WOODS HOLE OCEANOGRAPHIC INSTITUTION: Form 990, tax year 2021

View the entire original 990 at ProPublica ↗

Organization: WOODS HOLE OCEANOGRAPHIC INSTITUTION (EIN 04-2105850)
Tax period: 2021-01-01 to 2021-12-31
Filed: 2022-11-15
IRS object ID: 202213199349303141
Schema version: 2021v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-11-15T07:57:46-06:00	ReturnTs
Tax Period End	2021-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	101 SEAPORT BLVD SUITE 500	AddressLine1Txt
City	BOSTON	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02210	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2021-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	042105850	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	WOODS HOLE OCEANOGRAPHIC INSTITUTION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
In Care Of	% DANA FERNANDEZ SR DIR FINAN	InCareOfNm
Business Name Control	WOOD	BusinessNameControlTxt
Phone	5084572000	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	569 WOODS HOLE ROAD MS 14	AddressLine1Txt
City	WOODS HOLE	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02543	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	KATHRYN LINK	PersonNm
Person Title	VP OPS & CFO	PersonTitleTxt
Phone	5084572000	PhoneNum
Signature	2022-11-14	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	KATHRYN	PersonFirstNm
Person Last	LINK	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	GWEN SPENCER	PreparerPersonNm
PTIN	P00641463	PTIN
Phone	6175305000	PhoneNum
Preparation	2022-11-14	PreparationDt

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	2	TrustedCustomerCd

Field	Value	IRS element (for citing)
Tax	2021	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	PETER DE MENOCAL	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	569 WOODS HOLE ROAD MS 14	AddressLine1Txt
City	WOODS HOLE	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02543	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$319,274,401	GrossReceiptsAmt
Group Return For Affiliates	false	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	www.whoi.edu	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1930	FormationYr
Legal Domicile State	MA	LegalDomicileStateCd
Activity Or Mission	SEE SCHEDULE O	ActivityOrMissionDesc
Voting Members Governing Body	36	VotingMembersGoverningBodyCnt
Voting Members Independent	34	VotingMembersIndependentCnt
Total Employee	1196	TotalEmployeeCnt
Total Volunteers	83	TotalVolunteersCnt
Total Gross UBI	$3,273,412	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$3,071,116	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$247,862,118	PYContributionsGrantsAmt
CY Contributions Grants	$286,413,539	CYContributionsGrantsAmt
PY Program Service Revenue	$6,821,049	PYProgramServiceRevenueAmt
CY Program Service Revenue	$7,739,564	CYProgramServiceRevenueAmt
PY Investment Income	$171,146	PYInvestmentIncomeAmt
CY Investment Income	$0	CYInvestmentIncomeAmt
PY Other Revenue	$453,466	PYOtherRevenueAmt
CY Other Revenue	$502,093	CYOtherRevenueAmt
PY Total Revenue	$255,307,779	PYTotalRevenueAmt
CY Total Revenue	$294,655,196	CYTotalRevenueAmt
PY Grants And Similar Paid	$10,875,940	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$12,087,932	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$127,361,840	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$140,475,289	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$96,235	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$103,941	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$4,469,242	CYTotalFundraisingExpenseAmt
PY Other Expenses	$126,958,335	PYOtherExpensesAmt
CY Other Expenses	$144,752,499	CYOtherExpensesAmt
PY Total Expenses	$265,292,350	PYTotalExpensesAmt
CY Total Expenses	$297,419,661	CYTotalExpensesAmt
PY Revenues Less Expenses	-$9,984,571	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	-$2,764,465	CYRevenuesLessExpensesAmt
Total Assets BOY	$670,381,093	TotalAssetsBOYAmt
Total Assets EOY	$725,776,960	TotalAssetsEOYAmt
Total Liabilities BOY	$236,215,184	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$207,136,863	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$434,165,909	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$518,640,097	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	SEE SCHEDULE O	MissionDesc
Significant New Program Srvc	false	SignificantNewProgramSrvcInd
Significant Change	false	SignificantChangeInd
Expense	$247,121,039	ExpenseAmt
Grant	$11,396,639	GrantAmt
Revenue	$585,726	RevenueAmt
Desc	SPONSORED AND INSTITUTIONAL RESEARCH IN OCEANOGRAPHY AND RELATED FIELDS: OF THE 997 SPONSORED RESEARCH AWARDS, 683 AWARDS ARE FROM 8 FEDERAL AGENCIES AND 314 ARE FROM 143 OTHER SPONSORS. INSTITUTION RESEARCH SPONSORED 302 PROJECTS FROM UNRESTRICTED FUNDS. IN ADDITION, WOODS HOLE OCEANOGRAPHIC INSTITUTION ISSUED 693 PUBLICATIONS IN 2021.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$14,989,781	ExpenseAmt
Grant	$691,293	GrantAmt
Revenue	$7,153,838	RevenueAmt
Desc	EDUCATION: JOINT GRADUATE PROGRAM WITH M.I.T. IN THE MARINE SCIENCES. IN 2021, THERE WERE 153 GRADUATE STUDENTS, 28 DEGREE RECIPIENTS, 49 POST DOCTORAL SCHOLARS AND FELLOWS, 31 SUMMER STUDENT FELLOWS AND 92 GUEST STUDENTS.	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$262,110,820	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (true)	DescribedInSection501c3Ind
Schedule B Required	Yes (true)	ScheduleBRequiredInd
Political Campaign Acty	false	PoliticalCampaignActyInd
Lobbying Activities	Yes (true)	LobbyingActivitiesInd
Subject To Proxy Tax	false	SubjectToProxyTaxInd
Donor Advised Fund	false	DonorAdvisedFundInd
Conservation Easements	Yes (true)	ConservationEasementsInd
Collections Of Art	Yes (true)	CollectionsOfArtInd
Credit Counseling	false	CreditCounselingInd
Donor Rstr Or Quasi Endowments	Yes (true)	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (true)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (true)	ReportInvestmentsOtherSecInd
Report Program Related Invst	false	ReportProgramRelatedInvstInd
Report Other Assets	false	ReportOtherAssetsInd
Report Other Liabilities	Yes (true)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	false	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	Yes (true)	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	false	ConsolidatedAuditFinclStmtInd
School Operating	false	SchoolOperatingInd
Foreign Office	Yes (true)	ForeignOfficeInd
Foreign Activities	Yes (true)	ForeignActivitiesInd
More Than5000 K To Org	false	MoreThan5000KToOrgInd
More Than5000 K To Individuals	false	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (true)	ProfessionalFundraisingInd
Fundraising Activities	false	FundraisingActivitiesInd
Gaming Activities	false	GamingActivitiesInd
Operate Hospital	false	OperateHospitalInd
Grants To Organizations	false	GrantsToOrganizationsInd
Grants To Individuals	Yes (true)	GrantsToIndividualsInd
Schedule J Required	Yes (true)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (true)	TaxExemptBondsInd
Invest Tax Exempt Bonds	false	InvestTaxExemptBondsInd
Escrow Account	false	EscrowAccountInd
On Behalf Of Issuer	false	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	false	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	false	PYExcessBenefitTransInd
Loan Outstanding	false	LoanOutstandingInd
Grant To Related Person	false	GrantToRelatedPersonInd
Business Rln With Org Mem	false	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	false	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	false	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	Yes (true)	DeductibleNonCashContriInd
Deductible Art Contribution	false	DeductibleArtContributionInd
Terminate Operations	false	TerminateOperationsInd
Partial Liquidation	false	PartialLiquidationInd
Disregarded Entity	Yes (true)	DisregardedEntityInd
Related Entity	Yes (true)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (true)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (true)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	Yes (true)	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	false	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (true)	ScheduleORequiredInd
IRP Document	230	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (true)	BackupWthldComplianceInd
Employee	1196	EmployeeCnt
Employment Tax Returns Filed	Yes (true)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (true)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (true)	Form990TFiledInd
Foreign Financial Account	false	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Taxable Party Notification	false	TaxablePartyNotificationInd
Nondeductible Contributions	false	NondeductibleContributionsInd
Quid Pro Quo Contributions	false	QuidProQuoContributionsInd
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	false	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	false	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	false	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	36	GoverningBodyVotingMembersCnt
Independent Voting Member	34	IndependentVotingMemberCnt
Family Or Business Rln	false	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	false	DelegationOfMgmtDutiesInd
Change To Org Documents	Yes (true)	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	false	MaterialDiversionOrMisuseInd
Members Or Stockholders	false	MembersOrStockholdersInd
Election Of Board Members	false	ElectionOfBoardMembersInd
Decisions Subject To Approva	false	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (true)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (true)	MinutesOfCommitteesInd
Officer Mailing Address	false	OfficerMailingAddressInd
Local Chapters	false	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (true)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (true)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (true)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (true)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (true)	WhistleblowerPolicyInd
Document Retention Policy	Yes (true)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (true)	CompensationProcessCEOInd
Compensation Process Other	Yes (true)	CompensationProcessOtherInd
Investment In Joint Venture	false	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	CA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Field	Value	IRS element (for citing)
Person	DANA FERNANDEZ SR DIR FINAN	PersonNm
Phone	5082893505	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	569 WOODS HOLE RD MS 14	AddressLine1Txt
City	WOODS HOLE	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02543	ZIPCd

