WILLIAM & ELAINE KAPLAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM & ELAINE KAPLAN FAMILY CHARITABLE FOUNDATION (EIN 22-2470361)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202223199349105277
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T13:30:16-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105281633 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 222470361 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE WILLIAM AND ELAINE KAPLAN FAMILY | BusinessNameLine1Txt |
| Business Name Line2 | PRIVATE FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WILL | BusinessNameControlTxt |
| Phone | 8455655400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO PKFOD LLP 11 BALMVILLE ROAD | AddressLine1Txt |
| City | NEWBURGH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 125502047 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID MARKS | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8455655400 | PhoneNum |
| Signature | 2022-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DAVID | PersonFirstNm |
| Person Last | MARKS | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS F BLANEY CPA | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 9143818900 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $67,700,153 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $320 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $320 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,145,428 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,098,553 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $13,094,895 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $46,184,081 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $13,308,994 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $30,441 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $29,689 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $14,271,084 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $14,437,556 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $77,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $77,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $87,340 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $87,340 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $24,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $24,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $311,918 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $291,518 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $20,400 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $60,000 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $26,400 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $26,400 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $28,960 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $5 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $28,955 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $616,118 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $291,523 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $264,595 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,209,615 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,209,615 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,825,733 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $291,523 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,474,210 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $10,445,351 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $14,146,033 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $648,477 | CashBOYAmt |
| Cash EOY | $799,098 | CashEOYAmt |
| Cash EOYFMV | $799,098 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $143,272 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,633,060 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,633,030 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $2,981,552 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,905,474 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $2,943,993 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $882,629 | CorporateStockBOYAmt |
| Corporate Stock EOY | $16,877,550 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $18,674,619 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,680,480 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,133,949 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,231,678 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $39,260,065 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $32,692,695 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $38,417,735 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $49,596,475 | TotalAssetsBOYAmt |
| Total Assets EOY | $60,041,826 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $67,700,153 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $49,596,475 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $60,041,826 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $49,596,475 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $60,041,826 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $49,596,475 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $60,041,826 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $49,596,475 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $10,445,351 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $60,041,826 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $60,041,826 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (39 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $42,526,709 | $31,547,777 | $10,978,932 | $10,978,932 | |
| GOLDENTREEE OFFSHORE LTD. | $78,948 | $14,685 | $64,263 | $64,263 | P |
| LIGHT STREET XENON LTD. | $1,000,934 | $950,000 | $50,934 | $50,934 | P |
| PSAM WORLD ARB FUND LIMITED | $1,482,291 | $573,167 | $909,124 | $909,124 | P |
| SCULPTOR OF II PRIVATE INVESTORS OFFSHORE LTD. | $720,721 | $340,896 | $379,825 | $379,825 | P |
| YORK CREDIT OPPORTUNITIES UNIT TRUST | $117,054 | $116,445 | $609 | $609 | P |
| AESSF III PRIVATE INVESTORS OFFSHORE, L.P. | -$1,353 | -$1,353 | P | ||
| AIF VIII PRIVATE INVESTORS OFFSHORE, L.P. | -$9,550 | -$9,550 | P | ||
| AP X PRIVATE INVESTORS OFFSHORE, L.P. | -$1,471 | -$1,471 | P | ||
| APOLLO VII PRIVATE INVESTORS ONSHORE (TAX EXEMPT) LLC | $70,819 | $70,819 | P | ||
| BCP VI PRIVATE INVESTORS OFFSHORE, LP | $109,483 | $109,483 | P | ||
| BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE) | -$170 | -$170 | P | ||
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P. | -$44,658 | -$44,658 | P | ||
| CADUCEUS ASIA CPI PRIVATE INVESTORS OFFSHORE, L.P. | -$1,934 | -$1,934 | P | ||
| CCMP III PRIVATE INVESTORS OFFSHORE, L.P. | -$10,930 | -$10,930 | P | ||
| CERBERUS VI PRIVATE INVESTORS OFFSHORE, L.P. | -$14,340 | -$14,340 | P | ||
| COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), L.P. | -$761 | -$761 | P | ||
| GIF V PRIVATE INVESTORS OFFSHORE LP | $64,238 | $64,238 | P | ||
| GSO PRIVATE INVESTORS OFFSHORE III | -$28,636 | -$28,636 | P | ||
| HIGHBRIDGE MEZZANINE PARTNERS, L.P. (OFFSHORE) | -$929 | -$929 | P | ||
| HPS - CORE SENIOR LENDING OFFSHORE FUND (PB), L.P. | -$671 | -$671 | P | ||
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P. | $33,939 | $33,939 | P | ||
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019 L.P. | -$12,384 | -$12,384 | P | ||
| KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE L.P. | -$844 | -$844 | P | ||
