JOHN L NAU III FOUNDATION: Form 990PF, tax year 2021

View the entire original 990 at ProPublica ↗

Organization: JOHN L NAU III FOUNDATION (EIN 20-8457303)
Tax period: 2021-01-01 to 2021-12-31
Filed: 2022-11-14
IRS object ID: 202243189349106459
Schema version: 2021v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
General Explanation Attachment
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-11-14T16:47:08-06:00	ReturnTs
Tax Period End	2021-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	010687790	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	BC CONSULTING PLLC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	955 GEMINI STREET	AddressLine1Txt
City	HOUSTON	CityNm
State Abbreviation	TX	StateAbbreviationCd
ZIP	77058	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2021-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	208457303	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE NAU FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	NAUF	BusinessNameControlTxt
Phone	7138481884	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2229 SAN FELIPE STE 1250	AddressLine1Txt
City	HOUSTON	CityNm
State Abbreviation	TX	StateAbbreviationCd
ZIP	77019	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	JOHN L NAU III	PersonNm
Person Title	DIRECTOR	PersonTitleTxt
Phone	7138481884	PhoneNum
Signature	2022-11-10	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	JOHN	PersonFirstNm
Person Last	NAU III	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	BRYAN F CLARK	PreparerPersonNm
PTIN	P00360796	PTIN
Phone	7132267800	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2021	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$22,224,867	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$0	ContriRcvdRevAndExpnssAmt
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$304,039	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$304,039	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$1,469,161	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$9,465,057	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$1,469,161	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$752,036	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$752,036	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$0	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$2,525,236	TotalRevAndExpnssAmt
Total Net Invst Incm	$2,525,236	TotalNetInvstIncmAmt
Total Adj Net Incm	$0	TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Adj Net Incm	$0	CompOfcrDirTrstAdjNetIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$1,300	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$975	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$0	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$325	AccountingFeesChrtblPrpsAmt
Taxes Rev And Expnss	$71,800	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$1,800	TaxesNetInvstIncmAmt
Taxes Adj Net Incm	$0	TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$147,294	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$147,294	OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm	$0	OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl	$0	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$220,394	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$150,069	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$0	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$325	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$21,604,129	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$21,604,129	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$21,824,523	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$150,069	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$0	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$21,604,454	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$19,299,287	ExcessRevenueOverExpensesAmt
Net Investment Income	$2,375,167	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$14,970	CashBOYAmt
Cash EOY	$27,228	CashEOYAmt
Cash EOYFMV	$27,228	CashEOYFMVAmt
US Government Obligations BOY	$4,087,033	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$277,472	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$277,472	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$18,031,556	CorporateStockBOYAmt
Corporate Stock EOY	$10,149,900	CorporateStockEOYAmt
Corporate Stock EOYFMV	$10,149,900	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$1,091,478	CorporateBondsBOYAmt
Corporate Bonds EOY	$922,615	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$922,615	CorporateBondsEOYFMVAmt
Other Investments BOY	$15,803,986	OtherInvestmentsBOYAmt
Other Investments EOY	$10,847,652	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$10,847,652	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$39,029,023	TotalAssetsBOYAmt
Total Assets EOY	$22,224,867	TotalAssetsEOYAmt
Total Assets EOYFMV	$22,224,867	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Capital Stock BOY	$0	CapitalStockBOYAmt
Capital Stock EOY	$0	CapitalStockEOYAmt
Additional Paid In Capital BOY	$39,029,023	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$22,224,867	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$0	RetainedEarningBOYAmt
Retained Earning EOY	$0	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$39,029,023	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$22,224,867	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$39,029,023	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$22,224,867	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$39,029,023	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$19,299,287	ExcessRevenueOverExpensesAmt
Other Increases	$2,495,131	OtherIncreasesAmt
Subtotal	$22,224,867	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$22,224,867	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (479 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
ALIBABA GROUP HLDG LTD	P	2017-06-20	2021-10-06	$72,030	$69,983	$2,047	$2,047
ALIBABA GROUP HLDG LTD	P	2020-05-19	2021-10-06	$36,015	$54,941	-$18,926	-$18,926
AMER FUNDS CAPITAL	P	2008-07-24	2021-06-08	$30,834	$24,422	$6,412	$6,412
AMER FUNDS CAPITAL	P	2008-09-22	2021-06-08	$190	$143	$47	$47
AMER FUNDS CAPITAL	P	2008-12-22	2021-06-08	$750	$439	$311	$311
AMER FUNDS CAPITAL	P	2009-03-23	2021-06-08	$371	$198	$173	$173
AMER FUNDS CAPITAL	P	2009-06-22	2021-06-08	$351	$210	$141	$141
AMER FUNDS CAPITAL	P	2009-09-28	2021-06-08	$314	$210	$104	$104
AMER FUNDS CAPITAL	P	2009-12-21	2021-06-08	$424	$289	$135	$135
AMER FUNDS CAPITAL	P	2010-03-08	2021-06-08	$59,512	$40,906	$18,606	$18,606
AMER FUNDS CAPITAL	P	2010-03-22	2021-06-08	$814	$561	$253	$253
AMER FUNDS CAPITAL	P	2010-05-05	2021-06-08	$27,340	$18,431	$8,909	$8,909
AMER FUNDS CAPITAL	P	2010-06-08	2021-06-08	$27,551	$17,553	$9,998	$9,998
AMER FUNDS CAPITAL	P	2010-06-21	2021-06-08	$1,452	$957	$495	$495
AMER FUNDS CAPITAL	P	2010-09-20	2021-06-08	$1,386	$958	$428	$428
AMER FUNDS CAPITAL	P	2010-12-21	2021-06-08	$2,103	$1,494	$609	$609
AMER FUNDS CAPITAL	P	2011-03-21	2021-06-08	$1,410	$1,008	$402	$402
AMER FUNDS CAPITAL	P	2011-06-17	2021-06-08	$1,400	$1,026	$374	$374
AMER FUNDS CAPITAL	P	2011-09-16	2021-06-08	$1,498	$1,045	$453	$453
AMER FUNDS CAPITAL	P	2011-12-21	2021-06-08	$2,233	$1,559	$674	$674
AMER FUNDS CAPITAL	P	2012-03-16	2021-06-08	$1,469	$1,085	$384	$384
AMER FUNDS CAPITAL	P	2012-06-15	2021-06-08	$1,541	$1,116	$425	$425
AMER FUNDS CAPITAL	P	2012-09-21	2021-06-08	$1,470	$1,130	$340	$340
AMER FUNDS CAPITAL	P	2012-12-20	2021-06-08	$2,334	$1,783	$551	$551
AMER FUNDS CAPITAL	P	2013-03-15	2021-06-08	$1,452	$1,144	$308	$308
AMER FUNDS CAPITAL	P	2013-06-14	2021-06-08	$1,482	$1,182	$300	$300
AMER FUNDS CAPITAL	P	2013-09-20	2021-06-08	$1,437	$1,175	$262	$262
AMER FUNDS CAPITAL	P	2013-12-19	2021-06-08	$1,479	$1,222	$257	$257
AMER FUNDS CAPITAL	P	2014-03-14	2021-06-08	$2,692	$2,230	$462	$462
AMER FUNDS CAPITAL	P	2014-06-13	2021-06-08	$1,399	$1,224	$175	$175
AMER FUNDS CAPITAL	P	2014-09-19	2021-06-08	$1,547	$1,347	$200	$200
AMER FUNDS CAPITAL	P	2014-12-23	2021-06-08	$2,727	$2,356	$371	$371
AMER FUNDS CAPITAL	P	2015-03-13	2021-06-08	$1,640	$1,384	$256	$256
AMER FUNDS CAPITAL	P	2015-06-17	2021-06-08	$1,604	$1,379	$225	$225
AMER FUNDS CAPITAL	P	2015-09-16	2021-06-08	$1,723	$1,400	$323	$323
AMER FUNDS CAPITAL	P	2015-12-22	2021-06-08	$1,834	$1,467	$367	$367
AMER FUNDS CAPITAL	P	2016-03-16	2021-06-08	$1,741	$1,425	$316	$316
AMER FUNDS CAPITAL	P	2016-06-15	2021-06-08	$1,756	$1,445	$311	$311
AMER FUNDS CAPITAL	P	2016-09-14	2021-06-08	$1,750	$1,464	$286	$286
AMER FUNDS CAPITAL	P	2016-12-23	2021-06-08	$1,884	$1,562	$322	$322
AMER FUNDS CAPITAL	P	2017-03-15	2021-06-08	$1,724	$1,479	$245	$245
AMER FUNDS CAPITAL	P	2017-06-14	2021-06-08	$1,675	$1,487	$188	$188
AMER FUNDS CAPITAL	P	2017-09-13	2021-06-08	$1,683	$1,513	$170	$170
AMER FUNDS CAPITAL	P	2017-12-22	2021-06-08	$2,163	$1,946	$217	$217
AMER FUNDS CAPITAL	P	2017-12-22	2021-06-08	$2,536	$2,282	$254	$254
AMER FUNDS CAPITAL	P	2018-03-14	2021-06-08	$1,760	$1,564	$196	$196
AMER FUNDS CAPITAL	P	2018-06-13	2021-06-08	$1,801	$1,567	$234	$234
AMER FUNDS CAPITAL	P	2018-09-12	2021-06-08	$1,848	$1,591	$257	$257
