THE ROCHE FAMILY FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE ROCHE FAMILY FOUNDATION (EIN 06-1801624)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-08
- IRS object ID
- 202213129349101636
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-08T13:48:51-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 520959934 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ELLIN & TUCKER CHARTERED | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 EAST PRATT ST SUITE 200 | AddressLine1Txt |
| City | BALTIMORE | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 21202 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061801624 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ROCHE FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROCH | BusinessNameControlTxt |
| Phone | 4435705602 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 KEY HIGHWAY UNIT 455 | AddressLine1Txt |
| City | BALTIMORE | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 21230 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GEORGE A ROCHE | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 4435705602 | PhoneNum |
| Signature | 2022-11-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | GEORGE | PersonFirstNm |
| Person Last | ROCHE | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KIMBERLY A GOLDSBOROUGH-WILHELM | PreparerPersonNm |
| PTIN | P01589634 | PTIN |
| Phone | 4107275735 | PhoneNum |
| Preparation | 2022-11-04 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $42,491,127 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $9,972,500 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $83 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $83 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $713,612 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $712,098 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,184,297 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,680,886 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,184,297 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $13,870,492 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,896,478 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $125,063 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $125,063 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $31,647 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,647 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $29,786 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $29,786 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $186,496 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $161,496 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,037,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,037,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,223,996 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $161,496 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,037,500 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $12,646,496 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,734,982 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $9,180,516 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,838,939 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,838,939 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $2,251,983 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $5,527,247 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $5,619,524 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $11,212,893 | CorporateStockBOYAmt |
| Corporate Stock EOY | $25,864,841 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $30,067,498 | CorporateStockEOYFMVAmt |
| Mortgage Loans BOY | $2,015,010 | MortgageLoansBOYAmt |
| Mortgage Loans EOY | $498,521 | MortgageLoansEOYAmt |
| Mortgage Loans EOYFMV | $486,965 | MortgageLoansEOYFMVAmt |
| Other Investments BOY | $2,641,284 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,331,039 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,478,201 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $27,301,686 | TotalAssetsBOYAmt |
| Total Assets EOY | $38,060,587 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $42,491,127 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $27,301,686 | CapitalStockBOYAmt |
| Capital Stock EOY | $38,060,587 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $27,301,686 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $38,060,587 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $27,301,686 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $38,060,587 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $27,301,686 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $12,646,496 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $39,948,182 | SubtotalAmt |
| Other Decreases | $1,887,595 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $38,060,587 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| THRU GOLDMAN SACHS-PUBLICLY TRADED SECURITIES | $2,654,372 | $743 | $2,653,629 | $2,653,629 | |
| THRU BNY MELLON-PUBLICLY TRADED SECURITIES | $611,666 | $615,219 | -$3,553 | -$3,553 | |
| THRU BNY MELLON-PUBLICLY TRADED SECURITIES | $2,181,621 | $1,877,432 | $304,189 | $304,189 | |
| THRU BNY MELLON-PUBLICLY TRADED SECURITIES | $4,512 | $3,195 | $1,317 | $1,317 | |
| THRU SIT OPPORTUNITY BOND FUND LLC | $31,779 | $31,779 | $31,779 | ||
| THRU SIT OPPORTUNITY BOND FUND LLC | $83,749 | $83,749 | $83,749 | ||
| THRU PROPEL BALTIMORE FUND II LP | $9,370 | $9,370 | $9,370 | ||
| CAPITAL GAINS DIVIDENDS | $103,817 | $103,817 | $103,817 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,184,297 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $51,916 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $51,916 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $51,916 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $92,658 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $92,658 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $40,742 | OverpaymentAmt |
| Applied To ES Tax | $40,742 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MD | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GEORGE A ROCHE | IndividualWithBooksNm |
| Phone | 4435705602 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 KEY HIGHWAY 455 | AddressLine1Txt |
| City | BALTIMORE | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 21230 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GEORGE A ROCHE | ||||||||
| 801 KEY HIGHWAY UNIT 455 | BALTIMORE | MD | 21230 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| KATHRYN ROCHE HOPE | ||||||||
| 1100 PARK AVENUE APT 11A | NEW YORK | NY | 10128 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| MARIANNE SCHMITT HELLAUER | ||||||||
