SAPPHIRE FOUNDATION INC: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- SAPPHIRE FOUNDATION INC (EIN 30-0674167)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-16
- IRS object ID
- 202243209349100509
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Notes Loans Rcvbl Long Sch
- Other Professional Fees Schedule
- Reasonable Cause Explanation
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-16T00:02:47-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3333 New Hyde Park Rd Ste 406 | AddressLine1Txt |
| City | New Hyde Park | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300674167 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Sapphire Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | SAPP | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BENJAMIN CROSLAND | PersonNm |
| Person Title | SECRETARY | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2022-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | BENJAMIN | PersonFirstNm |
| Person Last | CROSLAND | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $33,174,582 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $299 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $299 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $323,519 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $321,027 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,005,993 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,686,623 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,905,633 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $693,393 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $573,844 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,023,204 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,800,803 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $91,154 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $91,154 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $15,577 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $15,577 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $8,165 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $8,165 | PensionEmplBnftDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $108,053 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $108,053 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $11 | InterestRevAndExpnssAmt |
| Interest Dsbrs Chrtbl | $11 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $118,419 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $15,679 | TaxesNetInvstIncmAmt |
| Occupancy Rev And Expnss | $11,850 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $11,850 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $13,698 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $13,698 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $425 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $425 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $383,469 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $276,874 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $49,927 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $750,821 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $400,606 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $190,807 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $814,098 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $814,098 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,564,919 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $400,606 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,004,905 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,458,285 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,400,197 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $755,595 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,232,531 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,232,531 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $50,000 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $0 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $50,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $50,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations EOY | $361,557 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $357,552 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $8,746,444 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,353,755 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,406,316 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $461,440 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $357,003 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $374,020 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $16,571,332 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $17,938,250 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $19,804,163 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $250,000 | OtherAssetsBOYAmt |
| Other Assets EOY | $950,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $950,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $26,784,811 | TotalAssetsBOYAmt |
| Total Assets EOY | $29,243,096 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $33,174,582 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $26,784,811 | RetainedEarningBOYAmt |
| Retained Earning EOY | $29,243,096 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $26,784,811 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $29,243,096 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $26,784,811 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $29,243,096 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $26,784,811 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,458,285 | ExcessRevenueOverExpensesAmt |
| Subtotal | $29,243,096 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $29,243,096 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly-traded Securities | $8,407,279 | $6,730,838 | $1,676,441 | $1,676,441 | |||
| Passthrough K1 Capital Gain/(Loss) | $1,239,807 | ||||||
| BLUE MARLIN TALF | $1,027,107 | $1,047,150 | -$20,043 | -$20,043 | P | 2020-05-06 | 2021-03-31 |
| OAKTREE REAL ESTATE INCOME TRUST INC | $252,237 | $242,809 | $9,428 | $9,428 | P | 2020-02-25 | 2021-05-06 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,905,633 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $47,263 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $47,263 | SubtotalAmt |
