JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION (EIN 13-5673173)
Tax period: 2020-01-01 to 2020-12-31
Filed: 2021-11-01
IRS object ID: 202113059349101551
Schema version: 2020v4.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2021-11-01T15:18:49-05:00	ReturnTs
Tax Period End	2020-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	131655065	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	LUTZ AND CARR CPAS LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	551 FIFTH AVENUE SUITE 400	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10176	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2020-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	135673173	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JOHN SIMON GUGGENHEIM MEMORIAL	BusinessNameLine1Txt
Business Name Line2	FOUNDATION	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	JOHN	BusinessNameControlTxt
Phone	2126874470	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE - 33RD FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10016	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	JULIE KLEIN	PersonNm
Person Title	CFO	PersonTitleTxt
Phone	2128359025	PhoneNum
Signature	2021-11-01	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	JULIE	PersonFirstNm
Person Last	KLEIN	PersonLastNm

Field	Value	IRS element (for citing)
SSN	XXX-XX-XXXX	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	LAUREN CRESCI	PreparerPersonNm
PTIN	P01268493	PTIN
Phone	2126972299	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	2	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$366,468,536	FMVAssetsEOYAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$1,109,996	ContriRcvdRevAndExpnssAmt
Dividends Rev And Expnss	$1,487,582	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$1,487,582	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$34,725,300	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$250,795,485	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$34,725,300	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$586,736	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$479,613	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$37,909,614	TotalRevAndExpnssAmt
Total Net Invst Incm	$36,692,495	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$1,231,827	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$54,693	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$1,051,858	CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss	$1,234,848	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Net Invst Incm	$89,033	OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$1,045,135	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$337,223	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm	$19,694	PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Dsbrs Chrtbl	$891,312	PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss	$30,509	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$0	LegalFeesNetInvstIncmAmt
Legal Fees Dsbrs Chrtbl	$28,825	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$55,186	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$27,593	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$26,794	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$1,420,610	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$1,331,926	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$123,198	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$632,684	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$112,890	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss	$82,523	DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm	$4,819	DeprecAndDpltnNetInvstIncmAmt
Occupancy Rev And Expnss	$1,250,202	OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm	$73,012	OccupancyNetInvstIncmAmt
Occupancy Dsbrs Chrtbl	$1,202,741	OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$193,282	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$4,397	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$188,885	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$3,265,078	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$713,982	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$683,582	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$9,733,972	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$2,432,039	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$5,242,330	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$9,325,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$9,468,750	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$19,058,972	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$2,432,039	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$14,711,080	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$18,850,642	ExcessRevenueOverExpensesAmt
Net Investment Income	$34,260,456	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$800	CashBOYAmt
Cash EOY	$5,865	CashEOYAmt
Cash EOYFMV	$5,865	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$8,136,092	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$26,163,624	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$26,163,624	SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl	$16,803	AcctRcvblAmt
Acct Rcvbl BOY	$106,626	AcctRcvblBOYAmt
Acct Rcvbl EOY	$16,803	AcctRcvblEOYAmt
Acct Rcvbl EOYFMV	$16,803	AcctRcvblEOYFMVAmt
Pledges Rcvbl	$147,339	PledgesRcvblAmt
Pledges Rcvbl BOY	$283,556	PledgesRcvblBOYAmt
Pledges Rcvbl EOY	$147,339	PledgesRcvblEOYAmt
Pledges Rcvbl EOYFMV	$147,339	PledgesRcvblEOYFMVAmt
Prepaid Expenses BOY	$7,047	PrepaidExpensesBOYAmt
Prepaid Expenses EOY	$59,805	PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV	$59,805	PrepaidExpensesEOYFMVAmt
Corporate Stock BOY	$20,931,960	CorporateStockBOYAmt
Corporate Stock EOY	$23,294,842	CorporateStockEOYAmt
Corporate Stock EOYFMV	$23,294,842	CorporateStockEOYFMVAmt
Other Investments BOY	$248,947,677	OtherInvestmentsBOYAmt
Other Investments EOY	$296,142,291	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$296,142,291	OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss	$1,819,471	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$1,397,112	LandBldgEquipAccumDeprecAmt
Land BOY	$504,882	LandBOYAmt
Land EOY	$422,359	LandEOYAmt
Land EOYFMV	$422,359	LandEOYFMVAmt
Other Assets BOY	$37,786,454	OtherAssetsBOYAmt
Other Assets EOY	$20,215,608	OtherAssetsEOYAmt
Other Assets EOYFMV	$20,215,608	OtherAssetsEOYFMVAmt
Total Assets BOY	$316,705,094	TotalAssetsBOYAmt
Total Assets EOY	$366,468,536	TotalAssetsEOYAmt
Total Assets EOYFMV	$366,468,536	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$584,682	AccountsPayableBOYAmt
Accounts Payable EOY	$845,121	AccountsPayableEOYAmt
Grants Payable BOY	$5,572,750	GrantsPayableBOYAmt
Grants Payable EOY	$5,429,000	GrantsPayableEOYAmt
Other Liabilities BOY	$8,960,359	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$10,389,739	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$15,117,791	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$16,663,860	TotalLiabilitiesEOYAmt
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind
No Donor Rstr Net Assests BOY	$301,015,031	NoDonorRstrNetAssestsBOYAmt
No Donor Rstr Net Assests EOY	$349,187,166	NoDonorRstrNetAssestsEOYAmt
Donor Rstr Net Assets BOY	$572,272	DonorRstrNetAssetsBOYAmt
Donor Rstr Net Assets EOY	$617,510	DonorRstrNetAssetsEOYAmt
Tot Net Ast Or Fund Balances BOY	$301,587,303	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$349,804,676	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$316,705,094	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$366,468,536	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$301,587,303	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$18,850,642	ExcessRevenueOverExpensesAmt
Other Increases	$29,780,682	OtherIncreasesAmt
Subtotal	$350,218,627	SubtotalAmt
Other Decreases	$413,951	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$349,804,676	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
JP MORGAN - PUBLICLY TRADED SECURITIES	P	$158,646,522	$156,547,719	$2,098,803	$2,098,803
CHARLES SCHWAB - PUBLICLY TRADED SECURITIES	P	$13,648,430	$12,489,962	$1,158,468	$1,158,468
KING STREET CAPITAL	P	$569,806	$64,434	$505,372	$505,372
VENBIO SELECT FUND	P	$5,000,000	$999,839	$4,000,161	$4,000,161
BOSTWICK	P	$14,438,066	$8,500,000	$5,938,066	$5,938,066
COATUE LONG ONLY OFFSHORE FUND	P	$14,055,762	$5,000,000	$9,055,762	$9,055,762
TIGER GLOBAL LONG OPPORTUNITY FUND	P	$3,000,000	$1,360,520	$1,639,480	$1,639,480
VALUEACT CAPITAL	P	$15,391,779	$10,000,000	$5,391,779	$5,391,779
HUNT LANE CAPITAL FUND	P	$2,000,000	$1,638,949	$361,051	$361,051
PALESTRA CAPITAL	P	$4,729,254	$4,000,000	$729,254	$729,254
PARTNERS HARRIER FUND	P	$2,000,000	$1,927,531	$72,469	$72,469
WMQS GLOBAL EQUITY FUND, LTD	P	$11,756,609	$10,000,000	$1,756,609	$1,756,609
GS VINTAGE OFFSHORE FUND V	P	$186,210		$186,210	$186,210
AMERICAN SECURITIES PARTNERS V	P	$13,932		$13,932	$13,932
GS MEZZANINE PARTNERS FUND V	P	$45,926		$45,926	$45,926
ODYSSEY PARTNERS IV	P	$2,883		$2,883	$2,883
ODYSSEY PARTNERS III	P		$94,393	-$94,393	-$94,393
BRIARWOOD CAPITAL PARTNERS	P	$588,938	$510,815	$78,123	$78,123
AEOLUS PROPERTY FUND	P	$3,344,678	$2,936,023	$408,655	$408,655
CAPITAL GAINS PASSED THROUGH FROM INVESTMENTS IN LIMITED PARTNERSHIPS	P	$1,376,690		$1,376,690	$1,376,690

Field	Value	IRS element (for citing)
Capital Gain Net Income	$34,725,300	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$476,220	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$476,220	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$476,220	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$327,721	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$275,000	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$602,721	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$0	EsPenaltyAmt
Overpayment	$126,501	OverpaymentAmt
Applied To ES Tax	$126,501	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	NY	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	WWW.GF.ORG	WebsiteAddressTxt
Individual With Books	JULIE KLEIN	IndividualWithBooksNm
Phone	2126874470	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE - 33RD FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10016	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (1)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	0	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Transactions Fail To Qlfy As Exc	0	TransactionsFailToQlfyAsExcInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (22 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
EDWARD HIRSCH
90 PARK AVENUE	NEW YORK	NY	10016	PRESIDENT AND TRUSTEE	40.00	$584,170	$39,316	$0
ANDRE BERNARD
90 PARK AVENUE	NEW YORK	NY	10016	V.P. AND SECRETARY	40.00	$313,060	$70,433	$0
JULIE R KLEIN
90 PARK AVENUE	NEW YORK	NY	10016	C.F.O. AND TREASURER	40.00	$203,500	$33,086	$0
DR WILLIAM P KELLY
90 PARK AVENUE	NEW YORK	NY	10016	CHAIRMAN AND TRUSTEE	1.00	$0	$0	$0
EMERY BROWN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ROBERT ALLAN CARO
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
JOEL CONARROE
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
DOROTHY TAPPER GOLDMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
DWIGHT E LEE
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
LILI LYNTON
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ERIC S MASKIN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
STACY SCHIFF
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
CINDY SHERMAN
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ERIC SCHWARTZ
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
G GABRIELLE STARR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
BENJAMIN TAYLOR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
SANDRA S WIJNBERG
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ELLEN TAAFFE ZWILICH
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
E WAYNE NORDBERG
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
ADELE CHATFIELD-TAYLOR
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
LAWRENCE D BOBO
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0
STEVEN D LAVINE
90 PARK AVENUE	NEW YORK	NY	10016	TRUSTEE	1.00	$0	$0	$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee BenefitsEmployeeBenefitsAmt	Expense AccountExpenseAccountAmt
MARCUS DIAMOND
90 PARK AVE	NEW YORK	NY	10016	CHIEF ADVANCEMENT OF	40.00	$272,000	$54,279	$0
SUSAN MELLIN
90 PARK AVE	NEW YORK	NY	10016	DEVELOPMENT OFFICER	40.00	$186,083	$1,742	$0
BARBARA GLEASON
90 PARK AVE	NEW YORK	NY	10016	ASST TREASURER/ASST	40.00	$101,500	$24,002	$0
BARBARA ESPOSITO
90 PARK AVE	NEW YORK	NY	10016	ASST TREASURER/ASST	40.00	$86,000	$39,237	$0
KEITH LEWIS
90 PARK AVE	NEW YORK	NY	10016	PROGRAM MANAGER	40.00	$96,600	$24,081	$0

Field	Value	IRS element (for citing)
Other Employee Paid Over50k	10	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
PARTNERS CAPITAL
1330 AVENUE OF THE AMERICAS	NEW YORK	NY	10019	INVESTMENT MANAGEMENT	$1,320,924
HIGHLINE SYSTECH INC
2 WOOSTER STREET	NEW YORK	NY	10013	IT SERVICES CONSULTING	$204,000
IGNOTUM INC
125 KETAY DRIVE SOUTH	EAST NORTHPORT	NY	11731	IT SYSTEMS CONSULTING	$85,500