AMER FUNDS CAPITAL	P	2018-12-21	2021-06-08	$2,543	$2,025	$518	$518
AMER FUNDS CAPITAL	P	2019-03-13	2021-06-08	$1,880	$1,615	$265	$265
AMER FUNDS CAPITAL	P	2019-06-12	2021-06-08	$1,875	$1,633	$242	$242
AMER FUNDS CAPITAL	P	2019-09-11	2021-06-08	$1,892	$1,667	$225	$225
AMER FUNDS CAPITAL	P	2019-12-20	2021-06-08	$2,148	$1,951	$197	$197
AMER FUNDS CAPITAL	P	2019-12-20	2021-06-08	$2,070	$1,880	$190	$190
AMER FUNDS CAPITAL	P	2020-03-16	2021-06-08	$2,403	$1,721	$682	$682
AMER FUNDS CAPITAL	P	2020-06-15	2021-06-08	$2,084	$1,718	$366	$366
AMER FUNDS CAPITAL	P	2020-09-14	2021-06-08	$2,054	$1,749	$305	$305
AMER FUNDS CAPITAL	P	2020-12-18	2021-06-08	$2,432	$2,192	$240	$240
AMER FUNDS CAPITAL	P	2021-03-15	2021-06-08	$1,540	$1,457	$83	$83
BERKSHIRE HATHAWAY INC	P	2005-07-13	2021-06-07	$87,702	$16,926	$70,776	$70,776
CARNIVAL CORP NEW	P	2016-10-12	2021-10-06	$24,675	$46,590	-$21,915	-$21,915
FIRST EAGLE GLOBAL FUNDS	P	2009-08-11	2021-06-08	$33,579	$17,857	$15,722	$15,722
FIRST EAGLE GLOBAL FUNDS	P	2009-08-25	2021-06-08	$32,899	$17,898	$15,001	$15,001
FIRST EAGLE GLOBAL FUNDS	P	2009-12-17	2021-06-08	$945	$550	$395	$395
FIRST EAGLE GLOBAL FUNDS	P	2010-03-08	2021-06-08	$94,922	$55,991	$38,931	$38,931
FIRST EAGLE GLOBAL FUNDS	P	2010-05-05	2021-06-08	$41,187	$24,734	$16,453	$16,453
FIRST EAGLE GLOBAL FUNDS	P	2010-06-08	2021-06-08	$47,278	$26,716	$20,562	$20,562
FIRST EAGLE GLOBAL FUNDS	P	2010-12-17	2021-06-08	$3,508	$2,313	$1,195	$1,195
FIRST EAGLE GLOBAL FUNDS	P	2011-12-14	2021-06-08	$23	$15	$8	$8
FIRST EAGLE GLOBAL FUNDS	P	2011-12-14	2021-06-08	$3,487	$2,235	$1,252	$1,252
FIRST EAGLE GLOBAL FUNDS	P	2011-12-14	2021-06-08	$2,984	$1,913	$1,071	$1,071
FIRST EAGLE GLOBAL FUNDS	P	2012-12-13	2021-06-08	$2,784	$1,924	$860	$860
FIRST EAGLE GLOBAL FUNDS	P	2012-12-13	2021-06-08	$1,425	$985	$440	$440
FIRST EAGLE GLOBAL FUNDS	P	2012-12-13	2021-06-08	$6,259	$4,325	$1,934	$1,934
FIRST EAGLE GLOBAL FUNDS	P	2012-12-13	2021-06-08	$1,077	$744	$333	$333
FIRST EAGLE GLOBAL FUNDS	P	2013-12-17	2021-06-08	$3,438	$2,574	$864	$864
FIRST EAGLE GLOBAL FUNDS	P	2013-12-17	2021-06-08	$1,724	$1,291	$433	$433
FIRST EAGLE GLOBAL FUNDS	P	2013-12-17	2021-06-08	$7,578	$5,674	$1,904	$1,904
FIRST EAGLE GLOBAL FUNDS	P	2014-12-16	2021-06-08	$2,473	$1,819	$654	$654
FIRST EAGLE GLOBAL FUNDS	P	2014-12-16	2021-06-08	$989	$727	$262	$262
FIRST EAGLE GLOBAL FUNDS	P	2014-12-16	2021-06-08	$12,232	$8,995	$3,237	$3,237
FIRST EAGLE GLOBAL FUNDS	P	2015-12-17	2021-06-08	$1,222	$897	$325	$325
FIRST EAGLE GLOBAL FUNDS	P	2015-12-17	2021-06-08	$194	$142	$52	$52
FIRST EAGLE GLOBAL FUNDS	P	2015-12-17	2021-06-08	$2,914	$2,139	$775	$775
FIRST EAGLE GLOBAL FUNDS	P	2016-12-14	2021-06-08	$1,952	$1,526	$426	$426
FIRST EAGLE GLOBAL FUNDS	P	2016-12-14	2021-06-08	$498	$389	$109	$109
FIRST EAGLE GLOBAL FUNDS	P	2016-12-14	2021-06-08	$12,671	$9,907	$2,764	$2,764
FIRST EAGLE GLOBAL FUNDS	P	2017-12-13	2021-06-08	$3,294	$2,777	$517	$517
FIRST EAGLE GLOBAL FUNDS	P	2017-12-13	2021-06-08	$441	$372	$69	$69
FIRST EAGLE GLOBAL FUNDS	P	2017-12-13	2021-06-08	$10,782	$9,089	$1,693	$1,693
FIRST EAGLE GLOBAL FUNDS	P	2018-12-12	2021-06-08	$3,831	$2,884	$947	$947
FIRST EAGLE GLOBAL FUNDS	P	2018-12-12	2021-06-08	$332	$250	$82	$82
FIRST EAGLE GLOBAL FUNDS	P	2018-12-12	2021-06-08	$17,532	$13,197	$4,335	$4,335
FIRST EAGLE GLOBAL FUNDS	P	2019-12-18	2021-06-08	$5,453	$4,512	$941	$941
FIRST EAGLE GLOBAL FUNDS	P	2019-12-18	2021-06-08	$15,099	$12,493	$2,606	$2,606
FIRST EAGLE GLOBAL FUNDS	P	2020-12-01	2021-06-08	$4,114	$3,540	$574	$574
FIRST EAGLE GLOBAL FUNDS	P	2020-12-01	2021-06-08	$5,980	$5,145	$835	$835
HEALTH CARE SVCS GROUP	P	2016-09-07	2021-12-17	$17,071	$38,530	-$21,459	-$21,459
HEALTH CARE SVCS GROUP	P	2017-11-15	2021-10-06	$6,099	$12,415	-$6,316	-$6,316
KINDER MORGAN INC	P	2013-08-28	2021-10-06	$20,687	$43,467	-$22,780	-$22,780
KINDER MORGAN INC	P	2014-05-27	2021-10-06	$4,137	$7,856	-$3,719	-$3,719
KINDER MORGAN INC	P	2014-11-11	2021-10-06	$4,137	$9,071	-$4,934	-$4,934
KINDER MORGAN INC	P	2015-08-26	2021-10-06	$2,482	$4,264	-$1,782	-$1,782
KINDER MORGAN INC	P	2017-08-29	2021-10-06	$18,205	$18,474	-$269	-$269
KINDER MORGAN INC	P	2018-04-06	2021-10-06	$16,550	$13,084	$3,466	$3,466
KINDER MORGAN INC	P	2019-02-25	2021-10-06	$16,550	$17,574	-$1,024	-$1,024
KINDER MORGAN INC	P	2020-08-11	2021-10-06	$33,100	$27,887	$5,213	$5,213
LVMH MOET HENNESSY LOUIS	P	2019-04-02	2021-06-07	$117,389	$55,396	$61,993	$61,993
NATIXIS VAUGHN NELSON	P	2010-06-08	2021-06-07	$110,108	$50,761	$59,347	$59,347
NATIXIS VAUGHN NELSON	P	2010-12-28	2021-06-07	$1,796	$1,035	$761	$761
NATIXIS VAUGHN NELSON	P	2011-12-27	2021-06-07	$4,144	$2,255	$1,889	$1,889
NATIXIS VAUGHN NELSON	P	2011-12-27	2021-06-07	$3,609	$1,964	$1,645	$1,645
NATIXIS VAUGHN NELSON	P	2012-04-10	2021-06-07	$473	$277	$196	$196
NATIXIS VAUGHN NELSON	P	2012-12-21	2021-06-07	$1,930	$1,165	$765	$765
NATIXIS VAUGHN NELSON	P	2012-12-21	2021-06-07	$3,272	$1,975	$1,297	$1,297
NATIXIS VAUGHN NELSON	P	2012-12-21	2021-06-07	$1,812	$1,094	$718	$718
NATIXIS VAUGHN NELSON	P	2013-04-09	2021-06-07	$435	$294	$141	$141
NATIXIS VAUGHN NELSON	P	2013-04-09	2021-06-07	$1,220	$823	$397	$397
NATIXIS VAUGHN NELSON	P	2013-12-20	2021-06-07	$1,082	$852	$230	$230
NATIXIS VAUGHN NELSON	P	2013-12-20	2021-06-07	$5,674	$4,471	$1,203	$1,203
NATIXIS VAUGHN NELSON	P	2014-04-08	2021-06-07	$355	$291	$64	$64
NATIXIS VAUGHN NELSON	P	2014-04-08	2021-06-07	$905	$742	$163	$163
NATIXIS VAUGHN NELSON	P	2014-12-22	2021-06-07	$1,171	$974	$197	$197
NATIXIS VAUGHN NELSON	P	2014-12-22	2021-06-07	$7,618	$6,335	$1,283	$1,283
NATIXIS VAUGHN NELSON	P	2015-04-08	2021-06-07	$106	$95	$11	$11
NATIXIS VAUGHN NELSON	P	2015-04-08	2021-06-07	$726	$649	$77	$77
NATIXIS VAUGHN NELSON	P	2015-12-23	2021-06-07	$390	$310	$80	$80
NATIXIS VAUGHN NELSON	P	2015-12-23	2021-06-07	$471	$374	$97	$97
NATIXIS VAUGHN NELSON	P	2015-12-23	2021-06-07	$1,931	$1,536	$395	$395
NATIXIS VAUGHN NELSON	P	2016-04-07	2021-06-07	$7	$5	$2	$2
NATIXIS VAUGHN NELSON	P	2016-04-07	2021-06-07	$11	$8	$3	$3
NATIXIS VAUGHN NELSON	P	2016-04-07	2021-06-07	$4,393	$3,252	$1,141	$1,141
NATIXIS VAUGHN NELSON	P	2016-12-22	2021-06-07	$941	$765	$176	$176
NATIXIS VAUGHN NELSON	P	2017-12-21	2021-06-07	$1,671	$1,482	$189	$189
NATIXIS VAUGHN NELSON	P	2017-12-21	2021-06-07	$2,520	$2,235	$285	$285
NATIXIS VAUGHN NELSON	P	2018-04-10	2021-06-07	$2,062	$1,762	$300	$300
NATIXIS VAUGHN NELSON	P	2018-12-20	2021-06-07	$1,947	$1,311	$636	$636
NATIXIS VAUGHN NELSON	P	2018-12-20	2021-06-07	$11,288	$7,602	$3,686	$3,686
NATIXIS VAUGHN NELSON	P	2019-04-10	2021-06-07	$14	$11	$3	$3
NATIXIS VAUGHN NELSON	P	2019-12-20	2021-06-07	$504	$444	$60	$60
NATIXIS VAUGHN NELSON	P	2019-12-20	2021-06-07	$1,337	$1,176	$161	$161
NATIXIS VAUGHN NELSON	P	2020-04-08	2021-06-07	$6,346	$4,132	$2,214	$2,214
NATIXIS VAUGHN NELSON	P	2020-12-22	2021-06-07	$757	$632	$125	$125
NATIXIS VAUGHN NELSON	P	2020-12-22	2021-06-07	$17,026	$14,204	$2,822	$2,822
NATIXIS VAUGHN NELSON	P	2021-04-08	2021-06-07	$13	$12	$1	$1
NATIXIS VAUGHN NELSON	P	2021-04-08	2021-06-07	$2,298	$2,183	$115	$115
OAKMARK EQUITY AND	P	2013-08-19	2021-06-07	$113,688	$100,000	$13,688	$13,688
OAKMARK EQUITY AND	P	2013-12-19	2021-06-07	$588	$518	$70	$70
OAKMARK EQUITY AND	P	2013-12-19	2021-06-07	$9,022	$7,938	$1,084	$1,084
OAKMARK EQUITY AND	P	2014-12-18	2021-06-07	$1,046	$912	$134	$134
OAKMARK EQUITY AND	P	2014-12-18	2021-06-07	$131	$114	$17	$17
OAKMARK EQUITY AND	P	2014-12-18	2021-06-07	$10,422	$9,087	$1,335	$1,335
OAKMARK EQUITY AND	P	2015-12-17	2021-06-07	$1,599	$1,247	$352	$352
OAKMARK EQUITY AND	P	2015-12-17	2021-06-07	$7,248	$5,654	$1,594	$1,594
OAKMARK EQUITY AND	P	2016-11-28	2021-06-07	$2,247	$1,835	$412	$412
OAKMARK EQUITY AND	P	2016-11-28	2021-06-07	$3,818	$3,118	$700	$700
OAKMARK EQUITY AND	P	2017-12-14	2021-06-07	$2,037	$1,780	$257	$257
OAKMARK EQUITY AND	P	2017-12-14	2021-06-07	$71	$62	$9	$9
OAKMARK EQUITY AND	P	2017-12-14	2021-06-07	$10,128	$8,853	$1,275	$1,275
OAKMARK EQUITY AND	P	2018-12-13	2021-06-07	$2,961	$2,244	$717	$717
OAKMARK EQUITY AND	P	2018-12-13	2021-06-07	$12,888	$9,767	$3,121	$3,121
OAKMARK EQUITY AND	P	2019-12-12	2021-06-07	$3,137	$2,495	$642	$642
OAKMARK EQUITY AND	P	2019-12-12	2021-06-07	$13,212	$10,509	$2,703	$2,703
OAKMARK EQUITY AND	P	2020-12-10	2021-06-07	$2,238	$1,860	$378	$378
OAKMARK EQUITY AND	P	2020-12-10	2021-06-07	$5,941	$4,939	$1,002	$1,002
RAYONIER ADVANCED MATLS	P	2018-04-06	2021-10-06	$18,359	$54,729	-$36,370	-$36,370
VANGUARD FTSE EMERGING	P	2017-05-10	2021-12-17	$49,044	$40,687	$8,357	$8,357
VODAFONE GROUP PLC SPON	P	2015-08-21	2021-10-06	$15,336	$35,475	-$20,139	-$20,139
VODAFONE GROUP PLC SPON	P	2015-10-29	2021-10-06	$11,502	$24,732	-$13,230	-$13,230
WTS OCCIDENTAL PETROLEUM	P	2020-07-02	2021-12-17	$1,547	$650	$897	$897
WTS OCCIDENTAL PETROLEUM	P	2020-07-02	2021-12-17	$295	$124	$171	$171
WTS OCCIDENTAL PETROLEUM	P	2020-07-02	2021-12-17	$737	$309	$428	$428
WTS OCCIDENTAL PETROLEUM	P	2020-07-02	2021-12-17	$368	$155	$213	$213
AMERICAN TOWER CORP NEW COM AMT 03027X100	P	2021-04-27	2021-10-13	$138	$132	$6	$6
AUTOMATIC DATA PROCESSING INC COM USD0.1 ADP XXX-XX-XXXX	P	2021-06-29	2021-10-13	$107	$104	$3	$3