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	Yes (X)	InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (48 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd
MARK ABBOTT
FORMER PRES./DIRECTOR	50.0	0.0	Yes (X)	$1,208,796	$0	$63,142
PETER DE MENOCAL
PRESIDENT/DIRECTOR	50.0	0.0		$580,970	$0	$488,978	Yes (X)	Yes (X)
ROBERT MUNIER
VP MARINE FACILITIES & OPS	50.0	0.0		$347,712	$0	$65,972			Yes (X)
CHRISTOPHER LAND
VP LEGAL AFFAIRS/GEN. COUNSEL	50.0	0.0		$371,186	$0	$38,785	Yes (X)	Yes (X)
SAMUEL HARP
VP FOR ADVANCEMENT & CMO	50.0	0.0		$339,126	$0	$57,153				Yes (X)
KATHRYN LINK
VP OPS & CFO (AS OF 3/31/21)	50.0	0.0		$335,783	$0	$17,938		Yes (X)
GEORGE CLAYTON
CHIEF DEVELOPMENT OFFICER	50.0	0.0		$273,607	$0	$73,353				Yes (X)
RICHARD MURRAY
DD & VP SCIENCE & ENGINEERING	50.0	0.0		$318,662	$0	$26,935			Yes (X)
KEITH GLAVIN
SR. DIR. INFORMATION SYSTEMS	50.0	0.0		$269,749	$0	$56,832				Yes (X)
JEFFREY A FERNANDEZ
VP OPS & CFO (Until 3/31/21)	50.0	0.0		$310,936	$0	$12,731		Yes (X)
MARGERET TIVEY
VP OF ACADEMIC AFFAIRS & DEAN	50.0	0.0		$272,652	$0	$48,905				Yes (X)
JOHN TROWBRIDGE
SENIOR SCIENTIST	50.0	0.0		$266,127	$0	$44,393				Yes (X)
DAVID B SCULLY
CHAIR OF THE BOARD OF TRUSTEES	2.5	0.0		$0	$0	$0	Yes (X)	Yes (X)
MARGARET A FLANAGAN
VICE CHAIR - BRD (AS OF 10/21)	2.5	0.0		$0	$0	$0	Yes (X)	Yes (X)
MARIA WILHELM
VICE CHAIR - BRD (AS OF 10/21)	2.5	0.0		$0	$0	$0	Yes (X)	Yes (X)
STEVEN G HOCH
CHAIRMAN OF THE CORPORATION	2.5	0.0		$0	$0	$0	Yes (X)	Yes (X)
WILLIAN SCHMIDT
TREASURER (AS OF 10/21)	2.5	0.0		$0	$0	$0	Yes (X)	Yes (X)
ALFRED T DENGLER
TRUSTEE (UNTIL 05/21)	2.5	0.0		$0	$0	$0	Yes (X)
ANNE C KRONENBERG
TRUSTEE/TREAS (UNTIL 10/21)	2.5	0.0		$0	$0	$0	Yes (X)	Yes (X)
BARBARA WU
TRUSTEE (AS OF 10/21)	2.5	0.0		$0	$0	$0	Yes (X)
CHARLES WARD
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
CHRISTINE H FOX
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
CLINT HARRIS
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
CULLEN BUIE
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
D ALEC SARGENT
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
EDWARD TREGURTHA
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
H LARRY CLARK
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
HARDWICK SIMMONS
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
JAMES A AUSTIN JR
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
JAMES M CLARK JR
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
JAMES P ROSENFIELD
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
JEAN C TEMPEL
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
JEFFERSON E HUGHES JR
VICE CHAIR (UNTIL 10/21)	2.5	0.0		$0	$0	$0	Yes (X)	Yes (X)
JOHN KREIDER
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
JOHN M RICHARDSON
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
JOHN STAVIS
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
JOYCE K MOSS
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
LAWRENCE FISH
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
LINDA SALLOP
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
MICHAEL ESPOSITO
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
MICHELE S FOSTER
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
ROBERT BAYLIS
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
ROBERT C DUCOMMUN
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
ROBIN POWELL MANDJES
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
SAMUEL COLEMAN
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
SARA G DENT
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)
STEPHEN E TAYLOR
TRUSTEE (UNTIL 5/21)	2.5	0.0		$0	$0	$0	Yes (X)
THOMAS J TIERNEY
TRUSTEE	2.5	0.0		$0	$0	$0	Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$4,895,306	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$995,117	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	347	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (true)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (true)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	false	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
DAKOTA CREEK INDUSTRIES INC
820 4TH ST	ANACORTES	WA	98221	SCIENTIFIC RESEARCH	$7,472,541
MRV SYSTEMS LLC
6370 LUSK BLVD F100/F101	SAN DIEGO	CA	92121	SCIENTIFIC RESEARCH	$2,404,817
TELEDYNE WEBB RESEARCH
49 EDGERTON DR	NORTH FALMOUTH	MA	02556	SCIENTIFIC RESEARCH	$1,713,252
MCLANE RESEARCH LAB INC
121 Bernard St Jean Dr	FALMOUTH	MA	02536	SCIENTIFIC RESEARCH	$865,302
KONGSBERG UNDERWATER TECHNOLOGY
19210 33rd Ave W	LYNNWOOD	WA	98036	SCIENTIFIC RESEARCH	$806,158

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	111	CntrctRcvdGreaterThan100KCnt
Government Grants	$223,805,211	GovernmentGrantsAmt
All Other Contributions	$62,608,328	AllOtherContributionsAmt
Noncash Contributions	$244,047	NoncashContributionsAmt
Total Contributions	$286,413,539	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
EDUCATION	900099	$7,153,838	$7,153,838
INFO CENTER INCOME	541900	$463,226	$463,226
CENTER FOR MARINE ROBOTICS REVENUE	900099	$122,500	$122,500

Field	Value	IRS element (for citing)
Total Program Service Revenue	$7,739,564	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt
Unrelated Business Revenue	$3,273,412	UnrelatedBusinessRevenueAmt
Exclusion	-$3,273,412	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$99,988	TotalRevenueColumnAmt
Exclusion	$99,988	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$556,203	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$372,205	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$183,998	RealAmt
Personal	$0	PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$183,998	TotalRevenueColumnAmt
Exclusion	$183,998	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$24,247,000	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$24,247,000	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt
Exclusion	$0	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$0	FundraisingGrossIncomeAmt
Fundraising Direct Expenses	$0	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Field	Value	IRS element (for citing)
Gaming Gross Income	$0	GamingGrossIncomeAmt
Gaming Direct Expenses	$0	GamingDirectExpensesAmt

Net Income From Gaming NetIncomeFromGamingGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	$0	GrossSalesOfInventoryAmt
Cost Of Goods Sold	$0	CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Other Revenue Misc OtherRevenueMiscGrp

