A FRANK ROTHSCHILD FUND: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- A FRANK ROTHSCHILD FUND (EIN 36-6049231)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202243189349106324
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T17:11:15-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 341874260 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CBIZ SLD | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 44 MONTGOMERY ST STE 3200 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 366049231 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A FRANK ROTHSCHILD FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | AFRA | BusinessNameControlTxt |
| Phone | 6505299966 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 37 MOUNTAIN MEADOW DRIVE | AddressLine1Txt |
| City | WOODSIDE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94062 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | A FRANK ROTHSCHILD | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6505299966 | PhoneNum |
| Signature | 2022-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | A | PersonFirstNm |
| Person Last | FRANK ROTHSCHILD | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KEVIN TUSING | PreparerPersonNm |
| PTIN | P01241383 | PTIN |
| Phone | 4153974444 | PhoneNum |
| Preparation | 2022-11-14 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $482,020 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $82 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $82 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $82 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $8,409 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $8,409 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $8,409 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $7,443 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $17,668 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,443 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $39 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $39 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $39 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $15,973 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $15,973 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $8,530 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $99 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $99 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $2,944 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $2,944 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $2,944 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $189 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $100 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $55 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $55 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $0 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,869 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $74 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,795 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $10,156 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,944 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $3,272 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $6,795 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $0 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $0 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $10,156 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,944 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $3,272 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $6,795 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $5,817 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $13,029 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $5,258 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $8,595 | CashBOYAmt |
| Cash EOY | $8,994 | CashEOYAmt |
| Cash EOYFMV | $8,994 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $33,755 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $49,381 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $49,381 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $146,446 | CorporateStockBOYAmt |
| Corporate Stock EOY | $136,222 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $340,075 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $84,109 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $84,109 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $83,532 | CorporateBondsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $51,797 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $51,797 | LandBldgEquipAccumDeprecAmt |