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, L.P. | -$2,377 | -$2,377 | P | ||
| LC ASIA 3 PRIVATE INVESTORS OFFSHORE | -$1,291 | -$1,291 | P | ||
| LION CAPITAL II PRIVATE INVESTORS OFFSHORE, L.P. | -$592 | -$592 | P | ||
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP | -$1,852 | -$1,852 | P | ||
| PEG DIGITAL GROWTH FUND OFFSHORE LP | $6,054 | $6,054 | P | ||
| PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, L.P. | -$865 | -$865 | P | ||
| PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) | $135,702 | $135,702 | P | ||
| RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP | $63,605 | $63,605 | P | ||
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE) | -$530 | -$530 | P | ||
| SLA PRIVATE INVESTORS OFFSHORE | -$1,430 | -$1,430 | P | ||
| STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, L.P. | -$851 | -$851 | P | ||
| VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP | -$1 | -$1 | P | ||
| JPM U.S. REAL ESTATE INCOME AND GROWTH DOMESTIC LP | $39,661 | $39,661 | P | ||
| THRU SCHEDULE K-1'S | $282,802 | $282,802 | P | ||
| CAPITAL GAINS DIVIDENDS | $257,424 | $257,424 | $257,424 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $13,308,994 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $196,630 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $196,630 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $196,630 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $94,076 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $125,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $219,076 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $1,798 | EsPenaltyAmt |
| Overpayment | $20,648 | OverpaymentAmt |
| Applied To ES Tax | $20,648 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAVID MARKS TREASURER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8455655400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PKFOD LLP 11 BALMVILLE ROAD | AddressLine1Txt |
| City | NEWBURGH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 125502047 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (11 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| WILLIAM KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, CHAIRMAN | 1.00 | $0 | $0 | $0 |
| JOAN P KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, PRESIDENT | 8.00 | $77,500 | $0 | $0 |
| AMY KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| DAVID MARKS | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, TREASURER | 1.00 | $0 | $0 | $0 |
| RICHARD J DRAKE ESQ | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| DR HAROLD KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| A VINCENT MAZZIE | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| JAMES O'DONNELL | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| JUSTIN RIDER | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| IAN RIEGER | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| GLEN L HELLER ESQ | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UBS FINANCIAL SERVICES INC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 299 PARK AVENUE 26TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10171 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $291,518 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $63,574,958 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,162,220 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $65,737,178 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $65,737,178 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $986,058 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $64,751,120 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,237,556 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,237,556 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $196,630 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $196,630 | TotalTaxAmt |
| Distributable Before Adj | $3,040,926 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $750 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,041,676 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,041,676 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,474,210 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,474,210 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,041,676 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,476,497 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,056,258 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $63,018 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $523,133 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,118,906 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,474,210 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,041,676 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $432,534 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,551,440 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,476,497 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,074,943 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,056,258 | ExcessFromYear4Amt |
| Excess From Year3 | $63,018 | ExcessFromYear3Amt |
| Excess From Year1 | $523,133 | ExcessFromYear1Amt |
| Excess From Current Year | $432,534 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (97 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ACCESS SUPPORTS FOR LIVING FOUNDATION | ||||||||
| 15 FORTUNE RD | WEST MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| ACCESS SUPPORTS FOR LIVING FOUNDATION | ||||||||
| 15 FORTUNE RD | WEST MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $100,000 | |
| ALZHEIMER'S DISEASE AND RELATED DISORDERS ASSOCIATIONS INC | ||||||||
| 225 N MICHIGAN AVE FL 17 | CHICAGO | IL | 60601 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| AMERICAN CANCER SOCIETY INC | ||||||||
| 3380 CHASTAIN MEADOWS PKWY NW SUITE | KENNESAW | GA | 30144 | N/A | PC | OPERATING SUPPORT | $1,800 | 200 |
| AMHERST CINEMA | ||||||||
| 28 AMITY STREET | AMHERST | MA | 01002 | N/A | PC | EDUCATIONAL PROGRAM | $1,000 | |
| BETH JOSEPH SYNAGOGUE | ||||||||
| 121 PARK STREET | TUPPER LAKE | NY | 12986 | N/A | PC | BUILDING RESTORATION | $18,000 | |
| BETHEL WOODS CENTER FOR THE ARTS | ||||||||
| 200 HURT ROAD | BETHEL | NY | 12720 | N/A | PC | OPERATING SUPPORT | $7,000 | |
| CARE DIMENSIONS | ||||||||
| 75 SYLVAN STREET STE B-102 | DANVERS | MA | 01923 | N/A | PC | OPERATING SUPPORT | $50,000 | |
| CATHOLIC CHARITIES OF ORANGE SULLIVAN | ||||||||
| 280 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| CHABAD-LUBAVITCH OF BERKS COUNTY | ||||||||
| 2320 HAMPDEN BLVD | READING | PA | 19604 | N/A | PC | CARON TREATMENT CENTER | $10,000 | |
| COLUMBIA SCHOOL OF SOCIAL WORK | ||||||||
| 1255 AMSTERDAM AVE | NEW YORK | NY | 10027 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | ||||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | PRESIDENT'S CIRCLE | $59,000 | |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | ||||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | THE FORCE RECOVERY | $1,800 | |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | ||||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | SPINAL CORD RECOVERY | $15,000 | |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | ||||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | OPERATING SUPPORT | $32,000 | |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | ||||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | MOREH FUND | $5,000 | |
