MORGAN STANLEY FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- MORGAN STANLEY FOUNDATION (EIN 13-6155650)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-10
- IRS object ID
- 202223149349102302
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-10T13:03:11-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 245 PARK AVENUE 12TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10167 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136155650 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MORG | BusinessNameControlTxt |
| Phone | 2127614000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 NEW YORK PLAZA 5TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHARLES CHASIN | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2127614000 | PhoneNum |
| Signature | 2022-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | CHARLES | PersonFirstNm |
| Person Last | CHASIN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH L ALI CPA | PreparerPersonNm |
| PTIN | P02093808 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2022-11-07 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $28,565,518 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $123 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $123 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $428,479 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $428,499 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $8,177,589 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $23,593,548 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $8,197,190 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $7,500 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $8,613,691 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $8,625,812 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $13,018 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $13,018 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $118,421 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Net Invst Incm | $447 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $131,439 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $13,465 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $14,642,027 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,780,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $14,773,466 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $13,465 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,780,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$6,159,775 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $8,612,347 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $400,407 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,595,863 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,595,863 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,365,831 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,049,333 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,049,333 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $12,301,089 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,425,883 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,425,883 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,045,334 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,058,262 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,058,262 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $15,217,228 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,384,721 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $14,384,721 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $998,663 | OtherAssetsBOYAmt |
| Other Assets EOY | $51,456 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $51,456 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $31,328,552 | TotalAssetsBOYAmt |
| Total Assets EOY | $28,565,518 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $28,565,518 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $275,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $9,136,277 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $117,073 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $41,097 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $392,073 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $9,177,374 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $30,936,479 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $19,388,144 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $30,936,479 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $19,388,144 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $31,328,552 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $28,565,518 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $30,936,479 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$6,159,775 | ExcessRevenueOverExpensesAmt |
| Other Increases | $77,345 | OtherIncreasesAmt |
| Subtotal | $24,854,049 | SubtotalAmt |
| Other Decreases | $5,465,905 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $19,388,144 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SALE OF PUBLICLY TRADED SECURITIES | P | $23,249,099 | $15,415,959 | $7,833,140 | $7,833,140 |
| THRU INVESCO DB BASE METALS FUND K-1 | P | $19,601 | $19,601 | ||