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$291,313,276	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$15,188,109	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$20,232,411	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$326,733,796	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$326,733,796	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$4,901,007	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$321,832,789	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$16,091,639	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$16,091,639	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$476,220	TaxBasedOnInvestmentIncomeAmt
Income Tax	$21,171	IncomeTaxAmt
Total Tax	$497,391	TotalTaxAmt
Distributable Before Adj	$15,594,248	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$15,594,248	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$15,594,248	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$14,711,080	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$14,711,080	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$14,711,080	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$15,594,248	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr3	$340,282	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$1,549,191	ExcessDistributionCyovYr2Amt
Total Excess Distribution Cyov	$1,889,473	TotalExcessDistributionCyovAmt
Qualifying Distributions	$14,711,080	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$14,711,080	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$883,168	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$883,168	ExcessDistributionCyovAppCYAmt
Total Corpus	$1,006,305	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$1,006,305	ExcessDistriCyovToNextYrAmt
Excess From Year2	$1,006,305	ExcessFromYear2Amt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	JOHN SIMON GUGGENHEIM MEMORIAL FDTN	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	90 PARK AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10016	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	2126874470	RecipientPhoneNum
Form And Info And Materials	THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.	FormAndInfoAndMaterialsTxt
Submission Deadlines	SEPTEMBER 15	SubmissionDeadlinesTxt
Restrictions On Awards	INDIVIDUALS IN THE U.S.A. AND CANADA	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (267 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	Province Or StateRecipientForeignAddress/ProvinceOrStateNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd
AL STEINER
212 33RD STREET	BROOKLYN	NY	11232	NONE	I	FILM-VIDEO	$25,000
ADA LIMN
1749 HAWTHORNE LN	LEXINGTON	KY	40505	NONE	I	POETRY	$60,000
ADELA PINCH
1305 BROADWAY ST	ANN ARBOR	MI	48105	NONE	I	VICTORIAN FICTION AND THE LOCATION OF EXPERIENCE	$25,000
AGNES CALLARD
1115 EAST 58TH STREET	CHICAGO	IL	60637	NONE	I	THE WORLD SOCRATES MADE	$50,000
AIMEE NEZHUKUMATATHIL
110 OXFORD CREEK DR	OXFORD	MS	38655	NONE	I	POETRY	$30,000
AKI SASAMOTO
131 74TH STREET APT 2H	BROOKLYN	NY	11209	NONE	I	FINE ARTS	$30,000
ALEX KETLEY
50 SYLVAN WAY	WOODACRE	CA	94973	NONE	I	CHOREOGRAPHY	$55,000
ALEXANDER ROSE
27 LUDLOW DRIVE	CHAPPAQUA	NY	10514	NONE	I	GENERAL NONFICTION	$60,000
ALEXANDRA CHASIN
66 WEST 12TH	NEW YORK	NY	10011	NONE	I	THE FAMILY OF UNMAN	$60,000
ALICE LEORA BRIGGS
3020 W CALLE GARDENIAS	TUCSON	AZ	85745	NONE	I	FINE ARTS	$60,000
ALISON GOPNIK
2611 PARKER STREET	BERKELEY	CA	94704	NONE	I	FIRST EXPLORE, THEN EXPLOIT: FORMULATING A COGNITIVE, COMPUTATIONAL, AND EVOLUTIONARY THEORY OF CHILDHOOD	$50,000
AMY GERSTLER
2151 PRINCETON AVENUE	LOS ANGELES	CA	90026	NONE	I	POETRY	$25,000
AMY WILENTZ
111 S NORTON AVE	LOS ANGELES	CA	90004	NONE	I	GENERAL NONFICTION	$32,500
ANDREW NEWMAN
648 2ND STREET APT 5	BROOKLYN	NY	11215	NONE	I	LITERATURE AND THE AMERICAN WAY: A HISTORY OF THE HIGH-SCHOOL CANON	$27,500
ANGEL NEVAREZ
471 VANDERBILT AVENUE 3B	BROOKLYN	NY	11238	NONE	I	FINE ARTS	$30,000
ANN COOPER ALBRIGHT
180 MORGAN STREET	OBERLIN	OH	440741514	NONE	I	SIMONE FORTI: IMPROVISING A LIFE	$25,000
ANN MCCOY
PO BOX 1907	LONG ISLAND CITY	NY	11101	NONE	I	FINE ARTS	$30,000
ANNA BADKHEN
41 S 45TH STREET	PHILADELPHIA	PA	19104	NONE	I	AN ANATOMY OF LOSTNESS	$32,500
ANNE MCNEIL
2629 PIN OAK DRIVE	ANN ARBOR	MI	48103	NONE	I	A SECOND LIFE: REIMAGINING THE PLASTIC LIFECYCLE WITH CHEMISTRY	$25,000
ANNIE GOSFIELD
301 EAST 12 STREET APT 3D	NEW YORK	NY	10003	NONE	I	MUSIC COMPOSITION	$45,000
ARI KELMAN
1 SHIELDS AVENUE	DAVIS	CA	95616	NONE	I	FOR LIBERTY AND EMPIRE: HOW THE CIVIL WAR BLED INTO THE INDIAN WARS	$40,000
ARTURO ARIAS
3210 BLUE OAK DRIVE	CATHEYS VALLEY	CA	95306	NONE	I	RECOVERING LOST FOOTPRINTS: CONTEMPORARY MEXICAN INDIGENOUS NARRATIVES	$50,000
BARBARA TAKENAGA
260 BLEECKER STREET 2	NEW YORK	NY	10014	NONE	I	FINE ARTS	$60,000
BART D EHRMAN
UNIVERSITY OF N CAROLINA	CHAPEL HILL	NC	275993225	NONE	I	THE INVENTION OF HEAVEN AND HELL	$25,000
BEN ALTMAN
1041 COMFORT ROAD	SPENCER	NY	14883	NONE	I	PHOTOGRAPHY	$40,000
BEN YAGODA
618 PARRISH ROAD	SWARTHMORE	PA	19081	NONE	I	O. HENRY IN NEW YORK	$30,000
BENITA RAPHAN
101 WEST 12 STREET APT 7-Z	NEW YORK	NY	10011	NONE	I	FILM-VIDEO	$48,750
BENJAMIN KAHAN
3706 JOLLY DR	BATON ROUGE	LA	70808	NONE	I	SEXUAL AIM AND ITS MISSES	$55,000
BERNADETTE MEYLER
559 NATHAN ABBOTT WAY	STANFORD	CA	943058610	NONE	I	COMMON LAW ORIGINALISM: THE CONSTITUTION'S CONTESTED MEANINGS	$25,000
BLITZ BAZAWULE
1576 CENTRA VILLA DR SW	ATLANTA	GA	30311	NONE	I	FILM-VIDEO	$30,000
BRAD SNYDER
239 11TH STREET SE	WASHINGTON	DC	20003	NONE	I	DEMOCRATIC JUSTICE: FELIX FRANKFURTER, JUDICIAL RESTRAINT, AND THE CREATION OF THE LIBERAL ESTABLISHMENT	$25,000
BRANDEN JACOBS-JENKINS
104 ST MARKS PLACE	BROOKLYN	NY	11217	NONE	I	DRAMA & PERFORMANCE ART	$50,000
BRANKA ARSI
39 CLAREMONT AVENUE APT 34	NEW YORK	NY	10027	NONE	I	AMBIENT LIFE; MELVILLE: MATERIALISM AND THE ETHEREAL ENLIGHTENMENT	$50,000
BRIAN DELAY
631 SAN GABRIEL AVENUE	ALBANY	CA	94706	NONE	I	MEANS OF DESTRUCTION: GUNS, FREEDOM, AND DOMINATION IN THE AMERICAS	$25,000
BRIAN TEARE
718 PARK STREET	CHARLOTTESVILLE	VA	22902	NONE	I	POETRY	$50,000
BRIGID MCCAFFREY
592 VENTURA ST	ALTADENA	CA	91001	NONE	I	FILM-VIDEO	$30,000
BRYAN SCHUTMAAT
7902 APPOMATTOX DRIVE	AUSTIN	TX	78745	NONE	I	PHOTOGRAPHY	$60,000
CAMILLE T DUNGY
1773 CAMPUS DELIVERY	FT COLLINS	CO	805231773	NONE	I	POETRY	$60,000
CARL COREY
N8657 1020TH STREET	RIVER FALLS	WI	54022	NONE	I	PHOTOGRAPHY	$32,500
CARL ELLIOTT
410 CHURCH STREET SE	MINNEAPOLIS	MN	554550346	NONE	I	LONESOME WHISTLE: EXPOSING WRONGDOING IN RESEARCH ON HUMAN SUBJECTS	$50,000
CARMEN GIMNEZ SMITH
202 GILES ROAD	BLACKSBURG	VA	24060	NONE	I	POETRY	$20,000
CARMEN MARIA MACHADO
818 S 49TH ST	PHILADELPHIA	PA	19143	NONE	I	FICTION	$65,000
CARMEN WINANT
128 N OVAL MALL	COLUMBUS	OH	43210	NONE	I	PHOTOGRAPHY	$30,000
CAROLINE WEBER
24 FIFTH AVENUE	NEW YORK	NY	10011	NONE	I	SWAN SONG: BELLE EPOQUE SOCIETY AND THE LEGENDS OF LOST TIME	$25,000
CARRIE YAMAOKA
1320 HUFF ROAD	DELHI	NY	13753	NONE	I	FINE ARTS	$32,500
CASSIM SHEPARD
438 LAFAYETTE AVENUE APT 1	BROOKLYN	NY	11238	NONE	I	SELF-HELP HOUSING: INCREMENTAL APPROACHES TO SHELTER SINCE 1965	$30,000
CATHERINE CONYBEARE
2448 MEREDITH STREET	PHILADELPHIA	PA	191302522	NONE	I	AUGUSTINE THE AFRICAN	$25,000
CHICO COLVARD
1 FITCHBURG ST B350	SOMERVILLE	MA	02143	NONE	I	FILM-VIDEO	$55,000
CHRIS E VARGAS
2930 ELM STREET	BELLINGHAM	WA	98225	NONE	I	FINE ARTS	$27,500
CHRIS OTTER
8429 KILBIRNIE COURT	DUBLIN	OH	43017	NONE	I	THE TECHNOSPHERE: A DEEP HUMAN HISTORY	$27,500
CHRISTIAN MAROIS
				NONE	I	ENABLING KEY TECHNOLOGIES AND NEW DISCOVERIES FOR IMAGING ANOTHER EARTH	$50,000	2746 DINAN PL	VICTORIA	CANADA	CA	V9B 3T2
CHRISTIANE CEGAVSKE
1760 MAUPIN ROAD	OAKLAND	OR	97462	NONE	I	FILM-VIDEO	$30,000
CHRISTOPHER MERRILL
1015 WALKER WAY	IOWA CITY	IA	52245	NONE	I	THE TRIALS OF ROGER WILLIAMS: A BIOGRAPHY	$25,000
CLIFFORD OWENS
44 WAYNE STREET APT3	JERSEY CITY	NJ	07302	NONE	I	FINE ARTS	$27,500
COLIN GEE
860 EAST 18TH STREET APT 2D	BROOKLYN	NY	11230	NONE	I	CHOREOGRAPHY	$20,000
CONSTANCE ALLEN NATHANSON
531 MAIN STREET APT 1014	NEW YORK	NY	10044	NONE	I	BLOOD, POLITICS, AND DEATH	$25,000
CYRILLA MOZENTER
10 CRISTIN COURT	STONY POINT	NY	10980	NONE	I	FINE ARTS	$30,000
CYRUS CASSELLS
601 UNIVERSITY DRIVE	SAN MARCOS	TX	78666	NONE	I	POETRY	$55,000
DANIEL ALEXANDER JONES
135 W 225TH ST	BRONX	NY	10463	NONE	I	DRAMA & PERFORMANCE ART	$25,000
DANIEL DUFORD
3144 NE 7TH AVE	PORTLAND	OR	97217	NONE	I	FINE ARTS	$32,500
DANIEL JORDAN SMITH
128 HOPE STREET	PROVIDENCE	RI	02912	NONE	I	INFRASTRUCTURAL DEFICIENCY, STATE COMPLICITY, AND ENTREPRENEURIAL CITIZENSHIP IN NIGERIA	$50,000
DANNA SINGER
2414 7TH AVE	TOMS RIVER	NJ	08753	NONE	I	PHOTOGRAPHY	$30,000
DARA FRIEDMAN
1930 TIGERTAIL AVENUE	COCONUT GROVE	FL	33133	NONE	I	FILM-VIDEO	$65,000
DAVID A PIETZ
10131 EAST LOST TRAILS STREET	TUCSON	AZ	857481819	NONE	I	DEATH AND LIFE ON THE YANGTZE: EXTINCTION, CONSERVATION, AND ENVIRONMENTAL CHANGE IN MODERN CHINA	$25,000
DAVID CAREY
4805 KESWICK ROAD	BALTIMORE	MD	21210	NONE	I	PANDEMIC POLITICS IN GUATEMALA AND ECUADOR, 1900-1950: RACE, HEALING, AND PUBLIC HEALTH	$25,000
DAVID DYZENHAUS
				NONE	I	THE POLITICS OF LEGAL SPACE	$50,000	78 QUEENS PARK	TORONTO	CANADA	CA	M5S 2C5
DAVID GOMPPER
1006 VOXMAN MUSIC BUILDING	IOWA CITY	IA	52242	NONE	I	MUSIC COMPOSITION	$50,000
DAVID HERTZBERG
1855 CANYON DRIVE	LOS ANGELES	CA	90028	NONE	I	MUSIC COMPOSITION	$40,000
DAVID JERISON
48 OLD MIDDLESEX ROAD	BELMONT	MA	02478	NONE	I	FREE BOUNDARIES AND INTERFACES IN PARTIAL DIFFERENTIAL EQUATIONS	$25,000
DAVID SEPKOSKI
810 S WRIGHT STREET	URBANA	IL	61801	NONE	I	THE POLITICS OF HUMAN NATURE: BIOLOGICAL DETERMINISM FROM SOCIOBIOLOGY TO THE HUMAN GENOME	$12,500
DEAN RADER
2130 FULTON STREET	SAN FRANCISCO	CA	941171080	NONE	I	POETRY	$50,000
DEBORAH ZLOTSKY
47 GREENOCK ROAD	DELMAR	NY	120543528	NONE	I	FINE ARTS	$60,000
DIANE K BRENTARI
1010 EAST 59TH STREET	CHICAGO	IL	60637	NONE	I	OBSERVING THE CREATION OF LANGUAGE	$50,000
DIANE SEUSS
144 MONROE ST	KALAMAZOO	MI	49006	NONE	I	POETRY	$60,000
DILIP DA CUNHA
4641 HAZEL AVE	PHILADELPHIA	PA	19143	NONE	I	OCEAN OF RAIN	$30,000
DONALD REID WOMACK
2411 DOLE ST	HONOLULU	HI	96822	NONE	I	MUSIC COMPOSITION	$50,000
DORA BUDOR
20 JAY STREET SUITE 736	BROOKLYN	NY	11201	NONE	I	FINE ARTS	$35,000
DOUGLAS W STEPHAN
				NONE	I	ACTIVATION OF STRONG BONDS BY FRUSTRATED LEWIS PAIRS	$50,000	47 ST CLAIR AVE W SUITE 302	TORONTO	CANADA	CA	M4V 3A5
DYAN ELLIOTT
7625 N EASTLAKE TERRACE APT 109	CHICAGO	IL	60626	NONE	I	THE QUICK AND THE DEAD: THE MEDIEVAL CHURCH AND THE EXHUMATION OF CHRISTIANS	$25,000
EDMUND RUSSELL
6123 CALLERY STREET	PITTSBURGH	PA	15206	NONE	I	UNITED BY LIGHTNING: THE U.S. TRANSCONTINENTAL TELEGRAPH OF 1861	$25,000
EDWARD CAREY
513 EAST 47TH STREET	AUSTIN	TX	78751	NONE	I	FICTION	$60,000
EDWARD JACOBS
1507 N OVERLOOK DR	GREENVILLE	NC	27858	NONE	I	MUSIC COMPOSITION	$27,500
EDYTA M BOJANOWSKA
100 NEPAS RD	FAIRFIELD	CT	06825	NONE	I	EMPIRE AND THE RUSSIAN CLASSICS	$20,000
ELAINE MCMILLION SHELDON
856 CHESTER ROAD	CHARLESTON	WV	25302	NONE	I	FILM-VIDEO	$20,000
ELEANOR KAUFMAN
827 LEVERING AVENUE APT 803	LOS ANGELES	CA	90024	NONE	I	STRUCTURE: A COUNTERHISTORY OF TWENTIETH-CENTURY FRENCH PHILOSOPHY	$25,000
ELENA DEL RIVERO
143 AVENUE B APT 3A	NEW YORK	NY	10009	NONE	I	FINE ARTS	$32,500
ELISABETH LE GUIN
2112 SOUTH WOODLAND PLACE	SANTA ANA	CA	92707	NONE	I	EL CANCIONERO DE SANTA ANA	$25,000
ELLEN FULLMAN
2430 5TH STREET UNIT N	BERKELEY	CA	94720	NONE	I	MUSIC COMPOSITION	$30,000
ELLEN LESPERANCE
6037 N MISSISSIPPI AVENUE	PORTLAND	OR	97217	NONE	I	FINE ARTS	$30,000
ENTANG WIHARSO
PO BOX 108	NORTH SCITUATE	RI	02857	NONE	I	FINE ARTS	$45,000
ERIC BAUDELAIRE
				NONE	I	FILM-VIDEO	$30,000	35 RUE DU POTEAU	PARIS	FRANCE	FR	75018
ERIC REBILLARD
GOLDWIN SMITH HALL 120	ITHACA	NY	14850	NONE	I	REDESCRIBING THE TRIUMPH OF CHRISTIANITY	$25,000
ERICA SCHOENBERGER
4802 WILMSLOW ROAD	BALTIMORE	MD	21210	NONE	I	WHERE DID CAPITALISM COME FROM? A REVISED HISTORY	$55,000
ETHAN LIPTON
59 SUNNYSIDE AVENUE 2	BROOKLYN	NY	11207	NONE	I	DRAMA & PERFORMANCE ART	$30,000
FABIENNE LASSERRE
1608 BERGEN ST	BROOKLYN	NY	11213	NONE	I	FINE ARTS	$30,000
FATIMAH TUGGAR
231 NW 96TH STREET APT K408	KANSAS CITY	MO	64155	NONE	I	FINE ARTS	$60,000
FRANK MAGILLIGAN
9 ABBOTT STREET	LEBANON	NH	03766	NONE	I	WATERSHED MOMENTS: SCIENCE, VALUES, AND AMERICAN RIVERS	$25,000
GABRIELLE LAMB
603 WEST 148TH ST APT 2	NEW YORK	NY	10031	NONE	I	CHOREOGRAPHY	$30,000
GENNARO CHIERCHIA
316 BOYLSTON HALL 3RD FLOOR	CAMBRIDGE	MA	02138	NONE	I	ORIGINS OF MEANING: QUANTIFIERS AND THE SPONTANEOUS LOGICALITY OF LANGUAGE	$25,000
GEORG ESSL
9748 NORTH COLUMBIA CREEK LANE	MEQUON	WI	53092	NONE	I	TOPOLOGICAL SOUND SYNTHESIS	$27,500
GORDON ENNIS MOORE
6 SPRING ST 5FW	NEW YORK	NY	10012	NONE	I	FINE ARTS	$30,000
GUADALUPE MARAVILLA
325 NORTH HARRISON STREET	RICHMOND	VA	232842519	NONE	I	FINE ARTS	$25,000
GUILLERMINA DE FERRARI
415 S MILLS STREET	MADISON	WI	53715	NONE	I	BROKEN TROPICS, ARTS OF CONTINGENCY	$50,000
GUILLERMO GMEZ-PEA
3435 CESAR CHAVEZ 330	SAN FRANCISCO	CA	94110	NONE	I	DRAMA & PERFORMANCE ART	$30,000
HELEN SOLTERER
1023 MONMOUTH AVENUE	DURHAM	NC	27701	NONE	I	TIMELY FICTIONS: AN EARLY AND MODERN ALMANAC IN FRENCH	$25,000
HELENA ROSENBLATT
365 FIFTH AVENUE	NEW YORK	NY	10016	NONE	I	AN INTELLECTUAL BIOGRAPHY OF MADAME DE STAL	$25,000
HENRY S RICHARDSON
37 AND O STREETS NW	WASHINGTON	DC	20057	NONE	I	THE DIVISION OF MORAL LABOR	$30,000
HONG LIU
26A PARKER STREET	LEXINGTON	MA	02421	NONE	I	CHAOS AND TURBULENCE	$50,000
HNG-N TRNG
214 W TRINITY AVENUE	DURHAM	NC	27701	NONE	I	FINE ARTS	$27,500
HUGH GUSTERSON
2110 G ST NW	WASHINGTON	DC	20052	NONE	I	TINKERING WITH ARMAGEDDON: NUCLEAR WEAPONS SCIENCE AFTER THE COLD WAR	$30,000
IAN BURNEY
				NONE	I	A HISTORY OF INNOCENCE: ERLE STANLEY GARDNER, THE COURT OF LAST RESORT, AND THE PURSUIT OF WRONGFUL CONVICTION IN COLD WAR AMERICA	$27,500	6 DEVONSHIRE ROAD	STOCKPORT	UNITED KINGDOM	UK	5K9 4EF
ILYA VINITSKY
17 SPRINGDALE ROAD	PRINCETON	NJ	08540	NONE	I	THE ABSOLUTE FAKER: THE AMERICAN DREAMS OF A RUSSIAN CON MAN	$25,000
ISHION HUTCHINSON
209 COBB STREET	ITHACA	NY	14850	NONE	I	POETRY	$50,000
ITTAI WEINRYB
410 WEST 58TH STREET APT 81	NEW YORK	NY	10019	NONE	I	ART AND FRONTIER	$20,000
J STONER BLACKWELL
ONE COLLEGE DRIVE	BENNINGTON	VT	052016003	NONE	I	FINE ARTS	$30,000
JAMES GRIER
				NONE	I	THE FOUNDATIONS OF MUSICAL LITERACY IN THE MEDIEVAL WEST 800-1100: ORAL AND WRITTEN TRANSMISSION OF EARLY PLAINSONG	$25,000	5860 RIVERSIDE DR E	WINDSOR	CANADA	CA	N8S 1B3
JAMES I PORTER
7408 DWINELLE HALL	BERKELEY	CA	947202670	NONE	I	LITERARY AESTHETICS AFTER ARISTOTLE	$25,000
JAMES T CAMPBELL
450 JANE STANFORD WAY	STANFORD	CA	94305	NONE	I	FREEDOM NOW: THE MISSISSIPPI FREEDOM MOVEMENT IN HISTORY AND MEMORY	$20,000
JAMES VERNON
2214 DWINELLE HALL	BERKELEY	CA	947202550	NONE	I	HEATHROW: A GLOBAL HISTORY OF NEOLIBERAL BRITAIN	$25,000
JANA PRIKRYL
435 HUDSON STREET	NEW YORK	NY	10014	NONE	I	POETRY	$35,000
