DWSS INC: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- DWSS INC (EIN 20-8104761)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202233189349101663
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T09:51:49-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042106505 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NUTTER MCCLENNEN & FISH LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | SEAPORT WEST 155 SEAPORT BLVD | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 022102604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208104761 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DWSS INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O BALLENTINE PARTNERS LLC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DWSS | BusinessNameControlTxt |
| Phone | 7813141300 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 230 THIRD AVENUE 5TH FLOOR | AddressLine1Txt |
| City | WALTHAM | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02451 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LOUISA PUTNAM | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6172482503 | PhoneNum |
| Signature | 2022-11-02 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | LOUISA | PersonFirstNm |
| Person Last | PUTNAM | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| PTIN | P00567473 | PTIN |
| Phone | 6174392503 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,109,518 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $147,309 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $147,309 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $629,630 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,112,670 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $629,630 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $31,272 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $31,272 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $808,212 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $808,212 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $11,954 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $7,771 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $4,183 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $82,458 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $53,598 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $28,860 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $10,133 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,206 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $4,927 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $92,243 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $59,595 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $32,648 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $196,788 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $126,170 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $70,618 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $458,232 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $458,232 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $655,020 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $126,170 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $528,850 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $153,192 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $682,042 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,078,594 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $331,670 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $331,670 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,398,194 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,777,816 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,129,298 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $4,721,296 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,241,487 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $8,648,550 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $7,198,084 | TotalAssetsBOYAmt |
| Total Assets EOY | $7,350,973 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,109,518 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $190 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $190 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $10,000,000 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $10,000,000 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | -$2,802,106 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$2,649,027 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,197,894 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $7,350,973 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,198,084 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $7,350,973 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,197,894 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $153,192 | ExcessRevenueOverExpensesAmt |
| Other Increases | $190 | OtherIncreasesAmt |
| Subtotal | $7,351,276 | SubtotalAmt |