| CAPITAL GAINS DIVIDENDS | P | $344,449 | $344,449 | $344,449 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $8,197,190 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $119,712 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $119,712 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $119,712 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $155,588 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $20,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $175,588 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $55,876 | OverpaymentAmt |
| Applied To ES Tax | $55,876 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GISELLE G LOPEZ | IndividualWithBooksNm |
| Phone | 9172600521 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 NEW YORK PLAZA 5TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (18 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CRAIG ABRUZZO | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | FINANCE CHAIR, TRUSTEE | 0.50 | $0 | $0 | $0 |
| PETER AKWABOAH | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE AS OF SEPTEMBER 2021 | 0.25 | $0 | $0 | $0 |
| CHARLES CHASIN | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | CHAIR, TRUSTEE | 0.50 | $0 | $0 | $0 |
| WILLIAM DOTSON | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| JEN EASTERLY | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE UNTIL SEPTEMBER 2021 | 0.25 | $0 | $0 | $0 |
| LISA GOLIA | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| CARLA HARRIS | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| WILLIAM HIRSHORN | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| WESLEY MCDADE | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| ILEANA MUSA | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE AS OF MARCH 2021 | 0.25 | $0 | $0 | $0 |
| JONATHAN PRUZAN | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| SUSAN REID | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| ROSE-ANNE RICHTER | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE UNTIL DECEMBER 2021 | 0.25 | $0 | $0 | $0 |
| TATIANA SEGAL | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| MATTHEW SLOVIK | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| DAVID STARK | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE | 0.25 | $0 | $0 | $0 |
| VALERIE WONG FOUNTAIN | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | TRUSTEE AS OF JUNE 2021 | 0.25 | $0 | $0 | $0 |
| JOAN STEINBERG | ||||||||
| 1585 BROADWAY | NEW YORK | NY | 100361001 | PRESIDENT | 8.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $28,819,236 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,960,903 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $30,780,139 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $30,780,139 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $461,702 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $30,318,437 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,515,922 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,515,922 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $119,712 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $119,712 | TotalTaxAmt |
| Distributable Before Adj | $1,396,210 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $7,500 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,403,710 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,403,710 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,780,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,780,000 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,403,710 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $5,881,219 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $437,159 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $10,012 | ExcessDistributionCyovYr3Amt |
| Total Excess Distribution Cyov | $6,328,390 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,780,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,403,710 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $4,376,290 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $10,704,680 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $5,881,219 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,823,461 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $437,159 | ExcessFromYear4Amt |
| Excess From Year3 | $10,012 | ExcessFromYear3Amt |
| Excess From Current Year | $4,376,290 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (44 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| A BETTER CHANCE INC | ||||||||
| 253 W 35TH STREET 15TH FLOOR | NEW YORK | NY | 100011907 | N/A | PC | DIVERSITY SCHOLARSHIPS | $300,000 | |
| A BETTER CHANCE INC | ||||||||
| 253 W 35TH STREET 15TH FLOOR | NEW YORK | NY | 100011907 | N/A | PC | DIVERSITY SCHOLARSHIPS | $150,000 | |
| ALCORN STATE UNIVERSITY FOUNDATION INCORPORATED | ||||||||
| 1000 ASU DRIVE NO 810 | LORMAN | MS | 390967500 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| AMERICA NEEDS YOU | ||||||||
| 82 NASSAU ST 60358 | NEW YORK | NY | 10038 | N/A | PC | DIVERSITY SCHOLARSHIPS | $225,000 | |
| AMERICAN INDIAN COLLEGE FUND | ||||||||
| 8333 GREENWOOD BOULEVARD | DENVER | CO | 80221 | N/A | PC | DIVERSITY SCHOLARSHIPS | $20,000 | |
| BARUCH COLLEGE FUND | ||||||||
| ONE BERNARD BARUCH WAY BOX A-1603 | NEW YORK | NY | 10010 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| BOSTON COLLEGE TRUSTEES | ||||||||
| 140 COMMONWEALTH AVE CADIGAN ALUMNI | CHESTNUT HILL | MI | 024673800 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | CENTER |
| BRAVEN INCORPORATED | ||||||||
| 100 N LA SALLE ST STE 310 | CHICAGO | IL | 606022406 | N/A | PC | DIVERSITY SCHOLARSHIPS | $125,000 | |
| BROWN UNIVERSITY | ||||||||