JANE HAMMOND
75 GRAND STREET APT 4E	NEW YORK	NY	10013	NONE	I	FINE ARTS	$20,000
JANET DELANEY
2110 BYRON STREET	BERKELEY	CA	94702	NONE	I	PHOTOGRAPHY	$30,000
JANET L PRITCHARD
10 MANSFIELD HOLLOW ROAD	MANSFIELD CENTER	CT	06250	NONE	I	PHOTOGRAPHY	$33,000
JANINE DI GIOVANNI
117 EAST 77TH STREET APT 8A	NEW YORK	NY	10075	NONE	I	THE VANISHING: CHRISTIANITY IN AN AGE OF INTOLERANCE	$35,000
JEFF GOODELL
PO BOX 91	SARATOGA SPRINGS	NY	12866	NONE	I	GENERAL NONFICTION	$30,000
JEFFREY SCONCE
501 W GRANT PLACE	CHICAGO	IL	60614	NONE	I	PARACOSMIC MEDIA	$25,000
JENNIFER DOUDNA
164 VICENTE RD	BERKELEY	CA	94705	NONE	I	GENOME EDITING IN THE BIOSPHERE	$50,000
JENNIFER GARZA-CUEN
6300 OCEAN DRIVE	CORPUS CHRISTI	TX	78412	NONE	I	PHOTOGRAPHY	$35,000
JENNIFER PASTOR
3444 ASHWOOD AVE	LOS ANGELES	CA	90066	NONE	I	FINE ARTS	$35,000
JENNIFER SHYU
51-56 48TH ST	WOODSIDE	NY	11377	NONE	I	MUSIC COMPOSITION	$65,000
JENNY BOULLY
ONE COLLEGE DRIVE	BENNINGTON	VT	05201	NONE	I	GENERAL NONFICTION	$30,000
JENNY MCPHEE
404 RIVERSIDE DRIVE APT 10A	NEW YORK	NY	10025	NONE	I	A NEW TRANSLATION OF ELSA MORANTE'S FIRST NOVEL MENZOGNA E SORTILEGIO (1948)	$25,000
JESSICA DIMMOCK
PO BOX 621	MANVILLE	NJ	08835	NONE	I	FILM-VIDEO	$30,000
JESSICA EATON
				NONE	I	PHOTOGRAPHY	$25,000	1235 AVENUE BERNARD APT 5	OUTREMONT	CANADA	CA	H2V 1V7
JIAN MA
5000 FORBES AVENUE	PITTSBURGH	PA	15213	NONE	I	ALGORITHMS FOR COMPARING GENOME ORGANIZATION	$50,000
JIM SHROSBREE
100 E FILLMORE AVE	FAIRFIELD	IA	52556	NONE	I	FINE ARTS	$30,000
JO KREITER
1068 BOWDOIN STREET	SAN FRANCISCO	CA	94134	NONE	I	CHOREOGRAPHY	$65,000
JOANNA KLINK
702 EAST DEAN KEETON STREET	AUSTIN	TX	78705	NONE	I	POETRY	$65,000
JOCHEN HELLBECK
122 WEST STREET APT 6G	BROOKLYN	NY	11222	NONE	I	SOVIET SUFFERING UNDER NAZI RULE: A FORGOTTEN HISTORY	$24,000
JOHN PETERS
180 WESTWOOD ROAD	NEW HAVEN	CT	06515	NONE	I	WEATHER MEDIA IN THE MODERN WORLD	$25,000
JONATHAN GRUBER
83 PLEASANT STREET	LEXINGTON	MA	02421	NONE	I	HOW MUCH MONEY CAN WE SAVE BY ERADICATING HEPATITIS C?	$50,000
JOS-LUIS HURTADO
4605 BURTON AVE	ALBUQUERQUE	NM	87108	NONE	I	MUSIC COMPOSITION	$27,500
JOSH PACEWICZ
14 CLAREMONT AVE	PROVIDENCE	RI	02806	NONE	I	ARCHITECTS OF THE DIVIDED STATES: LEGISLATORS, LOBBYISTS, AND ADVOCATES IN POLARIZED TIMES	$25,000
JULIA BRYAN-WILSON
419 DOE LIBRARY	BERKELEY	CA	94720	NONE	I	LOUISE NEVELSON: MODERNIST DRAG	$50,000
JULIA CHRISTENSEN
158 SOUTH PROSPECT STREET	OBERLIN	OH	44074	NONE	I	FINE ARTS	$10,000
JULIE BUFFALOHEAD
966 HAMPDEN AVENUE	SAINT PAUL	MN	55114	NONE	I	FINE ARTS	$29,000
KAREN HARTMAN
1693 11TH AVE 1	BROOKLYN	NY	11218	NONE	I	DRAMA & PERFORMANCE ART	$30,000
KATHARINA ROSENBERGER
9500 GILMAN DR MC 0099	LA JOLLA	CA	92093	NONE	I	MUSIC COMPOSITION	$25,000
KATHYA MARIA LANDEROS
670 WASHINGTON STREET	WELLESLEY	MA	02482	NONE	I	PHOTOGRAPHY	$30,000
KATY SCHIMERT
635 EAST 6TH STREET APT 5W	NEW YORK	NY	10009	NONE	I	FINE ARTS	$25,000
KIMBERLY BARTOSIK
1613 10TH AVENUE	BROOKLYN	NY	11215	NONE	I	CHOREOGRAPHY	$35,000
LARRY TOWELL
				NONE	I	PHOTOGRAPHY	$30,000	RR 1	BOTHWELL	CANADA	CA	N0P 1C0
LAWRENCE P JACKSON
5312 SAINT ALBANS WAY	BALTIMORE	MD	21212	NONE	I	CHRISTMAS IN BALTIMORE	$50,000
LAWRENCE ROSENWALD
10 LOVEWELL ROAD	WELLESLEY	MA	02481	NONE	I	TOWARDS A PACIFIST CRITICISM	$25,000
LENA SALAYMEH
PRINCETON UNIVERSITY	PRINCETON	NJ	035441017	NONE	I	REVOLUTIONARY ISLAMIC LAW	$27,500
LESLEY A SHARP
3009 BROADWAY	NEW YORK	NY	10027	NONE	I	DYING BEHIND BARS: MALE INMATE CAREGIVERS AND THE PRISON HOSPICE MOVEMENT IN AMERICA	$25,000
LESLIE HEWITT
201 W 138TH	NEW YORK	NY	10030	NONE	I	FINE ARTS	$55,000
LINCOLN QUILLIAN
2852 NORTH HALSTED STREET APT 4S	CHICAGO	IL	60657	NONE	I	HIRING DISCRIMINATION IN NORTH AMERICAN AND EUROPEAN LABOR MARKETS: A META-ANALYSIS OF FIELD EXPERIMENTS	$25,000
LINDA FOARD ROBERTS
556 WALDEN TRAIL	WAXHAW	NC	28173	NONE	I	PHOTOGRAPHY	$60,000
LISA BROOKS
285 SHUTESBURY ROAD	LEVERETT	MA	01054	NONE	I	TRACKING MOLSEMSIS: AN INDIGENOUS AND ENVIRONMENTAL HISTORY OF EASTERN COYOTE	$50,000
LIZ COHEN
PO BOX 811505	TEMPE	AZ	85287	NONE	I	PHOTOGRAPHY	$50,000
LLOYD SCHWARTZ
27 PENNSYLVANIA AVENUE	SOMERVILLE	MA	02145	NONE	I	POETRY	$25,000
LLOYD SUH
311 WEST 43RD STREET SUITE 406	NEW YORK	NY	10036	NONE	I	DRAMA & PERFORMANCE ART	$35,000
LOTHAR VON FALKENHAUSEN
405 HILGARD AVENUE	LOS ANGELES	CA	90095	NONE	I	THE ECONOMY OF LATE BRONZE AGE CHINA (CA. 1000-250 BCE): ARCHAEOLOGICAL PERSPECTIVES	$25,000
LUIS ALBERTO URREA
6S 516 MILLCREEK LANE	NAPERVILLE	IL	60540	NONE	I	FICTION	$50,000
LUKAS FELZMANN
1539 TREAT AVENUE	SAN FRANCISCO	CA	94110	NONE	I	PHOTOGRAPHY	$27,500
MARIAH GARNETT
1151 N AVE 64	LOS ANGELES	CA	90042	NONE	I	FILM-VIDEO	$30,000
MARJORIE GARBER
12 QUINCEY STREET	CAMBRIDGE	MA	02138	NONE	I	SHAKESPEARE IN BLOOMSBURY	$25,000
MARK DION
2595 COUNTY ROUTE 7	COPAKE	NY	12516	NONE	I	FINE ARTS	$20,000
MARK GRIECO
762 NORTH HOLLISTON AVENUE	PASADENA	CA	91104	NONE	I	FILM-VIDEO	$30,000
MARK PHILIP BRADLEY
1126 E 59TH STREET	CHICAGO	IL	60637	NONE	I	WHEN THE WORLD WENT SOUTH: A HISTORY OF THE GLOBAL SOUTH AND THE MAKING OF OUR TIMES	$50,000
MARTI EPSTEIN
122 BERKSHIRE ST	CAMBRIDGE	MA	02141	NONE	I	MUSIC COMPOSITION	$25,000
MARTIN DICICCO
1072 BEDFORD AVENUE 78	BROOKLYN	NY	11216	NONE	I	FILM-VIDEO	$60,000
MARTIN H WEISSMAN
1156 HIGH STREET	SANTA CRUZ	CA	95064	NONE	I	VISUALIZING PRIMES	$25,000
MARYROSE COBARRUBIAS MENDOZA
258 HIGHLAND PLACE	MONROVIA	CA	91016	NONE	I	FINE ARTS	$27,500
MATTHEW JOHNSON
1812 HINMAN AVENUE 201	EVANSTON	IL	60208	NONE	I	AN ARCHAEOLOGY OF THE ENGLISH IN THE ATLANTIC WORLD	$50,000
MATTHEW MAZZOTTA
41 EAST MAIN STREET	CANTON	NY	13617	NONE	I	FINE ARTS	$30,000
MATTHEW PORTERFIELD
2741 NORTH CALVERT STREET	BALTIMORE	MD	21218	NONE	I	FILM-VIDEO	$30,000
MATTHEW RICKETTS
71 SOUTH ELLIOTT PLACE APT 2R	BROOKLYN	NY	11217	NONE	I	MUSIC COMPOSITION	$30,000
MATTHEW WHITE
388 LINDEN CIRCLE	PAWLEYS ISLAND	SC	29585	NONE	I	MUSIC COMPOSITION	$30,000
MAYA MILENOVIC WORKMAN
600 WEST 136TH STREET 1G	NEW YORK	NY	10031	NONE	I	MUSIC COMPOSITION	$60,000
MERION ESTES
PO BOX 21	YUCCA VALLEY	CA	92284	NONE	I	FINE ARTS	$32,500
MICHAEL DICKMAN
184 PROSPECT AVENUE	PRINCETON	NJ	08540	NONE	I	POETRY	$20,000
MICHAEL FRANK
31 W 12TH STREET APT 8E	NEW YORK	NY	10011	NONE	I	GENERAL NONFICTION	$30,000
MICHAEL HELM
				NONE	I	FICTION	$30,000	1323 GOVERNORS ROAD	DUNDAS	CANADA	CA	L9H 5E3
MICHAEL J THERIEN
6 PINE TOP PLACE	DURHAM	NC	27705	NONE	I	AMBIENT-TEMPERATURE SPINTRONIC MATERIALS AND DEVICES ENABLED BY SOFT MATTER	$50,000
MICHAEL W CLUNE
11112 BELLFLOWER ROAD	CLEVELAND	OH	44106	NONE	I	A DEFENSE OF JUDGMENT	$50,000
MICHELLE LOPEZ
1628 SOUTH BROAD STREET	PHILADELPHIA	PA	19145	NONE	I	FINE ARTS	$30,000
MICHELLE R WARREN
2 CHAMBERS CIRCLE	WEST LEBANON	NH	03784	NONE	I	LIVES OF A MEDIEVAL BOOK IN THE DIGITAL DARK AGES,1220-2020	$50,000
MIGUEL P ECKSTEIN
30 WOODALE LANE	SANTA BARBARA	CA	93103	NONE	I	EYE MOVEMENTS TO FACES AFTER RECOVERY FROM CONGENITAL BLINDNESS	$25,000
MONICA PRASAD
1810 CHICAGO AVENUE	EVANSTON	IL	60208	NONE	I	STARVING THE BEAST: THE ORIGINS OF THE AMERICAN ANTITAX MOVEMENT	$25,000
MOYRA DAVEY
790 RIVERSIDE DRIVE APT 11J	NEW YORK	NY	10032	NONE	I	FILM-VIDEO	$60,000
MUHAMMAD HAMID ZAMAN
12 KING PHILIP ROAD	SHARON	MA	02067	NONE	I	RESISTANCE AND REFUGEES: ANALYZING THE DRIVERS OF ANTIMICROBIAL RESISTANCE IN REFUGEE CAMPS IN LEBANON AND UGANDA	$50,000
MUKUL SHARMA
11 CAMP BROOK DRIVE	HANOVER	NH	03755	NONE	I	UTILIZING CLAY MINERALS TO REMOVE ATMOSPHERIC CARBON DIOXIDE	$10,000
NOA STEIMATSKY
136 WEST 123RD STREET APT 4	NEW YORK	NY	10027	NONE	I	CINECITT AT WAR: 1942-1950	$30,000
NOAH WHITEMAN
5217 SHAFTER AVENUE	OAKLAND	CA	94618	NONE	I	MOST DELICIOUS POISON: HOW PLANT TOXINS CHANGED THE WORLD	$25,000
OLIVIA JUDSON
				NONE	I	DANCE OF ROCK AND LIFE: ENERGY, EVOLUTION, AND THE TRANSFORMATION OF THE EARTH	$30,000	WILHELMSTRASSE 119A	BERLIN	GERMANY	GM	10963
OSMAN KHAN
4839 AVERY STREET	DETROIT	MI	48208	NONE	I	FINE ARTS	$25,000
PASCALINE DUPAS
579 SERRA MALL	STANFORD	CA	94305	NONE	I	LOCAL GOVERNANCE, LOCAL FINANCE, AND PUBLIC SERVICE PROVISION IN URBANIZING AFRICA	$50,000
PATRICIA ENGEL
252 MEMORIAL DRIVE	CORAL GABLES	FL	33146	NONE	I	FICTION	$32,500
PATRICK JAGODA
1115 E 58TH ST	CHICAGO	IL	60637	NONE	I	STORY LAB: COLLABORATIVE NARRATIVE METHODS FOR A TRANSMEDIA ERA	$50,000
PAUL FRIEDLAND
150 VAUGHAN STREET	PORTLAND	ME	04102	NONE	I	A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802	$25,000
PEGGY SHAW
65 EAST 4TH STREET APT 1A	NEW YORK	NY	10003	NONE	I	DRAMA & PERFORMANCE ART	$35,000
PENNY LANE
564 ST JOHNS PLACE	BROOKLYN	NY	11238	NONE	I	FILM-VIDEO	$60,000
PER A MYKLAND
520 WEST HURON STREET APT 609	CHICAGO	IL	60654	NONE	I	UNIFIED STATISTICAL INFERENCE FOR HIGH FREQUENCY DATA	$25,000
PETER A HALL
27 KIRKLAND STREET	CAMBRIDGE	MA	02138	NONE	I	RENEGOTIATING THE SOCIAL CONTRACT: THE POLITICS OF ECONOMIC GROWTH AND DECLINE	$25,000
PETER VAN AGTMAEL
524 MANHATTAN AVENUE 4A	BROOKLYN	NY	11222	NONE	I	PHOTOGRAPHY	$60,000
PHILIP METRES
1 JOHN CARROLL BLVD	UNIVERSITY HEIGHTS	OH	44118	NONE	I	POETRY	$30,000
PIA BORG
541 SOUTH SPRING ST UNIT 702	LOS ANGELES	CA	90013	NONE	I	FILM-VIDEO	$27,500
PRADEEP SHARMA
5907 BRIAR HILL COURT	SUGAR LAND	TX	77479	NONE	I	WHY DO SOME PEOPLE HEAR MUSIC BETTER THAN OTHERS?AN ENGINEERING AND PHYSICS PERSPECTIVE	$50,000
RACHEL ADAMS
1150 AMSTERDAM AVE	NEW YORK	NY	10027	NONE	I	ANATOMIES OF CARE: NARRATIVE AND THE ART OF INTERDEPENDENCY	$25,000
RACHEL LOUISE SNYDER
1415 ROXANNA RD NW	WASHINGTON	DC	20012	NONE	I	GENERAL NONFICTION	$25,000
RAYMOND MEEKS
110 SAINT JAMES ST 2	KINGSTON	NY	124010511	NONE	I	PHOTOGRAPHY	$40,000
REBECCA MEAD
				NONE	I	GENERAL NONFICTION	$25,000	2 WOODSOME ROAD	LONDON	UNITED KINGDOM	UK	NW5 1RY
REBECCA SAXE
43 VASSAR STREET	CAMBRIDGE	MA	02139	NONE	I	WHY WE PUNISH	$50,000
RHEIM ALKADHI
				NONE	I	FINE ARTS	$60,000	2 STOCKRECHTS ADALBERTSTR 79	BERLIN	GERMANY	GM	10997
RICHARD R JOHN
2950 BROADWAY	NEW YORK	NY	10027	NONE	I	A HISTORY OF THE AMERICAN ANTIMONOPOLY TRADITION	$10,000
RICHARD TUCK
124 BRATTLE STREET	CAMBRIDGE	MA	02138	NONE	I	ACTIVE AND PASSIVE CITIZENS	$50,000
ROBERT CAMPANY
259 BUTTRICK HALL	NASHVILLE	TN	372351806	NONE	I	DREAMING AND SELF-CULTIVATION IN CHINA, 300 BCE-800 CE	$25,000
ROBERT G MORRISON
44 LEONARD STREET	PORTLAND	ME	04103	NONE	I	AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN	$25,000
ROBERT GOODING-WILLIAMS
4971/1150 AMSTERDAM AVENUE	NEW YORK	NY	10027	NONE	I	DU BOIS'S POLITICAL AESTHETICS: THE MORAL PSYCHOLOGY OF WHITE SUPREMACY AND THE ENDS OF BEAUTY	$25,000
ROBERT LOPOLD POLIDORI
3560 THACHER ROAD 5TH FLOOR	OJAI	CA	93023	NONE	I	PHOTOGRAPHY	$60,000
ROBERT MILLIS
9725 DAYTON AVE NORTH	SEATTLE	WA	98103	NONE	I	MUSIC COMPOSITION	$30,000
ROBIN FROHARDT
169 SPENCER STREET	BROOKLYN	NY	11205	NONE	I	DRAMA AND PERFORMANCE ART	$40,000
RON JUDE
2022 ONYX STREET	EUGENE	OR	97403	NONE	I	PHOTOGRAPHY	$30,000
RONALD SCHECHTER
118 STANLEY DRIVE	WILLIAMSBURG	VA	23188	NONE	I	THE SECRET LIBRARY OF MARIE ANTOINETTE	$27,500
SABINE IATRIDOU
1 GRAY GARDENS EAST	CAMBRIDGE	MA	02138	NONE	I	QUEXISTENTIALS AND THEIR SIGNIFICANCE FOR LINGUISTIC THEORY	$50,000
SAMUEL ADAMS
1728 WALNUT STREET APT 4	BERKELEY	CA	94709	NONE	I	MUSIC COMPOSITION	$25,000
SANDEEP DAS
250 HAMMOND POND PKWY 913 S	CHESTNUT HILL	MA	02467	NONE	I	MUSIC COMPOSITION	$25,000
SANFORD BIGGERS
1465 5TH AVE	NEW YORK	NY	10035	NONE	I	FINE ARTS	$60,000
SARAH BUSS
1208 FERDON ROAD	ANN ARBOR	MI	48104	NONE	I	HOW TO BE COHERENT AND HOW COHERENT TO BE	$50,000
SCOTT REYNOLDS NELSON
250 BALDWIN ST	ATHENS	GA	30602	NONE	I	FROM THE AMERICAN CIVIL WAR TO THE RUSSIAN REVOLUTION: FOOD AND THE FATE OF EMPIRE	$30,000
SEAN BUCKELEW
4447 1/2 WILLOW BROOK AVENUE	LOS ANGELES	CA	90029	NONE	I	FILM-VIDEO	$32,500
SETH MNOOKIN
43 CROWNINSHIELD ROAD	BROOKLINE	MA	02446	NONE	I	THE SCIENCE, HISTORY, AND FUTURE OF AGING	$25,000
SHAMEL PITTS
153 JEFFERSON AVE	BROOKLYN	NY	11216	NONE	I	CHOREOGRAPHY	$30,000
SHELLEY HIRSCH
10 LEONARD ST 4SE	NEW YORK	NY	10013	NONE	I	MUSIC COMPOSITION	$29,000
SHU LEA CHEANG
501 WEST 123RD STREET 9E	NEW YORK	NY	10027	NONE	I	FINE ARTS	$30,000
SKY HOPINKA
1 CAMPUS ROAD	ANNANDALEONHUDSON	NY	12504	NONE	I	FILM-VIDEO	$60,000
SNEANA STANIMIROVI
613 EMERSON STREET	MADISON	WI	53715	NONE	I	NATURE VS. NURTURE--WHY IS STAR FORMATION SO INEFFICIENT?	$25,000
STEFFANI JEMISON
27 LOUIS PLACE	BROOKLYN	NY	11233	NONE	I	FINE ARTS	$25,000
STEPHANIE WANG-BREAL
73 3RD PLACE APT 1	BROOKLYN	NY	11231	NONE	I	FILM-VIDEO	$20,000
STEVE LOCKE
330 MAC DONOUGH ST APT 2	BROOKLYN	NY	11233	NONE	I	FINE ARTS	$25,000
STEVE ROWELL
404 EAST 5TH STREET	MORRIS	MN	56267	NONE	I	FILM-VIDEO	$30,000
STEVEN SUBOTNICK
228 GANO STREET	PROVIDENCE	RI	029064002	NONE	I	FILM-VIDEO	$27,500
SUSAN STEINBERG
140 20TH AVENUE 203	SAN FRANCISCO	CA	94121	NONE	I	FICTION	$25,000
SUSANNA SCHELLENBERG
79 PERRY STREET APT 5F	NEW YORK	NY	10014	NONE	I	THE NEURAL BASIS OF PERCEPTION: DISCRIMINATION, INFORMATION-PROCESSING, AND BIASES	$50,000
SUZANNE FARRIN
695 PARK AVE	NEW YORK	NY	10065	NONE	I	MUSIC COMPOSITION	$25,000
SYLVAN OSWALD
BOX 951622	LOS ANGELES	CA	900951622	NONE	I	DRAMA & PERFORMANCE ART	$30,000
TAHERA QUTBUDDIN
5844 S STONY ISLAND AVENUE 11H	CHICAGO	IL	60637	NONE	I	?ALI IBN ABI TALIB: LIFE, TEACHINGS, AND ELOQUENCE OF THE SAGE OF ISLAM	$25,000
TAYLOR BROOK
				NONE	I	MUSIC COMPOSITION	$25,000	345 LINDEN AVE	VICTORIA	CANADA	CA	V8V 4G1
THOMAS CENTOLELLA
1164 JACKSON STREET APT 1	SAN FRANCISCO	CA	94133	NONE	I	POETRY	$32,500
THORSTEN TRIMPOP
2400 NORTH LAKEVIEW AVENUE APT 1901	CHICAGO	IL	60614	NONE	I	FILM-VIDEO	$30,000
TINA SATTER
27 BUFFALO FARM ROAD	GRANVILLE	VT	05747	NONE	I	DRAMA & PERFORMANCE ART	$20,000
TIONA NEKKIA MCCLODDEN
1426 WEST GIRARD AVENUE APT 8	PHILADELPHIA	PA	19130	NONE	I	FINE ARTS	$32,500
TODD H OAKLEY
4718 CALLE REINA	SANTA BARBARA	CA	93110	NONE	I	SEA FIREFLIES TO CONNECT GENES AND BIODIVERSITY	$25,000
TONIA KO
				NONE	I	MUSIC COMPOSITION	$40,000	29B MAURY ROAD	LONDON	UNITED KINGDOM	UK	N16 7BP
TRACY DROZ TRAGOS
629 ERSKINE DRIVE	PACIFIC PALISADES	CA	90272	NONE	I	FILM-VIDEO	$60,000
VALERIA LUISELLI
55 ADRIAN AVE	BRONX	NY	10463	NONE	I	FICTION	$55,000
VERA KELLER
2408 HARRIS ST	EUGENE	OR	97405	NONE	I	CURATING THE GERMAN ENLIGHTENMENT: JOHANN DANIEL MAJOR (1634-1693) AND THE EXPERIMENTAL CENTURY	$50,000
VICTORIA-IDONGESIT UDONDIAN
303W 111TH STREET 5C	NEW YORK	NY	10026	NONE	I	FINE ARTS	$35,000
YAACOB DWECK
227 DICKINSON HALL	PRINCETON	NJ	08544	NONE	I	RABBINIC REACTIONARIES IN THE SEPHARDIC DIASPORA: NOTES ON A SOCIAL TYPE	$25,000
YEVGENIY SHARLAT
2406 ROBERT DEDMAN DRIVE	AUSTIN	TX	78712	NONE	I	MUSIC COMPOSITION	$27,500
YIYUN LI
48 OAKRIDGE CT	PRINCETON	NJ	08540	NONE	I	FICTION	$25,000
ZEENA PARKINS
40 RENWICK	NEW YORK	NY	10013	NONE	I	MUSIC COMPOSITION	$30,000
IBUOKL MARTINAITYT
620 FORT WASHINGTON AVE 6H	NEW YORK	NY	10040	NONE	I	MUSIC COMPOSITION	$30,000
ZOE LEONARD
21 SOUTH PORTLAND AVE APT 1	BROOKLYN	NY	11217	NONE	I	PHOTOGRAPHY	$40,000
ZUN LEE
				NONE	I	PHOTOGRAPHY	$60,000	44 ST JOSEPH STREET SUITE 1802	TORONTO	CANADA	CA	M4Y 2W4