| Other Decreases | $303 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $7,350,973 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (13 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt |
|---|---|---|---|---|---|---|
| DBL EQUITY FUND - BAEF II, LP | P | 2021-12-31 | $27,004 | -$27,004 | -$27,004 | |
| IMPACT VENTURES III, LP | P | 2021-12-31 | $34,382 | $34,382 | $34,382 | |
| IMPACT VENTURES IV, LP | P | 2021-12-31 | $69 | -$69 | -$69 | |
| IMPACT VENTURES IV, LP | P | 2021-12-31 | $209 | -$209 | -$209 | |
| MICROVEST II, LP | P | 2021-12-31 | $17,689 | -$17,689 | -$17,689 | |
| SARONA FRONTIER MARKETS INTERNATIONAL FUND 2 | P | 2021-12-31 | $11 | $11 | $11 | |
| SARONA FRONTIER MARKETS INTERNATIONAL FUND 2 | P | 2021-12-31 | $22,229 | $22,229 | $22,229 | |
| DBL PARTNERS III LP | P | 2021-12-31 | $339 | -$339 | -$339 | |
| GENERATION IM ASIA FUND LP | P | 2021-12-31 | $15,290 | $15,290 | $15,290 | |
| GENERATION IM ASIA FUND LP | P | 2021-12-31 | $84,211 | $84,211 | $84,211 | |
| SJF VENTURES III LP | P | 2021-12-31 | $92,933 | $92,933 | $92,933 | |
| CHARLES SCHWAB | P | 2021-12-31 | $437,730 | $360,825 | $360,825 | $798,555 |
| CAPITAL GAINS DIVIDENDS | P | $65,059 | $65,059 | $65,059 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $629,630 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $9,480 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $9,480 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $9,480 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,560 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $2,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $12,560 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $3,080 | OverpaymentAmt |
| Applied To ES Tax | $3,080 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | BALLENTINE PARTNERS LLC | IndividualWithBooksNm |
| Phone | 7813141321 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 230 THIRD AVE 5TH FLOOR | AddressLine1Txt |
| City | WALTHAM | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02451 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| LOUISA PUTNAM | ||||||||
| 2930 FUEGO SAGRADO | SANTA FE | NM | 87505 | PRESIDENT/SECRETARY/DIRECT | 4.00 | $0 | $0 | $0 |
| ROWAN FINNEGAN | ||||||||
| 2073 EIGHTH AVENUE 7 | NEW YORK | NY | 10026 | TREASURER/DIRECTOR | 4.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BALLENTINE PARTNERS LLC | |||||
| 230 THIRD AVENUE 5TH FL | WALTHAM | MA | 02451 | MANAGEMENT FEES | $70,184 |
| NUTTER MCCLENNEN & FISH LLP | |||||
| SEAPORT WEST 155 SEAPORT BLVD | BOSTON | MA | 022102604 | LEGAL SERVICES | $11,954 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,732,765 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $800,024 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,532,789 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,532,789 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $187,992 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $12,344,797 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $617,240 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $617,240 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $9,480 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $9,480 | TotalTaxAmt |
| Distributable Before Adj | $607,760 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $607,760 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $607,760 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $528,850 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $528,850 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $607,760 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $458,232 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $528,850 | QualifyingDistributionsAmt |
| Applied To Year1 | $458,232 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $70,618 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $537,142 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | LOUISA PUTNAM | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | Province Or StateRecipientForeignAddress/ProvinceOrStateNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ALASKA CONSERVATION FOUNDATION | ||||||||||||
| 1227 W 9TH AVE SUITE 300 | ANCHORAGE | AK | 99501 | NONE | PUBLIC | GENERAL FUND | $10,000 | |||||
| CHOOSE LOVE INC | ||||||||||||
| 6320 ABERDEEN DRIVE | ATLANTA | GA | 303284209 | NONE | PUBLIC | GENERAL FUND | $20,000 | |||||
| CONFLUENCE | ||||||||||||
| 1 PENN PLAZA BOX 6169 | NEW YORK | NY | 10119 | NONE | PUBLIC | GENERAL MEMBERSHIP SUPPORT | $3,000 | |||||
| CREO FAMILY OFFICE SYNDICATE | ||||||||||||
| 156 5TH AVENUE | NEW YORK | NY | 10010 | NONE | PUBLIC | GENERAL FUND | $29,312 | |||||
| FOUNDATION FOR EXCELLENCE | ||||||||||||
| 526 W FREEMONT AVENUE 2920 | SUNNYVALE | CA | 94087 | NONE | PUBLIC | GENERAL FUND | $50,000 | |||||
| GAIA FOUNDATION | ||||||||||||
| NONE | PUBLIC | GENERAL FUND | $5,000 | 44 GRAND PARADE | BRIGHTON | EAST SUSSEX | UK | BN2 9QA | ||||
| GATHERING WATERS CHARTER SCHOOL | ||||||||||||
| 98 SOUTH LINCOLN STREET | KEENE | NH | 03431 | NONE | PUBLIC | GENERAL FUND | $7,200 | |||||