Field	Value	IRS element (for citing)
Desc	SPONSORED RESEARCH	Desc
Business	900099	BusinessCd
Total Revenue Column	$218,107	TotalRevenueColumnAmt
Exclusion	$218,107	ExclusionAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$218,107	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$294,655,196	TotalRevenueColumnAmt
Related Or Exempt Func Income	$7,739,564	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$3,273,412	UnrelatedBusinessRevenueAmt
Exclusion	-$2,771,319	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$12,087,932	TotalAmt
Program Services	$12,087,932	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Benefits To Members BenefitsToMembersGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$2,156,037	TotalAmt
Program Services	$631,357	ProgramServicesAmt
Management And General	$1,192,746	ManagementAndGeneralAmt
Fundraising	$331,934	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$84,141,002	TotalAmt
Program Services	$71,486,685	ProgramServicesAmt
Management And General	$11,106,876	ManagementAndGeneralAmt
Fundraising	$1,547,441	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$22,265,867	TotalAmt
Program Services	$18,607,483	ProgramServicesAmt
Management And General	$3,173,478	ManagementAndGeneralAmt
Fundraising	$484,906	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$24,987,920	TotalAmt
Program Services	$20,882,291	ProgramServicesAmt
Management And General	$3,561,443	ManagementAndGeneralAmt
Fundraising	$544,186	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$6,924,463	TotalAmt
Program Services	$5,786,742	ProgramServicesAmt
Management And General	$986,920	ManagementAndGeneralAmt
Fundraising	$150,801	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$2,420,615	TotalAmt
Program Services	$1,490,311	ProgramServicesAmt
Management And General	$897,631	ManagementAndGeneralAmt
Fundraising	$32,673	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$909,277	TotalAmt
Program Services	$759,700	ProgramServicesAmt
Management And General	$149,292	ManagementAndGeneralAmt
Fundraising	$285	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$627,420	TotalAmt
Management And General	$627,420	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$97,937	TotalAmt
Management And General	$97,937	ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$103,941	TotalAmt
Fundraising	$103,941	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$2,988,253	TotalAmt
Management And General	$2,988,253	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$546,287	TotalAmt
Program Services	$487,991	ProgramServicesAmt
Management And General	$1,750	ManagementAndGeneralAmt
Fundraising	$56,546	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$750,329	TotalAmt
Program Services	$385,284	ProgramServicesAmt
Management And General	$90,773	ManagementAndGeneralAmt
Fundraising	$274,272	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$15,565,368	TotalAmt
Program Services	$15,294,619	ProgramServicesAmt
Management And General	$237,164	ManagementAndGeneralAmt
Fundraising	$33,585	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$1,746,893	TotalAmt
Program Services	$1,083,731	ProgramServicesAmt
Management And General	$616,860	ManagementAndGeneralAmt
Fundraising	$46,302	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$3,527,070	TotalAmt
Program Services	$2,802,504	ProgramServicesAmt
Management And General	$724,566	ManagementAndGeneralAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$2,746,172	TotalAmt
Program Services	$2,698,781	ProgramServicesAmt
Management And General	$27,916	ManagementAndGeneralAmt
Fundraising	$19,475	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$5,825,098	TotalAmt
Program Services	$5,819,785	ProgramServicesAmt
Management And General	$5,313	ManagementAndGeneralAmt

Payments To Affiliates PaymentsToAffiliatesGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$10,893,040	TotalAmt
Program Services	$10,052,799	ProgramServicesAmt
Management And General	$840,241	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$5,075,336	TotalAmt
Program Services	$4,041,136	ProgramServicesAmt
Management And General	$1,034,200	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
SUBCONTRACTS	$24,806,456	$24,806,456	$0	$0
EQUIPMENT	$18,925,995	$18,504,296	$5,226	$416,473
OUTSIDE SERVICES	$31,134,202	$30,298,679	$672,030	$163,493
EQUIPMENT RENT & MAINTENANCE	$5,014,041	$4,196,172	$725,554	$92,315

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$11,152,710	TotalAmt
Program Services	$9,906,086	ProgramServicesAmt
Management And General	$1,076,010	ManagementAndGeneralAmt
Fundraising	$170,614	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$297,419,661	TotalAmt
Program Services	$262,110,820	ProgramServicesAmt
Management And General	$30,839,599	ManagementAndGeneralAmt
Fundraising	$4,469,242	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$808,665	BOYAmt
EOY	$8,493,578	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$22,800,815	BOYAmt
EOY	$25,941,450	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$10,072,597	BOYAmt
EOY	$14,840,619	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$56,101,650	BOYAmt
EOY	$54,069,694	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$559,801	BOYAmt
EOY	$797,178	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$2,579,756	BOYAmt
EOY	$3,593,840	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$4,411,461	BOYAmt
EOY	$5,086,180	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$287,733,505	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$173,968,089	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$103,353,411	BOYAmt
EOY	$113,765,416	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$595,775	BOYAmt
EOY	$865,208	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$447,906,031	BOYAmt
EOY	$490,905,541	EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Intangible Assets IntangibleAssetsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$21,191,131	BOYAmt
EOY	$7,418,256	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$670,381,093	BOYAmt
EOY	$725,776,960	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$41,293,976	BOYAmt
EOY	$37,884,614	EOYAmt