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$9,468,750	TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (146 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line2RecipientUSAddress/AddressLine2Txt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	Province Or StateRecipientForeignAddress/ProvinceOrStateNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd
AL STEINER
212 33RD STREET	BROOKLYN	NY	11232	NONE	I	FILM-VIDEO	$25,000
AIMEE NEZHUKUMATATHIL
110 OXFORD CREEK DR	OXFORD	MS	38655	NONE	I	POETRY	$25,000
ALEXANDER R GALLOWAY
7-13 WASHINGTON SQUARE NORTH APT	NEW YORK	NY	10003	NONE	I	THE CRYSTALLINE MEDIUM: COMPUTATION AND ITS CONSEQUENCES	$50,000	42B
ALEXANDRE LUNSQUI
560 RIVERSIDE DRIVE APT 3C	NEW YORK	NY	10027	NONE	I	MUSIC COMPOSITION	$55,000
AMY NELSON BURNETT
1901 OAKDALE AVE	LINCOLN	NE	68506	NONE	I	THE RELIGIOUS REPUBLIC OF LETTERS: CORRESPONDENCE NETWORKS IN REFORMATION GERMANY	$50,000
AMY WILENTZ
111 S NORTON AVE	LOS ANGELES	CA	90004	NONE	I	GENERAL NONFICTION	$32,500
ANDREA G MCDOWELL
ONE NEWARK CENTER	NEWARK	NJ	07102	NONE	I	WE THE MINERS: SELF-GOVERNMENT IN THE CALIFORNIA GOLD RUSH	$50,000
ANDREJ LUPTK
43 MISTRAL LN	IRVINE	CA	92617	NONE	I	REGULATION OF THE TRANSCRIPTOME BY LIGHT	$50,000
ANDREW STROMINGER
17 OXFORD STREET	CAMBRIDGE	MA	02138	NONE	I	RESOLVING THE BLACK HOLE INFORMATION PARADOX	$50,000
ANGEL NEVAREZ
471 VANDERBILT AVENUE 3B	BROOKLYN	NY	11238	NONE	I	FINE ARTS	$30,000
ANNA MARIA BUSSE BERGER
2741 FOREST AVENUE	BERKELEY	CA	94705	NONE	I	THE MEDIEVAL RELIGIOUS ORIGINS OF THE EUROPEAN STATE	$50,000
ANNA SHTERNSHIS
				NONE	I	LAST YIDDISH HEROES: A LOST AND FOUND ARCHIVE OF THE HOLOCAUST IN THE SOVIET UNION	$50,000		40 EDINBURGH DRIVE	TORONTO	CANADA	CA	M3H 1B4
ANNE CATTANEO
348 WEST 36TH ST APT 9	NEW YORK	NY	10018	NONE	I	HEINRICH VON KLEIST: AN APPRECIATION FOR AMERICAN READERS	$50,000
BEN YAGODA
618 PARRISH ROAD	SWARTHMORE	PA	19081	NONE	I	O. HENRY IN NEW YORK	$30,000
BERNADETTE MEYLER
559 NATHAN ABBOTT WAY	STANFORD	CA	943058610	NONE	I	COMMON LAW ORIGINALISM: THE CONSTITUTION'S CONTESTED MEANINGS	$25,000
BLITZ BAZAWULE
1576 CENTRA VILLA DR SW	ATLANTA	GA	30311	NONE	I	FILM-VIDEO	$30,000
C JEAN CAMPBELL
1489 IVERSON STREET NE	ATLANTA	GA	30307	NONE	I	PISANELLO'S PARARGA: IMITATIVE PRACTICE AND PICTORIAL PRACTICE IN FIFTEENTH-CENTURY ITALY	$50,000
CAMILLE ROBCIS
506 PHILOSOPHY HALL	NEW YORK	NY	10027	NONE	I	THE GENDER QUESTION: POPULISM, NATIONAL REPRODUCTION, AND THE CRISIS OF REPRESENTATION	$50,000
CAMMIE STAROS
6178 SPRINGVALE DRIVE	LOS ANGELES	CA	90042	NONE	I	FINE ARTS	$55,000
CAROLINE WEBER
24 FIFTH AVENUE	NEW YORK	NY	10011	NONE	I	SWAN SONG: BELLE EPOQUE SOCIETY AND THE LEGENDS OF LOST TIME	$25,000
CATHERINE CONYBEARE
2448 MEREDITH STREET	PHILADELPHIA	PA	191302522	NONE	I	AUGUSTINE THE AFRICAN	$25,000
CATHERINE SULLIVAN
2316 S HOYNE AVENUE	CHICAGO	IL	60608	NONE	I	FILM-VIDEO	$55,000
CELESTE NG
42 STEARNS STREET	CAMBRIDGE	MA	02138	NONE	I	FICTION	$50,000
CHRIS E VARGAS
2930 ELM STREET	BELLINGHAM	WA	98225	NONE	I	FINE ARTS	$27,500
CHRIS OTTER
8429 KILBIRNIE COURT	DUBLIN	OH	43017	NONE	I	THE TECHNOSPHERE: A DEEP HUMAN HISTORY	$27,500
CHRISTOPHER JARZYNSKI
5513 HOOVER STREET	BETHESDA	MD	20817	NONE	I	NANOSCALE THERMODYNAMICS BEYOND IDEALIZATIONS	$50,000
CLIFFORD OWENS
44 WAYNE STREET APT3	JERSEY CITY	NJ	07302	NONE	I	FINE ARTS	$27,500
CYRILLA MOZENTER
10 CRISTIN COURT	STONY POINT	NY	10980	NONE	I	FINE ARTS	$30,000
DANIEL ALEXANDER JONES
135 W 225TH ST	BRONX	NY	10463	NONE	I	DRAMA & PERFORMANCE ART	$30,000
DANNA SINGER
2414 7TH AVE	TOMS RIVER	NJ	08753	NONE	I	PHOTOGRAPHY	$30,000
DAVID A PIETZ
10131 EAST LOST TRAILS STREET	TUCSON	AZ	857481819	NONE	I	DEATH AND LIFE ON THE YANGTZE: EXTINCTION, CONSERVATION, AND ENVIRONMENTAL CHANGE IN MODERN CHINA	$25,000
DAVID HERTZBERG
1855 CANYON DRIVE	LOS ANGELES	CA	90028	NONE	I	MUSIC COMPOSITION	$20,000
DAVID SEPKOSKI
810 S WRIGHT STREET	URBANA	IL	61801	NONE	I	THE POLITICS OF HUMAN NATURE: BIOLOGICAL DETERMINISM FROM SOCIOBIOLOGY TO THE HUMAN GENOME	$37,500
DEBORAH COEN
1037 CHAPEL STREET	NEW HAVEN	CT	065208324	NONE	I	CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGINATION IN NINETEENTH-CENTURY EUROPE	$49,000
DILIP DA CUNHA
4641 HAZEL AVE	PHILADELPHIA	PA	19143	NONE	I	OCEAN OF RAIN	$25,000
DYAN ELLIOTT
7625 N EASTLAKE TERRACE APT 109	CHICAGO	IL	60626	NONE	I	THE QUICK AND THE DEAD: THE MEDIEVAL CHURCH AND THE EXHUMATION OF CHRISTIANS	$25,000
EDYTA M BOJANOWSKA
100 NEPAS RD	FAIRFIELD	CT	06825	NONE	I	EMPIRE AND THE RUSSIAN CLASSICS	$30,000
ELAINE MCMILLION SHELDON
856 CHESTER ROAD	CHARLESTON	WV	25302	NONE	I	FILM-VIDEO	$35,000
ELINA GERTSMAN
23870 DUFFIELD ROAD	SHAKER HEIGHTS	OH	44122	NONE	I	WITHDRAWAL AND PRESENCE: VISUALIZING MEDIEVAL ABSTRACTION	$50,000
ELIZABETH CAROLYN MILLER
ONE SHIELDS AVENUE	DAVIS	CA	95616	NONE	I	EXTRACTION ECOLOGIES AND THE LITERATURE OF THE LONG EXHAUSTION, 1830S-1930S	$50,000
ELLEN FULLMAN
2430 5TH STREET UNIT N	BERKELEY	CA	94720	NONE	I	MUSIC COMPOSITION	$30,000
ELLEN LESPERANCE
6037 N MISSISSIPPI AVENUE	PORTLAND	OR	97217	NONE	I	FINE ARTS	$30,000
EMILY WILSON
1017 S 48TH ST	PHILADELPHIA	PA	19143	NONE	I	VERSE TRANSLATION OF THE ILIAD	$50,000
ERIC GOTTESMAN
34 EDGEWOOD AVE	GREENWICH	CT	06830	NONE	I	PHOTOGRAPHY	$55,000
ERIC REBILLARD
GOLDWIN SMITH HALL 120	ITHACA	NY	14850	NONE	I	REDESCRIBING THE TRIUMPH OF CHRISTIANITY	$25,000
ETHAN LIPTON
59 SUNNYSIDE AVENUE 2	BROOKLYN	NY	11207	NONE	I	DRAMA & PERFORMANCE ART	$30,000
FRANK MAGILLIGAN
9 ABBOTT STREET	LEBANON	NH	03766	NONE	I	WATERSHED MOMENTS: SCIENCE, VALUES, AND AMERICAN RIVERS	$25,000
GABRIELLE LAMB
603 WEST 148TH ST APT 2	NEW YORK	NY	10031	NONE	I	CHOREOGRAPHY	$30,000
GARTH GREENWELL
329 RIVER STREET	IOWA CITY	IA	52246	NONE	I	FICTION	$50,000
GERARD PASSANNANTE
2045 ROSEMOUNT AVE NW	WASHINGTON	DC	20010	NONE	I	GOD IS IN THE DETAIL: COSMIC ORDER AND THE SENSE OF SCALE	$55,000
GORDON ENNIS MOORE
6 SPRING ST 5FW	NEW YORK	NY	10012	NONE	I	FINE ARTS	$30,000
H GLENN PENNY
1205 GINTER AVENUE	IOWA CITY	IA	52240	NONE	I	BEYOND COLONIAL QUESTIONS: BEING GERMAN IN GUATEMALA FROM THE 1880S THROUGH THE 1980S	$50,000
HECTOR CARRILLO
6101E N SHERIDAN RD UNIT 25A	CHICAGO	IL	606606812	NONE	I	THE AFTERLIFE OF DOCUMENTS: IDENTITY, MOBILITY, AND THE GENEALOGICAL IMAGINATION	$50,000
HEGHNAR ZEITLIAN WATENPAUGH
1517 ORANGE LANE	DAVIS	CA	95616	NONE	I	CITY OF 1001 CHURCHES: ARCHITECTURE, DESTRUCTION, AND PRESERVATION AT A WORLD HERITAGE SITE	$50,000
HELEN MIRRA
15 MUIR BEACH OVERLOOK	MUIR BEACH	CA	94965	NONE	I	FINE ARTS	$60,000
HELEN PHILLIPS
68 STRATFORD ROAD APT 9	BROOKLYN	NY	11218	NONE	I	FICTION	$60,000
HELEN SOLTERER
1023 MONMOUTH AVENUE	DURHAM	NC	27701	NONE	I	TIMELY FICTIONS: AN EARLY AND MODERN ALMANAC IN FRENCH	$25,000
IAN BURNEY
				NONE	I	A HISTORY OF INNOCENCE: ERLE STANLEY GARDNER, THE COURT OF LAST RESORT, AND THE PURSUIT OF WRONGFUL CONVICTION IN COLD WAR AMERICA	$27,500		6 DEVONSHIRE ROAD	STOCKPORT	UNITED KINGDOM	UK	5K9 4EF
J STONER BLACKWELL
ONE COLLEGE DRIVE	BENNINGTON	VT	052016003	NONE	I	FINE ARTS	$25,000
JAMES GRIER
				NONE	I	THE FOUNDATIONS OF MUSICAL LITERACY IN THE MEDIEVAL WEST 800-1100: ORAL AND WRITTEN TRANSMISSION OF EARLY PLAINSONG	$25,000		5860 RIVERSIDE DR E	WINDSOR	CANADA	CA	N8S 1B3
JAMES T CAMPBELL
450 JANE STANFORD WAY	STANFORD	CA	94305	NONE	I	FREEDOM NOW: THE MISSISSIPPI FREEDOM MOVEMENT IN HISTORY AND MEMORY	$30,000
JANA PRIKRYL
435 HUDSON STREET	NEW YORK	NY	10014	NONE	I	POETRY	$25,000
JANET DELANEY
2110 BYRON STREET	BERKELEY	CA	94702	NONE	I	PHOTOGRAPHY	$30,000
JANICE N HARRINGTON
802 S PRAIRIE ST	CHAMPAIGN	IL	61820	NONE	I	POETRY	$55,000
JEFF GOODELL
PO BOX 91	SARATOGA SPRINGS	NY	12866	NONE	I	GENERAL NONFICTION	$30,000
JEFFREY SCONCE
501 W GRANT PLACE	CHICAGO	IL	60614	NONE	I	PARACOSMIC MEDIA	$25,000
JENNIFER PASTOR
3444 ASHWOOD AVE	LOS ANGELES	CA	90066	NONE	I	FINE ARTS	$15,000
JENNY BOULLY
ONE COLLEGE DRIVE	BENNINGTON	VT	05201	NONE	I	GENERAL NONFICTION	$25,000
JENNY MCPHEE
404 RIVERSIDE DRIVE APT 10A	NEW YORK	NY	10025	NONE	I	A NEW TRANSLATION OF ELSA MORANTE'S FIRST NOVEL MENZOGNA E SORTILEGIO (1948)	$25,000
JESSE RODIN
541 LASUEN MALL	STANFORD	CA	94305	NONE	I	GIVING FORM TO FIFTEENTH-CENTURY MUSIC	$50,000
JOAN R NAJITA
950 N CHERRY AVENUE	TUCSON	AZ	85719	NONE	I	DIVERSITY AND ORIGINS OF PLANETARY SYSTEMS	$50,000
JOEL F HARRINGTON
2301 VANDERBILT PLACE	NASHVILLE	TN	37235	NONE	I	HANS STADEN AND THE GERMAN COUNTER-NARRATIVE OF NEW WORLD CANNIBALISM	$50,000
JOS-LUIS HURTADO
4605 BURTON AVE	ALBUQUERQUE	NM	87108	NONE	I	MUSIC COMPOSITION	$27,500
JOSH PACEWICZ
14 CLAREMONT AVE	PROVIDENCE	RI	02806	NONE	I	ARCHITECTS OF THE DIVIDED STATES: LEGISLATORS, LOBBYISTS, AND ADVOCATES IN POLARIZED TIMES	$25,000
KATE FLINT
3501 TROUSDALE PARKWAY	LOS ANGELES	CA	90089	NONE	I	THE LONG TODAY: VICTORIAN CULTURE AND ENVIRONMENTAL CHANGE	$50,000
KATY SCHIMERT
635 EAST 6TH STREET APT 5W	NEW YORK	NY	10009	NONE	I	FINE ARTS	$25,000
KAVITA RAMANAN
182 GEORGE STREET BOX F	PROVIDENCE	RI	02912	NONE	I	HIGH-DIMENSIONAL INTERACTING RANDOM PROCESSES	$50,000
KIMBERLY K PHILLIPS-FEIN
1 WASHINGTON PLACE	NEW YORK	NY	10003	NONE	I	DEFENDING INEQUALITY: THE AMERICAN BUSINESS TRADITION	$50,000
LACY M JOHNSON
6100 MAIN ST MS30	HOUSTON	TX	77005	NONE	I	GENERAL NONFICTION	$55,000
LARRY TOWELL
				NONE	I	PHOTOGRAPHY	$30,000		RR 1	BOTHWELL	CANADA	CA	N0P 1C0
LAUREN BENTON
PO BOX 208324	NEW HAVEN	CT	065208324	NONE	I	LEGALITIES OF SMALL WARS IN EUROPEAN EMPIRES, 1400-1900	$50,000
LAWRENCE ROSENWALD
10 LOVEWELL ROAD	WELLESLEY	MA	02481	NONE	I	TOWARDS A PACIFIST CRITICISM	$25,000
LAWRIE LAWRENCE BALFOUR
1540 JEFFERSON PARK AVE	CHARLOTTESVILLE	VA	22904	NONE	I	IMAGINING FREEDOM: TONI MORRISON AND THE WORK OF WORDS	$50,000
LENA SALAYMEH
PRINCETON UNIVERSITY	PRINCETON	NJ	035441017	NONE	I	REVOLUTIONARY ISLAMIC LAW	$27,500
LEOR HALEVI
1011 HALCYON AVE	NASHVILLE	TN	37204	NONE	I	EVERYDAY SALAFISM IN AN ENTANGLED WORLD: THE SAUDI SPIRIT OF GLOBAL EXCHANGE IN THE CENTURY OF BIN BAZ (D. 1999)	$50,000
LESLEY A SHARP
3009 BROADWAY	NEW YORK	NY	10027	NONE	I	DYING BEHIND BARS: MALE INMATE CAREGIVERS AND THE PRISON HOSPICE MOVEMENT IN AMERICA	$25,000
LISA OLSTEIN
2206 E 22ND STREET	AUSTIN	TX	78722	NONE	I	POETRY	$50,000
LLOYD SUH
311 WEST 43RD STREET SUITE 406	NEW YORK	NY	10036	NONE	I	DRAMA & PERFORMANCE ART	$25,000
LOTHAR VON FALKENHAUSEN
405 HILGARD AVENUE	LOS ANGELES	CA	90095	NONE	I	THE ECONOMY OF LATE BRONZE AGE CHINA (CA. 1000-250 BCE): ARCHAEOLOGICAL PERSPECTIVES	$25,000
MARK LEVINE
16 GIBBS CT	IRVINE	CA	92617	NONE	I	THE KAKUMA SOUND: REROOTING THE PAST, COMPOSING THE FUTURE	$50,000
MARTI EPSTEIN
122 BERKSHIRE ST	CAMBRIDGE	MA	02141	NONE	I	MUSIC COMPOSITION	$25,000
MARTIN H WEISSMAN
1156 HIGH STREET	SANTA CRUZ	CA	95064	NONE	I	VISUALIZING PRIMES	$25,000
MELISSA SCHWARTZBERG
4 WASHINGTON SQUARE VILLAGE APT 7N	NEW YORK	NY	10012	NONE	I	JUDGING DEMOCRACY: JURORS, VOTERS, AND THE CONSTRUCTION OF EQUAL CITIZENS	$50,000
MICHAEL DICKMAN
184 PROSPECT AVENUE	PRINCETON	NJ	08540	NONE	I	POETRY	$35,000
MICHAEL FRANK
31 W 12TH STREET APT 8E	NEW YORK	NY	10011	NONE	I	GENERAL NONFICTION	$30,000
MUKUL SHARMA
11 CAMP BROOK DRIVE	HANOVER	NH	03755	NONE	I	UTILIZING CLAY MINERALS TO REMOVE ATMOSPHERIC CARBON DIOXIDE	$40,000
NATHANIEL PERSILY
559 NATHAN ABBOTT WAY	STANFORD	CA	943058610	NONE	I	SECURING A DEMOCRATIC DIGITAL FUTURE	$50,000
NOA STEIMATSKY
136 WEST 123RD STREET APT 4	NEW YORK	NY	10027	NONE	I	CINECITT AT WAR: 1942-1950	$35,000
NOAH WHITEMAN
5217 SHAFTER AVENUE	OAKLAND	CA	94618	NONE	I	MOST DELICIOUS POISON: HOW PLANT TOXINS CHANGED THE WORLD	$25,000
OLIVIA JUDSON
				NONE	I	DANCE OF ROCK AND LIFE: ENERGY, EVOLUTION, AND THE TRANSFORMATION OF THE EARTH	$30,000		WILHELMSTRASSE 119A	BERLIN	GERMANY	GM	10963
OSCAR CASARES
8503 GREENFLINT LN	AUSTIN	TX	78759	NONE	I	FICTION	$55,000
OSMAN KHAN
4839 AVERY STREET	DETROIT	MI	48208	NONE	I	FINE ARTS	$30,000
PAMELA WOJCIK
1031 N WINCHESTER AVE	CHICAGO	IL	60622	NONE	I	UNHOMED: MOBILITY AND PLACELESSNESS IN AMERICAN CINEMA	$50,000
PATRICIA TREIB
295 CARROLL STREET APT 3	BROOKLYN	NY	11231	NONE	I	FINE ARTS	$60,000
PAUL FRIEDLAND
150 VAUGHAN STREET	PORTLAND	ME	04102	NONE	I	A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802	$25,000
PEGGY SHAW
65 EAST 4TH STREET APT 1A	NEW YORK	NY	10003	NONE	I	DRAMA & PERFORMANCE ART	$30,000
PHILIP METRES
1 JOHN CARROLL BLVD	UNIVERSITY HEIGHTS	OH	44118	NONE	I	POETRY	$30,000
PIA BORG
541 SOUTH SPRING ST UNIT 702	LOS ANGELES	CA	90013	NONE	I	FILM-VIDEO	$27,500
RACHEL LOUISE SNYDER
1415 ROXANNA RD NW	WASHINGTON	DC	20012	NONE	I	GENERAL NONFICTION	$25,000
RAYMOND MEEKS
110 SAINT JAMES ST 2	KINGSTON	NY	124010511	NONE	I	PHOTOGRAPHY	$20,000
REBECCA MEAD
				NONE	I	GENERAL NONFICTION	$25,000		2 WOODSOME ROAD	LONDON	UNITED KINGDOM	UK	NW5 1RY
RICK VALELLY
517 ELM AVENUE	SWARTHMORE	PA	19081	NONE	I	UNCLE SAM'S CLOSET: LESBIAN AND GAY ENFRANCHISEMENT AND THE AMERICAN STATE	$50,000
RITA CHIN
1602 GRANGER AVENUE	ANN ARBOR	MI	48104	NONE	I	INVISIBLE LABOR: A HISTORY OF FEMALE MIGRANT DOMESTICS IN POSTCOLONIAL EUROPE	$50,000
ROBERT CAMPANY
259 BUTTRICK HALL	NASHVILLE	TN	372351806	NONE	I	DREAMING AND SELF-CULTIVATION IN CHINA, 300 BCE-800 CE	$25,000
ROBERT G MORRISON
44 LEONARD STREET	PORTLAND	ME	04103	NONE	I	AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN	$25,000
ROBERT GOODING-WILLIAMS
4971/1150 AMSTERDAM AVENUE	NEW YORK	NY	10027	NONE	I	DU BOIS'S POLITICAL AESTHETICS: THE MORAL PSYCHOLOGY OF WHITE SUPREMACY AND THE ENDS OF BEAUTY	$25,000
ROBERT MILLIS
9725 DAYTON AVE NORTH	SEATTLE	WA	98103	NONE	I	MUSIC COMPOSITION	$30,000
ROBIN FROHARDT
169 SPENCER STREET	BROOKLYN	NY	11205	NONE	I	DRAMA AND PERFORMANCE ART	$20,000
SARAH PARCAK
1402 10TH AVENUE SOUTH - UH 3165	BIRMINGHAM	AL	352941241	NONE	I	SURVIVING COLLAPSE: THE GLOBAL HISTORY OF HUMAN RESILIENCE	$50,000
SHAMEL PITTS
153 JEFFERSON AVE	BROOKLYN	NY	11216	NONE	I	CHOREOGRAPHY	$25,000
SHANNON WALSH
				NONE	I	FILM-VIDEO	$55,000		1275 PACIFIC STREET APT 1803	VANCOUVER	CANADA	CA	V6E 1T6
SHAYLIH MUEHLMANN
				NONE	I	WOMEN'S ACTIVISM AGAINST DRUG WAR VIOLENCE	$50,000		2609 WEST 10TH AVENUE	VANCOUVER	CANADA	CA	V6K 2J8
SHU LEA CHEANG
501 WEST 123RD STREET 9E	NEW YORK	NY	10027	NONE	I	FINE ARTS	$30,000
SIGRID NUNEZ
25 WEST 13TH STREET APT 4MS	NEW YORK	NY	10011	NONE	I	FICTION	$60,000
STACY KRANITZ
169 W PARK COURT	SMITHVILLE	TN	37166	NONE	I	PHOTOGRAPHY	$60,000
STEFFANI JEMISON
27 LOUIS PLACE	BROOKLYN	NY	11233	NONE	I	FINE ARTS	$30,000
STEPHANIE WANG-BREAL
73 3RD PLACE APT 1	BROOKLYN	NY	11231	NONE	I	FILM-VIDEO	$40,000
STEVE LOCKE
330 MAC DONOUGH ST APT 2	BROOKLYN	NY	11233	NONE	I	FINE ARTS	$25,000
SUSAN JUSTER
1713 MARYFIELD DRIVE	ANN ARBOR	MI	48103	NONE	I	A COMMON GRAVE: A MATERIAL HISTORY OF CATHOLICS IN ENGLISH AMERICA	$50,000
SUSAN STEINBERG
140 20TH AVENUE 203	SAN FRANCISCO	CA	94121	NONE	I	FICTION	$25,000
SUSANNA BERGER
1329 CARROLL AVENUE	LOS ANGELES	CA	90026	NONE	I	VISUAL EXPERTISE AND THE AESTHETICS OF DECEPTION IN EARLY MODERN ITALY	$55,000
SUZANNE CAPORAEL
PO BOX 511	SALEM	OR	97308	NONE	I	FINE ARTS	$60,000
SUZANNE FARRIN
695 PARK AVE	NEW YORK	NY	10065	NONE	I	MUSIC COMPOSITION	$25,000
SUZANNE HITT BOCANEGRA
66 GREENE STREET FLOOR 5	NEW YORK	NY	10012	NONE	I	FINE ARTS	$60,000
SUZANNE METTLER
305 BROCKFORD ROAD	SYRACUSE	NY	13224	NONE	I	ONE NATION, DIVIDED: HOW POLARIZATION AFFECTS AMERICAN DEMOCRACY, PAST AND PRESENT	$50,000
TAHERA QUTBUDDIN
5844 S STONY ISLAND AVENUE 11H	CHICAGO	IL	60637	NONE	I	?ALI IBN ABI TALIB: LIFE, TEACHINGS, AND ELOQUENCE OF THE SAGE OF ISLAM	$25,000
TAYLOR BROOK
				NONE	I	MUSIC COMPOSITION	$30,000		345 LINDEN AVE	VICTORIA	CANADA	CA	V8V 4G1
TINA SATTER
27 BUFFALO FARM ROAD	GRANVILLE	VT	05747	NONE	I	DRAMA & PERFORMANCE ART	$35,000
TYRELL HABERKORN
811 EAST MIFFLIN STREET	MADISON	WI	53703	NONE	I	DICTATORSHIP ON TRIAL IN THAILAND	$50,000
VICTORIA-IDONGESIT UDONDIAN
303W 111TH STREET 5C	NEW YORK	NY	10026	NONE	I	FINE ARTS	$20,000
YAACOB DWECK
227 DICKINSON HALL	PRINCETON	NJ	08544	NONE	I	RABBINIC REACTIONARIES IN THE SEPHARDIC DIASPORA: NOTES ON A SOCIAL TYPE	$25,000
YEVGENIY SHARLAT
2406 ROBERT DEDMAN DRIVE	AUSTIN	TX	78712	NONE	I	MUSIC COMPOSITION	$27,500
YIYUN LI
48 OAKRIDGE CT	PRINCETON	NJ	08540	NONE	I	FICTION	$25,000
ZEENA PARKINS
40 RENWICK	NEW YORK	NY	10013	NONE	I	MUSIC COMPOSITION	$30,000
IBUOKL MARTINAITYT
620 FORT WASHINGTON AVE 6H	NEW YORK	NY	10040	NONE	I	MUSIC COMPOSITION	$30,000
ZOE LEONARD
21 SOUTH PORTLAND AVE APT 1	BROOKLYN	NY	11217	NONE	I	PHOTOGRAPHY	$20,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Apprv Fut	$5,429,000	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$1,487,582	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$34,725,300	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDesc	ExclusionExclusionCd	ExclusionExclusionAmt	BusinessBusinessCd	Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt
OTHER INVESTMENT INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S	14	$479,613
UNRELATED BUSINESS INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S			900000	$107,123