BK OF AMERICA CORP COM BAC XXX-XX-XXXX	P	2020-06-24	2021-06-16	$2,161	$1,271	$890	$890
BK OF AMERICA CORP COM BAC XXX-XX-XXXX	P	2020-09-23	2021-06-16	$2,185	$1,280	$905	$905
BK OF AMERICA CORP COM BAC XXX-XX-XXXX	P	2020-12-22	2021-06-16	$1,788	$1,290	$498	$498
BK OF AMERICA CORP COM BAC XXX-XX-XXXX	P	2021-03-24	2021-06-16	$1,378	$1,264	$114	$114
BK OF AMERICA CORP COM BAC XXX-XX-XXXX	P	2021-03-24	2021-06-18	$37	$34	$3	$3
BLACKROCK INC COM USD0.01 BLK 09247X101	P	2021-06-21	2021-10-13	$96	$99	-$3	-$3
BLACKSTONE GROUP INCCOM BX 09260D107	P	2020-08-06	2021-06-16	$1,361	$729	$632	$632
BLACKSTONE GROUP INCCOM BX 09260D107	P	2020-11-12	2021-06-16	$1,923	$1,076	$847	$847
BLACKSTONE GROUP INCCOM BX 09260D107	P	2021-02-11	2021-06-16	$2,702	$1,939	$763	$763
BLACKSTONE GROUP INCCOM BX 09260D107	P	2021-05-06	2021-06-16	$1,822	$1,630	$192	$192
BLACKSTONE GROUP INCCOM BX 09260D107	P	2021-05-06	2021-06-18	$58	$52	$6	$6
BORG WARNER INC COM USD0.01 BWA XXX-XX-XXXX	P	2021-06-11	2021-10-13	$46	$51	-$5	-$5
CARTERS INC COM CRI XXX-XX-XXXX	P	2021-05-26	2021-06-14	$5	$5	$0	$0
CARTERS INC COM CRI XXX-XX-XXXX	P	2021-05-26	2021-06-16	$92	$89	$3	$3
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2020-08-28	2021-06-14	$78	$89	-$11	-$11
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2020-11-27	2021-06-14	$86	$89	-$3	-$3
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2021-02-25	2021-06-14	$71	$68	$3	$3
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2021-05-27	2021-06-14	$65	$67	-$2	-$2
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2020-08-28	2021-06-16			$0	$0
CIGNA CORP NEW COM CI XXX-XX-XXXX	P	2021-06-21	2021-10-13	$107	$125	-$18	-$18
CINTAS CORP CTAS XXX-XX-XXXX	P	2020-12-02	2021-06-16	$250	$256	-$6	-$6
CINTAS CORP CTAS XXX-XX-XXXX	P	2021-03-11	2021-06-16	$54	$55	-$1	-$1
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2020-06-17	2021-06-14	$38	$46	-$8	-$8
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2020-09-23	2021-06-14	$40	$45	-$5	-$5
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2020-09-23	2021-06-16			$0	$0
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2020-12-18	2021-06-16	$42	$46	-$4	-$4
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2021-03-24	2021-06-16	$43	$49	-$6	-$6
COMCAST CORP CMCSA 20030N101	P	2021-04-26	2021-10-13	$26	$27	-$1	-$1
CONSTELLATION BRANDSINC COM USD0.01 CLAS STZ 21036P108	P	2021-05-14	2021-10-13	$204	$218	-$14	-$14
COOPER COS INC COM USD0.10 COO XXX-XX-XXXX	P	2020-08-05	2021-06-16	$3	$2	$1	$1
COOPER COS INC COM USD0.10 COO XXX-XX-XXXX	P	2021-02-05	2021-06-16	$2	$2	$0	$0
DOLLAR GEN CORP NEW COM DG XXX-XX-XXXX	P	2021-04-16	2021-10-13	$119	$124	-$5	-$5
DOMINO S PIZZA INC DPZ 25754A201	P	2020-06-26	2021-06-16	$72	$59	$13	$13
DOMINO S PIZZA INC DPZ 25754A201	P	2020-09-28	2021-06-16	$63	$60	$3	$3
DOMINO S PIZZA INC DPZ 25754A201	P	2020-12-28	2021-06-16	$67	$60	$7	$7
DOMINO S PIZZA INC DPZ 25754A201	P	2021-03-26	2021-06-16	$88	$72	$16	$16
DUPONT DE NEMOURS INC COM DD 26614N102	P	2021-06-11	2021-10-13	$61	$72	-$11	-$11
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2020-07-13	2021-06-14	$219	$165	$54	$54
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2020-10-13	2021-06-14	$203	$166	$37	$37
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2021-01-13	2021-06-14	$164	$166	-$2	-$2
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2021-04-13	2021-06-14	$110	$109	$1	$1
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2021-04-13	2021-06-16	$59	$58	$1	$1
EQUINIX INC COM EQIX 29444U700	P	2020-12-07	2021-10-13	$139	$130	$9	$9
EQUINIX INC COM EQIX 29444U700	P	2021-03-15	2021-10-13	$245	$216	$29	$29
EQUINIX INC COM EQIX 29444U700	P	2021-06-14	2021-10-13	$200	$217	-$17	-$17
FIDELITY CONSERVATIVE INCOME BND INST CL FCNVX XXX-XX-XXXX	P	2020-06-30	2021-03-05	$1,349,950	$1,350,002	-$52	-$52
FIDELITY CONSERVATIVE INCOME BND INST CL FCNVX XXX-XX-XXXX	P	2020-06-30	2021-06-02	$30,950	$31,006	-$56	-$56
FIDELITY CONSERVATIVE INCOME BND INST CL FCNVX XXX-XX-XXXX	P	2020-06-30	2021-06-16	$3,799,950	$3,800,006	-$56	-$56
FIDELITY NATL INFORMATION SERVICESCOM US FIS 31620M106	P	2020-12-23	2021-12-07	$536	$678	-$142	-$142
FIDELITY NATL INFORMATION SERVICESCOM US FIS 31620M106	P	2021-03-24	2021-12-07	$561	$758	-$197	-$197
FIDELITY NATL INFORMATION SERVICESCOM US FIS 31620M106	P	2021-06-23	2021-12-07	$467	$638	-$171	-$171
FIDELITY NATL INFORMATION SERVICESCOM US FIS 31620M106	P	2021-06-23	2021-12-09	$89	$122	-$33	-$33
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2020-07-14	2021-06-14	$168	$146	$22	$22
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2020-10-13	2021-06-14	$158	$146	$12	$12
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2021-01-19	2021-06-14	$163	$160	$3	$3
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2021-04-13	2021-06-14	$86	$81	$5	$5
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2021-04-13	2021-06-16	$85	$79	$6	$6
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2020-06-29	2021-06-14	$61	$49	$12	$12
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2020-09-24	2021-06-14	$58	$49	$9	$9
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2020-12-24	2021-06-14	$53	$49	$4	$4
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2021-03-22	2021-06-14	$53	$50	$3	$3
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2021-03-22	2021-06-16	$4	$4	$0	$0
GLOBAL PAYMENTS INC GPN 37940X102	P	2020-06-24	2021-06-14	$94	$84	$10	$10
GLOBAL PAYMENTS INC GPN 37940X102	P	2020-09-22	2021-06-14	$91	$84	$7	$7
GLOBAL PAYMENTS INC GPN 37940X102	P	2020-12-29	2021-06-14	$77	$85	-$8	-$8
GLOBAL PAYMENTS INC GPN 37940X102	P	2021-03-24	2021-06-14	$11	$12	-$1	-$1
GLOBAL PAYMENTS INC GPN 37940X102	P	2021-03-24	2021-06-16	$69	$73	-$4	-$4
HCA HEALTHCARE INC COM HCA 40412C101	P	2021-06-28	2021-10-13	$6	$5	$1	$1
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2020-09-02	2021-06-16	$3,009	$2,309	$700	$700
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2020-12-02	2021-06-16	$2,564	$2,399	$165	$165
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2021-03-10	2021-06-16	$2,534	$2,409	$125	$125
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2021-06-02	2021-06-16	$2,168	$2,268	-$100	-$100
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2021-06-02	2021-06-18	$145	$152	-$7	-$7
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2020-09-11	2021-06-14	$270	$209	$61	$61
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2020-12-11	2021-06-14	$258	$226	$32	$32
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2021-03-11	2021-06-14	$106	$110	-$4	-$4
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2021-03-11	2021-06-16	$114	$118	-$4	-$4
HUMANA INC HUM XXX-XX-XXXX	P	2020-10-28	2021-10-13	$56	$56	$0	$0
HUMANA INC HUM XXX-XX-XXXX	P	2021-01-27	2021-10-13	$62	$56	$6	$6
HUMANA INC HUM XXX-XX-XXXX	P	2021-04-28	2021-10-13	$60	$63	-$3	-$3
ICON PLC ORD EUR0.06 ICLR G4705A100	P	2021-07-06	2021-07-06	$141	$143	-$2	-$2
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2020-06-26	2021-06-14	$771	$626	$145	$145
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2020-09-28	2021-06-14	$696	$628	$68	$68
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2020-12-29	2021-06-14	$628	$630	-$2	-$2
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2021-03-29	2021-06-14	$632	$632	$0	$0
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2021-03-29	2021-06-16	$62	$62	$0	$0
JOHNSON &JOHNSON COMUSD1.00 JNJ XXX-XX-XXXX	P	2021-06-04	2021-10-13	$104	$110	-$6	-$6
KANSAS CITY SOUTHERN XXX-XX-XXXX	P	2021-07-02	2021-10-13	$35	$35	$0	$0
MAIN STR CAP CORP COM MAIN 56035L104	P	2021-06-15	2021-10-13	$7	$7	$0	$0
MEDTRONIC PLC MDT G5960L103	P	2021-04-19	2021-10-13	$46	$48	-$2	-$2
MSCI INC MSCI 55354G100	P	2021-02-24	2021-10-13	$65	$46	$19	$19
MSCI INC MSCI 55354G100	P	2021-05-26	2021-10-13	$108	$85	$23	$23
OTIS WORLDWIDE CORP COM OTIS 68902V107	P	2021-06-08	2021-10-13	$36	$35	$1	$1
PENTAIR PLC PNR G7S00T104	P	2021-02-08	2021-10-13	$19	$15	$4	$4
PENTAIR PLC PNR G7S00T104	P	2021-05-10	2021-10-13	$50	$50	$0	$0
PEPSICO INC PEP XXX-XX-XXXX	P	2021-06-28	2021-10-13	$56	$52	$4	$4
QUALCOMM INC QCOM XXX-XX-XXXX	P	2021-06-22	2021-10-13	$70	$77	-$7	-$7
RAYTHEON TECHNOLOGIES CORP COM RTX 75513E101	P	2021-06-15	2021-10-13	$14	$14	$0	$0
REGAL REXNORD CORP COM STK USD0.01 RRX XXX-XX-XXXX	P	2020-12-03	2021-10-07			$0	$0
REGAL REXNORD CORP COM STK USD0.01 RRX XXX-XX-XXXX	P	2021-03-04	2021-10-07			$0	$0
REGAL REXNORD CORP COM STK USD0.01 RRX XXX-XX-XXXX	P	2021-06-03	2021-10-07			$0	$0
ROPER TECHNOLOGIES INC ROP XXX-XX-XXXX	P	2020-10-16	2021-10-13	$66	$63	$3	$3
ROPER TECHNOLOGIES INC ROP XXX-XX-XXXX	P	2021-01-20	2021-10-13	$75	$70	$5	$5
ROPER TECHNOLOGIES INC ROP XXX-XX-XXXX	P	2021-04-20	2021-10-13	$74	$70	$4	$4
SBA COMMUNICATIONS CORP NEW CL A SBAC 78410G104	P	2021-06-11	2021-10-13	$102	$97	$5	$5
SCHWAB CHARLES CORP COM SCHW XXX-XX-XXXX	P	2021-05-26	2021-10-13	$74	$69	$5	$5
SKYWORKS SOLUTIONS INC SWKS 83088M102	P	2021-06-04	2021-10-13	$26	$28	-$2	-$2
STRYKER CORPORATION COM SYK XXX-XX-XXXX	P	2021-04-28	2021-10-13	$138	$139	-$1	-$1
TELEFLEX INCORPORATED COM TFX XXX-XX-XXXX	P	2020-12-11	2021-10-13	$31	$33	-$2	-$2
