 |
| Vibrant Emotional Health | |||||||
| 50 Broadway 19th Floor | New York | NY | 10004 | None | PC | Suicide Prevention Programs | $500 |
| World Wildlife Fund | |||||||
| 1250 24th Street NW | Washington | DC | 20090 | None | PC | Adopt an Elephant Program | $500 |
| The Homeless Period Project | |||||||
| 413 Wilton Street | Greenville | SC | 29609 | None | PC | Feminine Hygene Campaign | $500 |
| US for UNHCR | |||||||
| 1310 L Street NW Ste 450 | Washington | DC | 20005 | None | PC | Refugee support | $500 |
| Humane Society of Utah | |||||||
| 4242 S 300 W | Murray | UT | 84107 | None | PC | General support | $500 |
| Ocean Cleanup North Pacific Foundation | |||||||
| Dept LA 24875 | Pasadena | CA | 91185 | None | PC | Ocean Cleanup | $500 |
| Utah Domestic Violence Coalition | |||||||
| 124 S 400 E Suite 430 | Salt Lake City | UT | 84111 | None | PC | General support | $500 |
| Mentors International | |||||||
| 65 E Wadsworth Park Dr 207 | Draper | UT | 84020 | None | PC | General support | $500 |
| US Fund for Unicef | |||||||
| 125 Maiden Lane | New York | NY | 10038 | None | PC | General support | $500 |
| Best Friends Animal Society | |||||||
| 2005 S 1100 E | Salt Lake City | UT | 84106 | None | PC | General support | $1,000 |
| Granite Education Foundation | |||||||
| 2500 S State Street Suite D-108 | Salt Lake City | UT | 84115 | None | GOV | General support | $500 |
| Cottonwood Canyons Foundation | |||||||
| PO Box 712440 | Cottonwood Heights | UT | 84171 | None | PC | General support | $500 |
| International Rescue Committee | |||||||
| PO Box 6068 | Albert Lea | MN | 56007 | None | PC | General support | $500 |
| Intermountain Therapy Animals | |||||||
| 4050 S 2700 E | Salt Lake City | UT | 84124 | None | PC | General support | $1,000 |
| Soul Food USA | |||||||
| 512 Saddle Rd | Gransville | UT | 84029 | None | PC | General support | $500 |
| Pancreatic Cancer Action Network | |||||||
| 1500 Rosecrans Ave Suite 200 | Manhattan Beach | CA | 90266 | None | PC | General Support | $1,000 |
| Friends of African Children | |||||||
| 1543 Siesta Dr | Cottonwood Heights | UT | 84093 | None | PC | Palace Gold School | $500 |
| American Ideas Foundation | |||||||
| 101 South Main Street 300 | Janesville | WI | 53545 | None | PC | Evidence-based Clearing House | $200,000 |
| University of Utah | |||||||
| 85 Fort Douglas Blvd Bldg 602 | Salt Lake City | UT | 84113 | None | GOV | College of Nursing | $6,000 |
| No Poor Amoun Us | |||||||
| 1570 E Tomahawk Dr | Salt Lake City | UT | 84103 | None | PC | No Poor Africa Program | $5,000 |
| Adopt-A-Native-Elder | |||||||
| 328 W Gregson Ave | Salt Lake City | UT | 84115 | None | PC | Adopt a Native Elder Program | $5,000 |
| Amanaki Fo'ou | |||||||
| 5181 S 2100 E | Holladay | UT | 84117 | None | PC | General support | $5,000 |
| SoLa I Can Foundation | |||||||
| 8629 Vermont Ave | Los Angeles | CA | 90044 | None | PC | Youth Programs | $125,000 |
| The Road Home | |||||||
| 3380 S 1000 W | South Salt Lake | UT | 84119 | None | PC | Homeless Services | $125,000 |
| University of Utah | |||||||
| 85 Fort Douglas Blvd Bldg 602 | Salt Lake City | UT | 84113 | None | GOV | Building Feasibility Study | $37,500 |
| United Way of Utah | |||||||
| 257 E 200 S 300 | Salt Lake City | UT | 84111 | None | PC | General support | $125,000 |
| Utah Food Bank | |||||||
| 3150 S 900 W | South Salt Lake | UT | 84119 | None | PC | General support | $125,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,405,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,178,174 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $105,176 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,097,377 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,380,727 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,380,727 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | Yes (1) | RelationshipsNonchrtblEOInd |
Relationship Schedule Detail RelationshipScheduleDetail
Organization Business Name OrganizationBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Friends of Beverley Taylor Sorenson Arts Learning Program | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Type | 501(c)(4) | OrganizationTypeDesc |
| Relationship Description | The trustee for James Lee Sorenson Family Foundation also serves as a Director for Friends of Beverley Taylor Sorenson Arts Learning Program | RelationshipDescriptionTxt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting & tax preparation | CategoryTxt |
| Amt | $34,868 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $34,868 | DisbursementsCharitablePrpsAmt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp (6 entries)
| DescDesc | AmtAmt |
|---|---|
| Elevar Equity: Developing essential products and services for disconnected communities in Latin America, Asia and other jurisdictions. | $26,000 |
| Owl Ventures: Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities. | $35,000 |
| VilCap Investments: Investing in positive social and/or environmental impact companies for purposes such as clean energy, increasing access to education and healthcare, and improving livelihoods of underprivileged populations. | $145,536 |