| Tax Based On Investment Income | $47,263 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $33,428 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $400 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $33,828 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $23 | EsPenaltyAmt |
| Tax Due | $13,458 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TN | OrgReportOrRegisterStateCd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Adriane Crosland | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $0 | $0 | $0 |
| Andy Crosland | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Treas | 1.0 | $0 | $0 | $0 |
| Ben Crosland | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Sec, Executive Dir | 40.0 | $0 | $0 | $0 |
| Sandy Crosland | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $0 | $0 | $0 |
| Kate Juett | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Chairman of the Board, Dir | 1.0 | $0 | $0 | $0 |
| Ali Treaster | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $0 | $0 | $0 |
| Justin Treaster | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | REYNOLDS AND PARK WEALTH MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE UNION SQUARE STE 100 | AddressLine1Txt |
| City | CHATTANOOG | CityNm |
| State Abbreviation | TN | StateAbbreviationCd |
| ZIP | 37402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment Mgmt | ServiceTypeTxt |
| Compensation | $104,053 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | SUTHERLAND IMPACT FUND LP-HOUSING FOR PPL WITH DISABILITIES, SUPPORT UNDERSERVED WOMEN IN BUSINESS, LITERARY & ARTISTIC WORKS, SUSTAINABLE OPER MODELS FOR NON-PROFIT ORGANIZATIONS | Description1Txt |
| Expenses1 | $250,000 | Expenses1Amt |
| Description2 | MISSION HILLS DEVELOPMENT LLC - DEVELOP A RES NEIGHBORHOOD TO CREATE AN INCLUSIVE HOUSING ENVIRONMENT, TO INCLUDE INDIVIDUALS WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES | Description2Txt |
| Expenses2 | $200,000 | Expenses2Amt |
| All Other Program Rltd Invst Tot | $250,000 | AllOtherProgramRltdInvstTotAmt |
| Total | $700,000 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,897,722 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,238,290 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $19,691,079 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $32,827,091 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $32,827,091 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $492,406 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $32,334,685 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,616,734 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,616,734 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $47,263 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $26,681 | IncomeTaxAmt |
| Total Tax | $73,944 | TotalTaxAmt |
| Distributable Before Adj | $1,542,790 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,542,790 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,542,790 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,004,905 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $700,000 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,704,905 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,542,790 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,331,415 | UndistributedIncomePYAmt |
| Prior Year1 | 2019 | PriorYear1Yr |
| Prior Year2 | 2018 | PriorYear2Yr |
| Prior Year3 | 2017 | PriorYear3Yr |
| Qualifying Distributions | $1,704,905 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,331,415 | AppliedToYear1Amt |
| Applied To Current Year | $373,490 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $1,169,300 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Kate Juett | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (62 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ADVISORY BOARD BOOKER T WASHINGTON H S FOR PERFORM | |||||||
| PO BOX 192648 | DALLAS | TX | 75219 | N/A | PC | Patron of the Arts Magnet (PAM) Program | $2,500 |
| AMERICAN CANCER SOCIETY | |||||||
| PO BOX 1685 | ATLANTA | GA | 30303 | N/A | PC | Cattle Baron's Ball: Patient Transportation Fund (Dallas, TX) | $5,000 |
| AMERICAN CANCER SOCIETY | |||||||
| PO BOX 1685 | ATLANTA | GA | 30303 | N/A | PC | Cattle Baron's Ball 2021 Table | $7,000 |
| AMISTAD MISSION | |||||||
| PO BOX 23030 | NASHVILLE | TN | 37202 | N/A | PC | General & Unrestricted | $5,000 |
| ANCHORED BY FAMILY | |||||||
| 4610 ISABELLA LN | DALLAS | TX | 75229 | N/A | PC | General & Unrestricted | $2,500 |
| BEHIND EVERY DOOR MINISTRIES INC | |||||||
| 2824 SWISS AVE | DALLAS | TX | 75204 | N/A | PC | Hello Grant | $2,500 |
| CARRY THE LOAD | |||||||
| 4809 COLE AVE | DALLAS | TX | 75205 | N/A | PC | General & Unrestricted | $1,000 |
| CARTER ALBRECHT MUSIC FOUNDATION | |||||||
| 6627 MISTY CREEK LN | TEMPLE | TX | 76502 | N/A | PC | Music Scholarship Program Support | $2,500 |
| CHILDRENS MEDICAL CENTER FOUNDATION | |||||||
| 2777 N STEMMONS FWY STE 1700 | DALLAS | TX | 75207 | N/A | PC | General & Unrestricted | $10,000 |
| COMMUNITIES FOUNDATION OF TEXAS | |||||||
| 5500 CARUTH HAVEN LN | DALLAS | TX | 75225 | N/A | PC | Dallas Truth Racial Healing & Transformation | $3,500 |
| DALLAS CENTER FOR THE PERFORMING ARTS FOUNDATION I | |||||||
| 700 N PEARL ST STE N1800 | DALLAS | TX | 75201 | N/A | PC | Support of Arts Education Programming | $10,000 |
| DALLAS FIREFIGHTERS MUSEUM INCORPORATED | |||||||
| 3801 PARRY AVE | DALLAS | TX | 75226 | N/A | PC | General & Unrestricted | $5,000 |
| DALLAS FIREFIGHTERS MUSEUM INCORPORATED | |||||||
| 3801 PARRY AVE | DALLAS | TX | 75226 | N/A | PC | Planning You Escape Exhibit & General Support | $50,000 |
| DALLAS FOUNDATION A TX NONPROFIT CORPORATION | |||||||
| 3000 PEGASUS PARK DR STE 930 | DALLAS | TX | 75247 | N/A | PC | AURORA Arts: Manhattan Bridge Exhibit Sponsor | $13,500 |
| DALLAS MUSEUM OF ART | |||||||
| 1717 N HARWOOD ST | DALLAS | TX | 75201 | N/A | PC | General & Unrestricted | $10,000 |
| DALLAS ROTARY CLUB FOUNDATION | |||||||
| PO BOX 601616 | DALLAS | TX | 75360 | N/A | PC | General Scholarship Fund | $2,000 |
| DALLAS SOCIAL VENTURE PARTNERS | |||||||
| PO BOX 670546 | DALLAS | TX | 75367 | N/A | PC | Dana Juett Residency Class of 2021-2022 | $30,000 |
| DALLAS THEATER CENTER | |||||||
| 2400 FLORA ST | DALLAS | TX | 75201 | N/A | PC | General Support and Diamond Level Sponsor | $35,000 |
