MILLSTREAM FUND INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- MILLSTREAM FUND INC (EIN 52-1472819)
- Tax period
- 2019-12-01 to 2020-11-30
- Filed
- 2021-04-03
- IRS object ID
- 202100939349100110
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-04-03T18:34:43-05:00 | ReturnTs |
| Tax Period End | 2020-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWNPC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4600 EAST WEST HWY 900 | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 208143423 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521472819 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MILLSTREAM FUND INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O WITHUMSMITHBROWN PC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % BRIAN WYNNE | InCareOfNm |
| Business Name Control | MILL | BusinessNameControlTxt |
| Phone | 3012726000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4600 EAST-WEST HIGHWAY Suite 900 | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 208143423 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PHOEBE JANE WINTHROP | PersonNm |
| Person Title | SECRETARY-TREASURER | PersonTitleTxt |
| Phone | 3012726000 | PhoneNum |
| Signature | 2021-03-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | RICHARD L RUVELSON | PreparerPersonNm |
| PTIN | P00234075 | PTIN |
| Phone | 3012726000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,985,045 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,538,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $617 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $617 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $178,836 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $178,836 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,773,921 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,827,125 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,773,921 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $3,491,374 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,953,374 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $21,285 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,571 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $19,714 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $66,975 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $66,975 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $8,025 | TaxesRevAndExpnssAmt |
| Taxes Dsbrs Chrtbl | $25 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $805 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $805 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $97,090 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $68,546 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $20,544 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,538,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,538,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,635,090 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $68,546 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,558,544 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,856,284 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,884,828 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $67,483 | CashBOYAmt |
| Cash EOY | $37,368 | CashEOYAmt |
| Cash EOYFMV | $37,368 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $116,451 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $170,373 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $170,373 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $9,771,396 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,603,873 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $15,777,304 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $9,955,330 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,811,614 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,985,045 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $9,955,330 | RetainedEarningBOYAmt |
| Retained Earning EOY | $11,811,614 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,955,330 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,811,614 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,955,330 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $11,811,614 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,955,330 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,856,284 | ExcessRevenueOverExpensesAmt |
| Subtotal | $11,811,614 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $11,811,614 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | PUBLICLY TRADED SECURITIES | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Gross Sales Price | $6,827,125 | GrossSalesPriceAmt |
| Cost Or Other Basis | $5,053,204 | CostOrOtherBasisAmt |