| CONGREGATION AGUDAS ISRAEL | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | COVID 19 RELIEF FUND | $4,900 | |
| CONGREGATION AGUDAS ISRAEL | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $50,300 | |
| CONGREGATION AGUDAS ISRAEL | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | RABBI UNVEILING | $1,000 | |
| CORNERSTONE FAMILY HEALTHCARE | ||||||||
| 147 LAKE STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $13,000 | |
| CORNERSTONE FAMILY HEALTHCARE | ||||||||
| 147 LAKE STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,500 | |
| CORNERSTONE FAMILY HEALTHCARE | ||||||||
| 147 LAKE STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $5,000 | |
| CRONOMER VALLEY FIRE DEPARTMENT | ||||||||
| 296 N PLAN RD | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| DOMINICAN SISTERS OF HOPE | ||||||||
| 299 N HIGHLAND AVE | OSSINING | NY | 10562 | N/A | PC | HONORING SISTER JOAN | $11,800 | |
| DOWNING PARK PLANNING COMMITTEE | ||||||||
| PO POX 306 | NEWBURGH | NY | 12551 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| DUTCHESS DEBS | ||||||||
| 17 KENDELL DR | WAPPINGERS FALLS | NY | 12590 | N/A | PC | OPERATING SUPPORT | $8,800 | |
| EDUCATION FOUNDATION OF OCCC | ||||||||
| 115 SOUTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $250,000 | |
| FIRST REFORMED CHURCH OF FISHKILL | ||||||||
| 1153 MAIN STREET FISHKILL | FISHKILL | NY | 12524 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| FOUNDATION FOR NEUROLOGIC DISEASE | ||||||||
| 10 STATE STREET | NEWBURYPORT | NY | 01950 | N/A | PC | OPERATING SUPPORT | $100,000 | |
| GARRISON ART CENTER | ||||||||
| 23 GARRISONS LANDING | GARRISON | NY | 10524 | N/A | PC | OPERATING SUPPORT | $500 | |
| GREATER NEWBURGH SYMPHONY ORCHESTRA | ||||||||
| 211 DUPONT AVENUE | NEWBURGH | NY | 12550 | N/A | PC | PRESENTING SEASON | $11,000 | |
| HISTORICAL SOCIETY OF NEWBURGH BAY | ||||||||
| 189 MONTGOMERY ST | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $500 | |
| HOOK ELITE BOXING MINISTRY LIFE SKILLS | ||||||||
| 401 WASHINGTON ST | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $13,000 | |
| HOSPICE OF ORANGE & SULLIVAN COUNTIES | ||||||||
| 800 STONY BROOK COURT | NEWBURGH | NY | 12550 | N/A | PC | TEITELBAUM SILVER LEAF | $1,000 | |
| HOSPICE OF ORANGE & SULLIVAN COUNTIES | ||||||||
| 800 STONY BROOK COURT | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $15,985 | |
| HOSPICE OF ORANGE & SULLIVAN COUNTIES | ||||||||
| 800 STONY BROOK COURT | NEWBURGH | NY | 12550 | N/A | PC | MEMORIAL - PATRICIA SERGI | $6,000 | |
| HUDSON HIGHLANDS NATURE MUSEUM | ||||||||
| 120 MUSER DR | CORNWALL | NY | 12518 | N/A | PC | OPERATING SUPPORT | $50,000 | |
| HUDSON HIGHLANDS NATURE MUSEUM | ||||||||
| 120 MUSER DR | CORNWALL | NY | 12518 | N/A | PC | NATURALIST MEMBERSHIP | $500 | |
| JEWISH FEDERATION OF GREATER OC | ||||||||
| 292 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | MEMORIAL OF CONNIE GART | $3,600 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | OPERATING SUPPORT | $741 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | ASBESTOS #3 OF 5 | $50,000 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | GRANT INSTALLMENT | $300,000 | |
| LEADERSHIP ORANGE | ||||||||
| PO BOX 26 | ROCK TAVERN | NY | 12575 | N/A | PC | OPERATING SUPPORT | $36,000 | |
| LIBERTY SCIENCE CENTER | ||||||||
| 222 JERSEY CITY BLVD | JERSEY CITY | NJ | 07305 | N/A | PC | OPERATING SUPPORT | $2,500 | |
| LOCAL 589 | ||||||||
| 38B CHURCH ST | PATCHOGUE | NY | 12550 | N/A | PC | CITY OF NEWBURGH FIRE DEPARTMENT | $2,500 | |
| LOVE FROM HEAVEN | ||||||||
| 65 PIN OAK DR | NEW WINDSOR | NY | 12553 | N/A | PC | MEMORIAL - ERIC GATSIK | $1,000 | |
| MAC PARKMAN FOUNDATION FOR ADOLESCENT CONCUSSIVE TRAUMA INC | ||||||||
| PO BOX 1228 | ANNA MARIA | FL | 34216 | N/A | PC | WAXMAN FAMILY | $1,000 | |
| MEALS ON WHEELS OF GREATER NEWBURGH | ||||||||
| 35 CERONE PLACE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| MENTAL HEALTH ASSOC IN ORANGE COUNTY INC | ||||||||
| 73 JAMES P KELLY WAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $18,000 | |
| MOTORCYCLEPEDIA MUSEUM | ||||||||
| 250 LAKE STREET | NEWBURGH | NY | 12550 | N/A | PC | MEMORIAL | $1,000 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | DOMINICAN CENTER | $125,000 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $350 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | CMA/ ART STUDIO | $9,600 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $5,000 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | PSYCH | $5,000 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | MST CENTER | $150,000 | |
| NATIONAL PURPLE HEART HALL OF HONOR | ||||||||
| 374 TEMPLE HILL RD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $100,000 | |
| NEWBURGH ARMORY UNITY CENTER | ||||||||
| 321 SOUTH WILLIAM STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $218,160 | |
| NEWBURGH ART SUPPLY LLC | ||||||||
| 5 GRAND STREET | NEWBURGH | NY | 12550 | N/A | PC | MEMORIAL FOR MARILYN HAUCK | $1,000 | |
| NEWBURGH JEWISH COMMUNITY CENTER | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | MEMORIAL - MARILYN HAUCK | $1,800 | |
| NEWBURGH JEWISH COMMUNITY CENTER | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $12,871 | |
| NEWBURGH JEWISH COMMUNITY CENTER | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $950 | |
| NEWBURGH URBAN FARM & FOOD | ||||||||
| PO BOX 541 | NEWBURGH | NY | 12551 | N/A | PC | OPERATING SUPPORT | $500 | |
| NEWBURGH ZION LIONS | ||||||||
| 180 SOUTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| ORANGE COUNTY ARTS COUNCIL | ||||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | HV CREATIVE IMPACT | $1,000 | |
| ORANGE COUNTY ARTS COUNCIL | ||||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | JARRETT MARKEL BRIT CAMP (ART SUPPLIES) | $11,800 | |
| ORANGE COUNTY COMMUNITY COLLEGE - MIDDLETOWN CAMPUS | ||||||||
| 115 SOUTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | THE BRIDGES TO BRIDGES PROGRAM | $1,500 | |
| ORANGE COUNTY COMMUNITY COLLEGE - MIDDLETOWN CAMPUS | ||||||||
| 115 SOUTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $10,025 | |
| PINE MEADOWS FARM ANIMAL SANCTUARY | ||||||||
| 79 ROCK CUT ROAD | NEWBURGH | NY | 12550 | N/A | PC | ANIMAL SANCTUARY | $197,333 | |
| RECAP INC | ||||||||
| 40 SMITH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| RUMSTOCK VETERANS FOUNDATION | ||||||||
| 5 HAMILTON AVE | HIGHLAND | NY | 10930 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| SACRED HEART - ST FRANCIS | ||||||||
| 301 ANN STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| SAFE HARBORS OF THE HUDSON | ||||||||
| 111 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $500 | |
| SCENIC HUDSON INC | ||||||||
| ONE CIVIC CENTER PLAZA SUITE 200 | POUGHKEEPSIE | NY | 12601 | N/A | PC | OPERATING SUPPORT | $5,000 | |
| SISTER OF ST DOMINIC BLAUVELT NEW YORK | ||||||||
| 496 WESTERN HWY S | BLAUVELT | NY | 10913 | N/A | PC | OPERATING SUPPORT | $5,000 | |
| SLCH FOUNDATION | ||||||||
| ONE CHILDRENS PLACE | ST LOUIS | MO | 63110 | N/A | PC | OPERATING SUPPORT | $20,000 | |
| SLCH FOUNDATION | ||||||||
| ONE CHILDRENS PLACE | ST LOUIS | MO | 63110 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| SLCH FOUNDATION | ||||||||
| ONE CHILDRENS PLACE | ST LOUIS | MO | 63110 | N/A | PC | OPERATING SUPPORT | $18,750 | |
| SPARROW'S NEST | ||||||||