| 164 ANGELL STREET BOX 1877 | PROVIDENCE | RI | 02912 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| CORNELL UNIVERSITY | ||||||||
| APPLICATION PROCESS CENTER | ITHACA | NY | 14850 | N/A | PC | DIVERSITY SCHOLARSHIPS | $45,000 | |
| DUKE UNIVERSITY | ||||||||
| BOX 90581 ALUMNI DEVELOPMENT | DURHAM | NC | 27708 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | RECORDS |
| FEEDING AMERICA | ||||||||
| 161 N CLARK SUITE 700 | CHICAGO | IL | 60601 | N/A | PC | DISASTER RESPONSE | $2,900,000 | |
| FOUNDATION OF CALIFORNIA STATE UNIVERSITY MONTEREY BAY | ||||||||
| 100 CAMPUS CTR | SEASIDE | CA | 939558000 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| FOUNDATION OF THE STATE UNIVERSITY OF NEW YORK AT BINGHAMTON INC | ||||||||
| PO BOX 6005 | BINGHAMTON | NY | 139026005 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| HARVARD UNIVERSITY | ||||||||
| 124 MOUNT AUBURN STREET - ROOM 430N | CAMBRIDGE | MA | 02138 | N/A | PC | DIVERSITY SCHOLARSHIPS | $75,000 | |
| HISPANIC FEDERATION INC | ||||||||
| 55 EXCHANGE PLACE 5TH FLOOR | NEW YORK | NY | 100053301 | N/A | PC | DIVERSITY SCHOLARSHIPS | $125,000 | |
| HISPANIC FEDERATION INC | ||||||||
| 55 EXCHANGE PLACE 5TH FLOOR | NEW YORK | NY | 100053301 | N/A | PC | DIVERSITY SCHOLARSHIPS | $500,000 | |
| HOWARD UNIVERSITY | ||||||||
| 2225 GEORGIA AVE STE 627 | WASHINGTON | DC | 20059 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| IMENTOR | ||||||||
| 199 WATER STREET 8TH FLOOR | NEW YORK | NY | 10038 | N/A | PC | DIVERSITY SCHOLARSHIPS | $530,000 | |
| JOHNS HOPKINS UNIVERSITY | ||||||||
| 3910 KESWICK ROAD SUITE N2100 | BALTIMORE | MD | 21211 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||
| 600 MEMORIAL DRIVE W98-200 | CAMBRIDGE | MA | 021394822 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| NEW YORK UNIVERSITY FINANCIAL AID OFFICE | ||||||||
| 25 WEST 4TH STREET | NEW YORK | NY | 10012 | N/A | PC | DIVERSITY SCHOLARSHIPS | $60,000 | |
| OCCIDENTAL COLLEGE | ||||||||
| 1600 CAMPUS RD M-45 | LOS ANGELES | CA | 900413314 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| PREP FOR PREP | ||||||||
| 328 WEST 71ST STREET | NEW YORK | NY | 10023 | N/A | PC | DIVERSITY SCHOLARSHIPS | $75,000 | |
| SPONSORS FOR EDUCATIONAL OPPORTUNITY | ||||||||
| 55 EXCHANGE PLACE SUITE 601 | NEW YORK | NY | 100053301 | N/A | PC | DIVERSITY SCHOLARSHIPS | $25,000 | |
| STANFORD UNIVERSITY | ||||||||
| 326 GALVEZ STREET | STANFORD | CA | 943056105 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS | ||||||||
| 506 S WRIGHT ST RM 209 | URBANA | IL | 618013627 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| THE NEW YORK WOMEN'S FOUNDATION | ||||||||
| 39 BROADWAY 23RD FLOOR | NEW YORK | NY | 10006 | N/A | PC | DIVERSITY SCHOLARSHIPS | $25,000 | |
| TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK | ||||||||
| 622 WEST 113TH STREET MC 4524 | NEW YORK | NY | 10025 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| TRUSTEES OF PRINCETON UNIVERSITY | ||||||||
| PO BOX 5357 | PRINCETON | NJ | 085435357 | N/A | PC | DIVERSITY SCHOLARSHIPS | $45,000 | |
| UNIVERSITY OF CHICAGO | ||||||||
| 5235 SOUTH HARPER COURT 4TH FLOOR | CHICAGO | IL | 60615 | N/A | PC | DIVERSITY SCHOLARSHIPS | $30,000 | |
| UNIVERSITY OF FLORIDA | ||||||||
| PO BOX 113201 | GAINESVILLE | FL | 326113201 | N/A | GOV | DIVERSITY SCHOLARSHIPS | $30,000 | |
| UNIVERSITY OF ILLINOIS SYSTEM ( UNIVERSITY OF ILLINOIS AT SPRINGFIELD) | ||||||||
| 506 S WRIGHT ST | URBANA | IL | 61801 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| UNIVERSITY OF MARYLAND COLLEGE PARK FOUNDATION | ||||||||
| 4603 CALVERT ROAD | COLLEGE PARK | MD | 20740 | N/A | PC | DIVERSITY SCHOLARSHIPS | $30,000 | |
| UNIVERSITY OF MARYLAND SYSTEM (TOWSON UNIVERSITY) | ||||||||
| 8000 YORK ROAD | BALTIMORE | MD | 21252 | N/A | GOV | DIVERSITY SCHOLARSHIPS | $30,000 | |
| UNIVERSITY OF MARYLAND SYSTEM (UNIVERSITY OF MARYLAND -BALTIMORE COUNTY) | ||||||||
| 1000 HILLTOP CIRCLE | BALTIMORE | MD | 21250 | N/A | GOV | DIVERSITY SCHOLARSHIPS | $15,000 | |
| UNIVERSITY OF MICHIGAN | ||||||||
| 3003 S STATE ST | ANN ARBOR | MI | 48109 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL | ||||||||
| OFFICE OF SCHOLARSHIPS AND STUDENT | CHAPEL HILL | NC | 275141080 | N/A | PC | DIVERSITY SCHOLARSHIPS | $45,000 | AID |
| UNIVERSITY OF PENNSYLVANIA | ||||||||
| 2929 WALNUT ST SUITE 300 | PHILADELPHIA | PA | 191045099 | N/A | PC | DIVERSITY SCHOLARSHIPS | $60,000 | |
| UNIVERSITY OF PITTSBURGH | ||||||||
| PARK PLAZA 128 NORTH CRAIG STREET | PITTSBURGH | PA | 15260 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | OFFICE OF INSTITUTIONAL ADVANCEMENT |
| UNIVERSITY OF REDLANDS | ||||||||
| 1200 E COLTON AVE | REDLANDS | CA | 92373 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| UNIVERSITY OF SOUTHERN CALIFORNIA | ||||||||
| 1150 S OLIVE STREET | LOS ANGELES | CA | 90015 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| WELLESLEY COLLEGE | ||||||||
| 106 CENTRAL STREET OFFICE FOR | WELLESLEY | MA | 02481 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | RESOURCES |
| WESLEYAN UNIVERSITY | ||||||||
| OFFICE OF FINANCIAL AID | MIDDLETOWN | CT | 06459 | N/A | PC | DIVERSITY SCHOLARSHIPS | $15,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,780,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| A BETTER CHANCE | |||||||
| 253 W 35TH STREET 15TH FLOOR | NEW YORK | NY | 100011907 | N/A | PC | DIVERSITY SCHOLARSHIPS | $1,200,000 |
| AMERICA NEEDS YOU | |||||||
