THE K A ZANKEL FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE K A ZANKEL FOUNDATION (EIN 20-6667302)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202223199349107222
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T15:39:39-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 872525370 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CITRIN COOPERMAN ADVISORS LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 ROCKEFELLER PLAZA | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 206667302 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KA ZANKEL FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KAZA | BusinessNameControlTxt |
| Phone | 9292812677 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO CITRIN 50 ROCKEFELLER PLAZA | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KENNETH A ZANKEL | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 9292812677 | PhoneNum |
| Signature | 2022-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | KENNETH | PersonFirstNm |
| Person Last | ZANKEL | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SHARON SULLIVAN | PreparerPersonNm |
| PTIN | P00432113 | PTIN |
| Phone | 2126971000 | PhoneNum |
| Preparation | 2022-11-14 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $14,516,137 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $49 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $49 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $134,849 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $134,849 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,320,569 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,981,628 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,320,569 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$57,152 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$6,833 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,398,315 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,448,634 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $75,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $37,500 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $37,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $20,736 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,368 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,368 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $97,316 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $97,316 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $13,748 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,748 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,373 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,338 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $35 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $209,173 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $154,270 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $47,903 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $287,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $287,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $496,673 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $154,270 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $335,403 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $901,642 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,294,364 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $34,443 | CashBOYAmt |
| Cash EOY | $460,069 | CashEOYAmt |
| Cash EOYFMV | $460,069 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $193,770 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $163,014 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $163,014 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $4,705,770 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,403,869 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,431,862 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $4,197,032 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,967,368 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,422,855 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $38,337 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $38,337 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $9,131,015 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,032,657 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $14,516,137 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $9,131,015 | CapitalStockBOYAmt |
| Capital Stock EOY | $10,032,657 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,131,015 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,032,657 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,131,015 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,032,657 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,131,015 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $901,642 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $10,032,657 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,032,657 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (28 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES (THRU FIRST MANHATTAN CO) | 2020-12-31 | 2021-12-31 | $105,298 | $102,721 | $2,577 | $2,577 | |