| 6225 SMITH AVENUE | BALTIMORE | MD | 21209 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,359,717 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $6,013,663 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $32,373,380 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $32,373,380 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $485,601 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $31,887,779 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,594,389 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,594,389 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $51,916 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $51,916 | TotalTaxAmt |
| Distributable Before Adj | $1,542,473 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,542,473 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,542,473 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,037,500 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,037,500 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,542,473 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $941,032 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,037,500 | QualifyingDistributionsAmt |
| Applied To Year1 | $941,032 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $96,468 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,446,005 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GEORGE A ROCHE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AMERICAN LUNG ASSOCIATION | ||||||||
| 211 EAST LOMBARD ST 260 | BALTIMORE | MD | 21202 | NONE | PUBLIC | UNRESTRICTED | $25,000 | |
| BOWDOIN COLLEGE | ||||||||
| 4100 COLLEGE STATION | BRUNSWICK | ME | 04011 | NONE | PUBLIC | UNRESTRICTED | $210,000 | |
| COLLEGEBOUND FOUNDATION | ||||||||
| 2601 N HOWARD ST 210 | BALTIMORE | MD | 21218 | NONE | PUBLIC | UNRESTRICTED | $15,000 | |
| CREATIVE ALLIANCE | ||||||||
| 3134 EASTERN AVENUE | BALTIMORE | MD | 21224 | NONE | PUBLIC | UNRESTRICTED | $10,000 | |
| EVERYMAN THEATRE INC | ||||||||
| 315 W FAYETTE STREET | BALTIMORE | MD | 21201 | NONE | PUBLIC | UNRESTRICTED | $300,000 | |
| HARVARD BUSINESS SCHOOL | ||||||||
| PO BOX 412275 | BOSTON | MA | 02241 | NONE | PUBLIC | UNRESTRICTED | $2,500 | |
| HELPING UP MISSION | ||||||||
| 1029 E BALTIMORE ST | BALTIMORE | MD | 21202 | NONE | PUBLIC | UNRESTRICTED | $50,000 | |
| MEMORIAL SLOAN KETTERING CANCER CENTER | ||||||||
| PO BOX 27106 | NEW YORK | NY | 10087 | NONE | PUBLIC | UNRESTRICTED | $10,000 | |
| PROUTS NECK CONSERVANCY | ||||||||
| 499 BLACK POINT RD | SCARBOROUGH | ME | 04074 | NONE | PUBLIC | UNRESTRICTED | $25,000 | |
| ROBIN HOOD FOUNDATION | ||||||||
| 826 BROADWAY | NEW YORK | NY | 10003 | NONE | PUBLIC | UNRESTRICTED | $5,000 | |
| SIGNATURE THEATRE COMPANY | ||||||||
| 480 WEST 42ND STREET | NEW YORK | NY | 10036 | NONE | PUBLIC | UNRESTRICTED | $55,000 | |
| TEACH FOR AMERICA BALTIMORE | ||||||||
| 2601 NORTH HOWARD STREET SUITE 300 | BALTIMORE | MD | 21218 | NONE | PUBLIC | UNRESTRICTED | $25,000 | |
| THE HOPE PROGRAM | ||||||||
| ONE SMITH STREET 4TH FLOOR | BROOKLYN | NY | 11201 | NONE | PUBLIC | UNRESTRICTED | $5,000 | |
| THE NIGHTINGALE BAMFORD SCHOOL | ||||||||
| 20 E 92ND ST | NEW YORK | NY | 10128 | NONE | PUBLIC | UNRESTRICTED | $100,000 | |
| UNITED WAY OF CENTRAL MARYLAND | ||||||||
| 100 S CHARLES ST 5TH FLOOR PO BOX | BALTIMORE | MD | 21203 | NONE | PUBLIC | UNRESTRICTED | $50,000 | 1576 |
| UNIVERSITY OF MARYLAND MEDICAL SYSTEM FOUNDATION | ||||||||
| 110 S PACA ST | BALTIMORE | MD | 21201 | NONE | PUBLIC | UNRESTRICTED | $125,000 | |
| UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL | ||||||||
| 208 W FRANKLIN ST | CHAPEL HILL | NC | 27516 | NONE | PUBLIC | UNRESTRICTED | $25,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,037,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $83 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $713,612 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,184,297 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,897,992 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,897,992 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | GEORGE ROCHE | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 KEY HIGHWAY UNIT 455 | AddressLine1Txt |
| City | BALTIMORE | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 21230 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $9,972,500 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 50,000 SHS T ROWE PRICE GROUP INC | NoncashPropertyDesc |
| Fair Market Value | $9,972,500 | FairMarketValueAmt |
| Received | 2021-12-28 | ReceivedDt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| T ROWE PRICE GROUP,INC | $13,754,374 | $15,512,536 |
| VANGUARD DEVELOPED MARKETS INDEX FUND | $2,508,843 | $2,845,141 |
| I SHARES S&P 500 INDEX FUND | $2,212,366 | $3,024,594 |
| I SHARES TR S&P MIDCAP 400 INDEX FD | $1,344,215 | $1,718,013 |
| I SHARES TR S&P SMALLCAP 600 | $1,291,875 | $1,642,646 |
| PARAMETRIC VOLATILITY RISK PREMIUM DEFENSIVE FUND | $1,295,942 | $1,624,834 |
| ARTISAN DEVELOPING WORLD FUND | $881,180 | $1,090,877 |
| POWERSHARES FTSE RAFI US 1000 | $999,937 | $1,053,380 |
| DFA INTERNATIONAL SMALL COMPANY PORTFOLIO | $791,304 | $745,153 |
| DFA GLOBAL REAL ESTATE SECURITIES | $784,805 | $810,324 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $3,899,211 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $3,976,452 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,628,036 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,643,072 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PROPEL BALTIMORE FUND II LP | AT COST | $263,134 | $263,134 |
| OAKTREE EMERGING MARKETS EQUITY FUND (CAYMAN) LP | AT COST | $1,045,000 | $1,150,639 |
| PIMCO COMMODITY RR STRAT-INS COMMODITY REALRETURN STRATEGY FD | AT COST | $1,022,905 | $1,064,428 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIFFERENCE BETWEEN BOOK AND TAX COST OF SECURITIES SOLD | Desc |
| Amt | $1,887,595 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PROPEL BALTIMORE FUND II LP | $26,488 | $26,488 | $0 |
| SIT OPPORTUNITY BOND FUND LLC | $3,298 | $3,298 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $30 | $30 | $0 |
| INVESTMENT MANAGEMENT FEES | $125,033 | $125,033 | $0 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GEORGE A ROCHE | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 801 KEY HIGHWAY | AddressLine1Txt |
| City | BALTIMORE | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 21230 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $25,000 | $0 | $0 |
| FOREIGN TAX | $6,647 | $6,647 | $0 |
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