| DEAF ACTION CENTER | |||||||
| 3110 CEDAR PLZ LANE | DALLAS | TX | 75235 | N/A | PC | Hello Grant Recipient | $3,500 |
| DKMS | |||||||
| 100 BROADWAY 6TH FL | NEW YORK | NY | 10005 | N/A | PC | Dallas Breakfast Event Sponsor | $3,000 |
| GOODWILL INDUSTRIES OF DALLAS INC | |||||||
| 3020 N WESTMORELAND RD | DALLAS | TX | 75212 | N/A | PC | The Lunch Sponsorship (No Benefits) | $10,000 |
| HIGHLAND PARK MIDDLE | |||||||
| 3555 GRANADA AVE | DALLAS | TX | 75205 | N/A | GOV | General & Unrestricted | $5,000 |
| IMPACT CITY INITIATIVE | |||||||
| 2807 ALLEN ST 813 | DALLAS | TX | 75204 | N/A | PC | General & Unrestricted | $17,500 |
| INTERFAITH FAMILY SERVICES | |||||||
| 1651 MATILDA ST | DALLAS | TX | 75206 | N/A | PC | Sponsorship of the 2022 Luncheon | $35,000 |
| JOHN S BRADFIELD SCHOOL PARENT TEACHER ASSOCIATION | |||||||
| 4300 SOUTHERN AVE | DALLAS | TX | 75205 | N/A | PC | General & Unrestricted | $5,000 |
| JUNE SHELTON SCHOOL AND EVALUATION CENTER | |||||||
| 17301 PRESTON RD | DALLAS | TX | 75252 | N/A | PC | Support for 2021-2022 Annual Fund | $5,000 |
| JUNE SHELTON SCHOOL AND EVALUATION CENTER | |||||||
| 17301 PRESTON RD | DALLAS | TX | 75252 | N/A | PC | General & Unrestricted | $50,000 |
| JUNIOR LEAGUE OF DALLAS CENTENNIAL ENDOWMENT FOUND | |||||||
| 8003 INWOOD RD | DALLAS | TX | 75209 | N/A | SO I | General & Unrestricted | $10,000 |
| JUST COMMUNITY INC | |||||||
| PO BOX 153188 | AUSTIN | TX | 78715 | N/A | PC | Legal Fees 2021 | $5,500 |
| LEGACY PARENTING CENTER | |||||||
| PO BOX 3574 | SHAWNEE | OK | 74802 | N/A | PC | Support for the Hope Club | $898 |
| MERCY STREET INC | |||||||
| 3801 HOLYSTONE ST | DALLAS | TX | 75212 | N/A | PC | Leadership Institute Program Support | $25,000 |
| MILES OF FREEDOM | |||||||
| 2922 MARTIN LUTHER KING JUNIOR BOUL | DALLAS | TX | 75215 | N/A | PC | Support of Lawn Care & Financial Operations | $12,500 |
| MISS TEXAS SCHOLARSHIP FOUNDATION | |||||||
| 1802 ROLLING RIDGE DR | GRAPEVINE | TX | 76051 | N/A | PC | General & Unrestricted | $1,000 |
| NET FORT WORTH INC | |||||||
| PO BOX 470928 | FORT WORTH | TX | 76147 | N/A | PC | Survivor Led Empowerment Program (All Instructor Fees) | $12,500 |
| NETWORK FOR TEACHING ENTREPRENEURSHIP | |||||||
| 201 N BRAND BLVD STE 200 | GLENDALE | CA | 91203 | N/A | PC | Dallas Independent School District- P-TECH Program | $7,500 |
| NETWORK GROUP INC | |||||||
| PO BOX 13873 | ARLINGTON | VA | 22219 | N/A | PC | Test & Prove Disruption Methods | $25,000 |
| NEW KEY SCHOOL INC | |||||||
| 7950 JOHN T WHITE RD | FORT WORTH | TX | 76120 | N/A | PC | Capital Campaign Support | $25,000 |
| PARISH EPISCOPAL SCHOOL | |||||||
| 4101 SIGMA RD | DALLAS | TX | 75244 | N/A | PC | Support of 2021-2022 Annual Fund | $5,000 |
| PEGASUS FOUNDATION DBA DALLAS INSTITUTE OF HUMAN | |||||||
| 2723 ROUTH ST | DALLAS | TX | 75201 | N/A | PC | General & Unrestricted | $80,000 |
| PEROT MUSEUM OF NATURE AND SCIENCE | |||||||
| 2201 N FIELD ST | DALLAS | TX | 75201 | N/A | PC | Educational Outreach Program Support | $10,000 |
| PHILANTHROPY SOUTHWEST | |||||||
| 624 NORTH GOOD-LATIMER EXPY | DALLAS | TX | 75204 | N/A | PC | Sustainable Philanthropy Program & 2021 Membership | $51,700 |
| RONALD MCDONALD HOUSE OF DALLAS INC | |||||||
| 4707 BENGAL ST | DALLAS | TX | 75235 | N/A | PC | In Honor of the 40th Year Celebration | $5,000 |
| SAINT MICHAEL EPISCOPAL SCHOOL | |||||||
| PO BOX 12385 | DALLAS | TX | 75225 | N/A | PC | Sponsorship of St. Michael's School 2022 Auction | $10,000 |
| SALESMANSHIP CLUB CHARITABLE GOLF OF DALLAS INC | |||||||
| 106 E 10TH ST 200 | DALLAS | TX | 75203 | N/A | PC | General & Unrestricted | $10,000 |
| SECOND THOUGHT THEATRE | |||||||
| 3839 MCKINNEY AVE STE 155452 | DALLAS | TX | 75204 | N/A | PC | General & Unrestricted | $10,000 |
| SIMPLY GRACED | |||||||
| 580 W ARAPAHO RD STE 208 | RICHARDSON | TX | 75080 | N/A | PC | Transitional Living Program For Women | $5,000 |
| SOUTHERN METHODIST UNIVERSITY | |||||||
| PO BOX 750181 | DALLAS | TX | 75275 | N/A | PC | Support for SMU-IN-TAOS Program | $25,000 |
| SOUTHERN METHODIST UNIVERSITY | |||||||
| PO BOX 750181 | DALLAS | TX | 75275 | N/A | PC | Dallas Literary Festival 2022: Partner Level Sponsorship | $5,000 |
| TACA INC | |||||||
| 1722 ROUTH ST STE 800 | DALLAS | TX | 75201 | N/A | PC | Resiliency Workshop Series | $10,000 |
| THE BAYLOR SCHOOL | |||||||
| 171 BAYLOR SCHOOL RD | CHATTANOOGA | TN | 37405 | N/A | PC | Annual Fund 2020-2021 | $1,000 |
| THE CRYSTAL CHARITY BALL | |||||||
| TWO TURTLE CREEK 3838 OAK LAWN AVE | DALLAS | TX | 75219 | N/A | PC | General & Unrestricted | $5,000 |
| THE UNIVERSITY OF TEXAS AT AUSTIN | |||||||
| PO BOX 7458 | AUSTIN | TX | 78713 | N/A | GOV | Darren Walker Scholars Program Scholarship Fund | $5,000 |
| TREY ATHLETES | |||||||
| 3131 MAIN ST APT 1515 | DALLAS | TX | 75226 | N/A | PC | General & Unrestricted | $3,500 |
| TRINITY RESTORATION MINISTRIES | |||||||
| PO BOX 363 | ROWLETT | TX | 75030 | N/A | PC | Support For Re-Entry Program | $5,000 |
| UNIVERSITY PARK SCHOOL PARENT- TEACHER ASSOCIATION | |||||||
| 3505 AMHERST AVE | DALLAS | TX | 75225 | N/A | PC | UP Carnival: Sponsorship | $1,000 |
| UNIVERSITY PARK SCHOOL PARENT- TEACHER ASSOCIATION | |||||||
| 3505 AMHERST AVE | DALLAS | TX | 75225 | N/A | PC | Sponsorship of 2022 UP Auction | $10,000 |
| UNIVERSITY PARK SCHOOL PARENT- TEACHER ASSOCIATION | |||||||
| 3505 AMHERST AVE | DALLAS | TX | 75225 | N/A | PC | Up All Night Sponsorship | $1,000 |
| URBAN TEACHER CENTER | |||||||
| 1800 WASHINGTON BLVD STE 411 | BALTIMORE | MD | 21230 | N/A | PC | Dallas Independent School District: ACE School Program | $25,000 |
| WEZMORE PROJECT INC | |||||||
| 5429 LYNDON B JOHNSON FWY 350 | DALLAS | TX | 75240 | N/A | PC | SEL Curriculum Testing & Program Development | $50,000 |
| WEZMORE PROJECT INC | |||||||
| 5429 LYNDON B JOHNSON FWY 350 | DALLAS | TX | 75240 | N/A | PC | Sponsorship of Wezmore Event in Dallas, Texas | $5,000 |
| WILKINSON CENTER | |||||||
| PO BOX 720248 | DALLAS | TX | 75372 | N/A | PC | To Support the Food & Emergency Support Program | $10,000 |
| WOMEN IN NEED OF GENEROUS SUPPORT | |||||||