| Newday Financial Technologies: Increasing access to and awareness of socially-impactful investments. | $48,000 |
| Recyclops: Programming to facilitate and assist consumers with recycling to reduce landfills. | $25,000 |
| Capsule Global Inc (aka Flare): Reducing emergency response times and saving lives through connecting emergency response units to patients in need. | $17,548 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (83 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty & Justice Inc | |||||||||||||
| 302A West 12th St 309 | New York | NY | 10014 | 2013-06-10 | $125,000 | Creating jobs and increasing access to healthcare | $125,000 | None | 12/10/2015 4/4/17 11/5/18 10/14/19 11/13/20 11/11/21 | ||||
| Liberty & Justice Inc | |||||||||||||
| 302A West 12th St 309 | New York | NY | 10014 | 2014-06-05 | $6,291 | Creating jobs and increasing access to healthcare | $6,291 | None | 6/5/14 12/10/2015 4/4/17 11/14/18 10/14/19 11/11/20 11/11/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2014-07-03 | $62,500 | Increasing access to essential products and services for disconnected communities | $62,500 | None | 7/3/14 4/15/15 2/25/16 9/1/2016 11/10/17 7/12/18 10/18/19 11/6/20 10/15/21 | ||||
| Liberty & Justice Inc | |||||||||||||
| 302A West 12th St 309 | New York | NY | 10014 | 2014-07-22 | $75,000 | Creating jobs and increasing access to healthcare | $75,000 | None | 12/10/2015 4/4/17 11/5/18 10/14/19 11/13/20 11/11/21 | ||||
| Waste Capital Partners Inc | |||||||||||||
| 656 Arguello Blvd 2 | San Francisco | CA | 94118 | 2014-09-03 | $250,000 | Adressing waste collection problems including reducing greenhouse gases and landfill items. Increasing income and job opportunities for underprivileged pouplations | $250,000 | None | 1/6/16 9/30/2016 7/11/17 7/8/18 11/8/19 11/11/20 11/9/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2014-12-03 | $95,714 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $95,714 | None | 12/3/14 3/26/15 2/16/16 9/24/2016 7/10/17 7/5/18 10/7/19 11/13/20 11/10/21 | ||||
| STI Solutions LLC | |||||||||||||
| 125 Cambridge Park Suite 301 | Cambridge | MA | 02140 | 2014-12-10 | $125,000 | Assisting smallholder farmers in developing countries and increasing job opportunities for underprivileged populations | $125,000 | None | 9/29/2016 6/15/17 11/5/18 11/15/19 11/6/20 10/11/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2015-04-10 | $36,131 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $36,131 | None | 4/10/15 3/27/15 9/24/2016 7/10/17 7/5/18 10/7/19 11/13/20 11/10/21 | ||||
| Quidnet Energy | |||||||||||||
| 14699 Grove St | Healdsburg | CA | 95448 | 2015-05-07 | $125,000 | Addressing environmental issues with traditional energy generation methods and providing solutions to electricity grid limitations | $125,000 | None | 11/14/2016 7/27/17 8/16/18 11/13/19 11/2/20 11/8/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2015-05-14 | $45,000 | Increasing access to essential products and services for disconnected communities | $45,000 | None | 5/14/15 2/25/16 9/1/2016 11/10/17 7/12/18 10/18/19 11/6/20 10/15/21 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2015-05-18 | $136,895 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $136,895 | None | 5/18/15 12/31/2015 2/11/16 10/25/17 7/13/18 11/9/19 11/1/20 10/11/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2015-07-10 | $2,668 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $2,668 | None | 7/10/15 9/24/2016 7/10/17 7/5/18 10/7/19 11/13/20 11/10/21 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2015-08-05 | $30,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $30,000 | None | 8/5/15 12/31/2015 10/25/17 7/13/18 10/9/19 11/1/20 10/11/21 | ||||
| WorldHaus Construction Private Limited | |||||||||||||
| 130 W Union Street | Pasadena | CA | 91103 | 2015-08-20 | $50,000 | Providing affordable housing in undeveloped countries | $43,700 | None | 12/14/2015 8/31/16 7/18/17 11/12/18 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2015-10-13 | $15,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $15,000 | None | 10/13/15 12/31/2015 10/25/17 7/13/18 10/9/19 11/1/20 10/11/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 220 2nd Ave S Suite 206 | Seattle | WA | 98104 | 2015-12-11 | $21,500 | Increasing access to essential products and services for disconnected communities | $21,500 | None | 12/11/15 2/25/16 9/1/2016 11/10/17 7/12/18 10/18/19 11/6/20 10/15/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2015-12-29 | $33,368 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $33,368 | None | 12/29/15 9/24/2016 7/10/17 7/5/18 10/7/19 11/13/20 11/10/21 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2016-01-06 | $45,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $45,000 | None | 10/25/2017 7/13/18 10/9/19 11/1/20 10/11/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2016-02-01 | $34,000 | Increasing access to essential products and services for disconnected