CHU FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- CHU FAMILY FOUNDATION (EIN 81-0894741)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-12-23
- IRS object ID
- 202103579349100120
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-12-23T14:08:57-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 132620561 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CORNICK GARBER & SANDLER LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 555 MADISON AVENUE 16TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 810894741 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHU FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CHUF | BusinessNameControlTxt |
| Phone | 2125573906 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO CGS 555 MADISON AVE 16TH FLOO | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARTHUR P CHU | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2125573906 | PhoneNum |
| Signature | 2021-12-22 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ARTHUR | PersonFirstNm |
| Person Last | CHU | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHELE ROSENBERG | PreparerPersonNm |
| PTIN | P01346138 | PTIN |
| Phone | 2125573900 | PhoneNum |
| Preparation | 2021-12-22 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $28,534,169 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $5,475,048 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $45,367 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $45,367 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $320,158 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $320,158 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$1,302,332 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $692,888 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $86,306 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $86,306 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,624,547 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $451,831 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $8,900 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $8,900 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $23,253 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,565 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,392 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,642 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $750 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $34,545 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,207 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $9,650 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,534,469 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,534,469 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,569,014 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,207 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,544,119 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,055,533 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $448,624 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $57,419 | CashBOYAmt |
| Cash EOY | $3,333 | CashEOYAmt |
| Cash EOYFMV | $3,333 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,517,683 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,836,133 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,836,133 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,328,873 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,117,547 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,631,542 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $14,933,304 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $15,522,004 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $19,063,161 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $20,837,279 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,479,017 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $28,534,169 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $20,837,279 | RetainedEarningBOYAmt |
| Retained Earning EOY | $20,479,017 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,837,279 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,479,017 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,837,279 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $20,479,017 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,837,279 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,055,533 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,648,316 | OtherIncreasesAmt |
| Subtotal | $24,541,128 | SubtotalAmt |
| Other Decreases | $4,062,111 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $20,479,017 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| CAPITAL GAIN/LOSS - LT | P | 2020-12-31 | $498,331 | $498,331 | $498,331 | ||
| CAPITAL GAIN/LOSS - ST | P | 2020-12-31 | -$1,791,274 | -$1,791,274 | $1,791,274 | ||
| ALMITAS OPPORTUNITY | P | 2020-12-31 | $448 | $448 | $448 | ||
| QVT SLV OFFSHORE | D | 2020-12-31 | $194,109 | -$9,837 | -$9,837 | $203,946 | 2017-12-01 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$1,302,332 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,236 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,236 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,236 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $18,760 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $25,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $43,760 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $4 | EsPenaltyAmt |
| Overpayment | $37,520 | OverpaymentAmt |
| Applied To ES Tax | $37,520 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CORNICK GARBER & SANDLER LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2125573906 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 555 MADISON AVENUE 16TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ARTHUR P CHU | ||||||||
| 1 WEST 72ND STREET APT 67 | NEW YORK | NY | 10023 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| JARIYA WANAPUN | ||||||||
| 1 WEST 72ND STREET APT 67 | NEW YORK | NY | 10023 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $19,731,790 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,800,491 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $22,532,281 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $22,532,281 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $337,984 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $22,194,297 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,109,715 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,109,715 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,236 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,236 | TotalTaxAmt |