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TELEFLEX INCORPORATED COM TFX XXX-XX-XXXX	P	2021-06-11	2021-10-13	$30	$33	-$3	-$3
TRACTOR SUPPLY CO TSCO XXX-XX-XXXX	P	2021-06-04	2021-10-13	$3	$3	$0	$0
TRANSUNION COM TRU 89400J107	P	2021-06-08	2021-10-13	$19	$18	$1	$1
UNION PAC CORP COM UNP XXX-XX-XXXX	P	2021-06-28	2021-10-13	$94	$96	-$2	-$2
UNITEDHEALTH GROUP INC UNH 91324P102	P	2021-03-19	2021-10-13	$22	$20	$2	$2
UNIVERSAL HEALTH SERVICES INC UHS XXX-XX-XXXX	P	2021-03-29	2021-10-13	$37	$39	-$2	-$2
UNIVERSAL HEALTH SERVICES INC UHS XXX-XX-XXXX	P	2021-06-15	2021-10-13	$32	$39	-$7	-$7
US BANCORP USB XXX-XX-XXXX	P	2021-04-13	2021-10-13	$37	$35	$2	$2
WELLS FARGO CO NEW COM WFC XXX-XX-XXXX	P	2021-05-27	2021-10-13	$14	$14	$0	$0
WESTERN ALLIANCE BANCORP WAL XXX-XX-XXXX	P	2021-05-26	2021-10-13	$54	$47	$7	$7
XILINX INC XLNX XXX-XX-XXXX	P	2020-11-30	2021-10-13	$95	$86	$9	$9
XYLEM INC COM USD0.01 XYL 98419M100	P	2021-06-22	2021-10-13	$10	$10	$0	$0
APTIV PLC COM USD0.01 ISIN #JE00B783TY65 APTV G6095L109	P	2020-02-20	2021-10-13	$117	$65	$52	$52
BK OF AMERICA CORP COM BAC XXX-XX-XXXX	P	2020-03-25	2021-06-16	$2,409	$1,260	$1,149	$1,149
BLACKSTONE GROUP INCCOM BX 09260D107	P	2020-02-13	2021-06-16	$1,856	$1,176	$680	$680
BLACKSTONE GROUP INCCOM BX 09260D107	P	2020-05-07	2021-06-16	$1,431	$759	$672	$672
BOEING CO COM USD5.00 BA XXX-XX-XXXX	P	2020-03-04	2021-10-13	$79	$99	-$20	-$20
CARTERS INC COM CRI XXX-XX-XXXX	P	2020-03-18	2021-06-14	$202	$140	$62	$62
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2020-02-27	2021-06-14	$100	$88	$12	$12
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2020-05-28	2021-06-14	$100	$89	$11	$11
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2020-03-18	2021-06-14	$42	$46	-$4	-$4
COOPER COS INC COM USD0.10 COO XXX-XX-XXXX	P	2020-02-06	2021-06-16	$2	$2	$0	$0
DOMINO S PIZZA INC DPZ 25754A201	P	2020-03-26	2021-06-16	$81	$59	$22	$22
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2020-01-13	2021-06-14	$178	$164	$14	$14
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2020-04-13	2021-06-14	$194	$164	$30	$30
FIDELITY NATL INFORMATION SERVICESCOM US FIS 31620M106	P	2020-03-25	2021-12-07	$598	$673	-$75	-$75
FIDELITY NATL INFORMATION SERVICESCOM US FIS 31620M106	P	2020-06-24	2021-12-07	$532	$675	-$143	-$143
FIDELITY NATL INFORMATION SERVICESCOM US FIS 31620M106	P	2020-09-23	2021-12-07	$493	$677	-$184	-$184
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2020-01-14	2021-06-14	$173	$144	$29	$29
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2020-04-14	2021-06-14	$196	$145	$51	$51
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2020-03-19	2021-06-14	$91	$48	$43	$43
GLOBAL PAYMENTS INC GPN 37940X102	P	2020-03-25	2021-06-14	$108	$84	$24	$24
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2020-03-04	2021-06-16	$3,012	$2,283	$729	$729
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2020-06-03	2021-06-16	$3,333	$2,296	$1,037	$1,037
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2020-03-12	2021-06-14	$339	$206	$133	$133
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2020-06-11	2021-06-14	$302	$207	$95	$95
HUMANA INC HUM XXX-XX-XXXX	P	2020-01-29	2021-10-13	$58	$49	$9	$9
HUMANA INC HUM XXX-XX-XXXX	P	2020-04-22	2021-10-13	$63	$56	$7	$7
HUMANA INC HUM XXX-XX-XXXX	P	2020-07-29	2021-10-13	$59	$56	$3	$3
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2020-03-27	2021-06-14	$885	$624	$261	$261
MARRIOTT INTERNATIONAL INC COM USD0.01 C MAR XXX-XX-XXXX	P	2020-03-27	2021-10-13	$67	$34	$33	$33
MARRIOTT VACATIONS WORLDWIDE C COM VAC 57164Y107	P	2020-03-10	2021-10-13	$130	$73	$57	$57
REGAL REXNORD CORP COM STK USD0.01 RRX XXX-XX-XXXX	P	2020-03-04	2021-10-07			$0	$0
REGAL REXNORD CORP COM STK USD0.01 RRX XXX-XX-XXXX	P	2020-06-04	2021-10-07			$0	$0
REGAL REXNORD CORP COM STK USD0.01 RRX XXX-XX-XXXX	P	2020-09-03	2021-10-07			$0	$0
ROPER TECHNOLOGIES INC ROP XXX-XX-XXXX	P	2020-01-21	2021-10-13	$76	$63	$13	$13
ROPER TECHNOLOGIES INC ROP XXX-XX-XXXX	P	2020-04-20	2021-10-13	$90	$63	$27	$27
ROPER TECHNOLOGIES INC ROP XXX-XX-XXXX	P	2020-07-20	2021-10-13	$70	$63	$7	$7
TELEFLEX INCORPORATED COM TFX XXX-XX-XXXX	P	2020-03-12	2021-10-13	$38	$33	$5	$5
TELEFLEX INCORPORATED COM TFX XXX-XX-XXXX	P	2020-06-11	2021-10-13	$33	$33	$0	$0
TELEFLEX INCORPORATED COM TFX XXX-XX-XXXX	P	2020-09-11	2021-10-13	$32	$33	-$1	-$1
UNIVERSAL HEALTH SERVICES INC UHS XXX-XX-XXXX	P	2020-03-12	2021-10-13	$50	$39	$11	$11
BK OF AMERICA CORP COM BAC XXX-XX-XXXX	P	2016-12-01	2021-06-16	$102,074	$53,625	$48,449	$48,449
BK OF AMERICA CORP COM BAC XXX-XX-XXXX	P	2019-07-26	2021-06-16	$102,074	$77,068	$25,006	$25,006
BK OF AMERICA CORP COM BAC XXX-XX-XXXX	P	2019-11-07	2021-06-16	$81,659	$67,054	$14,605	$14,605
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-07-22	2021-06-16	$41,634	$19,735	$21,899	$21,899
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-07-22	2021-06-16	$1,964	$928	$1,036	$1,036
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-07-22	2021-06-16	$1,669	$792	$877	$877
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-07-23	2021-06-16	$23,959	$11,370	$12,589	$12,589
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-08-05	2021-06-16	$8,641	$3,811	$4,830	$4,830
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-08-26	2021-06-16	$8,346	$4,099	$4,247	$4,247
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-09-25	2021-06-16	$7,954	$4,187	$3,767	$3,767
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-10-17	2021-06-16	$32,306	$15,321	$16,985	$16,985
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-10-17	2021-06-16	$11,194	$5,307	$5,887	$5,887
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-10-18	2021-06-16	$13,943	$6,653	$7,290	$7,290
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-10-18	2021-06-16	$1,866	$887	$979	$979
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-10-22	2021-06-16	$13,060	$6,403	$6,657	$6,657
BLACKSTONE GROUP INCCOM BX 09260D107	P	2019-12-06	2021-06-16	$25,629	$13,833	$11,796	$11,796
CARTERS INC COM CRI XXX-XX-XXXX	P	2015-03-02	2021-06-14	$4,556	$3,951	$605	$605
CARTERS INC COM CRI XXX-XX-XXXX	P	2015-03-03	2021-06-14	$7,249	$6,299	$950	$950
CARTERS INC COM CRI XXX-XX-XXXX	P	2016-03-21	2021-06-14	$3,624	$3,623	$1	$1
CARTERS INC COM CRI XXX-XX-XXXX	P	2016-09-26	2021-06-14	$3,314	$3,009	$305	$305
CARTERS INC COM CRI XXX-XX-XXXX	P	2016-09-26	2021-06-14	$1,139	$1,035	$104	$104
CARTERS INC COM CRI XXX-XX-XXXX	P	2019-02-22	2021-06-14	$104	$91	$13	$13
CARTERS INC COM CRI XXX-XX-XXXX	P	2019-10-22	2021-06-14	$4,246	$4,049	$197	$197
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2013-12-18	2021-06-14	$3,167	$1,245	$1,922	$1,922
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2014-01-02	2021-06-14	$3,834	$1,519	$2,315	$2,315
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2014-02-07	2021-06-14	$9,585	$3,669	$5,916	$5,916
CHURCH &DWIGHT COM USD1.00 CHD XXX-XX-XXXX	P	2019-10-22	2021-06-14	$5,334	$4,740	$594	$594
CINTAS CORP CTAS XXX-XX-XXXX	P	2019-08-02	2021-06-14	$13,570	$10,089	$3,481	$3,481
CINTAS CORP CTAS XXX-XX-XXXX	P	2019-10-02	2021-06-14	$7,307	$5,411	$1,896	$1,896
CINTAS CORP CTAS XXX-XX-XXXX	P	2019-10-22	2021-06-14	$4,523	$3,482	$1,041	$1,041
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2013-11-26	2021-06-14	$2,405	$938	$1,467	$1,467
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2013-12-18	2021-06-14	$2,284	$889	$1,395	$1,395
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2014-01-02	2021-06-14	$2,284	$946	$1,338	$1,338
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2014-02-07	2021-06-14	$3,847	$1,378	$2,469	$2,469
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2014-10-06	2021-06-14	$1,803	$828	$975	$975
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2019-02-22	2021-06-14	$240	$211	$29	$29
CITRIX SYS INC COM CTXS XXX-XX-XXXX	P	2019-10-22	2021-06-14	$2,765	$2,399	$366	$366
COOPER COS INC COM USD0.10 COO XXX-XX-XXXX	P	2018-06-22	2021-06-14	$21,676	$13,753	$7,923	$7,923
COOPER COS INC COM USD0.10 COO XXX-XX-XXXX	P	2019-10-22	2021-06-14	$4,485	$3,419	$1,066	$1,066
COSTAR GROUP INC CSGP 22160N109	P	2019-02-22	2021-06-14	$25,395	$11,880	$13,515	$13,515
COSTAR GROUP INC CSGP 22160N109	P	2019-10-22	2021-06-14	$5,254	$3,496	$1,758	$1,758
DOMINO S PIZZA INC DPZ 25754A201	P	2019-02-22	2021-06-14	$14,213	$8,188	$6,025	$6,025
DOMINO S PIZZA INC DPZ 25754A201	P	2019-03-21	2021-06-14	$13,325	$7,364	$5,961	$5,961
DOMINO S PIZZA INC DPZ 25754A201	P	2019-10-22	2021-06-14	$6,218	$3,609	$2,609	$2,609
EDWARDS LIFESCIENCESCORP EW 28176E108	P	1991-12-26	2021-06-14	$59,339	$15,561	$43,778	$43,778
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2013-11-26	2021-06-14	$5,590	$2,370	$3,220	$3,220
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2013-12-18	2021-06-14	$5,672	$2,397	$3,275	$3,275
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2014-01-02	2021-06-14	$5,590	$2,272	$3,318	$3,318
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2014-02-07	2021-06-14	$9,125	$3,415	$5,710	$5,710
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2014-10-06	2021-06-14	$4,357	$2,006	$2,351	$2,351