| 82 NASSAU ST 60358 | NEW YORK | NY | 10038 | N/A | PC | DIVERSITY SCHOLARSHIPS | $1,025,000 |
| BRAVEN INCORPORATED | |||||||
| 100 N LA SALLE ST STE 310 | CHICAGO | IL | 606022406 | N/A | PC | DIVERSITY SCHOLARSHIPS | $1,375,000 |
| HISPANIC FEDERATION INC | |||||||
| 55 EXCHANGE PLACE 5TH FLOOR | NEW YORK | NY | 100053301 | N/A | PC | DIVERSITY SCHOLARSHIPS | $2,000,000 |
| IMENTOR | |||||||
| 199 WATER STREET 8TH FLOOR | NEW YORK | NY | 10038 | N/A | PC | DIVERSITY SCHOLARSHIPS | $1,070,000 |
| SPONSORS FOR EDUCATIONAL OPPORTUNITY | |||||||
| 55 EXCHANGE PLACE SUITE 601 | NEW YORK | NY | 100053301 | N/A | PC | DIVERSITY SCHOLARSHIPS | $2,580,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $9,250,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $123 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $428,479 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $8,197,190 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | GRANT REFUNDS | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $7,500 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $8,633,292 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $8,633,292 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (42 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABORATORIES CPN:3.750% DUE:11/30/2026 (002824BF6) 30000 UNITS | $33,166 | $33,166 |
| ABBVIE INC CPN:3.200% DUE:11/21/2029 (00287YBX6) 25000 UNITS | $26,755 | $26,755 |
| ALEXANDRIA REAL ESTATE EQUITIES INC DUE:12/15/2030 (015271AU3) 15000 UNITS | $18,036 | $18,036 |
| AMERICAN ELECTRIC POWER CO INC DUE:11/1/2025 (025537AR2) 25000 UNITS | $24,457 | $24,457 |
| AMERICAN TOWER CORP CPN:3.125% DUE:1/15/2027 (03027XAM2) 10000 UNITS | $10,475 | $10,475 |
| AMGEN INC CPN:2.200% DUE:2/21/2027 (031162CT5) 25000 UNITS | $25,605 | $25,605 |
| ANHEUSER-BUSCH INBEV WORLDWIDEINC CPN:4.000% (035240AL4) 25000 UNITS | $27,828 | $27,828 |
| ANTHEM INC CPN:3.650% DUE:12/1/2027 (036752AB9) 20000 UNITS | $21,956 | $21,956 |
| AON CORP CPN:2.800% DUE:5/15/2030 (037389BE2) 20000 UNITS | $20,632 | $20,632 |
| AT&T INC CPN:4.125% DUE:2/17/2026 (00206RCT7) 25000 UNITS | $27,282 | $27,282 |
| BANK OF AMERICA CORP FXD 1.8980% (06051GJF7) 35000 UNITS | $33,534 | $33,534 |
| BOSTON PROPERTIES LP CPN:2.750% DUE:10/1/2026 (10112RAY0) 10000 UNITS | $10,411 | $10,411 |
| CARRIER GLOBAL CORP CPN:2.242% DUE:2/15/2025 (14448CAN4) 7000 UNITS | $7,171 | $7,171 |
| CITIGROUP INC CPN:3.200% DUE:10/21/2026 (172967KY6) 30000 UNITS | $31,808 | $31,808 |
| COMCAST CORP CPN:3.150% DUE:3/1/2026 (20030NBS9) 35000 UNITS | $37,334 | $37,334 |
| CONSTELLATION BRANDS INC DUE:12/6/2026 (21036PAQ1) 10000 UNITS | $10,808 | $10,808 |
| CVS HEALTH CORP CPN:3.250% DUE:8/15/2029 (126650DG2) 30000 UNITS | $32,015 | $32,015 |
| DOMINION ENERGY INC CPN:3.900% DUE:10/1/2025 (25746UCE7) 30000 UNITS | $32,370 | $32,370 |
| ENBRIDGE INC CPN: 4.000% DUE:10/1/2023 (29250NAF2) 10000 UNITS | $10,442 | $10,442 |
| ENTERPRISE PRODUCTS OPERATING LLC DUE:2/15/2024 (29379VBB8) 10000 UNITS | $10,502 | $10,502 |
| EQUINIX INC CPN:3.200% DUE:11/18/2029 (29444UBE5) 15000 UNITS | $15,781 | $15,781 |
| EQUINOR ASA CPN:2.450% DUE:1/17/2023 (85771PAG7) 40000 UNITS | $40,706 | $40,706 |
| EXXON MOBIL CORP CPN:2.992% DUE:3/19/2025 (30231GBH4) 20000 UNITS | $21,027 | $21,027 |
| GILEAD SCIENCES INC CPN:1.200% DUE:10/1/2027 (375558BX0) 25000 UNITS | $24,181 | $24,181 |
| GOLDMAN SACHS GROUP INC DUE: 1/22/2023 (38141GRD8) 25000 UNITS | $25,748 | $25,748 |
| JPMORGAN CHASE & CO FXD 2.5800% DUE:4/22/2032 (46647PCC8) 40000 UNITS | $40,560 | $40,560 |
| KINDER MORGAN INC CPN:4.300% DUE:6/1/2025 (49456BAF8) 15000 UNITS | $16,216 | $16,216 |
| LOWE'S COS INC CPN:3.650% DUE:4/5/2029 (548661DR5) 30000 UNITS | $32,917 | $32,917 |
| MERCK & CO INC CPN:3.400% DUE:3/7/2029 (58933YAX3) 35000 UNITS | $38,108 | $38,108 |
| MITSUBISHI UFJ FINANCIAL GROUP INC DUE:3/2/2023 (606822AT1) 40000 UNITS | $41,208 | $41,208 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC DUE:5/1/2027 (65339KAT7) 20000 UNITS | $21,675 | $21,675 |
| PROLOGIS LP CPN:1.250% DUE:10/15/2030 (74340XBR1) 25000 UNITS | $23,276 | $23,276 |
| RAYTHEON TECHNOLOGIES CORP CPN:3.650% DUE:8/16/2023 (913017DB2) 2000 UNITS | $2,080 | $2,080 |
| SCHLUMBERGER INVESTMENT SA DUE:12/1/2023 (806854AH8) 20000 UNITS | $20,892 | $20,892 |
| SEMPRA ENERGY CPN:3.400% DUE:2/1/2028 (816851BG3) 30000 UNITS | $31,959 | $31,959 |
| SIMON PROPERTY GROUP LP CPN:3.375% DUE:10/1/2024 (828807CS4) 15000 UNITS | $15,781 | $15,781 |
| SUMITOMO MITSUI FINANCIAL GROUP INC DUE:10/16/23 (86562MBF6) 45000 UNITS | $47,299 | $47,299 |
| TORONTO-DOMINION BANK DUE:1/6/2026 (89114QCP1) 40000 UNITS | $38,782 | $38,782 |
| TRUIST FINANCIAL CORP 1.2670% DUE:3/2/2027 (89788MAD4) 40000 UNITS | $39,266 | $39,266 |
| VERIZON COMMUNICATIONS INC DUE:1/20/2031 (92343VFR0) 35000 UNITS | $33,164 | $33,164 |
| VISA INC CPN:3.150% DUE:12/14/2025 (92826CAD4) 9000 UNITS | $9,597 | $9,597 |
| WELLS FARGO & CO 2.1880% DUE:4/30/2026 (95000U2N2) 25000 UNITS | $25,452 | $25,452 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (331 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1-800-FLOWERS.COM INC (FLWS) 507 SHRS. | $11,878 | $11,878 |
| ACI WORLDWIDE INC (ACIW) 494 SHRS. | $17,142 | $17,142 |
| ACUITY BRANDS INC (AYI) 49 SHRS. | $10,374 | $10,374 |
| ADIENT PLC COM (ADNT) 105 SHRS. | $5,027 | $5,027 |
| ADOBE INC (ADBE) 110 SHRS. | $62,377 | $62,377 |
| ADVANCED DRAIN SYS INC (WMS) 67 SHRS. | $9,121 | $9,121 |
| ADVANTEST CORP NEW (ATEYY) 384 SHRS. | $36,829 | $36,829 |