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$107,123	UnrelatedBusinessTaxblIncmAmt
Exclusion	$36,692,495	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$36,799,618	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (24 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Person ContributionPersonContributionInd
ESTATE OF ROTH PHILIP
1	C/O PERLEY GRIMES CRAMER ANDERSON L	LITCHFIELD	CT	067590278	$500,000	Yes (X)
CHUBB INA HOLDINGS
2	90 PARK AVENUE - 33RD FLOOR	NEW YORK	NY	10016	$100,000	Yes (X)
LILI LYNTON
3	33 WEST 81 STREET	NEW YORK	NY	100246009	$50,000	Yes (X)
DOROTHY TAPPER GOLDMAN
4	1070 PARK AVENUE PENTHOUSE EAST	NEW YORK	NY	10128	$50,000	Yes (X)
JEROLD S KAYDEN
5	11 CLEMENT CIRCLE	CAMBRIDGE	MA	02138	$33,333	Yes (X)
MARGARET W ROSSITER
6	100 FAIRVIEW SQ 4K	ITHACA	NY	14850	$25,000	Yes (X)
SCHWARTZ FAMILY FOUNDATION ERIC AND ERICA
7	120 EAST END AVENUE APT 17B	NEW YORK	NY	10028	$20,000	Yes (X)
THE AARON COPLAND FUND
8	254 WEST 31ST STREET 15TH FLOOR	NEW YORK	NY	10001	$20,000	Yes (X)
CINDY SHERMAN
9	7 PENN PLAZA 830	NEW YORK	NY	10001	$15,000	Yes (X)
DWIGHT LEE
10	434 WEST 20TH STREET 3	NEW YORK	NY	10011	$12,500	Yes (X)
ARDINE NELSON
11	109 WESTWOOD ROAD	COLUMBUS	OH	43214	$12,379	Yes (X)
BENJAMIN AND DONNA ROSEN
12	C/O FFO LLC 545 FIFTH AVENUE SUITE	NEW YORK	NY	10017	$12,000	Yes (X)
JOEL CONARROE
13	125 W 11TH STREET APT 71	NEW YORK	NY	10011	$11,178	Yes (X)
LISA WOLFSON HESS
14	47 OAKLAND AVENUE	SAG HARBOR	NY	11963	$10,204	Yes (X)
GILLIAM SAMUEL
15	1900 QUINCY STREET NW	WASHINGTON	DC	200115338	$10,000	Yes (X)
STACY SCHIFF
16	45 EAST 62ND STREET	NEW YORK	NY	10065	$10,000	Yes (X)
KATEPALLI R SREENIVASAN
17	37 WASHINGTON SQUARE WEST APT 4B	NEW YORK	NY	10011	$10,000	Yes (X)
JACOFF FOUNDATION RICHARD AND NATALIE
18	SEVEN TIMES SQUARE 46TH FLOOR	NEW YORK	NY	10036	$10,000	Yes (X)
ERIC MASKIN
19	LITTAUER 312	CAMBRIDGE	MA	02138	$10,000	Yes (X)
COSTEN FOUNDATION FOR THE ART OF TEACHING
20	1900 QUINCY STREET NW	WASHINGTON	DC	200115338	$7,500	Yes (X)
ALAN OPPENHEIM
21	303 THIRD STREET 605	CAMBRIDGE	MA	02142	$5,568	Yes (X)
OSBORNE MARK R OSBORNE
22	1 LEFURGY TERRACE	HASTINGSONHUDSON	NY	107062010	$5,000	Yes (X)
DONALD PEASE
23	14 WOBAN ROAD	CANAAN	NH	03741	$5,000	Yes (X)
WILLIAM & SARAH KELLY
24	425 RIVERSIDE DRIVE 13A	NEW YORK	NY	10025	$5,000	Yes (X)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	AUDIT & TAXES	CategoryTxt
Amt	$55,186	Amt
Net Investment Income	$27,593	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$26,794	DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (4 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	Cost Or Other BasisCostOrOtherBasisAmt	Prior Year DepreciationPriorYearDepreciationAmt	Computation MethodComputationMethodTxt	LifeLifeRt	Current Year ExpenseCurrentYearExpenseAmt	Net Investment IncomeNetInvestmentIncomeAmt
COMPUTER EQUIPMENT	2005-01-01	$156,496	$151,198	SL	3.000000000000	$2,120	$0
LEASEHOLD IMPROVEMENTS	2008-07-01	$588,709	$183,157	SL	7.000000000000	$39,247	$0
OFFICE FURNITURE	2008-07-01	$246,094	$164,062	SL	5.000000000000	$35,156	$0
WEBSITE DEVELOPMENT	2008-07-01	$828,172	$816,172	SL	3.000000000000	$6,000	$0