| PUBLICLY TRADED SECURITIES (THRU RBC CAPITAL MARKETS LLC) | 2021-01-01 | 2021-12-31 | $128,110 | $99,185 | $28,925 | $28,925 | |
| PUBLICLY TRADED SECURITIES (THRU RBC CAPITAL MARKETS LLC) | 2020-12-31 | 2021-12-31 | $417,607 | $163,277 | $254,330 | $254,330 | |
| PUBLICLY TRADED SECURITIES (THRU CHARLES SCHWAB) | 2020-12-31 | 2021-12-31 | $372,698 | $375,000 | -$2,302 | -$2,302 | |
| PUBLICLY TRADED SECURITIES (THRU CHARLES SCHWAB) | 2021-01-01 | 2021-12-31 | $539,268 | $542,964 | -$3,696 | -$3,696 | |
| NON UBI GAINS THRU AETHER REAL ASSETS IV LP | 2020-12-31 | 2021-12-31 | $1,504 | $1,504 | $1,504 | P | |
| NON UBI GAINS THRU AKKADIAN VENTURES IV LP | 2020-12-31 | 2021-12-31 | $45,510 | $45,510 | $45,510 | P | |
| NON UBI GAINS THRU AKKADIAN VENTURES IV LP | 2021-01-01 | 2021-12-31 | $9 | $9 | $9 | P | |
| NON UBI GAINS THRU AKKADIAN VENTURES V LP | 2020-12-31 | 2021-12-31 | $9,486 | $9,486 | $9,486 | P | |
| NON UBI GAINS THRU GT ILS FUND LP | 2020-12-31 | 2021-12-31 | $8,034 | -$8,034 | -$8,034 | P | |
| NON UBI GAINS THRU HEADLANDS CAP SECONDARY FUND II | 2020-12-31 | 2021-12-31 | $8,801 | $8,801 | $8,801 | P | |
| NON UBI GAINS THRU HIGHBROOK INCOME PROP FUND II LP | 2020-12-31 | 2021-12-31 | $2,284 | $2,284 | $2,284 | P | |
| NON UBI GAINS THRU HIGHBROOK INCOME PROP FUND III LP | 2020-12-31 | 2021-12-31 | $12,558 | $12,558 | $12,558 | P | |
| NON UBI GAINS THRU ITE RAIL FUND LP | 2020-12-31 | 2021-12-31 | $1,264 | $1,264 | $1,264 | P | |
| NON UBI GAINS THRU LEERINK REVELATION HEALTHCARE | 2020-12-31 | 2021-12-31 | $24,183 | $24,183 | $24,183 | P | |
| NON UBI GAINS THRU MAP 2015 LP | 2020-12-31 | 2021-12-31 | $11,755 | $11,755 | $11,755 | P | |
| NON UBI GAINS THRU MAP 2018 LP | 2020-12-31 | 2021-12-31 | $12,327 | $12,327 | $12,327 | P | |
| NON UBI GAINS THRU MERCED PARTNERS III LP | 2020-12-31 | 2021-12-31 | $7,548 | -$7,548 | -$7,548 | P | |
| NON UBI GAINS THRU PORT CAPITAL SMALL CAP FUND II, LP | 2020-12-31 | 2021-12-31 | $30,942 | $30,942 | $30,942 | P | |
| NON UBI GAINS THRU PORT CAPITAL SMALL CAP FUND II, LP | 2020-12-31 | 2021-12-31 | $3,522 | $3,522 | $3,522 | P | |
| NON UBI GAINS THRU CORDILLERA ECP CO-INVESTMENT, L.P. | 2020-12-31 | 2021-12-31 | $1,405 | $1,405 | $1,405 | P | |
| NON UBI GAINS THRU CORDILLERA ECP CO-INVESTMENT, L.P. | 2020-12-31 | 2021-12-31 | $19,889 | $19,889 | $19,889 | P | |
| NON UBI GAINS THRU ROSEMAWR CAPITAL V LP | 2021-01-01 | 2021-12-31 | $47 | -$47 | -$47 | P | |
| NON UBI GT PRIVATE EQUITY X LP | 2020-12-31 | 2021-12-31 | $24 | $24 | $24 | P | |
| REDEMPTION OF KENSICO OFFSHORE FUND LTD | 2020-12-31 | 2021-12-31 | $817,728 | $263,601 | $554,127 | $554,127 | P |
| REDEMPTION TAXONIC OPPORTUNITY | 2020-12-31 | 2021-12-31 | $349,027 | $98,682 | $250,345 | $250,345 | P |
| NON UBI GAINS THRU HIGHBROOK INCOME PROP FUND IV LP | 2020-12-31 | 2021-12-31 | $2,807 | $2,807 | $2,807 | P | |
| CAPITAL GAIN DISTRIBUTIONS SCHWAB | 2020-12-31 | 2021-12-31 | $63,622 | $63,622 | $63,622 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,320,569 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $17,992 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $17,992 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $17,992 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $8,237 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $1,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $9,237 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $31 | EsPenaltyAmt |
| Tax Due | $8,786 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | NONE | WebsiteAddressTxt |
| Individual With Books | CITRIN COOPERMAN ADVISORS LLC | IndividualWithBooksNm |
| Phone | 9292812677 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 ROCKEFELLER PLAZA | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KENNETH A ZANKEL | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 GRANT AVENUE 704 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94108 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 8.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $75,000 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WETHERBY ASSET MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 580 CALIFORNIA ST FL 8 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $57,988 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,325,408 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $549,429 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $4,097,798 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,972,635 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,972,635 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $194,590 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $12,778,045 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $638,902 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $638,902 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $17,992 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $17,992 | TotalTaxAmt |
