THE DUKE OF OMNIUM FUND: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE DUKE OF OMNIUM FUND (EIN 13-3740798)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-11
- IRS object ID
- 202213159349101001
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-11T08:14:43-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135420320 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Sullivan & Cromwell LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 Broad Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133740798 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Duke of Omnium Fund | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DUKE | BusinessNameControlTxt |
| Phone | 2125584000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Cromwell 125 Broad St | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Peter Coolidge | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 2125584000 | PhoneNum |
| Signature | 2022-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Peter | PersonFirstNm |
| Person Last | Coolidge | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | John A Pontolillo | PreparerPersonNm |
| PTIN | P01210685 | PTIN |
| Phone | 2125584000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,326,328 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $383,628 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $25 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $25 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $55,626 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $55,626 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$9,463 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $243,328 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $7,096 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $436,912 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $55,651 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $9,000 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $5,400 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $3,600 | LegalFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $774 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $774 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $16,081 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $15,651 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $410 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $25,855 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $21,825 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,010 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $206,250 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $206,250 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $232,105 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $21,825 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $210,260 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $204,807 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $33,826 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $131,010 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $220,465 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $220,465 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,596,888 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,712,238 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,105,863 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $1,727,898 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,932,703 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,326,328 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $1,727,898 | CapitalStockBOYAmt |
| Capital Stock EOY | $1,932,703 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,727,898 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $1,932,703 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,727,898 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,932,703 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,727,898 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $204,807 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $1,932,705 | SubtotalAmt |
| Other Decreases | $2 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $1,932,703 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (15 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 100 shs Abbott Laboratories | 2013-10-16 | 2021-10-20 | $11,722 | $3,512 | $8,210 | $8,210 | |
| 1,000 shs Huntington Bancshares | 2018-12-04 | 2021-03-04 | $15,920 | $13,720 | $2,200 | $2,200 | |
| 200 shs International Paper Co | 2019-09-27 | 2021-03-04 | $10,422 | $8,360 | $2,062 | $2,062 | |
| 2,500 shs Kayne Anderson Midstream | 2019-11-22 | 2021-04-05 | $16,787 | $24,003 | -$7,216 | -$7,216 | |
| 2,500 shs Kayne Anderson Midstream | 2020-01-09 | 2021-05-19 | $17,625 | $25,993 | -$8,368 | -$8,368 | |
| 0.7272 shs Sylvamo Corporation | 2019-09-27 | 2021-10-12 | $20 | $18 | $2 | $2 | |
| 72 shs Sylvamo Corporation | 2020-04-22 | 2021-10-15 | $1,992 | $1,641 | $351 | $351 | |
| 50,000 shs Adolor Corp Escrow | 2011-12-07 | 2021-05-06 | $0 | $0 | |||
| 2,500 shs Barclays PLC | 2016-07-05 | 2021-01-12 | $20,650 | $29,229 | -$8,579 | -$8,579 | |
| 4,000 shs JP Morgan Chase | 2015-07-15 | 2021-06-01 | $100,000 | $100,248 | -$248 | -$248 | |
| 500 shs Kinder Morgan | 2017-11-29 | 2021-03-05 | $7,712 | $7,462 | $250 | $250 | |
| 40 shs Kyndryl Holdings | 2020-11-19 | 2021-11-08 | $1,120 | $967 | $153 | $153 | |