| 1903 ANSON RD | DALLAS | TX | 75235 | N/A | PC | Economic Advancement Program | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $814,098 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $299 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $323,519 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $100,360 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,905,633 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| K-1 Inc/Loss | 525990 | $109,932 | 14 | $575,525 |
| Federal Tax Refund | 01 | $7,936 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $210,292 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,812,912 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,023,204 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEEP VELLUM PUBLISHING, INC. - SUSTAINABLE IMPACT PROJECT - ACQUISITION & DEV OF EXISTING LITERARY ASSETS & DEV & TRANSLATION OF LIT WORKS BY EMERGING & ESTABLISHED ARTISTS | Desc |
| Amt | $250,000 | Amt |
Depreciation Schedule DepreciationSchedule
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|
| SUSTAIN INITIATIVE LLC | |||||||||
| 2807 ALLEN ST 813 | DALLAS | TX | 75226 | 2019-12-10 | $250,000 | PRI INVEST-SEE GENERAL EXPLANATION FOR PURPOSE & ADDTL DETAILS RE AMT EXPENDED & LACK OF DIVERSION | NO | 01/08/2021, 01/04/2022 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. |
| MISSION HILLS DEVELOPMENT LLC | |||||||||
| 2301 Cedar Springs Rd STE 450 | Dallas | TX | 75201 | 2021-08-25 | $200,000 | PRI LOAN-SEE GENERAL EXPLANATION FOR PURPOSE & ADDTL DETAILS RE AMT EXPENDED & LACK OF DIVERSION | NO | SEE GENERAL EXPLANATION ATTACHMENT | NONE NECESSARY |
| SUTHERLAND IMPACT FUND LP | |||||||||
| 2807 Allen Street 813 | Dallas | TX | 75204 | 2021-12-13 | $250,000 | PRI INVEST-SEE GENERAL EXPLANATION FOR PURPOSE & ADDTL DETAILS RE AMT EXPENDED & LACK OF DIVERSION | NO | SEE GENERAL EXPLANATION ATTACHMENT | NONE NECESSARY |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (6 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| FORM 990PF, PART VI-B, LINE 5D-EXPENDITURE RESPONSIBILITY STATEMENT | FORM 990PF, PART VI-B, LINE 5D-EXPENDITURE RESPONSIBILITY STATEMENT | PRI RECIPIENT: SUSTAIN INITIATIVE , LLC DATE OF PRI: 12/10/2019 PURPOSE OF PRI: TO SUPPORT SOCIAL IMPACT ORGANIZATIONS IN DEVELOPING LONG-TERM FINANCIAL SUSTAINABILITY AND THEREBY INCREASE THEIR SOCIAL IMPACT. REPORTS OF AMOUNTS EXPENDED: RECIPIENT HAS SUBMITTED A FULL AND COMPLETE FINANCIAL REPORT OF THE TYPE ORDINARILY REQUIRED BY COMMERCIAL INVESTORS UNDER SIMILAR CIRCUMSTANCES AND A STATEMENT THAT IT HAS COMPLIED WITH THE TERMS OF THE INVESTMENT FOR ITS FISCAL YEAR INDICATED BELOW: DATES OF REPORTS: 01/08/2021 FOR FYE 12/31/2019 01/04/2022 FOR FYE 12/31/2020 THIS INVESTMENT REMAINED ON THE FOUNDATION'S BOOKS AS OF 12/31/2021. DIVERSIONS: TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED TO ANY ACTIVITY OTHER THAN THE ACTIVITY FOR WHICH THE INVESTMENT WAS ORIGINALLY MADE. |
| FORM 990PF, PART VI-B, LINE 5D-EXPENDITURE RESPONSIBILITY STATEMENT | FORM 990PF, PART VI-B, LINE 5D-EXPENDITURE RESPONSIBILITY STATEMENT | PRI RECIPIENT: MISSION HILLS DEVELOPMENT LLC DATE OF PRI: 08/25/2021 PURPOSE OF PRI: to support the development of Mission Hills, a residential neighborhood designed to create an inclusive housing environment, including housing solutions for individuals with intellectual and developmental disabilities. REPORTS OF AMOUNTS EXPENDED: RECIPIENT IS EXPECTED IN 2022 TO SUBMIT A FULL AND COMPLETE FINANCIAL REPORT OF THE TYPE ORDINARILY REQUIRED BY COMMERCIAL INVESTORS UNDER SIMILAR CIRCUMSTANCES AND A STATEMENT THAT IT HAS COMPLIED WITH THE TERMS OF THE INVESTMENT. THIS INVESTMENT REMAINED ON THE FOUNDATION'S BOOKS AS OF 12/31/2021. DIVERSIONS: TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED TO ANY ACTIVITY OTHER THAN THE ACTIVITY FOR WHICH THE INVESTMENT WAS ORIGINALLY MADE. |
| FORM 990PF, PART VI-B, LINE 5D-EXPENDITURE RESPONSIBILITY STATEMENT | FORM 990PF, PART VI-B, LINE 5D-EXPENDITURE RESPONSIBILITY STATEMENT | PRI RECIPIENT: SUTHERLAND IMPACT FUND LP DATE OF PRI: 12/13/2021 PURPOSE OF PRI: TO SUPPORT THE development of inclusive housing solutions for individuals with intellectual and developmental disabilities, THE underserved women to establish and grow income producing businesses, the development and dissemination of literary and artistic works, THE assistANCE OF low-to-moderate income renters to build assets through housing solutions, AND nonprofit organizations to achieve sustainable operating models. REPORTS OF AMOUNTS EXPENDED: RECIPIENT IS EXPECTED IN 2022 TO SUBMIT A FULL AND COMPLETE FINANCIAL REPORT OF THE TYPE ORDINARILY REQUIRED BY COMMERCIAL INVESTORS UNDER SIMILAR CIRCUMSTANCES AND A STATEMENT THAT IT HAS COMPLIED WITH THE TERMS OF THE INVESTMENT. THIS INVESTMENT REMAINED ON THE FOUNDATION'S BOOKS AS OF 12/31/2021. DIVERSIONS: TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED TO ANY ACTIVITY OTHER THAN THE ACTIVITY FOR WHICH THE INVESTMENT WAS ORIGINALLY MADE. |
| FORM 990PF, PART 1 LINE 6A | RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PA | TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $2,905,633 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $100,360 TOTAL PART I, LINE 6A: $3,005,993 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $8,407,279 BOOK BASIS: $6,730,838 NET GAIN/(LOSS): $1,676,441 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $1,239,807 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $1,279,344 BOOK BASIS: $1,289,959 NET GAIN/(LOSS): $(10,615) |
| FORM 8865 | FORM 8865 | The Foundation has prepared this form to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting and on the basis of having received no information to the contrary. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information. |
| Form 990-PF | FORM 990PF | One or more partnerships have provided a Schedule K-3 for the tax year in which they have checked one or more of the boxes in Part I but not provided sufficient back-up information to allow the Foundation to verify why such boxes were checked or the extent to which the checking of such boxes affects any item on this return. The Foundation has prepared this return to the best of its ability and without any foreign filings for such partnerships based on the information provided to it by these partnerships and on the basis of having received no information to the contrary. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (20 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALLY FINL INC BOND PERPETUAL - | $14,079 | $14,525 |
| ALLY FINL INC BOND PERPETUAL - | $27,364 | $27,832 |