| MAD IN AMERICA FOUNDATION | ||||||||||||
| 763 MASSACHUSETTS AVENUE | CAMBRIDGE | MA | 02139 | NONE | PUBLIC | GENERAL FUND | $100,000 | |||||
| SANTA FE COMMUNITY FOUNDATION | ||||||||||||
| 501 HALONA STREET | SANTA FE | NM | 87505 | NONE | PUBLIC | GENERAL FUND | $124,220 | |||||
| SAQ BE ORGANIZATION FOR MAYAN AND INDIGENOUS SPIRITUAL STUDIES | ||||||||||||
| 1820 HOPI ROAD | SANTA FE | NM | 87505 | NONE | PUBLIC | GENERAL FUND | $5,000 | |||||
| SUSTAINABLE MARKETS FOUNDATION | ||||||||||||
| 45 WEST 36TH STREET | NEW YORK | NY | 10018 | NONE | PUBLIC | HELP REFUGEES | $54,500 | |||||
| SYNERGOS INSTITUTE INC | ||||||||||||
| 3 EAST 54TH STREET | NEW YORK | NY | 10022 | NONE | PUBLIC | GENERAL FUND | $25,000 | |||||
| WORKING FILMS FOUNDATION | ||||||||||||
| 624 SOUTH 7TH STREET | WILMINGTON | NC | 28401 | NONE | PUBLIC | GENERAL FUND | $25,000 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $458,232 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $147,309 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $31,272 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $629,630 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $808,212 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $808,212 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CHARLES SCHWAB - WALDEN SOCIAL EQUITY | StockNm |
| EOY Book Value | $1,777,816 | EOYBookValueAmt |
| EOYFMV | $4,129,298 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (18 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BTG PACTUAL SELECT TIMBERLAND INVESTMENT FUND II, LLC | AT COST | $161,439 | $62,594 |
| STAFFORD SUSTAINABLE CAPITAL OFFSHORE FUND, L.P. | AT COST | $416,249 | $71,018 |
| FIDELITY - MUTUAL FUNDS | AT COST | $1,785,155 | $4,556,767 |
| MICROVEST II LP | AT COST | $61,449 | $31,921 |
| DBL EQUITY FUND - BAEF II, LP | AT COST | $134,732 | $428,397 |
| VITAL FARMLAND LP | AT COST | $16,534 | $50,000 |
| ROOT CAPITAL INC | AT COST | $193,500 | $200,000 |
| SJF VENTURES III LP | AT COST | $122,476 | $251,151 |
| SARONA FRONTIER MARKETS INTERNATIONAL FUND 2 LP | AT COST | $181,957 | $285,208 |
| DBL PARTNERS III LP | AT COST | $173,046 | $336,702 |
| IMPACT VENTURES III LP | AT COST | $153,957 | $155,104 |
| CIM ENTERPRISE LOAN FUND LP | AT COST | $318,798 | $316,604 |
| ECOSYSTEM INTEGRITY FUND III LP | AT COST | $177,375 | $251,390 |
| GENERATION IM ASIA FUND LP | AT COST | $1,133,167 | $1,406,395 |
| ECOSYSTEM INTEGRITY FUND IV, L.P. | AT COST | $50,221 | $62,966 |
| IMPACT VENTURES IV LP | AT COST | $80,150 | $98,405 |
| SJF VENTURES V, L.P. | AT COST | $39,060 | $39,896 |
| CLOSED LOOP VENTURES II LP | AT COST | $42,222 | $44,032 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $11,954 | LegalFeesAmt |
| Net Investment Income | $7,771 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,183 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| ROUNDING | $3 |
| VITAL FARMLAND LP - CAPITAL ADJUSTMENT | $300 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FILING FEES | $559 | $0 | $559 |
| MICROVEST II LP 26-3623466 | $6,836 | $4,443 | $2,393 |
| DBL EQUITY FUND - BAEF II LP 01-0913275 | $2,941 | $1,912 | $1,029 |
| SJF VENTURES III LP 45-2821712 | $3,853 | $2,504 | $1,349 |
| VITAL FARMLAND LP 27-0921152 | $6,249 | $4,062 | $2,187 |
| DBL PARTNERS III LP 47-2525593 | $6,059 | $3,938 | $2,121 |
| SARONA FRONTIER MARKETS | $17,442 | $11,337 | $6,105 |
| IMPACT VENTURES III LP 36-4812189 | $2,955 | $1,921 | $1,034 |
| ECOSYSTEM INTEGRITY FUND III LP 81-5370777 | $6,696 | $4,352 | $2,344 |
| GENERATION IM ASIA FUND LP 27-4757414 | $12,515 | $8,135 | $4,380 |
| CIM ENTERPRISE LOAN FUND LP 47-2972531 | $138 | $90 | $48 |
| ECOSYSTEM INTEGRITY FUND IV, L.P. 84-3056474 | $6,415 | $4,170 | $2,245 |
| IMPACT VENTURES IV LP 84-1471728 | $5,524 | $3,591 | $1,933 |
| SJF VENTURES V, L.P. 85-2849753 | $5,431 | $3,530 | $1,901 |
| CLOSED LOOP VENTURES II LP | $8,630 | $5,610 | $3,020 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| SARONA FRONTIER MARKETS INTERNATIONAL FUND 2 LP | $3,969 | $3,969 | $3,969 |
| GENERATION IM ASIA FUND LP 27-4757414 | $13,386 | $13,386 | $13,386 |
| CIM ENTERPRISE LOAN FUND, L.P. | $13,894 | $13,894 | $13,894 |
| BTG PACTUAL SELECT TIMBER INV FUND II, LLC | $23 | $23 | $23 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | IMPACT VENTURES IV LP - CAPITAL ADJUSTMENT | Desc |
| Amt | $190 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | IMPACT VENTURES IV, L.P.- CAPITAL CONTRIBUTIONS PAYABLE | Desc |
| BOY Book Value | $190 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MANAGEMENT FEES | $70,184 | $45,619 | $24,565 |
| MANAGEMENT/INTEREST FEES - CLOSED LOOP VENTURES II, L.P. | $7,187 | $4,672 | $2,515 |
| POSSIBLE MGMT FEES - IMPACT VENTURES IV | $5,087 | $3,307 | $1,780 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $5,206 | $5,206 | $0 |
| FEDERAL EXCISE TAX - IRS NOTICE RE 2019 | $2,549 | $0 | $2,549 |
| FEDERAL EXCISE TAX - 2021 Q4 ESTIMATE PAYMENT | $2,378 | $0 | $2,378 |
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