THE RAINTREE FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE RAINTREE FOUNDATION (EIN 77-0359291)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-10
- IRS object ID
- 202223149349103257
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-10T17:56:31-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 950858589 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HUTCHINSON & BLOODGOOD LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 EAST CARRILLO STREET SUITE 303 | AddressLine1Txt |
| City | SANTA BARBARA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770359291 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAINTREE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RAIN | BusinessNameControlTxt |
| Phone | 8059677964 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1Txt |
| City | GOLETA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93117 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES A FRANK | PersonNm |
| Person Title | PRESIDENT/CFO | PersonTitleTxt |
| Phone | 8059677964 | PhoneNum |
| Signature | 2022-11-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JAMES | PersonFirstNm |
| Person Last | FRANK | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CATHERINE MACAULAY | PreparerPersonNm |
| PTIN | P00178796 | PTIN |
| Phone | 8059631837 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $11,472,937 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $89 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $89 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $102,746 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $102,746 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,078,829 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,185,405 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,078,829 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,181,664 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,181,664 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $41,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $32,800 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $8,200 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $8,649 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,217 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $432 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $60,799 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $60,799 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $13,075 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,543 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $636 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $3,085 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,772 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $313 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $126,608 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $107,131 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $9,581 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,921,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,921,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,048,108 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $107,131 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,931,081 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$866,444 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,074,533 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $152,042 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $21,477 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $21,477 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $5,205,605 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,694,113 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $5,493,191 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $769,884 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,536,396 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,525,855 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,124,994 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,133,982 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,432,414 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $9,252,525 | TotalAssetsBOYAmt |
| Total Assets EOY | $8,385,968 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $11,472,937 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $682 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $569 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $682 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $569 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $9,251,843 | CapitalStockBOYAmt |
| Capital Stock EOY | $8,385,399 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,251,843 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $8,385,399 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,252,525 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $8,385,968 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,251,843 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$866,444 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $8,385,399 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $8,385,399 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (10 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| CYPRESS PARTNERS | P | 2020-01-01 | 2021-12-31 | $125,590 | $125,590 | $125,590 | |
| TCW #7333 - SECURITIZED OPPORTUNITIES FUND | P | 2020-01-01 | 2021-12-31 | $6,656 | $6,656 | $6,656 | |
| UBS EQUITIES | P | 2020-01-01 | 2021-12-31 | $248,464 | $248,464 | $248,464 | |
| TCW #7333- SELECT EQUITIES FUND | P | 2020-01-01 | 2021-12-31 | $241,541 | $241,541 | $241,541 | |
| TCW #7333- RELATIVE VALUE LARGE CAP FUND | P | 2020-01-01 | 2021-12-31 | $145,471 | $145,471 | $145,471 | |
| GAIN ON REDEMPTION - TCW #7333 SECURITIZED OPPORTUNITIES FUND | P | 2020-01-01 | 2021-12-31 | $236,171 | $236,171 | $236,171 | |
| GAIN ON REDEMPTION - TCW #7333 CORE FIXED INCOME | P | 2020-01-01 | 2021-12-31 | $11,854 | $11,854 | $11,854 | |
| LOSS ON REDEMPTION - TCW #7333 EMERGING MARKETS | P | 2020-01-01 | 2021-12-31 | -$25,671 | -$25,671 | $25,671 | |
| GAIN ON REDEMPTION - TCW #7333 SELECTIVE EQUITIES | P | 2020-01-01 | 2021-12-31 | $169,658 | $169,658 | $169,658 | |