communities | $34,000 | None | 11/10/2017 7/12/18 10/18/19 11/6/20 10/15/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2016-03-31 | $16,500 | Increasing access to essential products and services for disconnected communities | $16,500 | None | 11/10/2017 7/12/18 10/18/19 11/6/20 10/15/21 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2016-04-20 | $50,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $50,000 | None | 10/25/2017 7/13/18 10/9/19 11/1/20 10/11/20 10/11/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2016-07-18 | $13,358 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $13,358 | None | 7/10/2017 7/5/18 10/7/19 11/13/20 11/10/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2016-09-16 | $18,500 | Increasing access to essential products and services for disconnected communities | $18,500 | None | 11/10/2017 7/12/18 10/18/19 11/6/20 10/15/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2016-10-24 | $42,169 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $42,169 | None | 7/10/2017 7/5/18 10/7/19 11/13/20 11/10/21 | ||||
| Liberty & Justice Inc | |||||||||||||
| 302A West 12th St 309 | New York | NY | 10014 | 2016-10-27 | $12,641 | Creating jobs and increasing access to healthcare | $12,641 | None | 12/10/2015 10/27/16 4/4/17 11/14/18 10/14/19 11/11/20 11/11/21 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2016-12-02 | $50,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $50,000 | None | 10/25/2017 7/13/18 10/9/19 11/1/20 10/11/20 10/11/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2016-12-02 | $20,500 | Increasing access to essential products and services for disconnected communities | $20,500 | None | 11/10/2017 7/12/18 10/18/19 11/6/20 10/15/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2017-01-24 | $20,000 | Increasing access to essential products and services for disconnected communities | $20,000 | None | 7/12/2018 10/18/19 11/6/20 10/15/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2017-03-06 | $40,681 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $40,681 | None | 7/5/2018 10/7/19 11/13/20 11/10/21 | ||||
| Waste Capital Partners Inc | |||||||||||||
| 656 Arguello Blvd 2 | San Francisco | CA | 94118 | 2017-04-03 | $140,000 | Adressing waste collection problems including reducing greenhouse gases and landfill items. Increasing income and job opportunities for underprivileged populations | $140,000 | None | 7/8/2018 11/8/19 11/11/20 11/9/21 | ||||
| Liberty & Justice Inc | |||||||||||||
| 302A West 12th St 309 | New York | NY | 10014 | 2017-04-04 | $50,000 | Creating jobs and increasing access to healthcare | $50,000 | None | 11/5/2018 10/14/19 11/11/20 11/11/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2017-04-06 | $36,497 | Increasing access to essential products and services for disconnected communities | $36,497 | None | 7/12/2018 10/18/19 11/6/20 10/15/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2017-06-01 | $47,114 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $47,114 | None | 7/5/2018 10/7/19 11/13/20 11/10/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 220 2nd Ave S Suite 206 | Seattle | WA | 98104 | 2017-06-12 | $18,500 | Increasing access to essential products and services for disconnected communities | $18,500 | None | 7/12/2018 10/18/19 11/6/20 10/15/21 | ||||
| Capria Accelerator Fund LP | |||||||||||||
| 220 2nd Ave South Suite 201 | Seattle | WA | 89104 | 2017-07-21 | $25,000 | Creation of early-stage impact investment funds in emerging markets with the ability to improve lives of low-income individuals | $25,000 | None | 7/9/2018 7/15/19 11/16/20 10/12/21 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2017-09-05 | $25,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $25,000 | None | 7/13/2018 10/9/19 11/1/20 10/11/20 10/11/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2017-09-21 | $26,503 | Increasing access to essential products and services for disconnected communities | $25,609 | None | 7/12/2018 10/18/19 11/6/20 10/15/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2017-10-13 | $62,035 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $62,035 | None | 7/5/2018 10/7/19 11/13/20 11/10/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2017-12-21 | $33,000 | Increasing access to essential products and services for disconnected communities | $28,198 | None | 7/12/2018 10/18/19 11/6/20 10/15/21 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2017-12-21 | $66,667 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $66,667 | None | 7/3/2018 11/13/19 11/12/20 10/9/21 | ||||
| Capria Accelerator Fund LP | |||||||||||||
| 220 2nd Ave South Suite 201 | Seattle | WA | 89104 | 2018-01-05 | $50,000 | Creation of early-stage impact investment funds in emerging markets with the ability to improve lives of low-income individuals | $50,000 | None | 7/15/2019 11/16/20 10/12/21 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2018-01-24 | $35,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $35,000 | None | 10/9/2019 11/1/20 10/11/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2018-03-08 | $36,000 | Increasing access to essential products and services for disconnected communities | $33,576 | None | 10/18/2019 11/6/20 10/15/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2018-03-23 | $38,114 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $38,114 | None | 10/7/2019 11/13/20 11/10/21 | ||||