| 946 NY 376 7 | WAPPINTERS FALLS | NY | 12590 | N/A | PC | OPERATING SUPPORT | $75,000 | |
| ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC | ||||||||
| 70 DUBOIS STREET | NEWBURGH | NY | 12550 | N/A | PC | NURSES WEEK | $22,500 | |
| ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC | ||||||||
| 70 DUBOIS STREET | NEWBURGH | NY | 12550 | N/A | PC | CARDIOVASCULAR CATH LAB | $600,000 | |
| ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC | ||||||||
| 70 DUBOIS STREET | NEWBURGH | NY | 12550 | N/A | PC | NURSING MENTAL HEALTH | $12,000 | |
| ST LUKES CORNWALL HOSPITAL | ||||||||
| 70 DUBOIS ST | NEWBURGH | NY | 12550 | N/A | PC | NURSES WEEK | $18,000 | |
| ST LUKES CORNWALL HOSPITAL | ||||||||
| 70 DUBOIS ST | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| ST NICHOLAS GREEK ORTHODOX CHURCH | ||||||||
| 19 FULLERTON AVE | NEWBURGH | NY | 12550 | N/A | PC | ANNUAL FUNDRAISER | $1,200 | |
| STORM KING ART CENTER | ||||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | CURATOR & DIRECTOR RENEWAL | $27,500 | |
| STORM KING ART CENTER | ||||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $25,000 | |
| STORM KING ART CENTER | ||||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | PATRON PICNIC DINNER | $5,000 | |
| STORM KING SCHOOL | ||||||||
| 314 MOUNTAIN ROAD | CORNWALLONHUDSON | NY | 12520 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| TEMPLE BETH JACOB | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $4,200 | |
| TEMPLE BETH JACOB | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | HIGH HOLIDAY APPEAL | $3,600 | |
| THE ARC OF SULLIVAN-ORANGE COUNTIES INC | ||||||||
| 249 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $3,600 | |
| TOWN OF NEWBURGH | ||||||||
| 1496 ROUTE 300 | NEWBURGH | NY | 12550 | N/A | PC | FOR TOWN TO MAINTAIN LAND | $100,000 | |
| VARIOUS INDIVIDUALS | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 12550 | N/A | I | INDIGENT PERSONS - COVID-19 PANDEMIC GIFT TO 197 INDIVIDUALS | $37,150 | |
| WALKWAY OVER THE HUDSON | ||||||||
| 87 HAVILAND ROAD | HIGHLAND | NY | 12528 | N/A | PC | STARRY NIGHT FUNDRAISER | $2,500 | |
| YOUTH OPPORTUNITIES UNDERLINING RESILIENT SOLUTIONS INC | ||||||||
| C/O WRIGHT 140 ELGAR PLACE 33L | BRONX | NY | 10475 | N/A | PC | EMERGE-5 SCHOLARSHIP | $2,500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,209,615 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ACCESS SUPPORTS FOR LIVING FOUNDATION | |||||||
| 15 FORTUNE RD | WEST MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $600,000 |
| CARE DIMENSIONS | |||||||
| 75 SYLVAN STREET STE B-102 | DANVERS | MA | 01923 | N/A | PC | OPERATING SUPPORT | $100,000 |
| CONGREGATION AGUDAS ISRAEL | |||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $100,000 |
| FOUNDATION FOR NEUROLOGIC DISEASE | |||||||
| 10 STATE STREET | NEWBURYPORT | NY | 01950 | N/A | PC | OPERATING SUPPORT | $1,400,000 |
| HABITAT FOR HUMANITY OF GREATER NEWBURGH | |||||||
| 125 WASHINGTON STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $200,000 |
| KOL YISRAEL | |||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | OPERATING SUPPORT | $900,000 |
| KOL YISRAEL | |||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | ASBESTOS #4 OF 5 | $100,000 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | |||||||
| PO BOX 27106 | NEW YORK | NY | 10087 | N/A | PC | OPERATING SUPPORT | $50,000 |
| MSMC - DOMINICAN CENTER | |||||||
| 330 POWELL AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,000,000 |
| MSMC MATH SCI & TECH CTR | |||||||
| 330 POWELL AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,100,000 |
| ORANGE COUNTY COMMUNITY COLLEGE - MIDDLETOWN CAMPUS | |||||||
| 115 SOUTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $3,500,000 |
| ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC | |||||||
| 70 DUBOIS STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $3,400,000 |
| TOWN OF NEWBURGH - DESMOND CAMPUS | |||||||
| 6 ALBANY POST ROAD | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $14,650,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $320 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,145,428 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $29,691 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $13,094,895 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RESCINDED GRANTS | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $750 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $14,271,084 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $14,271,084 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX RETURN PREPARATION | CategoryTxt |
| Amt | $24,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $24,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (144 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABB FIN USA INC 0BP 2.875% DUE 5/8/22 (30,000.000 QTY) | $30,042 | $30,242 |
| ABBVIE INC NTS B/E 3.200% DUE 11/6/22 (15,000.000 QTY) | $15,117 | $15,254 |
| AFLAC INC B/E 2.875% DUE 10/15/26 (15,000.000 QTY) | $14,603 | $15,788 |
| AIR LEASE CORP NTS B/E 3.000% DUE 9/15/23 (92,000.000 QTY) | $95,338 | $94,427 |
| ALABAMA POWER CO NTS B/E 2.450% DUE 3/30/22 (20,000.000 QTY) | $19,984 | $20,064 |
| ALTRIA GROUP INC B/E 2.950% DUE 5/2/23 (15,000.000 QTY) | $14,676 | $15,374 |
| AMERICAN EXPRESS CO NTS 2.500% DUE 8/1/22 (70,000.000 QTY) | $68,237 | $70,721 |
| AMERICAN HONDA FIN 2.150% DUE 9/10/24 (35,000.000 QTY) | $34,990 | $35,874 |
| AMERIPRISE FINANCIAL INC 2.875% DUE 9/15/26 (19,000.000 QTY) | $18,980 | $20,012 |
| AMERIPRISE FINANCIAL INC 3.700% DUE 10/15/24 (25,000.000 QTY) | $25,340 | $26,692 |
| APPLE INC B/E 3.250% DUE 2/23/26 (16,000.000 QTY) | $16,216 | $17,112 |
| APPLE INC NTS B/E 2.100% DUE 9/12/22 (15,000.000 QTY) | $14,999 | $15,173 |
| APPLE INC NTS B/E 3.450% DUE 5/6/24 (45,000.000 QTY) | $45,792 | $47,601 |
| ATMOS ENERGY CORP B/E 5BP 1.500% DUE 1/15/31 (20,000.000 QTY) | $19,913 | $18,787 |
| ATMOS ENERGY CORP NTS 2.625% DUE 9/15/29 (15,000.000 QTY) | $14,991 | $15,436 |
| AVALONBAY COMMUNITIES 3.200% DUE 1/15/28 (15,000.000 QTY) | $14,940 | $16,045 |
| AVALONBAY COMMUNITIES MED TERM NTS 3.450% DUE 6/1/25 (15,000.000 QTY) | $14,551 | $15,926 |
| BAKER HUGHES A GE CO LLC 2.773% DUE 12/15/22 (40,000.000 QTY) | $39,823 | $40,794 |
| BALTIMORE GAS & ELEC CO 2.400% DUE 8/15/26 (27,000.000 QTY) | $27,062 | $27,704 |
| BANK OF AMER CORP MED TERM NTS 3.300% DUE 1/11/23 (12,000.000 QTY) | $12,063 | $12,329 |
| BANK OF AMER CORP MED TERM NTS 4.200% DUE 8/26/24 (326,000.000 QTY) | $354,173 | $349,511 |
| BANK OF AMER CORP NTS 5BP FIX TO FLOA 3.366% DUE 1/23/26 (40,000.000 QTY) | $41,179 | $42,096 |
| BANK OF AMER CORP NTS B/E 3.500% DUE 4/19/26 (10,000.000 QTY) | $9,660 | $10,778 |
| BANK OF NOVA SCOTIA NTS B/E 3.400% DUE 2/11/24 (65,000.000 QTY) | $66,269 | $68,210 |
| BB&T CORP MED TERM NTS B/E 2.850% DUE 10/26/24 (60,000.000 QTY) | $59,034 | $62,709 |
| BERKSHIRE HATHAWAY INC 2.750% DUE 3/15/23 (45,000.000 QTY) | $45,213 | $45,950 |
| BK OF AMER CORP 2.816% DUE 7/21/23 (15,000.000 QTY) | $15,003 | $15,166 |
| BK OF AMER CORP 3.559% DUE 4/23/27 (75,000.000 QTY) | $82,392 | $80,244 |
| BK OF AMER CORP B/E MED TERM NTS 3.875% DUE 8/1/25 (15,000.000 QTY) | $15,318 | $16,266 |
| BK OF NY MELLON CORP NTS B/E 2.661% DUE 5/16/23 (20,000.000 QTY) | $20,387 | $20,150 |
| BLACKROCK INC B/E 1.900% DUE 1/28/31 (15,000.000 QTY) | $15,002 | $14,798 |
| BLACKROCK INC NTS B/E 3.500% DUE 3/15/24 (15,000.000 QTY) | $15,238 | $15,854 |