| ADYEN N V UNSPONSRED ADR (ADYEY) 2342 SHRS. | $61,641 | $61,641 |
| AIA GROUP LTD SPON ADR (AAGIY) 1031 SHRS. | $41,575 | $41,575 |
| AIA GROUP LTD SPON ADR (AAGIY) 1234 SHRS. | $49,760 | $49,760 |
| AIA GROUP LTD SPON ADR (AAGIY) 343 SHRS. | $13,831 | $13,831 |
| AIR LIQUIDE ADR (AIQUY) 550 SHRS. | $19,179 | $19,179 |
| ALASKA AIR GROUP INCORPORATED (ALK) 226 SHRS. | $11,775 | $11,775 |
| ALCON INC (ALC) 194 SHRS. | $16,901 | $16,901 |
| ALCON INC (ALC) 337 SHRS. | $29,359 | $29,359 |
| ALCON INC (ALC) 457 SHRS. | $39,814 | $39,814 |
| ALFA LAVAL AB-UNSPONS ADR (ALFVY) 686 SHRS. | $27,666 | $27,666 |
| ALIBABA GROUP HLDG LTD (BABA) 146 SHRS. | $17,343 | $17,343 |
| ALIBABA GROUP HLDG LTD (BABA) 209 SHRS. | $24,827 | $24,827 |
| ALLEGION PUB LTD CO (ALLE) 88 SHRS. | $11,655 | $11,655 |
| ALLIANZ SE ADR (ALIZY) 2318 SHRS. | $54,728 | $54,728 |
| AMBEV S A SPONSORED ADR (ABEV) 6510 SHRS. | $18,228 | $18,228 |
| AMERIPRISE FINCL INC (AMP) 140 SHRS. | $42,232 | $42,232 |
| AMGEN INC (AMGN) 161 SHRS. | $36,220 | $36,220 |
| AMN HEALTHCARE SVCS INC (AMN) 106 SHRS. | $12,967 | $12,967 |
| AMYRIS INC (AMRS) 614 SHRS. | $3,322 | $3,322 |
| ANSYS INC (ANSS) 134 SHRS. | $53,750 | $53,750 |
| ANTERO MIDSTREAM CORP (AM) 981 SHRS. | $9,496 | $9,496 |
| ARCOSA INC (ACA) 235 SHRS. | $12,385 | $12,385 |
| ARMADA HOFFLER PROPERTIES INC (AHH) 1237 SHRS. | $18,827 | $18,827 |
| ARROW ELECTRONICS (ARW) 68 SHRS. | $9,130 | $9,130 |
| ASML HOLDING NV NY REG NEW (ASML) 102 SHRS. | $81,206 | $81,206 |
| ASSOC BRITISH FDS PLC ADR-NEW (ASBFY) 629 SHRS. | $17,272 | $17,272 |
| ATHENE HOLDING LTD CLASS A (ATH-PA) 227 SHRS. | $18,916 | $18,916 |
| ATLAS COPCO AS A ADR A NEW (ATLKY) 1037 SHRS. | $71,874 | $71,874 |
| ATMOS ENERGY CP (ATO) 228 SHRS. | $23,888 | $23,888 |
| ATRICURE INC COM (ATRC) 49 SHRS. | $3,407 | $3,407 |
| AVERY DENNISON CORPORATION (AVY) 90 SHRS. | $19,491 | $19,491 |
| AXA ADS (AXAHY) 999 SHRS. | $29,740 | $29,740 |
| AZENTA INC (AZTA) 211 SHRS. | $21,756 | $21,756 |
| BADGER METER INC (BMI) 163 SHRS. | $17,369 | $17,369 |
| BANCO BILBAO VIZ ARG SA ADS (BBVA) 3829 SHRS. | $22,476 | $22,476 |
| BANK RAKYAT INDONESIA ADR (BKRKY) 740 SHRS. | $10,619 | $10,619 |
| BARCLAYS PLC ADR (BCS) 4498 SHRS. | $46,554 | $46,554 |
| BAYER AG SPON ADR (BAYRY) 1570 SHRS. | $20,818 | $20,818 |
| BOISE CASCADE LLC (BCC) 94 SHRS. | $6,693 | $6,693 |
| BORG WARNER INC (BWA) 379 SHRS. | $17,082 | $17,082 |
| BOX,INC. CL A (BOX) 443 SHRS. | $11,602 | $11,602 |
| BRIGHT HORIZONS FAMILY SOLUT (BFAM) 81 SHRS. | $10,196 | $10,196 |
| BRIGHTVIEW HLDGS INC (BV) 1037 SHRS. | $14,601 | $14,601 |
| BRUKER CORPORATION (BRKR) 202 SHRS. | $16,950 | $16,950 |
| BRUNSWICK CORP (BC) 248 SHRS. | $24,981 | $24,981 |
| BUILDERS FIRSTSOURCE INC (BLDR) 169 SHRS. | $14,485 | $14,485 |
| BUNGE LTD (BG) 70 SHRS. | $6,535 | $6,535 |
| BUREAU VERITAS SA ADR (BVVBY) 518 SHRS. | $34,618 | $34,618 |
| CADENCE BANK (CADE) 135 SHRS. | $4,022 | $4,022 |
| CADENCE BANK (CADE) 952 SHRS. | $28,360 | $28,360 |
| CANADIAN NATL RAILWAY CO (CNI) 171 SHRS. | $21,009 | $21,009 |
| CAPITAL ONE FINANCIAL CORP (COF) 342 SHRS. | $49,621 | $49,621 |
| CARDIOVASCULAR SYSTEMS INC (CSII) 156 SHRS. | $2,930 | $2,930 |
| CARLISLE CO INC (CSL) 111 SHRS. | $27,541 | $27,541 |
| CARS COM INC (CARS) 241 SHRS. | $3,878 | $3,878 |
| CASELLA WASTE SYS INC CL A (CWST) 337 SHRS. | $28,787 | $28,787 |
| CATALENT INC (CTLT) 114 SHRS. | $14,595 | $14,595 |
| CAVCO INDUSTRIES INC (CVCO) 17 SHRS. | $5,400 | $5,400 |
| CENTURY ALUMINUM CO (CENX) 288 SHRS. | $4,769 | $4,769 |
| CHECK POINT SOFTWARE TECH LTD (CHKP) 345 SHRS. | $40,213 | $40,213 |
| CHEFS' WAREHOUSE INC COM (CHEF) 283 SHRS. | $9,424 | $9,424 |
| CHEMOURS CO COM (CC) 460 SHRS. | $15,438 | $15,438 |
| CHINA MERCHANTS BK CO LTD UNSP (CIHKY) 274 SHRS. | $10,604 | $10,604 |
| CHOICE HOTELS INTL INC NEW (CHH) 44 SHRS. | $6,864 | $6,864 |
| CHR HANSEN HLDG A/S (CHYHY) 784 SHRS. | $15,429 | $15,429 |
| CHUBB LTD (CB) 161 SHRS. | $31,123 | $31,123 |
| CHUGAI PHARMACEUTIC UNSP ADR (CHGCY) 1379 SHRS. | $22,560 | $22,560 |
| CINCINNATI FINANCIAL OHIO (CINF) 308 SHRS. | $35,090 | $35,090 |
| CLEAN ENERGY FUELS CORP (CLNE) 338 SHRS. | $2,072 | $2,072 |
| CLEARWAY ENERGY INC CL C (CWEN) 267 SHRS. | $9,620 | $9,620 |
| COCA COLA CO (KO) 691 SHRS. | $40,914 | $40,914 |
| COEUR D'ALENE MINES COR IDAHO (CDE) 724 SHRS. | $3,649 | $3,649 |
| COLUMBIA SPORTSWEAR CO (COLM) 66 SHRS. | $6,431 | $6,431 |
| COMMERCE BANCSHARES (CBSH) 355 SHRS. | $24,403 | $24,403 |
| CONCENTRIX CORP (CNXC) 185 SHRS. | $33,045 | $33,045 |
| CONSTELLATION BRANDS INC CL A (STZ) 112 SHRS. | $28,109 | $28,109 |
| CONSTELLIUM SE CL A (CSTM) 219 SHRS. | $3,922 | $3,922 |
| CONTL AG SPONS ADR (CTTAY) 1885 SHRS. | $19,868 | $19,868 |
| CORCEPT THERAPEUTICS INC (CORT) 224 SHRS. | $4,435 | $4,435 |
| CORTEVA INC (CTVA) 924 SHRS. | $43,687 | $43,687 |
| COSAN S A ADR (CSAN) 769 SHRS. | $12,050 | $12,050 |
| CREDICORP LTD (BAP) 56 SHRS. | $6,836 | $6,836 |
| CRH PLC ADR (CRH) 622 SHRS. | $32,842 | $32,842 |
| CROWN CASTLE INTL CORP (CCI) 235 SHRS. | $49,054 | $49,054 |
| CULLEN FROST BANKERS INC (CFR) 213 SHRS. | $26,853 | $26,853 |
| CURTISS WRIGHT CORP (CW) 204 SHRS. | $28,289 | $28,289 |
| CUSHMAN & WAKEFIELD PLC (CWK) 447 SHRS. | $9,941 | $9,941 |
| CYRUSONE INC (CONE) 225 SHRS. | $20,187 | $20,187 |
| DANAHER CORPORATION (DHR) 238 SHRS. | $78,304 | $78,304 |
| DARLING INGREDIENTS INC (DAR) 71 SHRS. | $4,920 | $4,920 |
| DASSAULT SYSTEMS SA ADS (DASTY) 980 SHRS. | $58,486 | $58,486 |