Grants Payable GrantsPayableGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$3,528,763	BOYAmt
EOY	$3,043,177	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$81,984,491	BOYAmt
EOY	$80,202,348	EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$109,407,954	BOYAmt
EOY	$86,006,724	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$236,215,184	BOYAmt
EOY	$207,136,863	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$5,911,640	BOYAmt
EOY	$43,855,666	EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$428,254,269	BOYAmt
EOY	$474,784,431	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$434,165,909	BOYAmt
EOY	$518,640,097	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$670,381,093	BOYAmt
EOY	$725,776,960	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	-$2,764,465	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$68,624,633	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$18,614,020	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	false	AccountantCompileOrReviewInd
FS Audited	Yes (true)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (true)	AuditCommitteeInd
Federal Grant Audit Required	Yes (true)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (true)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Public Organization170	Yes (X)	PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$191,109,014	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$195,530,700	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$252,464,384	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$247,862,118	CurrentTaxYearMinus1YearAmt
Current Tax Year	$286,413,539	CurrentTaxYearAmt
Total	$1,173,379,755	TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$191,109,014	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$195,530,700	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$252,464,384	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$247,862,118	CurrentTaxYearMinus1YearAmt
Current Tax Year	$286,413,539	CurrentTaxYearAmt
Total	$1,173,379,755	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$24,089,236	SubstantialContributorsTotAmt
Public Support Total170	$1,149,290,519	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$345,207	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	-$1,492,012	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	-$1,103,704	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	-$1,204,438	CurrentTaxYearMinus1YearAmt
Current Tax Year	-$2,617,221	CurrentTaxYearAmt
Total	-$6,072,168	TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$0	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$956,661	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$2,030,523	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$798,950	CurrentTaxYearMinus1YearAmt
Current Tax Year	$3,273,412	CurrentTaxYearAmt
Total	$7,059,546	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$3,837,036	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,160,086	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$426,646	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$146,944	CurrentTaxYearMinus1YearAmt
Current Tax Year	$218,107	CurrentTaxYearAmt
Total	$5,788,819	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$1,180,155,952	TotalSupportAmt
Gross Receipts Rltd Activities	$38,977,368	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.97385	PublicSupportCY170Pct
Public Support PY170	0.97321	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbyingGrp
Total Direct Lobbying		TotalDirectLobbyingGrp
Total Lobbying Expend		TotalLobbyingExpendGrp
Other Exempt Purpose Expend		OtherExemptPurposeExpendGrp
Total Exempt Purpose Expend		TotalExemptPurposeExpendGrp
Lobbying Nontaxable Amount		LobbyingNontaxableAmountGrp
Grassroots Nontaxable		GrassrootsNontaxableGrp
Tot Lbbyng Grassroot Mns Non Tx		TotLbbyngGrassrootMnsNonTxGrp
Tot Lbby Expend Mns Lbbyng Non Tx		TotLbbyExpendMnsLbbyngNonTxGrp
Volunteers	false	VolunteersInd
Paid Staff Or Management	false	PaidStaffOrManagementInd
Media Advertisements	false	MediaAdvertisementsInd
Mailings Members	false	MailingsMembersInd
Publications Or Broadcast	false	PublicationsOrBroadcastInd
Grants Other Organizations	false	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (true)	DirectContactLegislatorsInd
Direct Contact Legislators	$10,135	DirectContactLegislatorsAmt
Rallies Demonstrations	Yes (true)	RalliesDemonstrationsInd
Rallies Demonstrations	$500	RalliesDemonstrationsAmt
Other Activities	Yes (true)	OtherActivitiesInd
Other Activities	$97,937	OtherActivitiesAmt
Total Lobbying Expenditures	$108,572	TotalLobbyingExpendituresAmt
Not Described Section501c3	false	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	LOBBYING ACTIVITY EXPLANATION 2021	FormAndLineReferenceDesc
Explanation	THE WOODS HOLE OCEANOGRAPHIC INSTITUTION DID NOT PARTICIPATE OR INTERVENE IN ANY POLITICAL CAMPAIGNS. THE WOODS HOLE OCEANOGRAPHIC INSTITUTION EMPLOYS A DIRECTOR OF GOVERNMENT RELATIONS TO ADVOCATE ON A BROAD RANGE OF POLICY AND SPENDING LEGISLATION RELATING TO OCEAN SCIENCE. SPECIFICALLY, WHOI SUPPORTS INCREASED FUNDING FOR COMMUNITY-WIDE COMPETITIVE OCEAN SCIENCE GRANT PROGRAMS IN THE US NAVY, THE NATIONAL SCIENCE FOUNDATION, AND THE NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION. IN ADDITION, THE INDIVIDUAL REPORTS TO WOODS HOLE OCEANOGRAPHIC INSTITUTION ON FEDERAL POLICY AND POLITICAL ISSUES OF INTEREST TO AND/OR FACING THE INSTITUTION. THERE WERE NO DIRECT LOBBYING EXPENSES IN 2021. THE ORGANIZATION PAID MEMBERSHIP DUES OF $500 TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES. NO ADDITIONAL COSTS WERE INCURRED FOR MAILINGS. WHOI ALSO PROVIDES EXPERT ADVICE TO CONGRESS ON OCEAN MATTERS INCLUDING ENVIRONMENTAL QUALITY, CLIMATE CHANGE AND MARINE RESOURCES. WHOI ALSO ENGAGED A CONSULTANT TO LOBBY ON ISSUES, PROJECTS AND LEGISLATION RELATED TO OCEAN SCIENCE WITH THE STATE OFFICES AND LEGISLATURE OF THE COMMONWEALTH OF MASSACHUSETTS.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Preservation Open Space	Yes (X)	PreservationOpenSpaceInd
Total Easements	4	TotalEasementsCnt
Total Acreage	16.09	TotalAcreageCnt
Historic Structure Easements	0	HistoricStructureEasementsCnt
States Easements Held	1	StatesEasementsHeldCnt
Written Policy Monitoring	Yes (true)	WrittenPolicyMonitoringInd
Staff Hours Spent Enforcement	12.00	StaffHoursSpentEnforcementCnt
Expenses Incurred Enforcement	$1,278	ExpensesIncurredEnforcementAmt
Section170h Rqr Stsfd	Yes (true)	Section170hRqrStsfdInd
Art Public Exhibition Amounts		ArtPublicExhibitionAmountsGrp
Held Works Art		HeldWorksArtGrp
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Solicited Assets Sale	false	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$469,357,845	BeginningYearBalanceAmt
Contributions	$821,485	ContributionsAmt
Investment Earnings Or Losses	$63,694,436	InvestmentEarningsOrLossesAmt
Other Expenditures	$20,856,000	OtherExpendituresAmt
End Year Balance	$513,017,766	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$434,028,549	BeginningYearBalanceAmt
Contributions	$1,684,014	ContributionsAmt
Investment Earnings Or Losses	$54,343,282	InvestmentEarningsOrLossesAmt
Other Expenditures	$20,698,000	OtherExpendituresAmt
End Year Balance	$469,357,845	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$417,536,924	BeginningYearBalanceAmt
Contributions	$6,390,133	ContributionsAmt
Investment Earnings Or Losses	$40,486,309	InvestmentEarningsOrLossesAmt
Other Expenditures	$30,384,817	OtherExpendituresAmt
End Year Balance	$434,028,549	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$437,709,964	BeginningYearBalanceAmt
Contributions	$2,700,023	ContributionsAmt
Investment Earnings Or Losses	-$2,670,105	InvestmentEarningsOrLossesAmt
Other Expenditures	$20,202,958	OtherExpendituresAmt
End Year Balance	$417,536,924	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$415,886,575	BeginningYearBalanceAmt
Contributions	$1,650,100	ContributionsAmt
Investment Earnings Or Losses	$39,733,277	InvestmentEarningsOrLossesAmt
Other Expenditures	$19,559,988	OtherExpendituresAmt
End Year Balance	$437,709,964	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.19760	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.21300	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.58940	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	false	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	false	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Investment Cost Or Other Basis	$5,247	InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis	$4,168,092	OtherCostOrOtherBasisAmt
Book Value	$4,173,339	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Investment Cost Or Other Basis	$574,820	InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis	$208,855,444	OtherCostOrOtherBasisAmt
Depreciation	$126,848,908	DepreciationAmt
Book Value	$82,581,356	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$22,687,571	OtherCostOrOtherBasisAmt
Depreciation	$19,209,422	DepreciationAmt
Book Value	$3,478,149	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$26,462,055	OtherCostOrOtherBasisAmt
Depreciation	$20,604,189	DepreciationAmt
Book Value	$5,857,866	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Investment Cost Or Other Basis	$991,497	InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis	$23,988,779	OtherCostOrOtherBasisAmt
Depreciation	$7,305,570	DepreciationAmt
Book Value	$17,674,706	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$113,765,416	TotalBookValueLandBuildingsAmt
Financial Derivatives		FinancialDerivativesGrp
Closely Held Equity Interests		CloselyHeldEquityInterestsGrp

Other Securities OtherSecuritiesGrp (2 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
PVT EQTY,VENTURE CAP, & OTHER	$468,010,843	F
SHORT-TERM LIQUIDITY FUND	$22,894,698	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$490,905,541	TotalBookValueSecuritiesAmt
Federal Income Tax Liability	$0	FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)

DescDesc	AmtAmt
ACCRUED PENSION LIABILITY	$81,205,652
DEFERRED FIXED RATE VARIANCE	$4,801,072

Field	Value	IRS element (for citing)
Total Liability	$86,006,724	TotalLiabilityAmt
Total Rev Etc Audited Fincl Stmt	$347,817,572	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	$68,624,633	NetUnrealizedGainsInvstAmt
Donated Services And Use Fclts	$450,347	DonatedServicesAndUseFcltsAmt
Other Revenue	-$21,461,663	OtherRevenueAmt
Revenue Not Reported	$47,613,317	RevenueNotReportedAmt
Revenue Subtotal	$300,204,255	RevenueSubtotalAmt
Investment Expenses Not Incld	$2,988,253	InvestmentExpensesNotIncldAmt
Other Revenues Not Included	-$8,537,312	OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt	-$5,549,059	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$294,655,196	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$293,973,810	TotExpnsEtcAuditedFinclStmtAmt
Donated Services Use Fclts	$450,347	DonatedServicesUseFcltsAmt
Other Expenses Included	$372,205	OtherExpensesIncludedAmt
Expenses Not Reported	$822,552	ExpensesNotReportedAmt
Expenses Subtotal	$293,151,258	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$2,988,253	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	$1,280,150	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$4,268,403	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$297,419,661	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (9 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
CONSERVATION EASEMENTS	FORM 990, SCHEDULE D, PART II, LINE 5 FACILITIES OFFICE PERSONNEL WALK THE CONSERVATION EASEMENT AREAS TWICE A YEAR TO ENSURE THAT THERE ARE NO ENCROACHMENTS ON THE 16.06 ACRES AND THAT THERE ARE NO PROHIBITED USES AS DEFINED IN THE TERMS OF THE CONSERVATION RESTRICTIONS.
FORM 990, SCHEDULE D, PART II, LINE 9	THE WOODS HOLE OCEANOGRAPHIC INSTITUTION'S CONSERVATION EASEMENTS ARE NOT ACCOUNTED FOR SEPARATELY, BUT ARE INCLUDED AS PART OF LAND ON THE BALANCE SHEET.
ORGANIZATIONS MAINTAINING COLLECTIONS OF ART, HISTORICAL TREASURES, OR	OTHER SIMILAR ASSETS FORM 990, SCHEDULE D, PART III, LINE 4 IN 2013, WOODS HOLE OCEANOGRAPHIC INSTITUTION (WHOI) ADDED THE DEEPSEA CHALLENGER, A HUMAN OCCUPIED SUBMERSIBLE VEHICLE, TO ITS COLLECTION. WHOI SCIENTISTS AND ENGINEERS COLLABORATED WITH THE DEEPSEA CHALLENGE RENGINEERING TEAM TO CONDUCT A FULL SYSTEM SURVEY, COMPLETELY DISASSEMBLING AND REASSEMBLING THE VEHICLE, AND TO DOCUMENT AND DETAIL THE DESIGN APPROACH TO THE VEHICLE'S SUBSYSTEMS. WHOI ENGINEERS HAVE PRESENTED THEIR FINDINGS TO THE OCEAN ENGINEERING COMMUNITY AND INFORMATION ABOUT THE DEEPSEA CHALLENGER IS INCLUDED ON WHOI'S WEBSITE. THE VEHICLE WAS DAMAGED IN A FIRE, HAD COSMETIC/DISPLAY REPAIRS COMPLETED, AND IS NOW MOVING FROM MUSEUM TO MUSEUM FOR SHORT-TERM EXHIBITS.
INTENDED USE OF ENDOWMENT FUND	FORM 990, SCHEDULE D, PART V, LINE 4 -PROVIDE A STREAM OF INCOME IN SUPPORT OF ANNUAL BUDGETARY NEEDS. -PRESERVE AND ENHANCE THE REAL (INFLATION-ADJUSTED) PURCHASING POWER. -PROVIDE SUPPORT FOR CAPITAL INVESTMENT NEEDS AS THEY ARISE.
OTHER LIABILITIES	SCHEDULE D, PART X, LINE 2 WOODS HOLE OCEANOGRAPHIC INSTITUTION DOES NOT HAVE A FIN 48 FOOTNOTE IN ITS FINANCIAL STATEMENTS.
REVENUE INCLUDED ON BOOKS BUT NOT ON RETURN	FORM 990, SCHEDULE D, PART XI, LINE 2D PENSION RELATED CHANGES OTHER THAN COST $(25,370,268) CHANGE IN SPLIT INTEREST AGREEMENTS $187,556 RETURN ON INVESTMENT FOR RETIREE & ACTIVE MED. $877,245 NET PERIODIC BENEFIT COST 4,123,954 SWAP INTEREST EXPENSE (1,280,150) ============= TOTAL (21,461,663)
REVENUE INCLUDED ON RETURN BUT NOT ON BOOKS	FORM 990, SCHEDULE D, PART XI, LINE 4B RENTAL EXPENSE $372,205 CHANGE IN NET ASSETS (8,909,517) ============ TOTAL $ (8,537,312)
EXPENSES INCLUDED ON BOOKS BUT NOT ON RETURN	FORM 990, SCHEDULE D, PART XII, LINE 2D RENTAL EXPENSE $372,205
EXPENSES INCLUDED ON RETURN BUT NOT ON BOOKS	FORM 990, SCHEDULE D, PART XII, LINE 4B SWAP INTEREST EXPENSE $1,280,150