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (62 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ABB LIMITED ZUERIC	$295,678	$295,678
ALEXION PHARMA INC	$370,601	$370,601
ALTICE U S A INC	$307,694	$307,694
AMAZON.COM INC	$508,081	$508,081
AMAZON.COM INC	$293,124	$293,124
BAYER AG	$292,534	$292,534
CBRE GROUP INC	$268,065	$268,065
CHARTER COMMUNICATION	$479,624	$479,624
CITIGROUP INC	$518,129	$518,129
CITIGROUP INC.	$300,223	$300,223
DAI-ICHI LIFE HLDN	$266,057	$266,057
ERICSSON TELFON NEW	$269,051	$269,051
EXPEDIA GROUP INC.	$295,517	$295,517
EXPERIAN PLC	$498,212	$498,212
EXPERIAN PLC	$289,814	$289,814
FACEBOOK INC	$271,248	$271,248
GRACE W R & CO	$274,977	$274,977
GUIDEWIRE SOFTWARE	$493,165	$493,165
GUIDEWIRE SOFTWARE	$288,613	$288,613
INCYTE CORP	$297,298	$297,298
JD COMMON INC	$302,816	$302,816
KKR & CO INC	$494,990	$494,990
KKR & CO INC	$286,629	$286,629
L OREAL	$290,865	$290,865
MICROSOFT CORP	$504,893	$504,893
MICROSOFT CORP	$290,703	$290,703
MORGAN STANLEY	$522,473	$522,473
MORGAN STANLEY	$303,656	$303,656
NINTENDO CO LTD	$521,600	$521,600
NOVARTIS AG	$502,191	$502,191
RICOH LTD	$254,524	$254,524
SALESFORCE COM	$276,160	$276,160
SAP SE	$513,692	$513,692
SAP SE	$297,066	$297,066
SEAGATE TECHNOLOGY	$472,913	$472,913
SEAGATE TECHNOLOGY	$275,493	$275,493
TOSHIBA CORP LTD	$261,790	$261,790
TRANSDIGM GROUP INC	$503,125	$503,125
TRANSDIGM GROUP INC	$293,335	$293,335
UNITED AIRLINES HLDGS	$249,423	$249,423
BOSTON SCIENTIFIC CO	$299,643	$299,643
CENTENE CORP	$261,431	$261,431
CHARTER COMMUNICATN	$279,174	$279,174
COMCAST CORP	$286,576	$286,576
CSX CORP	$279,873	$279,873
DIAGEO PLC	$490,296	$490,296
DIAGEO PLC	$284,729	$284,729
FIDELITY NATL	$265,803	$265,803
FOX CORP	$479,403	$479,403
GISP I	$759,318	$759,318
INDUSTRIA DE DISEN	$473,460	$473,460
JPM - SPDR S & P ETF TRUST	$1,344,472	$1,344,472
LINDE PLC	$298,820	$298,820
LKQ CORP	$467,000	$467,000
LONZA GP AG ZUERIC	$503,394	$503,394
NESTLE SA	$529,421	$529,421
NORDEA BANK AB ORD	$32,561	$32,561
OLYMPUS CORP	$295,039	$295,039
PAYPAL HOLDINGS INC.	$305,865	$305,865
SEAGEN INC	$270,241	$270,241
SERVICE NOW INC	$290,077	$290,077
VISA INC	$502,204	$502,204