| LOSS ON REDEMPTION - TCW #7333 RELATIVE VALUE | P | 2020-01-01 | 2021-12-31 | -$80,905 | -$80,905 | $80,905 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,078,829 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $14,936 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $14,936 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $14,936 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $6,000 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $9,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $15,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $119 | EsPenaltyAmt |
| Tax Due | $55 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ELLICOTT MILLION | IndividualWithBooksNm |
| Phone | 8059677964 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANKLIN RANCH ROAD | AddressLine1Txt |
| City | GOLETA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93117 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES A FRANK | ||||||||
| 1255 FRANKLIN RANCH ROAD | GOLETA | CA | 93117 | PRESIDENT/CFO | 5.00 | $0 | $0 | $0 |
| JESSICA FRANK | ||||||||
| 1255 FRANKLIN RANCH ROAD | GOLETA | CA | 93117 | VICE PRESIDENT | 2.00 | $0 | $0 | $0 |
| ELLICOTT MILLION | ||||||||
| 1255 FRANKLIN RANCH ROAD | GOLETA | CA | 93117 | SECRETARY | 10.00 | $41,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,059,737 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $207,912 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $4,432,414 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $11,700,063 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $11,700,063 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $175,501 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $11,524,562 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $576,228 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $576,228 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $14,936 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $4,724 | IncomeTaxAmt |
| Total Tax | $19,660 | TotalTaxAmt |
| Distributable Before Adj | $556,568 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $556,568 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $556,568 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,931,081 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,931,081 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $556,568 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,056,293 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,445,722 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,634,669 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,613,286 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,287,131 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $7,037,101 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,931,081 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $556,568 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,374,513 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $8,411,614 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,056,293 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $7,355,321 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,445,722 | ExcessFromYear4Amt |
| Excess From Year3 | $1,634,669 | ExcessFromYear3Amt |
| Excess From Year2 | $1,613,286 | ExcessFromYear2Amt |
| Excess From Year1 | $1,287,131 | ExcessFromYear1Amt |
| Excess From Current Year | $1,374,513 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES A FRANK | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | JAMES A FRANK PRESIDENTCFO | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1255 FRANK RANCH ROAD | AddressLine1Txt |
| City | GOLETA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93117 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8059677964 | RecipientPhoneNum |
| Form And Info And Materials | LETTER FORM, INCLUDING EXEMPT STATUS AND SOCIAL VALUE OF PROGRAM FOR WHICH THE GRANT IS BEING REQUESTED. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | PREFER TO GRANT PROPOSALS WITHIN SANTA BARBARA COUNTY, FOR PROGRAMS RELATED TO EDUCATION, HEALTH CARE AND YOUTH ACTIVITIES. OTHER PROPOSALS ARE CONSIDERED ON MERIT. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (43 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BOYS & GIRLS CLUB | |||||||
| 632 EAST CANON PERDIDO STREET | SANTA BARBARA | CA | 93101 | NONE | PC | SCHOLARSHIPS | $10,000 |
| CALIFORNIA NARCOTIC OFFICERS' ASSOCIATION SURVIVORS MEMORIAL FUND | |||||||
| 28245 AVENUE CROCKER STE 230 | VALENCIA | CA | 91355 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION | |||||||
| ONE GRAND AVENUE HERON HALL NO 103 | SAN LUIS OBISPO | CA | 93407 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $300,000 |
| CALIFORNIA STATE PARKS FOUNDATION | |||||||
| 50 FRANCISCO STREET NO 110 | SAN FRANCISCO | CA | 94133 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $25,000 |
| CHILD ABUSE LISTENING MEDIATION INC | |||||||
| 1236 CHAPALA STREET | SANTA BARBARA | CA | 93131 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| COMMUNITY FOUNDATION OF JACKSON HOLE | |||||||
| 245 EAST SIMPSON AVENUE | JACKSON | WY | 83001 | NONE | PC | JENNY LAKE RANGERS/TCSAR | $25,000 |
| DIRECT RELIEF | |||||||
| 27 SOUTH LA PATERA LANE | GOLETA | CA | 93117 | NONE | PC | BUILDING FUND | $25,000 |
| FOODBANK OF SANTA BARBARA COUNTY INC | |||||||
| 4554 HOLLISTER AVENUE | SANTA BARBARA | CA | 93110 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $6,000 |
| GAVIOTA COAST CONSERVANCY | |||||||
| PO BOX 1099 | GOLETA | CA | 93116 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $15,000 |
| GIRLS INC OF GREATER SANTA BARBARA | |||||||
| 531 EAST ORTEGA STREET | SANTA BARBARA | CA | 93103 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $10,000 |
| GRAND CANYON CONSERVANCY | |||||||
| 4 TONTO STREET | GRAND CANYON | AZ | 86023 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $100,000 |
| GRAND CANYON YOUTH | |||||||
| 2131 NORTH 1ST | FLAGSTAFF | AZ | 86004 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $10,000 |
| GRAND TETON ASSOCIATION | |||||||
| PO BOX 170 | MOOSE | WY | 83012 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $100,000 |