Schedule F IRS990ScheduleF

Account Activities Outside US AccountActivitiesOutsideUSGrp (11 entries)

RegionRegionTxt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
Central America and the Caribbean	1	Program Services	SHIP OPERATIONS	$46,024
Europe (Including Iceland and Greenland)	2	Program Services	SHIP OPERATIONS	$135,772
Central America and the Caribbean	6	Program Services	Scientific Research	$5,575
East Asia and the Pacific	9	Program Services	Scientific Research	$49,950
Europe (Including Iceland and Greenland)	18	Program Services	Scientific Research	$91,942
Middle East and North Africa	2	Program Services	Scientific Research	$6,535
North America	14	Program Services	Scientific Research	$15,975
South America	14	Program Services	Scientific Research	$35,171
South Asia	1	Program Services	Scientific Research	$4,171
Sub-Saharan Africa	2	Program Services	Scientific Research	$1,746
Central America and the Caribbean	0	Investments		$8,671,414

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	69	SubtotalEmployeesCnt
Total Office	0	TotalOfficeCnt
Total Employee	69	TotalEmployeeCnt
Subtotal Spent	$9,064,275	SubtotalSpentAmt
Total Spent	$9,064,275	TotalSpentAmt
Transfer To Foreign Corp	Yes (true)	TransferToForeignCorpInd
Interest In Foreign Trust	false	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (true)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	Yes (true)	PassiveForeignInvestmestCoInd
Foreign Partnership	Yes (true)	ForeignPartnershipInd
Boycott Countries	false	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

DESCRIPTION OF FOREIGN ACTIVITIES

SCHEDULE F, PART I, LINE 3 WOODS HOLE OCEANOGRAPHIC INSTITUTION (WHOI) OPERATES TWO U.S. GOVERNMENT-OWNED OCEANOGRAPHIC RESEARCH VESSELS UNDER THE UNIVERSITY-NATIONAL OCEANOGRAPHIC LABORATORY SYSTEM (UNOLS). THE SHIPS OPERATE BY "LEGS," PERIODS OF TIME AT SEA. EACH LEG ENDS IN A PORT OF CALL TO DISEMBARK RESEARCHERS, EQUIPMENT AND SOMETIMES MARINE CREW, THEN LOAD EQUIPMENT, AND BOARD THE NEXT SET OF RESEARCHERS AND SOMETIMES CREW MEMBERS FOR THE FOLLOWING LEG. SOME PORTS OF CALL ARE IN FOREIGN REGIONS AS DETERMINED BY GRANTS THAT FUND SHIP OPERATIONS. WHOI DOES NOT CONSIDER THESE TRANSIENT ACTIVITIES TO CONSTITUTE FOREIGN ACTIVITIES THAT SHOULD BE REPORTED ON FORM 990, SCHEDULE F. IN ALL OF THESE CASES THE PURPOSE OF JOINING A SHIP IS TO CONDUCT RESEARCH ACTIVITIES OR SHIP OPERATIONS AT SEA, NOT IN THE FOREIGN COUNTRY. HOWEVER, AGENTS, PRIMARILY SHIP'S AGENTS WHO ARE PAID FOR SERVICES TO FACILITATE THE TURNOVER BETWEEN LEGS AT SEA, ARE REPORTED BY NUMBER AND TOTAL EXPENDITURES (PART I, LINE 3, COLUMNS (C) AND (F)).

ACTIVITIES PER REGION

PART I, LINE 3, COLUMNS (B) & (F) REPORTABLE INFORMATION IS OBTAINED THROUGH WHOI'S FINANCIAL MANAGEMENT SYSTEM. PROVISION OF COLUMN (F) DATA FOR THE INSTITUTION WAS FACILITATED BY A LOCALLY-IMPOSED ACCOUNTING PROCEDURE THAT SEPARATES COSTS INCURRED INSIDE ITS BORDERS FROM THOSE INCURRED OUTSIDE.

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	Yes (X)	MailSolicitationsInd
Email Solicitations	Yes (X)	EmailSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Agrmt Prof Fundraising Acty	Yes (true)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	ActivityActivityTxt	Fundraiser Control Of FundsFundraiserControlOfFundsInd	Gross ReceiptsGrossReceiptsAmt	Retained By ContractorRetainedByContractorAmt	Net To OrganizationNetToOrganizationAmt
BALLANTINE CORPORATION
1 HIGH STREET COURT SUITE 6	MORRISTOWN	NJ	07960	MAILING	false	$160,394	$72,306	$0
EDWARD FONES
2206 APPLE ROAD	FOGELSVILLE	PA	180511905	SEE PART IV	false	$0	$31,635	$0

Field	Value	IRS element (for citing)
Total Gross Receipts	$160,394	TotalGrossReceiptsAmt
Total Retained By Contractors	$103,941	TotalRetainedByContractorsAmt
Total Net To Organization	$0	TotalNetToOrganizationAmt
Licensed States	CT	LicensedStatesCd
Licensed States	MA	LicensedStatesCd
Licensed States	NY	LicensedStatesCd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE G, PART I, LINE 2B	FormAndLineReferenceDesc
Explanation	FUNDRAISING CONSULTANT EDWARD FONES WAS ASSOCIATED WITH THE SAME FUNDRAISING ACTIVITIES AS BALLANTINE CORPORATION. GROSS RECEIPTS FROM THIS JOINT EFFORT ARE INCLUDED ON LINE 1, COLUMN IV.	ExplanationTxt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (true)	GrantRecordsMaintainedInd

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc	Cash GrantCashGrantAmt
TUITION/FELLOWSHIPS & SCHOLARSHIPS	101	$8,535,280	BOOK	TUITION
STIPENDS	90				$3,552,652