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (37 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
BAIN CAPITAL	FMV	$11,445,595	$11,445,595
TIGER GLOBAL LONG OPPORTUNITIES, LTD.	FMV	$13,415,910	$13,415,910
AEOLUS PROPERTY FUND, LP	FMV	$110,049	$110,049
AKO EUROPEAN LONG-ONLY FUND	FMV	$14,100,229	$14,100,229
ARROWSTREET CAPITAL GLOBAL FUND	FMV	$11,582,362	$11,582,362
CASDIN PARTNERS OFFSHORE, LTD	FMV	$22,779,387	$22,779,387
FINANCIAL OPPORTUNITY FUND, LTD.	FMV	$6,876,154	$6,876,154
HILLHOUSE CHINA VALUE FUND, LTD	FMV	$10,414,800	$10,414,800
HUNT LANE CAPITAL FUND, LTD	FMV	$14,200,124	$14,200,124
ISHANA CAPITAL OFFSHORE FUND	FMV	$9,000,736	$9,000,736
JPM - ISHARES CORE MSCI EMERGING	FMV	$5,456,790	$5,456,790
KING STREET CAPITAL, LTD.	FMV	$687,773	$687,773
LONE STAR FUND XI, LP	FMV	$173,693	$173,693
PALESTRA CAPITAL OFFSHORE FUND, LTD	FMV	$5,646,188	$5,646,188
PARTNERS CAPITAL HARRIER FUND, LTD	FMV	$24,785,171	$24,785,171
PARTNERS PHOENIX FUND II, LTD	FMV	$22,365,138	$22,365,138
PAULSON RE RECOVERY, LP	FMV	$1,649,468	$1,649,468
PC MERLIN FUND CAYMAN, LP	FMV	$1,190,174	$1,190,174
RENAISSANCE INSTITUTIONAL EQUITIES FUND, LLC	FMV	$8,052,950	$8,052,950
ROCKEFELLER ACCESS FUND 06-I, LLC	FMV	$190,901	$190,901
SHORT-TERM INVESTMENTS	FMV	$384,884	$384,884
THE CHILDRENS INVESTMENT FUND	FMV	$15,420,700	$15,420,700
VENBIO SELECT FUND, LTD.	FMV	$15,593,627	$15,593,627
VIKING LONG FUND III, LTD.	FMV	$23,233,719	$23,233,719
ALTA PARK FUND OFFSHORE	FMV	$9,578,339	$9,578,339
COLUMBIA SPECTRUM PARTNERS IV	FMV	$218,808	$218,808
EXODUSPOINT PARTNERS	FMV	$6,169,709	$6,169,709
FORTRESS CREDIT OPPOR. FD V	FMV	$147,518	$147,518
HIDDEN ROAD	FMV	$3,093,028	$3,093,028
JUNTO OFFSHORE LTD	FMV	$11,462,971	$11,462,971
OCTAGON PARTNERS	FMV	$2,901,172	$2,901,172
PC CONDOR FD XIII	FMV	$108,126	$108,126
PC CONDOR FUND CAYMEN LP	FMV	$2,557,445	$2,557,445
PENTWATER	FMV	$9,206,930	$9,206,930
PERCEPTIVE CREDIT OPPORTUNITIES	FMV	$1,586,552	$1,586,552
RELATED REAL ESTATE FUND III	FMV	$372,171	$372,171
SEQUOIA CAPITAL (SCGE OFFSHORE FUND)	FMV	$9,983,000	$9,983,000