| Gain Or Loss | $1,773,921 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $1,773,921 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,773,921 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,192,309 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $11,921,943 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.10001 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,036,173 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $10,898,081 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.095078 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $981,102 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $8,777,990 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.111768 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $919,879 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $7,614,325 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.120809 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $772,734 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $7,473,578 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.103395 | DistributionYr5Rt |
| Total Distribution | 0.53106 | TotalDistributionRt |
| Average Distribution | 0.106212 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,858,906 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,471,982 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $18,848 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,490,830 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,558,544 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $18,848 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $18,848 | SubtotalAmt |
| Tax Based On Investment Income | $18,848 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $21,311 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $21,311 | TotalPaymentsAndCreditsAmt |
| Overpayment | $2,463 | OverpaymentAmt |
| Applied To ES Tax | $2,463 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | false | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BRIAN WYNNE | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3012726000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O WITHUM 4600 EAST WEST HWY STE | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 20814 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| HOPE ALDRICH | |||||||||
| C/O WITHUMSMITHBROWN PC | 4600 EAST WEST HIGHWAY | BETHESDA | MD | 208143423 | PRESIDENT | 1.0 | $0 | $0 | $0 |
| PHOEBE JANE WINTHROP | |||||||||
| 3722 BENTON STREET NW | WASHINGTON | DC | 20007 | SECRETARY | 1.0 | $0 | $0 | $0 | |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NUVEEN ASSET MANAGEMENT LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25604 NETWORK PLACE | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 606731256 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $58,702 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,887,770 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $182,185 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $14,069,955 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $14,069,955 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $211,049 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,858,906 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $692,945 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $692,945 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $18,848 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $18,848 | TotalTaxAmt |
| Distributable Before Adj | $674,097 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $674,097 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $674,097 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,558,544 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,558,544 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $18,848 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,539,696 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $674,097 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $421,092 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr2 | $517,720 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $615,026 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,553,838 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,558,544 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $674,097 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $884,447 | RemainingDistriFromCorpusAmt |
| Total Corpus | $2,438,285 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $421,092 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,017,193 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $517,720 | ExcessFromYear2Amt |
| Excess From Year1 | $615,026 | ExcessFromYear1Amt |
| Excess From Current Year | $884,447 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HOPE ALDRICH | ContributingManagerNm |
| Shareholder Manager | NA | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (44 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Akshaya Patra USA | |||||||
