PINDAROS FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- PINDAROS FOUNDATION INC (EIN 01-0623055)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202103199349101885
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Gain Loss Sale Other Assets Sch
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T09:23:18-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 113518842 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Marks Paneth LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 685 Third Avenue | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 010623055 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Pindaros Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PIND | BusinessNameControlTxt |
| Phone | 2125038800 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | co Marks Paneth LLP 685 3rd Avenu | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Dr P Roy Vagelos | PersonNm |
| Person Title | President | PersonTitleTxt |
| Phone | 2125038800 | PhoneNum |
| Signature | 2021-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Dr | PersonFirstNm |
| Person Last | Roy Vagelos | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jennifer Leelaviwatana | PreparerPersonNm |
| PTIN | P01288440 | PTIN |
| Phone | 2125038800 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $59,220,482 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $917,093 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $367,961 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $367,961 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,731,889 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,308,718 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,728,223 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $17,839 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $17,839 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,034,782 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,114,023 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $90,066 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $90,066 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $34 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,519 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $6,463 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $56 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $96,619 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $96,529 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $56 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $47,241,007 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $47,241,007 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $47,337,626 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $96,529 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $47,241,063 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$44,302,844 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,017,494 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,622,464 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,758,899 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,758,899 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $9,896,228 | AcctRcvblBOYAmt |
| Corporate Stock BOY | $30,435,413 | CorporateStockBOYAmt |
| Corporate Stock EOY | $30,287,979 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $45,982,203 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $0 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,547,333 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $7,479,380 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $41,954,105 | TotalAssetsBOYAmt |
| Total Assets EOY | $42,594,211 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $59,220,482 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $41,954,105 | RetainedEarningBOYAmt |
| Retained Earning EOY | $42,594,211 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $41,954,105 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $42,594,211 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $41,954,105 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $42,594,211 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $41,954,105 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$44,302,844 | ExcessRevenueOverExpensesAmt |
| Other Increases | $44,943,648 | OtherIncreasesAmt |
| Subtotal | $42,594,909 | SubtotalAmt |
| Other Decreases | $698 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $42,594,211 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| Distribution of HCP Absolute Fund offshore Feeder LP | P | $1,082,413 | $1,082,413 | $1,082,413 | |
| Charles Schwab #4136 Publicly Traded Stock | P | $972,143 | -$35,052 | -$35,052 | $1,007,195 |
| Charles Schwab #4136 Publicly Traded Stock | P | $2,011,000 | $447,924 | $447,924 | $1,563,076 |
| Thru American Steadfast | P | $8,771 | $8,771 | $8,771 | |
| Thru American Steadfast | P | $33,749 | $33,749 | $33,749 | |
| Section 1256 American Steadfast, LP | P | -$6,134 | -$6,134 | ||
| Section 1256 American Steadfast, LP | P | -$4,090 | -$4,090 | ||
| Capital Gains Dividends | P | $200,642 | $200,642 | $200,642 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,728,223 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $28,043 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $28,043 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $28,043 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $8,629 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $50,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $58,629 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $30,586 | OverpaymentAmt |
| Applied To ES Tax | $30,586 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NJ | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Jennifer Leelaviwatana CO Marks P | IndividualWithBooksNm |
| Phone | 2125038800 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 685 Third Avenue | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DR P Roy Vagelos | ||||||||
| c/o Marks Paneth LLP 685 Third Ave | New York | NY | 10017 | President | 1.00 | $0 | $0 | $0 |
| Randall Vagelos | ||||||||
| c/o Marks Paneth LLP 685 Third Ave | New York | NY | 10017 | Vice President | 1.00 | $0 | $0 | $0 |
| Cynthia Vagelos Roberts | ||||||||
| c/o Marks Paneth LLP 685 Third Ave | New York | NY | 10017 | Treasurer | 1.00 | $0 | $0 | $0 |
| Andrew Vagelos | ||||||||
| c/o Marks Paneth LLP 685 Third Ave | New York | NY | 10017 | Secretary | 1.00 | $0 | $0 | $0 |
| Ellen Vagelos Masseur | ||||||||
| c/o Marks Paneth LLP 685 Third Ave | New York | NY | 10017 | Assistant Secretary | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARLES SCHWAB | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 380 LAFAYETTE STREET FL 6 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10003 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | FINANCIAL ADVISOR | ServiceTypeTxt |