| Quidnet Energy | |||||||||||||
| 14699 Grove St | Healdsburg | CA | 95448 | 2018-05-10 | $18,818 | Addressing environmental issues with traditional energy generation methods and providing solutions to electricity grid limitations | $18,818 | None | 11/13/2019 11/2/20 11/8/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2018-07-19 | $45,856 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $45,856 | None | 10/7/2019 11/13/20 11/10/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2018-07-30 | $11,500 | Increasing access to essential products and services for disconnected communities | $11,500 | None | 10/18/2019 11/6/20 10/15/21 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2018-09-07 | $37,037 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $37,037 | None | 11/13/2019 11/12/20 10/9/21 | ||||
| Better World Wireless Holdings Inc | |||||||||||||
| 71 Stevenson Street Suite 400 | San Francisco | CA | 84105 | 2018-10-31 | $50,000 | Offering mobile solutions to vulnerable populations for the purposes of increasing livelihoods and access to housing, health care, and job opportunities | $50,000 | None | 11/15/2019 11/5/20 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2018-11-19 | $25,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $25,000 | None | 10/9/2019 11/1/20 10/11/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2018-12-24 | $35,225 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $35,225 | None | 10/7/2019 11/13/20 11/10/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2018-12-21 | $14,000 | Increasing access to essential products and services for disconnected communities | $12,256 | None | 10/18/2019 11/6/20 10/15/21 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2018-12-27 | $150,000 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $150,000 | None | 11/13/2019 11/12/20 10/9/21 | ||||
| Newday Financial Technologies Inc | |||||||||||||
| 735 Montgomery Street | San Francisco | CA | 84111 | 2018-12-31 | $100,000 | Increasing access to and awareness of socially-impactful investments | $100,000 | None | 11/4/2020 12/29/20 11/14/21 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2019-02-21 | $25,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $25,000 | None | 11/1/2020 10/11/21 | ||||
| Recyclops LLC | |||||||||||||
| 8091 Maio Dr | Sandy | UT | 84093 | 2019-05-17 | $100,000 | Programming to facilitate and assisst consumers with recycling to reduce landfills | $100,000 | None | 3/18/2020 10/14/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2019-05-20 | $22,000 | Increasing access to essential products and services for disconnected communities | $20,235 | None | 11/6/2020 10/15/21 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2019-06-17 | $27,284 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $1,583 | None | 11/13/2020 11/10/21 | ||||
| Capria Accelerator Fund LP | |||||||||||||
| 220 2nd Ave South Suite 201 | Seattle | WA | 89104 | 2019-06-26 | $87,500 | Creation of early-stage impact investment funds in emerging markets with the ability to improve lives of low-income individuals | $87,500 | None | 11/16/2020 10/12/21 | ||||
| Capsule Global Inc (aka Flare)' | |||||||||||||
| 8 the GRN B STE | Dover | DE | 19901 | 2019-07-15 | $250,000 | Reducing emergency response times and saving lives through connecting emergency repsone units to patients in need | $250,000 | None | 9/17/2020 11/8/21 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2019-07-24 | $41,333 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $41,333 | None | 11/12/2020 10/9/21 | ||||
| Catbus InfoLabs Private Limited (aka Blowhorn) | |||||||||||||
| 2019-09-05 | $246,579 | Increasing business opportuities and income for lower middle-income Indian residents to alleviate burdents of the poor and provide greater education opportunities | $246,579 | None | 10/7/2021 | 511 8th Cross JP Nagar Third Phase | Bangalore | IN | 560078 | ||||
| M-PREP Inc (aka Eneza) | |||||||||||||
| 1040 W Adams Street | Chicago | IL | 60607 | 2019-09-30 | $100,000 | Promoting and improving education in Agrican countries | $100,000 | None | 11/6/2020 10/14/21 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2019-10-01 | $10,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $10,000 | None | 11/1/2020 10/11/21 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2019-11-21 | $12,500 | Increasing access to essential products and services for disconnected communities | $12,500 | None | 11/6/2020 10/15/21 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2019-12-26 | $82,668 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $82,668 | None | 11/12/2020 10/9/21 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2020-02-12 | $160,000 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $160,000 | None | 10/9/2021 | ||||