| Distributable Before Adj | $620,910 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $620,910 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $620,910 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $335,403 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $335,403 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $620,910 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $53,725 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $146,736 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $200,461 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $335,403 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $335,403 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $200,461 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $200,461 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $85,046 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (11 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| MUSEUM OF AFRICAN DIASPORA | ||||||||
| 685 MISSION STREET AT THIRD | SAN FRANCISCO | CA | 94105 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $10,000 | |
| MUSICIANS ON CALL | ||||||||
| PO BOX 60187 | NASHVILLE | TN | 37206 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $50,000 | |
| NEW YORK PUBLIC LIBRARY ASTOR LENOX AND TILDEN FOUNDATIONS | ||||||||
| 224 EAST 125TH STREET | NEW YORK | NY | 10035 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $100,000 | |
| PROPUBLICA | ||||||||
| 155 AVENUE OF THE AMERICAS 13TH | NEW YORK | NY | 10013 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $15,000 | FLOOR |
| SAVE THE REDWOODS LEAGUE | ||||||||
| 111 SUTTER STREET 11TH FLOOR | SAN FRANCISCO | CA | 94104 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $10,000 | |
| SHINE ON SF PARTNERSHIP | ||||||||
| 301 CLAY STREET | SAN FRANCISCO | CA | 94111 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $7,500 | |
| SONOMA LAND TRUST | ||||||||
| PO BOX 14522 | SANTA ROSA | CA | 95404 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $20,000 | |
| TAZZY ANIMAL RESCUE FUND | ||||||||
| 2833 N FREDERIC ST | BURBANK | CA | 91504 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $10,000 | |
| THE METROPOLITAN MUSEUM OF ART | ||||||||
| 1000 5TH AVE | NEW YORK | NY | 10028 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $25,000 | |
| THE NATURE CONSERVANCY | ||||||||
| 4245 N FAIRFAX DRIVE SUITE 100 | ARLINGTON | VA | 22203 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $10,000 | |
| VIBRANT EMOTIONAL HEALTH | ||||||||
| 50 BROADWAY FL 19 | NEW YORK | NY | 10004 | NONE | PUBLIC CHARITY | UNRESTRICTED CHARITIBLE PURPOSE | $30,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $287,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $49 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $134,849 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,320,569 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (20 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU AETHER REAL ASSETS IV LP | 01 | $5,056 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU AKKADIAN VENTURES IV | 01 | -$3,880 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU AKKADIAN VENTURES V LP | 01 | -$5,999 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU GT ILS FUND LP | 01 | -$117 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HEADLANDS CAP SECONDARY FUND II LP | 01 | -$3,881 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HIGHBROOK INCOME PROP FUND II LP | 01 | -$1,946 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HIGHBROOK INCOME PROP FUND LP | 01 | -$717 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HIGHBROOK INCOME PROP FUND III LP | 01 | -$879 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HIGHBROOK PROPERTY FUND IV TEF | 01 | -$3,059 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU ITE RAIL FUND LP | 01 | $109 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU LEERINK REVELATION HEALTHCARE | 01 | -$1,303 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU MAP 2015 LP | 01 | $4,594 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU MAP 2018 LP | 01 | -$245 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU MERCED PARTNERS III, LP | 01 | $4,050 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU PORT CAPITAL SMALL CAP FUND II, LP | 01 | -$1,162 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU CORDILLERA ECP CO-INVESTMENT, L.P. | 01 | $10,630 | ||
| UBI INCOME/<LOSS> THRU ITE RAIL FUND LP | 525990 | -$18,172 | ||
| UBI INCOME/<LOSS> THRU MERCED PARTNERS III, LP | 525990 | -$25,827 | ||
| UBI INCOME/<LOSS> THRU AETHER REAL ASSETS IV LP | 525990 | -$2,317 | ||
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU CORDILLERA INVESTMENT FUND III, L.P. | 01 | -$952 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$50,319 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,448,634 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,398,315 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PREPARATION OF FORM 990-PF AND STATE RETURNS | $10,368 | $0 | $10,368 |