| DBS GROUP HOLDINGS LTD SP (DBSDY) 580 SHRS. | $56,469 | $56,469 |
| DELIVERY HERO SE ADR (DELHY) 587 SHRS. | $6,645 | $6,645 |
| DEUTSCHE POST AG SPONSORED ADR (DPSGY) 292 SHRS. | $18,711 | $18,711 |
| DIAGEO PLC SPON ADR NEW (DEO) 115 SHRS. | $25,316 | $25,316 |
| DIAGEO PLC SPON ADR NEW (DEO) 193 SHRS. | $42,487 | $42,487 |
| DOMO INC COM CL B (DOMO) 66 SHRS. | $3,274 | $3,274 |
| DOUGLAS EMMETT INC (DEI) 155 SHRS. | $5,193 | $5,193 |
| DYNAVAX TECHNOLOGIES CORP (DVAX) 286 SHRS. | $4,024 | $4,024 |
| EAST WEST BANCORP (EWBC) 201 SHRS. | $15,815 | $15,815 |
| EASTGROUP PROPERTIES INC (EGP) 135 SHRS. | $30,760 | $30,760 |
| EASTMAN KODAK COMPANY (KODK) 553 SHRS. | $2,588 | $2,588 |
| EBARA CORP ADR (EBCOY) 783 SHRS. | $22,041 | $22,041 |
| ECOLAB INC (ECL) 187 SHRS. | $43,868 | $43,868 |
| ELANCO ANIMAL HEALTH INC (ELAN) 986 SHRS. | $27,983 | $27,983 |
| ELEMENT SOLUTIONS INC (ESI) 844 SHRS. | $20,492 | $20,492 |
| EMCOR GROUP INC (EME) 203 SHRS. | $25,860 | $25,860 |
| ENCOMPASS HEALTH CORP (EHC) 197 SHRS. | $12,856 | $12,856 |
| ENCOMPASS HEALTH CORP (EHC) 211 SHRS. | $13,770 | $13,770 |
| ENCORE CAP GRP INC (ECPG) 104 SHRS. | $6,459 | $6,459 |
| ENN ENERGY HOLDINGS LTD UNSPON (XNGSY) 382 SHRS. | $29,206 | $29,206 |
| ENTEGRIS INC (ENTG) 109 SHRS. | $15,105 | $15,105 |
| EPAM SYSTEMS (EPAM) 36 SHRS. | $24,064 | $24,064 |
| EPIROC AKTIEBOLAG ADR (EPOKY) 1347 SHRS. | $33,985 | $33,985 |
| EQUITY LIFESTYLE PROPERTIES (ELS) 232 SHRS. | $20,337 | $20,337 |
| EVERCORE INC CLASS A (EVR) 118 SHRS. | $16,030 | $16,030 |
| EVOQUA WATER TECHNOLOGIES CORP (AQUA) 435 SHRS. | $20,336 | $20,336 |
| FANUC CORPORATION UNSP ADR (FANUY) 1624 SHRS. | $34,575 | $34,575 |
| FANUC CORPORATION UNSP ADR (FANUY) 744 SHRS. | $15,840 | $15,840 |
| FIRST AMERICAN FINL CORP (FAF) 112 SHRS. | $8,762 | $8,762 |
| FIRST HORIZON CORPORATION (FHN) 1701 SHRS. | $27,777 | $27,777 |
| FIRST SOLAR INC COM (FSLR) 66 SHRS. | $5,753 | $5,753 |
| FLOOR & DECOR HLDGS INC CL-A (FND) 48 SHRS. | $6,240 | $6,240 |
| FMC CORP NEW (FMC) 156 SHRS. | $17,143 | $17,143 |
| FORWARD AIR CORP (FWRD) 148 SHRS. | $17,921 | $17,921 |
| FUCHS PETROLUB AG UNSPON ADR (FUPBY) 325 SHRS. | $3,647 | $3,647 |
| FULLER H B & COMPANY (FUL) 264 SHRS. | $21,384 | $21,384 |
| GENL DYNAMICS CORP (GD) 154 SHRS. | $32,104 | $32,104 |
| GEVO INC (GEVO) 794 SHRS. | $3,398 | $3,398 |
| GLATFELTER CORPORATION (GLT) 445 SHRS. | $7,654 | $7,654 |
| GMS INC COM (GMS) 132 SHRS. | $7,935 | $7,935 |
| GOPRO INC CL A (GPRO) 1074 SHRS. | $11,073 | $11,073 |
| GREEN PLAINS RENEWABLE ENERGY (GPRE) 340 SHRS. | $11,818 | $11,818 |
| HAIER SMART HOME CO LTD ADR (HSHCY) 1304 SHRS. | $22,429 | $22,429 |
| HANNON ARMSTRONG SUS INFRA CAP (HASI) 72 SHRS. | $3,825 | $3,825 |
| HANOVER INSURANCE GROUP INC (THG) 118 SHRS. | $15,465 | $15,465 |
| HASBRO INC (HAS) 212 SHRS. | $21,577 | $21,577 |
| HDFC BANK LTD ADR (HDB) 194 SHRS. | $12,624 | $12,624 |
| HDFC BANK LTD ADR (HDB) 201 SHRS. | $13,079 | $13,079 |
| HDFC BANK LTD ADR (HDB) 296 SHRS. | $19,261 | $19,261 |
| HENRY SCHEIN INC (HSIC) 65 SHRS. | $5,039 | $5,039 |
| HONEYWELL INTL INC (HON) 202 SHRS. | $42,119 | $42,119 |
| HORACE MANN EDUCATORS CP (HMN) 304 SHRS. | $11,765 | $11,765 |
| HUNTINGTON BANCSHARES (HBAN) 1320 SHRS. | $20,354 | $20,354 |
| ICF INTL INC (ICFI) 212 SHRS. | $21,741 | $21,741 |
| ICICI BANK LTD (IBN) 1601 SHRS. | $31,684 | $31,684 |
| ICICI BANK LTD (IBN) 925 SHRS. | $18,306 | $18,306 |
| ICU MEDICAL INC (ICUI) 72 SHRS. | $17,088 | $17,088 |
| INDEPENDENT BK MASS (INDB) 335 SHRS. | $27,313 | $27,313 |
| INFINEON TECHNOLOGIES AG (IFNNY) 1287 SHRS. | $59,202 | $59,202 |
| INFINEON TECHNOLOGIES AG (IFNNY) 655 SHRS. | $30,130 | $30,130 |
| INFINERA CORP (INFN) 586 SHRS. | $5,620 | $5,620 |
| INFORMA PLC (IFJPY) 1263 SHRS. | $17,884 | $17,884 |
| INNOVIVA, INC. (INVA) 418 SHRS. | $7,211 | $7,211 |
| INSIGHT ENTERPRISES INC (NSIT) 90 SHRS. | $9,594 | $9,594 |
| IROBOT (IRBT) 64 SHRS. | $4,216 | $4,216 |
| JABIL CIRCUIT INC (JBL) 208 SHRS. | $14,633 | $14,633 |
| JANUS HENDERSON GROUP (JHG) 87 SHRS. | $3,649 | $3,649 |
| JD COM INC SPON ADR CL A (JD) 167 SHRS. | $11,702 | $11,702 |
| JOHNSON CTLS INTL PLC (JCI) 610 SHRS. | $49,599 | $49,599 |
| JONES LANG LASALLE INC (JLL) 23 SHRS. | $6,195 | $6,195 |
| KEMPER CORP DEL COM (KMPR) 96 SHRS. | $5,644 | $5,644 |
| KOMATSU LTD SPON ADR NEW (KMTUY) 939 SHRS. | $21,944 | $21,944 |
| KORN FERRY (KFY) 113 SHRS. | $8,557 | $8,557 |
| KUBOTA CP ADR (KUBTY) 260 SHRS. | $29,047 | $29,047 |
| L OREAL CO ADR (LRLCY) 283 SHRS. | $27,004 | $27,004 |
| L OREAL CO ADR (LRLCY) 737 SHRS. | $70,325 | $70,325 |
| LA Z BOY INCORPORATED (LZB) 554 SHRS. | $20,116 | $20,116 |
| LANCASTER COLONY CRP (LANC) 102 SHRS. | $16,891 | $16,891 |
| LANDSTAR SYSTEM INC (LSTR) 40 SHRS. | $7,161 | $7,161 |
| LEGGETT & PLATT INC (LEG) 367 SHRS. | $15,106 | $15,106 |
| LEGRAND SA (LGRDY) 878 SHRS. | $20,510 | $20,510 |
| LENNAR CORPORATION (LEN) 441 SHRS. | $51,227 | $51,227 |
| LINDE PLC (LIN) 63 SHRS. | $21,783 | $21,783 |
| LINDE PLC (LIN) 80 SHRS. | $27,661 | $27,661 |
| LITTELFUSE INC (LFUS) 74 SHRS. | $23,286 | $23,286 |
| LIVE OAK BANCSHARES INC (LOB) 117 SHRS. | $10,213 | $10,213 |
| LONZA GROUP AG ZUERICH ADR (LZAGY) 306 SHRS. | $25,551 | $25,551 |
| LONZA GROUP AG ZUERICH ADR (LZAGY) 537 SHRS. | $44,840 | $44,840 |
| LVMH MOET HENNESSY LOUIS VUITT (LVMUY) 215 SHRS. | $35,583 | $35,583 |
| M K S INSTRUMENTS (MKSI) 149 SHRS. | $25,951 | $25,951 |