| Recyclops LLC | |||||||||||||
| 8091 Maio Dr | Sandy | UT | 84093 | 2020-03-20 | $25,000 | Programming to facilitate and assisst consumers with recycling to reduce landfills | $25,000 | None | 10/14/2021 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2020-03-23 | $25,333 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $25,333 | None | 10/9/2021 | ||||
| Owl Ventures LP | |||||||||||||
| 400 Pacific Avenue 3rd Floor | San Francisco | CA | 94133 | 2020-03-27 | $35,000 | Addressing problems associated with poor learning achievement outcomes and increasing educational opportunities | $35,000 | None | 10/11/2021 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2020-04-17 | $64,495 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $64,495 | None | 11/10/2021 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2020-04-21 | $41,333 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $41,333 | None | 10/9/2021 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2020-05-12 | $13,500 | Increasing access to essential products and services for disconnected communities | $11,267 | None | 10/15/2021 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2020-06-24 | $11,994 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $11,994 | None | 11/10/2021 | ||||
| Capsule Global Inc (aka Flare)' | |||||||||||||
| 8 the GRN B STE | Dover | DE | 19901 | 2020-07-12 | $17,548 | Reducing emergency response times and saving lives through connecting emergency repsone units to patients in need | $17,548 | None | 11/8/2021 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2020-08-12 | $48,000 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $48,000 | None | 10/9/2021 | ||||
| VilCap Investments LLC | |||||||||||||
| 3337 Fretz Valley Rd | Perkasie | PA | 18944 | 2020-10-16 | $35,472 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $35,472 | None | 11/10/2021 | ||||
| Elevar Equity III LP | |||||||||||||
| 450 Alaskan Way S Suite 200 | Seattle | WA | 98104 | 2020-11-16 | $12,500 | Increasing access to essential products and services for disconnected communities | $12,190 | None | 10/15/2021 | ||||
| Element3 Health Inc | |||||||||||||
| 1550 Wewatta 2nd Floor | Denver | CO | 80202 | 2020-12-01 | $250,000 | Development of health solutions for seniors, reducing anxiety, depression, and related issues | $250,000 | None | 10/15/2021 | ||||
| VilCap Investments LLC | |||||||||||||
| 212 Sutter Street 2nd Floor | San Francisco | CA | 94108 | 2020-12-29 | $33,575 | Fostering positive social and/or environmental impact, improving livelihoods of underprivileged populations | $33,575 | None | 11/10/2021 | ||||
| University Venture Fund II | |||||||||||||
| 1655 Campus Center Dr Suite 6123 | Salt Lake City | UT | 84112 | 2020-12-30 | $29,333 | Educating university students in social impact entrepreneurship and promoting community development in low and moderate income households | $29,333 | None | 10/9/2021 | ||||
| Newday Financial Technologies Inc | |||||||||||||
| 735 Montgomery Street | San Francisco | CA | 84111 | 2020-12-30 | $48,000 | Increasing access to and awareness of socially-impactful investments | $0 | None | 11/14/2021 | ||||
| Intentional Media LLC | |||||||||||||
| 6 Mercer Street Suite 24 | Princeton | NJ | 08540 | 2020-10-02 | $25,000 | Financial education for impact investing, relief of poverty, protecting the environment, and promoting sustainable development | $25,000 | None | 10/9/2021 | ||||
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (36 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| JPMorgan Chase & Co | $134,306 | $134,306 |
| Goldman Sachs Group | $88,398 | $88,398 |
| Apple Inc Note | $157,520 | $157,520 |
| Abbvie Inc Note | $83,686 | $83,686 |
| American Express Co Note | $85,345 | $85,345 |
| Amgen Inc Note | $85,761 | $85,761 |
| Anthem Inc Note | $92,254 | $92,254 |
| AT&T Inc Note | $92,582 | $92,582 |
| Bank America Corp Note | $136,000 | $136,000 |
| Bank New York Mellon Corp Note | $126,224 | $126,224 |
| CitiGroup Inc Note | $136,045 | $136,045 |
| Comcast Corp Note | $133,975 | $133,975 |
| John Deere Cap Corp Note | $125,548 | $125,548 |
| Enbridge Inc Note | $43,509 | $43,509 |
| Merck & CO Note | $139,604 | $139,604 |
| Microsoft Corp Note | $171,864 | $171,864 |
| Nextera Energy Cap Holdings Inc Bond | $82,551 | $82,551 |
| Novartis Capital Corp Note | $132,736 | $132,736 |
| PNC Finanical Svcs Group Note | $87,190 | $87,190 |
| Schlumberger Invt SA Note | $81,423 | $81,423 |
| Shell International Fin BV Note | $138,245 | $138,245 |
| Toronto Dominion Bank Note | $65,320 | $65,320 |
| United Health Group Note | $128,875 | $128,875 |
| Verizon Communications Inc Note | $104,929 | $104,929 |
| Aon Corp Note | $70,913 | $70,913 |
| Boston PPTYS LTD Note | $38,159 | $38,159 |
| Walt Disney Co Note | $141,097 | $141,097 |
| Home Depot Inc Note | $130,719 | $130,719 |
| Lincoln Natl Corp Note | $44,614 | $44,614 |
| Lockheed Martin Corp Note | $85,193 | $85,193 |
