GE LI & NING ZHAO FAMILY FOUNDATION: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization
GE LI & NING ZHAO FAMILY FOUNDATION (EIN 35-2684719)
Tax period
2020-01-23 to 2020-12-31
Filed
2021-11-02
IRS object ID
202113069349101321
Schema version
2020v4.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2021-11-02T16:17:03-05:00ReturnTs
Tax Period End2020-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1One Hollow Ln Ste 212AddressLine1Txt
CityLake SuccessCityNm
State AbbreviationNYStateAbbreviationCd
ZIP11042ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2020-01-23TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN352684719EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Ge Li & Ning Zhao Family FoundationBusinessNameLine1Txt
FieldValueIRS element (for citing)
In Care Of% Foundation SourceInCareOfNm
Business Name ControlGELIBusinessNameControlTxt
Phone8008391754PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Foundation Source 501 Silverside RdAddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
Persondr ning zhaoPersonNm
Person TitlepresidentPersonTitleTxt
Phone8008391754PhoneNum
Signature2021-10-20SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

FieldValueIRS element (for citing)
Person Firstdr ningPersonFirstNm
Person LastzhaoPersonLastNm
FieldValueIRS element (for citing)
SSN999009999SSN

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonJeffrey D HaskellPreparerPersonNm
PTINP01345770PTIN
Phone8008391754PhoneNum

Additional Filer Information AdditionalFilerInformation

FieldValueIRS element (for citing)
Trusted CustomerTrustedCustomerGrp
FieldValueIRS element (for citing)
Tax2020TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Initial ReturnYes (X)InitialReturnInd
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$98,344,625FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$97,832,258ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss$9,215InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$9,215InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$1,175,078DividendsRevAndExpnssAmt
Dividends Net Invst Incm$1,175,078DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$1,476,073NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$175,308,331GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$98,812,490CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss-$2OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm-$2OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$100,492,622TotalRevAndExpnssAmt
Total Net Invst Incm$99,996,781TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Legal Fees Rev And Expnss$67,121LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm$309LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm$0LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl$66,812LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss$21,852AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm$0AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm$0AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps$21,852AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss$2,168OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$2,168OtherProfFeesNetInvstIncmAmt
Taxes Rev And Expnss$465,900TaxesRevAndExpnssAmt
Other Expenses Rev And Expnss$12,696OtherExpensesRevAndExpnssAmt
Other Expenses Dsbrs Chrtbl$12,696OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$569,737TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$2,477TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$0TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$101,360TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$1,000,000ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$1,000,000ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$1,569,737TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$2,477TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$0TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$1,101,360TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses$98,922,885ExcessRevenueOverExpensesAmt
Net Investment Income$99,994,304NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst EOY$17,880,365SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$17,880,365SavAndTempCashInvstEOYFMVAmt
Corporate Stock EOY$10,000,000CorporateStockEOYAmt
Corporate Stock EOYFMV$10,000,000CorporateStockEOYFMVAmt
Corporate Bonds EOY$65,000,000CorporateBondsEOYAmt
Corporate Bonds EOYFMV$64,428,000CorporateBondsEOYFMVAmt
Other Investments EOY$6,042,520OtherInvestmentsEOYAmt
Other Investments EOYFMV$6,036,260OtherInvestmentsEOYFMVAmt
Total Assets BOY$0TotalAssetsBOYAmt
Total Assets EOY$98,922,885TotalAssetsEOYAmt
Total Assets EOYFMV$98,344,625TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117Yes (X)OrgDoesNotFollowFASB117Ind
Retained Earning EOY$98,922,885RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$0TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$98,922,885TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$0TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$98,922,885TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$0TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses$98,922,885ExcessRevenueOverExpensesAmt
Subtotal$98,922,885SubtotalAmt
Tot Net Ast Or Fund Balances EOY$98,922,885TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp

FieldValueIRS element (for citing)
PropertyPublicly-traded SecuritiesPropertyDesc
Gross Sales Price$175,308,331GrossSalesPriceAmt
Cost Or Other Basis$76,495,841CostOrOtherBasisAmt
Gain Or Loss$98,812,490GainOrLossAmt
Gains Minus Excess Or Losses$98,812,490GainsMinusExcessOrLossesAmt
FieldValueIRS element (for citing)
Capital Gain Net Income$98,812,490CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$1,389,921InvestmentIncomeExciseTaxAmt
Subtotal$1,389,921SubtotalAmt
Tax Based On Investment Income$1,389,921TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$465,900EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce$0ExemptFrgnOrgTaxWthldAtSrceAmt
Total Payments And Credits$465,900TotalPaymentsAndCreditsAmt
Tax Due$924,021TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateDEOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsYes (true)NewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8008391754PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1501 Silverside Road Suite 123AddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht PymtfalseSubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
DR Ge Li
Foundation Source 501 Silverside RdWilmingtonDE198091377Dir4.0$0$0$0
Teddy Wang
Foundation Source 501 Silverside RdWilmingtonDE198091377Treas16.0$0$0$0
Lawrence Zhang
Foundation Source 501 Silverside RdWilmingtonDE198091377Sec16.0$0$0$0
Jun Zhao
Foundation Source 501 Silverside RdWilmingtonDE198091377VP12.0$0$0$0
DR Ning Zhao
Foundation Source 501 Silverside RdWilmingtonDE198091377Dir, Pres8.0$0$0$0

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Loeb & Loeb LLPBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line110100 SANTA MONICA BLVD SUITE 2200AddressLine1Txt
CityLOS ANGELESCityNm
State AbbreviationCAStateAbbreviationCd
ZIP90067ZIPCd
FieldValueIRS element (for citing)
Service TypelegalServiceTypeTxt
Compensation$57,121CompensationAmt
FieldValueIRS element (for citing)
Summary Of Direct Chrtbl ActySummaryOfDirectChrtblActyGrp
Sum Of Program Related InvstSumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$25,880,483AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$4,612,274AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$692,929FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$31,185,686TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$31,185,686AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$467,785CashDeemedCharitableAmt
Net Vl Noncharitable Assets$30,717,901NetVlNoncharitableAssetsAmt
Minimum Investment Return$1,443,573MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$1,443,573MinimumInvestmentReturnAmt
Tax Based On Investment Income$1,389,921TaxBasedOnInvestmentIncomeAmt
Total Tax$1,389,921TotalTaxAmt
Distributable Before Adj$53,652DistributableBeforeAdjAmt
Distributable Before Ded$53,652DistributableBeforeDedAmt
Distributable As Adjusted$53,652DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$1,101,360ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$1,101,360QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$0PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$1,101,360AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$53,652DistributableAsAdjustedAmt
Prior Year12018PriorYear1Yr
Prior Year22017PriorYear2Yr
Prior Year32016PriorYear3Yr
Qualifying Distributions$1,101,360QualifyingDistributionsAmt
Applied To Current Year$53,652AppliedToCurrentYearAmt
Remaining Distri From Corpus$1,047,708RemainingDistriFromCorpusAmt
Total Corpus$1,047,708TotalCorpusAmt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$1,047,708ExcessDistriCyovToNextYrAmt
Excess From Current Year$1,047,708ExcessFromCurrentYearAmt
FieldValueIRS element (for citing)
Private Operating FoundationsPrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerDR GE LIContributingManagerNm
Contributing ManagerDR NING ZHAOContributingManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp

Recipient Business Name RecipientBusinessName

FieldValueIRS element (for citing)
Business Name Line1COLUMBIA UNIVERSITY IN THE CITY OF NEW YORKBusinessNameLine1Txt

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line1622 W 113TH ST MC4524AddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10025ZIPCd
FieldValueIRS element (for citing)
Recipient RelationshipN/ARecipientRelationshipTxt
Recipient Foundation StatusPCRecipientFoundationStatusTxt
Grant Or Contribution PurposeFor the benefit of Columbia College, the Faculty of Arts and Sciences and the Graduate School of Arts & SciencesGrantOrContributionPurposeTxt
Amt$1,000,000Amt
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$1,000,000TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$9,215ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$1,175,078ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment Incm Part VIIOtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$1,476,073ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp