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	MAINTAINING RECORDS	FormAndLineReferenceDesc
Explanation	FORM 990, SCHEDULE I, PART I, LINE 1 APPLICATIONS FOR ADMISSIONS ARE REVIEWED BY FACULTY. STUDENTS ARE ADMITTED BASED UPON THEIR ACADEMIC RECORD, AND ALL ARE GIVEN SUPPORT THROUGH EITHER WHOI OR MIT. WRITTEN RECORDS OF ALL DECISIONS ARE RETAINED. MONITORING USE OF GRANT FUNDS FORM 990, SCHEDULE I, PART I, LINE 2 EACH STUDENT'S ACADEMIC PROGRESS IS EVALUATED YEARLY TO ENSURE SATISFACTORY ACADEMIC PROGRESS.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (true)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (true)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	false	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (true)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	false	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	false	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	false	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	false	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	false	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (true)	AnyNonFixedPaymentsInd
Initial Contract Exception	false	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (12 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
PETER DE MENOCAL
PRESIDENT/DIRECTOR	$557,720	$0	$0	$0	$23,250	$0	$445,206	$0	$43,772	$0	$1,069,948	$0	$0	$0
JEFFREY A FERNANDEZ
VP OPS & CFO (Until 3/31/21)	$106,034	$0	$123,812	$0	$81,090	$0	$9,731	$0	$3,000	$0	$323,667	$0	$75,000	$0
CHRISTOPHER LAND
VP LEGAL AFFAIRS/GEN. COUNSEL	$351,136	$0	$15,000	$0	$5,050	$0	$22,831	$0	$15,954	$0	$409,971	$0	$0	$0
ROBERT MUNIER
VP MARINE FACILITIES & OPS	$324,056	$0	$15,000	$0	$8,656	$0	$34,246	$0	$31,726	$0	$413,684	$0	$0	$0
SAMUEL HARP
VP FOR ADVANCEMENT & CMO	$311,057	$0	$25,000	$0	$3,069	$0	$22,831	$0	$34,322	$0	$396,279	$0	$0	$0
RICHARD MURRAY
DD & VP SCIENCE & ENGINEERING	$296,125	$0	$20,000	$0	$2,537	$0	$23,935	$0	$3,000	$0	$345,597	$0	$0	$0
GEORGE CLAYTON
CHIEF DEVELOPMENT OFFICER	$266,304	$0	$0	$0	$7,303	$0	$22,831	$0	$50,522	$0	$346,960	$0	$0	$0
JOHN TROWBRIDGE
SENIOR SCIENTIST	$262,946	$0	$0	$0	$3,181	$0	$31,840	$0	$12,553	$0	$310,520	$0	$0	$0
MARGERET TIVEY
VP OF ACADEMIC AFFAIRS & DEAN	$259,880	$0	$10,000	$0	$2,772	$0	$31,951	$0	$16,954	$0	$321,557	$0	$0	$0
KEITH GLAVIN
SR. DIR. INFORMATION SYSTEMS	$267,840	$0	$0	$0	$1,909	$0	$27,934	$0	$28,898	$0	$326,581	$0	$0	$0
MARK ABBOTT
FORMER PRES./DIRECTOR	$468,964	$0	$0	$0	$739,832	$0	$34,246	$0	$28,896	$0	$1,271,938	$0	$600,000	$0
KATHRYN LINK
VP OPS & CFO (AS OF 3/31/21)	$299,614	$0	$35,000	$0	$1,169	$0	$14,938	$0	$3,000	$0	$353,721	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE	FORM 990, SCHEDULE J, LINE 1A PETER DE MENOCAL RECEIVED HOUSING AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER. SUCH AMOUNTS ARE NOT CONSIDERED TAXABLE COMPENSATION. THE VALUE OF THE HOUSING IS INCLUDED IN SCHEDULE J, PART II, COLUMN (D). PERSONAL SERVICES (E.G., MAID, CHAUFFEUR, CHEF) FORM 990, SCHEDULE J, LINE 1A PETER DE MENOCAL RECEIVED PERSONAL SERVICES CONSISTING OF TAX PREPARATION SERVICES. THE AMOUNT WAS NOT INCLUDED IN TAXABLE INCOME.
SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN	FORM 990, SCHEDULE J, LINE 4B PURSUANT TO HIS EMPLOYMENT AGREEMENT, PETER DE MENOCAL IS ENTITLED TO A $200,000 SIGNING BONUS, WHICH IS CREDITED TO HIS DEFERRED COMPENSATION ACCOUNT PURSUANT TO SECTION 457(F). THE ACCRUED AMOUNT FOR 2021 IS $66,668, WHICH IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). PETER DE MENOCAL IS ENTITLED TO INCENTIVE PAYMENTS WHICH WERE CREDITED TO HIS DEFERRED COMPENSATION ACCOUNT PURSUANT TO SECTION 457(F). THE ACCRUED AMOUNT OF $350,000 FOR 2021 IS INCLUDED IN SCHEDULE J, COLUMN (C). DR. ABBOTT WAS ENTITLED TO INCENTIVE PAYMENTS WHICH WERE CREDITED TO HIS DEFERRED COMPENSATION ACCOUNT PURSUANT TO SECTION 457(F). THE VESTED AMOUNT OF $733,482 FOR 2021 IS INCLUDED IN SCHEDULE J, COLUMN B (III).
TERMS AND CONDITIONS OF DISCRETIONARY BONUS	FORM 990, SCHEDULE J, LINE 7 CERTAIN LISTED PERSONS RECEIVED NONFIXED PERFORMANCE BONUSES IN 2021. THE BONUSES WERE APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, AND THE AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B(II). JEFFREY FERNANDEZ WAS ENTITLED TO A RETENTION PAYMENT OF $75,000 IF HE REMAINED EMPLOYED BY THE INSTITUTION PAST HIS EXPECTED DATE OF RETIREMENT. AMOUNTS VESTED IN 2021 OF $75,000 IN CONNECTION WITH THIS ARRANGEMENT ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B(II).

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	MHEFA	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Bond Issuer EIN	042456011	BondIssuerEIN
CUSIP	57584YGR4	CUSIPNum
Bond Issued	2018-05-09	BondIssuedDt
Issue Price	$86,306,214	IssuePriceAmt
Purpose	Refinanced Bond Issue of 12/4/2008	PurposeDesc
Defeased	false	DefeasedInd
On Behalf Of Issuer	false	OnBehalfOfIssuerInd
Pool Financing	false	PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Retired	$0	RetiredAmt
Bond Defeased	$0	BondDefeasedAmt
Total Proceeds	$86,468,681	TotalProceedsAmt
In Reserve Fund	$0	InReserveFundAmt
Capitalized Interest	$2,297,624	CapitalizedInterestAmt
Refunding Escrow	$0	RefundingEscrowAmt
Issuance Costs From Proceeds	$645,990	IssuanceCostsFromProceedsAmt
Credit Enhancement	$0	CreditEnhancementAmt
Working Capital Expenditures	$0	WorkingCapitalExpendituresAmt
Capital Expenditures	$30,993,030	CapitalExpendituresAmt
Other Spent Proceeds	$50,660,224	OtherSpentProceedsAmt
Unspent	$1,871,813	UnspentAmt
Substantial Completion	2019	SubstantialCompletionYr
Refunding Tax Exempt Bonds	Yes (true)	RefundingTaxExemptBondsInd
Refunding Taxable Bonds	false	RefundingTaxableBondsInd
Final Allocation Made	false	FinalAllocationMadeInd
Adequate Books And Rec Maint	Yes (true)	AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Owning Bond Financed Property	false	OwningBondFinancedPropertyInd
Any Lease Arrangements	false	AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd Prop	false	MgmtContractBondFincdPropInd
Any Research Agreements	Yes (true)	AnyResearchAgreementsInd
Engage Bond Counsel Research	Yes (true)	EngageBondCounselResearchInd
Private Bus Use By Others	0.00021	PrivateBusUseByOthersPct
Private Bus Concerning UBI	0.00000	PrivateBusConcerningUBIPct
Total Private Business Use	0.00021	TotalPrivateBusinessUsePct
Bond Iss Meet Prvt Sec Pymt Test	false	BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop	false	ChangeInUseBondFinancedPropInd
Remedial Action Taken	false	RemedialActionTakenInd
Procs Nonqualified Bond Remdtd	Yes (true)	ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Form8038 T Filed	false	Form8038TFiledInd
Rebate Not Due Yet	Yes (true)	RebateNotDueYetInd
Exception To Rebate	false	ExceptionToRebateInd
No Rebate Due	Yes (true)	NoRebateDueInd
Variable Rate Issue	false	VariableRateIssueInd
Hedge Identified In Bks And Rec	false	HedgeIdentifiedInBksAndRecInd

Hedge Provider Name HedgeProviderName

Field	Value	IRS element (for citing)
Business Name Line1	0	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Gross Proceeds Invested In GIC	false	GrossProceedsInvestedInGICInd