| MAGNOLIA OIL & GAS CORP CL A (MGY) 1218 SHRS. | $22,984 | $22,984 |
| MANHATTAN ASSOC INC (MANH) 69 SHRS. | $10,729 | $10,729 |
| MANPOWERGROUP INC COM (MAN) 47 SHRS. | $4,575 | $4,575 |
| MARTIN MARIETTA MATERIALS (MLM) 102 SHRS. | $44,933 | $44,933 |
| MAXLINEAR INC CLASS A (MXL) 116 SHRS. | $8,745 | $8,745 |
| MEDTRONIC PLC SHS (MDT) 327 SHRS. | $33,828 | $33,828 |
| MEITUAN ADR (MPNGY) 362 SHRS. | $20,927 | $20,927 |
| MERIT MED SYST (MMSI) 198 SHRS. | $12,335 | $12,335 |
| MERITAGE HOME CORPORATION (MTH) 57 SHRS. | $6,957 | $6,957 |
| MICHELIN COMPAGNIE GENERALE DE (MGDDY) 1332 SHRS. | $43,676 | $43,676 |
| MICROCHIP TECHNOLOGY INC (MCHP) 535 SHRS. | $46,577 | $46,577 |
| MICROSOFT CORP (MSFT) 228 SHRS. | $76,681 | $76,681 |
| MID AMER APART COMM INC (MAA) 93 SHRS. | $21,338 | $21,338 |
| MINTH GROUP LTD (MNTHY) 96 SHRS. | $8,568 | $8,568 |
| MITSUBISHI UFJ FINCL GRP ADS (MUFG) 3236 SHRS. | $17,669 | $17,669 |
| MODIVCARE INC (MODV) 24 SHRS. | $3,559 | $3,559 |
| MOWI ASA ADR (MHGVY) 841 SHRS. | $19,952 | $19,952 |
| NATIONAL VISION HOLDINGS INC (EYE) 93 SHRS. | $4,463 | $4,463 |
| NATWEST GROUP PLC ADR 2 (NWG) 4286 SHRS. | $26,187 | $26,187 |
| NCR CORPORATION (NCR) 294 SHRS. | $11,819 | $11,819 |
| NCR CORPORATION (NCR) 679 SHRS. | $27,296 | $27,296 |
| NESTLE SPON ADR REP REG SHR (NSRGY) 319 SHRS. | $44,778 | $44,778 |
| NEWELL BRANDS INC (NWL) 547 SHRS. | $11,946 | $11,946 |
| NITORI HLDGS CO LTD ADR (NCLTY) 1500 SHRS. | $22,290 | $22,290 |
| NOVARTIS AG ADR (NVS) 466 SHRS. | $40,761 | $40,761 |
| NOVOZYMES A/S UNSPONS APR (NVZMY) 201 SHRS. | $16,707 | $16,707 |
| NOVOZYMES A/S UNSPONS APR (NVZMY) 266 SHRS. | $22,110 | $22,110 |
| OGE ENERGY CORPORATION (OGE) 546 SHRS. | $20,955 | $20,955 |
| ONE GAS INC (OGS) 140 SHRS. | $10,863 | $10,863 |
| ONEMAIN HOLDINGS, INC. (OMF) 66 SHRS. | $3,303 | $3,303 |
| OVINTIV INC (OVV) 590 SHRS. | $19,883 | $19,883 |
| PACIRA BIOSCIENCES (PCRX) 111 SHRS. | $6,679 | $6,679 |
| PAN PAC INTL HLDGS CORP ADR (DQJCY) 1665 SHRS. | $22,977 | $22,977 |
| PARKER HANNIFIN CORP (PH) 130 SHRS. | $41,356 | $41,356 |
| PATTERSON -UTI ENERGY INC (PTEN) 488 SHRS. | $4,124 | $4,124 |
| PAYPAL HLDGS INC COM (PYPL) 160 SHRS. | $30,173 | $30,173 |
| PEBBLEBROOK HOTEL TR COM (PEB) 641 SHRS. | $14,339 | $14,339 |
| PENNYMAC FINL SVCS INC (PFSI) 92 SHRS. | $6,420 | $6,420 |
| PERKIN ELMER INC (PKI) 65 SHRS. | $13,069 | $13,069 |
| PERRIGO CO LTD (PRGO) 304 SHRS. | $11,826 | $11,826 |
| PERSIMMON PLC UNSPONS ADR (PSMMY) 222 SHRS. | $17,570 | $17,570 |
| PHARMACEUTICAL GRP LTD (CSPCY) 5256 SHRS. | $22,601 | $22,601 |
| PHILLIPS 66 COM (PSX) 337 SHRS. | $24,419 | $24,419 |
| PING AN INSURANCE ADR (PNGAY) 1044 SHRS. | $14,971 | $14,971 |
| PING AN INSURANCE ADR (PNGAY) 1342 SHRS. | $19,244 | $19,244 |
| PING AN INSURANCE ADR (PNGAY) 905 SHRS. | $12,978 | $12,978 |
| PINNACLE WEST CAPITAL CORP (PNW) 181 SHRS. | $12,777 | $12,777 |
| PJSC LUKOIL SPONSORED ADR (LUKOY) 122 SHRS. | $10,956 | $10,956 |
| PLEXUS CORP (PLXS) 157 SHRS. | $15,055 | $15,055 |
| PNC FINL SVCS GP (PNC) 220 SHRS. | $44,114 | $44,114 |
| POLARIS INC (PII) 138 SHRS. | $15,168 | $15,168 |
| PREMIER INC CL A (PINC) 228 SHRS. | $9,387 | $9,387 |
| PROCTER & GAMBLE (PG) 272 SHRS. | $44,494 | $44,494 |
| PROGRESS SOFTWARE (PRGS) 155 SHRS. | $7,482 | $7,482 |
| PROSUS N V SPONSORED ADR (PROSY) 510 SHRS. | $8,471 | $8,471 |
| PRUDENTIAL PLC ADR (PUK) 882 SHRS. | $30,367 | $30,367 |
| PT TELEKOMUNIKASI INDONESIA (TLK) 240 SHRS. | $6,958 | $6,958 |
| PT TELEKOMUNIKASI INDONESIA (TLK) 890 SHRS. | $25,801 | $25,801 |
| QIAGEN NV (QGEN) 133 SHRS. | $7,392 | $7,392 |
| QUALCOMM INC (QCOM) 245 SHRS. | $44,803 | $44,803 |
| QUALYS INC COM (QLYS) 46 SHRS. | $6,312 | $6,312 |
| R P M INC (RPM) 356 SHRS. | $35,956 | $35,956 |
| RAMBUS INC (DEL) (RMBS) 269 SHRS. | $7,906 | $7,906 |
| REALOGY HOLDINGS CORP (RLGY) 466 SHRS. | $7,833 | $7,833 |
| RECRUIT HOLDINGS CO. LTD. ADR (RCRUY) 5649 SHRS. | $68,805 | $68,805 |
| REINSURANCE GROUP OF AMERICA (RGA) 86 SHRS. | $9,416 | $9,416 |
| RELX PLC SPONSORED ADR (RELX) 1193 SHRS. | $38,904 | $38,904 |
| RIO TINTO PLC SPON ADR (RIO) 478 SHRS. | $31,997 | $31,997 |
| ROCHE HOLDINGS ADR (RHHBY) 1083 SHRS. | $55,980 | $55,980 |
| ROCHE HOLDINGS ADR (RHHBY) 955 SHRS. | $49,364 | $49,364 |
| SANGAMO THERAPEUTICS INC (SGMO) 500 SHRS. | $3,750 | $3,750 |
| SAP AG (SAP) 353 SHRS. | $49,459 | $49,459 |
| SAP AG (SAP) 353 SHRS. | $49,459 | $49,459 |
| SBERBANK RUSSIA SPONSORED ADR (SBRCY) 652 SHRS. | $10,269 | $10,269 |
| SCHNEIDER ELEC SA UNSP ADR (SBGSY) 1422 SHRS. | $55,757 | $55,757 |
| SCHNITZER STEEL A (SCHN) 147 SHRS. | $7,632 | $7,632 |
| SEA LIMITED ADR (SE) 47 SHRS. | $10,514 | $10,514 |
| SELECT MEDICAL HLDGS CP (SEM) 210 SHRS. | $6,174 | $6,174 |
| SEMTECH CORP (SMTC) 219 SHRS. | $19,476 | $19,476 |
| SGS SA ADR (SGSOY) 570 SHRS. | $19,277 | $19,277 |
| SHIONOGI & CO LTD UNSPONS ADR (SGIOY) 1562 SHRS. | $27,593 | $27,593 |
| SINCLAIR BROADCAST GP CL A (SBGI) 158 SHRS. | $4,176 | $4,176 |
| SKYLINE CORP (SKY) 45 SHRS. | $3,554 | $3,554 |
| SLM CORPORATION (SLM) 1095 SHRS. | $21,539 | $21,539 |
| SONOVA HLDG AG UNSP ADR (SONVY) 308 SHRS. | $24,184 | $24,184 |
| SONY GROUP CORPORATION ADR (SONY) 389 SHRS. | $49,170 | $49,170 |
| SONY GROUP CORPORATION ADR (SONY) 612 SHRS. | $77,357 | $77,357 |
| SPECTRUM BRANDS HLDGS INC (SPB) 69 SHRS. | $7,019 | $7,019 |
| SPROUTS FARMERS MARKET INC (SFM) 664 SHRS. | $19,708 | $19,708 |
| SPS COMMERCE INC COM (SPSC) 47 SHRS. | $6,690 | $6,690 |