FieldValueIRS element (for citing)
DescNET FOREIGN CURRENCY LOSSDesc
Exclusion01ExclusionCd
Exclusion-$2ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$2,660,364ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$2,660,364TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
General RuleYes (X)GeneralRuleInd

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
Contributor1ContributorNum
Contributor PersonDr Ge Li and dr ning zhaoContributorPersonNm

Contributor Foreign Address ContributorForeignAddress

FieldValueIRS element (for citing)
Address Line1House 185 No 1883 Nong Hua Mu RdAddressLine1Txt
CityShanghaiCityNm
CountryCHCountryCd
Foreign Postal201204ForeignPostalCd
FieldValueIRS element (for citing)
Total Contributions$97,832,258TotalContributionsAmt
Noncash ContributionYes (X)NoncashContributionInd

Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)

ContributorContributorNumNoncash PropertyNoncashPropertyDescFair Market ValueFairMarketValueAmtReceivedReceivedDt
1WUXI BIOLOGICS (CAYMAN) INC WXIBF, 2000000 sh.$33,806,4522020-05-21
1WUXI BIOLOGICS (CAYMAN) INC WXIBF, 2000000 sh.$64,025,8062020-11-17

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryGeneral ConsultationsCategoryTxt
Amt$21,852Amt
Disbursements Charitable Prps$21,852DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (7 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
BCS GEARED BUFF 12/20/21$10,000,000$9,946,000
BCS GEARED BUFF 12/27/21$10,000,000$9,931,000
BCS GEARED BUFF REVCON QQQ - 9$10,000,000$9,919,000
BCS GEARED BUFF REVCON SPY - 7$10,000,000$9,973,000
CITI GEARED BUFF REVCON XBI -$10,000,000$9,781,000
CITI GEARED BUFFERED - 11.250%$5,000,000$4,952,000
UBS GEARED BUFF REVCON PFE - 1$10,000,000$9,926,000

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

FieldValueIRS element (for citing)
StockBCS GEARED BUFF REVCON AMZN -StockNm
EOY Book Value$10,000,000EOYBookValueAmt
EOYFMV$10,000,000EOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (2 entries)

Category Or ItemCategoryOrItemTxtBook ValueBookValueAmtEOYFMVEOYFMVAmt
CICFH HEALTHCARE INVESTMENT FU$5,000,000$4,999,991
SPECIAL OPPORTUNITY FUND VII S$1,042,520$1,036,269

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

FieldValueIRS element (for citing)
CategoryGeneral ConsultationsCategoryTxt
Legal Fees$67,121LegalFeesAmt
Net Investment Income$309NetInvestmentIncomeAmt
Disbursements Charitable Prps$66,812DisbursementsCharitablePrpsAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
Administrative Fees$6,196$6,196
Administrative Set-Up Fee$6,500$6,500

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

FieldValueIRS element (for citing)
Descnet Foreign Currency LossDesc
Revenue And Expenses Per Books-$2RevenueAndExpensesPerBooksAmt
Net Investment Income-$2NetInvestmentIncomeAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryInvestment Management ServicesCategoryTxt
Amt$2,168Amt
Net Investment Income$2,168NetInvestmentIncomeAmt

Substantial Contributors Sch SubstantialContributorsSch

Substantial Contributor Detail SubstantialContributorDetail

FieldValueIRS element (for citing)
PersonDr Ge Li and dr ning zhaoPersonNm

Foreign Address ForeignAddress

FieldValueIRS element (for citing)
Address Line1House 185 No 1883 Nong Hua Mu RdAddressLine1Txt
CityShanghaiCityNm
CountryCHCountryCd
Foreign Postal201204ForeignPostalCd

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
Category990-PF Estimated Tax for 2020CategoryTxt
Amt$465,900Amt

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