GIC Provider Name GICProviderName

Field	Value	IRS element (for citing)
Business Name Line1	0	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Gross Proceeds Invested	false	GrossProceedsInvestedInd
Written Proc To Monitor Reqs	Yes (true)	WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Procedures Corrective Action	Yes (true)	ProceduresCorrectiveActionInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	TOTAL PROCEEDS OF ISSUE	FormAndLineReferenceDesc
Explanation	TOTAL PROCEEDS OF ISSUE SCHEDULE K, PART I, LINE A, COLUMN (F) REFINANCED BOND ISSUE OF 12/04/2008 AND CONSTRUCTION. SCHEDULE K, PART II, LINE 3 THE AMOUNT REPORTED INCLUDES TOTAL PROCEEDS OF PRINCIPAL TOTALING $75,510,000 AND PREMIUM OF $10,958,681. SCHEDULE K, PART III, LINE 9; PART IV, LINE 7; PART V THE ORGANIZATION HAS A CHECKLIST IN PLACE TO ENSURE COMPLIANCE WITH FEDERAL TAX REQUIREMENTS. SCHEDULE K, PART IV, LINE 2C THE REBATE COMPUTATION WAS PERFORMED ON 06/06/2018.	ExplanationTxt

Schedule M IRS990ScheduleM

Field	Value	IRS element (for citing)
Works Of Art		WorksOfArtGrp
Art Historical Treasures		ArtHistoricalTreasuresGrp
Art Fractional Interest		ArtFractionalInterestGrp
Books And Publications		BooksAndPublicationsGrp
Clothing And Household Goods		ClothingAndHouseholdGoodsGrp
Cars And Other Vehicles		CarsAndOtherVehiclesGrp
Boats And Planes		BoatsAndPlanesGrp
Intellectual Property		IntellectualPropertyGrp

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	21	ContributionCnt
Noncash Contributions Rpt F990	$244,047	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Securities Closely Held Stock		SecuritiesCloselyHeldStockGrp
Secur Prtnrshp Trust Intrsts		SecurPrtnrshpTrustIntrstsGrp
Securities Miscellaneous		SecuritiesMiscellaneousGrp
Qualified Contrib Hist Struct		QualifiedContribHistStructGrp
Qualified Contrib Other		QualifiedContribOtherGrp
Real Estate Residential		RealEstateResidentialGrp
Real Estate Commercial		RealEstateCommercialGrp
Real Estate Other		RealEstateOtherGrp
Collectibles		CollectiblesGrp
Food Inventory		FoodInventoryGrp
Drugs And Medical Supplies		DrugsAndMedicalSuppliesGrp
Taxidermy		TaxidermyGrp
Historical Artifacts		HistoricalArtifactsGrp
Scientific Specimens		ScientificSpecimensGrp
Archaeological Artifacts		ArchaeologicalArtifactsGrp
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (true)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (true)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	CONTRIBUTION METHOD	FormAndLineReferenceDesc
Explanation	FORM 990, SCHEDULE M, PART I, COLUMN (B) WOODS HOLE OCEANOGRAPHIC INSTITUTION HAS REPORTED THE NUMBER OF CONTRIBUTIONS ON THIS SCHEDULE.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
MISSION STATEMENT	FORM 990, PART I, LINE 1 AND PART III, LINE 1 THE WOODS HOLE OCEANOGRAPHIC INSTITUTION IS DEDICATED TO ADVANCING KNOWLEDGE OF THE OCEAN AND ITS CONNECTION WITH THE EARTH SYSTEM THROUGH A SUSTAINED COMMITMENT TO EXCELLENCE IN SCIENCE, ENGINEERING, AND EDUCATION, AND TO THE APPLICATION OF THIS KNOWLEDGE TO PROBLEMS FACING SOCIETY.
DELEGATION OF BOARD AUTHORITY	FORM 990, PART VI, LINE 1A THE EXECUTIVE COMMITTEE SHALL BE COMPOSED OF THE CHAIR OF THE BOARD OF TRUSTEES; VICE CHAIR(S) OF THE BOARD OF TRUSTEES; CHAIR OF THE CORPORATION; THE CHAIRS OF THE ADVANCEMENT COMMITTEE, AUDIT AND RISK COMMITTEE, COMMITTEE ON THE BOARD, DIVERSITY, EQUITY, AND INCLUSION COMMITTEE, FACILITIES COMMITTEE, FINANCE COMMITTEE, AND INVESTMENTS SUBCOMMITTEE, UP TO TWO "AT LARGE" TRUSTEES APPOINTED BY THE CHAIR OF THE BOARD OF TRUSTEES, AND UP TO TWO "AT-LARGE" TRUSTEES APPOINTED BY THE BOARD FROM TRUSTEES SUGGESTED BY THE COMMITTEE ON THE BOARD. AT-LARGE MEMBERS SHALL SERVE FOR A THREE-YEAR TERM, WITH THE POWER GIVEN TO THE CHAIR OF THE BOARD OF TRUSTEES TO RECOMMEND MEMBERS FOR ONE ADDITIONAL THREE-YEAR TERM. THE CHAIR OF THE BOARD OF TRUSTEES SHALL SERVE AS THE CHAIR OF THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE, SO FAR AS MAY BE PERMITTED BY LAW, ALL OF THE POWERS OF THE BOARD DURING THE INTERVALS BETWEEN MEETINGS OF THE BOARD OF TRUSTEES EXCEPT SUCH POWERS OR DUTIES AS MAY HAVE BEEN SPECIFICALLY DELEGATED BY THE BOARD TO OTHER COMMITTEES OR OFFICERS, AND SHALL HAVE POWER TO AUTHORIZE THE SEAL OF THE CORPORATION TO BE AFFIXED TO ALL PAPERS WHICH MAY REQUIRE IT, AND SUCH OTHER POWERS AS THE BOARD MAY DELEGATE TO IT. THE EXECUTIVE COMMITTEE MAY HOLD MEETINGS AND MAKE RULES FOR THE CONDUCT OF ITS BUSINESS AS IT SHALL FROM TIME TO TIME DEEM NECESSARY OR ADVISABLE. THE PRESENCE OF AT LEAST FIVE MEMBERS OF THE EXECUTIVE COMMITTEE WHO ARE TRUSTEES SHALL CONSTITUTE A QUORUM AND MAY TAKE ACTION BY MAJORITY VOTE OF SUCH QUORUM. ALL ACTIONS OF THE EXECUTIVE COMMITTEE SHALL BE REPORTED TO THE BOARD IN WRITING OR AT THE NEXT MEETING OF THE BOARD. CONSISTENT WITH THE PROVISIONS OF THE MASSACHUSETTS GENERAL LAWS, THE EXECUTIVE COMMITTEE SHALL NOT HAVE THE AUTHORITY TO: (I) CHANGE THE PRINCIPAL OFFICE OF THE CORPORATION; (II) AMEND THE BYLAWS; (III) ELECT THE STATUTORY OFFICERS OF THE CORPORATION INCLUDING THE PRESIDENT AND DIRECTOR, TREASURER, AND SECRETARY, OR FILL VACANCIES IN SUCH OFFICES; (IV) CHANGE THE NUMBER OF THE BOARD OF TRUSTEES OR FILL VACANCIES IN THE BOARD OF TRUSTEES; OR (V) REMOVE OFFICERS OR TRUSTEES FROM OFFICE.
GOVERNING DOCUMENTS	FORM 990, PART VI, LINE 4 ORGANIZATION'S BYLAWS HAVE BEEN AMENDED TO (1) INCREASE NUMBER OF OFFICERS FROM ONE VICE CHAIR TO UP TO A MAXIMUM OF TWO VICE CHAIRS, (2) INCLUDE A TERM LIMIT OF FOUR 3-YEAR (TOTAL OF 12 YEARS) TERMS TO GOVERNING BODY'S VOTING MEMBERS, (3) INCLUDE A TERM LIMIT OF 6 YEARS TO THE GOVERNING BODY'S CHAIR, (4) INCLUDE A STANDING DIVERSITY, EQUITY & INCLUSION COMMITTEE TO THE CHARTER COMMITTEES.
FORM 990 REVIEW PROCESS	FORM 990, PART VI, LINE 11B WOODS HOLE OCEANOGRAPHIC INSTITUTION'S (WHOI) FORM 990 IS PREPARED WITH THE ASSISTANCE OF ITS OUTSIDE TAX ACCOUNTANTS. FOLLOWING WHOI'S INTERNAL MANAGEMENT'S REVIEW, A DRAFT VERSION OF THE RETURN IS DISTRIBUTED TO THE AUDIT AND RISK COMMITTEE FOR REVIEW AND COMMENTS. ONCE THE RETURN HAS BEEN UPDATED WITH INTERNAL MANAGEMENT AND THE AUDIT AND RISK COMMITTEE'S COMMENTS, EACH VOTING MEMBER OF THE GOVERNING BODY, THE PRESIDENT & DIRECTOR AND VP FOR OPERATIONS AND CHIEF FINANCIAL OFFICER, WILL RECEIVE COPIES OF FORM 990 FOR REVIEW. THE AUDITORS/TAX CONSULTANTS WILL THEN FINALIZE THE FORM 990. COPIES OF COMPLETED FORM 990 WILL BE DISTRIBUTED IN ELECTRONIC OR PAPER FORM TO MEMBERS OF THE GOVERNING BODY PRIOR TO FILING WITH THE IRS. A DESIGNEE OF THE CHIEF FINANCIAL OFFICER WILL BE RESPONSIBLE FOR MAINTAINING A CURRENT DISTRIBUTION LIST AND DISTRIBUTING THE COPIES.
CONFLICT OF INTEREST COMPLIANCE	FORM 990, PART VI, LINE 12C EACH TRUSTEE, OFFICER, AND KEY EMPLOYEE OF WOODS HOLE OCEANOGRAPHIC INSTITUTION ("WHOI") IS REQUIRED TO DISCLOSE ON AN ONGOING BASIS, IN WRITING, ON WHOI'S DISCLOSURE STATEMENT, (A) ANY FINANCIAL OR BUSINESS RELATIONSHIPS THAT HE OR SHE, OR ANY FAMILY MEMBER, HAS WITH WHOI OR ANY AFFILIATED ORGANIZATION OR WITH ORGANIZATIONS THAT DO BUSINESS WITH WHOI OR ANY AFFILIATED ORGANIZATION, (B) ANY ELECTED OR APPOINTED OFFICE OR POSITION THAT HE OR SHE, OR ANY FAMILY MEMBER, HOLDS IN A BRANCH OF GOVERNMENT OR IN A REGULATORY AGENCY HAVING AUTHORITY OR JURISDICTION OVER WHOI, OR (C) OTHER PERSONAL, FAMILIAL, FINANCIAL, OR BUSINESS RELATIONSHIPS THAT OTHERWISE COULD BE CONSTRUED TO AFFECT THE INDEPENDENT, UNBIASED JUDGMENT OF SUCH TRUSTEE OR OFFICER IN LIGHT OF HIS OR HER DECISION-MAKING AUTHORITY OR RESPONSIBILITIES FOR WHOI. THE DISCLOSURE STATEMENTS ARE FILED WITH WHOI'S SECRETARY AND THE SECRETARY WILL PREPARE A REPORT ANNUALLY OR MORE FREQUENTLY AS NECESSARY FOR THE TRUSTEES AND OFFICERS SUMMARIZING ANY CONFLICT ISSUES. THE AUDIT COMMITTEE REVIEWS THE DISCLOSURE REPORTS AND ANY CONFLICTS OR POTENTIAL CONFLICTS ARE BROUGHT TO THE EXECUTIVE COMMITTEE'S ATTENTION. THE EXECUTIVE COMMITTEE WILL DETERMINE WHETHER A CONFLICT EXISTS BASED ON WHOI'S CONFLICT OF INTEREST POLICY. IF A CONFLICT OF INTEREST IS DETERMINED, THE EXECUTIVE COMMITTEE WILL EXERCISE ITS JUDGMENT ON THE BEST COURSE TO FOLLOW.
COMPENSATION APPROVAL	FORM 990, PART VI, LINE 15 THE ANNUAL COMPENSATION APPROVAL PROCESS CONSISTS OF A REVIEW BY THE ORGANIZATION'S INDEPENDENT COMPENSATION COMMITTEE, USING COMPARABLE, RELEVANT MARKET DATA FOR THE INSTITUTION'S POSITIONS OBTAINED FROM PUBLISHED SURVEYS, AND OTHER AVAILABLE SOURCES SUCH AS PEER ORGANIZATIONS' 990 FORMS. OTHER SURVEYS OF SPECIALIZED SKILL SETS OR EMPLOYEE ATTRIBUTES CRITICAL TO THE SUCCESS OF THE INSTITUTION WILL ALSO BE INCORPORATED AS NEEDED. MOREOVER, THE COMMITTEE MAY RELY ON MEMBERS OF WHOI MANAGEMENT AND OUTSIDE ADVISORS, CONSULTANTS, AND COUNSEL TO PROVIDE MARKET DATA REPORTS, ANALYSIS, AND OPINIONS WITH RESPECT TO COMPENSATION-RELATED MATTERS. ALL COMPENSATION DECISIONS MADE ARE DOCUMENTED IN THE MINUTES.
PUBLIC DISCLOSURE OF DOCUMENTS	FORM 990, PART VI, LINE 19 THE WOODS HOLE OCEANOGRAPHIC INSTITUTION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC THROUGH ITS WEBSITE.
RECONCILIATION OF NET ASSETS	FORM 990, PART XI, LINE 9 VEBA RELATED EXPENSE (3,255,235) RETURN ON INVESTMENT FOR RETIREE & ACTIVE MED. 877,245 NET PERIODIC BENEFIT COST 4,123,954 CHANGE IN SPLIT INTEREST AGREEMENTS 187,556 RELEASE FROM RESTRICTION (8,909,517) PENSION RELATED CHANGES OTHER THAN COST 25,370,268 GAIN ON SALE OF INVESTMENT (EOM) 219,749 TOTAL 18,614,020