| BOEING CO DEBS 7.250% DUE 6/15/25 (10,000.000 QTY) | $11,243 | $11,737 |
| BROOKFIELD FIN LLC NTS 4.000% DUE 4/1/24 (15,000.000 QTY) | $14,840 | $15,813 |
| BURLINGTON NTHN SANTA FE 3.400% DUE 9/1/24 (15,000.000 QTY) | $16,062 | $15,816 |
| CAN IMPERIAL BANK NTS B/E 3.500% DUE 9/13/23 (15,000.000 QTY) | $15,140 | $15,682 |
| CANADIAN IMPERIAL BANK NTS B/E 2.250% DUE 1/28/25 (31,000.000 QTY) | $30,997 | $31,682 |
| CAPITAL ONE FINANCIAL CO NTS B/E 3.05% DUE 3/9/22 (15,000.000 QTY) | $15,002 | $15,039 |
| CHARLES SCHWAB CORP B/E 3.200% DUE 1/25/28 (10,000.000 QTY) | $10,023 | $10,758 |
| CHARTER COMM OPT LLC/CAP 4.908% DUE 7/23/25 (92,000.000 QTY) | $101,289 | $101,247 |
| CHUBB INA HLDGS INC NTS 5BP 1.375% DUE 9/15/30 (35,000.000 QTY) | $34,922 | $33,002 |
| CITIGROUP INC B/E 3.200% DUE 10/21/26 (95,000.000 QTY) | $93,774 | $100,727 |
| CITIGROUP INC DEP SHS 2.876% DUE 7/24/23 (15,000.000 QTY) | $14,968 | $15,181 |
| CITIGROUP INC NTS B/E 3.352% DUE 4/24/25 (30,000.000 QTY) | $31,564 | $31,330 |
| CME GROUP INC 3.000% DUE 3/15/25 (20,000.000 QTY) | $19,878 | $21,003 |
| COLUMBIA PIPELINE GROUP 4.500% DUE 6/1/25 (50,000.000 QTY) | $53,202 | $53,947 |
| COMCAST CORP B/E 2.350% DUE 1/15/27 (20,000.000 QTY) | $18,314 | $20,725 |
| COMCAST CORP B/E 3.150% DUE 3/1/26 (17,000.000 QTY) | $17,199 | $18,134 |
| COMCAST CORP NEW B/E 3.375% DUE 2/15/25 (20,000.000 QTY) | $19,585 | $21,229 |
| COMERICA INC NTS B/E 3.700% DUE 7/31/23 (45,000.000 QTY) | $45,292 | $46,833 |
| CONNECTICUT LIGHT & PWR 3.200% DUE 3/15/27 (15,000.000 QTY) | $14,949 | $15,960 |
| COSTCO WHSL CORP NTS B/E 5BP 1.375% DUE 6/20/27 (20,000.000 QTY) | $19,955 | $19,859 |
| DOMINION GAS HLDGS LLC 3.550% DUE 11/1/23 (15,000.000 QTY) | $14,894 | $15,598 |
| DUKE ENERGY FLORIDA LLC 2.500% DUE 12/1/29 (50,000.000 QTY) | $49,974 | $51,433 |
| ELI LILLY & CO B/E 3.375% DUE 3/15/29 (9,000.000 QTY) | $8,986 | $9,931 |
| ENTERGY ARK INC B/E 3.050% DUE 6/1/23 (13,000.000 QTY) | $12,999 | $13,321 |
| ERP OPERATING LP B/E 3.000% DUE 4/15/23 (45,000.000 QTY) | $45,253 | $46,025 |
| EXXON MOBIL CORP B/E 3.043% DUE 3/1/26 (14,000.000 QTY) | $14,000 | $14,818 |
| EXXON MOBIL CORP NTS B/E 2.019% DUE 8/16/24 (15,000.000 QTY) | $15,509 | $15,373 |
| GENL MOTORS FINL CO INC 4.350% DUE 1/17/27 (34,000.000 QTY) | $37,579 | $37,476 |
| GILEAD SCIENCES INC B/E 3.700% DUE 4/1/24 (45,000.000 QTY) | $45,773 | $47,311 |
| GILEAD SCIENCES INC NTS 3.250% DUE 9/1/22 (15,000.000 QTY) | $15,206 | $15,202 |
| GOLDMAN SACHS GROUP INC 3.850% DUE 1/26/27 (75,000.000 QTY) | $77,558 | $80,648 |
| HOME DEPOT INC B/E 2.125% DUE 9/15/26 (35,000.000 QTY) | $32,497 | $36,118 |
| HOME DEPOT INC NTS B/E 3.900% DUE 12/6/28 (15,000.000 QTY) | $14,897 | $16,905 |
| HSBC HLDGS PLC B/E 4.000% DUE 3/30/22 (42,000.000 QTY) | $42,389 | $42,374 |
| INDIANA MICH PWR CO NTS 3.850% DUE 5/15/28 (30,000.000 QTY) | $29,906 | $32,984 |
| INTEL CORP NTS B/E 2.450% DUE 11/15/29 (15,000.000 QTY) | $14,980 | $15,532 |
| INTUIT INC NTS B/E 0BP 0.950% DUE 7/15/25 (30,000.000 QTY) | $29,976 | $29,582 |
| INVESCO FIN PLC B/E 4.000% DUE 1/30/24 (30,000.000 QTY) | $30,286 | $31,680 |
| JOHN DEERE CAPITAL CORP MED TERM NTS 2.750% DUE 3/15/22 (27,000.000 QTY) | $26,981 | $27,132 |
| JOHN DEERE CPTL CORP MED TERM NTS 2.700% DUE 1/6/23 (15,000.000 QTY) | $14,507 | $15,299 |
| LINCOLN NATL CORP B/E 4.000% DUE 9/1/23 (20,000.000 QTY) | $20,162 | $20,968 |
| LOCKHEED MARTIN CORP B/E 1.850% DUE 6/15/30 (35,000.000 QTY) | $36,306 | $34,410 |
| MARSH & MCLENNAN COS INC NTS B/E 3.300% DUE 3/14/23 (15,000.000 QTY) | $15,012 | $15,395 |
| MEAD JOHNSON NUTRITION 4.125% DUE 11/15/25 (50,000.000 QTY) | $52,083 | $54,499 |
| MEDTRONIC INC B/E 3.500% DUE 3/15/25 (11,000.000 QTY) | $11,078 | $11,716 |
| METLIFE INC B/E 4.368% DUE 9/15/23 (30,000.000 QTY) | $30,833 | $31,739 |
| MICROSOFT CORP B/E 3.300% DUE 2/6/27 (15,000.000 QTY) | $16,860 | $16,356 |
| MITSUBISHI UFJ FIN GRP NTS B/E 3.741% DUE 3/7/29 (75,000.000 QTY) | $84,647 | $82,004 |
| MITSUBISHI UFJ FINL GROUP INC 2.998% DUE 2/22/22 (20,000.000 QTY) | $20,013 | $20,071 |
| MORGAN STANLEY B/E 4.000% DUE 7/23/25 (25,000.000 QTY) | $27,608 | $27,106 |
| MORGAN STANLEY NTS B/E 3.700% DUE 10/23/24 (60,000.000 QTY) | $59,364 | $63,911 |
| MORGAN STANLEY NTS B/E 3.875% DUE 1/27/26 (45,000.000 QTY) | $45,341 | $48,684 |
| NATL RURAL UTILS COOP 3.900% DUE 11/1/28 (30,000.000 QTY) | $30,766 | $33,518 |
| NORTHERN TRUST CORP NTS B/E 1.950% DUE 5/1/30 (15,000.000 QTY) | $14,943 | $14,868 |
| NTHN STATES PWR CO B/E 2.600% DUE 5/15/23 (15,000.000 QTY) | $15,005 | $15,223 |
| NUCOR CORP B/E 4.125% DUE 9/15/22 (15,000.000 QTY) | $15,160 | $15,245 |
| ONCOR ELEC DELIVERY NTS 2.950% DUE 4/1/25 (30,000.000 QTY) | $29,552 | $31,322 |
| ONE GAS INC NTS B/E 2.000% DUE 5/15/30 (5,000.000 QTY) | $4,974 | $4,868 |
| ORACLE CORP NTS B/E 2.400% DUE 9/15/23 (45,000.000 QTY) | $44,989 | $45,895 |
| ORIX CORP NTS 2.900% DUE 7/18/22 (15,000.000 QTY) | $15,017 | $15,173 |
| ORIX CORP NTS B/E 3.700% DUE /18/27 (30,000.000 QTY) | $29,861 | $32,587 |
| PACIFIC GAS & ELEC NTS 1.750% DUE 6/16/22 (392,000.000 QTY) | $391,996 | $392,000 |
| PACIFIC GAS & ELEC NTS 2.100% DUE 8/1/27 (72,000.000 QTY) | $70,040 | $69,560 |
| PFIZER & CO INC B/E 2.5BP 3.450% DUE 3/15/29 (15,000.000 QTY) | $14,965 | $16,521 |
| PHILIP MORRIS INTL INC NTS B/E 2.125% DUE 5/10/23 (20,000.000 QTY) | $19,780 | $20,301 |
| PINNACLE WEST CPTL CORP 5BP 1.300% DUE 6/15/25 (23,000.000 QTY) | $23,356 | $22,632 |
| PLAINS ALL AMER PIPELINE 3.600% DUE 11/1/24 (392,000.000 QTY) | $416,877 | $409,860 |
| PLAINS ALL AMER PIPELINE 4.650% DUE 10/15/25 (46,000.000 QTY) | $50,142 | $50,193 |
| PNC FINL SERV GRP INC WT EXP B/E 3.450% DUE 4/23/29 (30,000.000 QTY) | $34,054 | $32,694 |
| POTOMAC ELEC PWR CO B/E 3.600% DUE 3/15/24 (15,000.000 QTY) | $15,234 | $15,692 |
| PRECISION CASTPARTS CORP 3.250% DUE 6/15/25 (15,000.000 QTY) | $15,012 | $15,908 |
| PRINCIPAL FINANCIAL GROUP 3.125% DUE 5/15/23 (13,000.000 QTY) | $12,982 | $13,363 |
| PRUDENTIAL FINL INC 3.878% DUE 3/27/28 (10,000.000 QTY) | $10,000 | $11,097 |
| PRUDENTIAL FINL INC NTS 1.500% DUE 3/10/26 (15,000.000 QTY) | $15,173 | $15,015 |
| PUBLIC STORAGE B/E 3.385% DUE 5/1/29 (10,000.000 QTY) | $9,981 | $10,903 |
| QUALCOMM INC NTS B/E 3.250% DUE 5/20/27 (19,000.000 QTY) | $18,950 | $20,514 |
| RABOBK NEDERL&MED TERM NTS 3.875% DUE 2/8/22 (70,000.000 QTY) | $70,062 | $70,232 |
| REALTY INCOME CORP B/E 3.000% DUE 1/15/27 (15,000.000 QTY) | $13,970 | $15,833 |
| REALTY INCOME CORP B/E 3.650% DUE 1/15/28 (15,000.000 QTY) | $14,975 | $16,352 |
| REALTY INCOME CORP B/E 3.875% DUE 7/15/24 (15,000.000 QTY) | $14,993 | $15,914 |
| S&P GLOB INC B/E 2.50BP 2.500% DUE 12/1/29 (15,000.000 QTY) | $14,975 | $15,506 |
| SAN DIEGO GAS & ELEC NTS 2.500% DUE 5/15/26 (14,000.000 QTY) | $13,955 | $14,483 |
| SCHLUMBERGER FIN CANADA 0BP 1.400% DUE 9/17/25 (15,000.000 QTY) | $14,982 | $14,951 |
| SHELL INTL FIN NTS B/E 0BP 3.250% DUE 5/11/25 (40,000.000 QTY) | $40,114 | $42,588 |
| SIERRA PAC POWER CO B/E 3.375% DUE 8/15/23 (30,000.000 QTY) | $30,779 | $30,979 |
| SIMON PPTY GROUP LP B/E 3.375% DUE 10/1/24 (20,000.000 QTY) | $19,804 | $21,041 |
| SIMON PPTY GROUP LP NTS 3.750% DUE 2/1/24 (25,000.000 QTY) | $25,361 | $26,178 |
| STATE STREET CORP B/E 3.550% DUE 8/18/25 (25,000.000 QTY) | $25,690 | $26,944 |
| STATE STREET CORP NTS 2.653% DUE 5/15/23 (20,000.000 QTY) | $19,393 | $20,145 |