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (4 entries)

Category Or ItemCategoryOrItemTxt	Cost Or Other BasisCostOrOtherBasisAmt	Accumulated DepreciationAccumulatedDepreciationAmt	Book ValueBookValueAmt
COMPUTER EQUIPMENT	$156,496	$153,318	$3,178
LEASEHOLD IMPROVEMENTS	$588,709	$222,404	$366,305
OFFICE FURNITURE	$246,094	$199,218	$46,876
WEBSITE DEVELOPMENT	$828,172	$822,172	$6,000

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	LEGAL FEES	CategoryTxt
Legal Fees	$30,509	LegalFeesAmt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$28,825	DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Field	Value	IRS element (for citing)
Desc	DUE FROM BROKER	Desc
BOY Book Value	$37,786,454	BOYBookValueAmt
EOY Book Value	$20,215,608	EOYBookValueAmt
EOYFMV	$20,215,608	EOYFMVAmt

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Desc	DEFERRED FEDERAL EXCISE TAX	Desc
Amt	$413,951	Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
IT AND OFFICE EQUIPMENT	$565,650	$31,196	$539,426
OFFICE EXPENSES	$38,280	$5,459	$32,800
PUBLICITY EXPENSE	$58,824	$0	$58,824
INSURANCE	$29,910	$1,747	$28,163
MISCELLANEOUS	$7,335	$0	$6,807
ANNUITY PAYMENTS	$17,562	$0	$17,562
OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S	$675,580	$675,580	$0
PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS	$1,871,937	$0	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
OTHER INVESTMENT INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S	$479,613	$479,613	$479,613
UNRELATED BUSINESS INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S	$107,123		$107,123

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Desc	UNREALIZED GAIN ON INVESTMENTS	Desc
Amt	$29,780,682	Amt

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail (5 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt
DEFERRED EXCISE TAX LIABILITY	$827,831	$1,241,782
EXCISE TAX PAYABLE	$438,115	$205,279
POSTRETIREMENT BENEFIT LIABILITY	$3,798,674	$4,249,477
DEFERRED LEASE INCENTIVE	$1,023,503	$1,016,564
PENSION ACCOUNT LIABILITY	$2,872,236	$3,676,637

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT CUSTODY AND ADVISORY FEES	$1,321,058	$1,321,058	$0
ACTUARY FEES	$24,809	$1,449	$23,360
OTHER CONSULTANTS	$74,743	$9,419	$99,838

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (4 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FEDERAL EXCISE TAX	$469,164	$0	$0
FOREIGN TAX WITHHELD	$112,890	$112,890	$0
FEDERAL UNRELATED BUSINESS INCOME TAX	$35,322	$0	$0
NYS UNRELATED BUSINESS INCOME TAX	$15,308	$0	$0

JOHN SIMON GUGGENHEIN MEMORIAL FOUNDATION: Form 990PF, tax year 2020

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Preparer Person PreparerPersonGrp

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (22 entries)

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Recipient US Address RecipientUSAddress

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (267 entries)

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (146 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp (24 entries)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (4 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (62 entries)

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (37 entries)

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (4 entries)

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail (5 entries)

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (4 entries)

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