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	WHOI TAX EXEMPT EMP WELFARE BEN TRUST	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	569 WOODS HOLE ROAD	AddressLine1Txt
City	WOODS HOLE	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02543	ZIPCd

Field	Value	IRS element (for citing)
EIN	043282355	EIN
Primary Activities	BEN. TRUST	PrimaryActivitiesTxt
Legal Domicile State	MA	LegalDomicileStateCd
Exempt Code Section	501(C)(9)	ExemptCodeSectionTxt
Public Charity Status	N/A	PublicCharityStatusTxt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	WOODS HOLE	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Controlled Organization	Yes (true)	ControlledOrganizationInd

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp

Related Organization Name RelatedOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	WHOI INVESTMENTS HOLDINGS LP	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	569 WOODS HOLE RD	AddressLine1Txt
City	WOODS HOLE	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02543	ZIPCd

Field	Value	IRS element (for citing)
EIN	371769504	EIN
Primary Activities	INVESTING	PrimaryActivitiesTxt
Legal Domicile State	DE	LegalDomicileStateCd

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	WOODS HOLE	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Predominant Income Type	EXCLUDED	PredominantIncomeTypeTxt
Share Of Total Income	$74,017,259	ShareOfTotalIncomeAmt
Share Of EOY Assets	$453,998,293	ShareOfEOYAssetsAmt
Disproportionate Allocations	false	DisproportionateAllocationsInd
UBI Code V	$3,273,412	UBICodeVAmt
General Or Managing Partner	false	GeneralOrManagingPartnerInd
Ownership	1.00000	OwnershipPct

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (4 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Entity TypeEntityTypeTxt	OwnershipOwnershipPct	Controlled OrganizationControlledOrganizationInd
QUISSETT DEVELOPMENT CORP REALTY TRUST
569 WOODS HOLE ROAD	WOODS HOLE	MA	02543	266212595	LICENSING	MA	WOODS HOLE	TRUST	1.00000	Yes (true)
CHARITABLE REMAINDER TRUST (1)
					SUPPORT	MA	WOODS HOLE	TRUST		Yes (true)
CHARITABLE REMAINDER TRUST (2)
					SUPPORT	NY	WOODS HOLE	TRUST		Yes (true)
CHARITABLE REMAINDER TRUST (3)
					SUPPORT	FL	WOODS HOLE	TRUST		Yes (true)

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	false	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (true)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	false	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	false	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	false	DivRelatedOrganizationInd
Asset Sale To Other Org	false	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	false	AssetPurchaseFromOtherOrgInd
Asset Exchange	false	AssetExchangeInd
Rental Of Facilities To Oth Org	false	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	false	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	false	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	false	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	false	SharingOfFacilitiesInd
Paid Employees Sharing	false	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	false	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	Yes (true)	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (true)	TransferToOtherOrgInd
Transfer From Other Org	Yes (true)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (2 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
WHOI TAX EXEMPT EMP WELFARE BEN TRUST
Q	$1,121,552	CASH
WHOI INVESTMENT HOLDINGS LP
S	$21,247,000	CASH