| SUMITOMO MITSUI FINL GRP NTS B/E 2.784% DUE 7/12/22 (15,000.000 QTY) | $15,004 | $15,184 |
| SUMITOMO MITSUI FINL GRP NTS B/E 3.102% DUE 1.17/23 (50,000.000 QTY) | $49,171 | $51,189 |
| SUNTRUST BANK NTS B/E 3.200% DUE 4/1/24 (30,000.000 QTY) | $30,092 | $31,408 |
| TEXAS INSTRUMENTS INC 1.750% DUE 5/4/30 (15,000.000 QTY) | $15,039 | $14,725 |
| TJX COS INC B/E 2.250% DUE 9/5/26 (15,000.000 QTY) | $15,870 | $15,494 |
| TORONTO-DOMINION BANK 0BP 0.750% DUE 9/11/25 (20,000.000 QTY) | $19,954 | $19,474 |
| TOTAL CAPITAL INTL SA 3.750% DUE 4/10/24 (15,000.000 QTY) | $15,318 | $15,921 |
| TOTAL CAPITAL INTL SA 5BP 3.455% DUE 2/19/29 (15,000.000 QTY) | $15,000 | $16,263 |
| TOYOTA MOTOR CRDT CORP 0BP 1.800% DUE 2/13/25 (35,000.000 QTY) | $36,148 | $35,538 |
| UNITED HEALTH GROUP INC 1.250% DUE 1/15/26 (15,000.000 QTY) | $14,942 | $14,951 |
| UNITEDHEALTH GROUP INC 2.950% DUE 10/15/27 (12,000.000 QTY) | $11,900 | $12,806 |
| US BANCORP B/E 3.000% DUE 7/30/29 (15,000.000 QTY) | $14,999 | $15,856 |
| US BANCORP NTS B/E 1.450% DUE 5/12/25 (57,000.000 QTY) | $56,934 | $57,259 |
| VIRGINIA ELEC & POWER CO 3.450% DUE 2/15/24 (14,000.000 QTY) | $14,090 | $14,591 |
| WALT DISNEY COMPANY/THE 0BP 2.55% DUE 2/15/22 (40,000.000 QTY) | $39,318 | $40,104 |
| WELLPOINT INC NTS B/E 3.300% DUE 1/15/23 (15,000.000 QTY) | $15,112 | $15,391 |
| WELLS FARGO & CO 3.750% DUE 12/4/24 (35,000.000 QTY) | $35,817 | $36,779 |
| WELLS FARGO & CO 5BP NTS 2.406% DUE 10/30/25 (35,000.000 QTY) | $35,000 | $35,862 |
| WELLS FARGO & CO MED TERM NTS 4.100% DUE 6/3/26 (30,000.000 QTY) | $30,169 | $32,714 |
| WELLS FARGO & CO NTS B/E 3.069% DUE 1/24/23 (35,000.000 QTY) | $35,088 | $35,047 |
| WELLS FARGO & CO NTS B/E 3.450% DUE 2/13/23 (30,000.000 QTY) | $29,991 | $30,868 |
| WESTPAC BANKING CORP B/E 2.850% DUE 5/13/26 (30,000.000 QTY) | $27,846 | $31,612 |
| WESTPAC BANKING CORP NTS B/E 2.350% DUE 3/19/25 (35,000.000 QTY) | $35,105 | $36,152 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (213 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS (ABT) 988.000 SHARES | $112,160 | $139,051 |
| ACADIA REALTY TRUST SBI (AKR) 362.000 SHARES | $8,002 | $7,902 |
| ACCENTURE PLC IRELAND CL A (ACN) 280.000 SHARES | $77,847 | $116,074 |
| ADAPTIVE BIOTECHNOLOGIES CORP (ADPT) 144.000 SHARES | $5,460 | $4,041 |
| ADOBE INC (ADBE) 162.000 SHARES | $80,090 | $91,864 |
| ADOBE INC (ADBE) 216.000 SHARES | $109,285 | $122,485 |
| ALCON INC CHF (ALC) 723.000 SHARES | $50,256 | $62,988 |
| ALLEGION PLC (ALLE) 868.000 SHARES | $119,402 | $114,958 |
| ALLEGRO MICROSYSTEMS INC DEL (ALGM) 484.000 SHARES | $13,038 | $17,511 |
| ALPHABET INC CL A (GOOGL) 160.000 SHARES | $380,909 | $463,526 |
| AMAZON.COM INC (AMZN) 145.000 SHARES | $472,087 | $483,479 |
| AMER ELECTRIC POWER CO (AEP) 649.000 SHARES | $55,457 | $57,742 |
| AMERICAN TOWER CORP REIT (AMT) 300.000 SHARES | $77,042 | $87,750 |
| AMERIPRISE FINANCIAL INC (AMP) 210.000 SHARES | $55,194 | $63,349 |
| AMERIPRISE FINANCIAL INC (AMP) 436.000 SHARES | $112,384 | $131,524 |
| AMGEN INC (AMGN) 254.000 SHARES | $59,590 | $57,142 |
| AMGEN INC (AMGN) 598.000 SHARES | $140,806 | $134,532 |
| ANALOG DEVICES INC (ADI) 926.000 SHARES | $153,024 | $162,763 |
| ANSYS INC (ANSS) 228.000 SHARES | $76,754 | $91,455 |
| ANSYS INC (ANSS) 231.000 SHARES | $76,473 | $92,659 |
| APPLE INC (AAPL) 2,090.000 SHARES | $261,908 | $371,121 |
| APPLIED MATERIALS INC (AMAT) 756.000 SHARES | $102,188 | $118,964 |
| ASPEN TECHNOLOGY INC (AZPN) 667.000 SHARES | $90,962 | $101,517 |
| AUTOMATIC DATA PROCESSNG INC (ADP) 490.000 SHARES | $97,823 | $120,824 |
| AVISTA CORP (AVA) 188.000 SHARES | $8,386 | $7,988 |
| AZENTA INC (AZTA) 113.000 SHARES | $10,432 | $11,651 |
| BENTLEY SYSTEMS INC CL B (BSY) 2,512.000 SHARES | $150,272 | $121,405 |
| BERKLEY W R CORP (WRB) 1,670.000 SHARES | $129,047 | $137,591 |
| BJ'S RESTAURANTS INC (BJRI) 351.000 SHARES | $16,369 | $12,127 |
| BJS WHSL CLUB HLDGS INC (BJ) 317.000 SHARES | $14,932 | $21,229 |
| BLACKBAUD INC (BLKB) 181.000 SHARES | $13,181 | $14,295 |
| BLACKROCK INC (BLK) 159.000 SHARES | $139,291 | $145,574 |
| BOOKING HLDGS INC (BKNG) 29.000 SHARES | $65,132 | $69,578 |
| BOSTON SCIENTIFIC CORP (BSX) 2,344.000 SHARES | $98,736 | $99,573 |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC (BFAM) 111.000 SHARES | $16,075 | $13,973 |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC (BFAM) 693.000 SHARES | $96,438 | $87,235 |
| BROADCOM INC (AVGO) 265.000 SHARES | $136,750 | $176,334 |
| BURLINGTON STORES INC (BURL) 56.000 SHARES | $16,928 | $16,325 |
| CAMDEN PPTY TR SBI (CPT) 97.000 SHARES | $12,635 | $17,332 |
| CAPITAL ONE FINCL CORP (COF) 498.000 SHARES | $83,047 | $72,255 |
| CDW CORP (CDW) 826.000 SHARES | $136,836 | $169,148 |
| CHARLES RIVER LABORATORIES (CRL) 560.000 SHARES | $185,361 | $210,997 |
| CHEMED CORP NEW (CHE) 175.000 SHARES | $87,075 | $92,582 |
| CHUBB LTD CHF (CB) 238.000 SHARES | $40,769 | $46,008 |
| CHUBB LTD CHF (CB) 798.000 SHARES | $137,271 | $154,261 |
| CHURCH & DWIGHT CO INC (CHD) 117.000 SHARES | $10,053 | $11,993 |
| CINN FINANCIAL CORP (CINF) 442.000 SHARES | $53,948 | $50,357 |
| CISCO SYSTEMS INC (CSCO) 3,055.000 SHARES | $161,716 | $193,595 |
| COCA COLA CO COM (KO) 3,191.000 SHARES | $176,335 | $188,939 |
| COCA COLA CO COM (KO) 906.000 SHARES | $50,215 | $53,644 |
| COMCAST CORP NEW CL A (CMCSA) 3,536.000 SHARES | $196,177 | $177,967 |
| COMMERCE BANCSHARES (CBSH) 485.000 SHARES | $35,955 | $33,339 |
| CONSTELLATION BRANDS INC CL A (STZ) 185.000 SHARES | $40,514 | $46,429 |
| COOPER COMPANIES INC NEW (COO) 348.000 SHARES | $132,883 | $145,791 |
| COPART INC (CPRT) 941.000 SHARES | $116,477 | $142,674 |
| CORTEVA INC (CTVA) 1,577.000 SHARES | $71,698 | $74,561 |
| COSTCO WHOLESALE CORP (COST) 195.000 SHARES | $74,765 | $110,702 |
| COTERRA ENERGY INC (CTRA) 2,262.000 SHARES | $38,452 | $42,978 |
| CROWN CASTLE INTL CORP REIT (CCI) 334.000 SHARES | $64,860 | $69,719 |
| CULLEN FROST BANKERS INC (CFR) 343.000 SHARES | $41,867 | $43,242 |
| CYBER-ARK SOFTWARE LTD ILS (CYBR) 74.000 SHARES | $12,324 | $12,823 |
| DANAHER CORP (DHR) 231.000 SHARES | $59,934 | $76,001 |
| DANAHER CORP (DHR) 352.000 SHARES | $85,687 | $115,812 |
| DECKERS OUTDOOR CORP (DECK) 66.000 SHARES | $21,432 | $24,176 |
| DIAGEO PLC NEW GB SPON ADR (DEO) 715.000 SHARES | $137,030 | $157,400 |
| DISCOVER FINANCIAL SERVICES (DFS) 863.000 SHARES | $105,628 | $99,728 |
| DOLLAR GEN CORP NEW (DG) 366.000 SHARES | $74,862 | $86,314 |
| DUCK CREEK TECHNOLOGIES INC (DCT) 1,586.000 SHARES | $62,806 | $47,754 |
| EAST WEST BANCORP INC (EWBC) 337.000 SHARES | $24,975 | $26,515 |
| EASTGROUP PROPERTIES INC (EGP) 85.000 SHARES | $14,132 | $19,367 |
| ECOLAB INC (ECL) 273.000 SHARES | $58,238 | $64,043 |
| ELANCO ANIMAL HEALTH INC (ELAN) 1,284.000 SHARES | $45,537 | $36,440 |
| ELANCO ANIMAL HEALTH INC (ELAN) 2,826.000 SHARES | $100,337 | $80,202 |
| EOG RESOURCES INC (EOG) 1,611.000 SHARES | $135,422 | $143,105 |
| EQUIFAX INC (EFX) 554.000 SHARES | $127,496 | $162,206 |
| EQUITY LIFESTYLE PROPERTIES INC REIT (ELS) 331.000 SHARES | $23,975 | $29,015 |
| ESSENTIAL UTILS INC (WTRG) 162.000 SHARES | $7,699 | $8,698 |
| EXPONENT INC (EXPO) 722.000 SHARES | $63,389 | $84,279 |
| FAIR ISAAC CORP (FICO) 140.000 SHARES | $67,399 | $60,714 |
| FIDELITY NATL INFORMATION SVCS (FIS) 939.000 SHARES | $134,193 | $102,492 |
| FIRST SOLAR INC (FSLR) 113.000 SHARES | $8,532 | $9,849 |
| FRESHPET INC (FRPT) 58.000 SHARES | $7,462 | $5,526 |