| BANK NEW YORK MELLONCORP BOND | $6,123 | $6,401 |
| BOEING CO NOTE - 4.508% - 05/0 | $33,175 | $34,394 |
| BP CAP MKTS P L C NOTE PERPETU | $42,981 | $43,972 |
| CAPITAL ONE FINL CORP NOTE - 2 | $10,012 | $10,217 |
| CITIGROUP INC BOND PERPETUAL - | $11,033 | $11,083 |
| CITIGROUP INC BOND PERPETUAL - | $5,732 | $7,071 |
| CITIZENS FINANCIAL GROUP INC - | $22,000 | $24,063 |
| DOMINION ENERGY INC BOND PERPE | $6,000 | $6,015 |
| EDISON INTL BOND PERPETUAL - 5 | $23,089 | $24,095 |
| ENERGY TRANSFER PRTNRS LP - 3. | $6,523 | $7,200 |
| FIFTH THIRD BANCORP BOND PERPE | $10,000 | $10,588 |
| FS KKR CAPITAL CORP NOTE CALL | $13,951 | $13,825 |
| OAKTREE SPECIALTY LENDING CORP | $6,877 | $7,296 |
| REGIONS FINANCIAL CORP - 5.750 | $22,312 | $24,090 |
| SCHWAB CHARLES CORP BOND PERPE | $32,299 | $33,820 |
| SEMPRA ENERGY BOND PERPETUAL - | $46,453 | $49,255 |
| TRUIST FINL CORP BOND PERPETUA | $9,000 | $10,058 |
| WELLS FARGO &CO BOND PERPETUAL | $8,000 | $8,220 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (445 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABB LTD | $51,462 | $52,484 |
| ABBOTT LABS | $20,954 | $26,037 |
| ABBVIE INC | $12,808 | $17,602 |
| ACCENTURE PLC | $9,061 | $21,971 |
| ACI WORLDWIDE INC | $5,976 | $7,634 |
| ACM RESEARCH INC | $15,581 | $14,922 |
| ACUSHNET HOLDINGS CORP | $12,117 | $24,045 |
| ADAPTEC, INC | $4,074 | $3,788 |
| ADIDAS AG | $11,703 | $11,952 |
| ADOBE SYSTEMS, INC | $14,712 | $23,249 |
| ADVANCED ENERGY IND INC | $10,482 | $17,575 |
| ADVANCED MEDICAL OPTICS | $15,343 | $11,326 |
| AGCO CP | $14,437 | $28,541 |
| AGNCP | $23,810 | $26,296 |
| AGREE REALTY CORP | $15,344 | $17,055 |
| AIA GROUP LTD ADR | $54,130 | $53,585 |
| AIRBUS GROUP | $38,945 | $40,653 |
| AKAMAI TECH COM STK | $28,258 | $32,069 |
| ALBANY INTERNATIONAL CORP | $9,270 | $14,417 |
| ALCON INC | $7,919 | $11,935 |
| ALIBABA GROUP HOLDING LTD | $112,558 | $57,732 |
| ALLETE INC | $13,904 | $14,862 |
| ALPHABET INC CL A | $44,032 | $86,911 |
| AMAZON COM | $79,723 | $126,704 |
| AMDOCS LIMITED | $19,064 | $21,853 |
| AMERICA MOVIL SA | $15,516 | $15,875 |
| AMERICAN CAPITAL AGENCY CORP | $9,828 | $10,002 |
| AMERICAN EAGLES OUTFITTERS INC | $15,822 | $14,508 |
| AMERICAN ELECTRIC POWER INC | $10,107 | $10,854 |
| AMERICAN EXPRESS CO | $5,897 | $15,542 |
| AMERICAN TOWER REIT INC | $13,686 | $16,380 |
| AMERIPRISE FINANCIAL INC | $21,460 | $47,662 |
| AMERISOURCEBERGEN CORP | $9,628 | $15,947 |
| AMGEN INC | $26,395 | $25,422 |
| AMICUS THERAPEUTICS INC | $25,455 | $19,693 |
| AMN HEALTHCARE SERVICES INC | $13,829 | $16,515 |
| AMSOUTH BANCORPORATION | $15,091 | $14,355 |
| ANALOG DEVICES INC | $28,600 | $30,936 |
| ANGLO AM PLC ADR | $20,382 | $20,374 |
| ANHEUSER BUSCH COS INC | $31,339 | $31,607 |
| ANNALY CAPITAL MANAGEMENT PFD | $18,996 | $21,667 |
| AON PLC CL A | $18,620 | $18,935 |
| APPLE INC | $44,018 | $69,785 |
| APPLIED IDNS TECH | $8,578 | $10,065 |
| APPLIED MATERIALS INC | $17,634 | $22,502 |
| APTIV PLC | $9,683 | $24,248 |
| ARROWHEAD PHARMACEUTICALS INC | $7,303 | $24,730 |
| ASAHI KAISAI CP ADR | $19,748 | $19,598 |
| ASE TECHNOLOGY HOLDINGS CO LTD | $22,151 | $26,304 |
| ASGN INC | $15,493 | $15,055 |
| ASHTEAD GROUP PLC | $4,896 | $17,097 |
| ASM PACIFIC TECH | $15,679 | $12,083 |
| ASML HOLDING NV NY REG SHS | $86,948 | $118,624 |
| ASSA ABLOY UNSP/ADR | $11,872 | $12,170 |
| ASSOCIATED BRITISH FOODS PLC | $13,640 | $13,950 |
| ASSURED GUARANTY LTD | $9,296 | $14,658 |
| ASTRAZENECA | $82,244 | $83,414 |
| AT&T 5.625% 08/01/2067 | $2,633 | $2,690 |
| AT&T, INC | $26,520 | $22,878 |
| ATLASSIAN CORP PLC | $15,892 | $16,014 |
| ATRICURE, INC. | $13,476 | $19,538 |
| AUTOMATIC DATA PROCESSING INC | $18,293 | $22,932 |
| AVERY DENNISON CORP | $9,468 | $19,924 |
| AVIENT | $13,762 | $15,610 |
| AXA ADS | $21,437 | $22,953 |
| B&M EUROPEAN VALUE RETAIL SA A | $25,206 | $25,152 |
| BAC CAPITAL TR X - 6.250% - 03 | $8,249 | $8,127 |
| BAIDU.COM - ADR | $15,456 | $15,028 |
| BANCO BILBAO ARG SA | $22,325 | $22,787 |
| BANK OZK | $10,610 | $26,057 |
| BARRICK GOLD CORPORATION | $32,807 | $31,236 |
| BAUSCH HEALTH COS INC | $20,846 | $32,000 |
| BEIGENE LTD | $23,429 | $23,571 |
| BIO RAD LABS INC CL A | $8,224 | $21,912 |
| BIOHAVEN PHARMACEUTICAL HOLDIN | $5,805 | $19,569 |
| BLACKLINE INC | $12,017 | $16,359 |
| BLACKROCK CORPORATE HIGH YIELD | $21,050 | $26,519 |
| BLACKROCK CREDIT ALLOCATION IN | $4,643 | $5,162 |
| BLACKROCK INC | $17,183 | $27,467 |
| BLACKROCK LTD DUR IN | $4,116 | $4,246 |
| BLACKROCK MUNIHOLDINGS FUND IN | $3,785 | $3,838 |
| BLACKROCK MUNIVEST FUND | $8,711 | $9,924 |
| BLACKROCK MUNIYIELD QUALITY FU | $15,507 | $17,176 |
| BNP PARIBAS SPONS ADR | $18,011 | $18,543 |
| BOOKING HOLDINGS INC | $13,322 | $14,395 |
| BOSTON SCIENTIFIC | $17,581 | $18,819 |
| BRITISH AMERICAN TOBACCO PLC | $41,036 | $40,927 |
| BROADCOM INC | $25,797 | $33,271 |
| BROOKFIELD RESIDENTIAL PROPERT | $17,687 | $15,347 |
| BRUNSWICK CORP | $11,622 | $25,485 |
| CABLE ONE INC | $27,755 | $24,688 |
| CADENCE DESIGN SYSTEMS INC | $18,669 | $26,462 |
| CALRSBERG AS SP ADR REP B | $61,112 | $71,940 |
| CAMDEN PPTY TR | $7,937 | $12,150 |
| CANADIAN PACIFIC RAILWAY LTD | $9,024 | $8,849 |
| CATHAY GENERAL BANCORP | $7,839 | $13,800 |
| CHAMPIONX CORP | $11,212 | $20,109 |
| CHARLES SCHWAB CORP | $6,931 | $17,661 |
| CHEMICAL AND MINING CO OF CHIL | $19,405 | $15,280 |
| CHINA MERCHANTS BANK | $14,994 | $23,955 |
| CHUBB LIMITED | $19,079 | $29,190 |
| CHUNGHWA TELECOM | $26,882 | $30,729 |
| CIENA CORP | $7,247 | $10,930 |
| CISCO SYSTEMS INC | $34,812 | $55,449 |
| COHEN AND STEERS LIMITED DURAT | $10,572 | $10,857 |
| COMCAST CORP | $26,435 | $33,822 |
| COMFORT SYSTEMS USA INC | $3,463 | $7,322 |
| COMPAGNIE FINANCIERE RICHEMONT | $31,987 | $32,800 |
| CONMED CORPORATION | $12,555 | $23,532 |
| COSTCO WHOLESALE CORPORATION | $20,635 | $40,307 |
| COTERRA ENERGY INC | $14,249 | $29,583 |
| COUSINS PROPERTIES INC | $4,906 | $5,196 |
| CRANE CO | $8,048 | $13,428 |
| CREDICORP LTD | $22,922 | $15,869 |
| CULLEN FROST BANKERS INC | $7,637 | $13,994 |
| DAIICHI SANKYO CO LTD SPONSORE | $12,322 | $12,449 |
| DAIKIN INDS LTD ADR | $13,390 | $13,528 |
| DANAHER CORP | $6,791 | $14,147 |
| DBS GROUP HLDGS SPON ADR | $27,180 | $30,766 |
| DEBT STRATEGY FUND | $4,442 | $4,949 |
| DECKERS OUTDOOR CORPORATION | $26,956 | $29,671 |