| Morgan Stanley Note | $85,828 | $85,828 |
| PepsiCo Inc Note | $139,961 | $139,961 |
| Public Svc Enterprise Note | $118,417 | $118,417 |
| Simon Property Group Note | $59,808 | $59,808 |
| Equinor ASA Note | $127,446 | $127,446 |
| Thermo Fisher Scientific Note | $87,484 | $87,484 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (249 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AIR PRODUCTS AND CHEMICALS INC | $190,981 | $190,981 |
| ALTRIA GROUP INC | $142,680 | $142,680 |
| APPLE INC COM USD0.00001 | $348,179 | $348,179 |
| BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | $314,416 | $314,416 |
| BLACKROCK INC COM USD0.01 | $282,844 | $282,844 |
| CHEVRON CORP NEW COM | $143,649 | $143,649 |
| CINCINNATI FINANCIAL CORP COM USD2.00 | $121,619 | $121,619 |
| CISCO SYSTEMS INC | $181,909 | $181,909 |
| COCA-COLA CO | $96,244 | $96,244 |
| COMCAST CORP | $183,086 | $183,086 |
| DIAGEO ADR EACH REPR 4 ORD GBX28.935185 | $200,895 | $200,895 |
| DOMINION ENERGY INC COM | $168,298 | $168,298 |
| FASTENAL COM STK USD0.01 | $172,712 | $172,712 |
| FRANKLIN RESOURCES INC COM | $74,045 | $74,045 |
| INTEL CORP COM USD0.001 | $165,801 | $165,801 |
| JOHNSON &JOHNSON COM USD1.00 | $265,972 | $265,972 |
| LOWES COMPANIES INC COM USD0.50 | $242,852 | $242,852 |
| MERCK &CO. INC COM | $188,794 | $188,794 |
| MICROSOFT CORP | $261,566 | $261,566 |
| NESTLE ADR | $152,507 | $152,507 |
| NINTENDO 8 ADR REP ORD | $191,681 | $191,681 |
| NORFOLK SOUTHN CORP COM | $232,383 | $232,383 |
| PAYCHEX INC COM USD0.01 | $157,754 | $157,754 |
| PFIZER INC | $171,535 | $171,535 |
| PHILIP MORRIS INTERNATIONAL INC COM NPV | $123,937 | $123,937 |
| TARGET CORP | $210,247 | $210,247 |
| TEXAS INSTRUMENTS INC COM USD1.00 | $292,151 | $292,151 |
| UNITED PARCEL SERVICE INC | $229,698 | $229,698 |
| VERIZON COMMUNICATIONS INC | $182,478 | $182,478 |
| ISHARES RUSSELL 1000 INDEX FUND | $989,081 | $989,081 |
| VANGUARD INDEX FUNDS S&P 500 ETF USD | $2,268,355 | $2,268,355 |
| VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF | $1,209,851 | $1,209,851 |
| VANGUARD REAL ESTATE ETF | $243,579 | $243,579 |
| ALIBABA GROUP HOLDING LTD SPON ADS | $276,716 | $276,716 |
| ALPHABET INC CAP STK CL C | $147,158 | $147,158 |
| ALPHABET INC CAP STK CL A | $152,480 | $152,480 |
| AMAZON.COM INC | $371,290 | $371,290 |
| AUTODESK INC | $269,005 | $269,005 |
| AUTOMATIC DATA PROCESSING INC COM USD0.10 | $42,288 | $42,288 |
| BOEING CO COM USD5.00 | $227,118 | $227,118 |
| CERNER CORP COM USD0.01 | $83,974 | $83,974 |
| CISCO SYSTEMS INC | $87,173 | $87,173 |
| COLGATE-PALMOLIVE CO COM USD1.00 | $82,346 | $82,346 |
| DEERE & CO | $199,635 | $199,635 |
| DISNEY WALT CO COM | $163,062 | $163,062 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | $118,127 | $118,127 |
| FACEBOOK INC-CLASS A | $310,310 | $310,310 |
| FACTSET RESEARCH SYSTEMS INC | $87,448 | $87,448 |
| ILLUMINA INC COM USD0.01 | $103,230 | $103,230 |
| INTUITIVE SURGICAL INC | $63,812 | $63,812 |
| MICROSOFT CORP | $212,189 | $212,189 |
| MONSTER BEVERAGE CORP NEW COM | $181,631 | $181,631 |
| NOVARTIS AG SPONSORED ADR | $179,228 | $179,228 |
| NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1 | $51,968 | $51,968 |
| NVIDIA CORPORATION COM | $259,533 | $259,533 |
| ORACLE CORP | $186,243 | $186,243 |
| QUALCOMM INC | $152,492 | $152,492 |
| REGENERON PHARMACEUTICALS INC | $151,213 | $151,213 |
| ROCHE HOLDINGS ADR | $132,268 | $132,268 |
| SEI INVTS CO COM | $73,849 | $73,849 |
| SALESFORCE.COM INC COM USD0.001 | $225,423 | $225,423 |
| SCHLUMBERGER LIMITED COM USD0.01 | $63,111 | $63,111 |
| STARBUCKS CORP COM USD0.001 | $132,976 | $132,976 |
| VISA INC | $310,597 | $310,597 |
| WORKDAY INC COM USD0.001 CL A | $73,081 | $73,081 |
| YUM! BRANDS INC | $67,741 | $67,741 |
| YUM CHINA HLDGS INC COM | $53,836 | $53,836 |
| ALIBABA GROUP HOLDING LTD SPON ADS | $6,516 | $6,516 |
| ALPHABET INC CAP STK CL A | $7,011 | $7,011 |
| AMETEK INC COM | $8,466 | $8,466 |
| AUTOZONE INC COM USD0.01 | $5,927 | $5,927 |
| BOOKING HOLDINGS INC COM | $6,682 | $6,682 |
| CARMAX INC | $8,596 | $8,596 |
| CHARTER COMMUNICATIONS INC NEW CL A | $7,277 | $7,277 |
| CHIPOTLE MEXICAN GRILL INC | $9,707 | $9,707 |
| CONSTELLATION SOFTWARE INC COM | $6,487 | $6,487 |
| CUMMINS INC | $7,585 | $7,585 |
| DBX ETF TR XTRACK HRVST CSI | $38,818 | $38,818 |
| DEERE & CO | $10,762 | $10,762 |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC | $7,419 | $7,419 |
| FACEBOOK INC-CLASS A | $8,195 | $8,195 |
| FASTENAL COM STK USD0.01 | $7,910 | $7,910 |
| HEICO CORP | $9,268 | $9,268 |
| INTERCONTINENTAL EXCHANGE INC COM USD0.01 | $5,895 | $5,895 |
| ISHARES MSCI ISRAEL ETF | $71,739 | $71,739 |
| ISHARES MSCI SOUTH KOREA ETF | $91,471 | $91,471 |
| ISHARES INC MSCI GERMANY ETF | $66,891 | $66,891 |
| ISHARES INC MSCI HONG KG ETF | $59,407 | $59,407 |
| ISHARES MSCI PHILIPPINES ETF | $58,497 | $58,497 |
| ISHARES MSCI TAIWAN ETF | $77,815 | $77,815 |
| ISHARES MSCI SINGAPORE ETF | $55,504 | $55,504 |
| ISHARES INC MSCI MLY ETF NEW | $64,454 | $64,454 |
| ISHARES INC MSCI JPN ETF NEW | $68,506 | $68,506 |
