LINDE FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- LINDE FAMILY FOUNDATION (EIN 04-6904949)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2022-11-21
- IRS object ID
- 202223259349100517
- Schema version
- 2020v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-21T14:49:23-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 043296226 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DGC A DIVISION OF PKF O'CONNOR DAVIES | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 150 PRESIDENTIAL WAY SUITE 510 | AddressLine1Txt |
| City | WOBURN | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 01801 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 046904949 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LINDE FAMILY FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O ERIC RIAK - CIBC PRIVATE WEALTH MGMT | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LIND | BusinessNameControlTxt |
| Phone | 6179275700 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 FEDERAL STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021101802 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARK BALK | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6179275700 | PhoneNum |
| Signature | 2022-11-21 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MARK | PersonFirstNm |
| Person Last | BALK | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SARAH A GUILMETTE | PreparerPersonNm |
| PTIN | P00849673 | PTIN |
| Phone | 7819375300 | PhoneNum |
| Preparation | 2022-11-21 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $169,125,207 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $598,201 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $598,201 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,311,379 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,311,379 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $8,305,023 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,427,799 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $8,305,023 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $295,085 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $295,085 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $10,509,688 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $10,509,688 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $58,143 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $58,143 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,246,696 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $496,696 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $750,000 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $75,591 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $75,591 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $197,861 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $20,401 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $362,305 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $362,305 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,940,596 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,013,136 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $750,000 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $9,120,880 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $9,120,880 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $11,061,476 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,013,136 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $9,870,880 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$551,788 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $9,496,552 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $8,867,922 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,545,056 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,545,056 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $15,109,340 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $15,747,436 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $15,747,436 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $113,017,414 | CorporateStockBOYAmt |
| Corporate Stock EOY | $134,306,330 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $134,306,330 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $12,949,265 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $11,305,135 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $11,305,135 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,239,852 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,022,855 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,022,855 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $3,463,256 | OtherAssetsBOYAmt |
| Other Assets EOY | $198,395 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $198,395 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $155,647,049 | TotalAssetsBOYAmt |
| Total Assets EOY | $169,125,207 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $169,125,207 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $2,700,768 | GrantsPayableBOYAmt |
| Other Liabilities BOY | $805,724 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $1,144,792 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $3,506,492 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,144,792 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $152,140,557 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $167,980,415 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $152,140,557 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $167,980,415 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $155,647,049 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $169,125,207 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $152,140,557 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$551,788 | ExcessRevenueOverExpensesAmt |
| Other Increases | $16,391,646 | OtherIncreasesAmt |
| Subtotal | $167,980,415 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $167,980,415 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (16 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| LONG-TERM GAIN FROM CIBC | P | $5,794,630 | $5,794,630 | $5,794,630 | |
| LONG-TERM LOSS FROM OCM ASIA | P | -$5,237 | -$5,237 | $5,237 | |
| LONG-TERM LOSS FROM SUN CAPITAL PARTNERS V | P | -$47,986 | -$47,986 | $47,986 | |
| SHORT-TERM GAIN FROM CIBC | P | $197,135 | $197,135 | $197,135 | |
| SHORT-TERM LOSS FROM SUN CAPITAL PARTNERS V LP | P | -$13,257 | -$13,257 | $13,257 | |
| SHORT-TERM LOSS FROM PINE BROOK CAPITAL PARTNERS II, LP | P | -$18 | -$18 | $18 | |
| LONG-TERM GAIN FROM PINE BROOK CAPITAL PARTNERS II, LP | P | $5,093 | $5,093 | $5,093 | |
| LONG-TERM GAIN FROM KING STREET CAPITAL LTD | P | $552,370 | $552,370 | $552,370 | |
| LONG-TERM GAIN FROM AT PRIVATE CREDIT OPPORTUNITIES FUND, LLC | P | $636 | $636 | $636 | |
| SHORT-TERM LOSS FROM AT PRIVATE CREDIT OPPORTUNITIES, LLC | P | -$12 | -$12 | $12 | |
| LONG-TERM GAIN FROM AT PRIVATE CREDIT OPPORTUNITIES FUND, LLC | P | $2,765 | $2,765 | $2,765 | |
| LONG-TERM GAIN FROM ATLAS POINT GLOBAL MULTI-STRATEGY FUND, LLC | P | $97,448 | $97,448 | $97,448 | |
| SHORT-TERM GAIN FROM ATLAS POINT GLOBAL MULTI-STRATEGY FUND, LLC | P | $268,977 | $268,977 | $268,977 | |
| LONG-TERM LOSS FROM ATLAS POINT GLOBAL MULTI-STRATEGY FUND, LLC | P | -$984 | -$984 | $984 | |
| LONG-TERM LOSS FROM ENERGY CAPITAL INVESTORS | P | -$55,282 | -$55,282 | $55,282 | |