| DENTSPLY SIRONA INC | $4,776 | $5,077 |
| DEUTSCHE BOERSE ADR | $10,467 | $10,846 |
| DIAGEO PLC ADS | $39,455 | $51,953 |
| DIAMONDBACK ENERGY INC | $4,215 | $14,560 |
| DICK'S SPORTING GDS | $7,294 | $19,433 |
| DISCOVER FINL SVCS COM | $18,922 | $18,952 |
| DISCOVERY INC (FORMERLY DISC C | $13,253 | $10,694 |
| DNB BANK ASA | $17,449 | $17,603 |
| DOLBY LABORATORIES | $12,876 | $17,806 |
| DOLLAR GENERAL CORP | $12,932 | $16,272 |
| DOLLAR TREE INC | $20,592 | $29,509 |
| DONALDSON CO. INC | $7,323 | $8,770 |
| DSV UNSP ADR EACH REPR 0.5 ORD | $20,858 | $21,715 |
| DUKE ENERGY DRC | $10,770 | $10,944 |
| EAST WEST BANCORP, INC | $8,193 | $25,099 |
| EASTGROUP PROPERTIES INC | $12,058 | $23,013 |
| EATON VANCE LIMITED DURATION I | $1,594 | $1,886 |
| EATON VANCE MUNICIPAL BOND FUN | $15,996 | $16,676 |
| ECOLAB INC | $13,793 | $21,113 |
| ELECTRONIC ARTS | $10,537 | $13,454 |
| ELI LILLY & CO | $6,760 | $12,982 |
| EMCOR GROUP INC | $11,716 | $22,675 |
| EMPIRE STATE REALTY TRUST | $9,345 | $10,938 |
| ENEL SOCIETA PER AZI | $40,608 | $41,607 |
| ENERGIZER HOLDINGS INC | $10,459 | $10,707 |
| ENGIE | $33,378 | $33,477 |
| ENPRO INDUSTRIES INC | $5,535 | $9,356 |
| ENTERGY LA LLC PFD - 4.875% - | $6,340 | $6,502 |
| EOG RESOURCES INC | $24,605 | $27,804 |
| EPIROC AB | $23,798 | $24,423 |
| EQUINOR ASA | $14,292 | $21,064 |
| ERSTE GROUP BANK AG | $8,727 | $17,115 |
| ESSILOR INTL ADR | $49,431 | $50,675 |
| ESTEE LAUDER COMPANIES INC | $5,956 | $11,846 |
| EXELIXIS, INC. | $21,211 | $18,938 |
| EXELON CORPORATION | $9,605 | $14,440 |
| EXLSERVICE HOLDINGS INC | $5,974 | $16,214 |
| EXXON MOBIL CORP | $5,223 | $7,037 |
| FABRINET INC | $14,234 | $30,447 |
| FEDERAL AGRICULTURAL MORTGAGE | $5,093 | $10,038 |
| FIDELITY NATIONAL FINANCIAL IN | $14,655 | $24,942 |
| FIDELITY NATIONAL INFORMATION | $23,988 | $19,320 |
| FIRST TRUST HIGH INCOME LONG S | $4,806 | $5,004 |
| FIRST TRUST INTERMEDIATE DURAT | $5,763 | $6,380 |
| FLUTTER ENTMT PLC ADR | $7,696 | $7,807 |
| FOUR CORNERS PROPERTY TRUST IN | $6,598 | $9,617 |
| FULLER H B CO | $4,400 | $8,343 |
| GDS HOLDINGS LTD | $15,345 | $12,828 |
| GEN DYNAMICS CP | $12,988 | $21,889 |
| GENMAB A/S SPON | $44,068 | $50,439 |
| GIVAUDAN SA UNSP/ADR | $41,604 | $42,174 |
| GLOBAL PAYMENTS INC | $14,012 | $14,870 |
| GLOBE LIFE INC | $15,057 | $19,962 |
| GROUPE DANONE ADS | $11,664 | $9,379 |
| GRUPO FIN ADR | $14,876 | $14,969 |
| GSK PLC | $26,004 | $31,002 |
| GUARDANT HEALTH INC | $6,798 | $10,302 |
| H LUNDBECK A/S UNSPON ADR | $7,269 | $5,330 |
| HAMILTON LANE INC | $12,905 | $14,818 |
| HARTFORD FINANCIALSERVICES GRO | $10,233 | $18,296 |
| HARTFORD FINL SVCS GRP PFD - 7 | $3,294 | $3,283 |
| HASBRO INC | $7,589 | $10,789 |
| HDFC BANK LTD ADR | $77,900 | $79,971 |
| HERMES INTL 10 ADR | $35,861 | $35,984 |
| HESS CORP | $10,116 | $14,140 |
| HOLLYFRONTIER CORP | $7,675 | $8,359 |
| HOME DEPOT INC | $28,255 | $49,801 |
| HONDA MOTOR CO LTD | $8,310 | $8,165 |
| HONEYWELL INTL | $8,704 | $12,719 |
| HONG KONG EX&CL UNSP/ADR | $41,088 | $53,740 |
| HOULIHAN LOKEY INC | $17,840 | $15,528 |
| HOYA CORP SPONS ADR | $17,878 | $26,623 |
| HUBBELL INCORPORATED | $9,343 | $14,787 |
| HUNTINGTON INGALLS INDUSTRIES | $8,280 | $8,964 |
| HUNTSMAN CORP | $7,385 | $16,812 |
| HUTCHINSON CHINA MEDITECH LTD | $13,527 | $13,541 |
| HYATT HOTELS CORP | $20,912 | $32,031 |
| IBERDROLA ADR | $27,369 | $28,515 |
| ICICI BK LTD ADS | $47,364 | $62,972 |
| IDACORP INC HLDG CO | $11,542 | $13,031 |
| INARI MEDICAL INC | $12,794 | $16,520 |
| INDUSTRIA DE DISENO | $29,919 | $30,680 |
| INFOSYS TECH LTD SPD ADR | $25,824 | $63,275 |
| ING GROUP N V SPONSORED ADR | $11,541 | $11,679 |
| INGERSOLL-RAND INC | $11,361 | $22,644 |
| INGREDION INC | $30,117 | $37,206 |
| INSPERITY INC | $10,205 | $19,724 |
| INTERCONTINENTAL EXCHANGE, INC | $11,360 | $16,002 |
| INTERPUBLIC GROUP OF COS | $3,949 | $8,501 |
| INVESCO MUNICIPAL OPPORTUNITY | $16,887 | $19,389 |
| INVESCO MUNICIPAL TRUST | $10,169 | $11,348 |
| INVESCO SENIOR INCOME TRUST | $21,759 | $23,053 |
| INVESCO TRUST FOR INVESTMENT G | $6,024 | $6,887 |
| IRADIMED CORP | $2,775 | $5,499 |
| IRHYTHM TECHNOLOGIES INC | $21,929 | $33,071 |
| ISHARES SHORT MATURITY BOND ET | $32,400 | $32,268 |
| ITT INC | $7,812 | $15,737 |
| JAMES RIVER GROUP HOLDINGS LTD | $7,899 | $6,367 |
| JARDINE MATHESON UNS/ADR | $11,649 | $11,500 |
| JD.COM, INC | $39,701 | $39,590 |
| JERONIMO MARTINS | $21,116 | $26,765 |
| JOHNSON & JOHNSON | $48,530 | $61,414 |
| JP MORGAN CHASE | $25,751 | $37,529 |
| JPMORGAN CHASE 4.625% PFD SER | $3,824 | $3,995 |
| KBC GROUP SA/NV SHS | $9,341 | $12,342 |
| KE HOLDINGS INC. | $7,990 | $8,028 |
| KERING UNSPON ADR EA REPR 0.1 | $51,911 | $51,285 |
| KEYENCE CORPORATION,FIRST SECT | $81,980 | $81,254 |
| KEYSIGHT TECHNOLOGIES INC | $3,777 | $7,228 |
| KINSALE CAPITAL GROUP INC | $5,066 | $5,709 |
| KNORR BREMSE AG EUR | $20,354 | $16,243 |
| KON KPN NV SPON ADR REP 1 ORD | $12,042 | $12,170 |
| KONINKLIJKE PHILIPS ELECTRONIC | $25,594 | $22,736 |
| KROGER CO | $8,707 | $14,936 |
| L'AIR LIQUIDE ADR OTC | $21,419 | $22,456 |
| L'OREAL ADR | $52,781 | $53,244 |
| LABORATORY CORP AMER HLDGS | $6,573 | $10,683 |
| LAIDLAW INTL | $20,515 | $20,416 |
| LAM RESEARCH CORP | $15,225 | $19,417 |
| LCI INDUSTRIES | $10,468 | $23,069 |
| LEIDOS HOLDINGS INC | $6,725 | $6,668 |
| LHC GROUP | $8,757 | $11,802 |
| LINCOLN ELECTRIC HOLDING INC | $8,254 | $15,063 |
| LINDE PLC COM | $32,897 | $64,090 |
| LITHIA MOTORS INC CL A | $27,943 | $27,319 |
| LITTELFUSE, INC | $9,104 | $20,140 |
| LOCKHEED MARTIN CORP | $22,221 | $21,325 |
| LONDON STK EXCHANGE GROUP | $47,360 | $46,001 |
| LONGFOR PROPERTIES UNSP ADR | $23,294 | $20,765 |
| LOWES COMPANIES INC | $14,552 | $28,174 |
| LUCENT TECHNOLOGIES INC COM | $22,403 | $14,002 |
| LVMH MOET HENN UNSP | $18,239 | $26,977 |
| M.D.C. HLDGS | $11,165 | $11,166 |
| MAKEMYTRIP LIMITED | $17,254 | $16,848 |
| MANTECH INTERNATIONAL CORP | $3,164 | $3,209 |
| MARSH AND MCLENNAN COMPANIES I | $21,922 | $41,195 |
| MATERION CORP | $11,409 | $15,078 |
| MCDONALD'S CORP | $22,274 | $34,849 |
| MCKESSON CORP | $10,305 | $17,400 |
| MEDICAL PROPERTIES TRUST, INC | $12,327 | $15,998 |
| MEDPACE HOLDINGS, INC | $15,292 | $14,582 |
| MEDTRONIC PLC | $36,267 | $38,690 |
| MEITUAN DIANPING UNSPONSORED A | $28,448 | $27,633 |
| MERCADOLIBRE, INC | $27,718 | $29,665 |
| MESA LABORATORIES | $6,028 | $6,562 |