| LAND TRUST FOR SANTA BARBARA COUNTY | |||||||
| PO BOX 91830 | SANTA BARBARA | CA | 93190 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $30,000 |
| LOS PADRES BOY SCOUTS OF AMERICA | |||||||
| 4000 MODOC ROAD | SANTA BARBARA | CA | 93110 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $30,000 |
| LOS PADRES FOREST ASSOCIATION | |||||||
| 6755 HOLLISTER AVENUE 150 | GOLETA | CA | 93117 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $10,000 |
| MONTECITO TRAILS FOUNDATION | |||||||
| PO BOX 5481 | SANTA BARBARA | CA | 93150 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| MOUNTAIN RESCUE ASSOCIATION | |||||||
| PO BOX 880868 | SAN DIEGO | CA | 92168 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| NATURE TRACK FOUNDATION INC | |||||||
| PO BOX 953 | LOS OLIVOS | CA | 93441 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| SANTA BARBARA BOTANIC GARDEN | |||||||
| 1212 MISSION CANYON ROAD | SANTA BARBARA | CA | 93105 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $50,000 |
| SANTA BARBARA CHANNELKEEPER INC | |||||||
| 714 BOND AVENUE | SANTA BARBARA | CA | 93103 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| SANTA BARBARA CITY COLLEGE FOUNDATION | |||||||
| 721 CLIFF DRIVE | SANTA BARBARA | CA | 93109 | NONE | PC | SPARC | $50,000 |
| SANTA BARBARA COTTAGE HOSPITAL FOUNDATION | |||||||
| 2415 DE LA VINA STREET | SANTA BARBARA | CA | 93105 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $25,000 |
| SANTA BARBARA COUNTY SEARCH AND RESCUE INC | |||||||
| PO BOX 6602 | SANTA BARBARA | CA | 931606602 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| SANTA BARBARA COUNTY TRAILS COUNCIL | |||||||
| PO BOX 22352 | SANTA BARBARA | CA | 93121 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| SANTA BARBARA FOUNDATION | |||||||
| 1111 CHAPALA STREET STE 200 | SANTA BARBARA | CA | 93101 | NONE | PC | FOOTHILLS FOREVER | $10,000 |
| SANTA BARBARA NATURAL HISTORY MUSEUM | |||||||
| 2559 PUESTA DEL SOL | SANTA BARBARA | CA | 93105 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $10,000 |
| SANTA BARBARA POLICE ACTIVITIES LEAGUE | |||||||
| PO BOX 91121 | SANTA BARBARA | CA | 93190 | NONE | PC | HIGH SCHOOL TO COLLEGE HELP | $5,000 |
| SANTA BARBARA SCHOOL OF SQUASH | |||||||
| 1530 CHAPALA STREET STE F | SANTA BARBARA | CA | 93101 | NONE | PC | SCHOLARSHIPS | $5,000 |
| SAVE THE REDWOODS LEAGUE | |||||||
| 111 SUTTER STREET 11TH FLOOR | SAN FRANCISCO | CA | 94104 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $20,000 |
| SCHOLARSHIP FOUNDATION OF SANTA BARBARA | |||||||
| 2253 LAS POSITAS ROAD | SANTA BARBARA | CA | 93105 | NONE | PC | SCHOLARSHIPS | $100,000 |
| SEMPERVIRENS FUND | |||||||
| 419 SOUTH SAN ANTONIO ROAD NO 211 | LOS ALTOS | CA | 94022 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $40,000 |
| ST JUDE CHILDREN'S RESEARCH HOSPITAL | |||||||
| 501 DANNY THOMAS PLACE | MEMPHIS | TN | 38105 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $10,000 |
| TETON COUNTY SEARCH & RESCUE FOUNDATION | |||||||
| PO BOX 1063 | JACKSON | WY | 83001 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| TETON SCIENCE SCHOOLS INC | |||||||
| 700 COYOTE CANYON ROAD | JACKSON | WY | 83001 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $30,000 |
| THE FRIENDS OF THE GOLETA VALLEY LIBRARY | |||||||
| PO BOX 635 | GOLETA | CA | 93116 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| THE REGENTS OF THE UNIVERSITY OF CALIFORNIA | |||||||
| UC SANTA BARBARA | SANTA BARBARA | CA | 93106 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $385,500 |
| VISITING NURSE AND HOSPICE CARE OF SANTA BARBARA | |||||||
| 509 EAST MONTECITO STREET 200 | SANTA BARBARA | CA | 93103 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| WASHINGTON STATE UNIVERSITY FOUNDATION | |||||||
| WASHINGTON STATE UNIVERSITY | PULLMAN | WA | 99164 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $300,000 |
| WILD ANIMAL SANCTUARY | |||||||
| 2999 CO ROAD 53 | KEENESBURG | CO | 80643 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $10,000 |
| WILDERNESS YOUTH PROJECT INC | |||||||
| 5386 HOLLISTER AVENUE | GOLETA | CA | 93111 | NONE | PC | SCHOLARSHIPS | $15,000 |
| YOSEMITE FOUNDATION DBA YOSEMITE CONSERVANCY | |||||||
| 101 MONTGOMERY STREET STE 1700 | SAN FRANCISCO | CA | 94104 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $100,000 |
| NATIONAL PARK FOUNDATION | |||||||
| 1500 K STREET NW STE 700 | WASHINGTON | DC | 20005 | NONE | PC | IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,921,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $89 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $102,746 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,078,829 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,181,664 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,181,664 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION & BOOKKEEPING | CategoryTxt |
| Amt | $8,649 | Amt |
| Net Investment Income | $8,217 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $432 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | LOW DURATION BOND FUND | BondNm |
| EOY Book Value | $1,536,396 | EOYBookValueAmt |
| EOYFMV | $1,525,855 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| TCW #7333 - SELECT EQUITIES FUND | $1,377,007 | $2,117,540 |
| UBS #8567 | $767,409 | $1,168,980 |
| TCW #7333 - RELATIVE VALUE | $2,549,697 | $2,206,671 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | THE CYPRESS PARTNERS LP | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $2,133,982 | BookValueAmt |
| EOYFMV | $4,432,414 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $68 | $0 | $68 |
| CALIFORNIA FILING FEES | $245 | $0 | $245 |
| INVESTMENT FEES | $2,659 | $2,659 | $0 |
| CYPRESS PARTNERS | $113 | $113 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PAYROLL LIABILITIES | Desc |
| BOY Book Value | $682 | BOYBookValueAmt |
| EOY Book Value | $569 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $56,799 | $56,799 | $0 |
| ANODOS ADVISORS | $4,000 | $4,000 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAX PAYMENTS | $9,896 | $0 | $0 |
| PAYROLL TAXES | $3,179 | $2,543 | $636 |
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