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2016-09-27	2021-06-14	$9,042	$4,490	$4,552	$4,552
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2019-02-22	2021-06-14	$247	$197	$50	$50
ENCOMPASS HEALTH CORP COM EHC 29261A100	P	2019-10-22	2021-06-14	$8,385	$6,902	$1,483	$1,483
EURONET WORLDWIDE INC EEFT XXX-XX-XXXX	P	2016-01-20	2021-06-14	$25,986	$12,325	$13,661	$13,661
EURONET WORLDWIDE INC EEFT XXX-XX-XXXX	P	2016-03-31	2021-06-14	$8,358	$4,041	$4,317	$4,317
EURONET WORLDWIDE INC EEFT XXX-XX-XXXX	P	2016-07-27	2021-06-14	$7,598	$3,864	$3,734	$3,734
EURONET WORLDWIDE INC EEFT XXX-XX-XXXX	P	2018-03-12	2021-06-14	$10,789	$6,229	$4,560	$4,560
EURONET WORLDWIDE INC EEFT XXX-XX-XXXX	P	2019-02-22	2021-06-14	$152	$132	$20	$20
EURONET WORLDWIDE INC EEFT XXX-XX-XXXX	P	2019-10-22	2021-06-14	$11,245	$10,765	$480	$480
EXACT SCIENCES CORP EXAS 30063P105	P	2017-10-31	2021-06-14	$1,372	$616	$756	$756
EXACT SCIENCES CORP EXAS 30063P105	P	2017-10-31	2021-06-14	$18,952	$8,565	$10,387	$10,387
EXACT SCIENCES CORP EXAS 30063P105	P	2018-01-19	2021-06-14	$11,595	$4,593	$7,002	$7,002
EXACT SCIENCES CORP EXAS 30063P105	P	2018-01-19	2021-06-14	$7,107	$2,821	$4,286	$4,286
EXACT SCIENCES CORP EXAS 30063P105	P	2019-02-22	2021-06-14	$125	$86	$39	$39
EXACT SCIENCES CORP EXAS 30063P105	P	2019-10-22	2021-06-14	$8,354	$5,995	$2,359	$2,359
FIDELITY NATL INFORMATION SERVICESCOM US FIS 31620M106	P	2019-12-26	2021-12-07	$134,978	$176,149	-$41,171	-$41,171
FIDELITY NATL INFORMATION SERVICESCOM US FIS 31620M106	P	2019-12-26	2021-12-07	$69,402	$90,571	-$21,169	-$21,169
FLEETCOR TECHNOLOGIES INC COMUSD0.001 FLT XXX-XX-XXXX	P	2016-12-13	2021-06-14	$19,059	$10,763	$8,296	$8,296
FLEETCOR TECHNOLOGIES INC COMUSD0.001 FLT XXX-XX-XXXX	P	2017-02-24	2021-06-14	$6,979	$4,371	$2,608	$2,608
FLEETCOR TECHNOLOGIES INC COMUSD0.001 FLT XXX-XX-XXXX	P	2019-02-22	2021-06-14	$268	$228	$40	$40
FLEETCOR TECHNOLOGIES INC COMUSD0.001 FLT XXX-XX-XXXX	P	2019-10-22	2021-06-14	$5,369	$5,851	-$482	-$482
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2016-01-14	2021-06-14	$20,045	$5,112	$14,933	$14,933
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2017-02-14	2021-06-14	$5,542	$2,361	$3,181	$3,181
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2017-02-24	2021-06-14	$6,132	$2,607	$3,525	$3,525
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2019-02-22	2021-06-14	$118	$77	$41	$41
FMC CORP COM NEW FMC XXX-XX-XXXX	P	2019-10-22	2021-06-14	$6,839	$4,800	$2,039	$2,039
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2019-10-02	2021-06-14	$1,266	$1,072	$194	$194
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2019-10-02	2021-06-14	$8,545	$7,220	$1,325	$1,325
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2019-10-03	2021-06-14	$8,771	$7,427	$1,344	$1,344
GENPACT LIMITED COM STK USD0.01 G G3922B107	P	2019-10-22	2021-06-14	$3,888	$3,271	$617	$617
GLOBAL PAYMENTS INC GPN 37940X102	P	2015-05-26	2021-06-14	$41,468	$11,352	$30,116	$30,116
GLOBAL PAYMENTS INC GPN 37940X102	P	2017-01-19	2021-06-14	$11,223	$4,666	$6,557	$6,557
GLOBAL PAYMENTS INC GPN 37940X102	P	2019-10-22	2021-06-14	$11,223	$9,280	$1,943	$1,943
GLOBAL PAYMENTS INC GPN 37940X102	P	2019-11-18	2021-06-14	$18,261	$17,276	$985	$985
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2017-03-21	2021-06-16	$41,658	$22,696	$18,962	$18,962
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2017-04-12	2021-06-16	$2,216	$1,185	$1,031	$1,031
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2017-04-12	2021-06-16	$18,835	$10,065	$8,770	$8,770
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2017-06-20	2021-06-16	$20,164	$11,814	$8,350	$8,350
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2017-10-23	2021-06-16	$18,835	$11,924	$6,911	$6,911
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2018-06-14	2021-06-16	$18,170	$11,885	$6,285	$6,285
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2018-12-07	2021-06-16	$15,068	$9,453	$5,615	$5,615
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2019-02-01	2021-06-16	$332,376	$219,122	$113,254	$113,254
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2019-08-05	2021-06-16	$16,840	$12,279	$4,561	$4,561
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2019-08-26	2021-06-16	$16,176	$11,478	$4,698	$4,698
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2019-09-25	2021-06-16	$15,732	$11,806	$3,926	$3,926
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2019-10-22	2021-06-16	$15,511	$11,905	$3,606	$3,606
HONEYWELL INTERNATIONAL INC COM USD1 HON XXX-XX-XXXX	P	2019-12-06	2021-06-16	$30,579	$24,273	$6,306	$6,306
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2013-11-26	2021-06-14	$1,821	$1,081	$740	$740
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2013-12-18	2021-06-14	$1,821	$1,044	$777	$777
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2014-01-02	2021-06-14	$1,639	$977	$662	$662
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2014-02-07	2021-06-14	$2,914	$1,884	$1,030	$1,030
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2014-10-06	2021-06-14	$1,275	$852	$423	$423
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2015-02-05	2021-06-14	$2,550	$1,568	$982	$982
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2015-02-05	2021-06-14	$3,642	$2,241	$1,401	$1,401
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2017-01-31	2021-06-14	$6,192	$4,126	$2,066	$2,066
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2018-11-01	2021-06-14	$2,367	$1,348	$1,019	$1,019
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2018-11-01	2021-06-14	$9,288	$5,318	$3,970	$3,970
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2019-02-22	2021-06-14	$546	$358	$188	$188
HUBBELL INC COM HUBB XXX-XX-XXXX	P	2019-10-22	2021-06-14	$7,102	$5,380	$1,722	$1,722
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2013-11-26	2021-06-14	$6,433	$2,456	$3,977	$3,977
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2013-12-18	2021-06-14	$6,433	$2,521	$3,912	$3,912
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2014-01-02	2021-06-14	$6,207	$2,460	$3,747	$3,747
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2014-02-07	2021-06-14	$10,721	$4,069	$6,652	$6,652
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2014-10-06	2021-06-14	$4,740	$1,689	$3,051	$3,051
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2017-10-31	2021-06-14	$2,144	$1,248	$896	$896
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2017-10-31	2021-06-14	$29,456	$17,236	$12,220	$12,220
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2017-10-31	2021-06-14	$14,220	$8,244	$5,976	$5,976
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2017-11-30	2021-06-14	$42,209	$26,678	$15,531	$15,531
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2018-02-07	2021-06-14	$9,367	$5,937	$3,430	$3,430
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2018-10-01	2021-06-14	$8,464	$5,610	$2,854	$2,854
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2019-02-22	2021-06-14	$564	$376	$188	$188
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2019-08-05	2021-06-14	$15,687	$12,308	$3,379	$3,379
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2019-08-26	2021-06-14	$15,349	$12,553	$2,796	$2,796
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2019-09-25	2021-06-14	$14,897	$12,267	$2,630	$2,630
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2019-10-01	2021-06-14	$7,449	$6,101	$1,348	$1,348
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2019-10-22	2021-06-14	$14,672	$12,080	$2,592	$2,592
INTERCONTINENTAL EXCHANGE INC COM USD0.0 ICE 45866F104	P	2019-12-06	2021-06-14	$25,619	$21,422	$4,197	$4,197
JAZZ PHARMACEUTICALSPLC COM USD0.0001 JAZZ G50871105	P	2017-04-06	2021-06-14	$9,559	$7,968	$1,591	$1,591
JAZZ PHARMACEUTICALSPLC COM USD0.0001 JAZZ G50871105	P	2017-04-27	2021-06-14	$4,412	$3,870	$542	$542
JAZZ PHARMACEUTICALSPLC COM USD0.0001 JAZZ G50871105	P	2018-03-12	2021-06-14	$7,537	$6,297	$1,240	$1,240
JAZZ PHARMACEUTICALSPLC COM USD0.0001 JAZZ G50871105	P	2019-02-22	2021-06-14	$368	$252	$116	$116
JAZZ PHARMACEUTICALSPLC COM USD0.0001 JAZZ G50871105	P	2019-10-22	2021-06-14	$4,595	$3,076	$1,519	$1,519
PRA HEALTH SCIENCES INC COM *EXCHANGED F 69354M108	P	2017-10-06	2021-07-02	$10,200	$4,874	$5,326	$5,326
PRA HEALTH SCIENCES INC COM *EXCHANGED F 69354M108	P	2017-10-09	2021-07-02	$10,201	$4,940	$5,261	$5,261
PRA HEALTH SCIENCES INC COM *EXCHANGED F 69354M108	P	2017-11-30	2021-07-02	$17,726	$8,749	$8,977	$8,977
PRA HEALTH SCIENCES INC COM *EXCHANGED F 69354M108	P	2019-02-22	2021-07-02	$167	$113	$54	$54
PRA HEALTH SCIENCES INC COM *EXCHANGED F 69354M108	P	2019-10-22	2021-07-02	$8,195	$4,762	$3,433	$3,433
REGAL REXNORD CORP COM STK USD0.01 RRX XXX-XX-XXXX	P	2016-01-14	2021-10-07	$15	$3	$12	$12
REGAL REXNORD CORP COM STK USD0.01 RRX XXX-XX-XXXX	P	2016-09-26	2021-10-07	$3	$1	$2	$2
REGAL REXNORD CORP COM STK USD0.01 RRX XXX-XX-XXXX	P	2019-10-22	2021-10-07	$4	$2	$2	$2
CAPITAL GAIN FROM PASSTHROUGH CONTEXT PARTNERS OFFSHORE FUND	P	2021-01-01	2021-12-31	$405,489		$405,489	$405,489
CAPITAL GAIN FROM PASSTHROUGH ARMISTICE CAPITAL OFFSHORE FUND LTD	P	2021-01-01	2021-12-31	$59,534		$59,534	$59,534