| BOOKKEEPING SERVICES | $10,368 | $10,368 | $0 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CHARLES SCHWAB & CO | $3,623,029 | $4,176,487 |
| FIRST MANHATTAN CO. | $794,570 | $2,536,276 |
| RBC CAPITAL MARKETS, LLC | $986,270 | $1,719,099 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (25 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AETHER REAL ASSETS IV, LP | AT COST | $196,177 | $273,950 |
| AKKADIAN VENTURES IV, LP | AT COST | $199,254 | $380,305 |
| AKKADIAN VENTURES V, LP | AT COST | $174,687 | $235,968 |
| GOBI INVESTMENT FUND | AT COST | $500,000 | $826,538 |
| GT ILS FUND | AT COST | $415 | $53,429 |
| HEADLANDS CAPITAL SECONDARY FUND II,LP | AT COST | $73,758 | $164,141 |
| HIGHBROOK INCOME PROPERTY FUND II, LP | AT COST | $21,414 | $19,877 |
| HIGHBROOK INCOME PROPERTY FUND, LP | AT COST | $68,430 | $62,567 |
| HIGHBROOK PROPERTY FUND III LP | AT COST | $213,906 | $264,658 |
| HIGHBROOK PROPERTY FUND IV TEF | AT COST | $417,987 | $430,965 |
| ITE RAIL FUND LP | AT COST | $201,452 | $389,223 |
| KABOUTER INTL OPPORTUNITIES OFFSHORE FUND II LTD. | AT COST | $400,000 | $457,635 |
| KENSICO OFFSHORE FUND LTD. | AT COST | $38,389 | $38,389 |
| LEERINK REVELATION HEALTHCARE FUND I, L.P. | AT COST | $50,119 | $96,933 |
| MAP 2015 LP | AT COST | $43,893 | $77,922 |
| MAP 2018 LP | AT COST | $586 | $321 |
| MERCED PARTNERS III, LP | AT COST | $18,693 | $22,592 |
| PORT CAPITAL SMALL CAP FUND II | AT COST | $370,112 | $293,852 |
| RIVULET CAPITAL OFFSHORE FUND, LTD. | AT COST | $550,000 | $770,453 |
| CORDILLERA ECP CO-INVESTMENT LP | AT COST | $41,938 | $62,286 |
| CORDILLERA INVESTMENT FUND III | AT COST | $49,790 | $50,779 |
| GT PRIVATE EQUITY X LP | AT COST | $47,191 | $49,000 |
| RHF III HOLDING COMPANY LLC | AT COST | $33,775 | $36,322 |
| ROSEMAWR CAPITAL V LP | AT COST | $76,054 | $77,919 |
| ACCOLADE PARTNERS BLOCKCHAIN | AT COST | $179,348 | $286,831 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REDEEMED INVESTMENT RECEIVABLE | Desc |
| EOY Book Value | $38,337 | EOYBookValueAmt |
| EOYFMV | $38,337 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| D&O INSURANCE | $2,219 | $2,219 | $0 |
| BANK CHARGES | $35 | $0 | $35 |
| OTHER MISC EXPENSE | $75 | $75 | $0 |
| ADR FEE | $44 | $44 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (23 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU AETHER REAL ASSETS IV LP | $5,056 | $5,056 | $5,056 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU AKKADIAN VENTURES IV | -$3,880 | -$3,880 | -$3,880 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU AKKADIAN VENTURES V LP | -$5,999 | -$5,999 | -$5,999 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU GT ILS FUND LP | -$117 | -$117 | -$117 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HEADLANDS CAP SECONDARY FUND II LP | -$3,881 | -$3,881 | -$3,881 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HIGHBROOK INCOME PROP FUND II LP | -$1,946 | -$1,946 | -$1,946 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HIGHBROOK INCOME PROP FUND LP | -$717 | -$717 | -$717 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HIGHBROOK INCOME PROP FUND III LP | -$879 | -$879 | -$879 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU HIGHBROOK PROPERTY FUND IV TEF | -$3,059 | -$3,059 | -$3,059 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU ITE RAIL FUND LP | $109 | $109 | $109 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU LEERINK REVELATION HEALTHCARE | -$1,303 | -$1,303 | -$1,303 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU MAP 2015 LP | $4,594 | $4,594 | $4,594 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU MAP 2018 LP | -$245 | -$245 | -$245 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU MERCED PARTNERS III, LP | $4,050 | $4,050 | $4,050 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU PORT CAPITAL SMALL CAP FUND II, LP | -$1,162 | -$1,162 | -$1,162 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU CORDILLERA ECP CO-INVESTMENT, L.P. | $10,630 | $10,630 | $10,630 |
| UBI INCOME/<LOSS> THRU ITE RAIL FUND LP | -$18,172 | -$18,172 | |
| UBI INCOME/<LOSS> THRU MERCED PARTNERS III, LP | -$25,827 | -$25,827 | |
| UBI INCOME/<LOSS> THRU AETHER REAL ASSETS IV LP | -$2,317 | -$2,317 | |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU CORDILLERA INVESTMENT FUND III, L.P. | -$952 | -$952 | -$952 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU GT PRIVATE EQUTY LP | -$1,938 | -$1,938 | -$1,938 |
| PORTFOLIO - NON-UBIT INCOME(LOSS) THRU RHF III HOLDING COMPANY | -$5,194 | -$5,194 | -$5,194 |
| UBI INCOME/<LOSS> THRU HEADLANDS CAP SECONDARY FUND II LP | -$4,003 | -$4,003 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $97,316 | Amt |
| Net Investment Income | $97,316 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD ON DIVIDENDS | $6,748 | $6,748 | $0 |
| FEDERAL EXCISE TAX ON INVESTMENT INCOME | $7,000 | $0 | $0 |