| GENL DYNAMICS CORP (GD) 214.000 SHARES | $40,733 | $44,613 |
| HANESBRANDS INC (HBI) 573.000 SHARES | $11,200 | $9,581 |
| HANNON ARMSTRONG SUS INFRASTRUCTURE CAP INC (HASI) 137.000 SHARES | $7,542 | $7,277 |
| HANOVER INSURANCE GROUP INC (THG) 124.000 SHARES | $17,236 | $16,251 |
| HENRY JACK & ASSOC INC (JKHY) 456.000 SHARES | $71,233 | $76,147 |
| HEXCEL CORP NEW (HXL) 227.000 SHARES | $13,920 | $11,759 |
| HOME DEPOT INC (HD) 275.000 SHARES | $85,489 | $114,128 |
| HOME DEPOT INC (HD) 360.000 SHARES | $113,514 | $149,404 |
| HONEYWELL INTL INC (HON) 267.000 SHARES | $62,476 | $55,672 |
| HONEYWELL INTL INC (HON) 327.000 SHARES | $75,387 | $68,183 |
| HORACE MANN EDUCATORS CORP NEW (HMN) 261.000 SHARES | $10,317 | $10,101 |
| HOST HOTELS & RESORTS INC (HST) 327.000 SHARES | $5,829 | $5,687 |
| HUNT J B TRANS SVCS INC (JBHT) 125.000 SHARES | $20,448 | $25,550 |
| INGEVITY CORP (NGVT) 166.000 SHARES | $13,932 | $11,902 |
| INTERACTIVE BROKERS GROUP INC CL A (IBKR) 1,517.000 SHARES | $104,482 | $120,480 |
| INTERCONTINENTALEXCHANGE GROUP (ICE) 625.000 SHARES | $70,297 | $85,481 |
| IPG PHOTONICS CORP (IPGP) 113.000 SHARES | $22,345 | $19,452 |
| JOHNSON & JOHNSON COM (JNJ) 1,375.000 SHARES | $228,881 | $235,221 |
| JOHNSON CTLS INTL PLC (JCI) 933.000 SHARES | $62,128 | $75,862 |
| JONES LANG LASALLE INC (JLL) 84.000 SHARES | $17,351 | $22,625 |
| JPMORGAN CHASE & CO (JPM) 1,257.000 SHARES | $209,087 | $199,046 |
| LAMB WESTON HLDGS INC (LW) 231.000 SHARES | $19,337 | $14,641 |
| LAUDER ESTEE COS CL A (EL) 173.000 SHARES | $52,899 | $64,045 |
| LENNAR CORP CL A (LEN) 717.000 SHARES | $69,355 | $83,287 |
| LENNOX INTL INC (LII) 366.000 SHARES | $125,482 | $118,716 |
| LHC GROUP INC (LHCG) 104.000 SHARES | $20,703 | $14,272 |
| LINCOLN ELEC HOLDINGS NEW (LECO) 155.000 SHARES | $19,995 | $21,618 |
| LINDE PLC EUR (LIN) 544.000 SHARES | $161,349 | $188,458 |
| LKQ CORP NEW (LKQ) 330.000 SHARES | $16,334 | $19,810 |
| LOCKHEED MARTIN CORP (LMT) 319.000 SHARES | $122,725 | $113,376 |
| LOWES COMPANIES INC (LOW) 577.000 SHARES | $113,828 | $149,143 |
| LPL FINL HLDGS INC COM (LPLA) 146.000 SHARES | $20,653 | $23,373 |
| LPL FINL HLDGS INC COM (LPLA) 790.000 SHARES | $115,624 | $126,471 |
| LTC PROPERTIES INC REAL ESTATE INVESTMNT TR (LTC) 190.000 SHARES | $7,492 | $6,487 |
| MANPOWERGROUP INC (MAN) 110.000 SHARES | $13,360 | $10,706 |
| MARSH & MCLENNAN COS INC (MMC) 719.000 SHARES | $99,862 | $124,977 |
| MARTIN MARIETTA MATERIALS INC (MLM) 181.000 SHARES | $64,761 | $79,734 |
| MCDONALDS CORP (MCD) 685.000 SHARES | $160,034 | $183,628 |
| MEDTRONIC PLC (MDT) 1,550.000 SHARES | $190,030 | $160,348 |
| MEDTRONIC PLC (MDT) 463.000 SHARES | $57,387 | $47,897 |
| MERITAGE HOMES CORP (MTH) 149.000 SHARES | $15,544 | $18,187 |
| META PLATFORMS INC CL A (FB) 865.000 SHARES | $285,108 | $290,943 |
| MICHELIN COMPAGNIE GENERALE ADR (MGDDY) 1,742.000 SHARES | $55,276 | $57,120 |
| MICROCHIP TECHNOLOGY INC (MCHP) 902.000 SHARES | $69,887 | $78,528 |
| MICROSOFT CORP (MSFT) 1,346.000 SHARES | $327,854 | $452,687 |
| MICROSOFT CORP (MSFT) 2,171.000 SHARES | $551,612 | $730,151 |
| MICROSOFT CORP (MSFT) 360.000 SHARES | $88,659 | $121,075 |
| MIDDLEBY CORP DELA (MIDD) 101.000 SHARES | $17,183 | $19,873 |
| MINERALS TECHNOLOGIES INC (MTX) 259.000 SHARES | $22,350 | $18,946 |
| MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR (MUFG) 4,507.000 SHARES | $26,311 | $24,608 |
| MORGAN STANLEY (MS) 946.000 SHARES | $96,739 | $92,859 |
| MSA SAFETY INC COM (MSA) 80.000 SHARES | $13,171 | $12,077 |
| MSCI INC (MSCI) 297.000 SHARES | $138,081 | $181,969 |
| N Y TIMES CO CL A (NYT) 386.000 SHARES | $16,373 | $18,644 |
| NANOSTRING TECHNOLOGIES INC (NSTG) 99.000 SHARES | $5,560 | $4,181 |
| NEXTERA ENERGY INC COM (NEE) 773.000 SHARES | $55,931 | $72,167 |
| NIKE INC CL B (NKE) 439.000 SHARES | $64,206 | $73,168 |
| NORDSON CORP (NDSN) 597.000 SHARES | $131,910 | $152,396 |
| NOVARTIS AG SPON ADR (NVS) 966.000 SHARES | $85,984 | $84,496 |
| O REILLY AUTOMOTIVE INC (ORLY) 190.000 SHARES | $101,327 | $134,184 |
| OMNICELL INC (OMCL) 165.000 SHARES | $23,096 | $29,773 |
| ORMAT TECHNOLOGIES INC (ORA) 174.000 SHARES | $12,008 | $13,798 |
| OSHKOSH CORP (OSK) 359.000 SHARES | $38,170 | $40,463 |
| PARKER HANNIFIN CORP (PH) 215.000 SHARES | $66,955 | $68,396 |
| PARKER HANNIFIN CORP (PH) 381.000 SHARES | $117,232 | $121,204 |
| PAYLOCITY HLDG CORP (PCTY) 51.000 SHARES | $12,593 | $12,044 |
| PAYPAL HOLDINGS INC (PYPL) 219.000 SHARES | $57,478 | $41,299 |
| PENUMBRA INC (PEN) 36.000 SHARES | $9,984 | $10,344 |
| PHILLIPS 66 (PSX) 1,216.000 SHARES | $109,571 | $88,111 |
| PHILLIPS 66 (PSX) 404.000 SHARES | $36,168 | $29,274 |
| PNC FINANCIAL SERVICES GROUP (PNC) 319.000 SHARES | $62,478 | $63,966 |
| POOL CORP (POOL) 389.000 SHARES | $171,018 | $220,174 |
| PROCTER & GAMBLE CO (PG) 356.000 SHARES | $47,411 | $58,234 |
| PROCTER & GAMBLE CO (PG) 985.000 SHARES | $132,230 | $161,126 |
| QUALCOMM INC (QCOM) 409.000 SHARES | $54,650 | $74,794 |
| QUANTA SERVICES INC (PWR) 235.000 SHARES | $21,623 | $26,945 |
| RAYTHEON TECHNOLOGIES CORP (RTX) 2,119.000 SHARES | $187,109 | $182,361 |
| REINSURANCE GROUP AMER INC NEW (RGA) 96.000 SHARES | $12,202 | $10,511 |
| REPUBLIC SERVICES INC (RSG) 790.000 SHARES | $85,739 | $110,166 |
| ROCKWELL AUTOMATION INC NEW (ROK) 172.000 SHARES | $44,859 | $60,002 |
| ROCKWELL AUTOMATION INC NEW (ROK) 294.000 SHARES | $79,859 | $102,562 |
| ROGERS CORP (ROG) 74.000 SHARES | $14,178 | $20,202 |
| ROLLINS INC (ROL) 1,965.000 SHARES | $64,905 | $67,223 |
| RPM INTL INC (DELA) (RPM) 558.000 SHARES | $52,747 | $56,358 |
| S&P GLOBAL INC (SPGI) 127.000 SHARES | $48,509 | $59,935 |
| SALESFORCE.COM INC (CRM) 553.000 SHARES | $132,444 | $140,534 |
| SANDY SPRING BANCORP INC (SASR) 212.000 SHARES | $10,813 | $10,193 |
| SCOTTS MIRACLE-GRO CO CL A (SMG) 1,128.000 SHARES | $227,606 | $181,608 |
| SENSIENT TECHNOLOGIES CORP (SXT) 109.000 SHARES | $11,492 | $10,907 |
| SHERWIN WILLIAMS CO (SHW) 316.000 SHARES | $90,095 | $111,283 |
| SITEONE LANDSCAPE SUPPLY INC (SITE) 877.000 SHARES | $145,703 | $212,480 |
| SMITH A O CORP (AOS) 144.000 SHARES | $9,814 | $12,362 |
| SONOCO PRODUCTS CO (SON) 212.000 SHARES | $14,134 | $12,273 |
| SONY GROUP CORP SPONSORED ADR (SONY) 685.000 SHARES | $66,959 | $86,584 |
| STARBUCKS CORP (SBUX) 955.000 SHARES | $106,058 | $111,706 |
| STERLING BANCORP DEL COM (STL) 513.000 SHARES | $13,548 | $13,230 |
| STIFEL FINANCIAL CORP (SF) 174.000 SHARES | $11,436 | $12,253 |
| STITCH FIX INC CL A (SFIX) 352.000 SHARES | $18,785 | $6,660 |
| SUN COMMUNITIES INC (SUI) 141.000 SHARES | $24,039 | $29,606 |
| SYNEOS HEALTH INC CL A (SYNH) 287.000 SHARES | $23,229 | $29,469 |
| TELEDYNE TECHNOLOGIES INC (TDY) 126.000 SHARES | $53,025 | $55,048 |
| TERADYNE INC (TER) 1,197.000 SHARES | $154,496 | $195,745 |
| TETRA TECH INC NEW (TTEK) 137.000 SHARES | $16,463 | $23,263 |
| TEXAS INSTRUMENTS (TXN) 588.000 SHARES | $110,437 | $110,820 |
| TEXAS INSTRUMENTS (TXN) 801.000 SHARES | $149,050 | $150,964 |
| THERMO FISHER SCIENTIFIC INC (TMO) 104.000 SHARES | $49,509 | $69,393 |
| THOR INDUSTRIES INC (THO) 1,215.000 SHARES | $141,851 | $126,081 |
| TJX COS INC NEW (TJX) 2,282.000 SHARES | $153,808 | $173,249 |
| TRACTOR SUPPLY COMPANY (TSCO) 116.000 SHARES | $20,904 | $27,678 |
| TREX CO INC (TREX) 81.000 SHARES | $7,863 | $10,937 |
| TRIMBLE INC COM (TRMB) 189.000 SHARES | $14,770 | $16,479 |