| Other Assets BOY | $22 | OtherAssetsBOYAmt |
| Other Assets EOY | $38 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $38 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $272,927 | TotalAssetsBOYAmt |
| Total Assets EOY | $278,744 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $482,020 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $272,927 | CapitalStockBOYAmt |
| Capital Stock EOY | $278,744 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $272,927 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $278,744 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $272,927 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $278,744 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $272,927 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $5,817 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $278,744 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $278,744 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 300 SHS FLIR SYSTEMS INC | P | 2016-07-18 | 2021-04-07 | $17,195 | $9,749 | $7,446 | $7,446 |
| 16 SHS ORGANON & CO. | P | 2021-06-02 | 2021-06-24 | $473 | $476 | -$3 | -$3 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,443 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$3 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $181 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $181 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $181 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $0 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $0 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $181 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | A FRANK ROTHSCHILD | IndividualWithBooksNm |
| Phone | 6505299966 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 37 MOUNTAIN MEADOW DRIVE | AddressLine1Txt |
| City | WOODSIDE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94062 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| A FRANK ROTHSCHILD | ||||||||
| 37 MOUNTAIN MEADOW DRIVE | WOODSIDE | CA | 94062 | PRES & TREASURE | 40.00 | $0 | $0 | $0 |
| PHILIP A HART | ||||||||
| 201 MISSION STREET SUITE 1825 | SAN FRANCISCO | CA | 94105 | SECRETARY & VP | 1.00 | $0 | $0 | $0 |
| CHRISTINA ALLEN | ||||||||
| 538 WESTMINSTER AVENUE | VENICE | CA | 90291 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE A. F. ROTHSCHILD FUND IS A PRIVATE OPERATING FOUNDATION DEDICATED TO ADVANCING THE WELL-BEING OF HORSES AND OTHER EQUINES. THE FUND DIRECTLY ENGAGES IN INITIATION, DEVELOPMENT, AND IMPLEMENTATION OF EQUINE- SPECIFIC SCIENTIFIC RESEARCH, TECHNOLOGICAL INNOVATIONS, ACADEMIC SCHOLARSHIP, AND RELATED EDUCATIONAL PROJECTS THROUGH PROGRAM INITIATIVES OF THE CENTER FOR CONTEMPORARY EQUINE STUDIES (CCES), A SUPPORTING ORGANIZATION HEADQUARTERED IN WOODSIDE, CA.THE FOUNDATION'S TWO PRINCIPLE DIRECT ACTIVITIES DURING 2021 ARE DETAILED IN THE FOLLOWING STATEMENTS 16, 17 AND 18. | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Description2 | RESEARCH-FIRST PRINCIPAL ACTIVITY: CONTINUATION OF A MULTI-YEAR RESEARCH COLLABORATION WITH THE PETA INTERNATIONAL SCIENCE CONSORTIUM (PISC) - SEE STATEMENT 18 FOR FURTHER DETAILS. | Description2Txt |
| Expenses2 | $6,795 | Expenses2Amt |
| Description3 | EDUCATION - SECOND PRINCIPAL ACTIVITY WITH THREE FOCUSES:CONFERENCES, PUBLICATIONS AND LECTURES. SEE STATEMENT 18 FOR FURTHER DETAILS. | Description3Txt |
| Expenses3 | $0 | Expenses3Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $382,564 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $55,115 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $437,679 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $437,679 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $6,565 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $431,114 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $21,556 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $6,795 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $6,795 | QualifyingDistributionsAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2010-03-18 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $5,258 | CurrentYearAmt |
| Year1 | $1,704 | Year1Amt |
| Year2 | $5,611 | Year2Amt |
| Year3 | $8,887 | Year3Amt |
| Total | $21,460 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $4,469 | CurrentYearAmt |