| KLA CORP COM NEW | $8,351 | $8,351 |
| LAM RESEARCH CORP COM USD0.001 | $9,445 | $9,445 |
| LENNOX INTERNATIONAL INC COM USD0.01 | $7,671 | $7,671 |
| LOWES COMPANIES INC COM USD0.50 | $6,928 | $6,928 |
| MASTERCARD INCORPORATED CL A | $7,496 | $7,496 |
| MOODYS CORP COM USD0.01 | $6,676 | $6,676 |
| NVR INC COM USD0.01 | $4,080 | $4,080 |
| OREILLY AUTOMOTIVE INC COM | $6,789 | $6,789 |
| QUALCOMM INC | $5,508 | $5,508 |
| ROPER TECHNOLOGIES INC | $7,329 | $7,329 |
| ROSS STORES INC | $7,491 | $7,491 |
| S&P GLOBAL INC COM | $6,575 | $6,575 |
| SPDR S&P CHINA ETF | $35,547 | $35,547 |
| TJX COMPANIES INC | $7,580 | $7,580 |
| TENCENT HOLDINGS LIMITED UNSPON ADR | $7,856 | $7,856 |
| TRANSDIGM GROUP INC | $9,902 | $9,902 |
| UBIQUITI INC COM | $9,469 | $9,469 |
| UNION PAC CORP COM | $7,704 | $7,704 |
| UNITED RENTALS INC | $8,349 | $8,349 |
| VISA INC | $7,218 | $7,218 |
| ARCH CAPITAL GROUP COM STK USD0.01 | $7,358 | $7,358 |
| ARC DOCUMENT SOLUTIONS INC | $9,864 | $9,864 |
| AXT INC | $23,801 | $23,801 |
| ACACIA RESEARCH CORP | $14,062 | $14,062 |
| AMERICAN RIV BANKSHARES COM | $17,266 | $17,266 |
| AMTECH SYSTEMS INC | $18,540 | $18,540 |
| ASURE SOFTWARE INC | $22,088 | $22,088 |
| ATLANTIC CAP BANCSHARES INC COM | $10,969 | $10,969 |
| BG STAFFING INC COM USD0.01 | $19,399 | $19,399 |
| BANK OF COMMERCE HOLDINGS INC COM NPV | $17,810 | $17,810 |
| BARRETT BUSINESS SVCS INC COM | $25,715 | $25,715 |
| BAYCOM CORP COM | $5,583 | $5,583 |
| BUILD-A-BEAR WORKSHOP INC | $10,961 | $10,961 |
| CAI INTERNATIONAL INC COM STK USD0.0001 | $24,523 | $24,523 |
| CRA INTERNATIONAL INC | $24,650 | $24,650 |
| CRH MED CORP COM ISIN #CA12626F1053 SEDOL #2900205 | $17,398 | $17,398 |
| CAPITAL BANCORP INC MD COM | $14,794 | $14,794 |
| CIVISTA BANCSHARES INC COM NO PAR | $11,657 | $11,657 |
| COHU INC | $16,914 | $16,914 |
| COLUMBUS MCKINNON CORP | $12,877 | $12,877 |
| COMTECH TELECOMMUNICATIONS CORP | $23,049 | $23,049 |
| DMC GLOBAL INC COM | $13,235 | $13,235 |
| DHI GROUP INC COM | $9,346 | $9,346 |
| EAGLE BANCORP MONTANA INC COM USD0.01 | $11,331 | $11,331 |
| ESQUIRE FINL HLDGS INC COM | $24,007 | $24,007 |
| FS BANCORP INC COM | $21,427 | $21,427 |
| FARMERS NATIONAL BANC CORP COM | $15,141 | $15,141 |
| FIRST BANCSHARES INC MISS COM USD1 | $13,556 | $13,556 |
| FIRST BUSINESS FINANCIAL SERVICES INC | $14,654 | $14,654 |
| FIRST NORTHWEST BANCORP COM USD0.01 | $14,305 | $14,305 |
| HERITAGE INSURANCE HOLDINGS | $13,047 | $13,047 |
| HORIZON BANCORP INC COM | $13,291 | $13,291 |
| HURCO COMPANIES INC | $15,090 | $15,090 |
| INTEST CORP | $8,651 | $8,651 |
| LCNB CORP COM NPV | $12,957 | $12,957 |
| LANDEC CORP | $16,373 | $16,373 |
| LIFETIME BRANDS INC | $25,293 | $25,293 |
| MANITEX INTERNATIONAL INC | $18,241 | $18,241 |
| METROPOLITAN BK HLDG CORP COM | $15,814 | $15,814 |
| MISTRAS GROUP INC COM USD0.01 | $4,284 | $4,284 |
| NN INC COM | $9,481 | $9,481 |
| NATURAL GAS SERVICES GROUP INC | $16,277 | $16,277 |
| NORTHEAST BK LEWISTON ME COM | $26,596 | $26,596 |
| NORTHWEST PIPE CO COM STK USD0.01 | $28,838 | $28,838 |
| ONE STOP SYS INC COM | $9,364 | $9,364 |
| ORRSTOWN FINANCIAL SERVICES INC COM NPV | $9,516 | $9,516 |
| PAM TRANSPORTATION SERVICES INC | $15,876 | $15,876 |
| PARKE BANCORP INC COM STK USD0.10 | $14,711 | $14,711 |
| PENNANTPARK FLOATING RATE CAP COM | $14,331 | $14,331 |
| PHOTRONICS INC | $8,136 | $8,136 |
| PREMIER FINANCIAL BANCORP INC | $15,071 | $15,071 |
| PROFIRE ENERGY INC | $4,364 | $4,364 |
| QUANTUM CORP COM NEW | $12,797 | $12,797 |
| RIMINI STR INC DEL COM | $8,864 | $8,864 |
| RIVERVIEW BANCORP INC COM | $13,639 | $13,639 |
| SHOE CARNIVAL INC | $13,674 | $13,674 |
| SHYFT GROUP INC COM | $33,659 | $33,659 |
| SILVERCREST ASSET MANAGEMENT GROUP INC | $18,418 | $18,418 |
| SMITH MICRO SOFTWARE INC COM NEW | $15,805 | $15,805 |
| SMTC CORP | $7,083 | $7,083 |
| STERLING CONSTR INC COM | $17,438 | $17,438 |
| TWIN DISC INC | $16,626 | $16,626 |
| ULTRA CLEAN HOLDINGS INC | $11,650 | $11,650 |
| UNIQUE FABRICATING INC COM | $13,666 | $13,666 |
| UNIVERSAL ELECTRONICS INC | $18,099 | $18,099 |
| WEST BANCORPORATION INC | $16,579 | $16,579 |
| ZAGG INC | $17,210 | $17,210 |
| ZOVIO INC COM | $7,940 | $7,940 |
| ICHOR HOLDINGS SHS | $7,898 | $7,898 |
| ALPHABET INC CAP STK CL C | $480,015 | $480,015 |
| AMAZON.COM INC | $309,408 | $309,408 |
| ANTHEM INC | $133,573 | $133,573 |
| BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | $283,809 | $283,809 |
| CAPITAL ONE FINANCIAL CORP COM USD0.01 | $73,940 | $73,940 |
| CITIGROUP INC | $236,959 | $236,959 |
| COMCAST CORP | $376,180 | $376,180 |
| DISNEY WALT CO COM | $170,490 | $170,490 |
| DISH NETWORK CORPORATION CL A | $86,412 | $86,412 |
| FACEBOOK INC-CLASS A | $259,775 | $259,775 |
| GENERAL ELECTRIC CO COM USD0.06 | $246,240 | $246,240 |
| GENERAL MTRS CO COM | $117,883 | $117,883 |
| GOLDMAN SACHS GROUP INC COM USD0.01 | $251,316 | $251,316 |
| HILTON WORLDWIDE HLDGS INC | $164,999 | $164,999 |
| LIBERTY BROADBAND CORP COM SER A | $183,738 | $183,738 |
| LIBERTY BROADBAND CORP COM SER C | $96,764 | $96,764 |