| 92 Montvale Avenue | Stoneham | MA | 02180 | N/A | PC | General support | $10,000 |
| American Civil Liberties Union Natl Headquarters | |||||||
| 125 Broad Street 18th Floor | New York | NY | 10004 | N/A | PC | SUPPORT GET OUT VOTE MAIL-IN BALLOT EFFORTS | $100,000 |
| Asian Cultural Council | |||||||
| 333 West 39th Street Suite 1502 | New York | NY | 10018 | N/A | PC | General support | $25,000 |
| Bach Choir of Bethlehem | |||||||
| 440 Heckewelder Place | Bethlehem | PA | 18018 | N/A | PC | General support | $25,000 |
| Baykids | |||||||
| 1007 General Kennedy Avenue | San Francisco | CA | 94129 | N/A | PC | General support | $20,000 |
| Bowers Museum | |||||||
| 2002 North Main Street | Santa Ana | CA | 92706 | N/A | PC | General support | $2,500 |
| Brearley School | |||||||
| 610 East 83rd Street | New York | NY | 100287988 | N/A | PC | General support | $3,500 |
| California State Parks Foundation | |||||||
| 33 New Montgomery Street | San Francisco | CA | 94105 | N/A | PC | General support | $25,000 |
| Center For Reproductive Rights | |||||||
| 199 Water Street 22nd Floor | New York | NY | 10038 | N/A | PC | General support | $25,000 |
| Central Park Conservancy | |||||||
| 14 E 60th Street | New York | NY | 10022 | N/A | PC | General support | $25,000 |
| Chamber Music Society | |||||||
| 70 Lincoln Center Plaza 10th Floor | New York | NY | 10023 | N/A | PC | General support | $10,000 |
| Conservation Minnesota | |||||||
| 1101 West River Parkway | Minneapolis | MN | 554154853 | N/A | PC | General support | $50,000 |
| High Country News Foundation | |||||||
| PO Box 1090 | Paonia | CO | 81428 | N/A | PC | General support | $5,000 |
| Hoag Hospital Foundation | |||||||
| 330 Placentia Avenue Suite 100 | Newport Beach | CA | 92663 | N/A | PC | General support | $2,500 |
| KERA | |||||||
| 3000 Harry Hines Boulevard | Dallas | TX | 75201 | N/A | PC | General support | $25,000 |
| KJZZ 915 FM | |||||||
| 2323 W 14th Street | Tempe | AZ | 85281 | N/A | PC | General support | $25,000 |
| KOCE Public TV | |||||||
| 3080 Bristol Street | Costa Mesa | CA | 92626 | N/A | PC | General support | $10,000 |
| KUNM | |||||||
| MSC06 3520 | Albuquerque | NM | 871310001 | N/A | PC | General support | $15,000 |
| Museum of Modern Art | |||||||
| 11 West 53rd Street | New York | NY | 10019 | N/A | PC | General support | $2,500 |
| NARAL - Pro Choice America Foundation | |||||||
| 1156 15th Street NW | Washington | DC | 20005 | N/A | PC | General support | $25,000 |
| National Dance Institute - New York | |||||||
| 217 W 147th Street | New York | NY | 100393427 | N/A | PC | General support | $100,000 |
| National Dance Institute-New Mexico | |||||||
| 1140 Alto Street | Santa Fe | NM | 875012596 | N/A | PC | General support | $25,000 |
| National Public Radio | |||||||
| 1111 N Capitol Street NE | Washington | DC | 20002 | N/A | PC | General support | $25,000 |
| Natural Resources Defense Council | |||||||
| 40 West 20th Street | New York | NY | 10011 | N/A | PC | ENVIRONMENTAL LITIGATION SUPPORT | $25,000 |
| New York Community Trust | |||||||
| 909 Third Avenue 22nd Floor | New York | NY | 10022 | N/A | PC | Food distribution program | $100,000 |
| Newport Beach Public Library Foundation | |||||||
| 1000 Avocado Avenue | Newport Beach | CA | 926607915 | N/A | PC | General support | $1,000 |
| Pittsburgh Community Broadcasting Corp | |||||||
| 67 Bedford Square | Pittsburgh | PA | 15203 | N/A | PC | General support | $25,000 |
| Planned Parenthood Federation of America | |||||||
| 123 William Street | New York | NY | 10038 | N/A | PC | General support | $75,000 |
| Planned Parenthood of New York City | |||||||
| 26 Bleecker Street 6th Floor | New York | NY | 100122413 | N/A | PC | General support | $100,000 |
| Planned Parenthood of Orange and SB Counties | |||||||
| 700 S Tustin Street | Orange | CA | 92866 | N/A | PC | General support | $25,000 |
| Planned Parenthood of the Rocky Mountains | |||||||
| 719 San Mateo Blvd NE | Albuquerque | NM | 87108 | N/A | PC | Support for additional nurse practitioner | $100,000 |
| Population Council | |||||||
| One Dag Hammarskjold Plaza | New York | NY | 10017 | N/A | PC | General support | $100,000 |
| Rockefeller Family Fund | |||||||
| 475 Riverside Drive Ste 900 | New York | NY | 10115 | N/A | PC | General support | $125,000 |
| Save The Children | |||||||
| 501 Kings Hwy E | Fairfield | CT | 06825 | N/A | PC | General support | $75,000 |
| Searchlight New Mexico | |||||||
| 202 East Marcy Street | Santa Fe | NM | 87501 | N/A | PC | General support | $25,000 |
| Site Santa Fe | |||||||
| 1606 Paseo de Peralta | Santa Fe | NM | 87501 | N/A | PC | General support | $15,000 |
| South Coast Repertory | |||||||
| PO Box 2197 | Costa Mesa | CA | 926282197 | N/A | PC | General support | $2,500 |
| Southwest Women's Law Center | |||||||