| Year1 | $1,448 | Year1Amt |
| Year2 | $4,769 | Year2Amt |
| Year3 | $7,554 | Year3Amt |
| Total | $18,241 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $6,795 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $22,237 | Year2Amt |
| Year3 | $21,018 | Year3Amt |
| Total | $50,050 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $6,795 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $22,237 | Year2Amt |
| Year3 | $21,018 | Year3Amt |
| Total | $50,050 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $14,371 | CurrentYearAmt |
| Year1 | $11,851 | Year1Amt |
| Year2 | $11,077 | Year2Amt |
| Year3 | $12,957 | Year3Amt |
| Total | $50,256 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
| Total Grant Or Contri Pd Dur Yr | $0 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $82 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $8,409 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $39 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $7,443 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $15,973 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $15,973 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (3 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 3 | N/A |
| 4 | N/A |
| 8 | N/A |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | CONTINUATION OF SUMMARY OF DIRECT CHARITABLE ACTIVITIES DESCRIPTION | IdentifierTxt |
| Form And Line Reference | FORM 990-PF, PART VIII-A SUMMARY OF DIRECT CHARITABLE ACTIVITIES | FormAndLineReferenceDesc |
| Medium Explanation | PURPOSE OF ORGANIZATION - REPEAT OF STATEMENT 15THE A. F. ROTHSCHILD FUND IS A PRIVATE OPERATING FOUNDATION DEDICATED TO THE WELL- BEING OF HORSES AND OTHER EQUINES. THE FUND DIRECTLY ENGAGES IN INITIATION, DEVELOPMENT, AND IMPLEMENTATION OF EQUINE-SPECIFIC SCIENTIFIC RESEARCH, TECHNOLOGICAL INNOVATIONS, ACADEMIC SCHOLARSHIP, AND RELATED EDUCATIONAL PROJECTS THROUGH PROGRAM INITIATIVES OF THE CENTER FOR CONTEMPORARY EQUINE STUDIES (CCES), A SUPPORTING ORGANIZATION HEADQUARTERED IN WOODSIDE,CA.THE FOUNDATION'S TWO PRINCIPLE DIRECT ACTIVITIES DURING 2021 WERE:RESEARCH - CONTINUED FROM STATEMENT 16CONTINUATION OF A MULTI-YEAR RESEARCH COLLABORATION WITH THE PETA INTERNATIONAL SCIENCE CONSORTIUM (PISC) TO ADVANCE DEVELOPMENT OF MODERN RECOMBINANT ANTIBODY REPLACEMENTS FOR ARCHAIC EQUINE-DERIVED THERAPEUTIC ANTITOXINS, ANTIVENOMS, AND OTHER SCIENTIFICALLY & ETHICALLY OBSOLETE HORSE SERUM PRODUCTS THROUGH USE OF THE PHAGE DISPLAY METHOD AS AN IN VITRO BIOTECHNOLOGY FOR GENERATION OF ANTIBODIES AGAINST BACTERIAL, VIRAL AND EUKARYOTIC PATHOGENS, AS WELL AS MICROBIAL TOXINS, INTENDED FOR DIAGNOSTIC APPLICATIONS AND THERAPEUTIC USE IN HUMANS.DURING THE CURRENT TAX YEAR THE THIRD MILESTONE IN DEVELOPMENT OF A RECOMBINANT ALTERNATIVE TO EQUINE-DERIVED BLACK WIDOW ANTIVENOM WAS ACCOMPLISHED, COMPLETING THE CHARACTERIZATION AND SEQUENCING OF UP TO 15 PURIFIED ANTI-BLACK WIDOW TOXIN ANTIBODIES IN SCFV PHAGE FORMAT.PROJECT COMPLETION AND PUBLICATION OF THE FINAL RESULTS IS TENTATIVELY PROJECTED FOR 2022.CF., ROTH, K., WENZEL, E. V., ET AL. (2021) "DEVELOPING RECOMBINANT ANTIBODIES BY PHAGE DISPLAY AGAINST INFECTIOUS DISEASES AND TOXINS FOR DIAGNOSTICS AND THERAPY." FRONTIERS IN CELLULAR AND INFECTION MICROBIOLOGY, 11, 697876.EDUCATION - CONTINUED FROM STATEMENT 17EDUCATION, INCLUDING CONFERENCE PRESENTATIONS, PUBLICATIONS AND LECTURES:IN NOVEMBER 2020 THE FOUNDATION ISSUED A FORMAL REQUEST FOR ACADEMIC PROPOSALS TO PROMOTE SCHOLARSHIP ON THE HISTORICAL AND PRESENT INDUSTRIAL USE OF HORSES AND OTHER EQUINES AS "TRADITIONAL" LIVING SOURCES OF HUMAN PHARMACEUTICAL PRODUCTS. THE FINAL PROPOSAL APPROVED FOR FUNDING DURING 2021 WAS SUBMITTED BY A HIGHLY QUALIFIED BRAZILIAN SCHOLAR, MARKING THE FOUNDATION'S FIRST DIRECT ACTIVITY PERFORMED BY AN INDIVIDUAL OUTSIDE THE U.S. FOR ADVANCEMENT OF THE FOUNDATION'S EDUCATIONAL PURPOSE AND SUCCESSFULLY RESULTED IN ACHIEVING THE FOLLOWING GOALS:I. CONFERENCE PRESENTATIONS"PRELIMINARY NOTES FOR A HISTORY OF EQUINE SERUM PRODUCTION IN BRAZIL" IN EQUINE ECOLOGIES & ECONOMIES." ANNUAL EQUINE HISTORY COLLECTIVE CONFERENCE (CONVENED ONLINE). MARCH 25, 2021."THE USE OF HORSES IN ANTIBODY PRODUCTION: AN EQUINE HISTORY OF MODERN MEDICINE." EQUINE CULTURES IN TRANSITION CONFERENCE, SWEDISH UNIVERSITY OF AGRICULTURAL SCIENCES. UPPSALA, SWEDEN. JUNE 22, 2021."HISTORY, DEVELOPMENT AND PERSPECTIVES ON THE USE OF HORSES FOR