| Distributable Before Adj | $1,103,479 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,103,479 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,103,479 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,544,119 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,544,119 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,544,119 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,103,479 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $2,852 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $800,127 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $561,437 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $468,300 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $538,104 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,370,820 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,544,119 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,103,479 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,440,640 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,811,460 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $2,852 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,808,608 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $800,127 | ExcessFromYear4Amt |
| Excess From Year3 | $561,437 | ExcessFromYear3Amt |
| Excess From Year2 | $468,300 | ExcessFromYear2Amt |
| Excess From Year1 | $538,104 | ExcessFromYear1Amt |
| Excess From Current Year | $1,440,640 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ARTHUR P CHU | ContributingManagerNm |
| Contributing Manager | JARIYA WANAPUN | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| HARVARD COLLEGE | |||||||
| 86 BRATTLE STREET | CAMBRIDGE | MA | 02138 | NONE | PUBLIC CHARITY | TO EDUCATE THE CITIZENS AND CITIZEN-LEADERS FOR OUR SOCIETY. | $1,125,000 |
| ONEMUSIC PROJECT INC | |||||||
| 225 W 12TH ST APT 4C | NEW YORK | NY | 10011 | NONE | PUBLIC CHARITY | TO KEEP THE INTIMATE EXPERIENCE OF CHAMBER MUSIC ALIVE AND VIBRANT, AND TO FOSTER A WIDER AND MORE ENGAGED AUDIENCE OF CHAMBER MUSIC ENTHUSIASTS | $15,624 |
| PARTNERS IN HEALTH | |||||||
| 800 BOYLSTON STREET SUITE 300 | BOSTON | MA | 02199 | NONE | PUBLIC CHARITY | TO PROVIDE A PREFERENTIAL OPTION FOR THE POOR IN HEALTH CARE. | $50,000 |
| UNIVERSITY OF ILLINOIS FOUNDATION | |||||||
| 1305 WEST GREEN STREET | URBANA | IL | 61801 | NONE | PUBLIC CHARITY | TO BUILD UPON ITS RICH HISTORY OF EXCELLENCE IN TEACHING, RESEARCH, PUBLIC SERVICE AND ECONOMIC DEVT | $50,000 |
| NEW YORK PHILHARMONIC | |||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | TO FULFILL THE JAAP LAUNCH FUND WITH OVERAGE BEING APPLIED TO DAVID GEFFEN HALL RENOVATION PLEDGE. | $326,095 |
| NEW YORK PHILHARMONIC | |||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PUBLIC CHARITY | TO FULFILL THE DAVID GEFFEN HALL RENOVATION. | $967,750 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,534,469 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $45,367 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $320,158 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $86,306 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$1,302,332 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$850,501 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$850,501 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (7 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| ARTHUR P CHU AND JARIYA WANAPUN | |||||||
| 1 | 1 WEST 72ND STREET APT 67 | NEW YORK | NY | 10023 | $2,136,016 | Yes (X) | |
| ARTHUR P CHU AND JARIYA WANAPUN | |||||||
| 2 | 1 WEST 72ND STREET APT 67 | NEW YORK | NY | 10023 | $296,803 | Yes (X) | |
| ARTHUR P CHU AND JARIYA WANAPUN | |||||||
| 3 | 1 WEST 72ND STREET APT 67 | NEW YORK | NY | 10023 | $351,311 | Yes (X) | |
| ARTHUR P CHU AND JARIYA WANAPUN | |||||||
| 4 | 1 WEST 72ND STREET APT 67 | NEW YORK | NY | 10023 | $1,611,942 | Yes (X) | |
| ARTHUR P CHU AND JARIYA WANAPUN | |||||||
| 5 | 1 WEST 72ND STREET APT 67 | NEW YORK | NY | 10023 | $308,963 | Yes (X) | |
| ARTHUR P CHU AND JARIYA WANAPUN | |||||||
| 6 | 1 WEST 72ND STREET APT 67 | NEW YORK | NY | 10023 | $748,420 | Yes (X) | |
| ARTHUR P CHU AND JARIYA WANAPUN | |||||||
| 7 | 1 WEST 72ND STREET APT 67 | NEW YORK | NY | 10023 | $21,593 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp (6 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 2 | 28,858 SHARES OF ADAP AT $10.28 PER SHARE | $296,803 | 2020-05-29 |
| 3 | 11,298 SHARES OF RCKT AT $31.10 PER SHARE | $351,311 | 2020-11-11 |
| 4 | 80,296 SHARES OF TPOU LN AT $20..08 PER SHARE | $1,611,942 | 2020-12-07 |
| 5 | 835 SHARES OF SPY AT $370.02 PER SHARE | $308,963 | 2020-12-16 |
| 6 | 23,000 SHARES OF PSH NA AT $32.54 PER SHARE | $748,420 | 2020-12-10 |
| 7 | 3,037 SHARES OF CBAY AT $7.11 PER SHARE | $21,593 | 2020-12-17 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $8,900 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $8,900 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH - 22X - 63A11 | $656,862 | $1,604,373 |
| MERRILL LYNCH - 7ZB - 32281 | $1,276,604 | $3,938,315 |
| FIDELITY - Z40-057719 | $1,184,081 | $2,088,854 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| QVT SLV OFFSHORE LTD. | AT COST | $1,199,253 | $979,350 |
| QVT FAMILY OFFICE OFFSHORE LP | AT COST | $5,453,425 | $8,416,822 |
| ALMITAS OPPORTUNITY | AT COST | $1,315,424 | $1,544,905 |
| ALMITAS TACTICAL | AT COST | $628,955 | $840,195 |
| HG VORA SPECIAL | AT COST | $1,231,855 | $1,231,855 |
| RENAISSANCE INSTITUTIONAL DIVERSIFIED ALPHA FUND LLC | AT COST | $1,316,347 | $1,395,079 |
| RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC | AT COST | $2,851,412 | $3,104,115 |
| HG VORA OPPORTUNISTIC | AT COST | $591,044 | $591,044 |
| QVT FINANCIAL INVESTMENT | AT COST | $184,289 | $177,314 |
| LUGARD ROAD | AT COST | $250,000 | $273,996 |
| QVT FOURTH AVENUE | AT COST | $500,000 | $508,486 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| PRIOR PERIOD ADJUSTMENT | $1,000,000 |
| EXCESS OF FAIR MARKET VALUE OVER COST OF CONTRIBUTED STOCK | $3,062,111 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NYS FILING FEE | $750 | $0 | $750 |
| OTHER DEDUCTIONS | $1,642 | $1,642 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME | Desc |
| Revenue And Expenses Per Books | $86,306 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $86,306 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $86,306 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| VALUATION ADJUSTMENT | $286 |
| PRIOR PERIOD EXCESS OF FAIR MARKET VALUE OVER COST OF CONTRIBUTED STOCK | $1,648,030 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARTHUR P CHU JARIYA WANAPUN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 WEST 72ND STREET APT 67 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10023 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $1,565 | $1,565 | $0 |
| FEDERAL EXCISE TAX | $21,688 | $0 | $0 |
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