| 1410 Coal Avenue SW | Albuquerque | NM | 87104 | N/A | PC | General support | $2,500 |
| The Progressive | |||||||
| 30 W Mifflin Suite 703 | Madison | WI | 53703 | N/A | PC | General support | $1,000 |
| The Smith Fund | |||||||
| 33 Elm Street Smith College | Northampton | MA | 01063 | N/A | PC | General support | $15,000 |
| Trust for America's Health | |||||||
| 1730 M Street NW Suite 900 | Washington | DC | 20036 | N/A | PC | General support | $25,000 |
| United for A Fair Economy Inc | |||||||
| 184 High Street | Boston | MA | 02110 | N/A | PC | Support Responsible Wealth Project | $20,000 |
| Washington Bach Consort | |||||||
| 1010 Vermont Avenue NW | Washington | DC | 20005 | N/A | PC | General support | $50,000 |
| WETA | |||||||
| 3939 Campbell Avenue | Arlington | VA | 22206 | N/A | PC | General support | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,538,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $617 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $178,836 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,773,921 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,953,374 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,953,374 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | HOPE ALDRICH | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O WITHUMSMITHBROWNPC 4600 E-W H | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 20814 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,538,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| GRANT PLANNING & DISBURSEMENTS | |||
| AND TAX RETURN PREPARATION | $21,285 | $1,571 | $19,714 |
Depreciation Schedule DepreciationSchedule
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | NO FORM 990-PF IS FILED WITH THE DELAWARE ATTORNEY GENERAL OFFICE, AS DELAWARE ONLY REQUIRES THE FILING ON THE RETURN IF THE NON-PROFIT ENTITY CONDUCTS ANY ACTIVITY IN THE STATE. | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (59 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACUITY BRANDS INC | $108,857 | $108,510 |
| ADOBE INC | $319,658 | $477,513 |
| ALPHABET INC - CLASS A | $746,271 | $1,091,237 |
| AMERISOURCEBERGEN CORP | $163,632 | $161,058 |
| AMGEN INC | $185,223 | $263,339 |
| APPLE INC | $982,902 | $1,372,766 |
| BIOGEN IDEC INC | $345,277 | $312,942 |
| BOOZ ALLEN HAMILTON HLDG CORP | $79,663 | $187,987 |
| BRISTOL MYERS SQUIBB CO | ||
| BROADRIDGE FINL SOLUTIONS INC | ||
| CADENCE DESIGN SYSTEM INC | $129,491 | $252,487 |
| CARDINAL HEALTH INC | $135,865 | $86,361 |
| CARLISLE COS INC | $124,501 | $124,264 |
| CBRE GROUP INC | $120,526 | $153,706 |
| CINTAS CORP | $123,240 | $164,859 |
| CISCO SYS INC | ||
| CITRIX SYS INC | $110,285 | $130,983 |
| COMCAST CORP | ||
| COSTCO WHSL CORP | $380,780 | $490,104 |
| CUMMINS INC | ||
| DISCOVERY INC | $30,170 | $39,020 |
| DOLLAR GEN CORP | $412,115 | $420,767 |
| EXPEDIATORS INTL WASHINGTON IN | $167,641 | $169,177 |
| FACEBOOK INC | $680,805 | $810,137 |
| FAIR ISAAC CORP | $69,098 | $154,599 |
| FEDERATED INVS INC PA | $108,389 | $82,855 |
| FLEETCOR TECHNOLOGIES INC | $129,920 | $135,522 |
| GENESEE & WYO INC | ||
| GILEAD SCIENCES INC | $121,381 | $109,631 |
| HOME DEPOT INC | $531,805 | $530,963 |
| INTUIT | $140,229 | $296,401 |
| JAZZ PHARMACEUTICALS PLC IRELA | $123,707 | $123,966 |
| LILLY ELI & CO | $363,089 | $366,892 |
| LYONDELLBASELL INDUSTRIES NV | $147,937 | $118,459 |
| MASTERCARD INC | $87,194 | $299,830 |
| MCKESSON CORP | $130,844 | $141,769 |
| MERCK & CO INC | $121,960 | $116,646 |
| MICROSOFT CORP | $1,490,789 | $3,135,269 |
| MSCI INC | ||
| O'REILLY AUTOMOTIVE INC | $327,630 | $314,132 |
| OLD DOMINION FGHT LINE INC | $191,095 | $188,921 |
| OMNICOM GROUP INC | $128,000 | $102,123 |
| ORACLE CORP | $324,208 | $331,717 |
| PARKER HANNIFIN CORP | ||
| PEPSICO INC | ||
| POLARIS INDS INC | $165,332 | $165,984 |
| PRICE T ROWE GROUP INC | $147,417 | $179,263 |
| ROBERT HALF INTL INC | $108,918 | $123,611 |
| ROLLINS INC | $151,060 | $157,474 |
| S & P GLOBAL INC | $342,438 | $389,420 |
| SOUTHWEST AIRLS CO | ||
| STARBUCKS CORP | ||
| SYSCO CORP | ||
| TARGET CORP | $136,558 | $340,568 |
| UNITEDHEALTH GROUP INC | $536,439 | $761,475 |
| VEEVA SYS INC | ||
| VISA INC | $131,534 | $292,597 |
| VMWARE INC | ||
| WALGREENS BOOTS ALLIANCE INC |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CORPORATION FILING FEES | Desc |
| Revenue And Expenses Per Books | $805 | RevenueAndExpensesPerBooksAmt |
| Disbursements Charitable Prps | $805 | DisbursementsCharitablePrpsAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CUSTODY FEES: | ||
| US TRUST | $8,273 | $8,273 |
| ADVISORY FEES: | ||
| NUVEEN ASSET MGT | $58,702 | $58,702 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| FRANCHISE TAX | $25 | $25 |
| FEDERAL EXCISE TAX | $8,000 |
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