| 60 shs Kyndryl Holdings | 2020-09-11 | 2021-11-08 | $1,680 | $1,558 | $122 | $122 | |
| 2,000 shs Sibanye Stillwater | 2021-04-12 | 2021-08-09 | $34,222 | $37,580 | -$3,358 | -$3,358 | |
| Capital Gains Dividends | $3,456 | $3,456 | $3,456 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$10,963 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $470 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $470 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $470 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,154 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $1,154 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $684 | OverpaymentAmt |
| Applied To ES Tax | $684 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Sullivan Cromwell LLP | IndividualWithBooksNm |
| Phone | 2125584000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 Broad Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Peter Coolidge | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Cromwell LLP 125 Broad | AddressLine1Txt |
| Address Line2 | Street | AddressLine2Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Trustee | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,950,267 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $196,416 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,146,683 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,146,683 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $32,200 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,114,483 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $105,724 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $105,724 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $470 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $470 | TotalTaxAmt |
| Distributable Before Adj | $105,254 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $105,254 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $105,254 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $210,260 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $210,260 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $105,254 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $423,306 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $476,088 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $396,298 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $240,138 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $154,801 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,690,631 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $210,260 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $105,254 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $105,006 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,795,637 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $423,306 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,372,331 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $476,088 | ExcessFromYear4Amt |
| Excess From Year3 | $396,298 | ExcessFromYear3Amt |
| Excess From Year2 | $240,138 | ExcessFromYear2Amt |
| Excess From Year1 | $154,801 | ExcessFromYear1Amt |
| Excess From Current Year | $105,006 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | co Sullivan Cromwell LLP | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 Broad Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2125584000 | RecipientPhoneNum |
| Form And Info And Materials | By Correspondence - Outline Purpose | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Requests for individual grants not eligible | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (31 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| American Friends of Versailles | |||||||
| 1400 North Lake Shore Drive Suite | 8E | Chicago | IL | 60610 | Public Charity | Charitable Purposes | $7,500 |
| The American University of Rome | |||||||
| PO Box 841229 | Dallas | TX | 75284 | Public Charity | Charitable Purposes | $7,500 | |
| The Brearley School | |||||||
| 610 East 83rd Street | New York | NY | 10028 | Public Charity | Charitable Purposes | $250 | |
| CAF America | |||||||
| 225 Reinekers Lane Suite 375 | Alexandria | VA | 22314 | Public Charity | Charitable Purposes | $40,000 | |
| Chapin School | |||||||
| 100 East End Avenue | New York | NY | 10028 | Public Charity | Charitable Purposes | $1,000 | |
| Dartmouth College | |||||||
| 6066 Development Office | Hanover | NH | 03755 | Public Charity | Charitable Purposes | $1,000 | |
| Fishers Island Conservancy | |||||||
| PO Box 553 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $500 | |
| Fishers Island Fire Department | |||||||
| PO Box 123 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $250 | |
| Fishers Island Library Association | |||||||
| PO Box 366 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $250 | |
| Fishers Island Union Chapel | |||||||
| PO Box 192 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $250 | |
| Harvard Business School | |||||||
| Teele Hall Soldiers Field | Boston | MA | 02163 | Public Charity | Charitable Purposes | $5,000 | |
| Harvard College | |||||||
| 124 Mount Auburn Street | Cambridge | MA | 02138 | Public Charity | Charitable Purposes | $25,000 | |
| Henry L Ferguson Museum | |||||||
| PO Box 554 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $10,000 | |
| Holderness School | |||||||
| PO Box 1879 | Plymouth | NH | 03264 | Public Charity | Charitable Purposes | $1,000 | |