| META PLATFORMS INC | $40,316 | $68,952 |
| METSO OUTOTEC CORP | $11,627 | $11,726 |
| MICHELIN SCA | $14,780 | $15,700 |
| MICRON TECHNOLOGY | $24,015 | $39,309 |
| MICROSOFT CORP | $135,954 | $275,445 |
| MIRATI THERAPEUTICS INC | $3,812 | $5,574 |
| MKS INSTRUMENTS, INC | $14,435 | $28,216 |
| MOHAWK INDS INC | $10,529 | $22,773 |
| MONOLITHIC POWER SYSTEMS, INC | $8,034 | $13,320 |
| MONTROSE ENVIRONMENTAL GRP ORD | $10,645 | $20,941 |
| MORGAN STANLEY | $18,408 | $17,669 |
| MSA SAFETY INCORPORATED | $15,720 | $23,248 |
| MURATA MFG INC UNSP/ADR | $14,515 | $14,364 |
| NASPERS LTD N SPONS ADR | $9,906 | $9,889 |
| NATIONAL RURAL UTIL - 5.50% - | $12,396 | $12,881 |
| NATL FUEL GAS CO | $7,309 | $10,934 |
| NATURA & CO HOLDING AMERICAN D | $16,458 | $6,665 |
| NESTLE S.A | $45,529 | $55,025 |
| NETEASE.COM INC COM STK | $30,927 | $40,610 |
| NETWORK INTERNATIONAL HOLDINGS | $17,505 | $15,103 |
| NEW YORK TIMES CO CL A | $17,019 | $24,053 |
| NEXTERA ENERGY, INC | $8,687 | $13,631 |
| NICE SYSTEMS LTD | $13,004 | $13,055 |
| NIDEC CORPORATION ADR | $14,560 | $22,133 |
| NIKE INC-CL B | $12,139 | $13,834 |
| NINTENDO CO LTD ADR UNSPON | $5,495 | $8,872 |
| NIPPON TELEGRAPH & TELEPHONE C | $6,235 | $6,880 |
| NISOURCE INC | $10,756 | $11,734 |
| NOKIA | $14,139 | $14,505 |
| NORDSON CP | $9,383 | $16,848 |
| NOTORI HOLDINGS | $20,293 | $18,991 |
| NOVARTIS AG ADR | $15,710 | $16,007 |
| NOVO NORDISK A S | $74,469 | $91,168 |
| NOVOCURE LTD | $5,669 | $9,460 |
| NUVEEN AMT FREE QUALITY MUNICI | $32,306 | $35,974 |
| NUVEEN CREDIT STRATEGIES INCOM | $16,961 | $15,978 |
| NUVEEN DIVIDEND ADVANTAGE MUNI | $32,486 | $37,021 |
| NUVEEN MLT STR I&G | $14,996 | $16,250 |
| NUVEEN QUALITY PREFERRED INC F | $10,907 | $11,382 |
| NVENT ELECTRIC PLC | $7,264 | $15,846 |
| NXP SEMICONDUCTORS | $7,079 | $17,311 |
| O'REILLY AUTOMOTIVE INC | $14,522 | $25,424 |
| OGE ENERGY CORP | $8,282 | $9,979 |
| OIL CO LUKOIL PJSC SPON ADR RE | $43,815 | $41,128 |
| OJSC POLYUS GOLD ADR | $12,857 | $11,074 |
| OKTA INC | $8,291 | $8,070 |
| ORGANON & CO | $5,651 | $4,994 |
| ORSTED A S | $12,129 | $12,221 |
| OUTSET MED INC | $11,336 | $11,154 |
| PACKAGING CORP AMER | $7,003 | $11,028 |
| PAGSEGURO DIGITAL LTD. | $15,375 | $10,672 |
| PAPA JOHNS INTL INC | $7,234 | $10,945 |
| PARKER HANNIFIN CP | $16,083 | $22,905 |
| PERNOD RICARD S A SPONSORED AD | $15,031 | $21,622 |
| PHIBRO ANIMAL HEALTH CORP | $3,619 | $3,145 |
| PHILLIPS 66 | $14,625 | $16,014 |
| PING AN INSURANCE GROUP ADR | $41,187 | $27,117 |
| PINNACLE FINANCIAL PARTNERS IN | $17,749 | $16,808 |
| PNC FINANCIAL GROUP INC | $8,349 | $15,039 |
| POWER INTEGRATIONS, INC | $6,428 | $17,278 |
| PPG INDUSTRIES INC | $5,057 | $9,312 |
| PPL CORPORATION | $11,267 | $13,377 |
| PROCTER GAMBLE CO | $28,011 | $42,531 |
| PRYSMIAN SPA | $7,163 | $11,556 |
| PT BANK CENTRAL ASIA TBK | $17,294 | $18,515 |
| PT BK MANDIR PRS UNSP/ADR | $14,784 | $16,114 |
| PUBMATIC, INC | $21,866 | $20,055 |
| RAYMOND JAMES FINANCIAL INC | $10,940 | $19,076 |
| RAYTHEON TECHNOLOGIES CORP | $37,420 | $45,182 |
| RECKITT BENCKISER GROUP | $30,872 | $31,185 |
| RECRUIT HOLDINGS CO | $24,965 | $25,724 |
| REGAL REXNORD CORP | $23,307 | $31,313 |
| RELX PLC | $39,462 | $40,632 |
| RENAISSANCERE HOLDINGS LTD | $17,782 | $19,304 |
| REPLIGEN CORP | $6,444 | $25,425 |
| REPUBLIC SVCS INC | $12,631 | $20,778 |
| RIO TINTO PLC SPONSORED ADR | $8,114 | $8,234 |
| RITCHIE BROS AUCTIONEERS | $12,128 | $10,038 |
| RIVIAN AUTOMOTIVE INC CL A | $7,268 | $7,569 |
| ROCKWELL AUTOMATION INC | $17,614 | $30,699 |
| RPM INTERNATIONAL INC | $13,356 | $18,786 |
| S&P GLOBAL INC COM | $9,851 | $12,270 |
| SAFRAN SA - UNSPON ADR | $41,921 | $43,958 |
| SAGE GROUP PLC | $12,482 | $18,340 |
| SALESFORCE.COM | $33,334 | $39,898 |
| SANDY SPRING BANCORP INC | $17,730 | $16,876 |
| SANOFI-AVENTIS SPONSORED ADR | $17,330 | $17,886 |
| SAP AKTIENGESELL ADS | $39,279 | $40,772 |
| SBERBANK SPONSORED ADR | $17,924 | $18,459 |
| SELECT MEDICAL | $11,062 | $8,996 |
| SEMTECH CORPORATION | $7,669 | $15,652 |
| SERVISFIRST BANCSHARES INC | $7,559 | $19,876 |
| SHERWIN-WILLIAMS CO | $10,715 | $20,777 |
| SHIN-ETSU CHEMICAL C | $40,599 | $40,641 |
| SHINHAN FINL GROUP CO LTD | $32,082 | $30,230 |
| SHIONOGI & CO LTD | $31,862 | $31,400 |
| SHOALS TECHNOLOGIES GROUP | $9,919 | $7,800 |
| SHOCKWAVE MEDICAL ORD SHS | $13,896 | $22,648 |
| SHUTTERSTOCK INC | $20,835 | $22,176 |
| SK TELECOM ADS ADS | $31,709 | $24,136 |
| SMC CORP | $43,141 | $43,440 |
| SMITH A O CORP DEL COM | $17,504 | $26,098 |
| SNAP ON INC | $9,217 | $15,292 |
| SNOWFLAKE INC | $18,032 | $21,003 |
| SOCIETE GENERALE SA | $13,931 | $17,927 |
| SOFTBANK CP UNSP ADR | $16,526 | $14,310 |
| SONY GROUP CORP | $13,316 | $29,578 |
| SOUTHWEST AIRLINES | $5,242 | $6,897 |
| SPECTRIS PLC | $9,534 | $14,731 |
| SPRINGWORKS THERAPEUTICS INC | $17,549 | $14,813 |
| SPX CORPORATION | $6,282 | $7,520 |
| STARBUCKS CORP COM | $20,211 | $21,289 |
| STEPSTONE GROUP ORD SHS CLASS | $18,585 | $14,674 |
| STERIS PLC | $8,744 | $13,144 |
| STIFEL FINL CORP SER B 5.200% | $5,997 | $6,285 |
| STMICROELECTRONICS | $35,383 | $35,731 |
| STORE CAPITAL CORPORATION | $7,958 | $15,033 |
| STRAUMANN HLDG | $34,205 | $35,424 |
| SWEETGREEN INC CL A | $12,862 | $9,472 |
| T. ROWE PRICE GROUP | $10,198 | $20,647 |
| TAIWAN SEMICONDUCTOR MFG CO LT | $121,247 | $234,363 |
| TAKEDA PHARMACEUTICAL COMPANY | $8,738 | $6,692 |
| TARGA RESOURCES CORP | $5,335 | $13,948 |
| TECHNOPRO HOLDINGS 5 SPONSORED | $6,220 | $10,485 |
| TELETECH HOLDINGS, INC | $16,789 | $17,838 |
| TENCENT HOLDINGS LIMITED | $140,533 | $139,219 |
| TERRENO RLTY CORPCOM | $14,939 | $20,725 |
| TEXAS INSTRUMENTS INC | $39,837 | $49,379 |
| TFI INTERNATIONAL | $25,468 | $26,570 |
| THE COCA-COLA CO | $28,756 | $35,644 |
| THERMO FISHER SCIENTIFIC INC | $6,705 | $13,345 |
| THOUGHTWORKS HOLDING INC | $7,236 | $7,266 |
| TIMKEN CO COM | $9,923 | $12,264 |
| TJX COMPANIES INC | $39,722 | $56,181 |
| TOKYO ELECTRON LTD | $17,698 | $18,275 |
| TOPBUILD CORP | $21,009 | $28,971 |
| TORREY PINES THERAPEUTICS | $5,309 | $5,581 |
| TOTALENERGIES SE | $33,890 | $36,501 |
| TRAVELERS COMPANIES INC | $11,278 | $17,207 |
| TRIP COM GROUP ADR | $14,353 | $11,695 |
| TRUIST FINANCIAL CORPORATION | $35,160 | $46,664 |
| TRUMY | $14,224 | $14,425 |
| TSINGTAO BREWERY CO LTD | $19,560 | $23,503 |