| MARRIOTT INTERNATIONAL INC COM USD0.01 CLASS A | $276,372 | $276,372 |
| MICROSOFT CORP | $443,505 | $443,505 |
| MORGAN STANLEY COM USD0.01 | $146,860 | $146,860 |
| NETFLIX INC | $150,864 | $150,864 |
| UNITEDHEALTH GROUP INC | $213,564 | $213,564 |
| WABTEC COM | $46,409 | $46,409 |
| WELLS FARGO CO NEW COM | $243,040 | $243,040 |
| WOODWARD INC COM | $46,181 | $46,181 |
| AON PLC SHS CL A COM USD0.01 | $261,341 | $261,341 |
| AERCAP HOLDINGS N.V. EUR0.01 | $58,479 | $58,479 |
| LYONDELLBASELL INDUSTRIES N V COM EUR0.04 CLASS A | $56,463 | $56,463 |
| ALLSTATE CORP COM USD0.01 | $46,610 | $46,610 |
| BEST BUY CO INC COM USD0.10 | $37,721 | $37,721 |
| BRISTOL-MYERS SQUIBB CO COM | $42,322 | $42,322 |
| CIGNA CORP NEW COM | $47,257 | $47,257 |
| CAPITAL ONE FINANCIAL CORP COM USD0.01 | $52,747 | $52,747 |
| CATERPILLAR INC COM | $44,858 | $44,858 |
| CHARTER COMMUNICATIONS INC NEW CL A | $41,678 | $41,678 |
| CITIGROUP INC | $41,990 | $41,990 |
| DOLLAR GEN CORP NEW COM | $39,957 | $39,957 |
| EBAY INC. COM | $40,975 | $40,975 |
| FISERV INC | $35,638 | $35,638 |
| FORTINET INC COM USD0.001 | $29,112 | $29,112 |
| HP INC COM | $52,303 | $52,303 |
| HILTON WORLDWIDE HLDGS INC | $51,958 | $51,958 |
| INTERCONTINENTAL EXCHANGE INC COM USD0.01 | $48,088 | $48,088 |
| KLA CORP COM NEW | $58,460 | $58,460 |
| KROGER CO COM USD1.00 | $39,345 | $39,345 |
| LAM RESEARCH CORP COM USD0.001 | $58,089 | $58,089 |
| OREILLY AUTOMOTIVE INC COM | $38,468 | $38,468 |
| ORACLE CORP | $44,425 | $44,425 |
| PNC FINANCIAL SERVICES GROUP COM USD5 | $55,130 | $55,130 |
| QUALCOMM INC | $49,575 | $49,575 |
| SOUTHWEST AIRLINES CO | $47,962 | $47,962 |
| TERADYNE INC COM USD0.125 | $56,755 | $56,755 |
| JOHNSON CONTROLS INTERNATIONAL PLC COM USD1.00 | $44,726 | $44,726 |
| EATON VANCE ATLANTA CAP SMID CAP FD I | $4,476,030 | $4,476,030 |
| JOHCM INTERNATIONAL SELECT FUND CL I | $2,641,826 | $2,641,826 |
| GOLDMAN SACHS GQG PARTNERS INTL OPP I | $2,391,262 | $2,391,262 |
| TEMPLETON GLOBAL BOND ADVISOR CLASS | $548,884 | $548,884 |
| PIMCO COMMODITY REAL RETURN INST | $434,911 | $434,911 |
| INVESCO DEVELOPING MARKETS Y | $2,117,072 | $2,117,072 |
| MATTHEWS PACIFIC TIGER FUND INSTL | $1,308,750 | $1,308,750 |
| CROWN CASTLE INTL CORP NEW COM | $201,374 | $201,374 |
| AMERICAN TOWER CORP COM USD0.01 | $4,937 | $4,937 |
| EQUITY LIFESTYLE PROPERTIES INC | $5,701 | $5,701 |
| SBA COMMUNICATIONS CORP NEW CL A | $5,359 | $5,359 |
| STAG INDUSTRIAL INC | $6,508 | $6,508 |
| ALPINE INCOME PPTY TR INC COM | $15,394 | $15,394 |
| GLOBAL MED REIT INC COM NEW | $20,634 | $20,634 |
| GREAT AJAX CORP COM | $14,559 | $14,559 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,998,669 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,998,669 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,633,238 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,633,238 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SLP IV Technology Fund | FMV | $728,788 | $728,788 |
| CSP III Distressed Opp Fund | FMV | $94,274 | $94,274 |
| Czech II Senior Loan Trust | FMV | $8,333 | $8,333 |
| Blackstone Strategic Partners LP | FMV | $131,896 | $131,896 |
| Sorenson Capital III LP | AT COST | $183,830 | $488,718 |
| Catchafire Inc | AT COST | $125,195 | $125,195 |
| LS Real Estate Recovery IV Trust | FMV | $58,812 | $58,812 |
| Czech III Senior Loan Trust | FMV | $572,790 | $572,790 |
| Turner-Agassi Educational Facilities | FMV | $224,365 | $224,365 |
| Unitus Capital | AT COST | $250,000 | $250,000 |
| Sepio NPL Fund | AT COST | $133,006 | $234,178 |
| Advanced Trade Growth Fund | AT COST | $1,445,865 | $1,479,387 |
| Bushido Capital Fund | AT COST | $1,000,000 | $1,032,606 |
| Sepio Capital Partners | AT COST | $933,524 | $956,598 |
| Rose Affordable Housing Fund | AT COST | $50,400 | $40,028 |
| Bridge Workforce & Affordable Housing Fund | AT COST | $137,598 | $132,596 |
| GMO Systematic Global Macro Fund | AT COST | $1,000,000 | $1,048,105 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Legal | CategoryTxt |
| Legal Fees | $23,792 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $23,792 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Program related investments | Desc |
| BOY Book Value | $4,499,823 | BOYBookValueAmt |
| EOY Book Value | $4,296,134 | EOYBookValueAmt |
| EOYFMV | $4,296,134 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Bank charges | Desc |
| Revenue And Expenses Per Books | $510 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Passthru income | Desc |
| Revenue And Expenses Per Books | $105,176 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | -$51,225 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Unrealized appreciation | Desc |
| Amt | $3,402,360 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Investment advisory fees | $198,365 | $198,365 | $0 | $0 |
| IT Consulting | $17,569 | $0 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Federal taxes | $49,100 | $0 | $0 | $0 |
| Foreign taxes | $5,682 | $18,143 | $0 | $0 |
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