Field	Value	IRS element (for citing)
Capital Gain Net Income	$1,469,161	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$33,015	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$33,015	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$33,015	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$57,280	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$0	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$57,280	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$24,265	OverpaymentAmt
Applied To ES Tax	$24,265	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	TX	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	CAROLINE BAKER	IndividualWithBooksNm
Phone	7138481884	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	2229 SAN FELIPE STE 1250	AddressLine1Txt
City	HOUSTON	CityNm
State Abbreviation	TX	StateAbbreviationCd
ZIP	77019	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
JOHN L NAU III
2229 SAN FELIPE STE 1250	HOUSTON	TX	77019	PRESIDENT, DIRECTOR	1.00	$0	$0	$0
ELIZABETH NAU STEPANIAN
2229 SAN FELIPE STE 1250	HOUSTON	TX	77019	DIRECTOR	0.25	$0	$0	$0
VICTORIA NAU JOHNSON
2229 SAN FELIPE STE 1250	HOUSTON	TX	77019	DIRECTOR	0.25	$0	$0	$0
ROBERT BOBLITT
2229 SAN FELIPE STE 1250	HOUSTON	TX	77019	SECRETARY, DIRECTOR	0.50	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Field	Value	IRS element (for citing)
Person	WL GRAY JR	PersonNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	900 20TH AVE SOUTH SUITE 1305	AddressLine1Txt
City	NASHVILLE	CityNm
State Abbreviation	TN	StateAbbreviationCd
ZIP	37212	ZIPCd