| CAPITAL GAINS DIVIDENDS | P | $1,508,745 | $1,508,745 | $1,508,745 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $8,305,023 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $132,002 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $132,002 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $132,002 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $106,940 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $180,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $286,940 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $154,938 | OverpaymentAmt |
| Applied To ES Tax | $154,938 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ERIC RIAK CIBC PRIVATE WEALTH MGMT | IndividualWithBooksNm |
| Phone | 6179275700 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 FEDERAL STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOYCE LINDE | ||||||||
| C/O GS 400 ATLANTIC AVE | BOSTON | MA | 02110 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| DOUGLAS T LINDE | ||||||||
| ONE BALDWIN CIRCLE | WESTON | MA | 02493 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| CAROL CROFT LINDE | ||||||||
| ONE BALDWIN CIRCLE | WESTON | MA | 02493 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| KAREN LINDE PACKMAN | ||||||||
| 240 COUNTRY DRIVE | WESTON | MA | 02493 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| JEFFREY N PACKMAN | ||||||||
| 240 COUNTRY DRIVE | WESTON | MA | 02493 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| MOTT PHILANTHROPIC | ||||||
| PRUDENTIAL TOWER 800 BOYLSTON | STREET SUITE 1560 | BOSTON | MA | 02199 | ADVISOR SERVICES | $750,000 |
| CIBC PRIVATE WEALTH MANAGEMENT | ||||||
| 100 FEDERAL ST 37TH FLOOR | BOSTON | MA | 02110 | INVESTMENT SERVICES | $311,786 | |
| POLEN CAPITAL | ||||||
| 500 BOYLSTON ST SUITE 1100 | BOSTON | MA | 02116 | ADVISOR SERVICES | $184,237 | |
| DICICCO GULMAN & COMPANY LLP | ||||||
| 150 PRESIDENTIAL WAY SUITE 510 | WOBURN | MA | 01801 | ACCOUNTING SERVICES | $58,143 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $145,172,462 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $6,185,861 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $480,442 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $151,838,765 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $151,838,765 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,277,581 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $149,561,184 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $7,478,059 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $7,478,059 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $132,002 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $132,002 | TotalTaxAmt |
| Distributable Before Adj | $7,346,057 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $7,346,057 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $7,346,057 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $9,870,880 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $9,870,880 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $9,870,880 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $7,346,057 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $6,949,847 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,880,916 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,259,711 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $745,368 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $373,069 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $13,208,911 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $9,870,880 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $7,346,057 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,524,823 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $15,733,734 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $6,949,847 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $8,783,887 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,880,916 | ExcessFromYear4Amt |
| Excess From Year3 | $2,259,711 | ExcessFromYear3Amt |
| Excess From Year2 | $745,368 | ExcessFromYear2Amt |
| Excess From Year1 | $373,069 | ExcessFromYear1Amt |
| Excess From Current Year | $2,524,823 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOYCE LINDE | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | MOTT PHILANTHROPIC | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PRUDENTIAL TOWER 800 BOYLSTON | AddressLine1Txt |
| Address Line2 | STREET SUITE 1560 | AddressLine2Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02199 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 6179275700 | RecipientPhoneNum |
| Form And Info And Materials | N/A | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | N/A | SubmissionDeadlinesTxt |
| Restrictions On Awards | N/A | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 FEDERAL STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | CHARITABLE | GrantOrContributionPurposeTxt |
| Amt | $9,120,880 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $9,120,880 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $598,201 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,311,379 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $295,085 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $8,305,023 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $10,509,688 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $10,509,688 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | DGC ACCOUNTANT FEES | CategoryTxt |
| Amt | $58,143 | Amt |
| Net Investment Income | $58,143 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CORPORATE BONDS | BondNm |
| EOY Book Value | $11,305,135 | EOYBookValueAmt |
| EOYFMV | $11,305,135 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CORPORATE STOCK | StockNm |
| EOY Book Value | $134,306,330 | EOYBookValueAmt |
| EOYFMV | $134,306,330 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $15,747,436 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $15,747,436 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | PARTNERSHIP INVESTMENTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | FMV | ListedAtCostOrFMVCd |
| Book Value | $3,022,855 | BookValueAmt |
| EOYFMV | $3,022,855 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (4 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDENDS POSTED NOT RECEIVED | $9,457 | $12 | $12 |
| INTEREST POSTED NOT RECEIVED | $200,668 | $188,474 | $188,474 |
| HOLDBACK RECEIVABLE | $552,363 | $9,909 | $9,909 |
| PRE-PAID PLEDGE | $2,700,768 | $0 | $0 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PORTFOLIO DEDUCTIONS FROM PASSTHROUGH ENTITIES | Desc |
| Revenue And Expenses Per Books | $362,305 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $362,305 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| FROM ATLAS POINT CREDIT OPPORTUNITES FUND LLC | $1,575 | $1,575 | $1,575 |
| FROM PINE BROOK CAPITAL PARTNERS II LP | $409 | $409 | $409 |
| FROM OCM ASIA OPPORTUNITIES | $1 | $1 | $1 |
| FROM SHORT-TERM LOSS FROM ATLAS POINT GLOBAL MULTI-STRATEGY FUND, LLC | $293,100 | $293,100 | $293,100 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CHANGE IN UNREALIZED GAIN/(LOSS) FROM INVESTMENTS | Desc |
| Amt | $16,391,646 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED TAX LIABILITY | Desc |
| BOY Book Value | $805,724 | BOYBookValueAmt |
| EOY Book Value | $1,144,792 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $496,696 | $496,696 | $0 |
| MOTT PHILANTHROPIC | $750,000 | $0 | $750,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $18,901 | $18,901 | $0 |
| STATE TAXES | $1,555 | $1,500 | $0 |
| FEDERAL TAXES | $177,405 | $0 | $0 |
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