| UMC ELECTRONICS CO COM | $23,136 | $25,366 |
| UNICHARM CORP - SPN ADR | $14,661 | $14,655 |
| UNILEVER PLC AMER | $32,153 | $30,176 |
| UNION PACIFIC | $37,670 | $50,890 |
| UNITED PARCEL SERVICE | $31,186 | $44,797 |
| UNITEDHEALTH GROUP INC | $49,947 | $75,823 |
| UNIVERSAL DISPLAY CORP | $22,622 | $23,269 |
| US BANCORP | $14,709 | $17,974 |
| USD CYRUSONE INC | $3,582 | $4,845 |
| V F CORP | $18,560 | $21,893 |
| VAIL RESORTS INC | $8,325 | $14,100 |
| VALE SA | $22,420 | $17,623 |
| VANGUARD FTSE DEVELOPED MARKET | $8,190 | $8,170 |
| VERACYTE INC | $6,765 | $15,986 |
| VERIZON COMMUNICATIONS | $26,276 | $25,980 |
| VERTEX PHARMCTLS INC | $15,497 | $17,129 |
| VIRTUS ALLIANZGI CONVERTIBLE & | $8,020 | $8,318 |
| VISA INC | $45,655 | $55,044 |
| VMWARE INC | $14,331 | $11,472 |
| WAL-MART DE MEX V SP/ADR | $19,760 | $24,548 |
| WALGREENS BOOTS ALLIANCE | $12,345 | $16,691 |
| WASHINGTON TRUST BANCORP INC | $4,964 | $7,328 |
| WD-40 COMPANY | $4,321 | $4,893 |
| WELLS FARGO & CO | $31,543 | $42,942 |
| WELLS FARGO ADVANTAGE INCOME O | $8,899 | $11,816 |
| WESTERN ASSET HI YLD DEFINED | $10,030 | $10,897 |
| WESTERN ASSET HIGH INCOME OPPO | $13,235 | $15,543 |
| WESTERN DIGITAL CORP | $7,219 | $11,868 |
| WILEY JOHN & SONS INC CL A | $2,487 | $4,066 |
| WILLIAMS COS | $14,130 | $19,530 |
| XILINX INC | $8,412 | $13,146 |
| XP INC CL A | $12,968 | $9,944 |
| YANDEX N V | $19,790 | $24,926 |
| YUM CHINA HOLDINGS INC | $30,847 | $27,113 |
| ZENTALIS PHARMACEUTICALS INC. | $10,718 | $11,937 |
| ZURN WATER SOLUTIONS | $12,231 | $18,710 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $361,557 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $357,552 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALKEON GROWTH OFFSHORE FUND II | $750,000 | $634,805 |
| BLACKSTONE PRIVATE CREDIT FUND | $400,000 | $400,000 |
| GOOD RETURNS GROUP, INC | $108,315 | $145,315 |
| HEADLANDS CPTL SECONDARY FD II | $575,787 | $809,271 |
| JTL PRIVATE EQUITY FUND, L.P | $1,335,673 | $651,919 |
| LUPTON HEDGE FUND PARTNERSHIP | $11,104,589 | $12,565,074 |
| LUPTON INTERNATIONAL EQUITY PA | $812,063 | $885,949 |
| LUPTON PRIVATE EQUITY FUND 201 | $1,220,661 | $1,622,511 |
| LUPTON PRIVATE EQUITY FUND 202 | $16,964 | $16,971 |
| LUPTON VENTURE CAPITAL FUND 20 | $289,405 | $346,957 |
| OAKTREE REAL ESTATE INCOME TRU | $1,249,437 | $1,518,055 |
| PORTFOLIO ADV PVT EQT FUND 201 | $75,356 | $207,336 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (4 entries)
| DescDesc | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PRI - DEEP VELLUM PUBLISHING | $250,000 | $250,000 |
| PRI - MISSION HILLS DEVELOPMEN | $200,000 | $200,000 |
| PRI - SUTHERLAND IMPACT FUND | $250,000 | $250,000 |
| PRI - SUSTAIN INITIATIVE | $250,000 | $250,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (18 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $41,380 | $41,380 | |
| Bank Charges | $5,379 | $5,379 | |
| Equipment Maintenance | $170 | $170 | |
| Equipment/Furniture Purchase | $1,545 | $1,545 | |
| Foundation Dues & Memberships | $1,019 | $1,019 | |
| In Kind Grant Expense | $1,071 | $1,071 | |
| D&O INSURANCE | $2,140 | $2,140 | |
| K-1 Exp BLUE MARLIN TALF | $19,370 | $19,370 | |
| K-1 Exp HEADLANDS CPTL SECONDA | $19,883 | $16,988 | |
| K-1 Exp JTL PRIVATE EQUITY FUN | $17,129 | $11,677 | |
| K-1 Exp LUPTON HEDGE FUND PART | $215,377 | $170,123 | |
| K-1 Exp LUPTON INTERNATIONAL E | $11,786 | $11,399 | |
| K-1 Exp LUPTON PRIVATE EQUITY | $33,216 | $30,536 | |
| K-1 Exp LUPTON PRIVATE EQUITY | $17 | $17 | |
| K-1 Exp LUPTON VENTURE CAPITAL | $11,385 | $11,385 | |
| Office Supplies | $2,260 | $2,260 | |
| State or Local Filing Fees | $20 | $20 | |
| Website Hosting/Support | $322 | $322 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss BLUE MARLIN TALF | $39,206 | $39,206 |
| K-1 Inc/Loss ENERGY TFR OPERATING LP - SER E | $333 | $333 |
| K-1 Inc/Loss ENERGY TRANSFER LP SER E | $202 | $202 |
| K-1 Inc/Loss HEADLANDS CPTL SECONDARY FD III LP (S | $7,848 | $7,831 |
| K-1 Inc/Loss JTL PRIVATE EQUITY FUND, L.P | $18,287 | $8,086 |
| K-1 Inc/Loss LUPTON HEDGE FUND PARTNERSHIP LP | $575,600 | $473,208 |
| K-1 Inc/Loss LUPTON INTERNATIONAL EQUITY PARTNERSH | $28,610 | $28,610 |
| K-1 Inc/Loss LUPTON PRIVATE EQUITY FUND 2019, GP | $15,322 | $17,203 |
| K-1 Inc/Loss LUPTON VENTURE CAPITAL FUND 2021 GP | $49 | -$835 |
| Federal Tax Refund | $7,936 |
Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch
Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp
Borrower Name BorrowerNameGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOOD RETURNS GROUP INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Loan Original | $50,000 | LoanOriginalAmt |
| Balance Due | $50,000 | BalanceDueAmt |
| Note | 2021-10 | NoteDt |
| Loan Maturity | 2022-10 | LoanMaturityDt |
| Repayment Terms | CONVERTIBLE PROMISSORY NOTE | RepaymentTermsTxt |
| Interest | 200. | InterestRt |
| Security Provided Borrower | STOCK | SecurityProvidedBorrowerTxt |
| Loan Purpose | INVESTMENT | LoanPurposeTxt |
| Lender Consideration | CASH | LenderConsiderationDesc |
| Consideration FMV | $50,000 | ConsiderationFMVAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $108,053 | Amt |
| Net Investment Income | $108,053 | NetInvestmentIncomeAmt |
Reasonable Cause Explanation ReasonableCauseExplanation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | The Foundation's tax preparer is located in Nassau County, NY, which, per IRS release NY-2021-01 announced on September 9, 2021, is included in the list of localities that constitute a covered disaster area for purposes of Treas. Reg. Sec. 301.7508A-1(d)(2) and are entitled to tax relief due to Hurricane Ida. Additional time was needed to calculate and transmit the tax payment. Therefore, Form 2220 indicates that the Q3 or Q4 estimated tax payment made on or before the extended deadline of February 15, 2022 was, in fact, made timely on the original due date of such payment. We respectfully request that no late payment penalties be assessed in connection with such payment(s) per Treas. Reg. Sec. 301.7508A-1(c)(1). | ExplanationTxt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2021 | $30,300 | |
| 990-T Extension for 2020 | $30,700 | |
| 990-T Income Tax for 2020 | $28,770 | |
| Foreign Tax Paid | $15,679 | $15,679 |
| STATE INCOME TAX FOR 2020 | $12,970 |
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