| TRUIST FINL CORP (TFC) 2,737.000 SHARES | $166,244 | $160,251 |
| TWITTER INC (TWTR) 947.000 SHARES | $53,813 | $40,929 |
| TYSON FOODS INC CL A (TSN) 503.000 SHARES | $40,718 | $43,841 |
| UMPQUA HOLDINGS CORP OR (UMPQ) 744.000 SHARES | $14,350 | $14,315 |
| UNION PACIFIC CORP (UNP) 492.000 SHARES | $110,297 | $123,950 |
| UNION PACIFIC CORP (UNP) 549.000 SHARES | $121,342 | $138,310 |
| UNITED PARCEL SERVICE INC CL B (UPS) 735.000 SHARES | $152,815 | $157,540 |
| UNITEDHEALTH GROUP INC (UNH) 234.000 SHARES | $97,089 | $117,501 |
| UNITEDHEALTH GROUP INC (UNH) 246.000 SHARES | $113,477 | $123,526 |
| VF CORP (VFC) 1,573.000 SHARES | $123,701 | $115,175 |
| VISA INC CL A (V) 982.000 SHARES | $222,204 | $212,809 |
| WABTEC INC (WAB) 279.000 SHARES | $22,969 | $25,699 |
| WALGREENS BOOTS ALLIANCE INC (WBA) 492.000 SHARES | $26,350 | $25,663 |
| WEBSTER FINANCIAL CORP WATERBURY CONN (WBS) 312.000 SHARES | $17,870 | $17,422 |
| WEST PHARMACEUTICAL SERVICES INC (WST) 23.000 SHARES | $7,662 | $10,787 |
| WOLFSPEED INC (WOLF) 235.000 SHARES | $22,143 | $26,266 |
| XYLEM INC (XYL) 125.000 SHARES | $14,861 | $14,990 |
| XYLEM INC (XYL) 503.000 SHARES | $59,746 | $60,320 |
| ZEBRA TECHNOLOGIES CORP CL A (ZBRA) 417.000 SHARES | $210,383 | $248,198 |
| ZENDESK INC (ZEN) 214.000 SHARES | $26,802 | $22,318 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,905,474 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,943,993 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (59 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AESSF III PRIVATE INVESTORS OFFSHORE, LP | AT COST | $187,272 | $341,503 |
| AIF (APOLLO) VIII PRIVATE INVESTORS OFFSHORE, LP | AT COST | $6,446 | $569,083 |
| AMER FUNDS NEW WORLD FUND (NFFFX) 11,537.532 SHARES | AT COST | $1,066,578 | $989,228 |
| AP X PRIVATE INVESTORS OFFSHORE, LP | AT COST | $481,828 | $536,549 |
| APOLLO VII PRIVATE INVESTORS ONSHORE (TAX EXEMPT), LLC | AT COST | $0 | $14,066 |
| BANK OF NOVA SCOTIA 50,000.000 SHARES | AT COST | $500,000 | $503,850 |
| BARCLAYS BANK PLC 50,000.000 SHARES | AT COST | $500,000 | $492,000 |
| BCP VI PRIVATE INVESTORS, LP | AT COST | $0 | $229,082 |
| BLACKSTONE GSO PRIVATE INVESTORS, LP (OFFSHORE) | AT COST | $0 | $12,671 |
| BLACKSTONE PRIVATE CREDIT FUND 118,296.530 SHARES | AT COST | $3,030,000 | $3,065,063 |
| BLACKSTONE REAL ESTATE INCOME TRUST INC 163,532.085 SHARES | AT COST | $2,056,515 | $2,300,079 |
| BOFA FINANCE LLC 44,000.000 SHARES | AT COST | $440,000 | $426,360 |
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, LP | AT COST | $374,515 | $668,851 |
| CADUCEUS ASIA CPI PRIVATE INVESTORS OFFSHORE, LP | AT COST | $16,389 | $230,543 |
| CANADIAN IMPERIAL BANK 50,000.000 SHARES | AT COST | $500,000 | $493,400 |
| CCMP III PRIVATE INVESTORS OFFSHORE, LP | AT COST | $2,611 | $450,211 |
| CERBERUS VI PRIVATE INVESTORS OFFSHORE, LP | AT COST | $556,029 | $865,116 |
| CLOVER PCO ORIGINATION (LEVERED) II FEEDER, LP 500,716.000 SHARES | AT COST | $500,000 | $500,716 |
| CLOVER PCO SECONDARY (LEVERED) II FEEDER, LP 186,782.000 SHARES | AT COST | $210,000 | $186,782 |
| COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), LP | AT COST | $749,999 | $1,274,738 |
| COHEN & STEERS LOW DUR PREF INC FUND (LPXIX) 20,755.087 SHARES | AT COST | $210,169 | $206,306 |
| COLUMBIA MORTGAGE OPPS FUND INSTL (CLMZX) 94,700.041 SHARES | AT COST | $1,028,654 | $990,562 |
| EDGEWOOD GROWTH FUND INST (EGFIX) 20,199.130 SHARES | AT COST | $947,058 | $1,221,845 |
| GIF V PRIVATE INVESTORS OFFSHORE, LP | AT COST | $0 | $164,911 |
| GOLDENTREE OFFSHORE FUND, LTD. | AT COST | $2,035 | $17,955 |
| GRAHAM ABSOLUTE RETURN LTD 1,790.882 SHARES | AT COST | $1,010,000 | $985,442 |
| GSO PRIVATE INVESTORS OFFSHORE III SICAV-RAIF S.C.S | AT COST | $104,499 | $123,545 |
| GUGGENHEIM MACRO OPPS FUND INSTL (GIOIX) 37,180.769 SHARES | AT COST | $1,018,648 | $1,008,342 |
| HIGHBRIDGE MEZZANINE PARTNERS, LP (OFFSHORE) | AT COST | $0 | $117,754 |
| HPS - CORE SENIOR LENDING OFFSHORE FUND (PB), LP | AT COST | $540,160 | $665,493 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019, LP | AT COST | $570,618 | $672,336 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II, LP | AT COST | $0 | $172,193 |
| JPM U.S. REAL ESTATE INCOME AND GROWTH DOMESTIC, LP | AT COST | $1,244,784 | $1,010,941 |
| JPM US I&G DOMESTIC GROWTH REIT INC. | AT COST | $1,000 | $1,000 |
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP | AT COST | $124,373 | $398,222 |
| KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE, LP | AT COST | $0 | $1,839 |
| LC ASIA3 PRIVATE INVESTORS OFFSHORE, LP | AT COST | $484,713 | $462,838 |
| LIGHT STREET XENON, LTD. SERIES A2 | AT COST | $28,500 | $30,957 |
| LION CAPITAL II PRIVATE INVESTORS OFFSHORE, LP | AT COST | $203,430 | $22,920 |
| MORGAN STANLEY INST INTL OPP FUND (MIOIX) 48,438.031 SHARES | AT COST | $2,038,872 | $1,861,958 |
| NEUBERGER BERMAN NEXT GENERATION CON FD INC (NBXG) 12,500.000 SHARES | AT COST | $250,000 | $216,250 |
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD | AT COST | $1,010,000 | $1,000,686 |
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II, LP | AT COST | $587,572 | $143,498 |
| PEG DIGITAL GROWTH FUND OFFSHORE, LP | AT COST | $0 | $29,873 |
| PIMCO DYNAMIC INC OPPORTUNITY FUND (PDO) 150,000.000 SHARES | AT COST | $3,000,000 | $2,934,000 |
| PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) | AT COST | $106 | $491,019 |
| PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, LP | AT COST | $446,295 | $568,825 |
| PSAM WORLD ARB FUND LIMITED | AT COST | $28,658 | $78,016 |
| RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP | AT COST | $0 | $8,263 |
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP | AT COST | $719,796 | $414,216 |
| SCULPTOR OF II PRIVATE INVESTORS OFFSHORE LTD. | AT COST | $10,227 | $22,290 |
| SLA PRIVATE INVESTORS OFFSHORE, LP | AT COST | $856,446 | $1,155,575 |
| SPDR S&P 500 ETF (SPY) 5,017.000 SHARES | AT COST | $1,066,066 | $2,382,874 |
| STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, LP | AT COST | $362,646 | $461,621 |
| STRAT PARTNERS OFFSHORE IX (CAPITAL), LP 231,911.000 SHARES | AT COST | $300,000 | $231,911 |
| VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP | AT COST | $146,068 | $379,251 |
| WCM FOCUSED INTL GROWTH FUND (WCMIX) 76,455.964 SHARES | AT COST | $1,599,315 | $2,116,301 |
| WISDOMETREE INTL DIVID EX-FIN FD (DOO) 33,945.000 SHARES | AT COST | $1,502,381 | $1,420,734 |
| YORK CREDIT OPPORTUNITIES UNIT TRUST CLASS B | AT COST | $71,424 | $75,282 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL AND ADMINISTRATIVE LEGAL COUNSEL | CategoryTxt |
| Legal Fees | $87,340 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $87,340 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $5 | $5 | $0 |
| FILING FEES | $1,500 | $0 | $1,500 |
| DUES AND SUBSCRIPTIONS | $930 | $0 | $930 |
| PROGRAM EXPENSES | $26,525 | $0 | $26,525 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME THRU SCHEDULE K-1'S | -$2 | ||
| OTHER INCOME | $29,691 | $29,691 | $29,691 |
| RESCINDED GRANTS | $750 | $750 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADMINISTRATIVE SERVICES | $20,400 | $0 | $20,400 |
| INVESTMENT MANAGEMENT AND ADVISORY | $291,518 | $291,518 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL EXCISE TAX PAID | CategoryTxt |
| Amt | $60,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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