| Compensation | $90,066 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $53,818,840 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $7,087,594 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $7,479,380 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $68,385,814 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $68,385,814 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,025,787 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $67,360,027 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,368,001 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,368,001 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $28,043 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $534 | IncomeTaxAmt |
| Total Tax | $28,577 | TotalTaxAmt |
| Distributable Before Adj | $3,339,424 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,339,424 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,339,424 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $47,241,063 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $47,241,063 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $47,241,063 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,339,424 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $189,641 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $20,106,589 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $20,296,230 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $47,241,063 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,339,424 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $43,901,639 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $64,197,869 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $64,197,869 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $189,641 | ExcessFromYear3Amt |
| Excess From Year2 | $20,106,589 | ExcessFromYear2Amt |
| Excess From Current Year | $43,901,639 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | DR P Roy Vagelos | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | College of P&SColumbia University | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 622 West 113th Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10025 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | None | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | To further donee's exempt purpose | GrantOrContributionPurposeTxt |
| Amt | $47,241,007 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $47,241,007 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $367,961 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $17,839 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $3,666 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,728,223 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $3,666 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,114,023 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,117,689 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| Vagelos Family Lead Annuity Trust | ||||||
| 1 | C/O Marks Paneth LLP - 685 Third Av | New York | NY | 10017 | $846,900 | Yes (X) |
| Dr P Roy Vagelos | ||||||
| 2 | 82 Mosle Road | Far Hills | NJ | 07931 | $70,193 | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 1,687 shares of Regeneron Stock | $846,900 | 2020-12-31 |
| 2 | 1,562 shares of Prudential Financial Inc | $70,193 | 2020-03-19 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (3 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | Basis MethodBasisMethodTxt | Sales ExpenseSalesExpenseAmt | Total NetTotalNetAmt |
|---|---|---|---|---|
| Capital Gains/Losses from American Steadfast | Purchased | Cost | $0 | $531 |
| capital Gains/Losses from American Steadfast | Purchased | Cost | $0 | -$80 |
| Capital Gains/Losses from American Steadfast | Purchased | Cost | $0 | $3,215 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (41 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Regeneron | $7,966,909 | $18,749,982 |
| TIAA CREF Social Choice Bond | $3,926,190 | $4,037,251 |
| Artisan Intl Fund Inv | $5,272,315 | $6,223,981 |
| Dodge & Cox Global | $7,071,746 | $8,334,575 |
| Amphenol Corp Cl A | $204,206 | $325,225 |
| ANSYS Inc | $42,597 | $87,312 |
| Brown & Brown Inc | $188,560 | $309,160 |
| Ceridian HCM Holding | $144,455 | $310,942 |
| Cincinnati Financial | $302,354 | $372,633 |
| Clarivate Analytics | $224,390 | $370,840 |
| Costar Group Inc. | $29,853 | $48,063 |
| Everbridge Inc. | $197,052 | $328,699 |
| Expeditors Intl Wash | $65,487 | $87,787 |
| First Republic Bank | $217,905 | $377,757 |
| Go Daddy Group Inc | $323,934 | $390,777 |
| Heico Corp | $28,580 | $42,898 |
| Hill Rom Holdings | $86,812 | $86,899 |
| Jacobs Engineering | $213,464 | $325,246 |
| Live Nation Entrtmnt | $115,271 | $141,082 |
| Martin Marietta Matr | $323,700 | $460,883 |
| Paychex Inc | $212,434 | $310,569 |
| Perkinelmer Inc | $235,353 | $395,486 |
| Service Corp Intl | $247,230 | $312,669 |
| SS&C Technolos Hldg | $286,119 | $405,945 |
| Steris PLC | $136,834 | $174,187 |
| Toro Co | $200,663 | $289,357 |
| Vail Resorts Inc | $233,557 | $282,029 |
| Advanced Drainage Sy | $73,766 | $97,872 |
| Entegris Inc | $199,375 | $280,228 |
| Morningstar Inc | $199,756 | $228,560 |
| Pool Corp | $128,372 | $147,138 |
| Repligen Corp | $57,422 | $88,725 |
| Rollins Inc | $93,358 | $146,747 |
| Shake Shack | $50,375 | $72,995 |
| Shift4 Pmts Inc | $19,479 | $27,069 |
| Tenable Holdings Inc | $58,750 | $78,233 |
| Tractor Supply Comp | $206,950 | $243,625 |
| Ulta Beauty Inc. | $194,854 | $271,366 |
| Williams Sonoma | $122,496 | $173,230 |
| Prudential Financial Inc Cmn | $70,193 | $123,507 |
| CDW Corp | $314,863 | $420,674 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| American Steadfast, L.P. | AT COST | $1,530,777 | $1,530,777 |
| GoldenTree Select Offshore Ltd | AT COST | $2,500,000 | $3,191,689 |
| Taconic Opportunity Offshore Fund Ltd. | AT COST | $2,516,556 | $2,756,914 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Unrealized Gain/(Loss) | Desc |
| Amt | $698 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Filing Fees | $56 | $0 | $56 |
| Miscellaneous Expense | $29 | $29 | $0 |
| Deductions from Various Flowthrough Entities | $6,434 | $6,434 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| Income from American Steadfast LP | $1,283 | $1,283 | $1,283 |
| Income from Taconic Opportunity Offshore Fund LTD - PFIC | $10,097 | $10,097 | $10,097 |
| Income from DC 4000 Connecticut Lender LLC - PFIC | $1,191 | $1,191 | $1,191 |
| Tampa-Lake Kathy Drive Cayman LLC | $265 | $265 | $265 |
| TCA Cayman SPV II LP | $4,999 | $4,999 | $4,999 |
| Artius Acquistion Inc. | $1 | $1 | $1 |
| Ascendant Digital Acquisition | $1 | $1 | $1 |
| Cohn Robbins Holdings Corp | $1 | $1 | $1 |
| D8 Holdings Corp | $1 | $1 | $1 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Adjustment for Cost Basis Difference on Charitable Stock Donation | Desc |
| Amt | $44,943,648 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Advisory Service Fees - Charles Schwab | CategoryTxt |
| Amt | $90,066 | Amt |
| Net Investment Income | $90,066 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign Taxes | CategoryTxt |
| Amt | $34 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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