Field	Value	IRS element (for citing)
Service Type	INVESTMENT ADVISORY SERVICES	ServiceTypeTxt
Compensation	$128,280	CompensationAmt

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Field	Value	IRS element (for citing)
Description1	CONTRIBUTIONS OF CASH TO EDUCATION	Description1Txt
Expenses1	$12,673,223	Expenses1Amt
Description2	CONTRIBUTIONS OF STOCK TO EDUCATION	Description2Txt
Expenses2	$8,586,341	Expenses2Amt
Description3	CONTRIBUTIONS OF STOCK TO MEDICAL	Description3Txt
Expenses3	$344,565	Expenses3Amt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$33,554,733	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$36,227	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$33,590,960	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$33,590,960	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$503,864	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$33,087,096	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,654,355	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,654,355	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$33,015	TaxBasedOnInvestmentIncomeAmt
Total Tax	$33,015	TotalTaxAmt
Distributable Before Adj	$1,621,340	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$1,621,340	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$1,621,340	DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$21,604,454	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$21,604,454	QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,621,340	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr5	$252,108	ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4	$560,997	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$204,717	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$444,307	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$4,552,374	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$6,014,503	TotalExcessDistributionCyovAmt
Qualifying Distributions	$21,604,454	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$1,621,340	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$19,983,114	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$25,997,617	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$252,108	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$25,745,509	ExcessDistriCyovToNextYrAmt
Excess From Year4	$560,997	ExcessFromYear4Amt
Excess From Year3	$204,717	ExcessFromYear3Amt
Excess From Year2	$444,307	ExcessFromYear2Amt
Excess From Year1	$4,552,374	ExcessFromYear1Amt
Excess From Current Year	$19,983,114	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	JOHN L NAU III	ContributingManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (7 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line2RecipientUSAddress/AddressLine2Txt
METHODIST HOSPITAL FOUNDATION
1707 SUNSET BLVD	HOUSTON	TX	77005	N/A	PUBLIC CHARITY	EDUCATION	$375,000
SUL ROSS BORDERLAND RESEARCH
PO BOX C-21	ALPINE	TX	79832	N/A	PUBLIC CHARITY	EDUCATION	$150,000
THE COLLEGE FOUNDATION OF UVA
PO BOX 400807	CHARLOTTESVILLE	VA	22904	N/A	PUBLIC CHARITY	EDUCATION	$11,170,000
THE UT FOUNDATION
ONE UTSA CIRCLE NORTH PASEO	SAN ANTONIO	TX	78249	N/A	PUBLIC CHARITY	EDUCATION	$200,000	BUILDING 5102
UNIVERSITY OF VIRGINIA
PO BOX 400331	CHARLOTTESVILLE	VA	229044331	N/A	PUBLIC CHARITY	EDUCATION	$7,659,129
GREATER YELLOWSTONE COALITION
215 SOUTH WALLACE AVE	BOZEMAN	MT	50000	N/A	PUBLIC CHARITY	EDUCATION	$50,000
NATIONAL PARK FOUNDATION
1500 K STREET NW STE 700	WASHINGTON	DC	20005	N/A	PUBLIC CHARITY	EDUCATION	$2,000,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$21,604,129	TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line2RecipientUSAddress/AddressLine2Txt
SUL ROSS BORDERLAND RESEARCH
PO BOX C-21	ALPINE	TX	79832	N/A	PUBLIC CHARITY	EDUCATION	$750,000
THE COLLEGE FOUNDATION OF UVA
PO BOX 400110	CHARLOTTESVILLE	VA	22904	N/A	PUBLIC CHARITY	EDUCATION	$475,000
THE UT FOUNDATION
ONE UTSA CIRCLE NORTH PASEO	SAN ANTONIO	TX	78249	N/A	PUBLIC CHARITY	EDUCATION	$600,000	BUILDING 5102
UNIVERSITY OF VIRGINIA
PO BOX 400331	CHARLOTTESVILLE	VA	229044331	N/A	PUBLIC CHARITY	EDUCATION	$3,895,407
NATIONAL PARK FOUNDATION
1500 K STREET NW STE 700	WASHINGTON	DC	20005	N/A	PUBLIC CHARITY	EDUCATION	$9,000,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Apprv Fut	$14,720,407	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$304,039	ExclusionAmt

Other Investment Income OtherInvestmentIncomeGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$752,036	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$1,469,161	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$2,525,236	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$2,525,236	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	CategoryTxt
Amt	$1,300	Amt
Net Investment Income	$975	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$325	DisbursementsCharitablePrpsAmt

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanationGrp (4 entries)