| Island Community Center | |||||||
| Box 464 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $500 | |
| Island Health Project | |||||||
| PO Box 344 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $2,500 | |
| Island People's Project | |||||||
| PO Box 523 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $250 | |
| Lakes Region Community Services | |||||||
| PO Box 509 | Laconia | NH | 03247 | Public Charity | Charitable Purposes | $1,000 | |
| The Lighthouse Works | |||||||
| PO Box 385 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $500 | |
| Radcliffe Institute for Advanced Study | |||||||
| Harvard University 10 Garden Street | Cambridge | MA | 02138 | Public Charity | Charitable Purposes | $25,000 | |
| Rare Book School | |||||||
| University of Virginia PO Box | 400103 | Charlottesville | VA | 22904 | Public Charity | Charitable Purposes | $10,000 |
| Rising Phoenix Conservation Inc | |||||||
| 21 Wolfback Ridge Road | Sausalito | CA | 94965 | Public Charity | Charitable Purposes | $10,000 | |
| Speare Memorial Hospital | |||||||
| 16 Hospital Road | Plymouth | NH | 03264 | Public Charity | Charitable Purposes | $2,500 | |
| Squam Lakes Association | |||||||
| 534 US Route 3 | Holderness | NH | 03245 | Public Charity | Charitable Purposes | $1,000 | |
| The Squam Lakes Conservation Society | |||||||
| PO Box 696 | Holderness | NH | 03245 | Public Charity | Charitable Purposes | $1,000 | |
| Squam Lakes Natural Science Center | |||||||
| PO Box 173 | Holderness | NH | 03245 | Public Charity | Charitable Purposes | $1,000 | |
| St Bernard's School | |||||||
| 4 East 98th Street | New York | NY | 10029 | Public Charity | Charitable Purposes | $2,000 | |
| Thomas Jefferson Foundation | |||||||
| PO Box 316 | Charlottesville | VA | 22902 | Public Charity | Charitable Purposes | $45,000 | |
| Ubuntu Education Fund | |||||||
| 32 Broadway Suite 414 | New York | NY | 10004 | Public Charity | Charitable Purposes | $2,500 | |
| Walsh Park | |||||||
| PO Box 684 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $1,000 | |
| Wheaton College | |||||||
| 26 East Main Street | Norton | MA | 02766 | Public Charity | Charitable Purposes | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $206,250 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $25 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $55,626 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $7,096 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$9,463 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $53,284 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $53,284 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Trust uArticle SIXTH owo Albert H Gordon | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Cromwell LLP 125 Broad St | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $383,628 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (25 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Abbott Laboratories | $11,116 | $42,222 |
| AEGON NV ADR | $63,877 | $74,100 |
| Amgen Inc. | $35,105 | $44,994 |
| AT&T Inc. | $75,942 | $61,500 |
| Barclays PLC ADR | $93,745 | $103,500 |
| BP PLC Sponsored ADR | $89,129 | $79,890 |
| Chevron Corporation | $55,639 | $58,675 |
| CVS Health Corporation | $47,454 | $82,528 |
| General Mills Inc. | $21,750 | $33,690 |
| Greif Inc. Class B | $43,525 | $59,780 |
| Huntington Bancshares Inc. | $37,515 | $46,260 |
| International Business Machines Corp. | $57,276 | $66,830 |
| International Paper Company | $29,842 | $37,584 |
| JPMorgan Chase & Co. Depository Shares | $130,537 | $130,550 |
| Kayne Anderson Midstream Energy Fund | $60,338 | $71,900 |
| Kinder Morgan Inc. | $42,137 | $39,650 |
| PotlatchDeltic Corporation REIT | $41,442 | $48,176 |
| Rocky Brands Inc. | $35,733 | $49,750 |
| Sibanye Stillwater Limited Sponsored ADR | $32,247 | $31,350 |
| iShares trust Russell 2000 ETF | $66,752 | $66,735 |
| iShares Trust Select Dividend ETF | $55,875 | $110,331 |
| SPDR DoubleLine Total Return Tactical ETF | $211,745 | $203,562 |
| SPDR S&P 500 ETF | $128,751 | $308,724 |
| Vanguard Bond Index Fund Total Bond Market ETF | $169,347 | $169,500 |
| Vanguard International Equity Index Funds MSCI | $75,419 | $84,082 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Sullivan & Cromwell LLP | CategoryTxt |
| Legal Fees | $9,000 | LegalFeesAmt |
| Net Investment Income | $5,400 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,600 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Rounding | Desc |
| Amt | $2 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Deltec Asset Management - investment management fees | $8,415 | $8,415 | $0 |
| Deltec Asset Management - wire transfer fees | $20 | $0 | $0 |
| New York Law Journal - foundation publishing fee | $160 | $0 | $160 |
| New York State Department of Law - filing fee | $250 | $0 | $250 |
| Raymond James - investment management fees | $7,236 | $7,236 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Non dividend distributions | Desc |
| Revenue And Expenses Per Books | $7,096 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $7,096 | AdjustedNetIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign taxes withheld from dividends | CategoryTxt |
| Amt | $774 | Amt |
| Net Investment Income | $774 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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