| ST JAMES PLACE PLC (STJPF) 1111 SHRS. | $25,333 | $25,333 |
| STEEL DYNAMICS INC (STLD) 312 SHRS. | $19,366 | $19,366 |
| STERIS PLC (STE) 79 SHRS. | $19,229 | $19,229 |
| STIFEL FINANCIAL CORPORATION (SF) 334 SHRS. | $23,520 | $23,520 |
| SUN COMMUNITIES INC (SUI) 101 SHRS. | $21,207 | $21,207 |
| SUNNY OPTICAL TECH GRP CO (SOTGY) 34 SHRS. | $10,762 | $10,762 |
| SUZUKI MTR CORP ADR (SZKMY) 260 SHRS. | $40,066 | $40,066 |
| SWEDBANK AB SPONS ADR (SWDBY) 1633 SHRS. | $32,856 | $32,856 |
| SYMRISE AG UNSPONS ADR (SYIEY) 839 SHRS. | $31,102 | $31,102 |
| SYNEOS HEALTH INC CL A (SYNH) 314 SHRS. | $32,242 | $32,242 |
| SYNOVUS FINANCIAL CORP (SNV) 500 SHRS. | $23,935 | $23,935 |
| SYSMEX CORP UNSPON ADR (SSMXY) 514 SHRS. | $34,834 | $34,834 |
| TAIWAN SMCNDCTR MFG CO LTD ADR (TSM) 329 SHRS. | $39,582 | $39,582 |
| TAIWAN SMCNDCTR MFG CO LTD ADR (TSM) 547 SHRS. | $65,810 | $65,810 |
| TAIWAN SMCNDCTR MFG CO LTD ADR (TSM) 573 SHRS. | $68,938 | $68,938 |
| TD SYNNEX CORPORATION (SNX) 184 SHRS. | $21,042 | $21,042 |
| TECHNOPRO HLDGS INC ADR (TCCPY) 10872 SHRS. | $67,733 | $67,733 |
| TENCENT HLDGS LTD UNSPON ADR (TCEHY) 801 SHRS. | $46,698 | $46,698 |
| TENCENT HLDGS LTD UNSPON ADR (TCEHY) 919 SHRS. | $53,578 | $53,578 |
| TERADATA CORP (TDC) 251 SHRS. | $10,660 | $10,660 |
| THE MOSAIC COMPANY (MOS) 184 SHRS. | $7,229 | $7,229 |
| THE SIMPLY GOOD FOODS COMPANY (SMPL) 545 SHRS. | $22,656 | $22,656 |
| TOMRA SYS A/S ADR NEW (TMRAY) 399 SHRS. | $28,760 | $28,760 |
| TOPCON CP NPV (TOPCF) 2230 SHRS. | $32,127 | $32,127 |
| TOYOTA INDUSTRIES CORP ADR (TYIDY) 367 SHRS. | $28,571 | $28,571 |
| TRAVEL PLUS LEISURE CO (TNL) 197 SHRS. | $10,888 | $10,888 |
| TRIMBLE INC (TRMB) 171 SHRS. | $14,909 | $14,909 |
| TRONOX HOLDINGS PLC (TROX) 335 SHRS. | $8,050 | $8,050 |
| TWITTER INC (TWTR) 646 SHRS. | $27,920 | $27,920 |
| TYSON FOODS INC CL A (TSN) 373 SHRS. | $32,511 | $32,511 |
| ULTRAGENYX PHARMACEUTICAL INC (RARE) 57 SHRS. | $4,793 | $4,793 |
| UNDER ARMOUR INC CL A (UAA) 197 SHRS. | $4,174 | $4,174 |
| UNICHARM CORP UNSPON ADR (UNICY) 4133 SHRS. | $36,184 | $36,184 |
| UNILEVER PLC (NEW) ADS (UL) 412 SHRS. | $22,161 | $22,161 |
| UNILEVER PLC (NEW) ADS (UL) 491 SHRS. | $26,411 | $26,411 |
| UNITED BANKSHARES INC W VA (UBSI) 663 SHRS. | $24,054 | $24,054 |
| UNITED NAT FOODS INC (UNFI) 432 SHRS. | $21,203 | $21,203 |
| UNITI GROUP INC (UNIT) 358 SHRS. | $5,016 | $5,016 |
| UNIVERSAL MUSIC GROUP NV ADR (UNVGY) 2240 SHRS. | $31,136 | $31,136 |
| US FOODS HOLDING CORP (USFD) 392 SHRS. | $13,653 | $13,653 |
| VIRTU FINANCIAL INC (VIRT) 267 SHRS. | $7,698 | $7,698 |
| VOLKSWAGEN AG RP PRF ADR RATE: 0.741% (VWAPY) 1310 SHRS. | $26,305 | $26,305 |
| VOYA FINL INC (VOYA) 208 SHRS. | $13,792 | $13,792 |
| WALGREENS BOOTS ALLIANCE INC (WBA) 367 SHRS. | $19,143 | $19,143 |
| WALKER & DUNLOP INC (WD) 50 SHRS. | $7,544 | $7,544 |
| WESCO INTL INC (WCC) 134 SHRS. | $17,633 | $17,633 |
| WESTERN ALLIANCE BANCORP (WAL) 42 SHRS. | $4,521 | $4,521 |
| WORLD WRESTLING ENTMNT (WWE) 334 SHRS. | $16,480 | $16,480 |
| XINYI SOLAR HLDGS LTD ADR (XISHY) 178 SHRS. | $6,111 | $6,111 |
| XP INC (XP) 634 SHRS. | $18,221 | $18,221 |
| XYLEM INC COM (XYL) 342 SHRS. | $41,013 | $41,013 |
| YANDEX N.V. A (YNDX) 215 SHRS. | $13,008 | $13,008 |
| ZURICH INSURANCE GRP LTD ADR (ZURVY) 874 SHRS. | $38,456 | $38,456 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $614,717 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $614,717 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $434,616 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $434,616 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK STRATEGIC INC OPP I (BSIIX) 177761.312 SHRS. | FMV | $1,804,277 | $1,804,277 |
| ISHARES INC MSCI JAPAN ETF (EWJ) 751 SHRS. | FMV | $50,287 | $50,287 |
| JLL INCOME PROPERTY TRUST CLASS M-I 117709.606 SHRS | FMV | $1,598,496 | $1,598,496 |
| LM MARTIN CURRIE SMASH SER EM (LCSMX) 25451.252 SHRS. | FMV | $315,087 | $315,087 |
| LORD ABBETT SHT DURATION INC F (LDLFX) 1197038.137 SHRS. | FMV | $4,967,708 | $4,967,708 |
| MSIF GROWTH I (MSEQX) 18801.122 SHRS. | FMV | $1,396,735 | $1,396,735 |
| SPDR S&P 500 ETF TRUST (SPY) 3076 SHRS. | FMV | $1,460,977 | $1,460,977 |
| TIAA CREF CORE IMPACT BD ADV (TSBHX) 202083.5 SHRS. | FMV | $2,134,002 | $2,134,002 |
| VAN ECK EMERGING MARKETS Y (EMRYX) 37789.066 SHRS. | FMV | $657,152 | $657,152 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDEND AND INTEREST INCOME RECEIVABLE | $14,738 | $12,583 | $12,583 |
| RECEIVABLE DUE FROM CHARITABLE AFFILIATE | $908,000 | ||
| PREPAID FEDERAL EXCISE TAX | $75,925 | $38,873 | $38,873 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS ON INVESTMENTS | Desc |
| Amt | $5,465,905 | Amt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | GRANT REFUNDS | Desc |
| Revenue And Expenses Per Books | $7,500 | RevenueAndExpensesPerBooksAmt |
| Adjusted Net Income | $7,500 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED FEDERAL EXCISE TAX BENEFIT | Desc |
| Amt | $77,345 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED FEDERAL EXCISE TAX LIABILITY | Desc |
| BOY Book Value | $117,073 | BOYBookValueAmt |
| EOY Book Value | $41,097 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CUSTODIAN FEES | CategoryTxt |
| Amt | $13,018 | Amt |
| Net Investment Income | $13,018 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL EXCISE TAX | CategoryTxt |
| Amt | $118,421 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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