IdentifierIdentifierTxt	Form And Line ReferenceFormAndLineReferenceDesc	Medium ExplanationMediumExplanationTxt
HOUSTON METHODIST FOUNDATION	PART XIV - SUPPLEMENTARY INFORMATION	THE NAU FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: HOUSTON METHODIST FOUNDATIONDESCRIPTION: 613 SHARES OF CAPITAL ONE FINANCIAL (COF)DATE OF GIFT: 12/20/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $45,905FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $85,121RECIPIENT NAME: HOUSTON METHODIST FOUNDATIONDESCRIPTION: 3,223 SHARES OF CISCO SYSTEMS INC (CSCO)DATE OF GIFT: 12/20/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $106,889FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $192,913RECIPIENT NAME: HOUSTON METHODIST FOUNDATIONDESCRIPTION: 75 SHARES OF OREILLY AUTOMOTIVE INC (ORLY)DATE OF GIFT: 12/20/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $20,679FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $50,310RECIPIENT NAME: HOUSTON METHODIST FOUNDATIONDESCRIPTION: 478 SHARES OF ZURN WATER SOLUTIONS CORP (ZWS)DATE OF GIFT: 12/20/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $4,452FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $16,221
NATIONAL PARK FOUNDATION	PART XIV - SUPPLEMENTARY INFORMATION	THE NAU FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 2,405 SHARES OF HOME DEPOT INC. (HD)DATE OF GIFT: 12/20/21BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $133,207FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $927,212
UNIVERSITY OF VIRGINIA	PART XIV - SUPPLEMENTARY INFORMATION	THE NAU FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 486.208 SHARES OF AMERICAN TOWER CORP NEW COM (AMT)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $79,931 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $128,228 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 6.792 SHARES OF AMERICAN TOWER CORP NEW COM (AMT)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $1,622 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $1,622 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 169 SHARES OF ANSYS INC COM (ANSS)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $18,159 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $58,402 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 600 SHARES OF APPLE INC (AAPL)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $779 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $85,287 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 298 SHARES OF APTIV PLC SHS (APTV)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $21,417 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $48,355 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 288 SHARES OF AUTODESK INC COM (ADSK)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $33,822 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $79,702 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 772.926 SHARES OF AUTOMATIC DATA PROCESSING INC COM (ADP)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $66,640 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $157,542 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 11.074 SHARES OF AUTOMATIC DATA PROCESSING INC COM (ADP)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $2,064 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $2,064 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 500 SHARES OF BERKSHIRE HATHAWAY INC DEL CL B NEW (BRKB)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $65,995 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $139,934 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 1000 SHARES OF BERKSHIRE HATHAWAY INC NEW CL B (BRKB)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $46,335 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $279,868 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 587.643 SHARES OF BLACKROCK INC COM (BLK)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $172,875 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $492,136 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 6.357 SHARES OF BLACKROCK INC COM (BLK)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $4,551 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $4,551 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 735 SHARES OF BOEING CO COM (BA)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $96,785 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $166,029 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 370.311 SHARES OF BORGWARNER INC COM (BWA)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $14,964 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $17,466 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 1.689 SHARES OF BORGWARNER INC COM (BWA)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $63 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $63 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 3000 SHARES OF CARLSBERG AS SPONSORED ADR (CABGY)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $47,910 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $99,465 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 763 SHARES OF CIGNA CORP NEW COM (CI)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $115,909 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $155,229 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 2000 SHARES OF CISCO SYSTEMS INC (CSCO)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $67,517 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $109,130 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 200 SHARES OF CME GROUP INC (CME)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $14,220 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $40,472 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 2892.363 SHARES OF COMCAST CORP NEW CL A (CMCSA)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $82,667 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $150,598 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 28.637 SHARES OF COMCAST CORP NEW CL A (CMCSA)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $1,328 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $1,328 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 2037.628 SHARES OF CONSTELLATION BRANDS INC CL A (STZ)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $108,954 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $446,964 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 7.372 SHARES OF CONSTELLATION BRANDS INC CL A (STZ)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $1,519 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $1,519 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 500 SHARES OF DIAGEO PLC NEW GB SPON ADR (DEO)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $58,008 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $96,896 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 502 SHARES OF DOLLAR GEN CORP NEW COM (DG)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $43,373 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $105,139 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 417 SHARES OF DOLLAR TREE INC COM (DLTR)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $27,614 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $41,097 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 567.435 SHARES OF DUPONT DE NEMOURS INC COM (DD)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $49,592 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $39,400 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 2.565 SHARES OF DUPONT DE NEMOURS INC COM (DD)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $169 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $169 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 400 SHARES OF EPAM SYSTEMS INC (EPAM)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $32,696 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $232,576 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 74.902 SHARES OF EQUINIX INC COM (EQIX)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $19,803 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $56,425 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 0.098 SHARES OF EQUINIX INC COM (EQIX)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $69 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE O
UNIVERSITY OF VIRGINIA	PART XIV - SUPPLEMENTARY INFORMATION	THE NAU FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 20.368 SHARES OF SCHWAB CHARLES CORP COM (SCHW )DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $1,218 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $1,218 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 204.34 SHARES OF SKYWORKS SOLUTIONS INC COM (SWKS)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $8,094 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $32,543 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 0.66 SHARES OF SKYWORKS SOLUTIONS INC COM (SWKS)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $102 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $102 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 827 SHARES OF SPROUTS FMRS MKT INC COM (SFM)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $17,921 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $18,657 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 395.824 SHARES OF STRYKER CORPORATION COM (SYK)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $42,771 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $102,435 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 2.176 SHARES OF STRYKER CORPORATION COM (SYK)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $477 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $477 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 98 SHARES OF TELEFLEX INCORPORATED COM (TFX)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $24,017 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $34,666 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 1640 SHARES OF T-MOBILE US INC COM (TMUS)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $111,305 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $192,479 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 214.018 SHARES OF TRACTOR SUPPLY CO COM (TSCO)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $16,084 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $41,481 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 1.982 SHARES OF TRACTOR SUPPLY CO COM (TSCO)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $307 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $307 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 412.127 SHARES OF TRANSUNION COM (TRU)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $20,032 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $45,909 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 0.873 SHARES OF TRANSUNION COM (TRU)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $83 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $83 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 685.785 SHARES OF UNION PAC CORP COM (UNP)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $76,900 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $146,881 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 3.215 SHARES OF UNION PAC CORP COM (UNP)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $660 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $660 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 694.085 SHARES OF UNITEDHEALTH GROUP INC COM (UNH)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $95,518 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $281,344 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 4.915 SHARES OF UNITEDHEALTH GROUP INC COM (UNH)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $1,718 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $1,718 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 193 SHARES OF UNIVERSAL HLTH SVCS INC CL B (UHS)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $19,941 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $25,067 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 2855.703 SHARES OF US BANCORP DEL COM NEW (USB)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $133,836 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $176,078 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 76.297 SHARES OF US BANCORP DEL COM NEW (USB)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $3,600 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $3,600 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 1679.322 SHARES OF WELLS FARGO CO NEW COM (WFC)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $62,301 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $78,966 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 13.678 SHARES OF WELLS FARGO CO NEW COM (WFC)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $492 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $492 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 557.063 SHARES OF WESTERN ALLIANCE BANCORP COM (WAL)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $30,647 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $62,029 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 4.937 SHARES OF WESTERN ALLIANCE BANCORP COM (WAL)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $372 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $372 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 147 SHARES OF WEX INC COM (WEX)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $17,102 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $26,074 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 247.944 SHARES OF XILINX INC COM (XLNX)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $19,024 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $38,648 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 0.056 SHARES OF XILINX INC COM (XLNX)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $8 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $8 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 266.007 SHARES OF XYLEM INC COM (XYL)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $20,807 FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR MARKET VALUE OF GIFT: $31,654 RECIPIENT NAME: UNIVERSITY OF VIRGINIADESCRIPTION: 1.993 SHARES OF XYLEM INC COM (XYL)DATE OF GIFT: 10/12/2021BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $209 FAIR MARKET VALUATION METHOD: COST BASISFAIR MARKET VALUE OF GIFT: $209

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
CITIGROUP INC BOND	$252,550	$252,550
ENERGY TRANSFER OPERATING LP BOND 6.625%	$113,690	$113,690
ENERGY TRANSFER OPERATING LP BOND 7.125%	$304,500	$304,500
HUNTINGTON BANCSHARES INC BOND	$101,500	$101,500
MPLX LP BOND	$150,375	$150,375

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (25 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ADOBE INC COM	$195,069	$195,069
ALPHABET INC CAP STK CL A	$628,658	$628,658
ALPHABET INC CAP STK CL C	$1,056,160	$1,056,160
AMAZON.COM INC	$683,540	$683,540
ANALOG DEVICES INC COM	$160,905	$160,905
APPLE INC COM	$1,765,184	$1,765,184
CAPITAL ONE FINANCIAL CORP COM	$644	$644
CHEVRON CORP NEW COM	$96,512	$96,512
CISCO SYS INC COM	$3,102	$3,102
CITIGROUP INC COM	$125,818	$125,818
COSTCO WHOLESALE CORP COM	$590,006	$590,006
DISNEY WALT CO	$64,589	$64,589
HOME DEPOT INC COM	$126,302	$126,302
ICON PLC ORD EUR0.06	$35,306	$35,306
LINDE PLC COM	$211,649	$211,649
MASTERCARD INC CL A	$729,579	$729,579
MICROSOFT CORP	$1,599,437	$1,599,437
NEXTERA ENERGY INC COM	$82,516	$82,516
ORACLE CORP COM	$88,718	$88,718
TARGET CORP COM	$594,450	$594,450
TEXAS INSTRUMENTS INC COM	$122,577	$122,577
THERMO FISHER SCIENTIFIC INC	$278,462	$278,462
V F CORM COM	$481	$481
VISA INC COM	$910,141	$910,141
ZURN WATER SOLUTIONS CORP COM	$95	$95

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$277,472	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$277,472	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$0	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$0	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (8 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2	FMV	$278,204	$278,204
AMERICAN FUNDS FUNDAMENTAL INVESTORS FUND CLASS F2	FMV	$231,861	$231,861
NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y	FMV	$351,878	$351,878
VANGUARD FTSE EMERGING MARKETS ETF	FMV	$197,840	$197,840
FIDELITY CONSERVATIV INCOME BOND FD CL	FMV	$4,856,275	$4,856,275
ARMISTICE CAPITAL OFFSHORE FUND	FMV	$1,519,543	$1,519,543
CONTEXT PARTNERS OFFSHORE, LTD	FMV	$3,362,056	$3,362,056
UBS INSURED SWEEP PROGRAM	FMV	$49,995	$49,995

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp

Field	Value	IRS element (for citing)
Desc	INVESTMENT FEES	Desc
Revenue And Expenses Per Books	$147,294	RevenueAndExpensesPerBooksAmt
Net Investment Income	$147,294	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt
CAPITAL GAIN DISTRIBUTION	$83,671	$83,671
ORDINARY INCOME FROM PASSTHROUGH - ARMISTICE CAPITAL OFFSHORE FUND LTD.	$668,365	$668,365

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Desc	UNREALIZED GAIN ON INVESTMENTS	Desc
Amt	$2,495,131	Amt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAXES PAID	$1,800	$1,800	$0	$0
FEDERAL TAXES PAID	$70,000	$0	$0	$0

JOHN L NAU III FOUNDATION: Form 990PF, tax year 2021

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Preparer Person PreparerPersonGrp

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (479 entries)

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

US Address USAddress

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

PF Qualifying Distributions PFQualifyingDistributionsGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (7 entries)

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Other Investment Income OtherInvestmentIncomeGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanationGrp (4 entries)

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (25 entries)

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (8 entries)

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

Comments