SERUM PRODUCTION IN BRAZIL." PANEL ON HORSES AND HUMAN HEALTH, 5TH MEETING OF THE ANTHROPOLOGY OF HEALTH. SEPTEMBER 24, 2021. (A VIDEO OF THE PRESENTATION IS PENDING FINAL EDITING FOR ONLINE PUBLICATION IN 2022.)"POISONED HORSES: A HISTORY OF THE USE OF EQUINES FOR ANTIVENOM PRODUCTION IN 20TH CENTURY BRAZIL." SUBMITTED FOR PRESENTATION AT THE CONFERENCE OF THE EUROPEAN SOCIETY OF ENVIRONMENTAL HISTORY. SCHEDULED FOR JUNE 2022.II. PUBLICATIONSCAMPHORA, A.L. AND PUCCA, M. (2021) "HORSES USED FOR LARGE-SCALE PRODUCTION OF IMMUNOGLOBULINS: AN INTER-SPECIES APPROACH." INTERNATIONAL ANIMAL HEALTH JOURNAL VOL 9 ISSUE 4: 12-16.CAMPHORA, A.L. "HISTORY, DEVELOPMENT AND CURRENT ETHICAL CONSIDERATIONS ON THE USE OF EQUINES FOR PLASMA PRODUCTION IN BRAZIL." IN REINS, HALTERS AND CENTAURS: EQUESTRIAN CULTURES AND OTHER HUMAN-EQUINE RELATIONS IN BRAZIL." ADELMAN, CAMPHORA, ANDPEREIRA (EDITORS).PENDING COMPLETION FOR PUBLICATION BY WHITE HORSE PRESS (UK) IN 2022.III. LECTURES NOTES FOR A MODERN AND CONTEMPORARY HISTORY OF THE USE OF HORSES FOR PLASMA PRODUCTION IN BRAZIL." THREE-HOUR LECTURE PRESENTED IN PORTUGUESE FOR POST- GRADUATE PROGRAM IN THE HEALTH SCIENCES, FEDERAL UNIVERSITY OF RORAIMA, BRAZIL. JULY 12, 2021IV. WORK IN PROGRESS"HISTORIES ACROSS SPECIES," ARCADIA, A JOURNAL OF THE RACHEL CARSON CENTER AND THE EUROPEAN SOCIETY OF ENVIRONMENTAL HISTORY. PENDING REVIEW FOR ONLINE PUBLICATION IN 2022.NOTE ON EXPENSES FOR CHARITABLE PURPOSES PAID IN YEAR:THE FOUNDATION HAS ESTABLISHED AND FOLLOWS PROCEDURES FOR MONITORING FUNDING TO QUALIFIED INDIVIDUALS OUTSIDE THE UNITED STATES:ALL SPONSORED RESEARCH AND EDUCATIONAL PROGRAMS, BOTH WITHIN AND OUTSIDE THE U.S., ARE CONDUCTED AS DIRECT ACTIVITIES OF THE FOUNDATION UNDER SUPERVISION OF THE PRESIDENT IN CONSULTATION WITH THE FOUNDATION'S SCIENTIFIC ADVISOR(S) AND OTHER EXPERTS SPECIALIZING IN THE RELEVANT FIELDS OF KNOWLEDGE. GOALS AND MILESTONES ARE DOCUMENTED IN A FORMAL WRITTEN AGREEMENT AND PROGRESS IS CLOSELY MONITORED THROUGH MONTHLY REPORTS AND BI-MONTHLY ONLINE MEETINGS AS PREREQUISITE FOR CONTINUED FUNDING, INCLUDING SUBMISSION OF A COMPREHENSIVE FINAL REPORT PROVIDING A NARRATIVE SUMMARY OF ACCOMPLISHMENTS, ITEMIZED DETAILS OF RESEARCH ACTIVITIES, AND THE RESULTING CONFERENCE PRESENTATIONS, SEMINARS, WHITE PAPERS, AND PEER-REVIEW PUBLICATIONS. | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| TIME WARNER ENTMT CO DUE 3/15/2023 | $29,347 | $27,088 |
| FORD MOTOR COMPANY DUE 8/1/2026 | $29,228 | $29,324 |
| APPLE INC AT 3.35% DUE 2/9/2027 | $25,534 | $27,120 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (13 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 360 SHS APPLE INC | $9,531 | $63,925 |
| 330 SHS CISCO SYS INC | $9,884 | $20,912 |
| 100 SHS CME GROUP INC | $10,167 | $22,846 |
| 160 SHS MERCK & CO INC | $9,495 | $12,262 |
| 75 SHS TRAVELERS COMPANIES INC | $8,705 | $11,732 |
| 130 SHS VISA INC | $10,198 | $28,172 |
| 100 SHS WALT DISNEY CO | $10,042 | $15,489 |
| 400 SHS SCHWAB US MID CAP ETF | $17,360 | $32,172 |
| 260 SH COMCAST CORP | $10,053 | $13,086 |
| 220 SHS NVIDIA CORP | $8,763 | $64,704 |
| 80 SH RESMED INC | $7,956 | $20,838 |
| 160 SH VERIZON COMMUNICATIONS | $9,110 | $8,314 |
| 105 SH ZOETIS INC. | $14,958 | $25,623 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES/ DUES | CategoryTxt |
| Legal Fees | $99 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $99 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDENDS IN TRANSIT AT YEAR END | Desc |
| BOY Book Value | $22 | BOYBookValueAmt |
| EOY Book Value | $38 | EOYBookValueAmt |
| EOYFMV | $38 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FUNDED RESEARCH | $6,795 | $0 | $0 | $6,795 |
| SUBSCRIPTION | $12 | $0 | $12 | $0 |
| POSTAGE | $14 | $0 | $14 | $0 |
| ANNUAL DOMAIN NAME REGISTRATION | $48 | $0 | $48 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CLASS ACTION SETTLEMENT - SECURITIES | Desc |
| Revenue And Expenses Per Books | $39 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $39 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $39 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANGEMENT FEES | CategoryTxt |
| Amt | $2,944 | Amt |
| Net Investment Income | $2,944 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $2,944 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ILLINOIS FILING FEES | $100 | $0 | $100 | $0 |
| FEDERAL TAXES | $89 | $0 | $0 | $0 |
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